82 FR 22357 - Proposed Collection; Comment Request
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 92 (May 15, 2017)
Federal Register Volume 82, Issue 92 (May 15, 2017)
| Page Range | 22357-22357 | |
| FR Document | 2017-09728 |
[Federal Register Volume 82, Number 92 (Monday, May 15, 2017)] [Notices] [Page 22357] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-09728] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [SEC File No. 270-564, OMB Control No. 3235-0628] Proposed Collection; Comment Request Upon Written Request, Copies Available From: Securities and Exchange Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 20549-0213. Extension: Rule 17g-2. Notice is hereby given that pursuant to the Paperwork Reduction Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange Commission (``Commission'') is soliciting comments on the existing collection of information provided for in Rule 17g-2 (17 CFR 240.17g-2) under the Securities Exchange Act of 1934 (15 U.S.C. 78a et seq.) (``Exchange Act''). The Commission plans to submit this existing collection of information to the Office of Management and Budget (``OMB'') for extension and approval. Rule 17g-2, ``Records to be made and retained by nationally recognized statistical rating organizations,'' implements the Commission's recordkeeping rulemaking authority under Section 17(a) of the Exchange Act.\1\ The rule requires a Nationally Recognized Statistical Rating Organization (``NRSRO'') to make and retain certain records relating to its business and to retain certain other business records, if such records are made. The rule also prescribes the time periods and manner in which all these records must be retained. There are 10 credit rating agencies registered with the Commission as NRSROs under section 15E of the Exchange Act, which have already established the record keeping policies and procedures required by Rule 17g-2. Based on staff experience, NRSROs are estimated to spend a total industry-wide burden of 2,390 annual hours to make and retain the appropriate records. Written comments are invited on: (a) Whether the proposed collection of information is necessary for the proper performance of the functions of the Commission, including whether the information shall have practical utility; (b) the accuracy of the Commission's estimates of the burden of the proposed collection of information; (c) ways to enhance the quality, utility, and clarity of the information on respondents; and (d) ways to minimize the burden of the collection of information on respondents, including through the use of automated collection techniques or other forms of information technology. Consideration will be given to comments and suggestions submitted in writing within 60 days of this publication. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78q. --------------------------------------------------------------------------- The Commission may not conduct or sponsor a collection of information unless it displays a currently valid control number. No person shall be subject to any penalty for failing to comply with a collection of information subject to the PRA that does not display a valid OMB control number. Please direct your written comments to: Pamela Dyson, Director/ Chief Information Officer, Securities and Exchange Commission, c/o Remi Pavlik-Simon, 100 F St. NE., Washington, DC 20549 or send an email to: [email protected]. Dated: May 10, 2017. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-09728 Filed 5-12-17; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 82, No. 92 / Monday, May 15, 2017 / Notices 22357
Burden to the Public existing collection of information to the Dated: May 10, 2017.
Estimated burden (hours) of the Office of Management and Budget Eduardo A. Aleman,
collection of information: (‘‘OMB’’) for extension and approval. Assistant Secretary.
a. Number of respondents: 18,000. Rule 17g–2, ‘‘Records to be made and [FR Doc. 2017–09728 Filed 5–12–17; 8:45 am]
b. Frequency of response: one time. retained by nationally recognized BILLING CODE 8011–01–P
c. Completion time: 10 minutes. statistical rating organizations,’’
d. Annual burden hours: 3000 hours. implements the Commission’s
General Description of Collection: The recordkeeping rulemaking authority SECURITIES AND EXCHANGE
reference form is a tool that the Peace under Section 17(a) of the Exchange COMMISSION
Corps employs to ensure a standardized Act.1 The rule requires a Nationally
suitability review of applicants. The Recognized Statistical Rating [Release No. 34–80631; File No. SR–ICEEU–
Assessment and Placement Officer Organization (‘‘NRSRO’’) to make and 2017–006]
requests the completion of the reference retain certain records relating to its
form and uses the information therein to business and to retain certain other Self-Regulatory Organizations; ICE
assist in determining the suitability and business records, if such records are Clear Europe Limited; Notice of
competitiveness of the applicant. Proposed Rule Change, Security-
made. The rule also prescribes the time
Request for Comment: Peace Corps Based Swap Submission or Advance
periods and manner in which all these
invites comments on whether the Notice Relating to the CDS End-of-Day
proposed collections of information are records must be retained. There are 10
credit rating agencies registered with the Price Discovery Policy
necessary for proper performance of the
functions of the Peace Corps, including Commission as NRSROs under section May 9, 2017.
whether the information will have 15E of the Exchange Act, which have
already established the record keeping Pursuant to Section 19(b)(1) of the
practical use; the accuracy of the
policies and procedures required by Securities Exchange Act of 1934
agency’s estimate of the burden of the
Rule 17g–2. Based on staff experience, (‘‘Act’’),1 and Rule 19b–4 thereunder,2
proposed collection of information,
NRSROs are estimated to spend a total notice is hereby given that on April 26,
including the validity of the information
to be collected; and, ways to minimize industry-wide burden of 2,390 annual 2017, ICE Clear Europe Limited (‘‘ICE
the burden of the collection of hours to make and retain the Clear Europe’’) filed with the Securities
information on those who are to appropriate records. Written comments and Exchange Commission
respond, including through the use of are invited on: (a) Whether the proposed (‘‘Commission’’) the proposed rule
automated collection techniques, when collection of information is necessary change described in Items I, II, and III
appropriate, and other forms of for the proper performance of the below, which Items have been prepared
information technology. functions of the Commission, including primarily by ICE Clear Europe. The
Commission is publishing this notice to
This notice is issued in Washington, DC on whether the information shall have
solicit comments on the proposed rule
May 8, 2017. practical utility; (b) the accuracy of the
change from interested persons.
Denora Miller, Commission’s estimates of the burden of
FOIA/Privacy Act Officer, Management. the proposed collection of information; I. Clearing Agency’s Statement of the
[FR Doc. 2017–09690 Filed 5–12–17; 8:45 am] (c) ways to enhance the quality, utility, Terms of Substance of the Proposed
BILLING CODE 6051–01–P and clarity of the information on Rule Change, Security-Based Swap
respondents; and (d) ways to minimize Submission, or Advance Notice
the burden of the collection of
information on respondents, including The principal purpose of the changes
SECURITIES AND EXCHANGE is to modify certain aspects of ICE Clear
COMMISSION through the use of automated collection
techniques or other forms of information Europe’s CDS End-of-Day Price
[SEC File No. 270–564, OMB Control No. technology. Consideration will be given Discovery Policy (the ‘‘EOD Price
3235–0628] Discovery Policy’’) and Price
to comments and suggestions submitted
Submission Disciplinary Framework.
Proposed Collection; Comment in writing within 60 days of this
Request publication. II. Clearing Agency’s Statement of the
The Commission may not conduct or Purpose of, and Statutory Basis for, the
Upon Written Request, Copies Proposed Rule Change, Security-Based
sponsor a collection of information
Available From: Securities and Swap Submission or Advance Notice
unless it displays a currently valid
Exchange Commission, Office of FOIA
Services, 100 F Street NE., Washington, control number. No person shall be In its filing with the Commission, ICE
DC 20549–0213. subject to any penalty for failing to Clear Europe included statements
Extension:
comply with a collection of information concerning the purpose of and basis for
Rule 17g–2. subject to the PRA that does not display the proposed rule change and discussed
a valid OMB control number. any comments it received on the
Notice is hereby given that pursuant
to the Paperwork Reduction Act of 1995 Please direct your written comments proposed rule change. The text of these
(44 U.S.C. 3501 et seq.), the Securities to: Pamela Dyson, Director/Chief statements may be examined at the
and Exchange Commission Information Officer, Securities and places specified in Item IV below. ICE
jstallworth on DSK7TPTVN1PROD with NOTICES
(‘‘Commission’’) is soliciting comments Exchange Commission, c/o Remi Pavlik- Clear Europe has prepared summaries,
on the existing collection of information Simon, 100 F St. NE., Washington, DC set forth in sections (A), (B), and (C)
provided for in Rule 17g–2 (17 CFR 20549 or send an email to: PRA_ below, of the most significant aspects of
240.17g–2) under the Securities Mailbox@sec.gov. such statements.
Exchange Act of 1934 (15 U.S.C. 78a et
seq.) (‘‘Exchange Act’’). The 1 15 U.S.C. 78s(b)(1).
Commission plans to submit this 1 15 U.S.C. 78q. 2 17 CFR 240.19b–4.
VerDate Sep<11>2014 13:51 May 12, 2017 Jkt 241001 PO 00000 Frm 00053 Fmt 4703 Sfmt 4703 E:\FR\FM\15MYN1.SGM 15MYN1](https://thefederalregister.org/doc/82_FR_22449/page/1.svg)
Document Created: 2017-05-13 02:38:50
Document Modified: 2017-05-13 02:38:50
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 82 FR 22357 |
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR