82_FR_18594 82 FR 18520 - Data Collection Available for Public Comments

82 FR 18520 - Data Collection Available for Public Comments

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 82, Issue 74 (April 19, 2017)

Page Range18520-18521
FR Document2017-07836

In accordance with the Paperwork Reduction Act of 1995, this notice announces the Small Business Administration's intentions to request approval on a new and/or currently approved information collection.

Federal Register, Volume 82 Issue 74 (Wednesday, April 19, 2017) 
[Federal Register Volume 82, Number 74 (Wednesday, April 19, 2017)]
[Notices]
[Pages 18520-18521]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-07836]


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SMALL BUSINESS ADMINISTRATION


Data Collection Available for Public Comments

ACTION: 60-day notice and request for comments.

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SUMMARY: In accordance with the Paperwork Reduction Act of 1995, this 
notice announces the Small Business Administration's intentions to 
request approval on a new and/or currently approved information 
collection.

DATES: Submit comments on or before June 19, 2017.

ADDRESSES: Send all comments regarding whether these information 
collections are necessary for the proper performance of the function of 
the agency, whether the burden estimates are accurate, and if there are 
ways to minimize the estimated burden and enhance the quality of the 
collections, to Carol Fendler, Director Licensing and Program 
Standards, Office of Investment, Small Business Administration, 409 3rd 
Street, 6th Floor, Washington, DC 20416.

FOR FURTHER INFORMATION CONTACT: Carol Fendler, Director Licensing and 
Program Standards, 202-205-7559 [email protected]; Curtis B. Rich, 
Management Analyst, 202-205-7030; [email protected].

SUPPLEMENTARY INFORMATION: 
    Title: ``SBIC Financial Reports''
    Abstract: To obtain the information needed to carry out its 
oversight responsibilities under the Small Business Investment Act, the 
Small Business Administration (SBA) requires Small Business Investment 
Companies (SBICs) to submit financial statements and supplementary 
information on SBA

[[Page 18521]]

Form 468. SBA uses this information to monitor SBIC financial condition 
and regulatory compliance, for credit analysis when considering SBIC 
leverage applications, and to evaluate financial risk and economic 
impact for individual SBICs and the program as a whole.
    Description of Respondents: Small Business Investment Companies.
    Form Number's: 468.1, .2, .3, .4.
    Annual Responses: 1,050.
    Annual Burden: 26,700.
    Title: ``Portfolio Financing Reports''.
    Abstract: To obtain the information needed to carry out its program 
evaluation and oversight responsibilities. SBA requires small business 
investment companies (SBIC'S) to provide information on SBA Form 1031 
each time financing is extended to a small business concern. SBA uses 
this information to evaluate how SBIC'S fill market financing gaps and 
contribute to economic growth, and to monitor the regulatory compliance 
of individual SBIC'S. Individual SBICs and the program as a whole.
    Description of Respondents: Small Business Investment Companies.
    Form Number: 1031.
    Annual Responses: 2,800.
    Annual Burden: 560.

Curtis Rich,
Management Analyst.
[FR Doc. 2017-07836 Filed 4-18-17; 8:45 am]
 BILLING CODE 8025-01-P

18520 Federal Register / Vol. 82, No. 74 / Wednesday, April 19, 2017 / Notices and number of extensions to the absent a legitimate technical failure at a propose any modifications to the Plan reopening auction, as provided by the Self-Regulatory Organization.11 that may be necessary or appropriate.14 Primary Listing Exchange; and (3) The Commission believes that a one- IV. Conclusion amend the Plan to reflect name changes year extension of the Plan will allow the of certain Participants.6 Participants to implement and assess It is therefore ordered, pursuant to the changes the Plan under the Twelfth Section 11A of the Act 15 and Rule 608 III. Discussion and Commission thereunder,16 that the Thirteenth Amendment. In addition, the extension Findings Amendment to the Plan (File No. 4–631) of the pilot period will provide The Commission finds that the Participants with additional time to be, and it hereby is, approved. Thirteenth Amendment is consistent continue their examination and analysis For the Commission, by the Division of with the requirements of the Act and the of the matters described above. Trading and Markets, pursuant to delegated rules and regulations thereunder. Accordingly, the Commission believes authority.17 Specifically, the Commission finds that that it is appropriate in the public Brent J. Fields, the Thirteenth Amendment is consistent interest, for the protection of investors Secretary. with Section 11A of the Act 7 and Rule and the maintenance of a fair and [FR Doc. 2017–07878 Filed 4–18–17; 8:45 am] 608 thereunder 8 in that it is appropriate orderly market to approve the BILLING CODE 8011–01–P in the public interest, for the protection amendment to extend the pilot period of investors and the maintenance of fair until April 16, 2018. and orderly markets, and that it removes The Participants also propose to SMALL BUSINESS ADMINISTRATION impediments to, and perfects the amend Section VII(B)(1) of the Plan to mechanism of, a national market specify that the Processor would Data Collection Available for Public system. publish certain information that the Comments The Participants propose to extend Primary Listing Exchange would provide to the Processor in connection 60-day notice and request for ACTION: the pilot period for an additional year to with reopening an NMS Stock after a comments. April 16, 2018. As the Participants note, the planned implementation date for the Trading Pause. Specifically, the SUMMARY: In accordance with the twelfth amendment to the Plan Processor will publish the auction Paperwork Reduction Act of 1995, this (‘‘Twelfth Amendment’’) 9 and the reference price; auction collars; and notice announces the Small Business related Primary Listing Exchanges’ number of extensions to the reopening Administration’s intentions to request amended reopening procedures is auction. This information will provide approval on a new and/or currently scheduled to be during the third quarter greater transparency regarding whether approved information collection. of 2017, which is after the end date of an NMS Stock will reopen at the end of the scheduled Trading Pause, or if such DATES: Submit comments on or before the current pilot period. In addition, the June 19, 2017. Participants state that an extension of Trading Pause has been extended beyond the five-minute period ADDRESSES: Send all comments the pilot period would provide regarding whether these information additional time for the Participants, the contemplated in the Plan. The Commission believes that it is collections are necessary for the proper Commission, and the public to consider performance of the function of the other potential modifications to the Plan appropriate in the public interest, for the protection of investors and the agency, whether the burden estimates that are currently under consideration, are accurate, and if there are ways to including changes to how NMS Stocks maintenance of a fair and orderly market to approve this proposed change minimize the estimated burden and are tiered under the Plan and the enhance the quality of the collections, to applicable percentage parameters because it should enhance transparency about the reopening processes during a Carol Fendler, Director Licensing and associated with such tiers, whether Program Standards, Office of double-wide Price Bands at the open Trading Pause. Finally, the Participants propose to Investment, Small Business and close of trading should be Administration, 409 3rd Street, 6th eliminated, and recommendations made amend the Plan to reflect name changes of certain Participants. The Commission Floor, Washington, DC 20416. by the Equity Market Structure Advisory believes that it is appropriate in the FOR FURTHER INFORMATION CONTACT: Committee with respect to Plan public interest, for the protection of Carol Fendler, Director Licensing and operations.10 Finally, the Commission investors and the maintenance of a fair Program Standards, 202–205–7559 understands that the Participants and orderly market to approve this carol.fendler@sba.gov; Curtis B. Rich, continue to review and analyze the proposed change because it ensures that Management Analyst, 202–205–7030; harmonization of clearly erroneous the Plan remains accurate and up-to- curtis.rich@sba.gov. execution rules with the Plan, such that these rules could not be used to break date. SUPPLEMENTARY INFORMATION: For the reasons noted above, the Title: ‘‘SBIC Financial Reports’’ trades occurring within Price Bands Commission finds that the Thirteenth Abstract: To obtain the information Amendment to the Plan is consistent needed to carry out its oversight 6 Unless otherwise specified, the terms used herein have the same meaning as set forth in the with Section 11A of the Act 12 and Rule responsibilities under the Small Plan. 608 thereunder.13 The Commission Business Investment Act, the Small 7 15 U.S.C. 78k–1. reiterates its expectation that the Business Administration (SBA) requires 8 17 CFR 242.608. Participants will continue to monitor Small Business Investment Companies jstallworth on DSK7TPTVN1PROD with NOTICES 9 See Securities Exchange Act Release No. 79845 the scope and operation of the Plan and (SBICs) to submit financial statements (January 19, 2017), 82 FR 8551 (January 26, 2017) and supplementary information on SBA (order approving the Twelfth Amendment). study the data produced, and will 10 See U.S. Securities and Exchange Commission 11 See Securities Exchange Act Release No. 77679 14 See Securities Exchange Act Release No. 67091 Equity Market Structure Advisory Committee, Recommendations for Rulemaking on Issues of (April 21, 2016), 81 FR 24908, 24909 (April 27, (May 31, 2012), 77 FR 33498 (June 6, 2012). Market Quality, dated November 29, 2016, available 2016) (order approving the Tenth Amendment). 15 15 U.S.C. 78k–1. 12 15 U.S.C. 78k–1. 16 17 CFR 242.608. at https://www.sec.gov/spotlight/emsac/emsac- recommendations-rulemaking-market-quality.pdf. 13 17 CFR 242.608. 17 17 CFR 200.30–3(a)(29). VerDate Sep<11>2014 15:06 Apr 18, 2017 Jkt 241001 PO 00000 Frm 00105 Fmt 4703 Sfmt 4703 E:\FR\FM\19APN1.SGM 19APN1

Federal Register / Vol. 82, No. 74 / Wednesday, April 19, 2017 / Notices 18521 Form 468. SBA uses this information to subject to the Order who might have a SURFACE TRANSPORTATION BOARD monitor SBIC financial condition and constitutional presence in the United regulatory compliance, for credit States would render ineffectual the [Docket No. FD 36110] analysis when considering SBIC blocking and other measures authorized leverage applications, and to evaluate in the Order because of the ability to Texas & Eastern Railroad, LLC— financial risk and economic impact for transfer funds instantaneously, I Change in Operator Exemption—Texas individual SBICs and the program as a determine that no prior notice needs to State Railroad Authority whole. be provided to any person subject to this Description of Respondents: Small determination who might have a Texas & Eastern Railroad, LLC Business Investment Companies. constitutional presence in the United (T&ER), a noncarrier, has filed a verified Form Number’s: 468.1, .2, .3, .4. States, because to do so would render notice of exemption under 49 CFR Annual Responses: 1,050. ineffectual the measures authorized in 1150.31 to assume operations over Annual Burden: 26,700. the Order. approximately 27 miles of rail line (the Title: ‘‘Portfolio Financing Reports’’. Line), between Rusk and Palestine, in Abstract: To obtain the information This notice shall be published in the Anderson and Cherokee Counties, Tex.1 needed to carry out its program Federal Register. T&ER states that the Line is owned by evaluation and oversight Dated: March 27, 2017. the Texas Parks and Wildlife Authority responsibilities. SBA requires small Rex W. Tillerson, and leased to the Texas State Railroad business investment companies (SBIC’S) Secretary of State. Authority (TSRA). In 2012, TSRA leased to provide information on SBA Form [FR Doc. 2017–07911 Filed 4–18–17; 8:45 am] the Line to Rusk, Palestine & Pacific 1031 each time financing is extended to BILLING CODE 4710–AD–P Railroad, LLC. (RP&P).2 The verified a small business concern. SBA uses this notice indicates that, as a result of this information to evaluate how SBIC’S fill transaction, T&ER will become a carrier market financing gaps and contribute to DEPARTMENT OF STATE and replace RP&P as the Line’s economic growth, and to monitor the exclusive lessee and operator. regulatory compliance of individual [Public Notice: 9968] According to T&ER, RP&P is aware that SBIC’S. Individual SBICs and the TSRA plans to change operators over program as a whole. E.O. 13224 Designation of Tarek Sakr the Line. Description of Respondents: Small as a Specially Designated Global The verified notice indicates that Business Investment Companies. Terrorist RP&P and Union Pacific Railroad Form Number: 1031. Company (UP) have an existing Annual Responses: 2,800. Acting under the authority of and in agreement that allows RP&P to operate Annual Burden: 560. accordance with section 1(b) of over approximately 1.3 miles of track Curtis Rich, Executive Order 13224 of September 23, owned and operated by UP between a Management Analyst. 2001, as amended by Executive Order point where the Line connects with UP 13268 of July 2, 2002, and Executive and UP’s yard located in Palestine, Tex. [FR Doc. 2017–07836 Filed 4–18–17; 8:45 am] Order 13284 of January 23, 2003, I T&ER states that it will either take BILLING CODE 8025–01–P hereby determine that the individual assignment of the existing interchange known as Tarek Sakr, committed, or agreement or enter into a new poses a significant risk of committing, agreement. DEPARTMENT OF STATE acts of terrorism that threaten the This transaction is related to a [Public Notice: 9967] security of U.S. nationals or the national concurrently filed verified notice of security, foreign policy, or economy of exemption in David L. Durbano— E.O. 13224 Designation of Farah the United States. Continuance in Control Exemption— Mohamed Shirdon, aka Farah Shirdon, Texas & Eastern Railroad, LLC, Docket Consistent with the determination in aka Abu Usamah, aka Abu Usamah No. FD 36111, in which David L. section 10 of Executive Order 13224 that Somali, aka Abu Usama al Somali, aka Durbano seeks to continue in control of prior notice to persons determined to be Abu Usamah as-Somali, as a Specially T&ER upon T&ER’s becoming a Class III subject to the Order who might have a Designated Global Terrorist rail carrier. constitutional presence in the United Acting under the authority of and in States would render ineffectual the T&ER certifies that the underlying accordance with section 1(b) of blocking and other measures authorized lease and operation agreement does not Executive Order 13224 of September 23, in the Order because of the ability to contain any provision or agreement that 2001, as amended by Executive Order transfer funds instantaneously, I would limit future interchange with a 13268 of July 2, 2002, and Executive determine that no prior notice needs to third-party connecting carrier. Further, Order 13284 of January 23, 2003, I be provided to any person subject to this T&ER certifies that its projected annual hereby determine that the individual determination who might have a revenues as a result of this transaction known as Farah Mohamed Shirdon, aka constitutional presence in the United will not exceed those that would qualify Farah Shirdon, aka Abu Usamah, aka States, because to do so would render it as a Class III rail carrier. Under 49 Abu Usamah Somali, aka Abu Usama al ineffectual the measures authorized in CFR 1150.32(b), a change in operator Somali, aka Abu Usamah as-Somali, has the Order. requires that notice be given to shippers. committed, or poses a significant risk of T&ER certifies that notice of the change jstallworth on DSK7TPTVN1PROD with NOTICES This notice shall be published in the of operator was served on all known committing, acts of terrorism that Federal Register. threaten the security of U.S. nationals or shippers on the Line on April 3, 2017. Dated: March 27, 2017. the national security, foreign policy, or economy of the United States. Rex W. Tillerson, 1 According to T&ER, there are no mileposts on Secretary of State. the Line. Consistent with the determination in 2 See Rusk, Palestine & Pac. R.R.—Operation section 10 of Executive Order 13224 that [FR Doc. 2017–07912 Filed 4–18–17; 8:45 am] Exemption—Tex. State R.R. Auth., FD 35669 (STB prior notice to persons determined to be BILLING CODE 4710–AD–P served Sept. 14, 2012). VerDate Sep<11>2014 15:06 Apr 18, 2017 Jkt 241001 PO 00000 Frm 00106 Fmt 4703 Sfmt 4703 E:\FR\FM\19APN1.SGM 19APN1


Document Created: 2018-11-14 09:44:11
Document Modified: 2018-11-14 09:44:11
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
Action60-day notice and request for comments.
DatesSubmit comments on or before June 19, 2017.
ContactCarol Fendler, Director Licensing and Program Standards, 202-205-7559 [email protected]; Curtis B. Rich, Management Analyst, 202-205-7030; [email protected]
FR Citation82 FR 18520 
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