82_FR_20769 82 FR 20685 - Central Valley Fund III (SBIC), L.P., License No. 09/09-0486; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest

82 FR 20685 - Central Valley Fund III (SBIC), L.P., License No. 09/09-0486; Notice Seeking Exemption Under Section 312 of the Small Business Investment Act, Conflicts of Interest

SMALL BUSINESS ADMINISTRATION

Federal Register Volume 82, Issue 84 (May 3, 2017)

Page Range20685-20686
FR Document2017-08909

Federal Register, Volume 82 Issue 84 (Wednesday, May 3, 2017)
[Federal Register Volume 82, Number 84 (Wednesday, May 3, 2017)]
[Notices]
[Pages 20685-20686]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-08909]


=======================================================================
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SMALL BUSINESS ADMINISTRATION


Central Valley Fund III (SBIC), L.P., License No. 09/09-0486; 
Notice Seeking Exemption Under Section 312 of the Small Business 
Investment Act, Conflicts of Interest

    Notice is hereby given that Central Valley Fund III (SBIC), L.P., 
1590 Drew Avenue, Suite 110, Davis, CA 95618, a Federal Licensee under 
the Small Business Investment Act of 1958, as amended (``the Act''), in 
connection with the financing of a small concerns, has sought an 
exemption under Section 312 of the Act and Section 107.730, Financings 
which Constitute Conflicts of Interest of the Small Business 
Administration (``SBA'') Rules and Regulations (13 CFR 107.730). 
Central Valley Fund III (SBIC), L.P. is proposing to provide financing 
to LightRiver Software, Inc., a wholly owned subsidiary of LightRiver 
Technologies Holdings, Inc. for the acquisition of Unique Computer 
Software Inc., 215

[[Page 20686]]

Gordons Corner Road, Suite 2G, Manalapan, NJ 07726.
    The proposed transaction is brought within the purview of Sec.  
107.730 of the Regulations because Central Valley Fund II (SBIC), L.P., 
an Associate of Central Valley Fund III (SBIC), L.P. by virtue of 
Common Control as defined at Sec.  107.50, collectively holds more than 
10% equity interest in LightRiver Technologies, Inc., a wholly owned 
subsidiary of LightRiver Technologies Holdings, Inc. Therefore, 
LightRiver Software, Inc. is an Associate of Central Valley Fund III 
(SBIC), L.P. pursuant to Sec.  107.50.
    Therefore, the proposed transaction is considered self-deal 
pursuant to 13 CFR 107.730 and requires a regulatory exemption. Notice 
is hereby given that any interested person may submit written comments 
on the transaction within fifteen days of the date of this publication 
to Associate Administrator for Investment, U.S. Small Business 
Administration, 409 Third Street SW., Washington, DC 20416.

    Dated: April 26, 2017.
A. Joseph Shepard,
Associate Administrator for Investment and Innovation.
[FR Doc. 2017-08909 Filed 5-2-17; 8:45 am]
 BILLING CODE 8025-01-P



                                                                                Federal Register / Vol. 82, No. 84 / Wednesday, May 3, 2017 / Notices                                                     20685

                                               Paper Comments                                            SECURITIES AND EXCHANGE                                  designate if it finds such longer period
                                                                                                         COMMISSION                                               to be appropriate and publishes its
                                                 • Send paper comments in triplicate                                                                              reasons for so finding, or as to which the
                                               to Secretary, Securities and Exchange                     [Release No. 34–80524; File No. SR–FICC–
                                                                                                         2017–002]
                                                                                                                                                                  self-regulatory organization consents,
                                               Commission, 100 F Street NE.,                                                                                      the Commission shall either approve the
                                               Washington, DC 20549–1090.                                Self-Regulatory Organizations; Fixed                     proposed rule change, disapprove the
                                               All submissions should refer to File                      Income Clearing Corporation; Notice of                   proposed rule change, or institute
                                               Number SR–NASDAQ–2017–039. This                           Designation of Longer Period for                         proceedings to determine whether the
                                               file number should be included on the                     Commission Action on Proposed Rule                       proposed rule change should be
                                                                                                         Change To Implement the Capped                           disapproved. The 45th day after
                                               subject line if email is used. To help the
                                                                                                         Contingency Liquidity Facility in the                    publication of the notice for this
                                               Commission process and review your
                                                                                                         Government Securities Division                           Proposed Rule Change is May 4, 2017.
                                               comments more efficiently, please use                                                                              The Commission is extending this 45-
                                                                                                         Rulebook
                                               only one method. The Commission will                                                                               day time period.
                                               post all comments on the Commission’s                     April 25, 2017.                                             In order to provide the Commission
                                               Internet Web site (http://www.sec.gov/                       On March 1, 2017, Fixed Income                        with sufficient time to consider the
                                               rules/sro.shtml). Copies of the                           Clearing Corporation (‘‘FICC’’) filed                    Proposed Rule Change, the Commission
                                               submission, all subsequent                                with the Securities and Exchange                         finds that it is appropriate to designate
                                               amendments, all written statements                        Commission (‘‘Commission’’) proposed                     a longer period within which to take
                                               with respect to the proposed rule                         rule change SR–FICC–2017–002                             action on the Proposed Rule Change.
                                               change that are filed with the                            (‘‘Proposed Rule Change’’) pursuant to                   Accordingly, the
                                               Commission, and all written                               Section 19(b)(1) of the Securities                          Commission, pursuant to Section
                                               communications relating to the                            Exchange Act of 1934 (‘‘Act’’),1 and                     19(b)(2) of the Act,7 designates June 18,
                                               proposed rule change between the                          Rule 19b–4 thereunder,2 to implement a                   2017 as the date by which the
                                               Commission and any person, other than                     Capped Contingency Liquidity Facility                    Commission shall either approve,
                                                                                                         in FICC’s Government Securities                          disapprove, or institute proceedings to
                                               those that may be withheld from the
                                                                                                         Division Rulebook.3 The Proposed Rule                    determine whether to disapprove
                                               public in accordance with the
                                                                                                         Change was published for comment in                      proposed rule change SR–FICC–2017–
                                               provisions of 5 U.S.C. 552, will be                       the Federal Register on March 20,
                                               available for Web site viewing and                                                                                 002.
                                                                                                         2017.4 To date, the Commission has
                                               printing in the Commission’s Public                       received one comment letter to the                         For the Commission, by the Division of
                                               Reference Room, 100 F Street NE.,                         Proposed Rule Change.5                                   Trading and Markets, pursuant to delegated
                                               Washington, DC 20549, on official                            Section 19(b)(2) of the Act 6 provides                authority.8
                                               business days between the hours of                        that, within 45 days of the publication                  Eduardo A. Aleman,
                                               10:00 a.m. and 3:00 p.m. Copies of the                    of notice of the filing of a proposed rule               Assistant Secretary.
                                               filing also will be available for                         change, or within such longer period up                  [FR Doc. 2017–08907 Filed 5–2–17; 8:45 am]
                                               inspection and copying at the principal                   to 90 days as the Commission may                         BILLING CODE 8011–01–P
                                               office of the Exchange. All comments
                                                                                                           1 15  U.S.C. 78s(b)(1).
                                               received will be posted without change;
                                                                                                           2 17  CFR 240.19b–4.
                                               the Commission does not edit personal                        3 On March 1, 2017, FICC also filed this Proposed     SMALL BUSINESS ADMINISTRATION
                                               identifying information from                              Rule Change as advance notice SR–FICC–2017–802
                                               submissions. You should submit only                       (‘‘Advance Notice’’) with the Commission pursuant        Central Valley Fund III (SBIC), L.P.,
                                               information that you wish to make                         to Section 806(e)(1) of the Dodd-Frank Wall Street       License No. 09/09–0486; Notice
                                                                                                         Reform and Consumer Protection Act entitled the          Seeking Exemption Under Section 312
                                               available publicly. All submissions                       Payment, Clearing, and Settlement Supervision Act
                                               should refer to File Number SR–                           of 2010, 12 U.S.C. 5465(e)(1), and Rule 19b–             of the Small Business Investment Act,
                                               NASDAQ–2017–039, and should be                            4(n)(1)(i) of the Act, 17 CFR 240.19b–4(n)(1)(i).        Conflicts of Interest
                                                                                                         Notice of filing of the Advance Notice was
                                               submitted on or before May 24, 2017.                      published for comment in the Federal Register on           Notice is hereby given that Central
                                                 For the Commission, by the Division of                  March 15, 2017. Securities Exchange Act Release          Valley Fund III (SBIC), L.P., 1590 Drew
                                                                                                         No. 80191 (March 9, 2017), 82 FR 13876 (March 15,        Avenue, Suite 110, Davis, CA 95618, a
                                               Trading and Markets, pursuant to delegated
                                                                                                         2017) (SR–FICC–2017–802). The Commission
                                               authority.64                                              extended the review period of the Advance Notice         Federal Licensee under the Small
                                               Eduardo A. Aleman,                                        from April 30, 2017 to June 29, 2017. Securities         Business Investment Act of 1958, as
                                                                                                         Exchange Act Release No. 80520 (April 25, 2017)          amended (‘‘the Act’’), in connection
                                               Assistant Secretary.                                      (SR–FICC–2017–802). The proposal in the Proposed
                                                                                                         Rule Change and the Advance Notice shall not take
                                                                                                                                                                  with the financing of a small concerns,
                                               [FR Doc. 2017–08899 Filed 5–2–17; 8:45 am]
                                                                                                         effect until all regulatory actions required with        has sought an exemption under Section
                                               BILLING CODE 8011–01–P
                                                                                                         respect to the proposal are completed.                   312 of the Act and Section 107.730,
                                                                                                            4 Securities Exchange Act Release No. 80234
                                                                                                                                                                  Financings which Constitute Conflicts
                                                                                                         (March 14, 2017), 82 FR 14401 (March 20, 2017)           of Interest of the Small Business
                                                                                                         (SR–FICC–2017–002).
                                                                                                            5 See letter from Robert E. Pooler, Chief Financial   Administration (‘‘SBA’’) Rules and
                                                                                                         Officer, Ronin Capital LLC, dated April 10, 2017,        Regulations (13 CFR 107.730). Central
                                                                                                         to Robert W. Errett, Deputy Secretary, Commission,       Valley Fund III (SBIC), L.P. is proposing
                                                                                                         available at https://www.sec.gov/comments/sr-ficc-       to provide financing to LightRiver
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                                                                                                         2017-002/ficc2017002.htm. Since the proposal
                                                                                                         contained in the Proposed Rule Change was also           Software, Inc., a wholly owned
                                                                                                         filed as an Advance Notice, Release No. 80191,           subsidiary of LightRiver Technologies
                                                                                                         supra note 3, the Commission is considering all          Holdings, Inc. for the acquisition of
                                                                                                         public comments received on the proposal                 Unique Computer Software Inc., 215
                                                                                                         regardless of whether the comments are submitted
                                                                                                         to the Proposed Rule Change or the Advance
                                                                                                         Notice.                                                    7 Id.
                                                 64 17   CFR 200.30–3(a)(12).                               6 15 U.S.C. 78s(b)(2).                                  8 17    CFR 200.30–3(a)(31).



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                                               20686                         Federal Register / Vol. 82, No. 84 / Wednesday, May 3, 2017 / Notices

                                               Gordons Corner Road, Suite 2G,                          Environmental Management, Florida                     Control No. 2900–0065’’ in any
                                               Manalapan, NJ 07726.                                    Department of Transportation, 605                     correspondence.
                                                 The proposed transaction is brought                   Suwannee Street, MS 37, Tallahassee,                  FOR FURTHER INFORMATION CONTACT:
                                               within the purview of § 107.730 of the                  FL 32399–0450; Telephone (850) 414–                   Cynthia Harvey-Pryor, Enterprise
                                               Regulations because Central Valley                      4316.                                                 Records Service (005R1B), Department
                                               Fund II (SBIC), L.P., an Associate of
                                                                                                       SUPPLEMENTARY INFORMATION:     The                    of Veterans Affairs, 810 Vermont
                                               Central Valley Fund III (SBIC), L.P. by
                                                                                                       Notice of Intent to prepare an EIS was                Avenue NW., Washington, DC 20420,
                                               virtue of Common Control as defined at
                                                                                                       for an extension of SR 388 to the west                (202) 461–5870 or email cynthia.harvey-
                                               § 107.50, collectively holds more than
                                                                                                       from its current western terminus at SR               pryor@va.gov. Please refer to ‘‘OMB
                                               10% equity interest in LightRiver
                                                                                                       79 and provide a new four-lane divided                Control No. 2900–0065’’ in any
                                               Technologies, Inc., a wholly owned
                                                                                                       highway and a new bridge across the                   correspondence.
                                               subsidiary of LightRiver Technologies
                                               Holdings, Inc. Therefore, LightRiver                    Intracoastal Waterway (ICWW). The                     SUPPLEMENTARY INFORMATION:
                                               Software, Inc. is an Associate of Central               Notice of Intent to prepare an EIS is                   Authority: 44 U.S.C. 3501–21.
                                               Valley Fund III (SBIC), L.P. pursuant to                rescinded.                                              Title: (Request for Employment
                                               § 107.50.                                               (Catalog of Federal Domestic Assistance               Information in Connection with Claim
                                                 Therefore, the proposed transaction is                Program Number 20.205, Highway Research,              for Disability Benefits (VA Form 21–
                                               considered self-deal pursuant to 13 CFR                 Planning and Construction. The regulations            4192)).
                                               107.730 and requires a regulatory                       implementing Executive Order 12372                      OMB Control Number: 2900–0065.
                                               exemption. Notice is hereby given that                  regarding inter-governmental consultation on            Type of Review: Revision of a
                                                                                                       Federal programs and activities apply to this         currently approved collection.
                                               any interested person may submit                        program.)
                                               written comments on the transaction                                                                             Abstract: VA Form 21–4192 is used to
                                               within fifteen days of the date of this                 Buddy Cunill,                                         gather necessary employment
                                               publication to Associate Administrator                  Environmental Team Leader, Tallahassee,               information from veterans’ employers so
                                               for Investment, U.S. Small Business                     Florida.                                              VA can determine eligibility to
                                               Administration, 409 Third Street SW.,                   [FR Doc. 2017–08910 Filed 5–2–17; 8:45 am]            increased disability benefits based on
                                               Washington, DC 20416.                                   BILLING CODE 4910–22–P
                                                                                                                                                             unemployability.
                                                                                                                                                               An agency may not conduct or
                                                 Dated: April 26, 2017.
                                                                                                                                                             sponsor, and a person is not required to
                                               A. Joseph Shepard,
                                                                                                                                                             respond to a collection of information
                                               Associate Administrator for Investment and              DEPARTMENT OF VETERANS
                                                                                                                                                             unless it displays a currently valid OMB
                                               Innovation.                                             AFFAIRS
                                                                                                                                                             control number. The Federal Register
                                               [FR Doc. 2017–08909 Filed 5–2–17; 8:45 am]                                                                    Notice with a 60-day comment period
                                                                                                       [OMB Control No. 2900–0065]
                                               BILLING CODE 8025–01–P                                                                                        soliciting comments on this collection
                                                                                                       Agency Information Collection Activity                of information was published at Volume
                                                                                                       Under OMB Review: Request for                         82 FR 12 on January 19, 2017, page
                                               DEPARTMENT OF TRANSPORTATION                            Employment Information in                             6729.
                                                                                                       Connection With Claim for Disability                    Affected Public: Individuals or
                                               Federal Highway Administration                          Benefits                                              Households.
                                                                                                                                                               Estimated Annual Burden: 15,000
                                               Environmental Impact Statement;                         AGENCY:  Veterans Benefits
                                                                                                                                                             hours.
                                               Walton County & Bay County                              Administration, Department of Veterans                  Estimated Average Burden per
                                                                                                       Affairs.                                              Respondent: 15 minutes.
                                               AGENCY: Federal Highway
                                               Administration (FHWA), DOT.                             ACTION: Notice.                                         Frequency of Response: One time.
                                               ACTION: Notice of intent.                                                                                       Estimated Number of Respondents:
                                                                                                       SUMMARY:   In compliance with the                     60,000.
                                               SUMMARY:   The FHWA is issuing this                     Paperwork Reduction Act (PRA) of
                                                                                                       1995, this notice announces that the                    By direction of the Secretary.
                                               notice of cancellation on behalf of the
                                                                                                       Veterans Benefits Administration,                     Cynthia Harvey-Pryor,
                                               Florida Department of Transportation
                                               (FDOT) pursuant to federal law and a                    Department of Veterans Affairs, will                  Department Clearance Officer, Enterprise
                                                                                                       submit the collection of information                  Records Service, Office of Quality and
                                               Memorandum of Understanding dated                                                                             Compliance, Department of Veterans Affairs.
                                               December 14, 2016 to advise the public                  abstracted below to the Office of
                                                                                                       Management and Budget (OMB) for                       [FR Doc. 2017–08932 Filed 5–2–17; 8:45 am]
                                               that an Environmental Impact Statement
                                               for the proposed SR 388 from SR 79 in                   review and comment. The PRA                           BILLING CODE 8320–01–P

                                               Bay County, Florida westward to SR 30                   submission describes the nature of the
                                               (US 98) in Walton County, Florida (also                 information collection and its expected
                                                                                                       cost and burden and it includes the                   DEPARTMENT OF VETERANS
                                               identified as West Bay Parkway,
                                                                                                       actual data collection instrument.                    AFFAIRS
                                               Segment 1 and CR 388 Segment 1) will
                                               no longer be prepared due to the                        DATES: Comments must be submitted on                  [OMB Control No. 2900–0500]
                                               implementation of the Bay-Walton                        or before June 2, 2017.
                                               Sector Plan, SAJ–114, and associated                    ADDRESSES: Submit written comments
                                                                                                                                                             Status of Dependents Questionnaire
                                               biological assessment that was                          on the collection of information through              AGENCY:  Veterans Benefits
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                                               completed for the study area. This is a                 www.Regulations.gov, or to Office of                  Administration, Department of Veterans
                                               formal cancellation of the Notice of                    Information and Regulatory Affairs,                   Affairs.
                                               Intent that was published in the Federal                Office of Management and Budget, Attn:                ACTION: Notice; correction.
                                               Register on October 4, 2011 (Doc. No.                   VA Desk Officer; 725 17th St. NW.,
                                               2011–25360).                                            Washington, DC 20503 or sent through                  SUMMARY:  The Department of Veterans
                                               FOR FURTHER INFORMATION CONTACT: Mr.                    electronic mail to oira_submission@                   Affairs (VA) published a collection of
                                               Jason Watts, Director, Office of                        omb.eop.gov. Please refer to ‘‘OMB                    information notice in the Federal


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Document Created: 2018-11-08 08:36:09
Document Modified: 2018-11-08 08:36:09
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 20685 

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