82_FR_19527 82 FR 19447 - FY 2017 Competitive Funding Opportunity: Low or No Emission Grant Program

82 FR 19447 - FY 2017 Competitive Funding Opportunity: Low or No Emission Grant Program

DEPARTMENT OF TRANSPORTATION
Federal Transit Administration

Federal Register Volume 82, Issue 80 (April 27, 2017)

Page Range19447-19453
FR Document2017-08489

The Federal Transit Administration (FTA) announces the opportunity to apply for $55 million in FY 2017 funds for the Low or No Emission Bus Discretionary Grant Program (Low-No Program; Catalog of Federal Domestic Assistance (CFDA) number: 20.526), subject to funding availability. Only $31.5 million is available under the Continuing Resolution that expires on April 28, 2017. As required by Federal transit law (49 U.S.C. 5339(c)) and subject to funding availability, funds will be awarded competitively for the purchase or lease of low or no emission vehicles that use advanced technologies for transit revenue operations, including related equipment or facilities. Projects may include costs incidental to the acquisition of buses or to the construction of facilities, such as the costs of related workforce development and training activities, and project administration expenses. FTA may award additional funding that is made available to the program prior to the announcement of project selections.

Federal Register, Volume 82 Issue 80 (Thursday, April 27, 2017)
[Federal Register Volume 82, Number 80 (Thursday, April 27, 2017)]
[Notices]
[Pages 19447-19453]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-08489]


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DEPARTMENT OF TRANSPORTATION

Federal Transit Administration


FY 2017 Competitive Funding Opportunity: Low or No Emission Grant 
Program

AGENCY: Federal Transit Administration (FTA), DOT.

ACTION: Notice of funding opportunity (NOFO).

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SUMMARY: The Federal Transit Administration (FTA) announces the 
opportunity to apply for $55 million in FY 2017 funds for the Low or No 
Emission Bus Discretionary Grant Program (Low-No Program; Catalog of 
Federal Domestic Assistance (CFDA) number: 20.526), subject to funding 
availability. Only $31.5 million is available under the Continuing 
Resolution that expires on April 28, 2017. As required by Federal 
transit law (49 U.S.C. 5339(c)) and subject to funding availability, 
funds will be awarded competitively for the purchase or lease of low or 
no emission vehicles that use advanced technologies for transit revenue 
operations, including related equipment or facilities. Projects may 
include costs incidental to the acquisition of buses or to the 
construction of facilities, such as the costs of related workforce 
development and training activities, and project administration 
expenses. FTA may award additional funding that is made available to 
the program prior to the announcement of project selections.

[[Page 19448]]


DATES: Complete proposals must be submitted electronically through the 
GRANTS.GOV ``APPLY'' function by June 26, 2017. Prospective applicants 
should initiate the process by registering on the GRANTS.GOV Web site 
promptly to ensure completion of the application process before the 
submission deadline. Instructions for applying can be found on FTA's 
Web site at http://transit.dot.gov/howtoapply and in the ``FIND'' 
module of GRANTS.GOV. The funding opportunity ID is FTA-2017-003-LowNo. 
Mail and fax submissions will not be accepted.

FOR FURTHER INFORMATION CONTACT: Tara Clark, FTA Office of Program 
Management, 202-366-2623, or [email protected].

SUPPLEMENTARY INFORMATION: 

Table of Contents

A. Program Description
B. Federal Award Information
C. Eligibility
D. Application and Submission Information
E. Application Review
F. Federal Award Administration
G. Federal Awarding Agency Contacts
H. Technical Assistance and Other Program Information

A. Program Description

    Section 5339(c) of Title 49, United States Code, as amended by the 
Fixing America's Surface Transportation (FAST) Act, (Pub. L. 114-94, 
Dec. 4, 2015), authorizes FTA to award grants for low or no emission 
buses through a competitive process, as described in this notice. The 
Low or No Emission Bus Program (Low-No Program) provides funding to 
State and local governmental authorities for the purchase or lease of 
zero-emission and low-emission transit buses, including acquisition, 
construction, and leasing of required supporting facilities such as 
recharging, refueling, and maintenance facilities. FTA recognizes that 
a significant transformation is occurring in the transit bus industry, 
with the increasing availability of low and zero emission bus vehicles 
for transit revenue operations.

B. Federal Award Information 5339(c) Low or No Emission Discretionary 
Program

    Federal transit law authorizes $55 million in FY 2017 for grants 
under the Low-No Program. In FY 2016, the program received applications 
for 101 projects requesting a total of $446 million. Twenty projects 
were funded at a total of $55 million.
    FTA will grant pre-award authority starting on the date of project 
announcement for the FY 2017 awards. Funds are available for obligation 
until September 30, 2020. Funds are only available for projects that 
have not incurred costs.

C. Eligibility Information

1. Eligible Applicants

    Eligible applicants include designated recipients, States, local 
governmental authorities, and Indian Tribes. Except for projects 
proposed by Indian Tribes, proposals for funding projects in rural 
(non-urbanized) areas must be submitted as part of a consolidated State 
proposal. To be considered eligible, applicants must be able to 
demonstrate the requisite legal, financial and technical capabilities 
to receive and administer Federal funds under this program. States and 
other eligible applicants also may submit consolidated proposals for 
projects in urbanized areas. Proposals may contain projects to be 
implemented by the recipient or its eligible subrecipients. Eligible 
subrecipients are entities that are otherwise eligible recipients under 
this program.
    An eligible recipient may submit an application in partnership with 
other entities that intend to participate in the implementation of the 
project, including, but not limited to, specific vehicle manufacturers, 
equipment vendors, owners or operators of related facilities, or 
project consultants. If an application that involves such a partnership 
is selected for funding, the competitive selection process will be 
deemed to satisfy the requirement for a competitive procurement under 
49 U.S.C. 5325(a) for the named entities. Applicants are advised that 
any changes to the proposed partnership will require advance FTA 
written approval, must be consistent with the scope of the approved 
project, and may necessitate a competitive procurement.

2. Cost Sharing or Matching

    All eligible expenses under the Low-No Program are attributable to 
compliance with the Clean Air Act. Therefore, under the provisions of 
49 U.S.C. 5323(i), the maximum Federal participation in the costs of 
leasing or acquiring a transit bus financed under the Low-No Program is 
85 percent of the total transit bus cost. The proposer may request a 
lower Federal contribution. Further, the maximum Federal participation 
in the cost of leasing or acquiring low or no emission bus-related 
equipment and facilities under the Low-No Program, such as recharging 
or refueling facilities, is 90 percent of the net project cost of the 
equipment or facilities that are attributable to compliance with the 
Clean Air Act.
    Eligible sources of local match include the following: cash from 
non-Government sources other than revenues from providing public 
transportation services; revenues derived from the sale of advertising 
and concessions; amounts received under a service agreement with a 
State or local social service agency or private social service 
organization; revenues generated from value capture financing 
mechanisms; funds from an undistributed cash surplus; replacement or 
depreciation cash fund or reserve; new capital; or in-kind 
contributions. In addition, transportation development credits or 
documentation of in-kind match may substitute for local match if 
identified in the application.

3. Eligible Projects

    Under 49 U.S.C. 5339 (c)(B), eligible projects include projects or 
programs of projects in an eligible area for: (1) Purchasing or leasing 
low or no emission buses; (2) acquiring low or no emission buses with a 
leased power source; (3) constructing or leasing facilities and related 
equipment for low or no emission buses; (4) constructing new public 
transportation facilities to accommodate low or no emission buses; (5) 
or rehabilitating or improving existing public transportation 
facilities to accommodate low or no emission buses. As specified under 
49 U.S.C. 5339(c)(5)(A), FTA will only consider eligible projects 
relating to the acquisition or leasing of low or no emission buses or 
bus facilities that make greater reductions in energy consumption and 
harmful emissions than comparable standard buses or other low or no 
emission buses. As specified under 49 U.S.C. 5339(c)(5)(B), all 
proposed projects must be part of the intended recipient's long-term 
integrated fleet management plan.
    If a single project proposal involves multiple public 
transportation providers, such as when an agency acquires vehicles that 
will be operated by another agency, the proposal must include a 
detailed statement regarding the role of each public transportation 
provider in the implementation of the project.
    Under 49 U.S.C. 5339(c)(1)(E), a low or no-emission bus is defined 
as ``a passenger vehicle used to provide public transportation that 
significantly reduces energy consumption or harmful emissions, 
including direct carbon emissions, when compared to a standard 
vehicle.'' The statutory definition includes zero-emission transit 
buses, which are defined as buses that

[[Page 19449]]

produce no direct carbon emissions and no particulate matter emissions 
under any and all possible operational modes and conditions. Examples 
of zero emission bus technologies include, but are not limited to, 
hydrogen fuel-cell buses and battery-electric buses. All new transit 
bus models procured with funds awarded under the Low-No Program must 
complete FTA bus testing for production transit buses pursuant to 49 
U.S.C. 5318. All transit vehicles must be procured from certified 
transit vehicle manufacturers in accordance with the Disadvantaged 
Business Enterprise (DBE) regulations at 49 CFR part 26. The 
development or deployment of prototype vehicles is not eligible for 
funding under the Low-No program.
    Recipients are permitted to use up to 0.5 percent of their 
requested grant award for workforce development activities eligible 
under 49 U.S.C 5314(b) and an additional 0.5 percent for costs 
associated with training at the National Transit Institute. Applicants 
must identify the proposed use of funds for these activities in the 
project proposal and identify them separately in the project budget.

D. Application and Submission Information

1. Address To Request Application

    Applications must be submitted electronically through GRANTS.GOV. 
General information for submitting applications through GRANTS.GOV can 
be found at www.fta.dot.gov/howtoapply along with specific instructions 
for the forms and attachments required for submission. Mail and fax 
submissions will not be accepted. A complete proposal submission 
consists of at least two forms: The SF424 Mandatory Form (downloaded 
from GRANTS.GOV) and the supplemental form for the FY 2017 Low-No 
Program (downloaded from GRANTS.GOV or the FTA Web site at 
www.transit.dot.gov/busprogram). Failure to submit the information as 
requested can delay review or disqualify the application.

2. Content and Form of Application Submission

(i) Proposal Submission
    A complete proposal submission consists of at least two forms: (1) 
The SF424 Mandatory Form; and (2) the supplemental form for the FY 2017 
Low-No Program. The application must include responses to all sections 
of the SF424 Mandatory Form and the supplemental form, unless indicated 
as optional. The information on the supplemental form will be used to 
determine applicant and project eligibility for the program, and to 
evaluate the proposal against the selection criteria described in part 
E of this notice.
    An applicant may submit multiple project proposals in a single 
submission, but must include all project proposals on a single 
supplemental form. To add additional projects, select the ``add 
project'' button and complete a separate ``project detail'' section for 
each project. FTA will only accept one supplemental form per 
submission.
    The supplemental form must be submitted as an attachment to the 
SF424 Mandatory Form. All project proposals will be evaluated 
separately, regardless of whether they are submitted as a single 
submission.
    An applicant may submit additional supporting documentation for 
each project proposal as attachments. Any supporting documentation must 
be described and referenced by file name in the appropriate response 
section of the supplemental form, or it may not be reviewed.
    Information such as proposer name, Federal amount requested, local 
match amount, description of areas served, etc. may be requested in 
varying degrees of detail on both the SF424 form and Supplemental Form. 
Proposers must fill in all fields unless stated otherwise on the forms. 
If information is copied into the supplemental form from another 
source, applicants should verify that pasted text is fully captured on 
the supplemental form and has not been truncated by the character 
limits built into the form. Proposers should use both the ``Check 
Package for Errors'' and the ``Validate Form'' validation buttons on 
both forms to check all required fields on the forms, and ensure that 
the federal and local amounts specified are consistent.
(ii) Application Content
    The SF424 Mandatory Form and the Supplemental Form will prompt 
applicants for the required information, including:

a. Applicant Name
b. Dun and Bradstreet (D&B) Data Universal Numbering System (DUNS) 
number
c. Key contact information (including contact name, address, email 
address, and phone)
d. Congressional district(s) where project will take place
e. Project Information (including title, an executive summary, and 
type)
f. A detailed description of the need for the project
g. A detailed description on how the project will support the Low-No 
program objectives
h. Evidence that the project is consistent with local and regional 
planning documents
i. Evidence that the applicant can provide the local cost share
j. A description of the technical, legal, and financial capacity of the 
applicant
k. A detailed project budget
l. An explanation of the scalability of the project
m. Details on the local matching funds
n. A detailed project timeline

3. Unique Entity Identifier and System for Award Management (SAM)

    Each applicant is required to: (1) Be registered in SAM before 
submitting an application; (2) provide a valid unique entity identifier 
in its application; and (3) continue to maintain an active SAM 
registration with current information at all times during which the 
applicant has an active Federal award or an application or plan under 
consideration by FTA. These requirements do not apply if the applicant: 
(1) Is an individual; (2) is excepted from the requirements under 2 CFR 
25.110(b) or (c); or (3) has an exception approved by FTA under 2 CFR 
25.110(d). FTA may not make an Award until the applicant has complied 
with all applicable unique entity identifier and SAM requirements. If 
an applicant has not fully complied with the requirements by the time 
FTA is ready to make an Award, FTA may determine that the applicant is 
not qualified to receive an Award and use that determination as a basis 
for making a Federal award to another applicant. All applicants must 
provide a unique entity identifier provided by SAM. Registration in SAM 
may take as little as 3-5 business days, but since there could be 
unexpected steps or delays (for example, if you need to obtain an 
Employer Identification Number), FTA recommends allowing ample time, up 
to several weeks, for completion of all steps. For additional 
information on obtaining a unique entity identifier, please visit 
www.sam.gov.

4. Submission Dates and Times

    Project proposals must be submitted electronically through 
GRANTS.GOV by 5:00 p.m. Eastern on June 26, 2017. GRANTS.GOV attaches a 
time stamp to each application at the time of submission. Proposals 
submitted after the deadline will only be considered under 
extraordinary circumstances not under the applicant's control. Mail and 
fax submissions will not be accepted.
    Within 48 hours after submitting an electronic application, the 
applicant

[[Page 19450]]

should receive three email messages from GRANTS.GOV: (1) Confirmation 
of successful transmission to GRANTS.GOV, (2) confirmation of 
successful validation by GRANTS.GOV, and (3) confirmation of successful 
validation by FTA. If confirmations of successful validation are not 
received or a notice of failed validation or incomplete materials is 
received, the applicant must address the reason for the failed 
validation, as described in the email notice, and resubmit before the 
submission deadline. If making a resubmission for any reason, include 
all original attachments regardless of which attachments were updated 
and check the box on the supplemental form indicating this is a 
resubmission.
    FTA urges proposers to submit applications at least 72 hours prior 
to the due date to allow time to receive the validation messages and to 
correct any problems that may have caused a rejection notification. 
GRANTS.GOV scheduled maintenance and outage times are announced on the 
GRANTS.GOV Web site. Deadlines will not be extended due to scheduled 
Web site maintenance.
    Proposers are encouraged to begin the process of registration on 
the GRANTS.GOV site well in advance of the submission deadline. 
Registration is a multi-step process, which may take several weeks to 
complete before an application can be submitted. Registered proposers 
may still be required to take steps to keep their registration up to 
date before submissions can be made successfully: (1) Registration in 
the System for Award Management (SAM) is renewed annually; and, (2) 
persons making submissions on behalf of the Authorized Organization 
Representative (AOR) must be authorized in GRANTS.GOV by the AOR to 
make submissions.

5. Funding Restrictions

    Funds under this NOFO cannot be used to reimburse applicants for 
otherwise eligible expenses incurred prior to FTA award of a Grant 
Agreement until FTA has issued pre-award authority for selected 
projects through a notification in the Federal Register.

6. Other Submission Requirements

    Applicants are encouraged to identify scaled funding options in 
case insufficient funding is available to fund a project at the full 
requested amount. If an applicant indicates that a project is scalable, 
the applicant must provide an appropriate minimum funding amount that 
will fund an eligible project that achieves the objectives of the 
program and meets all relevant program requirements. The applicant must 
provide a clear explanation of how the project budget would be affected 
by a reduced award. FTA may award a lesser amount whether or not a 
scalable option is provided.

E. Application Review

    Projects will be evaluated primarily on the responses provided in 
the supplemental form. Additional information may be provided to 
support the responses; however, any additional documentation must be 
directly referenced on the supplemental form, including the file name 
where the additional information can be found. FTA will evaluate 
project proposals for the Low-No Program based on the criteria 
described in this notice.

i. Demonstration of Need

    Since the purpose of this program is to fund vehicles and 
facilities, applications will be evaluated based on the quality and 
extent to which they demonstrate how the proposed project will address 
an unmet need for capital investment in vehicles and/or supporting 
facilities. For example, an applicant may demonstrate that it requires 
additional or improved charging or maintenance facilities for low or no 
emission vehicles, that it intends to replace existing vehicles that 
have exceeded their minimum useful life, or that it requires additional 
vehicles to meet current ridership demands.
    FTA will consider an applicant's responses to the following 
criteria when assessing need for capital investment underlying the 
proposed project:
    a. Consistency With Long-Term Fleet Management Plan: As required by 
49 U.S.C. 5339(c)(5)(b), all project proposals must demonstrate that 
they are part of the intended recipient's long-term integrated fleet 
management plan, as demonstrated through an existing transit asset 
management program, fleet procurement plan, or similarly documented 
program or policy. These plans must be attached to the application. FTA 
will evaluate the consistency of the proposed project with the 
applicant's long-term fleet management plan, as well as the applicant's 
previous experience with the relevant low or no emissions vehicle 
technologies.
    b. For low or no emission bus projects (replacement and/or 
expansion): Applicants must provide information on the age, condition 
and performance of the vehicles to be replaced by the proposed project. 
Vehicles to be replaced must have met their minimum useful life at the 
time of application. For service expansion requests, applicants must 
provide information on the proposed service expansion and the benefits 
for transit riders and the community from the new service. For all 
vehicle projects, the proposal must address whether the project 
conforms to FTA's spare ratio guidelines. Low or no emission vehicles 
funded under this program are not exempted from FTA's standard spare 
ratio requirements which apply to and are calculated on the agency's 
entire fleet.
    c. For bus facility and equipment projects (replacement, 
rehabilitation, and/or expansion): Applicants must provide information 
on the age and condition of the asset to be rehabilitated or replaced 
relative to its minimum useful life.

ii. Demonstration of Benefits

    Applicants must demonstrate how the proposed project will support 
statutory requirements of 49 U.S.C. 5339(c)(5)(A). In particular, FTA 
will consider the quality and extent to which applications demonstrate 
how the proposed project will: (1) Reduce Energy Consumption; (2) 
Reduce Harmful Emissions; and (3) Reduce Direct Carbon Emissions.
    a. Reduce Energy Consumption: Applicants must describe how the 
proposed project will reduce energy consumption. FTA will evaluate 
applications based on the degree to which the proposed technology 
reduces energy as compared to more common vehicle propulsion 
technologies.
    b. Reduce Harmful Emissions: Applicants must demonstrate how the 
proposed vehicles or facility will reduce the emission of particulates 
that create local air pollution, which leads to local environmental 
health concerns, smog, and unhealthy ozone concentrations. FTA will 
evaluate the rate of particulate emissions by the proposed vehicles or 
vehicles to be supported by the proposed facility, compared to the 
emissions from the vehicles that will be replaced or moved to the spare 
fleet as a result of the proposed project, as well as comparable 
standard buses.
    c. Reduce Direct Carbon Emissions: Applicants should demonstrate 
how the proposed vehicles or facility will reduce emissions of 
greenhouse gases from transit vehicle operations. FTA will evaluate the 
rate of direct carbon emissions by the proposed vehicles or vehicles to 
be supported by the proposed facility, compared to the emissions from 
the vehicles that will be replaced or moved to the spare fleet as a 
result of the proposed project, as well as comparable standard buses.

[[Page 19451]]

iii. Planning and Local/Regional Prioritization

    Applicants must demonstrate how the proposed project is consistent 
with local and regional long range planning documents and local 
government priorities. FTA will evaluate applications based on the 
quality and extent to which they assess whether the project is 
consistent with the transit priorities identified in the long range 
plan; and/or contingency/illustrative projects included in that plan; 
or the locally-developed human services public transportation 
coordinated plan. Applicants are not required to submit copies of such 
plans, but FTA will consider how the project will support regional 
goals and may submit support letters from local and regional planning 
organizations attesting to the consistency of the proposed project with 
these plans.
    Evidence of additional local or regional prioritization may include 
letters of support for the project from local government officials, 
public agencies, and non-profit or private sector partners.

iv. Local Financial Commitment

    Applicants must identify the source of the local cost share and 
describe whether such funds are currently available for the project or 
will need to be secured if the project is selected for funding. FTA 
will consider the availability of the local cost share as evidence of 
local financial commitment to the project. Applicants should submit 
evidence of the availability of funds for the project, for example by 
including a board resolution, letter of support from the State, or 
other documentation of the source of local funds such as a budget 
document highlighting the line item or section committing funds to the 
proposed project. In addition, an applicant may propose a local cost 
share that is greater than the minimum requirement or provide 
documentation of previous local investments in the project, which 
cannot be used to satisfy local matching requirements, as evidence of 
local financial commitment. FTA will also note if an applicant proposes 
to use grant funds only for the incremental cost of new technologies 
over the cost of replacing vehicles with standard propulsion 
technologies.

v. Project Implementation Strategy

    FTA will rate projects higher if grant funds can be obligated 
within 12 months of selection and the project can be implemented within 
a reasonable time frame. In assessing when funds can be obligated FTA 
will consider whether the project qualifies for a Categorical Exclusion 
(CE), or whether the required environmental work has been initiated or 
completed for projects that require an Environmental Assessment (EA) or 
Environmental Impact Statement (EIS) under the National Environmental 
Policy Act of 1969 (NEPA), as amended. The proposal must state when if 
grant funds can be obligated and indicate the timeframe under which the 
Metropolitan Transportation Improvement Program (TIP) and/or Statewide 
Transportation Improvement Program (STIP) can be amended to include the 
proposed project.
    In assessing whether the proposed implementation plans are 
reasonable and complete, FTA will review the proposed project 
implementation plan, including all necessary project milestones and the 
overall project timeline. For projects that will require formal 
coordination, approvals or permits from other agencies or project 
partners, the applicant must demonstrate coordination with these 
organizations and their support for the project, such as through 
letters of support.
    For project proposals that involve a partnership with a 
manufacturer, vendor, consultant, or other third party, applicants must 
identify by name any project partners, including but not limited to 
other transit agencies, bus manufacturers, owners or operators of 
related facilities, or any expert consultants. FTA will evaluate the 
experience and capacity of the named project partners to successfully 
implement the proposed project based on the partners' experience and 
qualifications. Applicants are advised to submit information on the 
partners' qualification and experience as a part of the application. 
Entities involved in the project that are not named in the application 
will be required to be selected through a competitive procurement.
    For project proposals that will require a competitive procurement, 
applicants must demonstrate familiarity with the current market 
availability of the proposed advanced vehicle propulsion technology.

vi. Technical, Legal, and Financial Capacity

    Applicants must demonstrate that they have the technical, legal and 
financial capacity to undertake the project. FTA will review relevant 
oversight assessments and records to determine whether there are any 
outstanding legal, technical, or financial issues with the applicant 
that would affect the outcome of the proposed project.

vii. Review and Selection Process

    In addition to other FTA staff that may review the proposals, a 
technical evaluation committee will evaluate proposals based on the 
published evaluation criteria. Members of the technical evaluation 
committee and other FTA staff may request additional information from 
applicants, if necessary. Based on the findings of the technical 
evaluation committee, the FTA Administrator will determine the final 
selection of projects for program funding. FTA may consider geographic 
diversity, diversity in the size of the transit systems receiving 
funding, and/or the applicant's receipt of other competitive awards in 
determining the allocation of program funds. FTA may consider capping 
the amount a single applicant may receive.

F. Federal Award Administration

    Subsequent to an announcement by the FTA Administrator of the final 
project selections, which will be posted on the FTA Web site, FTA will 
publish a list of the selected projects, Federal award amounts, and 
recipients in the Federal Register. Project recipients should contact 
their FTA Regional Offices for additional information regarding 
allocations for projects under the Bus and Low-No Programs.
    At the time the project selections are announced, FTA will extend 
pre-award authority for the selected projects. There is no blanket pre-
award authority for these projects before announcement.

1. Federal Award Notices

    Funds under the Low-No Program are available to States, designated 
recipients, local governmental authorities and Indian Tribes. There is 
no minimum or maximum grant award amount; however, FTA intends to fund 
as many meritorious projects as possible. Only proposals from eligible 
recipients for eligible activities will be considered for funding. Due 
to funding limitations, proposers that are selected for funding may 
receive less than the amount originally requested. In those cases, 
applicants must be able to demonstrate that the proposed projects are 
still viable and can be completed with the amount awarded.

2. Administrative and National Policy Requirements

i. Pre-Award Authority
    FTA will issue specific guidance to recipients regarding pre-award 
authority at the time of selection. FTA does not provide pre-award 
authority for

[[Page 19452]]

discretionary funds until projects are selected and even then there are 
Federal requirements that must be met before costs are incurred. For 
more information about FTA's policy on pre-award authority, please see 
the FY 2016 Apportionment Notice published on February 16, 2016. 
https://www.thefederalregister.org/fdsys/pkg/FR-2016-02-16/pdf/2016-02821.pdf.
ii. Grant Requirements
    If selected, awardees will apply for a grant through FTA's Transit 
Award Management System (TrAMS). All Low-No Emission recipients are 
subject to the grant requirements of Section 5307 Urbanized Area 
Formula Grant program, including those of FTA Circular 9030.1E. All 
recipients must follow the Grants Management Requirements of FTA 
Circular 5010.1D or its latest version, and the labor protections of 49 
U.S.C. 5333(b). All discretionary grants, regardless of award amount, 
will be subject to the congressional notification and release process. 
Technical assistance regarding these requirements is available from 
each FTA regional office.
iii. Buy America
    FTA requires that all capital procurements meet FTA's Buy America 
requirements, which require that all iron, steel, or manufactured 
products be produced in the U.S. These requirements help create and 
protect manufacturing jobs in the U.S. The Low-No Program will have a 
significant economic impact on meeting the objectives of the Buy 
America law. The FAST Act amended the Buy America requirements to 
provide for a phased increase in the domestic content for rolling 
stock. For FY17, the cost of components and subcomponents produced in 
the United States must be more than 60 percent of the cost of all 
components. For FY18 and FY19, the cost of components and subcomponents 
produced in the United States must be more than 65 percent of the cost 
of all components. For FY20 and beyond, the cost of components and 
subcomponents produced in the United States must be more than 70 
percent of the cost of all components. There is no change to the 
requirement that final assembly of rolling stock must occur in the 
United States. FTA issued guidance on the implementation of the phased 
increase in domestic content on September 1, 2016. A copy of the policy 
guidance may be found in 81 FR 60278 (September 1, 2016). Applicants 
should read the policy guidance carefully to determine the applicable 
domestic content requirement for their project. Any proposal that will 
require a waiver must identify the items for which a waiver will be 
sought in the application. Applicants should not proceed with the 
expectation that waivers will be granted, nor should applicants assume 
that selection of a project under the Low-No Program that includes a 
partnership with a manufacturer, vendor, consultant, or other third 
party constitutes a waiver of the Buy America requirements for rolling 
stock applicable at the time the project is undertaken.
iv. Disadvantaged Business Enterprise
    FTA requires that its recipients receiving planning, capital and/or 
operating assistance that will award prime contracts exceeding $250,000 
in FTA funds in a Federal fiscal year comply with the Disadvantaged 
Business Enterprise (DBE) program regulations at 49 CFR part 26. 
Applicants should expect to include any funds awarded, excluding those 
to be used for vehicle procurements, in setting their overall DBE goal. 
Note, however, that projects including vehicle procurements remain 
subject to the DBE program regulations. The rule requires that, prior 
to bidding on any FTA-assisted vehicle procurement, entities that 
manufacture vehicles, perform post-production alterations or 
retrofitting must submit a DBE Program plan and goal methodology to 
FTA. Further, to the extent that a vehicle remanufacturer is responding 
to a solicitation for new or remanufactured vehicles with a vehicle to 
which the remanufacturer has provided post-production alterations or 
retro-fitting (e.g., replacing major components such as engine to 
provide a ``like new'' vehicle), the vehicle remanufacturer is 
considered a transit vehicle manufacturer and must also comply with the 
DBE regulations.
    The FTA will then issue a transit vehicle manufacturer (TVM) 
concurrence/certification letter. Grant recipients must verify each 
entity's compliance with these requirements before accepting its bid. A 
list of compliant, certified TVMs is posted on FTA's Web page at 
https://www.fta.dot.gov/regulations-and-guidance/civil-rights-ada/eligible-tvms-list. Please note, that this list is nonexclusive and 
recipients must contact FTA before accepting bids from entities not 
listed on this web-posting. Recipients may also establish project 
specific DBE goals for vehicle procurements. FTA will provide 
additional guidance as grants are awarded. For more information on DBE 
requirements, please contact Janelle Hinton, Office of Civil Rights, 
202-366-9259, email: [email protected].
v. Planning
    FTA encourages proposers to notify the appropriate State 
Departments of Transportation and MPOs in areas likely to be served by 
the project funds made available under these initiatives and programs. 
Selected projects must be incorporated into the long-range plans and 
transportation improvement programs of States and metropolitan areas 
before they are eligible for FTA funding.
vi. Standard Assurances
    The applicant assures that it will comply with all applicable 
Federal statutes, regulations, executive orders, directives, FTA 
circulars, and other Federal administrative requirements in carrying 
out any project supported by the FTA grant. The applicant acknowledges 
that it is under a continuing obligation to comply with the terms and 
conditions of the grant agreement issued for its project with FTA. The 
applicant understands that Federal laws, regulations, policies, and 
administrative practices might be modified from time to time and may 
affect the implementation of the project. The applicant agrees that the 
most recent Federal requirements will apply to the project, unless FTA 
issues a written determination otherwise. The applicant must submit the 
Certifications and Assurances before receiving a grant if it does not 
have current certifications on file.

3. Reporting

    Post-award reporting requirements include the electronic submission 
of Federal Financial Reports and Milestone Reports in FTA's electronic 
grants management system.

G. Federal Awarding Agency Contacts

    This program is not subject to Executive Order 12372, 
``Intergovernmental Review of Federal Programs.'' FTA will consider 
applications for funding only from eligible recipients for eligible 
projects listed in Section C. Complete applications must be submitted 
through GRANTS.GOV by 5:00 p.m. EDT June 26, 2017. For issues with 
GRANTS.GOV please contact GRANTS.GOV by phone at 1-800-518-4726 or by 
email at [email protected]. Contact information for FTA's regional 
offices can be found on FTA's Web site at www.fta.dot.gov.

H. Technical Assistance and Other Program Information

    For further information concerning this notice, please contact the 
Low-No Program manager Tara Clark by phone

[[Page 19453]]

at 202-366-2623, or by email at [email protected]. A TDD is available 
for individuals who are deaf or hard of hearing at 800-877-8339. In 
addition, FTA will post answers to questions and requests for 
clarifications on FTA's Web site at http://transit.dot.gov/busprogram. 
To ensure applicants receive accurate information about eligibility or 
the program, the applicant is encouraged to contact FTA directly, 
rather than through intermediaries or third parties, with questions. 
FTA staff may also conduct briefings on the FY 2017 discretionary 
grants selection and award process upon request.

Matthew J. Welbes,
Executive Director.
[FR Doc. 2017-08489 Filed 4-26-17; 8:45 am]
BILLING CODE P



                                                                                Federal Register / Vol. 82, No. 80 / Thursday, April 27, 2017 / Notices                                                 19447

                                                  notice (DOT/ALL–14 FDMS), which can                     Brian T. Tow (WA)                                     Michael E. Zincone (RI)
                                                  be reviewed at http://www.dot.gov/                         The drivers were included in docket                  The drivers were included in docket
                                                  privacy.                                                No. FMCSA–2007–0070. Their                            No. FMCSA–2014–0313. Their
                                                  II. Background                                          exemptions are effective as of March 12,              exemptions are effective as of March 24,
                                                                                                          2017, and will expire on March 12,                    2017, and will expire on March 24,
                                                     On March 9, 2017, FMCSA published                    2019.                                                 2019.
                                                  a notice announcing its decision to                        As of March 24, 2017, and in                         In accordance with 49 U.S.C. 31315,
                                                  renew exemptions for 71 individuals                     accordance with 49 U.S.C. 31136(e) and                each exemption will be valid for two
                                                  from the insulin-treated diabetes                       31315, the following 55 individuals                   years from the effective date unless
                                                  mellitus prohibition in 49 CFR                          have satisfied the renewal conditions for             revoked earlier by FMCSA. The
                                                  391.41(b)(3) to operate a CMV in                        obtaining an exemption from the rule                  exemption will be revoked if the
                                                  interstate commerce and requested                       prohibiting drivers with ITDM from                    following occurs: (1) The person fails to
                                                  comments from the public (82 FR                         driving CMVs in interstate commerce                   comply with the terms and conditions
                                                  13180). The public comment period                       (80 FR 8929; 80 FR 24313):                            of the exemption; (2) the exemption has
                                                  ended on April 10, 2017, and no
                                                                                                          Timothy E. Adkins (KY)                                resulted in a lower level of safety than
                                                  comments were received.
                                                                                                          Daniel S. Arke (HI)                                   was maintained prior to being granted;
                                                     As stated in the previous notice,
                                                                                                          Raul Arlequin Jr. (FL)                                or (3) continuation of the exemption
                                                  FMCSA has evaluated the eligibility of
                                                                                                          Chad W. Beeman (NY)                                   would not be consistent with the goals
                                                  these applicants and determined that
                                                                                                          Jeffrey S. Bohle (IA)                                 and objectives of 49 U.S.C. 31136 and
                                                  renewing these exemptions would
                                                                                                          Bradley T. Boyd (IA)                                  31315.
                                                  achieve a level of safety equivalent to or
                                                                                                          Bradley M. Brauer (NE)                                  Issued on: April 19, 2017.
                                                  greater than the level that would be
                                                                                                          Gary W. Brendel (NY)                                  Larry W. Minor,
                                                  achieved by complying with the current
                                                                                                          Thomas Browning (PA)
                                                  regulation 49 CFR 391.41(b)(3).                                                                               Associate Administrator for Policy.
                                                                                                          Kell D. Busby, Jr. (MI)
                                                     The physical qualification standard                                                                        [FR Doc. 2017–08512 Filed 4–26–17; 8:45 am]
                                                                                                          Rafael B. Castillo (NJ)
                                                  for drivers regarding diabetes found in
                                                                                                          Zachary D. Craig (ND)                                 BILLING CODE 4910–EX–P
                                                  49 CFR 391.41(b)(3) states that a person
                                                                                                          Terry R. Darnall (IL)
                                                  is physically qualified to drive a CMV
                                                                                                          Raymond W. Dropps (MN)
                                                  if that person has no established                                                                             DEPARTMENT OF TRANSPORTATION
                                                                                                          Curtis W. Fox (IN)
                                                  medical history or clinical diagnosis of                William H. Geiselhart, Jr. (PA)
                                                  diabetes mellitus currently requiring                                                                         Federal Transit Administration
                                                                                                          Darrel G. Goetz (MO)
                                                  insulin for control.                                    Chris S. Hammack (CO)                                 FY 2017 Competitive Funding
                                                  III. Discussion of Comments                             James P. Hancock, Jr. (PA)                            Opportunity: Low or No Emission
                                                    FMCSA received no comments in this                    Donald S. Hanson (MN)                                 Grant Program
                                                  preceding.                                              Michael Hasley (AR)
                                                                                                          Gene A. Heibult (SD)                                  AGENCY: Federal Transit Administration
                                                  IV. Conclusion                                          Ronald R. Herrington (WV)                             (FTA), DOT.
                                                    Based upon its evaluation of the 71                   Jay H. Hess (PA)                                      ACTION: Notice of funding opportunity
                                                  renewal exemption applications and                      Kevin L. Holmes (IL)                                  (NOFO).
                                                  that no comments were received,                         Claude E. Hoskins (WA)
                                                  FMCSA confirms its’ decision to exempt                  Ulysses Jones (IN)                                    SUMMARY:   The Federal Transit
                                                  the following drivers from the rule                     Sean M. Jordan (PA)                                   Administration (FTA) announces the
                                                  prohibiting drivers with ITDM from                      Steven N. Kemp (TX)                                   opportunity to apply for $55 million in
                                                  driving CMVs in interstate commerce in                  Tracy A. Knake (IA)                                   FY 2017 funds for the Low or No
                                                  49 CFR 391.41(b)(3).                                    Robert E. Lane (IN)                                   Emission Bus Discretionary Grant
                                                    As of March 12, 2017, and in                          Jason C. Lewis (MD)                                   Program (Low-No Program; Catalog of
                                                  accordance with 49 U.S.C. 31136(e) and                  Corey A. Maas (KS)                                    Federal Domestic Assistance (CFDA)
                                                  31315, the following 16 individuals                     James P. MacDonald (MA)                               number: 20.526), subject to funding
                                                  have satisfied the renewal conditions for               Timothy D. Maxson (NY)                                availability. Only $31.5 million is
                                                  obtaining an exemption from the rule                    Guy D. McGuire (MD)                                   available under the Continuing
                                                  prohibiting drivers with ITDM from                      Roy A. Montalvan (PA)                                 Resolution that expires on April 28,
                                                  driving CMVs in interstate commerce                     Justin M. Powell (NC)                                 2017. As required by Federal transit law
                                                  (73 FR 6248; 73 FR 13274):                              Jackie Riley (NC)                                     (49 U.S.C. 5339(c)) and subject to
                                                  Richard L. Burwell (OH)                                 Rudy A. Rodriguez (OR)                                funding availability, funds will be
                                                  David Clemente, Sr. (NJ)                                Philip M. Schopp (MO)                                 awarded competitively for the purchase
                                                  Timothy M. Collier (NY)                                 Andrew T. Segetti (CT)                                or lease of low or no emission vehicles
                                                  William M. Dement (MO)                                  Roger L. Shones (MN)                                  that use advanced technologies for
                                                  James O. Hamilton (OH)                                  William L. Sirabella (RI)                             transit revenue operations, including
                                                  William B. Jenks, Jr. (UT)                              Ronald D. Strobo (FL)                                 related equipment or facilities. Projects
                                                  Timothy L. Johnson (IA)                                 Rodney H. Swartz (NY)                                 may include costs incidental to the
                                                  Douglas O. Krosch (MN)                                  David A. Tipps (IL)                                   acquisition of buses or to the
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                                                  Robert E. Martin (MO)                                   Keith J. Tschetter (ND)                               construction of facilities, such as the
                                                  Garrett A. Phillips (NY)                                Sean E. Twohig (NY)                                   costs of related workforce development
                                                  Randy L. Quattlebaum (TX)                               Jimmie W. Ward (NC)                                   and training activities, and project
                                                  Mark C. Smith (NE)                                      Michael R. Waskow (WI)                                administration expenses. FTA may
                                                  Billy J. Stamper (OK)                                   James B. Westphal (WI)                                award additional funding that is made
                                                  Robert E. Tauriainen (OR)                               John A. Winquist (SD)                                 available to the program prior to the
                                                  David B. Tomlin (AL)                                    Robert J. Wyand (NY)                                  announcement of project selections.


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                                                  19448                         Federal Register / Vol. 82, No. 80 / Thursday, April 27, 2017 / Notices

                                                  DATES:  Complete proposals must be                      Funds are available for obligation until              facilities that are attributable to
                                                  submitted electronically through the                    September 30, 2020. Funds are only                    compliance with the Clean Air Act.
                                                  GRANTS.GOV ‘‘APPLY’’ function by                        available for projects that have not                     Eligible sources of local match
                                                  June 26, 2017. Prospective applicants                   incurred costs.                                       include the following: cash from non-
                                                  should initiate the process by registering                                                                    Government sources other than
                                                                                                          C. Eligibility Information                            revenues from providing public
                                                  on the GRANTS.GOV Web site promptly
                                                  to ensure completion of the application                 1. Eligible Applicants                                transportation services; revenues
                                                  process before the submission deadline.                                                                       derived from the sale of advertising and
                                                  Instructions for applying can be found                    Eligible applicants include designated              concessions; amounts received under a
                                                  on FTA’s Web site at http://                            recipients, States, local governmental                service agreement with a State or local
                                                  transit.dot.gov/howtoapply and in the                   authorities, and Indian Tribes. Except                social service agency or private social
                                                  ‘‘FIND’’ module of GRANTS.GOV. The                      for projects proposed by Indian Tribes,               service organization; revenues generated
                                                  funding opportunity ID is FTA–2017–                     proposals for funding projects in rural               from value capture financing
                                                  003-LowNo. Mail and fax submissions                     (non-urbanized) areas must be                         mechanisms; funds from an
                                                  will not be accepted.                                   submitted as part of a consolidated State             undistributed cash surplus; replacement
                                                                                                          proposal. To be considered eligible,                  or depreciation cash fund or reserve;
                                                  FOR FURTHER INFORMATION CONTACT: Tara
                                                                                                          applicants must be able to demonstrate                new capital; or in-kind contributions. In
                                                  Clark, FTA Office of Program
                                                                                                          the requisite legal, financial and                    addition, transportation development
                                                  Management, 202–366–2623, or
                                                                                                          technical capabilities to receive and                 credits or documentation of in-kind
                                                  tara.clark@dot.gov.
                                                                                                          administer Federal funds under this                   match may substitute for local match if
                                                  SUPPLEMENTARY INFORMATION:                              program. States and other eligible                    identified in the application.
                                                  Table of Contents                                       applicants also may submit
                                                                                                                                                                3. Eligible Projects
                                                                                                          consolidated proposals for projects in
                                                  A. Program Description                                                                                           Under 49 U.S.C. 5339 (c)(B), eligible
                                                                                                          urbanized areas. Proposals may contain
                                                  B. Federal Award Information                                                                                  projects include projects or programs of
                                                  C. Eligibility                                          projects to be implemented by the
                                                                                                          recipient or its eligible subrecipients.              projects in an eligible area for: (1)
                                                  D. Application and Submission Information
                                                  E. Application Review                                   Eligible subrecipients are entities that              Purchasing or leasing low or no
                                                  F. Federal Award Administration                         are otherwise eligible recipients under               emission buses; (2) acquiring low or no
                                                  G. Federal Awarding Agency Contacts                     this program.                                         emission buses with a leased power
                                                  H. Technical Assistance and Other Program                                                                     source; (3) constructing or leasing
                                                                                                            An eligible recipient may submit an
                                                       Information                                                                                              facilities and related equipment for low
                                                                                                          application in partnership with other                 or no emission buses; (4) constructing
                                                  A. Program Description                                  entities that intend to participate in the            new public transportation facilities to
                                                     Section 5339(c) of Title 49, United                  implementation of the project,                        accommodate low or no emission buses;
                                                  States Code, as amended by the Fixing                   including, but not limited to, specific               (5) or rehabilitating or improving
                                                  America’s Surface Transportation                        vehicle manufacturers, equipment                      existing public transportation facilities
                                                  (FAST) Act, (Pub. L. 114–94, Dec. 4,                    vendors, owners or operators of related               to accommodate low or no emission
                                                  2015), authorizes FTA to award grants                   facilities, or project consultants. If an             buses. As specified under 49 U.S.C.
                                                  for low or no emission buses through a                  application that involves such a                      5339(c)(5)(A), FTA will only consider
                                                  competitive process, as described in this               partnership is selected for funding, the              eligible projects relating to the
                                                  notice. The Low or No Emission Bus                      competitive selection process will be                 acquisition or leasing of low or no
                                                  Program (Low-No Program) provides                       deemed to satisfy the requirement for a               emission buses or bus facilities that
                                                  funding to State and local governmental                 competitive procurement under 49                      make greater reductions in energy
                                                  authorities for the purchase or lease of                U.S.C. 5325(a) for the named entities.                consumption and harmful emissions
                                                  zero-emission and low-emission transit                  Applicants are advised that any changes               than comparable standard buses or other
                                                  buses, including acquisition,                           to the proposed partnership will require              low or no emission buses. As specified
                                                  construction, and leasing of required                   advance FTA written approval, must be                 under 49 U.S.C. 5339(c)(5)(B), all
                                                  supporting facilities such as recharging,               consistent with the scope of the                      proposed projects must be part of the
                                                  refueling, and maintenance facilities.                  approved project, and may necessitate a               intended recipient’s long-term
                                                  FTA recognizes that a significant                       competitive procurement.                              integrated fleet management plan.
                                                  transformation is occurring in the transit              2. Cost Sharing or Matching                              If a single project proposal involves
                                                  bus industry, with the increasing                                                                             multiple public transportation
                                                  availability of low and zero emission                     All eligible expenses under the Low-                providers, such as when an agency
                                                  bus vehicles for transit revenue                        No Program are attributable to                        acquires vehicles that will be operated
                                                  operations.                                             compliance with the Clean Air Act.                    by another agency, the proposal must
                                                                                                          Therefore, under the provisions of 49                 include a detailed statement regarding
                                                  B. Federal Award Information 5339(c)                    U.S.C. 5323(i), the maximum Federal                   the role of each public transportation
                                                  Low or No Emission Discretionary                        participation in the costs of leasing or              provider in the implementation of the
                                                  Program                                                 acquiring a transit bus financed under                project.
                                                     Federal transit law authorizes $55                   the Low-No Program is 85 percent of the                  Under 49 U.S.C. 5339(c)(1)(E), a low
                                                  million in FY 2017 for grants under the                 total transit bus cost. The proposer may              or no-emission bus is defined as ‘‘a
                                                  Low-No Program. In FY 2016, the                         request a lower Federal contribution.                 passenger vehicle used to provide
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                                                  program received applications for 101                   Further, the maximum Federal                          public transportation that significantly
                                                  projects requesting a total of $446                     participation in the cost of leasing or               reduces energy consumption or harmful
                                                  million. Twenty projects were funded at                 acquiring low or no emission bus-                     emissions, including direct carbon
                                                  a total of $55 million.                                 related equipment and facilities under                emissions, when compared to a
                                                     FTA will grant pre-award authority                   the Low-No Program, such as recharging                standard vehicle.’’ The statutory
                                                  starting on the date of project                         or refueling facilities, is 90 percent of             definition includes zero-emission transit
                                                  announcement for the FY 2017 awards.                    the net project cost of the equipment or              buses, which are defined as buses that


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                                                                                Federal Register / Vol. 82, No. 80 / Thursday, April 27, 2017 / Notices                                           19449

                                                  produce no direct carbon emissions and                  determine applicant and project                       g. A detailed description on how the
                                                  no particulate matter emissions under                   eligibility for the program, and to                      project will support the Low-No
                                                  any and all possible operational modes                  evaluate the proposal against the                        program objectives
                                                  and conditions. Examples of zero                        selection criteria described in part E of             h. Evidence that the project is consistent
                                                  emission bus technologies include, but                  this notice.                                             with local and regional planning
                                                  are not limited to, hydrogen fuel-cell                     An applicant may submit multiple                      documents
                                                  buses and battery-electric buses. All                   project proposals in a single submission,             i. Evidence that the applicant can
                                                  new transit bus models procured with                    but must include all project proposals                   provide the local cost share
                                                  funds awarded under the Low-No                          on a single supplemental form. To add                 j. A description of the technical, legal,
                                                  Program must complete FTA bus testing                   additional projects, select the ‘‘add                    and financial capacity of the applicant
                                                  for production transit buses pursuant to                project’’ button and complete a separate              k. A detailed project budget
                                                  49 U.S.C. 5318. All transit vehicles must               ‘‘project detail’’ section for each project.          l. An explanation of the scalability of
                                                  be procured from certified transit                      FTA will only accept one supplemental                    the project
                                                  vehicle manufacturers in accordance                                                                           m. Details on the local matching funds
                                                                                                          form per submission.
                                                  with the Disadvantaged Business                                                                               n. A detailed project timeline
                                                                                                             The supplemental form must be
                                                  Enterprise (DBE) regulations at 49 CFR                  submitted as an attachment to the SF424               3. Unique Entity Identifier and System
                                                  part 26. The development or                             Mandatory Form. All project proposals                 for Award Management (SAM)
                                                  deployment of prototype vehicles is not                 will be evaluated separately, regardless
                                                  eligible for funding under the Low-No                                                                            Each applicant is required to: (1) Be
                                                                                                          of whether they are submitted as a                    registered in SAM before submitting an
                                                  program.                                                single submission.
                                                     Recipients are permitted to use up to                                                                      application; (2) provide a valid unique
                                                  0.5 percent of their requested grant                       An applicant may submit additional                 entity identifier in its application; and
                                                  award for workforce development                         supporting documentation for each                     (3) continue to maintain an active SAM
                                                  activities eligible under 49 U.S.C                      project proposal as attachments. Any                  registration with current information at
                                                  5314(b) and an additional 0.5 percent                   supporting documentation must be                      all times during which the applicant has
                                                  for costs associated with training at the               described and referenced by file name                 an active Federal award or an
                                                  National Transit Institute. Applicants                  in the appropriate response section of                application or plan under consideration
                                                  must identify the proposed use of funds                 the supplemental form, or it may not be               by FTA. These requirements do not
                                                  for these activities in the project                     reviewed.                                             apply if the applicant: (1) Is an
                                                  proposal and identify them separately in                   Information such as proposer name,                 individual; (2) is excepted from the
                                                  the project budget.                                     Federal amount requested, local match                 requirements under 2 CFR 25.110(b) or
                                                                                                          amount, description of areas served, etc.             (c); or (3) has an exception approved by
                                                  D. Application and Submission                           may be requested in varying degrees of                FTA under 2 CFR 25.110(d). FTA may
                                                  Information                                             detail on both the SF424 form and                     not make an Award until the applicant
                                                  1. Address To Request Application                       Supplemental Form. Proposers must fill                has complied with all applicable unique
                                                                                                          in all fields unless stated otherwise on              entity identifier and SAM requirements.
                                                     Applications must be submitted
                                                                                                          the forms. If information is copied into              If an applicant has not fully complied
                                                  electronically through GRANTS.GOV.
                                                                                                          the supplemental form from another                    with the requirements by the time FTA
                                                  General information for submitting
                                                                                                          source, applicants should verify that                 is ready to make an Award, FTA may
                                                  applications through GRANTS.GOV can
                                                                                                          pasted text is fully captured on the                  determine that the applicant is not
                                                  be found at www.fta.dot.gov/howtoapply
                                                                                                          supplemental form and has not been                    qualified to receive an Award and use
                                                  along with specific instructions for the
                                                                                                          truncated by the character limits built               that determination as a basis for making
                                                  forms and attachments required for
                                                                                                          into the form. Proposers should use both              a Federal award to another applicant.
                                                  submission. Mail and fax submissions
                                                                                                          the ‘‘Check Package for Errors’’ and the              All applicants must provide a unique
                                                  will not be accepted. A complete
                                                                                                          ‘‘Validate Form’’ validation buttons on               entity identifier provided by SAM.
                                                  proposal submission consists of at least
                                                                                                          both forms to check all required fields               Registration in SAM may take as little
                                                  two forms: The SF424 Mandatory Form
                                                                                                          on the forms, and ensure that the federal             as 3–5 business days, but since there
                                                  (downloaded from GRANTS.GOV) and
                                                                                                          and local amounts specified are                       could be unexpected steps or delays (for
                                                  the supplemental form for the FY 2017
                                                                                                          consistent.                                           example, if you need to obtain an
                                                  Low-No Program (downloaded from
                                                                                                                                                                Employer Identification Number), FTA
                                                  GRANTS.GOV or the FTA Web site at                       (ii) Application Content
                                                                                                                                                                recommends allowing ample time, up to
                                                  www.transit.dot.gov/busprogram).
                                                                                                             The SF424 Mandatory Form and the                   several weeks, for completion of all
                                                  Failure to submit the information as
                                                                                                          Supplemental Form will prompt                         steps. For additional information on
                                                  requested can delay review or disqualify
                                                                                                          applicants for the required information,              obtaining a unique entity identifier,
                                                  the application.
                                                                                                          including:                                            please visit www.sam.gov.
                                                  2. Content and Form of Application                      a. Applicant Name                                     4. Submission Dates and Times
                                                  Submission                                              b. Dun and Bradstreet (D&B) Data
                                                                                                                                                                   Project proposals must be submitted
                                                  (i) Proposal Submission                                    Universal Numbering System (DUNS)
                                                                                                                                                                electronically through GRANTS.GOV by
                                                     A complete proposal submission                          number
                                                                                                                                                                5:00 p.m. Eastern on June 26, 2017.
                                                  consists of at least two forms: (1) The                 c. Key contact information (including                 GRANTS.GOV attaches a time stamp to
                                                  SF424 Mandatory Form; and (2) the                          contact name, address, email address,              each application at the time of
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                                                  supplemental form for the FY 2017                          and phone)                                         submission. Proposals submitted after
                                                  Low-No Program. The application must                    d. Congressional district(s) where                    the deadline will only be considered
                                                  include responses to all sections of the                   project will take place                            under extraordinary circumstances not
                                                  SF424 Mandatory Form and the                            e. Project Information (including title,              under the applicant’s control. Mail and
                                                  supplemental form, unless indicated as                     an executive summary, and type)                    fax submissions will not be accepted.
                                                  optional. The information on the                        f. A detailed description of the need for                Within 48 hours after submitting an
                                                  supplemental form will be used to                          the project                                        electronic application, the applicant


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                                                  19450                         Federal Register / Vol. 82, No. 80 / Thursday, April 27, 2017 / Notices

                                                  should receive three email messages                     program and meets all relevant program                useful life at the time of application. For
                                                  from GRANTS.GOV: (1) Confirmation of                    requirements. The applicant must                      service expansion requests, applicants
                                                  successful transmission to                              provide a clear explanation of how the                must provide information on the
                                                  GRANTS.GOV, (2) confirmation of                         project budget would be affected by a                 proposed service expansion and the
                                                  successful validation by GRANTS.GOV,                    reduced award. FTA may award a lesser                 benefits for transit riders and the
                                                  and (3) confirmation of successful                      amount whether or not a scalable option               community from the new service. For
                                                  validation by FTA. If confirmations of                  is provided.                                          all vehicle projects, the proposal must
                                                  successful validation are not received or                                                                     address whether the project conforms to
                                                                                                          E. Application Review
                                                  a notice of failed validation or                                                                              FTA’s spare ratio guidelines. Low or no
                                                  incomplete materials is received, the                     Projects will be evaluated primarily                emission vehicles funded under this
                                                  applicant must address the reason for                   on the responses provided in the                      program are not exempted from FTA’s
                                                  the failed validation, as described in the              supplemental form. Additional                         standard spare ratio requirements which
                                                  email notice, and resubmit before the                   information may be provided to support                apply to and are calculated on the
                                                  submission deadline. If making a                        the responses; however, any additional                agency’s entire fleet.
                                                  resubmission for any reason, include all                documentation must be directly                           c. For bus facility and equipment
                                                  original attachments regardless of which                referenced on the supplemental form,                  projects (replacement, rehabilitation,
                                                  attachments were updated and check                      including the file name where the                     and/or expansion): Applicants must
                                                  the box on the supplemental form                        additional information can be found.                  provide information on the age and
                                                  indicating this is a resubmission.                      FTA will evaluate project proposals for               condition of the asset to be rehabilitated
                                                     FTA urges proposers to submit                        the Low-No Program based on the                       or replaced relative to its minimum
                                                  applications at least 72 hours prior to                 criteria described in this notice.                    useful life.
                                                  the due date to allow time to receive the               i. Demonstration of Need
                                                  validation messages and to correct any                                                                        ii. Demonstration of Benefits
                                                  problems that may have caused a                            Since the purpose of this program is
                                                                                                          to fund vehicles and facilities,                         Applicants must demonstrate how the
                                                  rejection notification. GRANTS.GOV                                                                            proposed project will support statutory
                                                  scheduled maintenance and outage                        applications will be evaluated based on
                                                                                                          the quality and extent to which they                  requirements of 49 U.S.C. 5339(c)(5)(A).
                                                  times are announced on the                                                                                    In particular, FTA will consider the
                                                  GRANTS.GOV Web site. Deadlines will                     demonstrate how the proposed project
                                                                                                          will address an unmet need for capital                quality and extent to which applications
                                                  not be extended due to scheduled Web                                                                          demonstrate how the proposed project
                                                  site maintenance.                                       investment in vehicles and/or
                                                                                                          supporting facilities. For example, an                will: (1) Reduce Energy Consumption;
                                                     Proposers are encouraged to begin the                                                                      (2) Reduce Harmful Emissions; and (3)
                                                  process of registration on the                          applicant may demonstrate that it
                                                                                                          requires additional or improved                       Reduce Direct Carbon Emissions.
                                                  GRANTS.GOV site well in advance of
                                                                                                          charging or maintenance facilities for                   a. Reduce Energy Consumption:
                                                  the submission deadline. Registration is
                                                                                                          low or no emission vehicles, that it                  Applicants must describe how the
                                                  a multi-step process, which may take
                                                                                                          intends to replace existing vehicles that             proposed project will reduce energy
                                                  several weeks to complete before an
                                                                                                          have exceeded their minimum useful                    consumption. FTA will evaluate
                                                  application can be submitted. Registered
                                                                                                          life, or that it requires additional                  applications based on the degree to
                                                  proposers may still be required to take
                                                                                                          vehicles to meet current ridership                    which the proposed technology reduces
                                                  steps to keep their registration up to
                                                                                                          demands.                                              energy as compared to more common
                                                  date before submissions can be made
                                                                                                             FTA will consider an applicant’s                   vehicle propulsion technologies.
                                                  successfully: (1) Registration in the
                                                                                                          responses to the following criteria when                 b. Reduce Harmful Emissions:
                                                  System for Award Management (SAM)
                                                                                                          assessing need for capital investment                 Applicants must demonstrate how the
                                                  is renewed annually; and, (2) persons
                                                                                                          underlying the proposed project:                      proposed vehicles or facility will reduce
                                                  making submissions on behalf of the
                                                                                                             a. Consistency With Long-Term Fleet                the emission of particulates that create
                                                  Authorized Organization Representative
                                                                                                          Management Plan: As required by 49                    local air pollution, which leads to local
                                                  (AOR) must be authorized in
                                                                                                          U.S.C. 5339(c)(5)(b), all project                     environmental health concerns, smog,
                                                  GRANTS.GOV by the AOR to make
                                                                                                          proposals must demonstrate that they                  and unhealthy ozone concentrations.
                                                  submissions.
                                                                                                          are part of the intended recipient’s long-            FTA will evaluate the rate of particulate
                                                  5. Funding Restrictions                                 term integrated fleet management plan,                emissions by the proposed vehicles or
                                                     Funds under this NOFO cannot be                      as demonstrated through an existing                   vehicles to be supported by the
                                                  used to reimburse applicants for                        transit asset management program, fleet               proposed facility, compared to the
                                                  otherwise eligible expenses incurred                    procurement plan, or similarly                        emissions from the vehicles that will be
                                                  prior to FTA award of a Grant                           documented program or policy. These                   replaced or moved to the spare fleet as
                                                  Agreement until FTA has issued pre-                     plans must be attached to the                         a result of the proposed project, as well
                                                  award authority for selected projects                   application. FTA will evaluate the                    as comparable standard buses.
                                                  through a notification in the Federal                   consistency of the proposed project with                 c. Reduce Direct Carbon Emissions:
                                                  Register.                                               the applicant’s long-term fleet                       Applicants should demonstrate how the
                                                                                                          management plan, as well as the                       proposed vehicles or facility will reduce
                                                  6. Other Submission Requirements                        applicant’s previous experience with                  emissions of greenhouse gases from
                                                     Applicants are encouraged to identify                the relevant low or no emissions vehicle              transit vehicle operations. FTA will
                                                  scaled funding options in case                          technologies.                                         evaluate the rate of direct carbon
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                                                  insufficient funding is available to fund                  b. For low or no emission bus projects             emissions by the proposed vehicles or
                                                  a project at the full requested amount.                 (replacement and/or expansion):                       vehicles to be supported by the
                                                  If an applicant indicates that a project                Applicants must provide information on                proposed facility, compared to the
                                                  is scalable, the applicant must provide                 the age, condition and performance of                 emissions from the vehicles that will be
                                                  an appropriate minimum funding                          the vehicles to be replaced by the                    replaced or moved to the spare fleet as
                                                  amount that will fund an eligible project               proposed project. Vehicles to be                      a result of the proposed project, as well
                                                  that achieves the objectives of the                     replaced must have met their minimum                  as comparable standard buses.


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                                                                                Federal Register / Vol. 82, No. 80 / Thursday, April 27, 2017 / Notices                                            19451

                                                  iii. Planning and Local/Regional                        the project qualifies for a Categorical               affect the outcome of the proposed
                                                  Prioritization                                          Exclusion (CE), or whether the required               project.
                                                     Applicants must demonstrate how the                  environmental work has been initiated
                                                                                                                                                                vii. Review and Selection Process
                                                  proposed project is consistent with local               or completed for projects that require an
                                                                                                          Environmental Assessment (EA) or                         In addition to other FTA staff that
                                                  and regional long range planning                                                                              may review the proposals, a technical
                                                  documents and local government                          Environmental Impact Statement (EIS)
                                                                                                          under the National Environmental                      evaluation committee will evaluate
                                                  priorities. FTA will evaluate                                                                                 proposals based on the published
                                                  applications based on the quality and                   Policy Act of 1969 (NEPA), as amended.
                                                                                                          The proposal must state when if grant                 evaluation criteria. Members of the
                                                  extent to which they assess whether the                                                                       technical evaluation committee and
                                                  project is consistent with the transit                  funds can be obligated and indicate the
                                                                                                          timeframe under which the                             other FTA staff may request additional
                                                  priorities identified in the long range                                                                       information from applicants, if
                                                  plan; and/or contingency/illustrative                   Metropolitan Transportation
                                                                                                          Improvement Program (TIP) and/or                      necessary. Based on the findings of the
                                                  projects included in that plan; or the                                                                        technical evaluation committee, the
                                                  locally-developed human services                        Statewide Transportation Improvement
                                                                                                          Program (STIP) can be amended to                      FTA Administrator will determine the
                                                  public transportation coordinated plan.                                                                       final selection of projects for program
                                                  Applicants are not required to submit                   include the proposed project.
                                                                                                            In assessing whether the proposed                   funding. FTA may consider geographic
                                                  copies of such plans, but FTA will                                                                            diversity, diversity in the size of the
                                                  consider how the project will support                   implementation plans are reasonable
                                                                                                          and complete, FTA will review the                     transit systems receiving funding, and/
                                                  regional goals and may submit support                                                                         or the applicant’s receipt of other
                                                  letters from local and regional planning                proposed project implementation plan,
                                                                                                                                                                competitive awards in determining the
                                                  organizations attesting to the                          including all necessary project
                                                                                                                                                                allocation of program funds. FTA may
                                                  consistency of the proposed project with                milestones and the overall project
                                                                                                                                                                consider capping the amount a single
                                                  these plans.                                            timeline. For projects that will require
                                                                                                                                                                applicant may receive.
                                                     Evidence of additional local or                      formal coordination, approvals or
                                                  regional prioritization may include                     permits from other agencies or project                F. Federal Award Administration
                                                  letters of support for the project from                 partners, the applicant must                             Subsequent to an announcement by
                                                  local government officials, public                      demonstrate coordination with these                   the FTA Administrator of the final
                                                  agencies, and non-profit or private                     organizations and their support for the               project selections, which will be posted
                                                  sector partners.                                        project, such as through letters of                   on the FTA Web site, FTA will publish
                                                                                                          support.                                              a list of the selected projects, Federal
                                                  iv. Local Financial Commitment                            For project proposals that involve a                award amounts, and recipients in the
                                                    Applicants must identify the source of                partnership with a manufacturer,                      Federal Register. Project recipients
                                                  the local cost share and describe                       vendor, consultant, or other third party,             should contact their FTA Regional
                                                  whether such funds are currently                        applicants must identify by name any                  Offices for additional information
                                                  available for the project or will need to               project partners, including but not                   regarding allocations for projects under
                                                  be secured if the project is selected for               limited to other transit agencies, bus                the Bus and Low-No Programs.
                                                  funding. FTA will consider the                          manufacturers, owners or operators of                    At the time the project selections are
                                                  availability of the local cost share as                 related facilities, or any expert                     announced, FTA will extend pre-award
                                                  evidence of local financial commitment                  consultants. FTA will evaluate the                    authority for the selected projects. There
                                                  to the project. Applicants should submit                experience and capacity of the named                  is no blanket pre-award authority for
                                                  evidence of the availability of funds for               project partners to successfully                      these projects before announcement.
                                                  the project, for example by including a                 implement the proposed project based
                                                                                                                                                                1. Federal Award Notices
                                                  board resolution, letter of support from                on the partners’ experience and
                                                  the State, or other documentation of the                qualifications. Applicants are advised to                Funds under the Low-No Program are
                                                  source of local funds such as a budget                  submit information on the partners’                   available to States, designated
                                                  document highlighting the line item or                  qualification and experience as a part of             recipients, local governmental
                                                  section committing funds to the                         the application. Entities involved in the             authorities and Indian Tribes. There is
                                                  proposed project. In addition, an                       project that are not named in the                     no minimum or maximum grant award
                                                  applicant may propose a local cost share                application will be required to be                    amount; however, FTA intends to fund
                                                  that is greater than the minimum                        selected through a competitive                        as many meritorious projects as
                                                  requirement or provide documentation                    procurement.                                          possible. Only proposals from eligible
                                                  of previous local investments in the                      For project proposals that will require             recipients for eligible activities will be
                                                  project, which cannot be used to satisfy                a competitive procurement, applicants                 considered for funding. Due to funding
                                                  local matching requirements, as                         must demonstrate familiarity with the                 limitations, proposers that are selected
                                                  evidence of local financial commitment.                 current market availability of the                    for funding may receive less than the
                                                  FTA will also note if an applicant                      proposed advanced vehicle propulsion                  amount originally requested. In those
                                                  proposes to use grant funds only for the                technology.                                           cases, applicants must be able to
                                                  incremental cost of new technologies                                                                          demonstrate that the proposed projects
                                                                                                          vi. Technical, Legal, and Financial                   are still viable and can be completed
                                                  over the cost of replacing vehicles with                Capacity
                                                  standard propulsion technologies.                                                                             with the amount awarded.
                                                                                                             Applicants must demonstrate that                   2. Administrative and National Policy
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                                                  v. Project Implementation Strategy                      they have the technical, legal and                    Requirements
                                                    FTA will rate projects higher if grant                financial capacity to undertake the
                                                  funds can be obligated within 12                        project. FTA will review relevant                     i. Pre-Award Authority
                                                  months of selection and the project can                 oversight assessments and records to                     FTA will issue specific guidance to
                                                  be implemented within a reasonable                      determine whether there are any                       recipients regarding pre-award authority
                                                  time frame. In assessing when funds can                 outstanding legal, technical, or financial            at the time of selection. FTA does not
                                                  be obligated FTA will consider whether                  issues with the applicant that would                  provide pre-award authority for


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                                                  19452                         Federal Register / Vol. 82, No. 80 / Thursday, April 27, 2017 / Notices

                                                  discretionary funds until projects are                  Any proposal that will require a waiver               v. Planning
                                                  selected and even then there are Federal                must identify the items for which a                      FTA encourages proposers to notify
                                                  requirements that must be met before                    waiver will be sought in the application.             the appropriate State Departments of
                                                  costs are incurred. For more information                Applicants should not proceed with the                Transportation and MPOs in areas likely
                                                  about FTA’s policy on pre-award                         expectation that waivers will be granted,             to be served by the project funds made
                                                  authority, please see the FY 2016                       nor should applicants assume that                     available under these initiatives and
                                                  Apportionment Notice published on                       selection of a project under the Low-No               programs. Selected projects must be
                                                  February 16, 2016. https://                             Program that includes a partnership                   incorporated into the long-range plans
                                                  www.gpo.gov/fdsys/pkg/FR-2016-02-16/                    with a manufacturer, vendor,                          and transportation improvement
                                                  pdf/2016-02821.pdf.                                     consultant, or other third party                      programs of States and metropolitan
                                                                                                          constitutes a waiver of the Buy America               areas before they are eligible for FTA
                                                  ii. Grant Requirements
                                                                                                          requirements for rolling stock applicable             funding.
                                                     If selected, awardees will apply for a               at the time the project is undertaken.
                                                  grant through FTA’s Transit Award                                                                             vi. Standard Assurances
                                                  Management System (TrAMS). All Low-                     iv. Disadvantaged Business Enterprise
                                                                                                                                                                   The applicant assures that it will
                                                  No Emission recipients are subject to                      FTA requires that its recipients                   comply with all applicable Federal
                                                  the grant requirements of Section 5307                  receiving planning, capital and/or                    statutes, regulations, executive orders,
                                                  Urbanized Area Formula Grant program,                   operating assistance that will award                  directives, FTA circulars, and other
                                                  including those of FTA Circular                         prime contracts exceeding $250,000 in                 Federal administrative requirements in
                                                  9030.1E. All recipients must follow the                 FTA funds in a Federal fiscal year                    carrying out any project supported by
                                                  Grants Management Requirements of                       comply with the Disadvantaged                         the FTA grant. The applicant
                                                  FTA Circular 5010.1D or its latest                      Business Enterprise (DBE) program                     acknowledges that it is under a
                                                  version, and the labor protections of 49                regulations at 49 CFR part 26.                        continuing obligation to comply with
                                                  U.S.C. 5333(b). All discretionary grants,               Applicants should expect to include any               the terms and conditions of the grant
                                                  regardless of award amount, will be                     funds awarded, excluding those to be                  agreement issued for its project with
                                                  subject to the congressional notification               used for vehicle procurements, in                     FTA. The applicant understands that
                                                  and release process. Technical                          setting their overall DBE goal. Note,                 Federal laws, regulations, policies, and
                                                  assistance regarding these requirements                 however, that projects including vehicle              administrative practices might be
                                                  is available from each FTA regional                     procurements remain subject to the DBE                modified from time to time and may
                                                  office.                                                 program regulations. The rule requires                affect the implementation of the project.
                                                                                                          that, prior to bidding on any FTA-                    The applicant agrees that the most
                                                  iii. Buy America
                                                                                                          assisted vehicle procurement, entities                recent Federal requirements will apply
                                                     FTA requires that all capital                        that manufacture vehicles, perform post-              to the project, unless FTA issues a
                                                  procurements meet FTA’s Buy America                     production alterations or retrofitting                written determination otherwise. The
                                                  requirements, which require that all                    must submit a DBE Program plan and                    applicant must submit the Certifications
                                                  iron, steel, or manufactured products be                goal methodology to FTA. Further, to                  and Assurances before receiving a grant
                                                  produced in the U.S. These                              the extent that a vehicle remanufacturer              if it does not have current certifications
                                                  requirements help create and protect                    is responding to a solicitation for new               on file.
                                                  manufacturing jobs in the U.S. The Low-                 or remanufactured vehicles with a
                                                  No Program will have a significant                      vehicle to which the remanufacturer has               3. Reporting
                                                  economic impact on meeting the                          provided post-production alterations or                  Post-award reporting requirements
                                                  objectives of the Buy America law. The                  retro-fitting (e.g., replacing major                  include the electronic submission of
                                                  FAST Act amended the Buy America                        components such as engine to provide                  Federal Financial Reports and Milestone
                                                  requirements to provide for a phased                    a ‘‘like new’’ vehicle), the vehicle                  Reports in FTA’s electronic grants
                                                  increase in the domestic content for                    remanufacturer is considered a transit                management system.
                                                  rolling stock. For FY17, the cost of                    vehicle manufacturer and must also
                                                  components and subcomponents                            comply with the DBE regulations.                      G. Federal Awarding Agency Contacts
                                                  produced in the United States must be                      The FTA will then issue a transit                     This program is not subject to
                                                  more than 60 percent of the cost of all                 vehicle manufacturer (TVM)                            Executive Order 12372,
                                                  components. For FY18 and FY19, the                      concurrence/certification letter. Grant               ‘‘Intergovernmental Review of Federal
                                                  cost of components and subcomponents                    recipients must verify each entity’s                  Programs.’’ FTA will consider
                                                  produced in the United States must be                   compliance with these requirements                    applications for funding only from
                                                  more than 65 percent of the cost of all                 before accepting its bid. A list of                   eligible recipients for eligible projects
                                                  components. For FY20 and beyond, the                    compliant, certified TVMs is posted on                listed in Section C. Complete
                                                  cost of components and subcomponents                    FTA’s Web page at https://                            applications must be submitted through
                                                  produced in the United States must be                   www.fta.dot.gov/regulations-and-                      GRANTS.GOV by 5:00 p.m. EDT June
                                                  more than 70 percent of the cost of all                 guidance/civil-rights-ada/eligible-tvms-              26, 2017. For issues with GRANTS.GOV
                                                  components. There is no change to the                   list. Please note, that this list is                  please contact GRANTS.GOV by phone
                                                  requirement that final assembly of                      nonexclusive and recipients must                      at 1–800–518–4726 or by email at
                                                  rolling stock must occur in the United                  contact FTA before accepting bids from                support@grants.gov. Contact
                                                  States. FTA issued guidance on the                      entities not listed on this web-posting.              information for FTA’s regional offices
                                                  implementation of the phased increase                   Recipients may also establish project                 can be found on FTA’s Web site at
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                                                  in domestic content on September 1,                     specific DBE goals for vehicle                        www.fta.dot.gov.
                                                  2016. A copy of the policy guidance                     procurements. FTA will provide
                                                  may be found in 81 FR 60278                             additional guidance as grants are                     H. Technical Assistance and Other
                                                  (September 1, 2016). Applicants should                  awarded. For more information on DBE                  Program Information
                                                  read the policy guidance carefully to                   requirements, please contact Janelle                    For further information concerning
                                                  determine the applicable domestic                       Hinton, Office of Civil Rights, 202–366–              this notice, please contact the Low-No
                                                  content requirement for their project.                  9259, email: janelle.hinton@dot.gov.                  Program manager Tara Clark by phone


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                                                                                Federal Register / Vol. 82, No. 80 / Thursday, April 27, 2017 / Notices                                            19453

                                                  at 202–366–2623, or by email at                         and its programs may be obtained                      institutions, non-profit entities, and
                                                  tara.clark@dot.gov. A TDD is available                  through the CDFI Fund’s Web site at                   State, local and Tribal entities
                                                  for individuals who are deaf or hard of                 http://www.cdfifund.gov.                              participating in CDFI Fund programs.
                                                  hearing at 800–877–8339. In addition,                   SUPPLEMENTARY INFORMATION:                              Estimated Number of Respondents:
                                                  FTA will post answers to questions and                     Title: CDFI Program and NMTC                       CDFI TA Annual ILR: 65.
                                                  requests for clarifications on FTA’s Web                Program Annual Report including CIIS.                   CDFI Annual TLR and ILR: 245.
                                                  site at http://transit.dot.gov/                            OMB Number: 1559–0027.
                                                                                                             Abstract: This collection captures                   NMTC Annual Report: 275.
                                                  busprogram. To ensure applicants
                                                  receive accurate information about                      quantitative information from                           Estimated Annual Time Per
                                                  eligibility or the program, the applicant               Community Development Financial                       Respondent:
                                                  is encouraged to contact FTA directly,                  Institutions (CDFI) and Community                        CDFI TA Annual ILR: 25.
                                                  rather than through intermediaries or                   Development Entities (CDE) at the                        CDFI Annual TLR and ILR: 115.
                                                  third parties, with questions. FTA staff                institution and transaction levels. This
                                                                                                          information is used to assess: (1) The                   NMTC Annual Report: 85.
                                                  may also conduct briefings on the FY
                                                                                                          recipient’s/allocatee’s activities as                    Estimated Total Annual Burden
                                                  2017 discretionary grants selection and
                                                                                                          detailed in its application materials; (2)            Hours: 53,175.
                                                  award process upon request.
                                                                                                          the recipient’s/allocatee’s approved use                 CDFI TA Annual ILR: 1,625.
                                                  Matthew J. Welbes,                                      of the assistance; (3) the recipient’s/                  CDFI Annual TLR and ILR: 28,175.
                                                  Executive Director.                                     allocatee’s financial condition; (4) the                 NMTC Annual Report: 23,375.
                                                  [FR Doc. 2017–08489 Filed 4–26–17; 8:45 am]             socio-economic characteristics of                        Request for Comments: Comments
                                                  BILLING CODE P                                          recipient’s/allocatee’s borrowers/                    submitted in response to this notice will
                                                                                                          investees, loan and investment terms,                 be summarized and/or included in the
                                                                                                          repayment status, and community                       request for OMB approval. All
                                                  DEPARTMENT OF THE TREASURY                              development outcomes; and (5) overall                 comments will become a matter of
                                                                                                          compliance with the terms and                         public record. Comments are invited on
                                                  Community Development Financial                         conditions of the assistance/allocation               all aspects of the information
                                                  Institutions Fund                                       agreement entered into by the CDFI                    collections, but commentators may wish
                                                                                                          Fund and the recipient/allocatee.                     to focus particular attention on: (a) The
                                                  Announcement Type: Notice and                              A CDFI Program or Native American
                                                  Request for Public Comment                                                                                    cost for CDFIs and CDEs to operate and
                                                                                                          CDFI Assistance Program (NACA
                                                                                                                                                                maintain the services/systems required
                                                                                                          Program) recipient must submit an
                                                  AGENCY: Community Development                                                                                 to provide the required information; (b)
                                                                                                          Annual Report that comprises of several
                                                  Financial Institutions Fund, Treasury.                                                                        ways to enhance the quality, utility, and
                                                                                                          sections that depend on the program
                                                  ACTION: Notice.                                                                                               clarity of the information to be
                                                                                                          and the type of award. The specific
                                                                                                          components that comprise a recipient’s                collected; (c) whether the collection of
                                                  SUMMARY:    The Department of the                                                                             information is necessary for the proper
                                                  Treasury, as part of its continuing effort              Annual Report are set forth in the
                                                                                                          assistance agreement that the recipient               evaluation of the effectiveness and
                                                  to reduce paperwork and respondent                                                                            impact of the CDFI Fund’s programs,
                                                  burden, invites the general public and                  enters into with the CDFI Fund in order
                                                                                                          to receive a CDFI Program or a NACA                   including whether the information has
                                                  other Federal agencies to take this                                                                           practical utility; (d) the accuracy of the
                                                  opportunity to comment on proposed                      Program award. These reporting
                                                                                                          requirements can be found in the                      CDFI Fund’s estimate of the burden of
                                                  and/or continuing information                                                                                 the collection of information; (e) ways to
                                                  collections, as required by the                         assistance agreement templates located
                                                                                                          on the CDFI Fund Web site at                          minimize the burden of the collection of
                                                  Paperwork Reduction Act of 1995.                                                                              information including through the use
                                                  Currently, the Community Development                    www.cdfifund.gov. NMTC Program
                                                                                                          allocatees must submit an Annual                      of technology, such as software for
                                                  Financial Institutions Fund (CDFI                                                                             internal accounting and geocoding to
                                                  Fund), U.S. Department of the Treasury,                 Report that comprises: (i) A financial
                                                                                                          statement that has been audited by an                 capture geographic detail while
                                                  is soliciting comments concerning the                                                                         streamlining and aggregating TLR
                                                  Community Development Financial                         independent certified public
                                                                                                          accountant; (ii) an Institution Level                 reporting for upload to CIIS, and; (f)
                                                  Institutions CDFI Program (CDFI                                                                               what methods might be used to improve
                                                  Program) and New Markets Tax Credit                     Report (ILR) (including the IRS
                                                                                                          Compliance Questions section), if the                 the data quality, internal accounting and
                                                  Program (NMTC Program) Annual                                                                                 efficiency of reporting transactions for
                                                  Report including the Community                          allocatee has issued any Qualified
                                                                                                          Equity Investments; and (iii) a                       serving other targeted populations.
                                                  Investment Impact System (CIIS).                                                                                 Please note that this request for public
                                                                                                          Transaction Level Report (TLR) if the
                                                  DATES: Written comments must be                                                                               comment is necessary in order to renew
                                                                                                          allocatee has issued any Qualified Low-
                                                  received on or before June 26, 2017 to                  Income Community Investments in the                   the CIIS data collection under the
                                                  be assured of consideration.                            form of loans or investments. The                     Paperwork Reduction Act. Next year the
                                                  ADDRESSES: Submit your comments via                     components that comprise an allocatee’s               CDFI Fund plans to integrate the CIIS
                                                  email to Greg Bischak, Program Manager                  Annual Report are set forth in the                    data collection into the CDFI Fund’s
                                                  for Financial Strategies and Research,                  allocation agreement that the allocatee               Awards Management Information
                                                  CDFI Fund, at cdfihelp@cdfi.treas.gov.                  enters into with the CDFI Fund in order               System (AMIS). It is anticipated that the
                                                  FOR FURTHER INFORMATION CONTACT: Greg                   to receive a NMTC Program allocation.                 transition to AMIS will result in
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                                                  Bischak, Program Manager for Financial                  These requirements can be found in the                streamlining of the CIIS data collections
                                                  Strategies and Research, Community                      allocation agreement templates located                and a reduction of reporting burden.
                                                  Development Financial Institutions                      on the CDFI Fund Web site at                          The CDFI Fund will publish a request
                                                  Fund, U.S. Department of the Treasury,                  www.cdfifund.gov.                                     for public comment at that time to
                                                  1500 Pennsylvania Ave. NW.,                                Type of Review: Regular Review.                    solicit feedback on the proposed
                                                  Washington, DC 20220. Other                                Affected Public: CDFIs and CDEs;                   revisions and potential effects on
                                                  information regarding the CDFI Fund                     including businesses or other for-profit              reporting burdens.


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Document Created: 2017-04-27 01:39:41
Document Modified: 2017-04-27 01:39:41
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of funding opportunity (NOFO).
DatesComplete proposals must be submitted electronically through the GRANTS.GOV ``APPLY'' function by June 26, 2017. Prospective applicants should initiate the process by registering on the GRANTS.GOV Web site promptly to ensure completion of the application process before the submission deadline. Instructions for applying can be found on FTA's Web site at http://transit.dot.gov/howtoapply and in the ``FIND'' module of GRANTS.GOV. The funding opportunity ID is FTA-2017-003-LowNo. Mail and fax submissions will not be accepted.
ContactTara Clark, FTA Office of Program Management, 202-366-2623, or [email protected]
FR Citation82 FR 19447 

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