82 FR 20399 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 82 (May 1, 2017)

Page Range		20399-20399
FR Document		2017-08767

Federal Register, Volume 82 Issue 82 (Monday, May 1, 2017)

[Federal Register Volume 82, Number 82 (Monday, May 1, 2017)]
[Notices]
[Page 20399]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-08767]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-408, OMB Control No. 3235-0464]


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street, NE, Washington, DC 
20549-2736.

Extension:
    Rule 101.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
previously approved collection of information provided for in Rule 101 
of Regulation M (17 CFR 242.101), under the Securities Exchange Act of 
1934 (15 U.S.C. 78a et seq.).
    Rule 101 prohibits distribution participants from purchasing 
activities at specified times during a distribution of securities. 
Persons otherwise covered by this rule may seek to use several 
applicable exceptions such as a calculation of the average daily 
trading volume of the securities in distribution, the maintenance of 
policies regarding information barriers between their affiliates, and 
the maintenance of a written policy regarding general compliance with 
Regulation M for de minimus transactions.
    There are approximately 1550 respondents per year that require an 
aggregate total of 30,218 hours to comply with this rule. Each 
respondent makes an estimated 1 annual response. Each response takes on 
average approximately 19.495 hours to complete. Thus, the total 
compliance burden per year is 30,218 burden hours. The total estimated 
internal labor compliance cost for the respondents is approximately 
$1,964,170.00, resulting in an internal cost of compliance for each 
respondent per response of approximately $1267.21 (i.e., $1,964,170.00/
1550 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    The public may view the background documentation for this 
information collection at the following Web site: www.reginfo.gov. 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503 or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, c/o Remi Pavlik-Simon, 100 F Street, NE., 
Washington, DC 20549 or by sending an email to: [email protected]. 
Comments must be submitted within 30 days of this notice.

    Dated: April 25, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-08767 Filed 4-28-17; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 82 / Monday, May 1, 2017 / Notices 20399

Commission three copies of all materials Office of Information and Regulatory approximately 19.495 hours to
they issue or make generally available to Affairs, Office of Management and complete. Thus, the total compliance
their participants or other entities with Budget, Room 10102, New Executive burden per year is 30,218 burden hours.
which they have a significant Office Building, Washington, DC 20503, The total estimated internal labor
relationship, such as pledges, transfer or by sending an email to: Shagufta_ compliance cost for the respondents is
agents, or self-regulatory organizations. Ahmed@omb.eop.gov; and (ii) Pamela approximately $1,964,170.00, resulting
Such materials include manuals, Dyson, Director/Chief Information in an internal cost of compliance for
notices, circulars, bulletins, lists, and Officer, Securities and Exchange each respondent per response of
periodicals. The filings with the Commission, c/o Remi Pavlik-Simon, approximately $1267.21 (i.e.,
Commission must be made within ten 100 F Street NE., Washington, DC $1,964,170.00/1550 responses).
days after the materials are issued or 20549, or by sending an email to: PRA_ An agency may not conduct or
made generally available. When the Mailbox@sec.gov. Comments must be sponsor, and a person is not required to
Commission is not the clearing agency’s submitted to OMB within 30 days of respond to, a collection of information
appropriate regulatory agency, the this notice. under the PRA unless it displays a
clearing agency must file one copy of Dated: April 25, 2017. currently valid OMB control number.
the material with its appropriate Eduardo A. Aleman, The public may view the background
regulatory agency. The Commission is documentation for this information
Assistant Secretary.
responsible for overseeing clearing collection at the following Web site:
[FR Doc. 2017–08759 Filed 4–28–17; 8:45 am]
agencies and uses the information filed www.reginfo.gov. Comments should be
BILLING CODE 8011–01–P
pursuant to Rule 17a–22 to determine directed to: (i) Desk Officer for the
whether a clearing agency is Securities and Exchange Commission,
implementing procedural or policy Office of Information and Regulatory
SECURITIES AND EXCHANGE
changes. The information filed aides the Affairs, Office of Management and
COMMISSION
Commission in determining whether Budget, Room 10102, New Executive
such changes are consistent with the [SEC File No. 270–408, OMB Control No. Office Building, Washington, DC 20503
purposes of Section 17A of the 3235–0464] or by sending an email to: Shagufta_
Exchange Act. Also, the Commission Ahmed@omb.eop.gov; and (ii) Pamela
uses the information to determine Submission for OMB Review;
Comment Request Dyson, Director/Chief Information
whether a clearing agency has changed Officer, c/o Remi Pavlik-Simon, 100 F
its rules without reporting the actual or Upon Written Request, Copies Available Street, NE., Washington, DC 20549 or by
prospective change to the Commission From: Securities and Exchange sending an email to: PRA_Mailbox@
as required under Section 19(b) of the Commission, Office of FOIA Services, sec.gov. Comments must be submitted
Exchange Act. 100 F Street, NE, Washington, DC within 30 days of this notice.
The respondents to Rule 17a–22 are 20549–2736.
registered clearing agencies. The Dated: April 25, 2017.
Extension: Eduardo A. Aleman,
frequency of filings made by clearing
Rule 101.
agencies pursuant to Rule 17a–22 varies Assistant Secretary.
but on average there are approximately Notice is hereby given that pursuant [FR Doc. 2017–08767 Filed 4–28–17; 8:45 am]
200 filings per year per active clearing to the Paperwork Reduction Act of 1995 BILLING CODE 8011–01–P
agency. There are seven active (‘‘PRA’’) (44 U.S.C. 3501 et seq.), the
registered clearing agencies. The Securities and Exchange Commission
Commission staff estimates that each (‘‘Commission’’) has submitted to the SECURITIES AND EXCHANGE
response requires approximately .25 Office of Management and Budget COMMISSION
hours (fifteen minutes), which (‘‘OMB’’) a request for approval of
represents the time it takes for a staff extension of the previously approved [Release No. 34–80523; File No. SR–CBOE–
person at the clearing agency to collection of information provided for in 2017–017]
properly identify a document subject to Rule 101 of Regulation M (17 CFR
242.101), under the Securities Exchange Self-Regulatory Organizations;
the rule, print and makes copies, and
mail that document to the Commission. Act of 1934 (15 U.S.C. 78a et seq.). Chicago Board Options Exchange,
Thus, the total annual burden for all Rule 101 prohibits distribution Incorporated; Order Approving a
active clearing agencies is 350 hours (7 participants from purchasing activities Proposed Rule Change To Amend the
clearing agencies multiplied by 200 at specified times during a distribution Bylaws and Certificate of Incorporation
filings per clearing agency multiplied by of securities. Persons otherwise covered April 25, 2017.
.25 hours) and a total of 50 hours (1400 by this rule may seek to use several
responses multiplied by .25 hours, applicable exceptions such as a I. Introduction
divided by 7 active clearing agencies) calculation of the average daily trading On February 22, 2017, Chicago Board
per year are expended by each volume of the securities in distribution, Options Exchange, Incorporated
respondent to comply with the rule. the maintenance of policies regarding (‘‘CBOE’’ or ‘‘Exchange’’) filed with the
An agency may not conduct or information barriers between their Securities and Exchange Commission
sponsor, and a person is not required to affiliates, and the maintenance of a (‘‘Commission’’), pursuant to Section
respond to, a collection of information written policy regarding general 19(b)(1) of the Securities Exchange Act
under the PRA unless it displays a compliance with Regulation M for de
srobinson on DSK5SPTVN1PROD with NOTICES

of 1934 (‘‘Act’’) 1 and Rule 19b–4
currently valid OMB control number. minimus transactions. thereunder,2 a proposed rule change to
The public may view background There are approximately 1550 amend its Bylaws 3 and Certificate of
documentation for this information respondents per year that require an
collection at the following Web site: aggregate total of 30,218 hours to 1 15 U.S.C. 78s(b)(1).
www.reginfo.gov. Comments should be comply with this rule. Each respondent 2 17 CFR 240.19b–4.
directed to: (i) Desk Officer for the makes an estimated 1 annual response. 3 See Amended and Restated Bylaws of Chicago

Securities and Exchange Commission, Each response takes on average Board Options Exchange, Incorporated (‘‘Bylaws’’).

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Document Created: 2017-04-29 03:16:23
Document Modified: 2017-04-29 03:16:23

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 20399