82 FR 20410 - Reporting and Recordkeeping Requirements Under OMB Review

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 82, Issue 82 (May 1, 2017)

Page Range		20410-20411
FR Document		2017-08757

The Small Business Administration (SBA) is publishing this notice to comply with requirements of the Paperwork Reduction Act (PRA), which requires agencies to submit proposed reporting and recordkeeping requirements to OMB for review and approval, and to publish a notice in the Federal Register notifying the public that the agency has made such a submission. This notice also allows an additional 30 days for public comments.

Federal Register, Volume 82 Issue 82 (Monday, May 1, 2017)

[Federal Register Volume 82, Number 82 (Monday, May 1, 2017)]
[Notices]
[Pages 20410-20411]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-08757]


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SMALL BUSINESS ADMINISTRATION


Reporting and Recordkeeping Requirements Under OMB Review

AGENCY: Small Business Administration.

ACTION: 30-Day notice.

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SUMMARY: The Small Business Administration (SBA) is publishing this 
notice to comply with requirements of the Paperwork Reduction Act 
(PRA), which requires agencies to submit proposed reporting and 
recordkeeping requirements to OMB for review and approval, and to 
publish a notice in the Federal Register notifying the public that the 
agency has made such a submission. This notice also allows an 
additional 30 days for public comments.

DATES: Submit comments on or before May 31, 2017.

ADDRESSES: Comments should refer to the information collection by name 
and/or OMB Control Number and should be sent to: Agency Clearance 
Officer, Curtis Rich, Small Business Administration, 409 3rd Street 
SW., 5th Floor, Washington, DC 20416; and SBA Desk Officer, Office of 
Information and Regulatory Affairs, Office of Management and Budget, 
New

[[Page 20411]]

Executive Office Building, Washington, DC 20503.

FOR FURTHER INFORMATION CONTACT: Curtis Rich, Agency Clearance Officer, 
(202) 205-7030 [email protected].

SUPPLEMENTARY INFORMATION: SBA regulations at 13 CFR, Section 120.830 
requires CDCs to submit an annual report which contains financial 
statements, operational and management information. This information is 
used by SBA's district offices, Office of Credit Risk Management, and 
Office of Financial Assistance to obtain information from the CDCs that 
is used to evaluate whether CDCs are operating according to the 
statutes, regulations and policies governing the CDC loan program (504 
program).

Solicitation of Public Comments

    Comments may be submitted on (a) whether the collection of 
information is necessary for the agency to properly perform its 
functions; (b) whether the burden estimates are accurate; (c) whether 
there are ways to minimize the burden, including through the use of 
automated techniques or other forms of information technology; and (d) 
whether there are ways to enhance the quality, utility, and clarity of 
the information.

Copies

    A copy of the Form OMB 83-1, supporting statement, and other 
documents submitted to OMB for review may be obtained from the Agency 
Clearance Officer.

Summary of Information Collections

    Title: Certified Development Company (CDC) Annual Report Guide.
    Description of Respondents: Small Business Lending Companies.
    Form Number: SBA Form 1253.
    Total Estimated Annual Responses: 260.
    Total Estimated Annual Hour Burden: 7, 280.

Curtis B. Rich,
Management Analyst.
[FR Doc. 2017-08757 Filed 4-28-17; 8:45 am]
BILLING CODE 8025-01-P

20410 Federal Register / Vol. 82, No. 82 / Monday, May 1, 2017 / Notices

those of the Compensation Committee of Commission.13 Importantly, the for in Section 5.11 of the Bylaws.20
its parent company, CBOE Holdings.7 Exchange represents that it is not Further, the Commission notes that the
proposing to amend any of the C2 Regulatory Oversight and
III. Discussion and Commission
compositional requirements of the Compliance Committee (‘‘ROCC’’) of the
Findings
Board, including its provision relating Board will continue to recommend to
After careful review, the Commission to the fair representation of members, the Board the compensation for the
finds that the proposed rule change is which are set forth in Section 3.2 of the Chief Regulatory Officer and any Deputy
consistent with the requirements of Bylaws.14 The Commission notes that Chief Regulatory Officers, and this
Section 6 of the Act,8 and the rules and the Exchange represents that, while the process is not be affected by this
regulations thereunder applicable to a proposal provides the Board with proposed rule change.
national securities exchange.9 In greater flexibility to determine the size For the reasons noted above, the
particular, the Commission finds that of the Board without amending the Commission finds that the proposed
the proposed rule change is consistent Bylaws, it will continue to allow the rule change is consistent with the Act.
with Section 6(b)(1) of the Act,10 which Exchange to ensure that the Board is of
requires a national securities exchange IV. Conclusion
adequate size and includes directors
to be so organized and have the capacity with relevant and diverse experience.15 It is therefore ordered, pursuant to
to carry out the purposes of the Act and The Exchange also notes that it has no Section 19(b)(2) of the Act,21 that the
to comply, and to enforce compliance current plans to change the size of its proposed rule change (SR–C2–2017–
by its members and persons associated Board outside of the original range of 009) be, and hereby is, approved.
with its members, with the provisions of 12–16 directors.16 For the Commission, by the Division of
the Act. The Commission also finds that With regard to the proposal to Trading and Markets, pursuant to delegated
the proposed rule change is consistent eliminate the C2 Compensation authority.22
with Section 6(b)(3) of the Act,11 which Committee, the Commission notes that Eduardo A. Aleman,
requires that the rules of a national this change is comparable to the Assistant Secretary.
securities exchange assure a fair governing structures of other exchanges, [FR Doc. 2017–08699 Filed 4–28–17; 8:45 am]
representation of its members in the which the Commission has previously
BILLING CODE 8011–01–P
selection of its directors and approved.17 As more fully set forth in
administration of its affairs and provide the Notice, the Exchange explains that
that one or more directors shall be the C2 Compensation Committee’s
responsibilities largely are duplicative SMALL BUSINESS ADMINISTRATION
representative of issuers and investors
and not be associated with a member of of those of the corresponding
Reporting and Recordkeeping
the exchange, broker, or dealer. The Compensation Committee of CBOE
Requirements Under OMB Review
Commission further finds that the Holdings, other than to the extent that
proposed rule change is consistent with the C2 Compensation Committee AGENCY: Small Business Administration.
Section 6(b)(5) of the Act,12 which recommends the compensation of ACTION: 30-Day notice.
requires, among other things, that a executive officers whose compensation
national securities exchange have rules is not already determined by the CBOE SUMMARY: The Small Business
designed to prevent fraudulent and Holdings Compensation Committee.18 Administration (SBA) is publishing this
manipulative acts and practices, to Accordingly, under the proposed rule notice to comply with requirements of
promote just and equitable principles of change, such functions now will be the Paperwork Reduction Act (PRA),
trade, to foster cooperation and performed by the CBOE Holdings which requires agencies to submit
coordination with persons engaged in Compensation Committee or as proposed reporting and recordkeeping
regulating, clearing, settling, processing otherwise provided in the Bylaws.19 The requirements to OMB for review and
information with respect to, and Commission notes that the Exchange approval, and to publish a notice in the
facilitating transactions in securities, to represents that currently, each of the Federal Register notifying the public
remove impediments to and perfect the executive officers whose compensation that the agency has made such a
mechanism of a free and open market would need to be determined by the submission. This notice also allows an
and a national market system, and, in Compensation Committee are officers of additional 30 days for public comments.
general, to protect investors and the both C2 and CBOE Holdings, but should DATES: Submit comments on or before
public interest. compensation need to be determined in May 31, 2017.
In particular, the Commission notes the future for any C2 officer who is not ADDRESSES: Comments should refer to
that the proposal to require at least five also a CBOE Holdings officer, the C2 the information collection by name and/
directors for the Board, rather than a Board or C2 senior management will or OMB Control Number and should be
required range of not less than 12 and perform such action without the use of sent to: Agency Clearance Officer, Curtis
not more than 16, is comparable to the a compensation committee, as provided Rich, Small Business Administration,
board size requirements stipulated in 409 3rd Street SW., 5th Floor,
13 See Securities Exchange Act Release No. 69884
the bylaws of at least one other Washington, DC 20416; and SBA Desk
(June 27, 2013), 78 FR 40255 (July 3, 2013) (SR–
exchange, which was approved by the BYX–2013–013) (providing that the BATS Y- Officer, Office of Information and
Exchange board of directors will consist of four or Regulatory Affairs, Office of
7 Id. at 13518–19. The Exchange notes that the more directors). Management and Budget, New
composition of both committees currently are the 14 See Notice, supra note 5, at 13518.
srobinson on DSK5SPTVN1PROD with NOTICES

same. See id. at 13518 n.6. 15 See id. at 13519. 20 See Bylaws Section 5.11 (providing that
8 15 U.S.C. 78f. 16 See id. at 13518 n.3.
‘‘[o]fficers of the Corporation shall be entitled to
9 In approving this proposed rule change, the 17 See e.g., Securities Exchange Act Release No. such salaries, compensation or reimbursement as
Commission has considered the proposed rule’s 60276 (July 9, 2009), 74 FR 34840 (July 17, 2009) shall be fixed or allowed from time to time by the
impact on efficiency, competition, and capital (SR–NASDAQ–2009–042); see also Securities Board unless otherwise delegated to the
formation. See 15 U.S.C. 78c(f). Exchange Act Release No. 62304 (June 16, 2010), 75 Compensation Committee of the Board or to
10 15 U.S.C. 78f(b)(1). FR 36136 (June 24, 2010) (SR–NYSEArca–2010–31). members of senior management’’).
11 15 U.S.C. 78f(b)(3). 18 See Notice, supra note 5, at 13518–9. 21 15 U.S.C. 78s(b)(2).
12 15 U.S.C. 78f(b)(5). 19 Id. 22 17 CFR 200.30–3(a)(12).

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Federal Register / Vol. 82, No. 82 / Monday, May 1, 2017 / Notices 20411

Executive Office Building, Washington, which requires agencies to submit Total Estimated Annual Hour Burden:
DC 20503. proposed reporting and recordkeeping 27,959.
FOR FURTHER INFORMATION CONTACT: requirements to OMB for review and
Curtis B. Rich,
Curtis Rich, Agency Clearance Officer, approval, and to publish a notice in the
Federal Register notifying the public Management Analyst.
(202) 205–7030 curtis.rich@sba.gov.
that the agency has made such a [FR Doc. 2017–08771 Filed 4–28–17; 8:45 am]
SUPPLEMENTARY INFORMATION: SBA
regulations at 13 CFR, Section 120.830 submission. This notice also allows an BILLING CODE 8025–01–P

requires CDCs to submit an annual additional 30 days for public comments.
report which contains financial DATES:Submit comments on or before
statements, operational and DEPARTMENT OF STATE
May 31, 2017.
management information. This [Public Notice 9982]
information is used by SBA’s district ADDRESSES: Comments should refer to
offices, Office of Credit Risk the information collection by name and/ Advisory Committee on International
Management, and Office of Financial or OMB Control Number and should be Economic Policy; Notice of Charter
Assistance to obtain information from sent to: Agency Clearance Officer, Curtis Renewal
the CDCs that is used to evaluate Rich, Small Business Administration,
whether CDCs are operating according 409 3rd Street SW., 5th Floor, The Department of State has renewed
to the statutes, regulations and policies Washington, DC 20416; and SBA Desk the charter of the Advisory Committee
governing the CDC loan program (504 Officer, Office of Information and on International Economic Policy (‘‘the
program). Regulatory Affairs, Office of Committee’’).
Management and Budget, New The Committee provides advice on
Solicitation of Public Comments Executive Office Building, Washington, opportunities and challenges in
Comments may be submitted on (a) DC 20503. international economic policy,
whether the collection of information is including performance of the following
FOR FURTHER INFORMATION CONTACT:
necessary for the agency to properly functions: (a) To provide information
Curtis Rich, Agency Clearance Officer,
perform its functions; (b) whether the and advice on the effective integration
(202) 205–7030, curtis.rich@sba.gov.
burden estimates are accurate; (c) of economic interests into overall
whether there are ways to minimize the Copies: A copy of the Form OMB 83– foreign policy; (b) to appraise the role of
burden, including through the use of 1, supporting statement, and other international economic institutions; and
automated techniques or other forms of documents submitted to OMB for (c) to provide information and advice on
information technology; and (d) whether review may be obtained from the the Department of State’s role in
there are ways to enhance the quality, Agency Clearance Officer. advancing U.S. economic and
utility, and clarity of the information. SUPPLEMENTARY INFORMATION: Section commercial interests in the global
7(a) of the Small Business Act economy. The Committee’s activities are
Copies advisory only.
authorizes the Small Business
A copy of the Form OMB 83–1, Administration to guaranty loans in The Committee is established under
supporting statement, and other each of the 7(a) Programs. The the general authority of the Secretary of
documents submitted to OMB for regulations covering these and other State and the Department of State as set
review may be obtained from the loan programs at 13 CFR part 120 forth in Title 22 of the United States
Agency Clearance Officer. require certain information from loan Code, in particular section 2656 of that
applicants and lenders that is used to Title and consistent with Federal
Summary of Information Collections
determine program eligibility and Advisory Committee Act (5 U.S.C.,
Title: Certified Development compliance. Appendix).
Company (CDC) Annual Report Guide. For additional information, contact
Description of Respondents: Small Solicitation of Public Comments Alan Krill, Bureau of Economic and
Business Lending Companies. Business Affairs, at (202) 647–2231, or
Form Number: SBA Form 1253. SBA is requesting comments on (a)
Whether the collection of information is KrillA@state.gov.
Total Estimated Annual Responses:
260. necessary for the agency to properly Alan Krill,
Total Estimated Annual Hour Burden: perform its functions; (b) whether the Designated Federal Officer, Department of
7, 280. burden estimates are accurate; (c) State.
whether there are ways to minimize the [FR Doc. 2017–08717 Filed 4–28–17; 8:45 am]
Curtis B. Rich, burden, including through the use of BILLING CODE 4710–AE–P
Management Analyst. automated techniques or other forms of
[FR Doc. 2017–08757 Filed 4–28–17; 8:45 am] information technology; and (d) whether
BILLING CODE 8025–01–P there are ways to enhance the quality,
SURFACE TRANSPORTATION BOARD
utility, and clarity of the information.
Summary of Information Collection Release of Waybill Data
SMALL BUSINESS ADMINISTRATION
Title: Borrower Information Form, The Surface Transportation Board has
Reporting and Recordkeeping received a request from a Ph.D.
Lenders Application for Guaranty, and
Requirements Under OMB Review candidate at Duke University. (WB17–
srobinson on DSK5SPTVN1PROD with NOTICES

7(a) Loan.
AGENCY: Small Business Administration. 18—4/23/17) for permission to use
Description of Respondents: 7(a)
ACTION: 30-day notice. unmasked data from the Board’s 1984–
Program Participants.
2010 Carload Waybill Samples. A copy
SUMMARY: The Small Business Form Number: SBA Forms 1919, 1920 of this request may be obtained from the
Administration (SBA) is publishing this Parts A, B, C, 2237, 2238. Office of Economics.
notice to comply with requirements of Total Estimated Annual Responses: The waybill sample contains
the Paperwork Reduction Act (PRA), 110,000. confidential railroad and shipper data;

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Document Created: 2017-04-29 03:16:09
Document Modified: 2017-04-29 03:16:09

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		30-Day notice.
Dates		Submit comments on or before May 31, 2017.
Contact		Curtis Rich, Agency Clearance Officer, (202) 205-7030 [email protected]
FR Citation		82 FR 20410