82_FR_22445 82 FR 22353 - Agency Information Collection Activities; Announcement of OMB Approvals

82 FR 22353 - Agency Information Collection Activities; Announcement of OMB Approvals

DEPARTMENT OF LABOR
Employee Benefits Security Administration

Federal Register Volume 82, Issue 92 (May 15, 2017)

Page Range22353-22354
FR Document2017-09744

The Employee Benefits Security Administration (EBSA) announces that the Office of Management and Budget (OMB) has approved certain collections of information, listed in the Supplementary Information below, following EBSA's submission of requests for such approvals under the Paperwork Reduction Act of 1995. This notice describes the information collections that have been approved or re-approved, their OMB control numbers, and their current expiration dates.

Federal Register, Volume 82 Issue 92 (Monday, May 15, 2017) 
[Federal Register Volume 82, Number 92 (Monday, May 15, 2017)]
[Notices]
[Pages 22353-22354]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-09744]


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DEPARTMENT OF LABOR

Employee Benefits Security Administration


Agency Information Collection Activities; Announcement of OMB 
Approvals

AGENCY: Employee Benefits Security Administration, Department of Labor.

ACTION: Notice.

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SUMMARY: The Employee Benefits Security Administration (EBSA) announces 
that the Office of Management and Budget (OMB) has approved certain 
collections of information, listed in the Supplementary Information 
below, following EBSA's submission of requests for such approvals under 
the Paperwork Reduction Act of 1995. This notice describes the 
information collections that have been approved or re-approved, their 
OMB control numbers, and their current expiration dates.

FOR FURTHER INFORMATION CONTACT: G. Christopher Cosby, Office of Policy 
and Research, Employee Benefits Security Administration, U.S. 
Department of Labor, 200 Constitution Avenue NW., Room N-5718, 
Washington, DC 20210. Telephone: (202) 693-8410; Fax: (202) 219-4745. 
These are not toll-free numbers.

SUPPLEMENTARY INFORMATION: The PRA and its implementing regulations 
require Federal agencies to display OMB control numbers and inform 
respondents of their legal significance after OMB has approved an 
agency's information collections. In accordance with those 
requirements, EBSA hereby notifies the public that the following 
information collections have been re-approved by OMB following EBSA's 
submission of an information collection request (ICR) for extension of 
a prior approval:

     OMB Control No. 1210-0039, Summary Plan Description 
Requirements under the Employee Retirement Income Security Act of 1974, 
as amended. The expiration date for this information collection is 
August 31, 2019.
     OMB Control No. 1210-0040, Employee Retirement Income 
Security Act Summary Annual Report Requirement. The expiration date for 
this information collection is April 30, 2019.
     OMB Control No. 1210-0049, Prohibited Transaction Class 
Exemption for Certain Transactions Between Investment Companies and 
Employee Benefit Plans (PTE 1977-4). The expiration date for this 
information collection is December 31, 2019.
     OMB Control No. 1210-0053, Employee Benefit Plan Claims 
Procedure Under the Employee Retirement Income Security Act. The 
expiration date for this information collection is November 30, 2019.
     OMB Control No. 1210-0058, Prohibited Transaction Class 
Exemptions for Multiple Employer Plans and Multiple Employer 
Apprenticeship Plans--PTE 1976-1, PTE 1977-10, PTE 1978-6. The 
expiration date for this information collection is June 30, 2019.
     OMB Control No. 1210-0064, Sale of Securities To Reduce 
Indebtedness of Party In Interest--Prohibited Transaction Class 
Exemption 1980-83. The expiration date for this information collection 
is November 30, 2019.
     OMB Control No. 1210-0065, Securities Lending by Employee 
Benefit Plans, Prohibited Transaction Exemption 2006-16. The expiration 
date for this information collection is August 31, 2019.
     OMB Control No. 1210-0082, Bank Collective Investment 
Funds, Prohibited Transaction Class Exemption 1991-38. The expiration 
date for this information collection is February 28, 2019.
     OMB Control No. 1210-0085, Foreign Currency Transactions, 
Prohibited Transaction Class Exemption 1994-20. The expiration date for 
this information collection is February 28, 2019.
     OMB Control No. 1210-0090, Disclosures for Participant 
Directed Individual Account Plans. The expiration date for this 
information collection is February 28, 2019.
     OMB Control No. 1210-0095, Prohibited Transaction Class 
Exemption 1988-59, Residential Mortgage Financing Arrangements 
Involving Employee Benefit Plans. The expiration date for this 
information collection is August 31, 2019.
     OMB Control No. 1210-0100, Definition of Plan Assets-
Participant Contributions. The expiration date for this information 
collection is February 28, 2019.
     OMB Control No. 1210-0101, Notice of Special Enrollment 
Rights under Group Health Plans. The expiration date for this 
information collection is June 30, 2019.
     OMB Control No. 1210-0104, Collective Investment Funds 
Conversion Transactions, Prohibited Transaction Class Exemption 1997-
41. The expiration date for this information collection is February 28, 
2019.
     OMB Control No. 1210-0113, National Medical Support 
Notice-Part B. The expiration date for this information collection is 
August 31, 2019.
     OMB Control No. 1210-0116, Annual Report for Multiple 
Employer Welfare Arrangements. The expiration date for this information 
collection is June 30, 2019.
     OMB Control No. 1210-0119, Petition for Finding under 
Employee Retirement Income Security Act Section 3(40). The expiration 
date for this information collection is November 30, 2019.
     OMB Control No. 1210-0123, Notice Requirements of the 
Health Care Continuation Coverage Provisions. The expiration date for 
this information collection is December 31, 2019.
     OMB Control No. 1210-0125, Employee Retirement Income 
Security Act of 1974 Investment Manager Electronic Registration. The 
expiration date for this information collection is August 31, 2019.
     OMB Control No. 1210-0128, Plan Asset Transactions 
Determined by Independent Qualified Professional Asset Managers under 
Prohibited Transaction Exemption 1984-14. The expiration date for this 
information collection is December 31, 2019.
     OMB Control No. 1210-0130, Statutory Exemption for Cross-
Trading of Securities. The expiration date for this information 
collection is November 30, 2019.
     OMB Control No. 1210-0131, Access to Multiemployer Plan 
Information. The expiration date for this information collection is 
August 31, 2019.
     OMB Control No. 1210-0136, Genetic Information 
Nondiscrimination Act of 2008 Research Exception Notice. The expiration 
date for this information collection is February 28, 2019.
     OMB Control No. 1210-0137, Model Employer Children's 
Health Insurance Program Notice. The expiration date for this 
information collection is December 31, 2019.
     OMB Control No. 1210-0145, Plan Asset Transactions 
Determined by In-House Asset Managers under Prohibited Transaction 
Class Exemption 96-23. The expiration date for this information 
collection is November 30, 2019.
     OMB Control No. 1210-0148, Multiple Employer Welfare

[[Page 22354]]

Arrangement Administrative Law Judge Administrative Hearing Procedures. 
The expiration date for this information collection is June 30, 2019.

EBSA hereby notifies the public that the following information 
collections have been approved by OMB following EBSA's submission of an 
information collection request (ICR) for a revision of a currently 
approved collection:

     OMB Control No. 1210-0059, Employee Retirement Income 
Security Act Prohibited Transaction Exemption 1986-128 For Securities 
Transactions Involving Employee Benefit Plans and Broker-Dealers. The 
expiration date for this information collection is June 30, 2019.
     OMB Control No. 1210-0092, Prohibited Transaction Class 
Exemption 75-1, Security Transactions with Broker-Dealers, Reporting 
Dealers, and Banks. The expiration date for this information collection 
is June 30, 2019.
     OMB Control No. 1210-0140, Affordable Care Act 
Grandfathered Health Plan Disclosure, Recordkeeping Requirement, and 
Change in Carrier Disclosure. The expiration date for this information 
collection is March 31, 2019.
     OMB Control No. 1210-0141, Affordable Care Act Advance 
Notice of Rescission. The expiration date for this information 
collection is March 31, 2019.
     OMB Control No. 1210-0142, Patient Protection and 
Affordable Care Act Patient Protection Notice. The expiration date for 
this information collection is March 31, 2019.
     OMB Control No. 1210-144, Affordable Care Act Internal 
Claims and Appeals and External Review Procedures for Non-Grandfathered 
Plans. The expiration date for this information collection is March 31, 
2019.
     OMB Control No. 1210-0147, Summary of Benefits and 
Coverage and Uniform Glossary Required Under the Affordable Care Act. 
The expiration date for this information collection is April 30, 2019.

EBSA hereby notifies the public that the following new information 
collections have been approved by OMB following EBSA's submission of an 
information collection request (ICR):

     OMB Control No. 1210-0155, Conflicted Investment Advice 
Rule Fiduciary Exception Disclosure Requirements. The expiration date 
for this information collection is May 31, 2019.
     OMB Control No. 1210-0156, Best Interest Contract 
Prohibited Transaction Exemption. The expiration date for this 
information collection is June 30, 2019.
     OMB Control No. 1210-0157, Prohibited Transaction Class 
Exemption for Principal Transactions. The expiration date for this 
information collection is June 30, 2019.
     OMB Control No. 1210-0158, PTE 84-24 (Insurance and 
Annuity Contracts and Mutual Fund Principal Underwriters). The 
expiration date for this information collection is June 30, 2019.

    The PRA provides that an agency may not conduct or sponsor, and a 
person is not required to respond to, a collection of information 
unless it displays a currently valid OMB control number. Publication of 
this notice satisfies this requirement with respect to the above-listed 
information collections, as provided in 5 CFR 1320.5(b)(2)(C).

    Dated: February 3, 2017.

Joseph S. Piacentini,
Director, Office of Policy and Research, Employee Benefits Security 
Administration.
[FR Doc. 2017-09744 Filed 5-12-17; 8:45 am]
 BILLING CODE 4510-29-P

Federal Register / Vol. 82, No. 92 / Monday, May 15, 2017 / Notices 22353 Dated: May 10, 2017. Act Summary Annual Report expiration date for this information Melody Braswell, Requirement. The expiration date for collection is June 30, 2019. Department Clearance Officer for PRA, U.S. this information collection is April 30, • OMB Control No. 1210–0104, Department of Justice. 2019. Collective Investment Funds Conversion [FR Doc. 2017–09755 Filed 5–12–17; 8:45 am] • OMB Control No. 1210–0049, Transactions, Prohibited Transaction BILLING CODE 4410–FX–P Prohibited Transaction Class Exemption Class Exemption 1997–41. The for Certain Transactions Between expiration date for this information Investment Companies and Employee collection is February 28, 2019. DEPARTMENT OF LABOR Benefit Plans (PTE 1977–4). The • OMB Control No. 1210–0113, expiration date for this information National Medical Support Notice-Part B. Employee Benefits Security collection is December 31, 2019. The expiration date for this information Administration • OMB Control No. 1210–0053, collection is August 31, 2019. Employee Benefit Plan Claims • OMB Control No. 1210–0116, Agency Information Collection Procedure Under the Employee Annual Report for Multiple Employer Activities; Announcement of OMB Retirement Income Security Act. The Welfare Arrangements. The expiration Approvals expiration date for this information date for this information collection is collection is November 30, 2019. June 30, 2019. AGENCY: Employee Benefits Security • OMB Control No. 1210–0119, Administration, Department of Labor. • OMB Control No. 1210–0058, Prohibited Transaction Class Petition for Finding under Employee ACTION: Notice. Retirement Income Security Act Section Exemptions for Multiple Employer Plans and Multiple Employer 3(40). The expiration date for this SUMMARY: The Employee Benefits Apprenticeship Plans—PTE 1976–1, information collection is November 30, Security Administration (EBSA) PTE 1977–10, PTE 1978–6. The 2019. announces that the Office of • OMB Control No. 1210–0123, Management and Budget (OMB) has expiration date for this information collection is June 30, 2019. Notice Requirements of the Health Care approved certain collections of Continuation Coverage Provisions. The information, listed in the • OMB Control No. 1210–0064, Sale of Securities To Reduce Indebtedness of expiration date for this information SUPPLEMENTARY INFORMATION below, Party In Interest—Prohibited collection is December 31, 2019. following EBSA’s submission of • OMB Control No. 1210–0125, requests for such approvals under the Transaction Class Exemption 1980–83. Employee Retirement Income Security Paperwork Reduction Act of 1995. This The expiration date for this information Act of 1974 Investment Manager notice describes the information collection is November 30, 2019. Electronic Registration. The expiration collections that have been approved or • OMB Control No. 1210–0065, date for this information collection is re-approved, their OMB control Securities Lending by Employee Benefit August 31, 2019. numbers, and their current expiration Plans, Prohibited Transaction • OMB Control No. 1210–0128, Plan dates. Exemption 2006–16. The expiration Asset Transactions Determined by date for this information collection is Independent Qualified Professional FOR FURTHER INFORMATION CONTACT: G. August 31, 2019. Asset Managers under Prohibited Christopher Cosby, Office of Policy and • OMB Control No. 1210–0082, Bank Transaction Exemption 1984–14. The Research, Employee Benefits Security Collective Investment Funds, Prohibited expiration date for this information Administration, U.S. Department of Transaction Class Exemption 1991–38. collection is December 31, 2019. Labor, 200 Constitution Avenue NW., The expiration date for this information • OMB Control No. 1210–0130, Room N–5718, Washington, DC 20210. collection is February 28, 2019. Statutory Exemption for Cross-Trading Telephone: (202) 693–8410; Fax: (202) 219–4745. These are not toll-free • OMB Control No. 1210–0085, of Securities. The expiration date for numbers. Foreign Currency Transactions, this information collection is November Prohibited Transaction Class Exemption 30, 2019. SUPPLEMENTARY INFORMATION: The PRA 1994–20. The expiration date for this • OMB Control No. 1210–0131, and its implementing regulations information collection is February 28, Access to Multiemployer Plan require Federal agencies to display OMB 2019. Information. The expiration date for this control numbers and inform • OMB Control No. 1210–0090, information collection is August 31, respondents of their legal significance Disclosures for Participant Directed 2019. after OMB has approved an agency’s Individual Account Plans. The • OMB Control No. 1210–0136, information collections. In accordance expiration date for this information Genetic Information Nondiscrimination with those requirements, EBSA hereby collection is February 28, 2019. Act of 2008 Research Exception Notice. notifies the public that the following • OMB Control No. 1210–0095, The expiration date for this information information collections have been re- Prohibited Transaction Class Exemption collection is February 28, 2019. approved by OMB following EBSA’s 1988–59, Residential Mortgage • OMB Control No. 1210–0137, submission of an information collection Financing Arrangements Involving Model Employer Children’s Health request (ICR) for extension of a prior Employee Benefit Plans. The expiration Insurance Program Notice. The approval: date for this information collection is expiration date for this information • OMB Control No. 1210–0039, August 31, 2019. collection is December 31, 2019. • OMB Control No. 1210–0100, • OMB Control No. 1210–0145, Plan jstallworth on DSK7TPTVN1PROD with NOTICES Summary Plan Description Requirements under the Employee Definition of Plan Assets-Participant Asset Transactions Determined by In- Retirement Income Security Act of 1974, Contributions. The expiration date for House Asset Managers under Prohibited as amended. The expiration date for this this information collection is February Transaction Class Exemption 96–23. information collection is August 31, 28, 2019. The expiration date for this information 2019. • OMB Control No. 1210–0101, collection is November 30, 2019. • OMB Control No. 1210–0040, Notice of Special Enrollment Rights • OMB Control No. 1210–0148, Employee Retirement Income Security under Group Health Plans. The Multiple Employer Welfare VerDate Sep<11>2014 13:51 May 12, 2017 Jkt 241001 PO 00000 Frm 00049 Fmt 4703 Sfmt 4703 E:\FR\FM\15MYN1.SGM 15MYN1

22354 Federal Register / Vol. 82, No. 92 / Monday, May 15, 2017 / Notices Arrangement Administrative Law Judge Exemption. The expiration date for this www.reginfo.gov/public/do/ Administrative Hearing Procedures. The information collection is June 30, 2019. PRAViewICR?ref_nbr=201611-1219-003 expiration date for this information • OMB Control No. 1210–0157, (this link will only become active on the collection is June 30, 2019. Prohibited Transaction Class Exemption day following publication of this notice) EBSA hereby notifies the public that the for Principal Transactions. The or by contacting Michel Smyth by following information collections have expiration date for this information telephone at 202–693–4129, TTY 202– been approved by OMB following collection is June 30, 2019. 693–8064, (these are not toll-free EBSA’s submission of an information • OMB Control No. 1210–0158, PTE numbers) or by email at DOL_PRA_ collection request (ICR) for a revision of 84–24 (Insurance and Annuity Contracts PUBLIC@dol.gov. a currently approved collection: and Mutual Fund Principal Submit comments about this request Underwriters). The expiration date for by mail to the Office of Information and • OMB Control No. 1210–0059, this information collection is June 30, Regulatory Affairs, Attn: OMB Desk Employee Retirement Income Security 2019. Officer for DOL–MSHA, Office of Act Prohibited Transaction Exemption Management and Budget, Room 10235, 1986–128 For Securities Transactions The PRA provides that an agency may not conduct or sponsor, and a person is 725 17th Street NW., Washington, DC Involving Employee Benefit Plans and 20503; by Fax: 202–395–5806 (this is Broker-Dealers. The expiration date for not required to respond to, a collection not a toll-free number); or by email: this information collection is June 30, of information unless it displays a OIRA_submission@omb.eop.gov. 2019. currently valid OMB control number. Commenters are encouraged, but not • OMB Control No. 1210–0092, Publication of this notice satisfies this required, to send a courtesy copy of any Prohibited Transaction Class Exemption requirement with respect to the above- comments by mail or courier to the U.S. 75–1, Security Transactions with listed information collections, as Department of Labor-OASAM, Office of Broker-Dealers, Reporting Dealers, and provided in 5 CFR 1320.5(b)(2)(C). the Chief Information Officer, Attn: Banks. The expiration date for this Dated: February 3, 2017. Departmental Information Compliance information collection is June 30, 2019. Joseph S. Piacentini, Management Program, Room N1301, • OMB Control No. 1210–0140, Director, Office of Policy and Research, 200 Constitution Avenue NW., Affordable Care Act Grandfathered Employee Benefits Security Administration. Washington, DC 20210; or by email: Health Plan Disclosure, Recordkeeping [FR Doc. 2017–09744 Filed 5–12–17; 8:45 am] DOL_PRA_PUBLIC@dol.gov. Requirement, and Change in Carrier FOR FURTHER INFORMATION: Contact BILLING CODE 4510–29–P Disclosure. The expiration date for this Michel Smyth by telephone at 202–693– information collection is March 31, 4129, TTY 202–693–8064, (these are not 2019. DEPARTMENT OF LABOR toll-free numbers) or by email at DOL_ • OMB Control No. 1210–0141, PRA_PUBLIC@dol.gov. Affordable Care Act Advance Notice of Office of the Secretary Authority: 44 U.S.C. 3507(a)(1)(D). Rescission. The expiration date for this information collection is March 31, Agency Information Collection SUPPLEMENTARY INFORMATION: This ICR 2019. Activities; Submission for OMB seeks to extend PRA authority for the • OMB Control No. 1210–0142, Review; Comment Request; Qualification/Certification Program Patient Protection and Affordable Care Qualification/Certification Program Request for Mine Safety and Health Act Patient Protection Notice. The Request for Mine Safety and Health Administration (MSHA) Individual expiration date for this information Administration Individual Identification Identification Number (MIIN), Form collection is March 31, 2019. Number MSHA–5000–46, information collection. • OMB Control No. 1210–144, The MSHA issues certifications, ACTION: Notice. qualifications, and approvals (licenses) Affordable Care Act Internal Claims and Appeals and External Review to the nation’s miners to conduct SUMMARY: The Department of Labor specific work within mines. A miner Procedures for Non-Grandfathered (DOL) is submitting the Mine Safety and Plans. The expiration date for this requiring a license or benefit from the Health Administration sponsored MSHA registers for a MIIN. This unique information collection is March 31, information collection request (ICR) 2019. number is used as a personal identifier, titled, ‘‘Qualification/Certification in place of an individual’s Social • OMB Control No. 1210–0147, Program Request for Mine Safety and Summary of Benefits and Coverage and Security Number, for all MSHA Health Administration Individual licensing requirements. This process has Uniform Glossary Required Under the Identification Number,’’ to the Office of Affordable Care Act. The expiration date allowed the MSHA to discontinue the Management and Budget (OMB) for past practice of an individual routinely for this information collection is April review and approval for continued use, 30, 2019. supplying personally identifiable without change, in accordance with the information to an instructor, State, or EBSA hereby notifies the public that the Paperwork Reduction Act of 1995 other entity that, in turn, supplies following new information collections (PRA). Public comments on the ICR are information to the MSHA to track an have been approved by OMB following invited. individual miner within a MSHA data EBSA’s submission of an information DATES: The OMB will consider all processing system. Federal Mine Safety collection request (ICR): written comments that agency receives and Health Act sections 101(a) and • OMB Control No. 1210–0155, on or before June 14, 2017. jstallworth on DSK7TPTVN1PROD with NOTICES 103(h) and Debt Collection Conflicted Investment Advice Rule ADDRESSES: A copy of this ICR with Improvement Act of 1996 section Fiduciary Exception Disclosure applicable supporting documentation; 31001(i)(1) authorize this information Requirements. The expiration date for including a description of the likely collection. See 30 U.S.C. 811(a), 813(h); this information collection is May 31, respondents, proposed frequency of 31 U.S.C. 7701(c)(2)(B). 2019. response, and estimated total burden This information collection is subject • OMB Control No. 1210–0156, Best may be obtained free of charge from the to the PRA. A Federal agency generally Interest Contract Prohibited Transaction RegInfo.gov Web site at http:// cannot conduct or sponsor a collection VerDate Sep<11>2014 13:51 May 12, 2017 Jkt 241001 PO 00000 Frm 00050 Fmt 4703 Sfmt 4703 E:\FR\FM\15MYN1.SGM 15MYN1


Document Created: 2017-05-13 02:38:41
Document Modified: 2017-05-13 02:38:41
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactG. Christopher Cosby, Office of Policy and Research, Employee Benefits Security Administration, U.S. Department of Labor, 200 Constitution Avenue NW., Room N-5718, Washington, DC 20210. Telephone: (202) 693-8410; Fax: (202) 219-4745. These are not toll-free numbers.
FR Citation82 FR 22353 
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