82_FR_22546 82 FR 22453 - Accelerating Wireline Broadband Deployment by Removing Barriers to Infrastructure Investment

82 FR 22453 - Accelerating Wireline Broadband Deployment by Removing Barriers to Infrastructure Investment

FEDERAL COMMUNICATIONS COMMISSION

Federal Register Volume 82, Issue 93 (May 16, 2017)

Page Range22453-22476
FR Document2017-09689

In this document, a Notice of Proposed Rulemaking (NPRM) seeks comment on a number of actions designed to remove regulatory barriers to infrastructure investment at the federal, state, and local level, speed the transition from copper networks and legacy services to next- generation networks and services, and reform Commission regulations that increase costs and slow broadband deployment. The NPRM seeks comment on pole attachment reforms, changes to the copper retirement and other network change notification processes, and changes to the section 214(a) discontinuance application process. The Commission adopted the NPRM in conjunction with a Notice of Inquiry and Request for Comment in WC Docket No. 17-84.

Federal Register, Volume 82 Issue 93 (Tuesday, May 16, 2017)
[Federal Register Volume 82, Number 93 (Tuesday, May 16, 2017)]
[Proposed Rules]
[Pages 22453-22476]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-09689]


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FEDERAL COMMUNICATIONS COMMISSION

47 CFR Parts 1, 51, and 63

[WC Docket No. 17-84; FCC 17-37]


Accelerating Wireline Broadband Deployment by Removing Barriers 
to Infrastructure Investment

AGENCY: Federal Communications Commission.

ACTION: Proposed rule.

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SUMMARY: In this document, a Notice of Proposed Rulemaking (NPRM) seeks 
comment on a number of actions designed to remove regulatory barriers 
to infrastructure investment at the federal, state, and local level, 
speed the transition from copper networks and legacy services to next-
generation networks and services, and reform Commission regulations 
that increase costs and slow broadband deployment. The NPRM seeks 
comment on pole attachment reforms, changes to the copper retirement 
and other network change notification processes, and changes to the 
section 214(a) discontinuance application process. The Commission 
adopted the NPRM in conjunction with a Notice of Inquiry and Request 
for Comment in WC Docket No. 17-84.

DATES: Comments are due on or before June 15, 2017, and reply comments 
are due on or before July 17, 2017. Written comments on the Paperwork 
Reduction Act proposed information collection requirements must be 
submitted by the public, Office of Management and Budget (OMB), and 
other interested parties on or before July 17, 2017.

ADDRESSES: You may submit comments, identified by WC Docket No. 17-84, 
by any of the following methods:
    [ssquf] Federal Communications Commission's Web site: http://apps.fcc.gov/ecfs/. Follow the instructions for submitting comments.
    [ssquf] Mail: Parties who choose to file by paper must file an 
original and one copy of each filing. If more than one docket or 
rulemaking number appears in the caption of this proceeding, filers 
must submit two additional copies for each additional docket or 
rulemaking number. Filings can be sent by hand or messenger delivery, 
by commercial overnight courier, or by first-class or overnight U.S. 
Postal Service mail. All filings must be addressed to the Commission's 
Secretary, Office of the Secretary, Federal Communications Commission. 
All hand-delivered or messenger-delivered paper filings for the 
Commission's Secretary must be delivered to FCC Headquarters at 445 
12th St. SW., Room TW-A325, Washington, DC 20554. The filing hours are 
8:00 a.m. to 7:00 p.m. All hand deliveries must be held together with 
rubber bands or fasteners. Any envelopes and boxes must be disposed of 
before entering the building. Commercial overnight mail (other than 
U.S. Postal Service Express Mail and Priority Mail) must be sent to 
9300 East Hampton Drive, Capitol Heights, MD 20743. U.S. Postal Service 
first-class, Express, and Priority mail must be addressed to 445 12th 
Street SW., Washington DC 20554.
    [ssquf] People with Disabilities: To request materials in 
accessible formats for people with disabilities (braille, large print, 
electronic files, audio format), send an email to [email protected] or 
call the Consumer & Governmental Affairs Bureau at 202-418-0530 
(voice), 202-418-0432 (tty).
    For detailed instructions for submitting comments and additional 
information on the rulemaking process, see the SUPPLEMENTARY 
INFORMATION section of this document. In addition to filing comments 
with the Secretary, a copy of any comments on the Paperwork Reduction 
Act information collection requirements contained herein should be 
submitted to the Federal Communications Commission via email to 
[email protected] and to Nicole Ongele, Federal Communications Commission, 
via email to [email protected].

FOR FURTHER INFORMATION CONTACT: Wireline Competition Bureau, 
Competition Policy Division, Michele Berlove, at (202) 418-1477, 
[email protected], or Michael Ray, at (202) 418-0357, 
[email protected]. For additional information concerning the 
Paperwork Reduction Act information collection requirements contained 
in this document, send an

[[Page 22454]]

email to [email protected] or contact Nicole Ongele at (202) 418-2991.

SUPPLEMENTARY INFORMATION: This is a summary of the Commission's Notice 
of Proposed Rulemaking (NPRM) in WC Docket No. 17-84, adopted April 20, 
2017 and released April 21, 2017. The full text of this document is 
available for public inspection during regular business hours in the 
FCC Reference Information Center, Portals II, 445 12th Street SW., Room 
CY-A257, Washington, DC 20554. It is available on the Commission's Web 
site at http://transition.fcc.gov/Daily_Releases/Daily_Business/2017/db0421/FCC-17-37A1.pdf.
    Pursuant to sections 1.415 and 1.419 of the Commission's rules, 47 
CFR 1.415, 1.419, interested parties may file comments and reply 
comments on or before the dates indicated on the first page of this 
document. Comments may be filed using the Commission's Electronic 
Comment Filing System (ECFS). See Electronic Filing of Documents in 
Rulemaking Proceedings, 63 FR 24121 (1998), http://www.fcc.gov/Bureaus/OGC/Orders/1998/fcc98056.pdf.
     Electronic Filers: Comments may be filed electronically 
using the Internet by accessing the ECFS: https://www.fcc.gov/ecfs/.
     Paper Filers: Parties who choose to file by paper must 
file an original and one copy of each filing. If more than one docket 
or rulemaking number appears in the caption of this proceeding, filers 
must submit two additional copies for each additional docket or 
rulemaking number. Filings can be sent by hand or messenger delivery, 
by commercial overnight courier, or by first-class or overnight U.S. 
Postal Service mail. All filings must be addressed to the Commission's 
Secretary, Office of the Secretary, Federal Communications Commission. 
All hand-delivered or messenger-delivered paper filings for the 
Commission's Secretary must be delivered to FCC Headquarters at 445 
12th St. SW., Room TW-A325, Washington, DC 20554. The filing hours are 
8:00 a.m. to 7:00 p.m. All hand deliveries must be held together with 
rubber bands or fasteners. Any envelopes and boxes must be disposed of 
before entering the building. Commercial overnight mail (other than 
U.S. Postal Service Express Mail and Priority Mail) must be sent to 
9300 East Hampton Drive, Capitol Heights, MD 20743. U.S. Postal Service 
first-class, Express, and Priority mail must be addressed to 445 12th 
Street SW., Washington DC 20554.
     People with Disabilities: To request materials in 
accessible formats for people with disabilities (braille, large print, 
electronic files, audio format), send an email to [email protected] or 
call the Consumer & Governmental Affairs Bureau at 202-418-0530 
(voice), 202-418-0432 (tty).

Synopsis

I. Introduction

    1. High-speed broadband is an increasingly important gateway to 
jobs, health care, education, information, and economic development. 
Access to high-speed broadband can create economic opportunity, 
enabling entrepreneurs to create businesses, immediately reach 
customers throughout the world, and revolutionize entire industries. 
Today, we propose and seek comment on a number of actions designed to 
accelerate the deployment of next-generation networks and services by 
removing barriers to infrastructure investment.
    2. This NPRM seeks to better enable broadband providers to build, 
maintain, and upgrade their networks, which will lead to more 
affordable and available Internet access and other broadband services 
for consumers and businesses alike. Today's actions propose to remove 
regulatory barriers to infrastructure investment at the federal, state, 
and local level; suggest changes to speed the transition from copper 
networks and legacy services to next-generation networks and services; 
and propose to reform Commission regulations that increase costs and 
slow broadband deployment.

II. Pole Attachment Reforms

    3. Pole attachments are a key input for many broadband deployment 
projects. Reforms which reduce pole attachment costs and speed access 
to utility poles would remove significant barriers to broadband 
infrastructure deployment and in turn increase broadband availability 
and competition in the provision of high-speed services.
    4. The Communications Act of 1934, as amended (Act), grants the 
Commission authority to regulate attachments to utility-owned and -
controlled poles, ducts, conduits, and rights-of-way (collectively, 
poles). Among other things, the Act authorizes the Commission to 
prescribe rules ensuring ``just and reasonable'' ``rates, terms, and 
conditions'' for pole attachments and ``nondiscriminatory access'' to 
poles, rules defining pole attachment rates for attachers that are 
cable television systems and telecommunications carriers, rules 
regarding the apportionment of make-ready costs between utilities and 
attachers, and rules requiring all local exchange carriers (LECs) to 
``afford access to the poles, ducts, conduits, and rights-of-way of 
such carrier to competing providers of telecommunications service . . . 
.'' Section 224(a)(4) of the Act defines a pole attachment as any 
attachment by a cable television system or provider of 
telecommunications service to a pole, duct, conduit, or right-of-way 
owned or controlled by a utility. Accordingly, unless specified 
otherwise, we use the term ``pole attachment'' in this NPRM to refer to 
attachments not only to poles, but to ducts, conduits, and rights-of-
way as well. ``Make-ready'' generally refers to the modification of 
poles or lines or the installation of certain equipment (e.g., guys and 
anchors) to accommodate additional facilities. The Act also allows 
states to reverse-preempt the Commission's regulations so long as they 
meet certain federal standards. To date, twenty states and the District 
of Columbia have reverse-preempted Commission jurisdiction over the 
rates, terms, and conditions of pole attachments in their states.
    5. We seek to exercise this authority to accelerate the deployment 
of next-generation infrastructure so that consumers in all regions of 
the Nation can enjoy the benefits of high-speed Internet access as well 
as additional competition.

A. Speeding Access to Poles

    6. We seek comment on proposals to streamline and accelerate the 
Commission-established timeline for processing pole attachment 
requests, which currently envisions up to a five-month process 
(assuming all contemplated deadlines are met). Several proposals to 
speed pole access allow telecommunications and cable providers seeking 
to add equipment to a utility pole (a ``new attacher'') to adjust, on 
an expedited basis, the preexisting equipment of the utility and other 
providers already on that pole (``existing attachers''). We emphasize 
at the outset that we are seeking to develop an approach that balances 
the legitimate needs and interests of new attachers, existing 
attachers, utilities, and the public. In particular, we recognize that 
speeding access to poles could raise meaningful concerns about safety 
and protection of existing infrastructure. We intend to work toward an 
approach that facilitates new attachments without creating undue risk 
of harm. We intend for the proposals below to be a starting point that 
will stimulate refinements as we work toward potential adoption of a 
final pole attachment process.

[[Page 22455]]

1. Speeding the Current Commission Pole Attachment Timeline
    7. We seek comment on potential reforms to the various steps of the 
Commission's current pole attachment timeline to facilitate timely 
access to poles. Access to poles, including the preparation of poles 
for new attachments, must be timely in order to constitute just and 
reasonable access under section 224 of the Act. The Commission's 
current four-stage timeline for wireline and wireless requests to 
access the ``communications space'' on utility poles, adopted in 2011, 
provides for periods that do not exceed: application review and 
engineering survey (45 days), cost estimate (14 days), attacher 
acceptance (14 days), and make-ready (60-75 days). It also allows 
timeline modifications for wireless attachments above the 
communications space and for large requests.
    8. Application Review. We seek comment on whether we should require 
a utility to review and make a decision on a completed pole attachment 
application within a timeframe shorter than the current 45 days. Is 15 
days a reasonable timeframe for utilities to act on a completed pole 
attachment application? Is 30 days? We seek comment on, and examples 
of, current timelines for the consideration of pole attachment 
applications, especially in states that regulate their own rates, 
terms, and conditions for pole access. If we adopt a shorter timeline, 
we also seek comment on situations in which it might be reasonable for 
the utility's review of a pole attachment application to extend beyond 
the new shortened timeline.
    9. In addition, we seek comment on retaining the existing 
Commission rule allowing utilities 15 extra days to consider pole 
attachment applications in the case of large orders (i.e., up to the 
lesser of 3,000 poles or five percent of the utility's poles in a 
state). We also seek comment on capping, at a total of 45 days, utility 
review of those pole attachment applications that are larger than the 
lesser of 3,000 poles or five percent of a utility's poles in a state. 
We seek comment on possible alternatives by which we may take into 
account large pole attachment orders. We seek comment regarding the 
expected volume of pole attachment requests associated with the 5G 
rollouts of wireless carriers and whether the extended timelines for 
larger pole attachment orders might help utilities process the large 
volume of requests we anticipate will be associated with the 5G 
buildouts.
    10. Survey, Cost Estimate, and Acceptance. We seek comment on 
whether the review period for pole attachment applications should still 
include time for the utility to survey the poles for which access has 
been requested. With regard to the estimate and acceptance steps of the 
current pole access timeline, should we require a timeframe for these 
steps that is shorter than the current 28 days? Would it be reasonable 
to combine these steps into a condensed 14-day (or 10-day) period? 
Could we wrap these two steps into the make-ready timeframe? Would it 
be reasonable to eliminate these two steps entirely? If so, without the 
estimate and acceptance steps, then what alternatives should there be 
for requiring utilities and new attachers to come to an agreement on 
make-ready costs?
    11. Make-Ready. We also seek comment on approaches to shorten the 
make-ready work timeframe. The Commission currently requires that 
utilities give existing attachers a period not to exceed 60 days after 
the make-ready notice is sent to complete work on their equipment in 
the communications space of a pole. In adopting a 60-day maximum period 
for existing attachers to complete make-ready work, the 2011 Pole 
Attachment Order recommended as a ``best practice'' a make-ready period 
of 30 days or less for small pole attachment requests and 45 days for 
medium-size requests. Should the Commission adopt as requirements the 
``best practices'' timeframes set forth in the 2011 Pole Attachment 
Order? What other timeframes would be reasonable, recognizing the 
safety concerns and property interests of existing attachers and 
utilities when conducting make-ready work on a pole? We seek comment on 
any state experience with this phase of the make-ready process--how 
long is it taking existing attachers to perform make-ready work in 
states that are not subject to Commission pole attachment jurisdiction? 
Do existing attachers require the full make-ready periods to move their 
attachments such that the total timeline for a new attacher exceeds the 
Commission's existing pole attachment timeline? Are there situations in 
which it is reasonable for existing attachers to go beyond the current 
Commission timeframes to complete make-ready work? Further, are there 
ways that the Commission can eliminate or significantly reduce the need 
for make-ready work? For example, what can the Commission do to 
encourage utilities to proactively make room for future attachers by 
consolidating existing attachments, reserving space on new poles for 
new attachers, and allowing the use of extension arms to increase pole 
capacity?
    12. In addition, the Commission has adopted longer maximum periods 
for existing attachers and utilities to complete make-ready work in the 
case of large pole attachment orders (an additional 45 days) and in the 
case of wireless attachments above the communications space (a total of 
up to 90 days for such attachments or up to 135 days in the case of 
large wireless attachment orders). We seek comment on whether it is 
reasonable to retain these extended time periods for large pole 
attachment orders and for wireless attachments above the communications 
space. We seek comment on reasonable alternatives to these timelines, 
bearing in mind the safety concerns inherent in make-ready work above 
the communications space on a pole and the manpower concerns of 
existing attachers and utilities when having to perform make-ready on 
large numbers of poles in a condensed time period.
2. Alternative Pole Attachment Processes
    13. We seek comment generally on possible alternatives to the 
Commission's current pole attachment process that might speed access to 
poles. We also seek comment on potential remedies, penalties, and other 
ways to incent utilities, existing attachers, and new attachers to work 
together to speed the pole attachment timeline. If the Commission were 
to adopt any of the revisions proposed below or other revisions to our 
process, would section 224 of the Act support such an approach? What 
other statutory authority could the Commission rely on in adopting such 
changes? In considering the proposals below for alternatives to the 
pole attachment timeline, we seek comment on the need to balance the 
benefits of these alternatives against the safety and property concerns 
that are paramount to the pole attachment process. For example, we seek 
comment on the extent to which any of the proposals may violate the 
Fifth Amendment protections of utilities and existing attachers against 
the taking of their property without just compensation.
    14. Use of Utility-Approved Contractors to Perform Make-Ready Work. 
We seek comment on whether the Commission should adopt rules that would 
allow new attachers to use utility-approved contractors to perform 
``routine'' make-ready work and also to perform ``complex'' make-ready 
work (i.e., make-ready work that reasonably would be expected to cause 
a customer

[[Page 22456]]

outage) in situations where an existing attacher fails to do so. Under 
the Commission's current pole attachment timeline, utilities may allow 
existing attachers up to 60 days to complete make-ready work on their 
equipment in the communications space and utilities have the right to 
ask for an additional 15 days to complete the work when the existing 
attacher fails to do so. Only after that period of up to 75 days has 
run, and neither the existing attachers nor the utilities have met 
their deadlines, can new attachers begin to perform make-ready work 
using utility-approved contractors. The timelines are even longer in 
cases of larger pole attachment requests and for wireless make-ready 
work above the communications space on a pole. We seek comment on 
whether it would be reasonable to expand the use of utility-approved 
contractors to perform make-ready work, especially earlier in the pole 
attachment process. Would it be reasonable to eliminate the utility's 
right to complete make-ready work in favor of a new attacher performing 
the make-ready work after an existing attacher fails to meet its make-
ready deadline?
    15. We seek comment on balancing the benefits of allowing new 
attachers to use utility-approved contractors to perform make-ready 
work against any drawbacks of allowing contractors that may not be 
approved by existing attachers to move existing equipment on a pole. We 
urge commenters, whenever possible, to provide quantifiable data or 
evidence supporting their position. We note that AT&T, in its federal 
court challenge of Louisville, Kentucky's pole attachment ordinance, 
argued that utility-approved contractors ``have on occasion moved 
AT&T's network facilities, with less-than-satisfactory results,'' while 
Comcast argued in its federal court challenge to Nashville, Tennessee's 
pole attachment ordinance that third-party contractors ``are 
significantly more likely to damage Comcast's equipment or interfere 
with its services.'' We seek comment on other safety and property 
concerns that the Commission should account for in considering whether 
to allow an expanded role in the make-ready process for utility-
approved contractors. We also seek comment on liability safe harbors 
that would protect the property and safety interests of existing 
attachers, utilities, and their customers when new attachers use 
utility-approved contractors to perform make-ready work on poles and 
existing equipment on the poles. For example, to ensure protections for 
existing attachers and utilities, would it be reasonable to impose on 
new attachers requirements such as surety bonds, indemnifications for 
outages and damages, and self-help remedies for utilities and existing 
attachers to fix problems caused by new attacher contractors? Are there 
other safeguards that we can adopt to protect existing attachers, 
utilities, and their customers in the event that the new attacher's 
contractors err in the performance of make-ready work?
    16. For make-ready work that would be considered ``routine'' in the 
communications space of a pole, is it reasonable to allow a new 
attacher to use a utility-approved contractor to perform such work 
after notice has been sent to existing attachers? Would it be 
reasonable to allow new attachers to use utility-approved contractors 
to perform complex make-ready work as well? Also, because of the 
special skills required to work on wireless attachments above the 
communications space on a pole, we seek comment on whether utilities 
should be required to keep a separate list of contractors authorized to 
perform this specialized make-ready work. Currently, utilities are 
required to make available and keep up-to-date a reasonably sufficient 
list of contractors authorized to perform make-ready work in the 
communications space on a utility pole. Should utility-approved 
contractors that work for new attachers be allowed to perform make-
ready work on wireless attachments above the communications space on a 
pole?
    17. We also seek comment on the following proposals that address 
the safety and property concerns of existing attachers and utilities:
     Requiring all impacted attachers (new, existing, and 
utilities) to agree on a contractor or contractors that the new 
attacher could use to perform make-ready work; and/or
     requiring that existing attachers (or their contractors) 
be given the reasonable opportunity to observe the make-ready work 
being done on their existing equipment by the new attachers' 
contractors.
    We seek comment on the benefits of these and other alternative 
proposals involving the use of utility-approved contractors to perform 
make-ready work.
    18. New Attachers Performing Make-Ready Work. We seek comment on 
whether we should adopt rules to allow new attachers (using utility-
approved contractors) to perform routine make-ready work in lieu of the 
existing attacher performing such work. Recognizing that existing 
attachers may oppose such proposals, we seek comment on alternatives 
that would address their safety and property concerns, while still 
shortening the make-ready timeline. Allowing the new attacher to 
perform make-ready work would save time over the current Commission 
timeline by permitting the new attacher to initiate routine make-ready 
work after giving brief (or no) notice to existing attachers. We 
recognize that such a process would exclude existing attachers from the 
opportunity to perform routine make-ready work and we seek comment on 
whether such an exclusion is reasonable. We note that in crafting the 
pole attachment timeline adopted in 2011, the Commission sought to 
strike a balance between the goals of promoting broadband 
infrastructure deployment by new attachers and safeguarding the 
reliability of existing networks. We seek comment on the risks and 
drawbacks of any proposal that seeks to change that balance by letting 
new attachers conduct routine make-ready work without allowing existing 
attachers the opportunity to do so.
    19. We also recognize that a number of carriers have raised 
concerns about allowing new attachers to conduct routine make-ready 
work on equipment belonging to existing attachers. As AT&T pointed out 
in its challenge to Louisville's pole attachment ordinance, the 
movement and rearrangement of communications facilities has public 
safety implications; we thus seek comment on AT&T's claim that the 
``service provider whose pre-existing facilities are at issue plainly 
is in the best position to determine whether required make-ready work 
could be service-affecting or threaten the reliability of its 
network.'' Charter, in a separate challenge to Louisville's ordinance, 
argues that allowing competitors to perform make-ready work on its 
equipment could intentionally or unintentionally ``damage or disrupt 
[Charter]'s ability to serve its customers, creating an inaccurate 
perception in the market about [Charter]'s service quality and harming 
its goodwill.'' We seek comment on Charter's claim and whether make-
ready procedures that exclude existing attachers could lead to consumer 
misunderstandings in the event of service disruptions that occur during 
make-ready work by other attachers. Should new attachers that perform 
make-ready work be required to indemnify, defend, and hold harmless 
existing attachers for damages or outages that occur as a result of 
make-ready work on their equipment?
    20. Post Make-Ready Timeline. If existing attachers are not part of 
the make-ready process, then we seek

[[Page 22457]]

comment on an appropriate timeline for inspections and/or surveys by 
the existing attachers after the completion of make-ready work. For 
example, Nashville, Tennessee's pole attachment ordinance allows for a 
30-day timeline for the inspection and resolution of problems detected 
by existing attachers to the make-ready work done on their equipment. 
Is 30 days enough time to detect and rectify problems caused by 
improper make-ready work? Are there reasonable alternative time periods 
for existing attachers to review make-ready work and fix any detected 
problems? For example, the Louisville, Kentucky pole attachment 
ordinance allows for a 14-day inspection period. Further, is it 
reasonable to allow the existing attacher to elect to fix the defective 
make-ready work on its own (at the new attacher's expense) or to 
require the new attacher to fix the problems caused by its work?
    21. One-Touch, Make-Ready. We seek comment on the potential 
benefits and drawbacks of a pole attachment regime patterned on a 
``one-touch, make-ready'' (OTMR) approach, which includes several of 
the concepts discussed above as part of a larger pole attachment 
framework. Both Nashville, Tennessee and Louisville, Kentucky have 
adopted pole attachment regimes that involve elements of an OTMR 
policy. The Commission has noted that OTMR policies ``seek to alleviate 
`a significant source of costs and delay in building broadband 
networks' by `lower[ing] the cost of the make-ready process and 
speed[ing] it up.' '' Would a new pole attachment timeline patterned on 
an OTMR approach help spur positive decisions on broadband 
infrastructure deployment? According to the Fiber to the Home Council, 
an OTMR approach ``minimizes disruption in the public rights-of-way and 
protects public safety and aesthetics'' while also speeding broadband 
deployment. We seek other assessments and analysis of the benefits and 
drawbacks of an OTMR pole attachment process. Would some blend of an 
OTMR approach coupled with the current Commission pole attachment 
timeline and protections help spur timely access to poles?
    22. Under the Nashville OTMR ordinance, the pole attachment process 
works as follows: (1) A new attacher submits an attachment application 
to the utility and after approval of the application, the new attacher 
notifies the utility of the need for make-ready work; (2) the new 
attacher then contracts with a utility-approved contractor to perform 
all of the necessary make-ready work; (3) the new attacher gives 15 
days' prior written notice to existing attachers before initiating 
make-ready work; (4) within 30 days after the completion of make-ready, 
the new attacher sends written notice of the make-ready work to 
existing attachers; (5) upon receipt of such notice, the existing 
attachers may conduct a field inspection of the make-ready work within 
60 days; (6) if an existing attacher finds a problem with the make-
ready work, then it may notify the new attacher in writing (within the 
60-day inspection window) and elect to either fix the problem itself at 
the new attacher's expense or instruct the new attacher to fix the 
issue; and (7) if a new attachment involves ``complex'' make-ready 
work, then the new attacher must notify each existing attacher of the 
make-ready work at least 30 days before commencement of the work in 
order to allow the existing attachers the opportunity to rearrange 
their equipment to accommodate the new attacher--if such work is not 
performed by the existing attachers within 30 days, then the new 
attacher can perform the required make-ready work using utility-
approved contractors. We seek detailed comment on the benefits and 
drawbacks of this approach. Are there steps in the Nashville pole 
attachment process where utilities, new attachers, and existing 
attachers could all benefit from streamlined access to poles, 
especially as compared to the current Commission pole attachment 
timeline? Rather than adopting a wholesale OTMR approach to the pole 
attachment process, are there individual OTMR elements that could form 
the basis of a more preferable timeline than what currently exists in 
the Commission's rules?
    23. The Louisville OTMR ordinance differs from the one in Nashville 
in that it does not require new attachers to send pre-make-ready 
notices to existing attachers for routine requests, it shortens the 
timeline for the post-make-ready field inspection for routine make-
ready work from 60 days to 14 days, it requires existing attachers to 
notify the new attacher of any problems (and the election of how to fix 
those problems) within 7 days after the field inspection, and it 
requires new attachers to correct any problems within 30 days of the 
notice. We seek comment on the alternatives advanced in the Louisville 
OTMR ordinance and whether the Commission should incorporate any or all 
of these concepts into a new pole attachment regime. Does the 
Louisville ordinance better balance the concerns of existing attachers 
and utilities than the Nashville approach?
    24. In addition, CPS Energy, a utility based in San Antonio, Texas, 
has implemented an OTMR approach for access to its poles. Under the CPS 
Energy policy, the timeline for the pole attachment process is as 
follows: (1) 21 days for CPS Energy to review completed pole attachment 
applications (with a unilateral option for an additional 7 days), 
survey affected poles, and produce a make-ready cost estimate; (2) 21 
days for the new attacher to approve the make-ready cost estimate and 
provide payment; (3) CPS Energy notice to existing attachers of 
impending make-ready work; (4) 60 days for CPS Energy to complete any 
required make-ready work in the electrical space, and 90 days for the 
new attacher to complete all other routine make-ready work at its 
expense using contractors approved by CPS Energy (with option to 
request additional 30 days); (5) new attachers must give 3 days' notice 
to existing attachers of impending make-ready work and must specify 
whether the work is complex, such that it ``poses a risk of 
disconnection or interruption of service to a Critical Communications 
Facility'' (any complex make-ready work must be completed by the new 
attacher within 30 days after notice is provided to affected existing 
attachers); (6) 15 days' notice from new attachers to affected existing 
attachers after completion of make-ready work; (7) 15 days for existing 
attachers to inspect make-ready work on their equipment; and (8) 15 
days for new attachers to fix any problems after notice from existing 
attachers. We seek comment on this approach, which varies from the 
ordinances adopted in Nashville and Louisville, especially in terms of 
the timing of the various pole attachment stages and the ability of new 
attachers to perform complex make-ready work themselves. What are the 
benefits and drawbacks of the process adopted by CPS Energy? Is it 
significant that this process is a utility-adopted approach as opposed 
to a government-adopted approach? What can the Commission do to 
encourage other utilities to adopt pole attachment policies like the 
one instituted by CPS Energy?
    25. Other Pole Attachment Process Proposals. Another pole 
attachment proposal, advanced by members of the Nashville City Council 
who opposed the OTMR ordinance, is styled ``right-touch, make-ready'' 
(RTMR), and it would provide a utility 30 days in which to review a 
pole attachment application, then provide existing attachers 45 days to 
complete make-ready work. Existing attachers failing to meet the 45-day 
deadline would be charged $500 per pole per month until required make-
ready work is completed. We seek comment on the reasonableness of this

[[Page 22458]]

approach. What are the advantages and drawbacks of a RTMR approach as 
opposed to an OTMR approach? Could elements of both approaches be 
blended together to form a better alternative to the Commission's 
current pole attachment timeline? Would the $500 per pole per month 
charge be enough of an incentive to encourage existing attachers to 
complete make-ready work by the 45-day deadline? Would it be reasonable 
to include in a RTMR approach the ability of new attachers (or the 
utility) to perform make-ready work at the expense of existing 
attachers who fail to meet the 45-day deadline?
    26. As another way to incent accelerated make-ready timelines, 
could there be a standard ``bonus'' payment or multiplier applied to 
the make-ready reimbursements sought by existing attachers from new 
attachers if the overall timelines are met? By basing such incentive 
payments on the overall timeline being achieved by existing attachers, 
does this create effective incentives for parties to collaborate and 
find opportunities for efficiency? For instance, might multiple 
existing attachers agree to use the same make-ready contractor so they 
all can reap the reward of the incentive payments? While such 
incentives could theoretically be arranged through private contracting, 
would using this as the default system benefit smaller, new attachers 
who may find complicated negotiations a challenge?
    27. Making more information publicly available regarding the rates, 
location, and availability of poles also could lead to faster pole 
attachment timelines. We seek comment on the types of pole attachment 
data resources currently available. Are there ways the Commission could 
incentivize utilities to establish online databases, maps, or other 
public information sources regarding pole rates, locations, and 
availability? To what extent are utilities or other entities already 
aggregating pole information online, either for internal tracking 
purposes or externally for potential or existing attachers? What pole-
related information other than rates, location, and availability could 
utilities make publicly available (e.g., number of existing attachers, 
physical condition, available communications space, the status of make-
ready work, status of pole engineering surveys)? Should similar 
information also be made publicly available for ducts, conduits, and 
rights-of-way? We recognize that increasing transparency of cost 
information could lead to more efficient pole attachment negotiations. 
What steps should the Commission take to facilitate access to 
information regarding pole attachment rates and costs from pole owners 
subject to section 224? For instance, should pole owners be required to 
make pole attachment rates publicly available online? What are the 
benefits and drawbacks of making pole attachment rate information 
publicly available? Could the Commission facilitate the creation of a 
centralized clearinghouse of pole attachment rate information, and if 
so how?
    28. We seek comment on these proposals and any others (or 
combinations thereof) that could help speed the pole attachment 
process, yet still address the safety and property concerns of existing 
attachers and utilities. Might there be ``hybrid'' approaches that 
incent parties to expeditiously complete the make-ready process when 
private negotiations fail within a given time period? For instance, if 
utilities, existing attachers, and new attachers cannot agree on make-
ready plans within 15 days, could the following arrangement be used: 
First, the new attacher would select a ``default'' contractor (approved 
by the utility); second, the existing attachers would be able to accept 
the default contractor or do the make-ready work themselves (and be 
reimbursed by the new attacher) within a specified timeframe with 
penalties for failure to meet the make-ready deadline? If having a 
single default contractor do all the work at once will speed 
deployment, are there ways within this framework to incent existing 
attachers to allow the new attacher to use the default contractor? For 
instance, might existing attachers choosing to do make-ready work 
themselves be limited in the amount they charge for the work? Could 
such a limit be set as a proportional split among existing attachers 
that is based on the total make-ready costs that the new attacher would 
have incurred under an OTMR approach? Would such incentives encourage 
existing attachers to choose the default contractor in situations where 
they have little concern about harm to their equipment but still allow 
them to do the work themselves when they have concerns?
    29. We seek discussions of the relative merits and drawbacks of 
these pole attachment approaches or combinations thereof. For example, 
would an OTMR approach (or some variant thereof) benefit consumers 
through increased efficiencies that could lower the costs of 
deployment? Is there any evidence to show how much less pole attachment 
costs are if using an OTMR approach as compared with the Commission's 
current pole attachment timeline? How should we balance the benefits to 
society from greater speed of deployment and cost savings versus the 
need to ensure that safety and property concerns are not compromised?
    30. We also recognize that some broadband providers encounter 
difficulties in accessing poles, ducts, conduits, and rights-of-way 
owned by entities that are not subject to section 224 of the 
Communications Act, such as municipalities, electric cooperatives, and 
railroads. ACA members also submit that there are instances where 
accessing infrastructure owned by municipalities, electric 
cooperatives, and railroads is cost prohibitive due to the pole 
attachment rates charged. We seek comment on actions that the 
Commission might be able to undertake to speed deployment of next 
generation networks by facilitating access to infrastructure owned by 
entities not subject to section 224. How can the Commission encourage 
or facilitate access to information about pole attachment rates and 
costs with respect to these entities, and what are the benefits and 
drawbacks of these potential steps? Would increased transparency 
regarding pole attachment rates and costs for Commission-regulated pole 
owners, discussed above, benefit potential attachers to non-Commission-
regulated poles by providing data that would be useful in contractual 
negotiations? If so, would this facilitate broadband deployment?
    31. Access to Conduit. We seek comment on ways to make the process 
of gaining access specifically to utility conduit more transparent. We 
ask whether there are existing online databases or other publicly-
available resources to aid telecommunications and cable providers in 
determining where available conduit exists. Do utilities or 
municipalities have readily available information on the location and 
cost of access to conduit? Are there ``best practices'' that utilities 
or municipalities have established that make it easier for providers to 
obtain crucial information on conduit access? We seek comment on 
whether any local or state jurisdictions have policies on making 
conduit information more transparent and widely available, especially 
with regard to alerting the public and providers about the timing and 
location of conduit trenches being dug by utilities.

B. Re-Examining Rates for Make-Ready Work and Pole Attachments

1. Reasonableness of ``Make-Ready'' Costs
    32. We seek comment on proposals to reduce make-ready costs and to 
make

[[Page 22459]]

such costs more transparent. In general, make-ready charges must be 
just and reasonable under section 224(b)(1) of the Act. Currently, 
however, make-ready fees are not subject to any mandatory rate formula 
set by the Commission. We seek comment on whether the make-ready costs 
being charged today are just and reasonable, and whether such costs 
represent a barrier to broadband infrastructure deployment. Further, we 
seek comment on ways to encourage utilities, existing attachers, and 
new attachers to resolve more make-ready pole attachment cost and 
responsibility issues through private negotiations.
    33. Requiring Utilities to Make Available Schedules of Common Make-
Ready Charges. We seek comment on whether we should require utilities 
to provide potential new attachers with a schedule of common make-ready 
charges to create greater transparency for make-ready costs. To what 
extent does the availability of schedules of common make-ready charges 
help facilitate broadband infrastructure deployment? INCOMPAS suggests 
that the Commission should revisit its 2011 decision refraining from 
requiring utilities to provide schedules of common make-ready charges 
upon request. According to INCOMPAS, ``make ready charges are not 
predictable or verifiable in many cases, making it difficult for 
competitors to plan their builds and accurately predict construction.'' 
We seek comment on the benefits and any potential burdens associated 
with requiring utilities to provide schedules of make-ready charges.
    34. Further, we seek comment on whether and how schedules of common 
make-ready charges are made available, used, and implemented by both 
utilities and potential new attachers today. In the 2011 Pole 
Attachment Order, the Commission received evidence from utilities that 
many already make information about common make-ready charges available 
on request. Is that practice still prevalent today and, if so, what 
methods are most frequently used to provide such schedules (e.g., Web 
sites, paper schedules, telephonically)? We also seek comment on which 
make-ready jobs and charges are the most common, and thus most easily 
included in a generalized schedule of charges. In addition, we seek 
comment on any comparable state requirements that require utilities to 
publish or make available schedules of common make-ready charges. We 
also seek comment on whether there are other mechanisms currently in 
use, such as standardized contract terms, that provide the necessary 
information and transparency to the make-ready process.
    35. Reducing Make-Ready Charges. We seek comment on reasonable ways 
to limit the make-ready fees charged by utilities to new attachers. 
Would it provide certainty to the make-ready process if the Commission 
adopted a rule limiting make-ready fees imposed on new attachers to the 
actual costs incurred to accommodate a new attachment? As part of the 
pole attachment complaint process, the Commission has held that 
utilities ``are entitled to recover their costs from attachers for 
reasonable make-ready work necessitated by requests for attachment. 
Utilities are not entitled to collect money from attachers for 
unnecessary, duplicative, or defective make-ready work.'' Would 
codifying the holding that new attachers are responsible only for the 
cost of make-ready work made necessary because of their attachments 
help to ensure that make-ready costs are just and reasonable?
    36. We also seek comment on other alternatives for reducing make-
ready costs. For example, would it be reasonable to allow utilities to 
set a standard charge per pole that a new attacher may choose in lieu 
of a cost-allocated charge? Should the choice belong to the utility or 
the new attacher? Would a per-pole charge of, for example, $300, $400, 
or $500 permit utilities to recover their reasonable make-ready costs 
and provide new attachers with an affordable alternative to negotiating 
with the utility over the applicable costs to be included in make-ready 
charges? We seek comment on the viability of such an approach. We also 
ask whether it would be reasonable to require utilities to reimburse 
new attachers for make-ready costs for improvements that subsequently 
benefit the utility (e.g., the modification allows utilities to use 
additional space on a pole for its own uses or creates a vehicle for 
the utility to receive additional revenues from subsequent attachers). 
If so, then how would the new attachers and utilities manage that 
process? We seek comment on the potential tradeoffs of such an 
approach, which may help to keep make-ready costs low for new 
attachers, but also pose new challenges for utilities and new attachers 
to administer. We note that pursuant to section 1.1416(b) of the 
Commission's rules, attachers who directly benefit from a new pole or 
attachment already are required to proportionately share in the costs 
of that pole or attachment. The proportionate share of the costs 
attributable to the subsequent attacher is reduced to take into account 
depreciation to the pole that occurs after the modification. In 
adopting this requirement, the Commission ``intended to ensure that new 
entrants, especially small entities with limited resources, bear only 
their proportionate costs and are not forced to subsidize their later-
entering competitors.'' Should we interpret (or modify) this rule to 
apply to utilities when make-ready improvements subsequently benefit 
the utility? Conversely, we seek comment on whether requiring utilities 
to pass a percentage of additional attachment benefits back to parties 
with existing attachments would result in a disincentive to add new 
competitors to modified poles.
    37. We also seek comment on whether the Commission's complaint 
process provides a sufficient mechanism by which to ensure that make-
ready costs are just and reasonable. Commenters arguing that the 
Commission's complaint process is not a sufficient limitation on make-
ready costs should propose specific alternatives to ensure the 
reasonableness of make-ready charges and explain why the benefits of 
such alternatives would outweigh the burdens of a new Commission-
imposed mandate for make-ready charges. Are there state regulatory 
approaches or alternatives governing the reasonableness of make-ready 
charges that the Commission should consider implementing?
2. Excluding Capital Expenses From Pole Attachment Rates
    38. Capital Expenses Recovered via Make-Ready Fees. We propose to 
codify a rule that excludes capital costs that utilities already 
recover via make-ready fees from pole attachment rates. Almost forty 
years ago, the Commission found that ``where a utility has been 
directly reimbursed by a [cable television] operator for non-recurring 
costs, including plant, such costs must be subtracted from the 
utility's corresponding pole line capital account to insure that [cable 
television] operators are not charged twice for the same costs.'' Since 
that time, the Commission has made clear that ``[m]ake-ready costs are 
non-recurring costs for which the utility is directly compensated and 
as such are excluded from expenses used in the rate calculation.'' As 
such, ``if a utility is required to replace a pole in order to provide 
space for an attacher [and] the attacher pays the full cost of the 
replacement pole,'' the capital expenses associated with the 
installation of those poles should be wholly excluded from pole 
attachment rates for all attachers. Nonetheless, it appears that not 
all

[[Page 22460]]

attachers benefit from lower rates in these circumstances, in part 
because our rules do not explicitly require utilities to exclude 
already-reimbursed capital costs from their pole attachment rates. We 
seek comment on how utilities recalculate rates when make-ready pays 
for a new pole, what rate reductions pole attachers have experienced 
when poles are replaced through the make-ready process, and whether 
attachers have experienced the inclusion of already-reimbursed capital 
costs in their pole attachment rates. We similarly seek comment on how 
utilities treat capital expenses associated with their own make-ready 
work. When utilities replace poles to accommodate their own needs or to 
create additional electrical space, do they appropriately treat 
associated capital expenses as make-ready work that is wholly excluded 
from pole attachment rates? How do existing attachers know when new 
attachers or the utility have fully paid the capital expenses as make-
ready costs so that those expenses should be wholly excluded from rates 
going forward?
    39. We seek comment on whether amending section 1.1409(c) of our 
rules to exclude capital expenses already recovered via make-ready fees 
from ``actual capital costs'' is sufficient to ensure no double 
recovery occurs by utilities. We seek comment on whether any other 
changes to the Commission's rules are necessary and reasonable to 
provide certainty to attachers and utilities about the treatment of 
pole capital costs that already have been recovered via make-ready.
    40. Capital Costs Not Otherwise Recovered Via Make-Ready Fees. We 
seek comment on whether we should exclude capital costs that are not 
otherwise recoverable through make-ready fees from the upper-bound 
cable and telecommunications pole attachment rates. In setting those 
rates, the Commission previously found it appropriate to allow 
utilities to include in the rates some contribution to capital costs 
aside from those recovered through make-ready fees. In revisiting this 
issue, we seek comment on the extent to which the capital costs of a 
pole, other than those paid through make-ready fees, are caused by 
attachers other than the utility (especially when there is space 
already available on the pole). If none or only a small fraction of the 
capital costs, other than those paid for through make-ready fees, are 
caused by attachers other than the utility, would this justify the 
complete exclusion of these capital costs from the pole attachment 
rate? To what extent would the exclusion of such capital costs further 
reduce pole attachment rates? To what extent would the exclusion of 
these particular capital costs from the rate formulas burden the 
ratepayers of electric utilities? What policy justifies charging pole 
attachers, whose costs of deployment may determine the scope of their 
investment in infrastructure, anything more than the incremental costs 
of attachment to utilities?
    41. We note that although the rate formula for operators ``solely'' 
providing cable service sets an upper bound explicitly tied to ``actual 
capital costs,'' the rate formula for telecommunications carriers is 
tied only to ``costs.'' The Commission has previously interpreted the 
term ``cost'' in the latter formula to exclude at least some capital 
costs. Should we revisit this interpretation and interpret the term 
``cost'' in the telecommunications pole attachment formula to exclude 
all capital costs? Would doing so avoid the awkward interpretation 
contained in our present rules that defines the term ``cost'' in two 
separate different ways at the same time?
    42. Similarly, we note that our more general authority over pole 
attachments only requires that rates be ``just and reasonable.'' We 
seek comment on the appropriate rate for commingled services, including 
when a cable operator or a telecommunications carrier offers 
information services as well as cable or telecommunications services 
over a single attachment. Should we set that rate for commingled 
services based on the upper bound of the cable rate formula, the 
telecommunications rate formula, or some third option? Should we 
exclude capital costs from the rate formula we use to determine the 
commingled services rate? The cable rate formula also sets a lower 
bound of ``the additional costs of providing pole attachments.'' How 
would that differ from any of the rates discussed heretofore? Should we 
set the commingled services rate equal to the lower bound of the cable 
rate formula?
    43. We seek comment on what specific amendments we should consider 
to section 1.1409 of our rules to effectuate any changes.
3. Pole Attachment Rates for Incumbent LECs
    44. In the 2011 Pole Attachment Order, the Commission declined to 
adopt a pole attachment rate formula for incumbent LECs, opting instead 
to evaluate incumbent LEC complaints on a case-by-case basis to 
determine whether the rates, terms, and conditions imposed on incumbent 
LEC pole attachments are consistent with section 224(b) of the Act. The 
Commission held that it is ``appropriate to use the rate of the 
comparable attacher as the just and reasonable rate for purposes of 
section 224(b)'' when an incumbent LEC enters into a new agreement with 
a utility and can demonstrate ``that it is obtaining pole attachments 
on terms and conditions that leave them comparably situated to 
telecommunications carriers or cable operators.'' Conversely, when the 
incumbent LEC attacher cannot make such a demonstration, the Commission 
found that a higher rate based on the Commission's pre-2011 
telecommunications rate formula should serve as a ``reference point'' 
for evaluating whether pole attachment rates charged to incumbent LECs 
are just and reasonable. In the years since adoption, this formulation 
has led to repeated disputes between incumbent LECs and utilities over 
appropriate pole attachment rates.
    45. To end this controversy, we propose that the ``just and 
reasonable rate'' under section 224(b) for incumbent LEC attachers 
should presumptively be the same rate paid by other telecommunications 
attachers, i.e., a rate calculated using the most recent 
telecommunications rate formula. Under this approach, the incumbent LEC 
would no longer be required to demonstrate it is ``comparably 
situated'' to a telecommunications provider or a cable operator; 
instead the incumbent LEC would receive the telecommunications rate 
unless the utility pole owner can demonstrate with clear and convincing 
evidence that the benefits to the incumbent LEC far outstrip the 
benefits accorded to other pole attachers. We seek comment on this 
proposal. What demonstration should be sufficient to show that an 
incumbent LEC attacher should not be entitled to the telecommunications 
rate formula? For instance, should an incumbent LEC have to own a 
majority of poles in a joint ownership network? Should an incumbent LEC 
have to have special access to modify a utility's poles without prior 
notification? How should the relative rates charged to the utility and 
the incumbent LEC factor into the analysis? If an incumbent LEC has 
attachments on utility poles pursuant to the terms of a joint use 
agreement, should the incumbent LEC entitlement to the 
telecommunications rate be conditioned on making commensurate 
reductions in the rates charged to the utility for attaching to the 
incumbent LEC's poles? We also seek comment on the rate that should 
apply to incumbent LECs in the event the utility owner can demonstrate 
the telecommunications

[[Page 22461]]

rate should not apply. In these instances, should the Commission use 
the pre-2011 telecommunications rate formula? We also seek comment on 
an alternative pole attachment rate formula approaches for incumbent 
LECs. Commenters supporting alternative approaches should provide 
specific inputs and methodology that could be used in such a formula.
    46. Given that the Commission based its decision in the 2011 Pole 
Attachment Order to refrain from establishing pole attachment rates for 
incumbent LECs in part on the high levels of incumbent LEC pole 
ownership, we seek comment on the relative levels of pole ownership 
between utilities, incumbent LECs, and other industry participants. If 
pole ownership levels have changed, what bearing should that have on 
the rates charge to incumbent LECs?

C. Pole Attachment ``Shot Clock'' For Pole Attachment Complaints

    47. Establishing a 180-Day Shot Clock. We propose to establish a 
180-day ``shot clock'' for Enforcement Bureau resolution of pole access 
complaints filed under section 1.1409 of our rules. A ``pole access 
complaint'' is a complaint that alleges a complete denial of access to 
utility poles. This term does not encompass a complaint alleging that 
unreasonable rates, terms, or conditions that the utility demands as a 
condition of attachment (e.g., adherence to certain engineering 
standards) amounts to a denial of pole access. We seek comment on this 
proposal. The 2011 Pole Attachment Order noted that ``a number of 
commenters expressed concern about the length of time it takes for the 
Commission to resolve pole attachment complaints,'' but the Commission 
determined that the record at the time did not warrant the creation of 
new pole attachment complaint rules. We now seek comment on whether we 
should revisit that earlier conclusion by creating a shot clock and 
whether 180 days is a reasonable timeframe for the Enforcement Bureau 
to resolve pole access complaints. We note that under section 
224(c)(3)(B) of the Act, a state that has asserted jurisdiction over 
the rates, terms, and conditions of pole attachments could lose the 
ability to resolve a pole attachment complaint if it does not take 
final action within 180 days after the complaint is filed with the 
state. Should this statutory time period for state resolution of a pole 
attachment complaint inform our consideration as to what constitutes a 
reasonable timeframe for Enforcement Bureau consideration of a pole 
attachment complaint? We additionally seek alternatives to the 180-day 
time period. For example, are there shorter state timelines for the 
resolution of pole attachment complaints? Would 150 days, 120 days, 90 
days, or an even shorter timeframe be reasonable for the Enforcement 
Bureau to resolve a pole access complaint? What would be the benefits 
and drawbacks for a shorter timeframe for resolution of pole access 
complaints? Also, we seek comment regarding whether the current length 
of Enforcement Bureau consideration of pole access complaints has 
burdened broadband infrastructure deployment. How, if at all, would a 
shot clock (whether it be 180 days or some different time period) 
affect new attacher decisions to deploy broadband infrastructure? We 
seek comment on the ramifications of the Enforcement Bureau exceeding 
the shot clock and on reasonable consequences for the Enforcement 
Bureau exceeding the clock.
    48. Starting the Shot Clock at the Time a Complaint Is Filed. We 
seek comment on when to start the proposed 180-day shot clock. We 
propose starting the shot clock at the time the pole access complaint 
is filed, as is the case for state complaints under section 
224(c)(3)(B) of the Act, and we seek comment on this proposal. We also 
seek comment on alternatives that would start the shot clock later in 
the process, such as when a reply is filed by the complainant pursuant 
to section 1.1407(a) of our rules or, if discovery is requested, when 
discovery is complete. Starting the clock at these later junctures 
would allow the Enforcement Bureau sufficient time to review the 
relevant issues involved in a pole access complaint and would not 
disadvantage the timing of the Enforcement Bureau's review if the 
pleading cycle or discovery takes longer than expected. Are there 
instructive alternative starting points adopted by states for the 
initiation of their pole attachment complaint proceedings? If the shot 
clock does not start until sometime after a pole access complaint is 
filed, would it make sense to institute a shot clock that is shorter 
than 180 days?
    49. Pausing the Shot Clock. We seek comment on whether the 
Enforcement Bureau should be able to pause the proposed shot clock for 
a reasonable time in situations where actions outside the Enforcement 
Bureau's control are responsible for delaying its review of a pole 
access complaint. In the transactions context, the reviewing Bureau 
pauses the shot clock when the parties need additional time to provide 
key information requested by the Bureau. We propose to allow the 
Enforcement Bureau the discretion to pause the shot clock in that 
situation, as well as when the parties decide to pursue informal 
dispute resolution or request a delay to pursue settlement discussions 
after a pole access complaint is filed. We ask whether these are valid 
reasons to pause the shot clock, and we seek comment on objective 
criteria for the Enforcement Bureau to use in deciding whether such 
situations are significant enough to warrant a pause in the shot clock. 
We also seek comment on when the Enforcement Bureau should resume the 
shot clock. Are there objective criteria that the Enforcement Bureau 
could use to judge the satisfactory resolution of an outstanding issue 
such that the shot clock could be resumed? Further, we propose to alert 
parties to a pause in the shot clock (and to a resumption of the shot 
clock) via written notice to the parties. We seek comment on this 
proposal.
    50. Establishment of Pre-Complaint Procedures. We seek comment on 
whether we should require the parties to resolve procedural issues and 
deadlines in a meeting to be held either remotely or in person prior to 
the filing of the pole access complaint (and prior to the starting of 
the shot clock). We seek comment on the types of issues that the 
parties should resolve in a pre-complaint meeting. We note that it has 
been our standard practice to request that parties participate in pre-
complaint meetings in order to resolve procedural issues and deadlines; 
we find that the complaint process has proceeded much more smoothly as 
a result. We seek comment on the benefits and drawbacks of requiring a 
pre-complaint meeting and ask whether there are any state pre-complaint 
procedures that could inform the rules that we develop.
    51. Use of Shot Clock for Other Pole Attachment Complaints. We seek 
comment on whether the Commission should adopt a 180-day shot clock for 
pole attachment complaints other than those relating to access. We also 
request comment on whether the length of time to resolve other pole 
attachment complaints has stymied the deployment of broadband 
infrastructure. We additionally seek comment on reasonable alternatives 
to a 180-day shot clock and ask whether there are state shot clocks for 
other pole attachment complaints that could help inform our review. 
Should the procedures set forth above for pole access complaints also 
apply to other pole attachment complaints? What alternatives could we 
adopt that would further streamline the pole attachment complaint 
process?

[[Page 22462]]

D. Reciprocal Access to Poles Pursuant to Section 251

    52. Background. Section 251 of the Act provides that ``[e]ach local 
exchange carrier'' has the duty ``to afford access to the poles, ducts, 
conduits, and rights-of-way of such carrier to competing providers of 
telecommunications services on rates, terms, and conditions that are 
consistent with section 224 [of this Act].'' Section 224(a) defines a 
``utility'' that must provide telecommunications carriers 
nondiscriminatory pole access at regulated rates to include both 
incumbent LECs and competitive LECs. However, the definition of 
``telecommunications carrier'' used in section 224 ``does not include'' 
incumbent LECs, thus denying incumbent LECs the benefits of section 
224's specific protections for carriers.
    53. According to CenturyLink, the disparate treatment of incumbent 
LECs and competitive LECs in section 224(a) prevents incumbent LECs 
from gaining access to competitive LEC-controlled infrastructure and in 
doing so dampens the incentives for all local exchange carriers to 
build and deploy the infrastructure necessary for advanced services. 
The Commission initially examined this issue during its implementation 
of the 1996 Act in the 1996 Local Competition Order, where it 
determined that section 251 cannot ``[restore] to an incumbent LEC 
access rights expressly withheld by section 224.'' The Ninth Circuit 
Court of Appeals disagreed in dicta, noting that sections 224 and 251 
could ``be read in harmony'' to support a right of access for incumbent 
LECs on other LEC poles. Despite its skepticism of the Commission's 
analysis in the 1996 Local Competition Order, the Ninth Circuit held it 
was obligated to adhere to that analysis because the parties had not 
directly challenged the 1996 Local Competition Order via the Hobbs Act. 
CenturyLink requests the Commission revisit our interpretation. Other 
commenters in the latest Biennial Review contend that the Commission's 
interpretation remains valid given incumbent LECs' ``first-mover 
advantage'' and ``the ability of large incumbent LECs to abuse their 
market positions to foreclose competition.''
    54. Discussion. We seek comment on reading the statutes in harmony 
to create a reciprocal system of infrastructure access rules in which 
incumbent LECs, pursuant to section 251(b)(4) of the Act, could demand 
access to competitive LEC poles and vice versa, subject to the rates, 
terms, and conditions described in section 224. Further, we seek 
comment on necessary amendments to our rules to effectuate the changed 
interpretation in the event we decide to do so. We also seek comment on 
how similar the rules for incumbent LEC access under section 251 must 
be to those for other carriers under section 224 for the rules to be 
``consistent'' with each other.
    55. Additionally, we seek comments and data that will help 
establish how often incumbent LECs request access to competitive LEC 
infrastructure. How often do incumbent LECs request access to 
infrastructure controlled by competitive LECs, how frequently are 
incumbent LECs denied access, and how much of an effect does this have 
on competition and broadband deployment? Would the frequency of 
incumbent LEC requests for access to competitive LEC poles change if we 
decide to change our interpretation, and how would that impact 
broadband deployment?

III. Expediting the Copper Retirement and Network Change Notification 
Process

    56. Section 251 of the Act imposes specific obligations on 
incumbent LECs to promote competition so as to allow industry to bring 
``increased innovation to American consumers.'' To that end, section 
251(c)(5) and the Commission's part 51 implementing rules require 
incumbent LECs to provide public notice of network changes, including 
copper retirement, that would affect a competing carrier's performance 
or ability to provide service. We propose revisions to our Part 51 
network change disclosure rules to allow providers greater flexibility 
in the copper retirement process and to reduce associated regulatory 
burdens, to facilitate more rapid deployment of next-generation 
networks. We also seek comment on streamlining and/or eliminating 
provisions of the more generally applicable network change notification 
rules.

A. Copper Retirement

    57. We seek comment on revisiting our copper retirement and notice 
of network change requirements to reduce regulatory barriers to the 
deployment of next-generation networks. First, we seek comment on 
eliminating some or all of the changes to the copper retirement process 
adopted by the Commission in the 2015 Technology Transitions Order. We 
seek comment on the Commission's authority to impose the copper 
retirement notice requirements adopted in the 2015 Technology 
Transitions Order. Among other things, the new rules doubled the time 
period during which an incumbent LEC must wait to implement a planned 
copper retirement after the Commission's release of public notice from 
90 days to 180 days, required direct notice to retail customers, 
states, Tribal entities, and the Secretary of Defense, and expanded the 
types of information that must be disclosed.
    58. Repeal of Section 51.332 and Return to Prior Short-Term Network 
Change Notification Rule. We seek comment on how best to handle 
incumbent LEC copper retirements going forward to prevent unnecessary 
delay and capital expenditures on this legacy technology while 
protecting consumers. First, we seek comment on eliminating section 
51.332 entirely and returning to a more streamlined version of the pre-
2015 Technology Transitions Order requirements for handling copper 
retirements subject to section 251(c)(5) of the Act. Specifically, 
prior to the 2015 Technology Transitions Order, incumbent LEC copper 
retirement notices of less than six months were regulated under the 
more flexible Commission rule that applied to short-term network change 
notices. We seek comment on whether to repeal section 51.332 and 
whether to reinstate the prior copper retirement notice rules. Have the 
delays and increased burdens introduced by the revised rules hindered 
next-generation network investment? Have the changes been effective in 
protecting competition and consumers? What are their costs and 
benefits? Would adopting our pre-2015 rule, without modification, 
provide incumbent LECs with sufficient flexibility to facilitate their 
transition to next-generation networks? Should we retain our existing 
rule in substantially similar format?
    59. The 2015 Technology Transitions Order eliminated the process by 
which competitive LECs can object to and seek to delay an incumbent 
LEC's planned copper retirement when it increased the ``deemed 
approved'' timeframe from 90 to 180 days. If we return incumbent LEC 
copper retirements to the prior network notification process, should we 
nonetheless retain this change, and, if so, how should we incorporate 
it into our rules? Is some other notice timeframe more appropriate?
    60. The 2015 Technology Transitions Order also adopted an expanded 
definition of copper retirement that added (1) the feeder portion of 
copper loops and subloops, previously excluded, and (2) ``the failure 
to maintain copper loops, subloops, or the feeder portion of such loops 
or subloops that is the functional equivalent of removal or 
disabling''--i.e., de facto

[[Page 22463]]

retirement. Maintenance of existing copper facilities remains a concern 
when an incumbent LEC does not go through the copper retirement 
process. If we return incumbent LEC copper retirements to the prior 
network notification process, should we nonetheless retain this 
expanded definition?
    61. The 2015 Technology Transitions Order also broadened the 
recipients of direct notice from ``each telephone exchange service 
provider that directly interconnects with the incumbent LEC's network'' 
to ``each entity within the affected service area that directly 
interconnects with the incumbent LEC's network.'' It also added a 
notice requirement to the Secretary of Defense as well as the state 
public utility commission, Governor of the State, and any Tribal entity 
with authority over Tribal lands in which the copper retirement is 
proposed. Have these direct notice changes adopted by the Commission 
meaningfully promoted facilities investment or preserved competition in 
the provision of next-generation facilities, and what costs have the 
changes imposed? Have these direct notice changes meaningfully promoted 
understanding and awareness of copper retirements and their impacts, 
and what have been the benefits of these changes? Returning to a 
version of our pre-2015 copper retirement rules would reduce the number 
of direct notice recipients from ``each entity'' to ``each telephone 
exchange service provider,'' and eliminate the other expanded notice 
requirements from the 2015 Technology Transitions Order. We seek 
comments on the effects of such a change.
    62. Full Harmonization with General Network Change Notification 
Process. Alternatively, we seek comment on eliminating all differences 
between copper retirement and other network change notice requirements, 
rendering copper retirement changes subject to the same long-term or, 
where applicable, short-term network change notice requirements as all 
other types of network changes subject to section 251(c)(5). Even under 
the Commission's rules prior to the 2015 Technology Transitions Order, 
there were differences in the treatment of copper retirements and other 
short-term network change notices. Whereas short-term network change 
notices become effective ten days after Commission issuance of a public 
notice, copper retirement notices became effective ninety days 
thereafter. Moreover, an objection to a copper retirement notice was 
deemed denied 90 days after the Commission's public notice absent 
Commission action on the objection, while there is no ``deemed denied'' 
provision for other short-term network change objections. Is there a 
basis to continue to have a different set of network change 
requirements for copper retirement? In this regard, we note that the 
transition from copper to fiber has been occurring for well more than a 
decade now. We anticipate that interconnecting carriers are aware that 
copper retirements are inevitable and that they should be familiar by 
now with the implications of and processes involved in accommodating 
such changes. We seek comment on this expectation.
    63. Modification of section 51.332. A second alternative to 
eliminating section 51.332 entirely would be to retain but amend 
section 51.332 to streamline the process, provide greater flexibility, 
and reduce burdensome requirements for incumbent LEC copper 
retirements. We seek comment on how we should change the rule to afford 
flexibility and maximize incentives to deploy next-generation 
facilities. We seek comment on whether we should adopt these changes, 
and whether additional or different changes should also be adopted:
     Requiring an incumbent LEC to serve its notice only to 
telephone exchange service providers that directly interconnect with 
the incumbent LEC's network, as was the case under the predecessor 
rules, rather than ``each entity within the affected service area that 
directly interconnects with the incumbent LEC's network.''
     Reducing the waiting period to 90 days from 180 days after 
the Commission releases its public notice before the incumbent LEC may 
implement the planned copper retirement.
     Providing greater flexibility regarding the time in which 
an incumbent LEC must file the requisite certification.
     Reducing the waiting period to 30 days where the copper 
facilities being retired are no longer being used to serve any 
customers in the affected service area.
    Should we adopt different timing thresholds than those specified 
above, and if so, what thresholds and why would different thresholds be 
better? Should we reduce the waiting period to one month and remove the 
notification requirements in emergency situations? Should we modify the 
existing requirements for the content of the notice, and if so, how? 
Have competitive LECs availed themselves of the good faith 
communication requirement, and if so, has that requirement caused any 
difficulties? If we eliminate the good faith communication requirement, 
should we include an objection period, and what form should it take? 
Alternatively, should we retain the good faith communication 
requirement and not include an objection period?
    64. If we modify section 51.332, we seek comment on eliminating the 
requirement that incumbent LECs provide direct notice of planned copper 
retirements to retail customers, both residential and non-residential. 
Specifically, we seek comment on eliminating sections 51.332(b)(3), 
(c)(2), (d)(6)-(8), and (e)(3)-(4). What would be the likely impact of 
eliminating such notice to consumers, including consumers who have 
disabilities and senior citizens? How do the benefits of notification 
compare with the costs in terms of slower transitions to next-
generation networks? Are there alternative ways in which the Commission 
can streamline these retail customer notice rules to make the process 
more flexible and less burdensome on carriers retiring their copper, 
while still ensuring consumers are protected? Finally, how, if at all, 
should we modify the requirements for providing notice under current 
section 51.332(b)(4) to the states, Tribal entities, and the Secretary 
of Defense?
    65. Additional Considerations. We seek comment on additional 
methods by which we can provide further flexibility in the copper 
retirement process in conjunction with or separate from the proposals 
described above while still affording interconnecting entities and 
other impacted parties the notice they need. For instance, should the 
Commission consider an even shorter waiting period in certain 
circumstances, and if so, in what circumstances and how much shorter? 
How, if at all, should that affect the timing for filing the required 
certification? Are there any other measures we could take to make the 
copper retirement process less burdensome on carriers? Are there any 
other measures we could take to make the copper retirement process more 
helpful for consumers and other impacted parties? Are any technical 
changes to our rules necessary to accommodate reforming the copper 
retirement process? For example, should we revise section 51.329(c)(1) 
to eliminate the titles specific to copper retirement notices, if there 
would no longer be a defined term?

B. Network Change Notifications Generally

    66. Next, we seek comment on methods to reduce the burden of our 
network change notification processes generally. The Commission's 
network

[[Page 22464]]

change notification process is the process by which incumbent LECs 
provide ``reasonable public notice of changes in the information 
necessary for the transmission and routing of services using that local 
exchange carrier's facilities or networks, as well as of any other 
changes that would affect the interoperability of those facilities and 
networks.'' Aside from the copper retirement notice expansions adopted 
by the 2015 Technology Transitions Order, we last revisited our general 
section 251(c)(5) rules in 2004. Do changes to the telecommunications 
marketplace since that time warrant changes to these rules, more 
generally, and if so, what changes? We seek comment on two specific 
changes below and invite commenters to identify other possible reforms 
to our network change notification processes.
    67. Section 51.325(c). We specifically propose eliminating section 
51.325(c) of our rules, which prohibits incumbent LECs from disclosing 
any information about planned network changes to affiliated or 
unaffiliated entities prior to providing public notice. We seek comment 
on this proposal. This prohibition appears to unnecessarily constrain 
the free flow of useful information that such entities may find 
particularly helpful in planning their own business operations. We seek 
comment on this view. Alternatively, we could revise section 51.325(c) 
of our rules to permit disclosures to affiliated and unaffiliated 
entities, but only to the extent that the information disclosed is what 
the incumbent LEC would include in its required public notice under 
section 51.327. A third possibility would be to revise section 
51.325(c) to allow such disclosure, but only to the extent the carrier 
makes such information available to all entities that would be entitled 
to direct notice of the network change in question. We seek comment on 
these proposals and any other alternative approaches. If we permit 
disclosure to affiliated or unaffiliated entities prior to public 
notice, should we specify any particular timeframe within which public 
notice must follow?
    68. What are the potential advantages and disadvantages of 
eliminating or revising section 51.325(c)? When this rule was first 
adopted, the goal was to prevent ``preferential disclosure to selected 
entities.'' Are these concerns still warranted? We anticipate that 
providing incumbent LECs greater flexibility to disclose information 
and discuss contemplated changes before cementing definitive plans 
would benefit these carriers, interconnecting carriers, and any other 
interested entities to which disclosure may be useful by providing all 
such entities greater time to consider or respond to possible network 
changes. We seek comment on this expectation. To the extent that 
concerns about some entities receiving advanced notice remain 
warranted, do any of the specific revisions proposed above obviate such 
concerns, and if not, what approach can we adopt to address such 
concerns while still introducing additional flexibility?
    69. Objection Procedures. Should we revise or eliminate the 
procedures set forth in section 51.333(c) of the Commission's rules by 
which a telecommunications service provider or information service 
provider that directly interconnects with the incumbent LEC's network 
may object to the timing of short-term network changes? What costs, if 
any, has the uncertainty introduced by this procedure imposed? What 
public interest benefits are associated with this requirement? Have 
competitive LECs made use of this procedure? Should we adopt a ``deemed 
denied'' timeframe with respect to objections on which the Commission 
has not acted within some specified timeframe? Should we revise the 
objection procedure in any other way?

C. Section 68.110(b)

    70. We seek comment on eliminating or modifying section 68.110(b) 
of our rules, which requires that ``[i]f . . . changes [to a wireline 
telecommunications provider's communications facilities, equipment, 
operations or procedures] can be reasonably expected to render any 
customer's terminal equipment incompatible with the communications 
facilities of the provider of wireline telecommunications, or require 
modification or alteration of such terminal equipment, or otherwise 
materially affect its use or performance, the customer shall be given 
adequate notice in writing, to allow the customer an opportunity to 
maintain uninterrupted service.'' We seek comment on the benefits and 
costs of the current rule and whether the benefits outweigh the costs. 
How is such notice under that rule provided today, and specifically, 
how would a carrier be able to know whether ``any'' terminal equipment 
would be affected? Do customers still rely on or benefit from the 
notice required by section 68.110(b)? To what extent do individuals 
with disabilities still rely on TTYs or other specialized devices or 
services in an analog environment? To what extent have individuals with 
disabilities adopted alternative means of communications, whether using 
telecommunications relay services, texting, videophones, or other 
online communications? To what extent have such individuals relied on 
terminal-equipment-incompatibility notices in the past, and are 
alternative means available that would be more effective at targeting 
affected individuals with disabilities? We seek comment on the benefits 
and costs of the current rule and whether the benefits outweigh the 
costs. Alternatively, should the rule be retained but certain types of 
changes categorically exempted? The Commission's current copper 
retirement rules require incumbent LECs to certify compliance with 
section 68.110(b). If we eliminate section 68.110(b), we propose 
eliminating this certification requirement, and we seek comment on this 
proposal.

IV. Streamlining the Section 214(a) Discontinuance Process

    71. Among other things, section 214(a) requires carriers to obtain 
authorization from the Commission before discontinuing, reducing, or 
impairing service to a community or part of a community. Note that for 
convenience, in certain circumstances this NPRM uses ``discontinue'' 
(or ``discontinued'' or ``discontinuance,'' etc.) as shorthand that 
encompasses the statutory terms ``discontinue, reduce, or impair'' 
unless the context indicates otherwise. With respect to section 
214(a)'s discontinuance provision, generally, and the Commission's 
implementing rules specifically, carriers have asserted ``that exit 
approval requirements are among the very most intrusive forms of 
regulation.'' In this section, we seek comment on targeted measures to 
shorten timeframes and eliminate unnecessary process encumbrances that 
force carriers to maintain legacy services they seek to discontinue.
    72. We believe that modifying our discontinuance processing for 
legacy systems to reduce burdens and protect customers will facilitate 
carriers' ability to retire legacy network infrastructure and will 
accelerate the transition to next generation IP-based networks. We seek 
comment on this view.

A. Applications That ``Grandfather'' Existing Customers

    73. Streamlining the Public Comment Period. We propose to 
streamline the section 214(a) discontinuance process for applications 
that seek authorization to ``grandfather'' low-speed legacy services 
for existing customers. ``Grandfathering'' a service in section

[[Page 22465]]

214 parlance means that a carrier requests permission to stop accepting 
new customers for the service while maintaining service to existing 
customers. We specifically propose to reduce the public comment period 
to a uniform 10 days for all applications seeking to grandfather legacy 
low-speed services regardless of whether the provider filing the 
application is a dominant or non-dominant carrier. We seek comment on 
this proposal.
    74. As a threshold matter, we seek comment on whether expediting 
the review and authorization of applications to grandfather low-speed 
services offers benefits to discontinuing carriers generally. Will 
grandfathering a particular service create greater regulatory parity 
for telecommunications carriers compared to other segments of the 
industry? What sort of costs does such a requirement impose on carriers 
and customers relative to the benefits it imparts? We believe that 
section 214 provides us ample authority to implement the streamlining 
measures we propose. We seek comment on this belief.
    75. More specifically, we seek comment on the streamlined 10-day 
comment period we have proposed. Will this comment period allow 
adequate time for interested parties to review and consider 
discontinuance applications from carriers and to file comments on these 
applications, if necessary? Is there a different time period we should 
consider, e.g., some temporal interval that is either shorter or longer 
than the 10-day comment period we have proposed? Should we reduce the 
time period for reviewing and granting applications to grandfather 
higher-speed services as well, and if so, how? While we have proposed 
to subject applications from both dominant and non-dominant carriers to 
a uniform 10-day comment period, we seek comment on whether there is 
reason to maintain disparate comment periods for dominant versus non-
dominant carriers in this context?
    76. Streamlining the Auto-Grant Period. We propose that all 
applications seeking to grandfather low-speed legacy services be 
automatically granted on the 25th day after public notice unless the 
Commission notifies the applicant that such a grant will not be 
automatically effective. Under our current rules, an application by a 
domestic, dominant carrier will be automatically granted on the 60th 
day after its filing unless the Commission notifies the applicant that 
the grant will not be automatically effective, whereas an application 
by a domestic, non-dominant carrier will be automatically granted on 
the 31st day after its filing unless the Commission notifies the 
applicant that the grant will not be automatically effective. We seek 
comment on this proposal. Like our proposed uniform 10-day comment 
period for all applications to grandfather low-speed legacy services, 
we see no reason to maintain disparate auto-grant periods for such 
applications. Will this streamlined auto-grant period for carriers 
allow adequate time for the Commission and other parties to review 
their applications? Will the shorter auto-grant period incent providers 
to more rapidly resolve end-user concerns, if any?
    77. Is there a different auto-grant period we should consider when 
reviewing applications to grandfather low-speed services, periods that 
are either shorter or longer than the 25-day interval we have proposed? 
Is there reason to maintain disparate auto-grant periods for dominant 
versus non-dominant carriers rather than subject both types of carriers 
to a uniform auto-grant period as we have proposed to do? 
Alternatively, what role should an objection from a potential customer 
or other interested party take in the application for grandfathering? 
Should such an objection result in an application being taken off of 
streamlined treatment?
    78. In addition to potentially reducing the auto-grant period for 
applications seeking to grandfather low-speed services, we seek comment 
on whether to adopt an even more abbreviated auto-grant period for 
grandfathered discontinuance applications that receive no comments 
during the specified comment period. In conjunction with our efforts to 
expedite the automatic granting of these applications, we seek comment 
on whether we should establish a ``shot-clock'' applicable to the time 
period within which the Commission receives applications to grandfather 
low-speed legacy services and when the Commission releases the Public 
Notice seeking comment on such applications. Have carriers filing 
section 214 discontinuance applications experienced seemingly 
unreasonable delay between the time the Commission receives their 
applications and when they are placed on Public Notice?
    79. Eligibility of Grandfathered Services for Streamlined 
Processing. We seek comment on the scope of services to which 
streamlined processing would apply. We propose, at a minimum, to apply 
any streamlined discontinuance process to grandfathered low-speed TDM 
services at lower-than-DS1 speeds (below 1.544 Mbps), as these are 
services that are rapidly being replaced with more advanced or higher-
speed IP-based services. We seek comment on whether this is an 
appropriate speed threshold, or whether higher-speed grandfathered 
services--e.g., any legacy copper-based or other TDM services below 10 
Mbps or 25 Mbps or even higher--should also qualify for this more 
streamlined processing. Should we limit our streamlined comment and 
auto-grant periods to a narrower set of circumstances than we propose? 
Should we adopt a separate sets of auto-grant periods for lower and 
higher speed services? Are there other service characteristics we 
should consider besides speed in deciding which applications may 
qualify for streamlined comment and auto-grant periods?
    80. Additional Steps. Beyond condensing the comment and auto-grant 
periods, we seek comment on any additional steps we might take to 
further streamline the review and approval process for applications to 
grandfather low-speed services. We specifically seek comment on whether 
there are certain circumstances under which applications to grandfather 
low-speed legacy services could be granted once the application is 
accepted for filing without any period of public comment or under which 
we should dispense with requiring applications entirely. Does the 
Commission have authority under section 214(b) to permit grants without 
any period of public comment or to determine that an application is not 
necessary? Would limited forbearance from the requirements of section 
214 be necessary to dispense with requiring an application or to grant 
certain applications without any period of public comment, and if so, 
are the criteria for forbearance met in this instance? Would pursuing 
either of these options harm existing or potential customers, and if 
so, do those harms outweigh the benefits of streamlining?
    81. If the Commission grants certain applications to grandfather 
low-speed services without a period of public comment, what criteria 
should applications satisfy in order to qualify for such a grant? For 
example, there may be cases in which the carrier has not sold the 
service to any new customer for a particular period of time and only a 
limited number of existing customers continue to take the service, and 
we seek comment on whether there is a particular period of time and/or 
number of customers that warrants automatic grant without a comment 
period. Should such grants be contingent on a baseline showing, 
attestation, or affirmative statement in a carrier's application that 
there are reasonable alternatives to the service that is to be 
grandfathered? If so, what type of

[[Page 22466]]

certification or showing should be required?
    82. Government Users. Finally, we seek comment on how we should 
take into account the needs of federal, state, local, and Tribal 
government users of legacy services in deciding whether and how best to 
streamline the process for reviewing section 214 applications that seek 
to grandfather low-speed services. The National Telecommunications and 
Information Administration (NTIA) has stated that federal government 
agencies face particular challenges as customers of telecommunications 
services and are different from many other customers given the budget 
and procurement challenges they face and ``the mission-critical 
activities they perform for the public benefit.'' In its Petition, NTIA 
asserts that government agencies must make budgetary and technical 
plans far in advance to convert or adapt their networks, systems, and 
services to new infrastructure. We agree with NTIA that transitions 
from the provision of old communications services to new ``must not 
disrupt or hamper the performance of mission-critical activities, of 
which safety of life, emergency response, and national security are the 
most prominent examples.'' Further, Assignment of National Security and 
Emergency Preparedness Communications Functions, Exec. Order 13,618, 3 
CFR 273 (July 6, 2012), states the following as policy of the United 
States: ``The Federal Government must have the ability to communicate 
at all times and under all circumstances to carry out its most critical 
and time sensitive missions. Survivable, resilient, enduring, and 
effective communications, both domestic and international, are 
essential to enable the executive branch to communicate within itself 
and with: the legislative and judicial branches; State, local, 
territorial, and tribal governments; private sector entities; and the 
public, allies, and other nations. Such communications must be possible 
under all circumstances to ensure national security, effectively manage 
emergencies, and improve national resilience. The views of all levels 
of government, the private and nonprofit sectors, and the public must 
inform the development of national security and emergency preparedness 
(NS/EP) communications policies, programs, and capabilities.'' To the 
extent these proposed rules accelerate retirement of systems for 
national security emergency preparedness (NS/EP) communication, we seek 
comment on the impact to these capabilities. In particular, we seek 
comment on what will be the impact to NS/EP priority services such as 
the Government Emergency Telecommunications Service (GETS) and the 
Telecommunications Service Priority (TSP) system? How will accelerating 
copper retirement impact these policy goals? Should section 214 
applications demonstrate how priority services will continue to be 
provisioned to government users? How will the transition from the 
provision of old services to new ones affect other national security 
interests? How should we take into account the needs of potential 
government and Tribal customers when considering whether and how to 
streamline the comment and/or auto-grant periods for applications to 
grandfather legacy services? Should applications affecting government 
end users be eligible for any streamlined process we adopt? If we adopt 
special requirements in relation to applications that may affect 
government or Tribal users, how can we identify such applications, 
given that grandfathering affects only non-customers of the service at 
issue?
    83. NTIA suggests that the Commission must ensure that carriers 
provide information to federal agencies, including the direction and 
pace of any network changes, so that agencies are able to plan and fund 
the service, equipment, and systems upgrades needed to maintain 
critical operations without interruption. NTIA asks that the Commission 
require carriers to state in their section 214 discontinuance 
applications: (1) whether and to what extent they have discussed the 
proposed network or service change with affected federal customers; and 
(2) what actions they have taken or what plans, if any, they have made 
to ensure the continuity of mission-critical agency communications 
networks, systems, and services.
    84. We seek comment on this proposal both in general and in the 
context of our section 214 proposals herein. How would such 
requirements benefit federal customers, and would such requirements 
benefit others in the communications ecosystem? How could we measure 
compliance with any such requirements? Would such requirements prove 
unduly burdensome on carriers relative to any potential benefit for 
government users? We seek comment on whether the service agreements or 
contracts into which carriers enter with government entities could 
sufficiently include provisions that address the types of concerns NTIA 
raises generally. With respect to grandfathering, would prong (1) of 
NTIA's proposed certification have any relevance since it is addressed 
to present customers, and how could carriers undertake the consultation 
described in prong (2)? Are there specific concerns applicable to 
Tribal, state, or local government customers? If so, would the NTIA 
proposal address them? If not, what additional or alternative steps 
would?

B. Applications To Discontinue Previously Grandfathered Legacy Data 
Services

    85. We propose to streamline the discontinuance process for any 
application seeking authorization to discontinue legacy data services 
that have previously been grandfathered for a period of no less than 
180 days. We propose to adopt a streamlined uniform comment period of 
10 days and an auto-grant period of 31 days for both dominant and non-
dominant carriers. We seek comment on these proposals and on other 
potential alternatives. We believe that section 214 provides us ample 
authority to streamline the process for reviewing and granting 
applications to discontinue legacy data services that have previously 
been grandfathered for a period of at least 180 days. Do commenters 
agree with this conclusion? Why or why not?
    86. Should this proposed streamlined process be restricted to only 
previously grandfathered legacy data services below a certain speed? 
Should dominant and non-dominant carriers continue to be subject to 
different comment and auto-grant timeframes for discontinuing legacy 
data services that have previously been grandfathered, as is currently 
the case? If so, what should these timeframes be? We encourage 
commenters to advance specific alternative proposals they believe would 
better address the Commission's objective to accelerate the deployment 
of next-generation networks by eliminating unnecessary delays in the 
discontinuance process. To that end, are there other steps we could 
take, beyond condensing the comment and auto-grant periods, which would 
help streamline the review and authorization of applications to 
discontinue legacy data services that have previously been 
grandfathered? Please explain.
    87. We propose to require carriers seeking this streamlined 
discontinuance processing for legacy data services to make a showing 
that they received Commission authority to grandfather such services at 
least 180 days previously. Is the 180-day grandfathering requirement 
too restrictive? Should we consider a shorter grandfathering timeframe? 
Should we require any additional showings to qualify for this 
streamlined treatment? For example, should we

[[Page 22467]]

require a statement identifying one or more alternative comparable data 
services available from the discontinuing provider or a third party 
provider at the same or higher speeds as the service being 
discontinued? If so, how should we define ``comparable'' service? 
Should we require that any such ``comparable'' service be available 
throughout the entire affected service area?
    88. We also propose to require only a statement from the 
discontinuing carrier demonstrating that it received Commission 
authority to grandfather the services at issue at least 180 days 
previously. Is a statement sufficient, or should some other showing be 
required? If commenters believe we should require more than a 
statement, what type of showing should a carrier be obligated to make? 
If we adopt a requirement that carriers must demonstrate the 
availability of one or more alternative comparable data services from 
the discontinuing provider or a third party, would a statement 
identifying such alternative services be sufficient to satisfy this 
requirement? For carriers seeking to rely on a third-party service, 
what type of showing would be necessary to demonstrate the existence of 
alternative data services? Would such a statement suffice for this 
purpose?
    89. Finally, we seek comment on whether special consideration 
should be given to applications seeking to discontinue previously 
grandfathered legacy data services to federal, state, local, and Tribal 
government users for the same reasons we address this question in 
considering streamlining grandfathered and legacy voice service 
discontinuance applications. Should providers be required to make some 
additional showing beyond what we have proposed when seeking to 
discontinue previously grandfathered legacy data services to government 
users? If so, with what additional conditions should they be required 
to comply and why?

C. Clarifying Treatment Under Section 214(a) of Carrier-Customers' End 
Users

    90. We seek comment on reversing the Commission's 2015 
``clarification'' of section 214(a) that substantially expanded the 
scope of end users that a carrier must consider in determining whether 
it is required to obtain section 214 discontinuance authority. In the 
2015 Technology Transitions Order, the Commission ``provided guidance 
and clarification'' that section 214(a) of the Act applies not only to 
a carrier's own retail customers, but also to the retail end-user 
customers of that carrier's wholesale carrier-customers. We seek 
comment on our proposal to reverse the 2015 interpretation and, going 
forward, interpret section 214(a) to require a carrier to take into 
account only its own retail end users when evaluating whether the 
carrier will ``discontinue, reduce, or impair service to a community, 
or part of a community.''
    91. We seek comment on the practical effect of the 2015 
interpretation. What benefits flow to the retail end-user customers of 
the carrier's wholesale carrier customers as a result of that 
interpretation? Does it make sense to take away those benefits? Does it 
make sense to maintain a regulatory obligation that requires a carrier, 
most often an incumbent LEC, to obtain information about third parties, 
i.e., its carrier-customer's retail end users, with whom it generally 
has no relationship, before it can execute its own business plans to 
discontinue its service? What can the upstream carrier be expected to 
know about who the end-user customers of its carrier-customers are and 
how the discontinuance will affect them? Does the current application 
of the requirement impose undue compliance costs and burdens on a 
discontinuing carrier that harm the public by delaying the transition 
to newer, more technologically advanced services? Or, are those costs 
reasonable in light of the potential harm to end-user customers? Have 
there been other effects on the market for legacy services and on the 
transition to IP services that we should consider?
    92. We also seek comment on how carrier-customers' discontinuance 
obligations should inform our interpretation. What weight should we 
give to the fact that a carrier-customer is itself obligated to file a 
discontinuance application under section 214(a) of the Act and section 
63.71 of the Commission's rules if it discontinues, reduces, or impairs 
service as a result of the loss of a wholesale input from an upstream 
carrier? Can we find that the objectives of section 214(a) are met 
because the carrier-customer itself is subject to section 214(a)'s 
requirement to obtain Commission approval if a change in the inputs 
relied on by the carrier-customer results in a discontinuance, 
reduction, or impairment of services to the carrier-customer's retail 
end users? Or, are there situations in which end-user customers would 
be inadequately protected by such an interpretation? Do the contractual 
and business relationships between upstream carriers and their carrier-
customers provide additional safeguards to retail end users?
    93. We also seek comment on the relationship between sections 
214(a) and 251(c)(5) of the Act. When section 214(a) was enacted during 
World War II, ``one of Congress's main concerns was that [domestic 
telegraph] mergers might result in a loss or impairment of service 
during this war time period.'' By contrast, 53 years later, Congress 
revised the Act ``to promote competition and reduce regulation . . . 
and encourage the rapid deployment of new telecommunications 
technologies.'' Congress enacted section 251(c)(5) of the Act to 
require incumbent LECs to ``provide reasonable public notice of changes 
in the information necessary for the transmission and routing of 
services using that local exchange carrier's facilities or networks, as 
well as of any other changes that would affect the interoperability of 
those facilities and networks.'' The Commission's regulations 
implementing section 251(c)(5), require, among other things, that an 
incumbent LEC ``must provide public notice regarding any network change 
that [w]ill affect a competing service provider's performance or 
ability to provide service.'' In enacting section 251(c)(5), did 
Congress signal its intent that incumbent LECs need only provide 
notice, not obtain approval, when making changes to wholesale inputs 
relied upon by competing carriers? At the time of the 1996 Act, the 
Commission interpreted its section 214(a) discontinuance authority not 
to apply to wholesale customers. Did that interpretation have any 
bearing on Congress's intent when enacting section 251(c)(5)? How 
should we reconcile the Congressional mandates in sections 214(a) and 
251(c)(5) of the Act to best eliminate regulatory barriers to the 
deployment of next-generation networks and services, avoid unnecessary 
capital expenditure on legacy services, and protect consumers and the 
public interest? Alternatively, was the Commission's statutory 
interpretation in the 2015 Technology Transitions Order correct? Are 
there other interpretations of the interaction between these two 
provisions that would be more consistent with Congressional intent? If 
so, what are they?
    94. Finally, we seek comment on whether the Commission correctly 
interpreted the precedent upon which it relied to support its expansive 
2015 clarification. Prior to the 2015 Technology Transitions Order, it 
appears that the Commission had held that discontinuances to wholesale 
purchasers were not cognizable under section 214(a). The 2015 
Technology Transitions Order acknowledges that

[[Page 22468]]

distinction, stating in a footnote that ``[t]he Commission will . . . 
continue to distinguish discontinuance of service that will affect 
service to retail customers from discontinuances that affect only the 
carrier-customer itself.'' Relying on BellSouth Telephone, however, the 
Commission adopted the view that upstream carriers have responsibility 
for carrier-customers' end-user customers under section 214(a). Did the 
Commission correctly interpret BellSouth Telephone, particularly in 
light of the facts of that case? Did the Commission incorrectly read 
BellSouth Telephone to protect the business models of certain 
downstream retail carriers, regardless of the availability of the same 
or comparable alternatives in the community? All of the other cases 
cited in the 2015 Technology Transitions Order found that section 
214(a) did not apply. Accordingly, did the Commission properly 
interpret and rely on those cases? Considering that all but one of the 
cases predated the adoption of the 1996 Act and its specific 
protections for wholesale customers, including section 251(c)(5), what 
continuing probative value do the cases have? Indeed, the only 
Commission precedent cited in the 2015 Technology Transitions Order 
that postdated the 1996 Act did not explicitly consider the 
applicability of section 251(c)(5). Did the Commission grant to 
carrier-customers in 2015 rights beyond Congress's intent in the 1996 
Act in an attempt to protect carrier-customers' end users, even though 
those end users have the benefit of the section 214(a) discontinuance 
process from their own provider? What is the proper interplay between 
sections 251 and 214 in this context?

D. Other Part 63 Proposals

    95. Further Streamlining of 214(a) Discontinuances. In addition to 
the proposals discussed above, we seek comment on methods to streamline 
section 214(a) applications more generally. Specifically, we seek 
comment on whether it would be appropriate for the Commission to 
conclude that section 214(a) discontinuances will not adversely affect 
the present or future public convenience and necessity, provided that 
fiber, IP-based, or wireless services are available to the affected 
community. What type of showing would be required on the part of 
discontinuing carriers to demonstrate the existence of alternative 
services? What types of fiber, IP-based, or wireless services would 
constitute acceptable alternatives, and under what circumstances? Would 
a demonstration regarding the availability of third-party services 
satisfy this kind of test, or would only services offered by the 
discontinuing carrier suffice?
    96. We also seek comment on the best approach for granting 
streamlined treatment to these types of discontinuances. In 
circumstances where a discontinuing carrier's service overlaps with an 
alternative fiber, IP-based, or wireless service, should we require a 
section 214 discontinuance application? If not, should we either grant 
limited blanket discontinuance authority or forbear on a limited basis 
from section 214? If we require an application, would a grant of the 
section 214 application upon acceptance for filing be appropriate or 
would allowing for public notice and comment be necessary to satisfy 
the requirements of section 214(a)? If we maintain a comment period, 
should we reduce the comment and automatic grant timeframe? As another 
alternative, should we instead require carriers to file only a notice 
of discontinuance accompanied by proof that fiber, IP-based, or 
wireless alternatives are available to the affected community, in lieu 
of a full application for approval? If so, what proof would suffice, 
and how should the Commission review that filing?
    97. Section 63.71(g) Applications to Discontinue Service With No 
Customers. We specifically propose to maintain but modify the provision 
adopted in the 2016 Technology Transitions Order for streamlined 
treatment of section 214 discontinuance applications for all services 
that have not had customers for a period of six months prior to 
submission of the application. Under this rule, which was based on a 
proposal submitted to the Commission by AT&T, carriers may certify to 
the Commission that the service to be discontinued is ``a service for 
which the requesting carrier has had no customers or reasonable 
requests for service during the 180-day period immediately preceding 
submission of the application,'' and the application will be granted 
automatically on the 31st day after filing, unless the Commission has 
notified the applicant that the grant will not be automatically 
effective. We note that at least one carrier representative has 
recently endorsed this provision of the rules adopted in the 2016 
Technology Transitions Order as an effective tool for reducing barriers 
to next generation infrastructure deployment. We propose to shorten the 
timeframe during which a carrier must demonstrate that it has had no 
customers for a given service, from 180 days to 60 days, and seek 
comment on this modification. Because this proposed rule applies only 
to services without customers, consumer harm from further streamlining 
these kinds of discontinuance applications appears unlikely. We seek 
comment on retaining and modifying section 63.71(g) as proposed, and on 
any other additions or amendments to the rule, such as shortening the 
time in which the application is automatically granted, that may 
further our goal of removing regulatory barriers to broadband 
investment. Would a different timeframe during which a carrier must 
demonstrate that it has had no customers be more appropriate to balance 
the interests of discontinuing carriers and potential consumers of 
these services?
    98. Section 63.71(i) Auto-grants for Competitive LECs Upon Copper 
Retirement. We seek comment on revising section 63.71(i), which was 
adopted in the 2016 Technology Transitions Order to provide for 
automatic discontinuance authority, subject to certain conditions, for 
competitive LECs that must discontinue service on a date certain due to 
an incumbent LEC's effective copper retirement. Specifically, to the 
extent we eliminate section 51.332, we seek comment on revising section 
63.71(i) to include as a condition that the relevant network change 
notice provides no more than six months' notice. We also seek comment 
on how, if at all, we should modify section 63.71(i) to further 
harmonize it with any revisions we adopt herein to the incumbent LEC 
copper retirement process under Part 51 of our rules. We seek to ensure 
our rules take into account situations, where, through no fault of its 
own, a competitive LEC is unable to comply with our section 214(a) 
discontinuance requirements as a result of an incumbent LEC's 
transition to a next-generation network. To the extent we reduce the 
waiting period for implementing planned copper retirements, would this 
eliminate the need for or necessitate any changes to section 63.71(i)?
    99. 2016 Technology Transitions Order Revisions to Sections 
63.71(a)-(b). We seek comment on whether we should retain, modify, or 
eliminate the changes made by the 2016 Technology Transitions Order to 
section 63.71(a) and the introduction of new section 63.71(b). The 2016 
Technology Transitions Order modified section 63.71(a) by requiring 
carriers to provide notice of discontinuance applications to any 
federally-recognized Tribal Nations with authority over the Tribal 
lands in which the discontinuance, reduction, or impairment of service 
is proposed. It

[[Page 22469]]

also modified section 63.71(a) to clearly permit carriers to provide 
email notice to customers of discontinuance applications, and it 
established requirements in section 63.71(b) that carriers must meet 
when using email to satisfy the written notice requirements.

V. Initial Regulatory Flexibility Analysis

    100. As required by the Regulatory Flexibility Act (RFA), the 
Commission has prepared this present Initial Regulatory Flexibility 
Analysis (IRFA) of the possible significant economic impact on small 
entities by the policies and rules proposed in this NPRM. Written 
public comments are requested on this IRFA. Comments must be identified 
as responses to the IRFA and must be filed by the deadlines for 
comments provided in paragraph 133 of this NPRM. The Commission will 
send a copy of this NPRM, including this IRFA, to the Chief Counsel for 
Advocacy of the Small Business Administration (SBA).

A. Need for, and Objectives of, the Proposed Rules

    101. The NPRM proposes new steps designed to accelerate the 
deployment of next-generation networks and services by removing 
barriers to infrastructure investment. Access to high speed broadband 
creates economic opportunity, enabling entrepreneurs to create 
businesses, immediately reach customers throughout the world and 
revolutionize entire industries. This proceeding aims to better enable 
broadband providers to build, maintain, and upgrade their networks, 
which will spur job growth and ultimately lead to more affordable and 
accessible Internet access and other broadband services for all 
Americans. Today's action proposes to remove regulatory barriers to 
infrastructure at the state and local level, proposes changes to speed 
the transition from copper networks and legacy services to next-
generation networks and services dependent on fiber, and proposes to 
reform Commission regulations that are raising costs and slowing 
broadband deployment rather than facilitating it. Thus, the Commission 
seeks comment on a variety of issues in the following areas.
    102. First, the NPRM proposes and seeks comment on changes to the 
Commission's pole attachment rules that would: (1) Adopt a streamlined 
timeframe for gaining access to utility poles; (2) reduce charges paid 
by attachers to utilities for work done to make a pole ready for new 
attachments; (3) codify the elimination of certain capital costs from 
the formulas used to confirm the reasonableness of rates charged by 
utilities for pole attachments by telecommunications and cable 
providers; (4) establish a 180-day shot clock for Commission 
consideration of pole attachment complaints; (5) adopt a formula for 
computing the maximum pole attachment rate that may be imposed on an 
incumbent LEC, and (6) adopt rules that would interpret the 
interconnection rules for telecommunications carriers in section 251 of 
the Act and the pole attachment rules of section 224 in a manner that 
allows for competitive LECs to demand access to incumbent LEC poles and 
vice versa.
    103. Second, the NPRM seeks comment on changing the Commission's 
Part 51 copper retirement rules to expedite the copper retirement 
process and reduce associated regulatory burdens to facilitate more 
rapid deployment of next-generation networks, as well a proposal and 
other potential changes to streamline and/or eliminate provisions of 
the more generally applicable network change notification rules. It 
also seeks comment on eliminating section 68.110(b) of the Commission's 
rules.
    104. Third, the NPRM seeks comment on proposals to streamline the 
section 214(a) discontinuance process by reducing the comment and 
automatic-grant timeframes for two specific categories of 
discontinuance applications: ``Grandfathered'' low-speed legacy 
services for existing customers, and legacy data services that have 
been grandfathered for a period of no less than 180 days. Fourth, the 
NPRM seeks comment on reversing the Commission's 2015 ``carrier-
customer's retail end user'' interpretation of the scope of section 
214(a) discontinuance authority.
    105. Fifth, the NPRM seeks comment on other section 63.71 changes 
to further streamline the section 214 (a) discontinuance process for 
carriers.

B. Legal Basis

    106. The proposed action is authorized under sections 1, 2, 4(i), 
214, 224, 251, and 253 of the Communications Act of 1934, as amended; 
47 U.S.C. 151, 152, 154(i), 214, 224, 251, 253.

C. Description and Estimate of the Number of Small Entities to Which 
the Proposed Rules Will Apply

    107. The RFA directs agencies to provide a description and, where 
feasible, an estimate of the number of small entities that may be 
affected by the proposed rules and by the rule revisions on which the 
NPRM seeks comment, if adopted. The RFA generally defines the term 
``small entity'' as having the same meaning as the terms ``small 
business,'' ``small organization,'' and ``small governmental 
jurisdiction.'' In addition, the term ``small business'' has the same 
meaning as the term ``small-business concern'' under the Small Business 
Act. A ``small-business concern'' is one which: (1) Is independently 
owned and operated; (2) is not dominant in its field of operation; and 
(3) satisfies any additional criteria established by the SBA.
    108. The majority of our proposals and the changes on which we seek 
comment in the NPRM will affect obligations on incumbent LECs and, in 
some cases, competitive LECs. Certain pole attachment proposals also 
would affect obligations on utilities that own poles, 
telecommunications carriers and cable television systems that seek to 
attach equipment to utility poles, and other LECs that own poles. The 
definitions of utility and telecommunications carrier for purposes of 
our pole attachment rules are found in 47 U.S.C. 224(a)(1) and (a)(5), 
respectively. Our actions, over time, may affect small entities that 
are not easily categorized at present. Other entities, however, that 
choose to object to network change notifications for copper retirement 
under the changes on which we seek comment and section 214 
discontinuance applications may be economically impacted by the 
proposals in this NPRM.
    109. Small Businesses, Small Organizations, and Small Governmental 
Jurisdictions. Our action may, over time, affect small entities that 
are not easily categorized at present. We therefore describe here, at 
the outset, three comprehensive, statutory small entity size standards 
that encompass entities that could be directly affected by the new and 
revised rules adopted today. According to the most currently available 
SBA data, there are 28.8 million small businesses in the U.S., which 
represent 99.9% of all businesses in the United States. Additionally, a 
``small organization'' is generally ``any not-for-profit enterprise 
which is independently owned and operated and is not dominant in its 
field.'' Nationwide, as of 2007, there were approximately 1,621, 215 
small organizations. Finally, the term ``small governmental 
jurisdiction'' is defined generally as ``governments of cities, 
counties, towns, townships, villages, school districts, or special 
districts, with a population of less than fifty thousand.'' Census 
Bureau data for 2012 indicate that there were 89,476

[[Page 22470]]

governmental jurisdictions in the United States. We estimate that, of 
this total, as many as 88,718 entities may qualify as ``small 
governmental jurisdictions.'' Thus, we estimate that most governmental 
jurisdictions are small.
    110. Wired Telecommunications Carriers. The U.S. Census Bureau 
defines this industry as ``establishments primarily engaged in 
operating and/or providing access to transmission facilities and 
infrastructure that they own and/or lease for the transmission of 
voice, data, text, sound, and video using wired communications 
networks. Transmission facilities may be based on a single technology 
or a combination of technologies. Establishments in this industry use 
the wired telecommunications network facilities that they operate to 
provide a variety of services, such as wired telephony services, 
including VoIP services, wired (cable) audio and video programming 
distribution, and wired broadband internet services. By exception, 
establishments providing satellite television distribution services 
using facilities and infrastructure that they operate are included in 
this industry.'' The SBA has developed a small business size standard 
for Wired Telecommunications Carriers, which consists of all such 
companies having 1,500 or fewer employees. Census data for 2012 shows 
that there were 3,117 firms that operated that year. Of this total, 
3,083 operated with fewer than 1,000 employees. Thus, under this size 
standard, the majority of firms in this industry can be considered 
small.
    111. Local Exchange Carriers (LECs). Neither the Commission nor the 
SBA has developed a size standard for small businesses specifically 
applicable to local exchange services. The closest applicable NAICS 
Code category is for Wired Telecommunications Carriers, as defined in 
paragraph 12 of this IRFA. Under that size standard, such a business is 
small if it has 1,500 or fewer employees. Census data for 2012 show 
that there were 3,117 firms that operated that year. Of this total, 
3,083 operated with fewer than 1,000 employees. The Commission 
therefore estimates that most providers of local exchange carrier 
service are small entities that may be affected by the rules adopted.
    112. Incumbent Local Exchange Carriers (incumbent LECs). Neither 
the Commission nor the SBA has developed a small business size standard 
specifically for incumbent local exchange services. The closest 
applicable NAICS Code category is Wired Telecommunications Carriers as 
defined in paragraph 13 of this IRFA. Under that size standard, such a 
business is small if it has 1,500 or fewer employees. According to 
Commission data, 3,117 firms operated in that year. Of this total, 
3,083 operated with fewer than 1,000 employees. Consequently, the 
Commission estimates that most providers of incumbent local exchange 
service are small businesses that may be affected by the rules and 
policies adopted. One thousand three hundred and seven (1,307) 
Incumbent Local Exchange Carriers reported that they were incumbent 
local exchange service providers. Of this total, an estimated 1,006 
have 1,500 or fewer employees.
    113. Competitive Local Exchange Carriers (competitive LECs), 
Competitive Access Providers (CAPs), Shared-Tenant Service Providers, 
and Other Local Service Providers. Neither the Commission nor the SBA 
has developed a small business size standard specifically for these 
service providers. The appropriate NAICS Code category is Wired 
Telecommunications Carriers, as defined in paragraph 12 of this IRFA. 
Under that size standard, such a business is small if it has 1,500 or 
fewer employees. U.S. Census data for 2012 indicate that 3,117 firms 
operated during that year. Of that number, 3,083 operated with fewer 
than 1,000 employees. Based on this data, the Commission concludes that 
the majority of Competitive LECs, CAPs, Shared-Tenant Service 
Providers, and Other Local Service Providers are small entities. 
According to Commission data, 1,442 carriers reported that they were 
engaged in the provision of either competitive local exchange services 
or competitive access provider services. Of these 1,442 carriers, an 
estimated 1,256 have 1,500 or fewer employees. In addition, 17 carriers 
have reported that they are Shared-Tenant Service Providers, and all 17 
are estimated to have 1,500 or fewer employees. In addition, 72 
carriers have reported that they are Other Local Service Providers. Of 
this total, 70 have 1,500 or fewer employees. Consequently, the 
Commission estimates that most providers of competitive local exchange 
service, competitive access providers, Shared-Tenant Service Providers, 
and Other Local Service Providers are small entities that may be 
affected by the adopted rules.
    114. Interexchange Carriers (IXCs). Neither the Commission nor the 
SBA has developed a definition for Interexchange Carriers. The closest 
NAICS Code category is Wired Telecommunications Carriers as defined in 
paragraph 13 of this IRFA. The applicable size standard under SBA rules 
is that such a business is small if it has 1,500 or fewer employees. 
According to Commission data, 359 companies reported that their primary 
telecommunications service activity was the provision of interexchange 
services. Of this total, an estimated 317 have 1,500 or fewer employees 
and 42 have more than 1,500 employees. Consequently, the Commission 
estimates that the majority of interexchange service providers are 
small entities that may be affected by rules adopted.
    115. Other Toll Carriers. Neither the Commission nor the SBA has 
developed a size standard for small businesses specifically applicable 
to Other Toll Carriers. This category includes toll carriers that do 
not fall within the categories of interexchange carriers, operator 
service providers, prepaid calling card providers, satellite service 
carriers, or toll resellers. The closest applicable NAICS Code category 
is for Wired Telecommunications Carriers, as defined in paragraph 13 of 
this IRFA. Under that size standard, such a business is small if it has 
1,500 or fewer employees. Census data for 2012 shows that there were 
3,117 firms that operated that year. Of this total, 3,083 operated with 
fewer than 1,000 employees. Thus, under this category and the 
associated small business size standard, the majority of Other Toll 
Carriers can be considered small. According to Commission data, 284 
companies reported that their primary telecommunications service 
activity was the provision of other toll carriage. Of these, an 
estimated 279 have 1,500 or fewer employees. Consequently, the 
Commission estimates that most Other Toll Carriers that may be affected 
by our rules are small.
    116. Wireless Telecommunications Carriers (except Satellite). This 
industry comprises establishments engaged in operating and maintaining 
switching and transmission facilities to provide communications via the 
airwaves, such as cellular services, paging services, wireless internet 
access, and wireless video services. The appropriate size standard 
under SBA rules is that such a business is small if it has 1,500 or 
fewer employees. For this industry, Census data for 2012 show that 
there were 967 firms that operated for the entire year. Of this total, 
955 firms had fewer than 1,000 employees. Thus under this category and 
the associated size standard, the Commission estimates that the 
majority of wireless telecommunications carriers (except satellite) are 
small entities. Similarly, according to internally developed Commission 
data, 413 carriers reported that they were engaged in the provision

[[Page 22471]]

of wireless telephony, including cellular service, Personal 
Communications Service (PCS), and Specialized Mobile Radio (SMR) 
services. Of this total, an estimated 261 have 1,500 or fewer 
employees. Consequently, the Commission estimates that approximately 
half of these firms can be considered small. Thus, using available 
data, we estimate that the majority of wireless firms can be considered 
small.
    117. Cable Companies and Systems (Rate Regulation). The Commission 
has developed its own small business size standards for the purpose of 
cable rate regulation. Under the Commission's rules, a ``small cable 
company'' is one serving 400,000 or fewer subscribers nationwide. 
Industry data indicate that there are currently 4,600 active cable 
systems in the United States. Of this total, all but nine cable 
operators nationwide are small under the 400,000-subscriber size 
standard. In addition, under the Commission's rate regulation rules, a 
``small system'' is a cable system serving 15,000 or fewer subscribers. 
Current Commission records show 4,600 cable systems nationwide. Of this 
total, 3,900 cable systems have fewer than 15,000 subscribers, and 700 
systems have 15,000 or more subscribers, based on the same records. 
Thus, under this standard as well, we estimate that most cable systems 
are small entities.
    118. Cable System Operators (Telecom Act Standard). The 
Communications Act of 1934, as amended, also contains a size standard 
for small cable system operators, which is ``a cable operator that, 
directly or through an affiliate, serves in the aggregate fewer than 
one percent of all subscribers in the United States and is not 
affiliated with any entity or entities whose gross annual revenues in 
the aggregate exceed $250,000,000 are approximately 52,403,705 cable 
video subscribers in the United States today. Accordingly, an operator 
serving fewer than 524,037 subscribers shall be deemed a small operator 
if its annual revenues, when combined with the total annual revenues of 
all its affiliates, do not exceed $250 million in the aggregate. Based 
on available data, we find that all but nine incumbent cable operators 
are small entities under this size standard. We note that the 
Commission neither requests nor collects information on whether cable 
system operators are affiliated with entities whose gross annual 
revenues exceed $250 million. Although it seems certain that some of 
these cable system operators are affiliated with entities whose gross 
annual revenues exceed $250,000,000, we are unable at this time to 
estimate with greater precision the number of cable system operators 
that would qualify as small cable operators under the definition in the 
Communications Act.
    119. All Other Telecommunications. ``All Other Telecommunications'' 
is defined as follows: ``This U.S. industry is comprised of 
establishments that are primarily engaged in providing specialized 
telecommunications services, such as satellite tracking, communications 
telemetry, and radar station operation. This industry also includes 
establishments primarily engaged in providing satellite terminal 
stations and associated facilities connected with one or more 
terrestrial systems and capable of transmitting telecommunications to, 
and receiving telecommunications from, satellite systems. 
Establishments providing Internet services or voice over Internet 
protocol (VoIP) services via client supplied telecommunications 
connections are also included in this industry.'' The SBA has developed 
a small business size standard for ``All Other Telecommunications,'' 
which consists of all such firms with gross annual receipts of $32.5 
million or less. For this category, Census Bureau data for 2012 show 
that there were 1,442 firms that operated for the entire year. Of those 
firms, a total of 1,400 had annual receipts less than $25 million. 
Consequently, we conclude that the majority of All Other 
Telecommunications firms can be considered small.
    120. Electric Power Generation, Transmission and Distribution. The 
Census Bureau defines this category as follows: ``This industry group 
comprises establishments primarily engaged in generating, transmitting, 
and/or distributing electric power. Establishments in this industry 
group may perform one or more of the following activities: (1) Operate 
generation facilities that produce electric energy; (2) operate 
transmission systems that convey the electricity from the generation 
facility to the distribution system; and (3) operate distribution 
systems that convey electric power received from the generation 
facility or the transmission system to the final consumer.'' This 
category includes electric power distribution, hydroelectric power 
generation, fossil fuel power generation, nuclear electric power 
generation, solar power generation, and wind power generation. The SBA 
has developed a small business size standard for firms in this category 
based on the number of employees working in a given business. According 
to Census Bureau data for 2012, there were 1,742 firms in this category 
that operated for the entire year.
    121. Natural Gas Distribution. This economic census category 
comprises: ``(1) establishments primarily engaged in operating gas 
distribution systems (e.g., mains, meters); (2) establishments known as 
gas marketers that buy gas from the well and sell it to a distribution 
system; (3) establishments known as gas brokers or agents that arrange 
the sale of gas over gas distribution systems operated by others; and 
(4) establishments primarily engaged in transmitting and distributing 
gas to final consumers.'' The SBA has developed a small business size 
standard for this industry, which is all such firms having 1,000 or 
fewer employees. According to Census Bureau data for 2012, there were 
422 firms in this category that operated for the entire year. Of this 
total, 399 firms had employment of fewer than 1,000 employees, 23 firms 
had employment of 1,000 employees or more, and 37 firms were not 
operational. Thus, the majority of firms in this category can be 
considered small.
    122. Water Supply and Irrigation Systems. This economic census 
category ``comprises establishments primarily engaged in operating 
water treatment plants and/or operating water supply systems. The water 
supply system may include pumping stations, aqueducts, and/or 
distribution mains. The water may be used for drinking, irrigation, or 
other uses.'' The SBA has developed a small business size standard for 
this industry, which is all such firms having $27.5 million or less in 
annual receipts. According to Census Bureau data for 2012, there were 
3,261 firms in this category that operated for the entire year. Of this 
total, 3,035 firms had annual sales of less than $25 million. Thus, the 
majority of firms in this category can be considered small.

D. Description of Projected Reporting, Recordkeeping, and Other 
Compliance Requirements

    123. The NPRM proposes and/or seeks comment on a number of rule 
changes that will affect reporting, recordkeeping, and other compliance 
requirements. We expect the rule revisions proposed or suggested for 
potential change in the NPRM to reduce reporting, recordkeeping, and 
other compliance requirements. The rule revisions taken as a whole 
should have a beneficial reporting, recordkeeping, or compliance impact 
on small entities because all carriers will be subject to fewer such 
burdens. Each of these changes is described below.
    124. The NPRM proposes the following changes to the current pole

[[Page 22472]]

attachment timeline: (1) Requiring utilities to make a decision on 
completed pole attachment applications within a timeframe shorter than 
the current 45 days of receipt; (2) requiring utilities to provide an 
estimate of make-ready costs to new attachers within a timeframe that 
is shorter than the current 14 days; and (3) establishing a time period 
for existing attachers to complete make-ready work to their attachments 
in the communications space of a pole that is shorter than the current 
60 days. The NPRM also proposes to limit a new attacher's liability for 
make-ready costs to those costs actually caused by the new attachment, 
to require utilities to proportionately share in the cost of a new 
attachment for which they receive a direct benefit, and to require 
utilities that perform make-ready work to make available to new 
attachers a schedule of common make-ready charges. With regard to pole 
attachment rates, the NPRM proposes to codify the elimination from the 
telecommunications and cable rate formulas those capital costs that 
already have been paid to the utility via make-ready charges, to 
establish a rebuttable presumption that incumbent LECs are similarly 
situated to other attachers on a pole, and to establish a rebuttable 
pole attachment formula for computing the maximum pole attachment rate 
to be charged to incumbent LECs. Further, the NPRM proposes a 180-day 
shot clock for Commission resolution of pole access complaints, which 
would include a mandatory pre-complaint meeting between the parties in 
order to resolve procedural issues and deadlines. Finally, the NPRM 
proposes to allow incumbent LECs to request nondiscriminatory pole 
access from other LECs that own or control utility poles. Should the 
Commission adopt any of these proposals, such actions could result in 
increased, reduced, or otherwise altered reporting, recordkeeping, or 
other compliance requirements for utilities and attaching entities. The 
NPRM also seeks comment on eliminating some or all of the changes to 
the copper retirement process adopted by the Commission in the 2015 
Technology Transitions Order, including the rules that doubled the time 
period during which an incumbent LEC must wait to implement the planned 
copper retirement after the Commission's publication of public notice 
from 90 days to 180 days, required direct notice to retail customers, 
and expanded the types of information that must be disclosed. The NPRM 
also proposes eliminating the rule preventing incumbent LECs from 
disclosing information about planned network changes with certain 
entities until public notice has been given of those planned changes, 
and also seeks comment on eliminating section 68.110(b), which requires 
that a carrier notify its customers when changes to its facilities, 
equipment, operations, or procedures might render customers' terminal 
equipment incompatible with those facilities, equipment, operations, or 
procedures. In addition, the NPRM proposes targeted measures and/or 
seeks comment on potential rule changes to shorten timeframes and 
eliminate unnecessary regulatory process encumbrances that carriers 
face to maintain legacy services they seek to discontinue.

E. Steps Taken To Minimize Significant Economic Impact on Small 
Entities, and Significant Alternatives Considered

    125. The RFA requires an agency to describe any significant 
alternatives that it has considered in reaching its proposed approach, 
which may include the following four alternatives (among others): (1) 
The establishment of differing compliance or reporting requirements or 
timetables that take into account the resources available to small 
entities; (2) the clarification, consolidation, or simplification of 
compliance or reporting requirements under the rule for small entities; 
(3) the use of performance, rather than design, standards; and (4) an 
exemption from coverage of the rule, or any part thereof, for small 
entities.
    126. The Commission proposes to adopt specific changes to its pole 
attachment timeline that would provide a predictable, timely process 
for parties to obtain pole attachments, while maintaining the interests 
of utilities and existing attachers in preserving safety, reliability, 
and sound engineering. In consideration of the new timeline, the 
Commission seeks comments on alternatives that might help smaller 
utilities and attachers: (1) Whether it would be reasonable to cap at 
45 days a utility's review of a large number of pole attachment 
applications; (2) whether it is reasonable to combine the survey, 
estimate, and acceptance stages of the current Commission pole 
attachment timeline into one step with a condensed timeframe; and (3) 
whether 30 days is long enough for existing attachers to complete 
routine make-ready work. The Commission also seeks alternatives to its 
current make-ready process in the areas of: (1) The expanded use of 
utility-approved contractors to perform make-ready work; (2) allowing 
existing attachers to observe the make-ready work being performed by 
new attachers and their contractors; (3) requiring utilities and 
attachers to agree on the specific contractors to perform make-ready 
work on their equipment; (4) allowing new attachers to perform routine 
make-ready work on all pole equipment without involving existing 
attachers; and (5) establishing pole attachment processes modeled after 
``one-touch, make-ready'', ``right-touch, make-ready'', and other 
approaches. The Commission also seeks alternatives to its current 
complaint process as the best way to keep make-ready costs just and 
reasonable, asks whether a bonus payment or multiplier could be used to 
incent existing attachers to meet their make-ready timelines, asks 
about ways to incent private negotiations between new and existing 
attachers to govern the make-ready process (e.g., allowing a new 
attacher to select a default contractor to perform make-ready, 
penalizing existing attachers that fail to meet make-ready deadlines), 
asks whether utilities should be required to make information available 
online regarding the cost, location, and availability of poles and 
conduits, asks whether a flat per-pole make-ready fee would be 
preferable to the current method of allocating make-ready costs, asks 
whether utilities should be required to reimburse attachers for the 
costs of new attachments that subsequently benefit utilities (which 
might benefit new entrants, especially small entities with limited 
resources), asks whether the Commission should eliminate all capital 
costs from its pole attachment rate formulas, asks about the 
appropriate pole attachment rate for attachers providing commingled 
cable and telecommunications services, and asks whether we should adopt 
a shot clock for all pole attachment complaints (not just those related 
to pole access).
    127. The NPRM also seeks comment on the need to revise the 
requirements of our network change disclosure rules applicable to 
copper retirements to reduce barriers to investment in next-generation 
technologies and promote broadband deployment. To that end, the NPRM 
seeks comment on eliminating section 51.332 in its entirety and 
returning to a more streamlined version of the pre-2015 Technology 
Transitions Order requirements for handling copper retirements subject 
to section 251(c)(5) of the Act. Specifically, the NPRM seeks comment 
on reinstating the less burdensome requirements under section 51.333(c) 
of the Commission's rules applicable to copper retirements prior to 
adoption of the 2015 Technology

[[Page 22473]]

Transitions Order. In the alternative, the NPRM seeks comment on 
eliminating all differences between copper retirement and other network 
change notice requirements, rendering copper retirement changes subject 
to the same long-term or, where applicable, short-term network change 
notice requirements as all other types of network changes subject to 
section 251(c)(5). As a third alternative, the NPRM seeks comment on 
retaining but amending section 51.332 to streamline the process. 
Specifically, the NPRM seeks comment on revising section 51.332 to: (1) 
Require an incumbent LECs to serve its notice only to telephone 
exchange service providers that directly interconnect with the 
incumbent LEC's network, rather than ``each entity within the affected 
service area that directly interconnects with the incumbent LEC's 
network''; (2) reduce the waiting period to 90 days from 180 days after 
the Commission releases its public notice before the incumbent LEC may 
implement the planned copper retirement; (3) provide greater 
flexibility regarding the time in which an incumbent LEC must file the 
requisite certification; and (4) reduce the waiting period to 30 days 
where the copper facilities being retired are no longer being used to 
serve any customers in the affected service area; and to potentially 
reinstate the objection procedures applicable under the rules in place 
prior to the 2015 Technology Transitions Order if section 51.332 is 
eliminated. The NPRM also proposes to eliminate the prohibition on 
incumbent LECs disclosing information about planned network changes 
prior to giving public notice of those planned changes. And the NPRM 
seeks comment on eliminating or modifying section 68.110(b), which 
requires that a carrier notify its customers when changes to its 
facilities, equipment, operations, or procedures might render 
customers' terminal equipment incompatible with those facilities, 
equipment, operations, or procedures.
    128. The NPRM seeks comment on proposals to streamline the section 
214(a) discontinuance process for applications that seek authorization 
to ``grandfather'' low-speed legacy services, such as TDM services at 
lower-than-DS1 speeds (below 1.544 Mbps), for existing customers. 
Specifically, the proposals seek to reduce the public comment period to 
10 days for applications from both dominant and non-dominant carriers 
seeking to grandfather legacy low-speed services. The proposals also 
seek to revise the Commission's discontinuance rules to provide for 
automatic grant of applications by both dominant and non-dominant 
carriers to grandfather low-speed legacy services on the 25th day after 
the Commission has released a public notice seeking comment on an 
application, unless the Commission notifies the applicant that such a 
grant will not be automatically effective.
    129. The NPRM seeks comment on proposals to streamline the 
discontinuance process for any application seeking authorization to 
discontinue legacy data services that have been grandfathered for a 
period of no less than 180 days prior to the filing of the application. 
The proposals seek to adopt a uniform public comment period of 10 days 
for all applications seeking to discontinue legacy data services that 
have previously been grandfathered, regardless of whether the carrier 
filing the application is a dominant or non-dominant carrier. 
Additionally, the proposals seek to provide for automatic grant of 
these applications on the 31st day after filing, unless the Commission 
notifies the applicant that such a grant will not be automatically 
effective.
    130. The NPRM seeks comment on revising the discontinuance rule 
pertaining to discontinuance applications filed in response to a copper 
retirement notice to reflect any subsequent changes to the copper 
retirement rules and any other streamlining measures that could be 
taken.
    131. The NPRM seeks comment on reversing the Commission's 2015 
``clarification'' of section 214(a) that substantially expanded the 
scope of end users that a carrier must consider in determining whether 
it is required to obtain section 214 discontinuance authority, and, 
going forward, interpret section 214(a) to require a carrier to take 
into account only its own end users when evaluating whether the carrier 
will ``discontinue, reduce, or impair service to a community, or part 
of a community.''
    132. The Commission believes that its proposals and potential rule 
changes upon which the NPRM seeks comment will benefit all carriers, 
regardless of size. The proposals and potential rule changes would 
further the goal of reducing regulatory burdens, thus facilitating 
investment in next-generation networks and promoting broadband 
deployment. We anticipate that a more modernized regulatory scheme will 
encourage carriers to invest in and deploy even more advanced 
technologies as they evolve.

F. Federal Rules That May Duplicate, Overlap, or Conflict With the 
Proposed Rule

    133. None.

VI. Procedural Matters

A. Ex Parte Rules

    134. The proceeding related to this NPRM shall be treated as a 
``permit-but-disclose'' proceeding in accordance with the Commission's 
ex parte rules. Persons making ex parte presentations must file a copy 
of any written presentation or a memorandum summarizing any oral 
presentation within two business days after the presentation (unless a 
different deadline applicable to the Sunshine period applies). Persons 
making oral ex parte presentations are reminded that memoranda 
summarizing the presentation must (1) list all persons attending or 
otherwise participating in the meeting at which the ex parte 
presentation was made, and (2) summarize all data presented and 
arguments made during the presentation. If the presentation consisted 
in whole or in part of the presentation of data or arguments already 
reflected in the presenter's written comments, memoranda or other 
filings in the proceeding, the presenter may provide citations to such 
data or arguments in his or her prior comments, memoranda, or other 
filings (specifying the relevant page and/or paragraph numbers where 
such data or arguments can be found) in lieu of summarizing them in the 
memorandum. Documents shown or given to Commission staff during ex 
parte meetings are deemed to be written ex parte presentations and must 
be filed consistent with Rule 1.1206(b). In proceedings governed by 
Rule 1.49(f) or for which the Commission has made available a method of 
electronic filing, written ex parte presentations and memoranda 
summarizing oral ex parte presentations, and all attachments thereto, 
must be filed through the electronic comment filing system available 
for that proceeding, and must be filed in their native format (e.g., 
.doc, .xml, .ppt, searchable .pdf). Participants in this proceeding 
should familiarize themselves with the Commission's ex parte rules.

B. Initial Regulatory Flexibility Analysis

    135. Pursuant to the Regulatory Flexibility Act (RFA), the 
Commission has prepared an Initial Regulatory Flexibility Analysis 
(IRFA) of the possible significant economic impact on small entities of 
the policies and actions considered in this NPRM. The text of

[[Page 22474]]

the IRFA is set forth above. Written public comments are requested on 
this IRFA. Comments must be identified as responses to the IRFA and 
must be filed by the deadlines for comments on the NPRM. The 
Commission's Consumer and Governmental Affairs Bureau, Reference 
Information Center, will send a copy of the NPRM, including the IRFA, 
to the Chief Counsel for Advocacy of the Small Business Administration.

C. Paperwork Reduction Act

    136. This document contains proposed new and modified information 
collection requirements. The Commission, as part of its continuing 
effort to reduce paperwork burdens, invites the general public and the 
Office of Management and Budget to comment on the information 
collection requirements contained in this document, as required by the 
Paperwork Reduction Act of 1995, Public Law 104-13. In addition, 
pursuant to the Small Business Paperwork Relief Act of 2002, Public Law 
107-198, see 44 U.S.C. 3506(c)(4), we seek specific comment on how we 
might further reduce the information collection burden for small 
business concerns with fewer than 25 employees.

VII. Ordering Clauses

    137. Accordingly, it is ordered that, pursuant to the authority 
contained in sections 1-4, 201, 202, 214, 224, 251, 253 and 303(r) of 
the Communications Act of 1934, as amended, 47 U.S.C. 151-154, 201, 
202, 214, 224, 251, 253, 303(r), this NPRM is adopted.
    138. It is further ordered that the Commission's Consumer & 
Governmental Affairs Bureau, Reference Information Center, shall send a 
copy of this NPRM to the Chief Counsel for Advocacy of the Small 
Business Administration.

List of Subjects

47 CFR Part 1

    Practice and procedure.

47 CFR Part 51

    Interconnection.

47 CFR Part 63

    Extension of lines, new lines, and discontinuance, reduction, 
outage and impairment of service by common carriers; and Grants of 
recognized private operating agency status.

Federal Communications Commission.
Marlene H. Dortch,
Secretary.

Proposed Rules

    For the reasons discussed in the preamble, the Federal 
Communications Commission proposes to amend 47 CFR parts 1, 51, and 63 
as follows:

PART 1--PRACTICE AND PROCEDURE

0
1. The authority for part 1 continues to read as follows:

    Authority:  15 U.S.C. 79 et seq., 47 U.S.C. 151, 154(i) and (j), 
155, 157, 160, 201, 224, 225, 227, 303, 309, 301, 332, 1403, 1404, 
1451, 1452, and 1455.
0
2. Amend Sec.  1.1403 by revising paragraphs (a) and (b) to read as 
follows:


Sec.  1.1403  Duty to provide access; modifications; notice of removal, 
increase or modification; petition for temporary stay; and cable 
operator notice.

    (a) A utility shall provide a cable television system or any 
telecommunications carrier with nondiscriminatory access to any pole, 
duct, conduit, or right-of-way owned or controlled by it. A utility 
that is a local exchange carrier shall provide any incumbent local 
exchange carrier (as defined in 47 U.S.C. 251(h)) with 
nondiscriminatory access to any pole, duct, conduit, or right-of-way 
owned or controlled by it. Notwithstanding either of the foregoing 
obligations, a utility may deny a cable television system or any 
telecommunications carrier, and a utility that is a local exchange 
carrier may deny an incumbent local exchange carrier, access to its 
poles, ducts, conduits, or rights-of-way, on a non-discriminatory basis 
where there is insufficient capacity or for reasons of safety, 
reliability and generally applicable engineering purposes.
    (b) Requests for access to a utility's poles, ducts, conduits, or 
rights-of-way by a telecommunications carrier or cable operator must be 
in writing. If access is not granted within 15 days of the request for 
access, the utility must confirm the denial in writing by the 15th day 
(or within the timelines set forth in section 1.1420(g)). The utility's 
denial of access shall be specific, shall include all relevant evidence 
and information supporting its denial, and shall explain how such 
evidence and information relate to a denial of access for reasons of 
lack of capacity, safety, reliability or engineering standards.
* * * * *
0
3. Amend Sec.  1.1404 by revising paragraph (k) to read as follows:


Sec.  1.1404   Complaint.

* * * * *
    (k) The complaint shall include:
    (1) A certification that the complainant has, in good faith, 
engaged or attempted to engage in executive-level discussions with the 
respondent to resolve the pole attachment dispute. Executive-level 
discussions are discussions among representatives of the parties who 
have sufficient authority to make binding decisions on behalf of the 
company they represent regarding the subject matter of the discussions. 
Such certification shall include a statement that, prior to the filing 
of the complaint, the complainant mailed a certified letter to the 
respondent outlining the allegations that form the basis of the 
complaint it anticipated filing with the Commission, inviting a 
response within a reasonable period of time, and offering to hold 
executive-level discussions regarding the dispute; and
    (2) A certification that the complainant and respondent have, in 
good faith, engaged in discussions to resolve procedural issues and 
deadlines associated with the pole attachment complaint process. Such 
certification shall include a statement that the complainant has 
contacted the Commission to disclose the results of the pre-complaint 
discussions with respondent.
    (3) A refusal by a respondent to engage in the discussions 
contemplated in this paragraph shall constitute an unreasonable 
practice under section 224 of the Act.
* * * * *
0
4. Amend Sec.  1.1409 by revising paragraph (c) to read as follows:


Sec.  1.1409  Commission consideration of the complaint.

* * * * *
    (c) The Commission shall determine whether the rate, term or 
condition complained of is just and reasonable. For the purposes of 
this paragraph, a rate is just and reasonable if it assures a utility 
the recovery of not less than the additional costs of providing pole 
attachments, nor more than an amount determined by multiplying the 
percentage of the total usable space, or the percentage of the total 
duct or conduit capacity, which is occupied by the pole attachment by 
the sum of the operating expenses and actual capital costs of the 
utility attributable to the entire pole, duct, conduit, or right-of-
way. The Commission shall exclude from actual capital costs those 
reimbursements received by the utility from cable operators and 
telecommunications carriers for non-recurring costs as set forth in 
sections 1.1404(g)(1)(xiii) and 1.1404(h)(1)(ix).
* * * * *
0
5. Amend Sec.  1.1416 by revising the section heading and paragraphs 
(b) and (c), and adding paragraph (d) to read as follows:

[[Page 22475]]

Sec.  1.1416  Imputation of rates; make-ready costs.

* * * * *
    (b) The cable television system operator or telecommunications 
carrier requesting attachment shall be responsible only for the actual 
costs of make-ready made necessary solely as a result of its new 
attachments.
    (c) The costs of modifying a facility shall be borne by all 
attachers and utilities that obtain access to the facility as a result 
of the modification and by all attachers and utilities that directly 
benefit from the modification. Each party described in the preceding 
sentence shall share proportionately in the cost of the modification. 
An attacher or a utility with a preexisting attachment to the modified 
facility shall be deemed to directly benefit from a modification if, 
after receiving notification of such modification as provided in 
subpart J of this part, it adds to or modifies its attachment. 
Notwithstanding the foregoing, an attacher or utility with a 
preexisting attachment to a pole, conduit, duct or right-of-way shall 
not be required to bear any of the costs of rearranging or replacing 
its attachment if such rearrangement or replacement is necessitated 
solely as a result of an additional attachment or the modification of 
an existing attachment sought by another party. If an attacher or 
utility makes an attachment to the facility after the completion of the 
modification, such party shall share proportionately in the cost of the 
modification if such modification rendered possible the added 
attachment.
    (d) If a utility performs make-ready, the utility shall make 
available to the cable television system operator or telecommunications 
carrier requesting attachment a schedule of its common make-ready 
charges that the new attacher may be charged.
0
6. Amend Sec.  1.1420 by revising paragraphs (c) and (d), paragraph 
(e)(1)(ii), and paragraphs (g)(3) and (4) to read as follows:


Sec.  1.1420   Timeline for access to poles, ducts, conduits, and 
rights of way.

* * * * *
    (c) Survey. A utility shall respond as described in Sec.  1.1403(b) 
to a cable television system operator or telecommunications carrier 
within 15 days of receipt of a complete application to attach 
facilities to its utility poles (or within the timelines set forth in 
paragraph (g) of this section). This response may be a notification 
that the utility has completed a survey of poles for which access has 
been requested. A complete application is an application that provides 
the utility with the information necessary under its procedures to 
begin to survey the poles.
    (d) Estimate. Where a request for access is not denied, a utility 
shall present to a cable television system operator or 
telecommunications carrier an estimate of charges to perform all 
necessary make-ready work within 7 days of providing the response 
required by Sec.  1.1420(c), or in the case where a prospective 
attacher's contractor has performed a survey, within 7 days of receipt 
by the utility of such survey.
    (1) A utility may withdraw an outstanding estimate of charges to 
perform make-ready work beginning 7 days after the estimate is 
presented.
    (2) A cable television system operator or telecommunications 
carrier may accept a valid estimate and make payment anytime after 
receipt of an estimate but before the estimate is withdrawn.
    (e) * * *
    (1) * * *
    (ii) Set a date for completion of make-ready that is no later than 
30 days after notification is sent (or 75 days in the case of larger 
orders as described in paragraph (g) of this section).
* * * * *
    (g) * * *
    (3) A utility may add 30 days to the survey period described in 
paragraph (c) of this section to pole attachment orders larger than the 
lesser of (i) 3000 poles or (ii) 5 percent of the utility's poles in a 
state.
    (4) A utility may add 45 days to the make-ready periods described 
in paragraph (e) of this section to larger orders up to the lesser of 
3000 poles or 5 percent of the utility's poles in a state.
* * * * *
0
7. Amend Sec.  1.1422 by revising the section heading and paragraphs 
(a) and (c) to read as follows:


Sec.  1.1422  Contractors for survey and make-ready.

    (a) A utility shall make available and keep up-to-date a reasonably 
sufficient list of contractors it authorizes to perform surveys and 
make-ready in the communications space on its utility poles. A utility 
shall separately identify on that list the contractors it authorizes to 
perform make-ready above the communications space on its utility poles.
* * * * *
    (c) A cable television system operator or telecommunications 
carrier that hires a contractor for survey or make-ready work shall 
provide a utility and existing attachers with a reasonable opportunity 
for their representatives to accompany and consult with the authorized 
contractor and the cable television system operator or 
telecommunications carrier requesting attachment.
* * * * *
0
8. Revise Sec.  1.1424 to read as follows:


Sec.  1.1424   Complaints by incumbent local exchange carriers.

    Complaints by an incumbent local exchange carrier (as defined in 47 
U.S.C. 251(h)) or an association of incumbent local exchange carriers 
alleging that a rate, term, or condition for a pole attachment is not 
just and reasonable shall follow the same complaint procedures 
specified for other pole attachment complaints in this part, as 
relevant. In complaint proceedings, there will be a rebuttable 
presumption that an incumbent local exchange carrier (or an association 
of incumbent local exchange carriers) is similarly situated to an 
attacher that is a telecommunications carrier (as defined in 47 U.S.C. 
251(a)(5)) or a cable television system for purposes of obtaining 
comparable rates, terms or conditions. In pole attachment rate 
complaint proceedings, it is presumed that incumbent local exchange 
carriers (or an association of incumbent local exchange carriers) may 
be charged no higher than the rate determined in accordance with 
section 1.1409(e)(2), unless a utility can rebut the presumption by 
demonstrating that this maximum rate presumption should not apply.
0
9. Add Sec.  1.1425 to subpart J to read as follows:


Sec.  1.1425   Review Period for Pole Access Complaints.

    (a) Except in extraordinary circumstances, final action on a 
complaint where a cable television system operator or 
telecommunications carrier claims that it has been denied access to a 
pole, duct, conduit, or right-of-way owned or controlled by a utility 
should be expected no later than 180 days from the date the complaint 
is filed with the Commission.
    (b) The Commission shall have the discretion to pause the 180-day 
review period in situations where actions outside the Commission's 
control are responsible for unreasonably delaying Commission review of 
an access complaint.

PART 51--INTERCONNECTION

0
10. The authority for part 51 continues to read as follows:

    Authority:  47 U.S.C. 151-55, 201-05, 207-09, 218, 220, 225-27, 
251-54, 256, 271, 303(r), 332, 1302.

[[Page 22476]]

Sec.  51.325  [Amended]

0
11. Amend Sec.  51.325 by removing paragraph (c) and redesignating 
paragraphs (d) and (e) as (c) and (d).

PART 63--EXTENSION OF LINES, NEW LINES, AND DISCONTINUANCE, 
REDUCTION, OUTAGE AND IMPAIRMENT OF SERVICE BY COMMON CARRIERS; AND 
GRANTS OF RECOGNIZED PRIVATE OPERATING AGENCY STATUS

0
12. The authority for part 63 continues to read as follows:

    Authority: Sections 1, 4(i), 4(j), 10, 11, 201-205, 214, 218, 
403 and 651 of the Communications Act of 1934, as amended, 47 U.S.C. 
151, 154(i), 154(j), 160, 201-205, 214, 218, 403, and 571, unless 
otherwise noted.

0
13. Amend Sec.  63.60 by redesignating paragraphs (d) through (h) as 
(e) through (i), and adding new paragraph (d) to read as follows:


Sec.  63.60  Definitions.

* * * * *
    (d) Grandfather means to maintain the provision of a service to 
existing customers while ceasing to offer that service to new 
customers.
* * * * *
0
14. Amend Sec.  63.71 by adding paragraph (a)(5)(iii) and (a)(8), 
revising paragraph (c), removing paragraph (d), redesignating 
paragraphs (e) and (f) as (d) and (e), adding new paragraph (f), and 
revising paragraph (g) to read as follows:


Sec.  63.71  Procedures for discontinuance, reduction or impairment of 
service by domestic carriers.

    (a) * * *
    (5) * * *
    (iii) Notwithstanding paragraphs (a)(5)(i) and (ii) of this 
section, if any carrier, dominant or non-dominant, seeks to either 
grandfather legacy service operating at speeds lower than 1.544 Mbps; 
or discontinue, reduce, or impair legacy data service that has been 
grandfathered for a period of no less than 180 days consistent with the 
criteria established in paragraph (a)(8) of this section, the notice 
shall state: The FCC will normally authorize this proposed 
discontinuance of service (or reduction or impairment) unless it is 
shown that customers would be unable to receive service or a reasonable 
substitute from another carrier or that the public convenience and 
necessity is otherwise adversely affected. If you wish to object, you 
should file your comments as soon as possible, but no later than 10 
days after the Commission releases public notice of the proposed 
discontinuance. You may file your comments electronically through the 
FCC's Electronic Comment Filing System using the docket number 
established in the Commission's public notice for this proceeding, or 
you may address them to the Federal Communications Commission, Wireline 
Competition Bureau, Competition Policy Division, Washington, DC 20554, 
and include in your comments a reference to the Sec.  63.71 Application 
of (carrier's name). Comments should include specific information about 
the impact of this proposed discontinuance (or reduction or impairment) 
upon you or your company, including any inability to acquire reasonable 
substitute service.
* * * * *
    (8) For applications to discontinue, reduce, or impair a legacy 
data service that has been grandfathered for a period of no less than 
180 days, in order to be eligible for automatic grant under paragraph 
(f) of this section, an applicant must include in its application a 
statement confirming that they received Commission authority to 
grandfather the service at issue at least 180 days prior to filing the 
current application.
* * * * *
    (c) The carrier shall file with this Commission, on or after the 
date on which notice has been given to all affected customers, an 
application which shall contain the following:
    (1) Caption--``Section 63.71 Application'';
    (2) Information listed in Sec.  63.71(a) (1) through (4) above;
    (3) Information listed in Sec.  63.71(a) (6) through (8) above, if 
applicable;
    (4) Brief description of the dates and methods of notice to all 
affected customers;
    (5) Whether the carrier is considered dominant or non-dominant with 
respect to the service to be discontinued, reduced or impaired; and
    (6) Any other information the Commission may require.
* * * * *
    (f) Notwithstanding paragraph (e) of this section, an application 
filed by any carrier seeking to grandfather legacy service operating at 
speeds lower than 1.544 Mbps for existing customers shall be 
automatically granted on the 25th day after its filing with the 
Commission without any Commission notification to the applicant unless 
the Commission has notified the applicant that the grant will not be 
automatically effective. For purposes of this section, an application 
will be deemed filed on the date the Commission releases public notice 
of the filing.
    (g) An application seeking to:
    (1) Discontinue, reduce, or impair a service for which the 
requesting carrier has had no customers or reasonable requests for 
service during the 60-day period immediately preceding the filing of 
the application; or
    (2) Discontinue, reduce, or impair a legacy data service that has 
been grandfathered for no less than the 180-day period immediately 
preceding the filing of the application, shall be automatically granted 
on the 31st day after its filing with the Commission without any 
Commission notification to the applicant, unless the Commission has 
notified the applicant that the grant will not be automatically 
effective.
* * * * *
[FR Doc. 2017-09689 Filed 5-15-17; 8:45 am]
 BILLING CODE 6712-01-P



                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                           22453

                                                  9957–81), requires persons that                         must be submitted for inclusion in the                apps.fcc.gov/ecfs/. Follow the
                                                  manufacture (defined by statute to                      public docket. Information so marked                  instructions for submitting comments.
                                                  include import) or process, or intend to                will not be disclosed except in                          D Mail: Parties who choose to file by
                                                  manufacture or process those chemical                   accordance with procedures set forth in               paper must file an original and one copy
                                                  substances subject to the rule to report                40 CFR part 2.                                        of each filing. If more than one docket
                                                  to EPA the specific chemical identity,                    2. Tips for preparing your comments.                or rulemaking number appears in the
                                                  production volume, methods of                           When preparing and submitting your                    caption of this proceeding, filers must
                                                  manufacture and processing, exposure                    comments, see the commenting tips at                  submit two additional copies for each
                                                  and release information, and existing                   http://www.epa.gov/dockets/                           additional docket or rulemaking
                                                  information concerning environmental                    comments.html.                                        number. Filings can be sent by hand or
                                                  and health effects.                                       Authority: 15 U.S.C. 2601 et seq.                   messenger delivery, by commercial
                                                  III. What action is the agency taking?                                                                        overnight courier, or by first-class or
                                                                                                            Dated: May 10, 2017.
                                                                                                                                                                overnight U.S. Postal Service mail. All
                                                     EPA is announcing the availability of                Wendy Cleland-Hamnett,
                                                                                                                                                                filings must be addressed to the
                                                  and requesting public comment on the                    Acting Assistant Administrator, Office of             Commission’s Secretary, Office of the
                                                  draft guidance document, entitled:                      Chemical Safety and Pollution Prevention.
                                                                                                                                                                Secretary, Federal Communications
                                                  ‘‘Guidance on EPA’s Section 8(a)                        [FR Doc. 2017–09998 Filed 5–12–17; 4:15 pm]
                                                                                                                                                                Commission. All hand-delivered or
                                                  Information Gathering Rule on                           BILLING CODE 6560–50–P                                messenger-delivered paper filings for
                                                  Nanomaterials in Commerce’’. This draft                                                                       the Commission’s Secretary must be
                                                  guidance provides answers to questions                                                                        delivered to FCC Headquarters at 445
                                                  the Agency has received from                            FEDERAL COMMUNICATIONS                                12th St. SW., Room TW–A325,
                                                  manufacturers (includes importers) and                  COMMISSION                                            Washington, DC 20554. The filing hours
                                                  processors regarding the rule.                                                                                are 8:00 a.m. to 7:00 p.m. All hand
                                                     This draft guidance is being made                    47 CFR Parts 1, 51, and 63                            deliveries must be held together with
                                                  available on the Agency’s Web site at                   [WC Docket No. 17–84; FCC 17–37]                      rubber bands or fasteners. Any
                                                  https://www.epa.gov/reviewing-new-                                                                            envelopes and boxes must be disposed
                                                  chemicals-under-toxic-substances-                       Accelerating Wireline Broadband                       of before entering the building.
                                                  control-act-tsca/control-nanoscale-                     Deployment by Removing Barriers to                    Commercial overnight mail (other than
                                                  materials-under#guidance, and is also                   Infrastructure Investment                             U.S. Postal Service Express Mail and
                                                  available in the docket (docket ID                                                                            Priority Mail) must be sent to 9300 East
                                                  number EPA–HQ–OPPT–2010–0572).                          AGENCY:  Federal Communications
                                                                                                          Commission.                                           Hampton Drive, Capitol Heights, MD
                                                  Please go to http://www.regulations.gov                                                                       20743. U.S. Postal Service first-class,
                                                  to access the docket and follow the                     ACTION: Proposed rule.
                                                                                                                                                                Express, and Priority mail must be
                                                  online instructions to submit comments.                 SUMMARY:   In this document, a Notice of              addressed to 445 12th Street SW.,
                                                     EPA is accepting comments regarding                  Proposed Rulemaking (NPRM) seeks                      Washington DC 20554.
                                                  the guidance, but is not accepting                      comment on a number of actions                           D People with Disabilities: To request
                                                  comments regarding the rule itself,                     designed to remove regulatory barriers                materials in accessible formats for
                                                  which has already been finalized.                       to infrastructure investment at the                   people with disabilities (braille, large
                                                  IV. What is the agency’s authority for                  federal, state, and local level, speed the            print, electronic files, audio format),
                                                  taking this action?                                     transition from copper networks and                   send an email to fcc504@fcc.gov or call
                                                    The final rule was issued under the                   legacy services to next-generation                    the Consumer & Governmental Affairs
                                                  authority in section 8(a) of the Toxic                  networks and services, and reform                     Bureau at 202–418–0530 (voice), 202–
                                                  Substances Control Act as amended by                    Commission regulations that increase                  418–0432 (tty).
                                                  the Frank R. Lautenberg Chemical                        costs and slow broadband deployment.                     For detailed instructions for
                                                  Safety for the 21st Century Act (TSCA),                 The NPRM seeks comment on pole                        submitting comments and additional
                                                  15 U.S.C. 2601 et seq., which provides                  attachment reforms, changes to the                    information on the rulemaking process,
                                                  EPA with authority to require reporting,                copper retirement and other network                   see the SUPPLEMENTARY INFORMATION
                                                  recordkeeping and testing, and impose                   change notification processes, and                    section of this document. In addition to
                                                  restrictions relating to chemical                       changes to the section 214(a)                         filing comments with the Secretary, a
                                                  substances and/or mixtures.                             discontinuance application process. The               copy of any comments on the
                                                                                                          Commission adopted the NPRM in                        Paperwork Reduction Act information
                                                  V. What should I consider as I prepare                  conjunction with a Notice of Inquiry                  collection requirements contained
                                                  my comments for EPA?                                    and Request for Comment in WC Docket                  herein should be submitted to the
                                                     1. Submitting CBI. Do not submit this                No. 17–84.                                            Federal Communications Commission
                                                  information to EPA through                              DATES: Comments are due on or before                  via email to PRA@fcc.gov and to Nicole
                                                  regulations.gov or email. Clearly mark                  June 15, 2017, and reply comments are                 Ongele, Federal Communications
                                                  the part or all of the information that                 due on or before July 17, 2017. Written               Commission, via email to
                                                  you claim to be CBI. For CBI                            comments on the Paperwork Reduction                   Nicole.Ongele@fcc.gov.
                                                  information in a disk or CD–ROM that                    Act proposed information collection                   FOR FURTHER INFORMATION CONTACT:
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                                                  you mail to EPA, mark the outside of the                requirements must be submitted by the                 Wireline Competition Bureau,
                                                  disk or CD–ROM as CBI and then                          public, Office of Management and                      Competition Policy Division, Michele
                                                  identify electronically within the disk or              Budget (OMB), and other interested                    Berlove, at (202) 418–1477,
                                                  CD–ROM the specific information that                    parties on or before July 17, 2017.                   michele.berlove@fcc.gov, or Michael
                                                  is claimed as CBI. In addition to one                   ADDRESSES: You may submit comments,                   Ray, at (202) 418–0357, michael.ray@
                                                  complete version of the comment that                    identified by WC Docket No. 17–84, by                 fcc.gov. For additional information
                                                  includes information claimed as CBI, a                  any of the following methods:                         concerning the Paperwork Reduction
                                                  copy of the comment that does not                          D Federal Communications                           Act information collection requirements
                                                  contain the information claimed as CBI                  Commission’s Web site: http://                        contained in this document, send an


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                                                  22454                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  email to PRA@fcc.gov or contact Nicole                  people with disabilities (braille, large              exchange carriers (LECs) to ‘‘afford
                                                  Ongele at (202) 418–2991.                               print, electronic files, audio format),               access to the poles, ducts, conduits, and
                                                  SUPPLEMENTARY INFORMATION: This is a                    send an email to fcc504@fcc.gov or call               rights-of-way of such carrier to
                                                  summary of the Commission’s Notice of                   the Consumer & Governmental Affairs                   competing providers of
                                                  Proposed Rulemaking (NPRM) in WC                        Bureau at 202–418–0530 (voice), 202–                  telecommunications service . . . .’’
                                                  Docket No. 17–84, adopted April 20,                     418–0432 (tty).                                       Section 224(a)(4) of the Act defines a
                                                  2017 and released April 21, 2017. The                   Synopsis                                              pole attachment as any attachment by a
                                                  full text of this document is available for                                                                   cable television system or provider of
                                                  public inspection during regular                        I. Introduction                                       telecommunications service to a pole,
                                                  business hours in the FCC Reference                        1. High-speed broadband is an                      duct, conduit, or right-of-way owned or
                                                  Information Center, Portals II, 445 12th                increasingly important gateway to jobs,               controlled by a utility. Accordingly,
                                                  Street SW., Room CY–A257,                               health care, education, information, and              unless specified otherwise, we use the
                                                  Washington, DC 20554. It is available on                economic development. Access to high-                 term ‘‘pole attachment’’ in this NPRM to
                                                  the Commission’s Web site at http://                    speed broadband can create economic                   refer to attachments not only to poles,
                                                  transition.fcc.gov/Daily_Releases/Daily_                opportunity, enabling entrepreneurs to                but to ducts, conduits, and rights-of-way
                                                  Business/2017/db0421/FCC-17-                            create businesses, immediately reach                  as well. ‘‘Make-ready’’ generally refers
                                                  37A1.pdf.                                               customers throughout the world, and                   to the modification of poles or lines or
                                                     Pursuant to sections 1.415 and 1.419                 revolutionize entire industries. Today,               the installation of certain equipment
                                                  of the Commission’s rules, 47 CFR                       we propose and seek comment on a                      (e.g., guys and anchors) to accommodate
                                                  1.415, 1.419, interested parties may file               number of actions designed to accelerate              additional facilities. The Act also allows
                                                  comments and reply comments on or                       the deployment of next-generation                     states to reverse-preempt the
                                                  before the dates indicated on the first                 networks and services by removing                     Commission’s regulations so long as
                                                  page of this document. Comments may                                                                           they meet certain federal standards. To
                                                                                                          barriers to infrastructure investment.
                                                  be filed using the Commission’s                                                                               date, twenty states and the District of
                                                                                                             2. This NPRM seeks to better enable
                                                  Electronic Comment Filing System                                                                              Columbia have reverse-preempted
                                                                                                          broadband providers to build, maintain,
                                                  (ECFS). See Electronic Filing of                                                                              Commission jurisdiction over the rates,
                                                                                                          and upgrade their networks, which will
                                                  Documents in Rulemaking Proceedings,                                                                          terms, and conditions of pole
                                                                                                          lead to more affordable and available
                                                  63 FR 24121 (1998), http://www.fcc.gov/
                                                                                                          Internet access and other broadband                   attachments in their states.
                                                  Bureaus/OGC/Orders/1998/
                                                                                                          services for consumers and businesses                    5. We seek to exercise this authority
                                                  fcc98056.pdf.
                                                     • Electronic Filers: Comments may be                 alike. Today’s actions propose to                     to accelerate the deployment of next-
                                                  filed electronically using the Internet by              remove regulatory barriers to                         generation infrastructure so that
                                                  accessing the ECFS: https://                            infrastructure investment at the federal,             consumers in all regions of the Nation
                                                  www.fcc.gov/ecfs/.                                      state, and local level; suggest changes to            can enjoy the benefits of high-speed
                                                     • Paper Filers: Parties who choose to                speed the transition from copper                      Internet access as well as additional
                                                  file by paper must file an original and                 networks and legacy services to next-                 competition.
                                                  one copy of each filing. If more than one               generation networks and services; and
                                                  docket or rulemaking number appears in                  propose to reform Commission                          A. Speeding Access to Poles
                                                  the caption of this proceeding, filers                  regulations that increase costs and slow
                                                                                                          broadband deployment.                                    6. We seek comment on proposals to
                                                  must submit two additional copies for                                                                         streamline and accelerate the
                                                  each additional docket or rulemaking                    II. Pole Attachment Reforms                           Commission-established timeline for
                                                  number. Filings can be sent by hand or
                                                                                                             3. Pole attachments are a key input for            processing pole attachment requests,
                                                  messenger delivery, by commercial
                                                                                                          many broadband deployment projects.                   which currently envisions up to a five-
                                                  overnight courier, or by first-class or
                                                                                                          Reforms which reduce pole attachment                  month process (assuming all
                                                  overnight U.S. Postal Service mail. All
                                                                                                          costs and speed access to utility poles               contemplated deadlines are met).
                                                  filings must be addressed to the
                                                                                                          would remove significant barriers to                  Several proposals to speed pole access
                                                  Commission’s Secretary, Office of the
                                                  Secretary, Federal Communications                       broadband infrastructure deployment                   allow telecommunications and cable
                                                  Commission. All hand-delivered or                       and in turn increase broadband                        providers seeking to add equipment to
                                                  messenger-delivered paper filings for                   availability and competition in the                   a utility pole (a ‘‘new attacher’’) to
                                                  the Commission’s Secretary must be                      provision of high-speed services.                     adjust, on an expedited basis, the
                                                  delivered to FCC Headquarters at 445                       4. The Communications Act of 1934,                 preexisting equipment of the utility and
                                                  12th St. SW., Room TW–A325,                             as amended (Act), grants the                          other providers already on that pole
                                                  Washington, DC 20554. The filing hours                  Commission authority to regulate                      (‘‘existing attachers’’). We emphasize at
                                                  are 8:00 a.m. to 7:00 p.m. All hand                     attachments to utility-owned and                      the outset that we are seeking to develop
                                                  deliveries must be held together with                   -controlled poles, ducts, conduits, and               an approach that balances the legitimate
                                                  rubber bands or fasteners. Any                          rights-of-way (collectively, poles).                  needs and interests of new attachers,
                                                  envelopes and boxes must be disposed                    Among other things, the Act authorizes                existing attachers, utilities, and the
                                                  of before entering the building.                        the Commission to prescribe rules                     public. In particular, we recognize that
                                                  Commercial overnight mail (other than                   ensuring ‘‘just and reasonable’’ ‘‘rates,             speeding access to poles could raise
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                                                  U.S. Postal Service Express Mail and                    terms, and conditions’’ for pole                      meaningful concerns about safety and
                                                  Priority Mail) must be sent to 9300 East                attachments and ‘‘nondiscriminatory                   protection of existing infrastructure. We
                                                  Hampton Drive, Capitol Heights, MD                      access’’ to poles, rules defining pole                intend to work toward an approach that
                                                  20743. U.S. Postal Service first-class,                 attachment rates for attachers that are               facilitates new attachments without
                                                  Express, and Priority mail must be                      cable television systems and                          creating undue risk of harm. We intend
                                                  addressed to 445 12th Street SW.,                       telecommunications carriers, rules                    for the proposals below to be a starting
                                                  Washington DC 20554.                                    regarding the apportionment of make-                  point that will stimulate refinements as
                                                     • People with Disabilities: To request               ready costs between utilities and                     we work toward potential adoption of a
                                                  materials in accessible formats for                     attachers, and rules requiring all local              final pole attachment process.


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                          22455

                                                  1. Speeding the Current Commission                         10. Survey, Cost Estimate, and                     attachers, and allowing the use of
                                                  Pole Attachment Timeline                                Acceptance. We seek comment on                        extension arms to increase pole
                                                     7. We seek comment on potential                      whether the review period for pole                    capacity?
                                                  reforms to the various steps of the                     attachment applications should still                     12. In addition, the Commission has
                                                                                                          include time for the utility to survey the            adopted longer maximum periods for
                                                  Commission’s current pole attachment
                                                                                                          poles for which access has been                       existing attachers and utilities to
                                                  timeline to facilitate timely access to
                                                                                                          requested. With regard to the estimate                complete make-ready work in the case
                                                  poles. Access to poles, including the
                                                                                                          and acceptance steps of the current pole              of large pole attachment orders (an
                                                  preparation of poles for new
                                                                                                          access timeline, should we require a                  additional 45 days) and in the case of
                                                  attachments, must be timely in order to
                                                                                                          timeframe for these steps that is shorter             wireless attachments above the
                                                  constitute just and reasonable access
                                                                                                          than the current 28 days? Would it be                 communications space (a total of up to
                                                  under section 224 of the Act. The
                                                                                                          reasonable to combine these steps into                90 days for such attachments or up to
                                                  Commission’s current four-stage
                                                                                                          a condensed 14-day (or 10-day) period?                135 days in the case of large wireless
                                                  timeline for wireline and wireless
                                                                                                          Could we wrap these two steps into the                attachment orders). We seek comment
                                                  requests to access the ‘‘communications                                                                       on whether it is reasonable to retain
                                                  space’’ on utility poles, adopted in 2011,              make-ready timeframe? Would it be
                                                                                                          reasonable to eliminate these two steps               these extended time periods for large
                                                  provides for periods that do not exceed:                                                                      pole attachment orders and for wireless
                                                  application review and engineering                      entirely? If so, without the estimate and
                                                                                                          acceptance steps, then what alternatives              attachments above the communications
                                                  survey (45 days), cost estimate (14                                                                           space. We seek comment on reasonable
                                                  days), attacher acceptance (14 days),                   should there be for requiring utilities
                                                                                                          and new attachers to come to an                       alternatives to these timelines, bearing
                                                  and make-ready (60–75 days). It also                                                                          in mind the safety concerns inherent in
                                                  allows timeline modifications for                       agreement on make-ready costs?
                                                                                                                                                                make-ready work above the
                                                  wireless attachments above the                             11. Make-Ready. We also seek
                                                                                                                                                                communications space on a pole and
                                                  communications space and for large                      comment on approaches to shorten the
                                                                                                                                                                the manpower concerns of existing
                                                  requests.                                               make-ready work timeframe. The
                                                                                                                                                                attachers and utilities when having to
                                                     8. Application Review. We seek                       Commission currently requires that
                                                                                                                                                                perform make-ready on large numbers of
                                                  comment on whether we should require                    utilities give existing attachers a period
                                                                                                                                                                poles in a condensed time period.
                                                  a utility to review and make a decision                 not to exceed 60 days after the make-
                                                  on a completed pole attachment                          ready notice is sent to complete work on              2. Alternative Pole Attachment
                                                  application within a timeframe shorter                  their equipment in the communications                 Processes
                                                  than the current 45 days. Is 15 days a                  space of a pole. In adopting a 60-day                    13. We seek comment generally on
                                                  reasonable timeframe for utilities to act               maximum period for existing attachers                 possible alternatives to the
                                                  on a completed pole attachment                          to complete make-ready work, the 2011                 Commission’s current pole attachment
                                                  application? Is 30 days? We seek                        Pole Attachment Order recommended as                  process that might speed access to
                                                  comment on, and examples of, current                    a ‘‘best practice’’ a make-ready period of            poles. We also seek comment on
                                                  timelines for the consideration of pole                 30 days or less for small pole                        potential remedies, penalties, and other
                                                  attachment applications, especially in                  attachment requests and 45 days for                   ways to incent utilities, existing
                                                  states that regulate their own rates,                   medium-size requests. Should the                      attachers, and new attachers to work
                                                  terms, and conditions for pole access. If               Commission adopt as requirements the                  together to speed the pole attachment
                                                  we adopt a shorter timeline, we also                    ‘‘best practices’’ timeframes set forth in            timeline. If the Commission were to
                                                  seek comment on situations in which it                  the 2011 Pole Attachment Order? What                  adopt any of the revisions proposed
                                                  might be reasonable for the utility’s                   other timeframes would be reasonable,                 below or other revisions to our process,
                                                  review of a pole attachment application                 recognizing the safety concerns and                   would section 224 of the Act support
                                                  to extend beyond the new shortened                      property interests of existing attachers              such an approach? What other statutory
                                                  timeline.                                               and utilities when conducting make-                   authority could the Commission rely on
                                                     9. In addition, we seek comment on                   ready work on a pole? We seek                         in adopting such changes? In
                                                  retaining the existing Commission rule                  comment on any state experience with                  considering the proposals below for
                                                  allowing utilities 15 extra days to                     this phase of the make-ready process—                 alternatives to the pole attachment
                                                  consider pole attachment applications                   how long is it taking existing attachers              timeline, we seek comment on the need
                                                  in the case of large orders (i.e., up to the            to perform make-ready work in states                  to balance the benefits of these
                                                  lesser of 3,000 poles or five percent of                that are not subject to Commission pole               alternatives against the safety and
                                                  the utility’s poles in a state). We also                attachment jurisdiction? Do existing                  property concerns that are paramount to
                                                  seek comment on capping, at a total of                  attachers require the full make-ready                 the pole attachment process. For
                                                  45 days, utility review of those pole                   periods to move their attachments such                example, we seek comment on the
                                                  attachment applications that are larger                 that the total timeline for a new attacher            extent to which any of the proposals
                                                  than the lesser of 3,000 poles or five                  exceeds the Commission’s existing pole                may violate the Fifth Amendment
                                                  percent of a utility’s poles in a state. We             attachment timeline? Are there                        protections of utilities and existing
                                                  seek comment on possible alternatives                   situations in which it is reasonable for              attachers against the taking of their
                                                  by which we may take into account                       existing attachers to go beyond the                   property without just compensation.
                                                  large pole attachment orders. We seek                   current Commission timeframes to                         14. Use of Utility-Approved
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                                                  comment regarding the expected                          complete make-ready work? Further, are                Contractors to Perform Make-Ready
                                                  volume of pole attachment requests                      there ways that the Commission can                    Work. We seek comment on whether the
                                                  associated with the 5G rollouts of                      eliminate or significantly reduce the                 Commission should adopt rules that
                                                  wireless carriers and whether the                       need for make-ready work? For                         would allow new attachers to use
                                                  extended timelines for larger pole                      example, what can the Commission do                   utility-approved contractors to perform
                                                  attachment orders might help utilities                  to encourage utilities to proactively                 ‘‘routine’’ make-ready work and also to
                                                  process the large volume of requests we                 make room for future attachers by                     perform ‘‘complex’’ make-ready work
                                                  anticipate will be associated with the 5G               consolidating existing attachments,                   (i.e., make-ready work that reasonably
                                                  buildouts.                                              reserving space on new poles for new                  would be expected to cause a customer


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                                                  22456                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  outage) in situations where an existing                 impose on new attachers requirements                  address their safety and property
                                                  attacher fails to do so. Under the                      such as surety bonds, indemnifications                concerns, while still shortening the
                                                  Commission’s current pole attachment                    for outages and damages, and self-help                make-ready timeline. Allowing the new
                                                  timeline, utilities may allow existing                  remedies for utilities and existing                   attacher to perform make-ready work
                                                  attachers up to 60 days to complete                     attachers to fix problems caused by new               would save time over the current
                                                  make-ready work on their equipment in                   attacher contractors? Are there other                 Commission timeline by permitting the
                                                  the communications space and utilities                  safeguards that we can adopt to protect               new attacher to initiate routine make-
                                                  have the right to ask for an additional                 existing attachers, utilities, and their              ready work after giving brief (or no)
                                                  15 days to complete the work when the                   customers in the event that the new                   notice to existing attachers. We
                                                  existing attacher fails to do so. Only                  attacher’s contractors err in the                     recognize that such a process would
                                                  after that period of up to 75 days has                  performance of make-ready work?                       exclude existing attachers from the
                                                  run, and neither the existing attachers                    16. For make-ready work that would                 opportunity to perform routine make-
                                                  nor the utilities have met their                        be considered ‘‘routine’’ in the                      ready work and we seek comment on
                                                  deadlines, can new attachers begin to                   communications space of a pole, is it                 whether such an exclusion is
                                                  perform make-ready work using utility-                  reasonable to allow a new attacher to                 reasonable. We note that in crafting the
                                                  approved contractors. The timelines are                 use a utility-approved contractor to                  pole attachment timeline adopted in
                                                  even longer in cases of larger pole                     perform such work after notice has been               2011, the Commission sought to strike a
                                                  attachment requests and for wireless                    sent to existing attachers? Would it be               balance between the goals of promoting
                                                  make-ready work above the                               reasonable to allow new attachers to use              broadband infrastructure deployment by
                                                  communications space on a pole. We                      utility-approved contractors to perform               new attachers and safeguarding the
                                                  seek comment on whether it would be                     complex make-ready work as well?                      reliability of existing networks. We seek
                                                  reasonable to expand the use of utility-                Also, because of the special skills                   comment on the risks and drawbacks of
                                                  approved contractors to perform make-                   required to work on wireless                          any proposal that seeks to change that
                                                  ready work, especially earlier in the                   attachments above the communications                  balance by letting new attachers
                                                  pole attachment process. Would it be                    space on a pole, we seek comment on                   conduct routine make-ready work
                                                  reasonable to eliminate the utility’s right             whether utilities should be required to               without allowing existing attachers the
                                                  to complete make-ready work in favor of                 keep a separate list of contractors                   opportunity to do so.
                                                  a new attacher performing the make-                     authorized to perform this specialized                   19. We also recognize that a number
                                                  ready work after an existing attacher                   make-ready work. Currently, utilities are             of carriers have raised concerns about
                                                  fails to meet its make-ready deadline?                  required to make available and keep up-               allowing new attachers to conduct
                                                                                                          to-date a reasonably sufficient list of               routine make-ready work on equipment
                                                     15. We seek comment on balancing                     contractors authorized to perform make-               belonging to existing attachers. As
                                                  the benefits of allowing new attachers to               ready work in the communications                      AT&T pointed out in its challenge to
                                                  use utility-approved contractors to                     space on a utility pole. Should utility-              Louisville’s pole attachment ordinance,
                                                  perform make-ready work against any                     approved contractors that work for new                the movement and rearrangement of
                                                  drawbacks of allowing contractors that                  attachers be allowed to perform make-                 communications facilities has public
                                                  may not be approved by existing                         ready work on wireless attachments                    safety implications; we thus seek
                                                  attachers to move existing equipment on                 above the communications space on a                   comment on AT&T’s claim that the
                                                  a pole. We urge commenters, whenever                    pole?                                                 ‘‘service provider whose pre-existing
                                                  possible, to provide quantifiable data or                  17. We also seek comment on the                    facilities are at issue plainly is in the
                                                  evidence supporting their position. We                  following proposals that address the                  best position to determine whether
                                                  note that AT&T, in its federal court                    safety and property concerns of existing              required make-ready work could be
                                                  challenge of Louisville, Kentucky’s pole                attachers and utilities:                              service-affecting or threaten the
                                                  attachment ordinance, argued that                          • Requiring all impacted attachers                 reliability of its network.’’ Charter, in a
                                                  utility-approved contractors ‘‘have on                  (new, existing, and utilities) to agree on            separate challenge to Louisville’s
                                                  occasion moved AT&T’s network                           a contractor or contractors that the new              ordinance, argues that allowing
                                                  facilities, with less-than-satisfactory                 attacher could use to perform make-                   competitors to perform make-ready
                                                  results,’’ while Comcast argued in its                  ready work; and/or                                    work on its equipment could
                                                  federal court challenge to Nashville,                      • requiring that existing attachers (or            intentionally or unintentionally
                                                  Tennessee’s pole attachment ordinance                   their contractors) be given the                       ‘‘damage or disrupt [Charter]’s ability to
                                                  that third-party contractors ‘‘are                      reasonable opportunity to observe the                 serve its customers, creating an
                                                  significantly more likely to damage                     make-ready work being done on their                   inaccurate perception in the market
                                                  Comcast’s equipment or interfere with                   existing equipment by the new                         about [Charter]’s service quality and
                                                  its services.’’ We seek comment on other                attachers’ contractors.                               harming its goodwill.’’ We seek
                                                  safety and property concerns that the                      We seek comment on the benefits of                 comment on Charter’s claim and
                                                  Commission should account for in                        these and other alternative proposals                 whether make-ready procedures that
                                                  considering whether to allow an                         involving the use of utility-approved                 exclude existing attachers could lead to
                                                  expanded role in the make-ready                         contractors to perform make-ready                     consumer misunderstandings in the
                                                  process for utility-approved contractors.               work.                                                 event of service disruptions that occur
                                                  We also seek comment on liability safe                     18. New Attachers Performing Make-                 during make-ready work by other
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                                                  harbors that would protect the property                 Ready Work. We seek comment on                        attachers. Should new attachers that
                                                  and safety interests of existing attachers,             whether we should adopt rules to allow                perform make-ready work be required to
                                                  utilities, and their customers when new                 new attachers (using utility-approved                 indemnify, defend, and hold harmless
                                                  attachers use utility-approved                          contractors) to perform routine make-                 existing attachers for damages or
                                                  contractors to perform make-ready work                  ready work in lieu of the existing                    outages that occur as a result of make-
                                                  on poles and existing equipment on the                  attacher performing such work.                        ready work on their equipment?
                                                  poles. For example, to ensure                           Recognizing that existing attachers may                  20. Post Make-Ready Timeline. If
                                                  protections for existing attachers and                  oppose such proposals, we seek                        existing attachers are not part of the
                                                  utilities, would it be reasonable to                    comment on alternatives that would                    make-ready process, then we seek


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                            22457

                                                  comment on an appropriate timeline for                  initiating make-ready work; (4) within                Energy policy, the timeline for the pole
                                                  inspections and/or surveys by the                       30 days after the completion of make-                 attachment process is as follows: (1) 21
                                                  existing attachers after the completion                 ready, the new attacher sends written                 days for CPS Energy to review
                                                  of make-ready work. For example,                        notice of the make-ready work to                      completed pole attachment applications
                                                  Nashville, Tennessee’s pole attachment                  existing attachers; (5) upon receipt of               (with a unilateral option for an
                                                  ordinance allows for a 30-day timeline                  such notice, the existing attachers may               additional 7 days), survey affected
                                                  for the inspection and resolution of                    conduct a field inspection of the make-               poles, and produce a make-ready cost
                                                  problems detected by existing attachers                 ready work within 60 days; (6) if an                  estimate; (2) 21 days for the new
                                                  to the make-ready work done on their                    existing attacher finds a problem with                attacher to approve the make-ready cost
                                                  equipment. Is 30 days enough time to                    the make-ready work, then it may notify               estimate and provide payment; (3) CPS
                                                  detect and rectify problems caused by                   the new attacher in writing (within the               Energy notice to existing attachers of
                                                  improper make-ready work? Are there                     60-day inspection window) and elect to                impending make-ready work; (4) 60
                                                  reasonable alternative time periods for                 either fix the problem itself at the new              days for CPS Energy to complete any
                                                  existing attachers to review make-ready                 attacher’s expense or instruct the new                required make-ready work in the
                                                  work and fix any detected problems?                     attacher to fix the issue; and (7) if a new           electrical space, and 90 days for the new
                                                  For example, the Louisville, Kentucky                   attachment involves ‘‘complex’’ make-                 attacher to complete all other routine
                                                  pole attachment ordinance allows for a                  ready work, then the new attacher must                make-ready work at its expense using
                                                  14-day inspection period. Further, is it                notify each existing attacher of the                  contractors approved by CPS Energy
                                                  reasonable to allow the existing attacher               make-ready work at least 30 days before               (with option to request additional 30
                                                  to elect to fix the defective make-ready                commencement of the work in order to                  days); (5) new attachers must give 3
                                                  work on its own (at the new attacher’s                  allow the existing attachers the                      days’ notice to existing attachers of
                                                  expense) or to require the new attacher                 opportunity to rearrange their                        impending make-ready work and must
                                                  to fix the problems caused by its work?                 equipment to accommodate the new                      specify whether the work is complex,
                                                     21. One-Touch, Make-Ready. We seek                   attacher—if such work is not performed                such that it ‘‘poses a risk of
                                                  comment on the potential benefits and                   by the existing attachers within 30 days,             disconnection or interruption of service
                                                  drawbacks of a pole attachment regime                   then the new attacher can perform the                 to a Critical Communications Facility’’
                                                  patterned on a ‘‘one-touch, make-ready’’                required make-ready work using utility-               (any complex make-ready work must be
                                                  (OTMR) approach, which includes                         approved contractors. We seek detailed                completed by the new attacher within
                                                  several of the concepts discussed above                 comment on the benefits and drawbacks                 30 days after notice is provided to
                                                  as part of a larger pole attachment                     of this approach. Are there steps in the              affected existing attachers); (6) 15 days’
                                                  framework. Both Nashville, Tennessee                    Nashville pole attachment process                     notice from new attachers to affected
                                                  and Louisville, Kentucky have adopted                   where utilities, new attachers, and                   existing attachers after completion of
                                                  pole attachment regimes that involve                    existing attachers could all benefit from             make-ready work; (7) 15 days for
                                                  elements of an OTMR policy. The                         streamlined access to poles, especially               existing attachers to inspect make-ready
                                                  Commission has noted that OTMR                          as compared to the current Commission                 work on their equipment; and (8) 15
                                                  policies ‘‘seek to alleviate ‘a significant             pole attachment timeline? Rather than                 days for new attachers to fix any
                                                  source of costs and delay in building                   adopting a wholesale OTMR approach                    problems after notice from existing
                                                  broadband networks’ by ‘lower[ing] the                  to the pole attachment process, are there             attachers. We seek comment on this
                                                  cost of the make-ready process and                      individual OTMR elements that could                   approach, which varies from the
                                                  speed[ing] it up.’ ’’ Would a new pole                  form the basis of a more preferable                   ordinances adopted in Nashville and
                                                  attachment timeline patterned on an                     timeline than what currently exists in                Louisville, especially in terms of the
                                                  OTMR approach help spur positive                        the Commission’s rules?                               timing of the various pole attachment
                                                  decisions on broadband infrastructure                      23. The Louisville OTMR ordinance
                                                                                                                                                                stages and the ability of new attachers
                                                  deployment? According to the Fiber to                   differs from the one in Nashville in that
                                                                                                                                                                to perform complex make-ready work
                                                  the Home Council, an OTMR approach                      it does not require new attachers to send
                                                                                                                                                                themselves. What are the benefits and
                                                  ‘‘minimizes disruption in the public                    pre-make-ready notices to existing
                                                                                                                                                                drawbacks of the process adopted by
                                                  rights-of-way and protects public safety                attachers for routine requests, it
                                                                                                                                                                CPS Energy? Is it significant that this
                                                  and aesthetics’’ while also speeding                    shortens the timeline for the post-make-
                                                                                                                                                                process is a utility-adopted approach as
                                                  broadband deployment. We seek other                     ready field inspection for routine make-
                                                  assessments and analysis of the benefits                ready work from 60 days to 14 days, it                opposed to a government-adopted
                                                  and drawbacks of an OTMR pole                           requires existing attachers to notify the             approach? What can the Commission do
                                                  attachment process. Would some blend                    new attacher of any problems (and the                 to encourage other utilities to adopt pole
                                                  of an OTMR approach coupled with the                    election of how to fix those problems)                attachment policies like the one
                                                  current Commission pole attachment                      within 7 days after the field inspection,             instituted by CPS Energy?
                                                  timeline and protections help spur                      and it requires new attachers to correct                 25. Other Pole Attachment Process
                                                  timely access to poles?                                 any problems within 30 days of the                    Proposals. Another pole attachment
                                                     22. Under the Nashville OTMR                         notice. We seek comment on the                        proposal, advanced by members of the
                                                  ordinance, the pole attachment process                  alternatives advanced in the Louisville               Nashville City Council who opposed the
                                                  works as follows: (1) A new attacher                    OTMR ordinance and whether the                        OTMR ordinance, is styled ‘‘right-touch,
                                                  submits an attachment application to                    Commission should incorporate any or                  make-ready’’ (RTMR), and it would
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                                                  the utility and after approval of the                   all of these concepts into a new pole                 provide a utility 30 days in which to
                                                  application, the new attacher notifies                  attachment regime. Does the Louisville                review a pole attachment application,
                                                  the utility of the need for make-ready                  ordinance better balance the concerns of              then provide existing attachers 45 days
                                                  work; (2) the new attacher then                         existing attachers and utilities than the             to complete make-ready work. Existing
                                                  contracts with a utility-approved                       Nashville approach?                                   attachers failing to meet the 45-day
                                                  contractor to perform all of the                           24. In addition, CPS Energy, a utility             deadline would be charged $500 per
                                                  necessary make-ready work; (3) the new                  based in San Antonio, Texas, has                      pole per month until required make-
                                                  attacher gives 15 days’ prior written                   implemented an OTMR approach for                      ready work is completed. We seek
                                                  notice to existing attachers before                     access to its poles. Under the CPS                    comment on the reasonableness of this


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                                                  22458                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  approach. What are the advantages and                   regarding pole attachment rates and                   society from greater speed of
                                                  drawbacks of a RTMR approach as                         costs from pole owners subject to                     deployment and cost savings versus the
                                                  opposed to an OTMR approach? Could                      section 224? For instance, should pole                need to ensure that safety and property
                                                  elements of both approaches be blended                  owners be required to make pole                       concerns are not compromised?
                                                  together to form a better alternative to                attachment rates publicly available                      30. We also recognize that some
                                                  the Commission’s current pole                           online? What are the benefits and                     broadband providers encounter
                                                  attachment timeline? Would the $500                     drawbacks of making pole attachment                   difficulties in accessing poles, ducts,
                                                  per pole per month charge be enough of                  rate information publicly available?                  conduits, and rights-of-way owned by
                                                  an incentive to encourage existing                      Could the Commission facilitate the                   entities that are not subject to section
                                                  attachers to complete make-ready work                   creation of a centralized clearinghouse               224 of the Communications Act, such as
                                                  by the 45-day deadline? Would it be                     of pole attachment rate information, and              municipalities, electric cooperatives,
                                                  reasonable to include in a RTMR                         if so how?                                            and railroads. ACA members also
                                                  approach the ability of new attachers (or                  28. We seek comment on these                       submit that there are instances where
                                                  the utility) to perform make-ready work                 proposals and any others (or                          accessing infrastructure owned by
                                                  at the expense of existing attachers who                combinations thereof) that could help                 municipalities, electric cooperatives,
                                                  fail to meet the 45-day deadline?                       speed the pole attachment process, yet                and railroads is cost prohibitive due to
                                                     26. As another way to incent                         still address the safety and property                 the pole attachment rates charged. We
                                                  accelerated make-ready timelines, could                 concerns of existing attachers and                    seek comment on actions that the
                                                  there be a standard ‘‘bonus’’ payment or                utilities. Might there be ‘‘hybrid’’                  Commission might be able to undertake
                                                  multiplier applied to the make-ready                    approaches that incent parties to                     to speed deployment of next generation
                                                  reimbursements sought by existing                       expeditiously complete the make-ready                 networks by facilitating access to
                                                  attachers from new attachers if the                     process when private negotiations fail                infrastructure owned by entities not
                                                  overall timelines are met? By basing                    within a given time period? For                       subject to section 224. How can the
                                                  such incentive payments on the overall                  instance, if utilities, existing attachers,           Commission encourage or facilitate
                                                  timeline being achieved by existing                     and new attachers cannot agree on                     access to information about pole
                                                  attachers, does this create effective                   make-ready plans within 15 days, could                attachment rates and costs with respect
                                                  incentives for parties to collaborate and               the following arrangement be used:                    to these entities, and what are the
                                                  find opportunities for efficiency? For                  First, the new attacher would select a                benefits and drawbacks of these
                                                  instance, might multiple existing                       ‘‘default’’ contractor (approved by the               potential steps? Would increased
                                                  attachers agree to use the same make-                   utility); second, the existing attachers              transparency regarding pole attachment
                                                  ready contractor so they all can reap the               would be able to accept the default                   rates and costs for Commission-
                                                  reward of the incentive payments?                       contractor or do the make-ready work                  regulated pole owners, discussed above,
                                                  While such incentives could                             themselves (and be reimbursed by the                  benefit potential attachers to non-
                                                  theoretically be arranged through                       new attacher) within a specified                      Commission-regulated poles by
                                                  private contracting, would using this as                timeframe with penalties for failure to               providing data that would be useful in
                                                  the default system benefit smaller, new                 meet the make-ready deadline? If having               contractual negotiations? If so, would
                                                  attachers who may find complicated                      a single default contractor do all the                this facilitate broadband deployment?
                                                  negotiations a challenge?                               work at once will speed deployment, are                  31. Access to Conduit. We seek
                                                     27. Making more information publicly                 there ways within this framework to                   comment on ways to make the process
                                                  available regarding the rates, location,                incent existing attachers to allow the                of gaining access specifically to utility
                                                  and availability of poles also could lead               new attacher to use the default                       conduit more transparent. We ask
                                                  to faster pole attachment timelines. We                 contractor? For instance, might existing              whether there are existing online
                                                  seek comment on the types of pole                       attachers choosing to do make-ready                   databases or other publicly-available
                                                  attachment data resources currently                     work themselves be limited in the                     resources to aid telecommunications
                                                  available. Are there ways the                           amount they charge for the work? Could                and cable providers in determining
                                                  Commission could incentivize utilities                  such a limit be set as a proportional                 where available conduit exists. Do
                                                  to establish online databases, maps, or                 split among existing attachers that is                utilities or municipalities have readily
                                                  other public information sources                        based on the total make-ready costs that              available information on the location
                                                  regarding pole rates, locations, and                    the new attacher would have incurred                  and cost of access to conduit? Are there
                                                  availability? To what extent are utilities              under an OTMR approach? Would such                    ‘‘best practices’’ that utilities or
                                                  or other entities already aggregating pole              incentives encourage existing attachers               municipalities have established that
                                                  information online, either for internal                 to choose the default contractor in                   make it easier for providers to obtain
                                                  tracking purposes or externally for                     situations where they have little                     crucial information on conduit access?
                                                  potential or existing attachers? What                   concern about harm to their equipment
                                                                                                                                                                We seek comment on whether any local
                                                  pole-related information other than                     but still allow them to do the work
                                                                                                                                                                or state jurisdictions have policies on
                                                  rates, location, and availability could                 themselves when they have concerns?
                                                  utilities make publicly available (e.g.,                   29. We seek discussions of the relative            making conduit information more
                                                  number of existing attachers, physical                  merits and drawbacks of these pole                    transparent and widely available,
                                                  condition, available communications                     attachment approaches or combinations                 especially with regard to alerting the
                                                  space, the status of make-ready work,                   thereof. For example, would an OTMR                   public and providers about the timing
                                                                                                                                                                and location of conduit trenches being
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                                                  status of pole engineering surveys)?                    approach (or some variant thereof)
                                                  Should similar information also be                      benefit consumers through increased                   dug by utilities.
                                                  made publicly available for ducts,                      efficiencies that could lower the costs of            B. Re-Examining Rates for Make-Ready
                                                  conduits, and rights-of-way? We                         deployment? Is there any evidence to                  Work and Pole Attachments
                                                  recognize that increasing transparency                  show how much less pole attachment
                                                  of cost information could lead to more                  costs are if using an OTMR approach as                1. Reasonableness of ‘‘Make-Ready’’
                                                  efficient pole attachment negotiations.                 compared with the Commission’s                        Costs
                                                  What steps should the Commission take                   current pole attachment timeline? How                    32. We seek comment on proposals to
                                                  to facilitate access to information                     should we balance the benefits to                     reduce make-ready costs and to make


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                            22459

                                                  such costs more transparent. In general,                necessary information and transparency                depreciation to the pole that occurs after
                                                  make-ready charges must be just and                     to the make-ready process.                            the modification. In adopting this
                                                  reasonable under section 224(b)(1) of                      35. Reducing Make-Ready Charges.                   requirement, the Commission ‘‘intended
                                                  the Act. Currently, however, make-ready                 We seek comment on reasonable ways                    to ensure that new entrants, especially
                                                  fees are not subject to any mandatory                   to limit the make-ready fees charged by               small entities with limited resources,
                                                  rate formula set by the Commission. We                  utilities to new attachers. Would it                  bear only their proportionate costs and
                                                  seek comment on whether the make-                       provide certainty to the make-ready                   are not forced to subsidize their later-
                                                  ready costs being charged today are just                process if the Commission adopted a                   entering competitors.’’ Should we
                                                  and reasonable, and whether such costs                  rule limiting make-ready fees imposed                 interpret (or modify) this rule to apply
                                                  represent a barrier to broadband                        on new attachers to the actual costs                  to utilities when make-ready
                                                  infrastructure deployment. Further, we                  incurred to accommodate a new                         improvements subsequently benefit the
                                                  seek comment on ways to encourage                       attachment? As part of the pole                       utility? Conversely, we seek comment
                                                  utilities, existing attachers, and new                  attachment complaint process, the                     on whether requiring utilities to pass a
                                                  attachers to resolve more make-ready                    Commission has held that utilities ‘‘are              percentage of additional attachment
                                                  pole attachment cost and responsibility                 entitled to recover their costs from                  benefits back to parties with existing
                                                  issues through private negotiations.                    attachers for reasonable make-ready                   attachments would result in a
                                                     33. Requiring Utilities to Make                      work necessitated by requests for                     disincentive to add new competitors to
                                                  Available Schedules of Common Make-                     attachment. Utilities are not entitled to             modified poles.
                                                  Ready Charges. We seek comment on                       collect money from attachers for                         37. We also seek comment on whether
                                                  whether we should require utilities to                  unnecessary, duplicative, or defective                the Commission’s complaint process
                                                  provide potential new attachers with a                  make-ready work.’’ Would codifying the                provides a sufficient mechanism by
                                                  schedule of common make-ready                           holding that new attachers are                        which to ensure that make-ready costs
                                                  charges to create greater transparency                  responsible only for the cost of make-                are just and reasonable. Commenters
                                                  for make-ready costs. To what extent                    ready work made necessary because of                  arguing that the Commission’s
                                                  does the availability of schedules of                   their attachments help to ensure that                 complaint process is not a sufficient
                                                  common make-ready charges help                          make-ready costs are just and                         limitation on make-ready costs should
                                                  facilitate broadband infrastructure                     reasonable?                                           propose specific alternatives to ensure
                                                                                                             36. We also seek comment on other                  the reasonableness of make-ready
                                                  deployment? INCOMPAS suggests that
                                                                                                          alternatives for reducing make-ready                  charges and explain why the benefits of
                                                  the Commission should revisit its 2011
                                                                                                          costs. For example, would it be                       such alternatives would outweigh the
                                                  decision refraining from requiring
                                                                                                          reasonable to allow utilities to set a                burdens of a new Commission-imposed
                                                  utilities to provide schedules of                       standard charge per pole that a new                   mandate for make-ready charges. Are
                                                  common make-ready charges upon                          attacher may choose in lieu of a cost-                there state regulatory approaches or
                                                  request. According to INCOMPAS,                         allocated charge? Should the choice                   alternatives governing the
                                                  ‘‘make ready charges are not predictable                belong to the utility or the new attacher?            reasonableness of make-ready charges
                                                  or verifiable in many cases, making it                  Would a per-pole charge of, for                       that the Commission should consider
                                                  difficult for competitors to plan their                 example, $300, $400, or $500 permit                   implementing?
                                                  builds and accurately predict                           utilities to recover their reasonable
                                                  construction.’’ We seek comment on the                  make-ready costs and provide new                      2. Excluding Capital Expenses From
                                                  benefits and any potential burdens                      attachers with an affordable alternative              Pole Attachment Rates
                                                  associated with requiring utilities to                  to negotiating with the utility over the                 38. Capital Expenses Recovered via
                                                  provide schedules of make-ready                         applicable costs to be included in make-              Make-Ready Fees. We propose to codify
                                                  charges.                                                ready charges? We seek comment on the                 a rule that excludes capital costs that
                                                     34. Further, we seek comment on                      viability of such an approach. We also                utilities already recover via make-ready
                                                  whether and how schedules of common                     ask whether it would be reasonable to                 fees from pole attachment rates. Almost
                                                  make-ready charges are made available,                  require utilities to reimburse new                    forty years ago, the Commission found
                                                  used, and implemented by both utilities                 attachers for make-ready costs for                    that ‘‘where a utility has been directly
                                                  and potential new attachers today. In                   improvements that subsequently benefit                reimbursed by a [cable television]
                                                  the 2011 Pole Attachment Order, the                     the utility (e.g., the modification allows            operator for non-recurring costs,
                                                  Commission received evidence from                       utilities to use additional space on a                including plant, such costs must be
                                                  utilities that many already make                        pole for its own uses or creates a vehicle            subtracted from the utility’s
                                                  information about common make-ready                     for the utility to receive additional                 corresponding pole line capital account
                                                  charges available on request. Is that                   revenues from subsequent attachers). If               to insure that [cable television]
                                                  practice still prevalent today and, if so,              so, then how would the new attachers                  operators are not charged twice for the
                                                  what methods are most frequently used                   and utilities manage that process? We                 same costs.’’ Since that time, the
                                                  to provide such schedules (e.g., Web                    seek comment on the potential tradeoffs               Commission has made clear that
                                                  sites, paper schedules, telephonically)?                of such an approach, which may help to                ‘‘[m]ake-ready costs are non-recurring
                                                  We also seek comment on which make-                     keep make-ready costs low for new                     costs for which the utility is directly
                                                  ready jobs and charges are the most                     attachers, but also pose new challenges               compensated and as such are excluded
                                                  common, and thus most easily included                   for utilities and new attachers to                    from expenses used in the rate
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                                                  in a generalized schedule of charges. In                administer. We note that pursuant to                  calculation.’’ As such, ‘‘if a utility is
                                                  addition, we seek comment on any                        section 1.1416(b) of the Commission’s                 required to replace a pole in order to
                                                  comparable state requirements that                      rules, attachers who directly benefit                 provide space for an attacher [and] the
                                                  require utilities to publish or make                    from a new pole or attachment already                 attacher pays the full cost of the
                                                  available schedules of common make-                     are required to proportionately share in              replacement pole,’’ the capital expenses
                                                  ready charges. We also seek comment                     the costs of that pole or attachment. The             associated with the installation of those
                                                  on whether there are other mechanisms                   proportionate share of the costs                      poles should be wholly excluded from
                                                  currently in use, such as standardized                  attributable to the subsequent attacher is            pole attachment rates for all attachers.
                                                  contract terms, that provide the                        reduced to take into account                          Nonetheless, it appears that not all


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                                                  22460                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  attachers benefit from lower rates in                   rates? To what extent would the                       224(b) of the Act. The Commission held
                                                  these circumstances, in part because our                exclusion of these particular capital                 that it is ‘‘appropriate to use the rate of
                                                  rules do not explicitly require utilities               costs from the rate formulas burden the               the comparable attacher as the just and
                                                  to exclude already-reimbursed capital                   ratepayers of electric utilities? What                reasonable rate for purposes of section
                                                  costs from their pole attachment rates.                 policy justifies charging pole attachers,             224(b)’’ when an incumbent LEC enters
                                                  We seek comment on how utilities                        whose costs of deployment may                         into a new agreement with a utility and
                                                  recalculate rates when make-ready pays                  determine the scope of their investment               can demonstrate ‘‘that it is obtaining
                                                  for a new pole, what rate reductions                    in infrastructure, anything more than                 pole attachments on terms and
                                                  pole attachers have experienced when                    the incremental costs of attachment to                conditions that leave them comparably
                                                  poles are replaced through the make-                    utilities?                                            situated to telecommunications carriers
                                                  ready process, and whether attachers                       41. We note that although the rate                 or cable operators.’’ Conversely, when
                                                  have experienced the inclusion of                       formula for operators ‘‘solely’’ providing            the incumbent LEC attacher cannot
                                                  already-reimbursed capital costs in their               cable service sets an upper bound                     make such a demonstration, the
                                                  pole attachment rates. We similarly seek                explicitly tied to ‘‘actual capital costs,’’          Commission found that a higher rate
                                                  comment on how utilities treat capital                  the rate formula for telecommunications               based on the Commission’s pre-2011
                                                  expenses associated with their own                      carriers is tied only to ‘‘costs.’’ The               telecommunications rate formula should
                                                  make-ready work. When utilities replace                 Commission has previously interpreted                 serve as a ‘‘reference point’’ for
                                                  poles to accommodate their own needs                    the term ‘‘cost’’ in the latter formula to            evaluating whether pole attachment
                                                  or to create additional electrical space,               exclude at least some capital costs.                  rates charged to incumbent LECs are just
                                                  do they appropriately treat associated                  Should we revisit this interpretation                 and reasonable. In the years since
                                                  capital expenses as make-ready work                     and interpret the term ‘‘cost’’ in the                adoption, this formulation has led to
                                                  that is wholly excluded from pole                       telecommunications pole attachment                    repeated disputes between incumbent
                                                  attachment rates? How do existing                       formula to exclude all capital costs?                 LECs and utilities over appropriate pole
                                                  attachers know when new attachers or                    Would doing so avoid the awkward                      attachment rates.
                                                  the utility have fully paid the capital                 interpretation contained in our present
                                                                                                                                                                   45. To end this controversy, we
                                                  expenses as make-ready costs so that                    rules that defines the term ‘‘cost’’ in two
                                                                                                                                                                propose that the ‘‘just and reasonable
                                                  those expenses should be wholly                         separate different ways at the same
                                                                                                                                                                rate’’ under section 224(b) for
                                                  excluded from rates going forward?                      time?
                                                                                                             42. Similarly, we note that our more               incumbent LEC attachers should
                                                     39. We seek comment on whether
                                                  amending section 1.1409(c) of our rules                 general authority over pole attachments               presumptively be the same rate paid by
                                                  to exclude capital expenses already                     only requires that rates be ‘‘just and                other telecommunications attachers, i.e.,
                                                  recovered via make-ready fees from                      reasonable.’’ We seek comment on the                  a rate calculated using the most recent
                                                  ‘‘actual capital costs’’ is sufficient to               appropriate rate for commingled                       telecommunications rate formula. Under
                                                  ensure no double recovery occurs by                     services, including when a cable                      this approach, the incumbent LEC
                                                  utilities. We seek comment on whether                   operator or a telecommunications                      would no longer be required to
                                                  any other changes to the Commission’s                   carrier offers information services as                demonstrate it is ‘‘comparably situated’’
                                                  rules are necessary and reasonable to                   well as cable or telecommunications                   to a telecommunications provider or a
                                                  provide certainty to attachers and                      services over a single attachment.                    cable operator; instead the incumbent
                                                  utilities about the treatment of pole                   Should we set that rate for commingled                LEC would receive the
                                                  capital costs that already have been                    services based on the upper bound of                  telecommunications rate unless the
                                                  recovered via make-ready.                               the cable rate formula, the                           utility pole owner can demonstrate with
                                                     40. Capital Costs Not Otherwise                      telecommunications rate formula, or                   clear and convincing evidence that the
                                                  Recovered Via Make-Ready Fees. We                       some third option? Should we exclude                  benefits to the incumbent LEC far
                                                  seek comment on whether we should                       capital costs from the rate formula we                outstrip the benefits accorded to other
                                                  exclude capital costs that are not                      use to determine the commingled                       pole attachers. We seek comment on
                                                  otherwise recoverable through make-                     services rate? The cable rate formula                 this proposal. What demonstration
                                                  ready fees from the upper-bound cable                   also sets a lower bound of ‘‘the                      should be sufficient to show that an
                                                  and telecommunications pole                             additional costs of providing pole                    incumbent LEC attacher should not be
                                                  attachment rates. In setting those rates,               attachments.’’ How would that differ                  entitled to the telecommunications rate
                                                  the Commission previously found it                      from any of the rates discussed                       formula? For instance, should an
                                                  appropriate to allow utilities to include               heretofore? Should we set the                         incumbent LEC have to own a majority
                                                  in the rates some contribution to capital               commingled services rate equal to the                 of poles in a joint ownership network?
                                                  costs aside from those recovered                        lower bound of the cable rate formula?                Should an incumbent LEC have to have
                                                  through make-ready fees. In revisiting                     43. We seek comment on what                        special access to modify a utility’s poles
                                                  this issue, we seek comment on the                      specific amendments we should                         without prior notification? How should
                                                  extent to which the capital costs of a                  consider to section 1.1409 of our rules               the relative rates charged to the utility
                                                  pole, other than those paid through                     to effectuate any changes.                            and the incumbent LEC factor into the
                                                  make-ready fees, are caused by attachers                                                                      analysis? If an incumbent LEC has
                                                  other than the utility (especially when                 3. Pole Attachment Rates for Incumbent                attachments on utility poles pursuant to
                                                  there is space already available on the                 LECs                                                  the terms of a joint use agreement,
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                                                  pole). If none or only a small fraction of                 44. In the 2011 Pole Attachment                    should the incumbent LEC entitlement
                                                  the capital costs, other than those paid                Order, the Commission declined to                     to the telecommunications rate be
                                                  for through make-ready fees, are caused                 adopt a pole attachment rate formula for              conditioned on making commensurate
                                                  by attachers other than the utility,                    incumbent LECs, opting instead to                     reductions in the rates charged to the
                                                  would this justify the complete                         evaluate incumbent LEC complaints on                  utility for attaching to the incumbent
                                                  exclusion of these capital costs from the               a case-by-case basis to determine                     LEC’s poles? We also seek comment on
                                                  pole attachment rate? To what extent                    whether the rates, terms, and conditions              the rate that should apply to incumbent
                                                  would the exclusion of such capital                     imposed on incumbent LEC pole                         LECs in the event the utility owner can
                                                  costs further reduce pole attachment                    attachments are consistent with section               demonstrate the telecommunications


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                            22461

                                                  rate should not apply. In these                         alternatives to the 180-day time period.              Enforcement Bureau the discretion to
                                                  instances, should the Commission use                    For example, are there shorter state                  pause the shot clock in that situation, as
                                                  the pre-2011 telecommunications rate                    timelines for the resolution of pole                  well as when the parties decide to
                                                  formula? We also seek comment on an                     attachment complaints? Would 150                      pursue informal dispute resolution or
                                                  alternative pole attachment rate formula                days, 120 days, 90 days, or an even                   request a delay to pursue settlement
                                                  approaches for incumbent LECs.                          shorter timeframe be reasonable for the               discussions after a pole access
                                                  Commenters supporting alternative                       Enforcement Bureau to resolve a pole                  complaint is filed. We ask whether these
                                                  approaches should provide specific                      access complaint? What would be the                   are valid reasons to pause the shot
                                                  inputs and methodology that could be                    benefits and drawbacks for a shorter                  clock, and we seek comment on
                                                  used in such a formula.                                 timeframe for resolution of pole access               objective criteria for the Enforcement
                                                     46. Given that the Commission based                  complaints? Also, we seek comment                     Bureau to use in deciding whether such
                                                  its decision in the 2011 Pole Attachment                regarding whether the current length of               situations are significant enough to
                                                  Order to refrain from establishing pole                 Enforcement Bureau consideration of                   warrant a pause in the shot clock. We
                                                  attachment rates for incumbent LECs in                  pole access complaints has burdened                   also seek comment on when the
                                                  part on the high levels of incumbent                    broadband infrastructure deployment.                  Enforcement Bureau should resume the
                                                  LEC pole ownership, we seek comment                     How, if at all, would a shot clock                    shot clock. Are there objective criteria
                                                  on the relative levels of pole ownership                (whether it be 180 days or some                       that the Enforcement Bureau could use
                                                  between utilities, incumbent LECs, and                  different time period) affect new                     to judge the satisfactory resolution of an
                                                  other industry participants. If pole                    attacher decisions to deploy broadband                outstanding issue such that the shot
                                                  ownership levels have changed, what                     infrastructure? We seek comment on the                clock could be resumed? Further, we
                                                  bearing should that have on the rates                   ramifications of the Enforcement Bureau               propose to alert parties to a pause in the
                                                  charge to incumbent LECs?                               exceeding the shot clock and on                       shot clock (and to a resumption of the
                                                  C. Pole Attachment ‘‘Shot Clock’’ For                   reasonable consequences for the                       shot clock) via written notice to the
                                                  Pole Attachment Complaints                              Enforcement Bureau exceeding the                      parties. We seek comment on this
                                                                                                          clock.                                                proposal.
                                                     47. Establishing a 180-Day Shot                         48. Starting the Shot Clock at the
                                                  Clock. We propose to establish a 180-                                                                            50. Establishment of Pre-Complaint
                                                                                                          Time a Complaint Is Filed. We seek                    Procedures. We seek comment on
                                                  day ‘‘shot clock’’ for Enforcement                      comment on when to start the proposed
                                                  Bureau resolution of pole access                                                                              whether we should require the parties to
                                                                                                          180-day shot clock. We propose starting               resolve procedural issues and deadlines
                                                  complaints filed under section 1.1409 of                the shot clock at the time the pole
                                                  our rules. A ‘‘pole access complaint’’ is                                                                     in a meeting to be held either remotely
                                                                                                          access complaint is filed, as is the case
                                                  a complaint that alleges a complete                                                                           or in person prior to the filing of the
                                                                                                          for state complaints under section
                                                  denial of access to utility poles. This                                                                       pole access complaint (and prior to the
                                                                                                          224(c)(3)(B) of the Act, and we seek
                                                  term does not encompass a complaint                                                                           starting of the shot clock). We seek
                                                                                                          comment on this proposal. We also seek
                                                  alleging that unreasonable rates, terms,                                                                      comment on the types of issues that the
                                                                                                          comment on alternatives that would
                                                  or conditions that the utility demands as                                                                     parties should resolve in a pre-
                                                                                                          start the shot clock later in the process,
                                                  a condition of attachment (e.g.,                                                                              complaint meeting. We note that it has
                                                                                                          such as when a reply is filed by the
                                                  adherence to certain engineering                                                                              been our standard practice to request
                                                                                                          complainant pursuant to section
                                                  standards) amounts to a denial of pole                                                                        that parties participate in pre-complaint
                                                                                                          1.1407(a) of our rules or, if discovery is
                                                  access. We seek comment on this                         requested, when discovery is complete.                meetings in order to resolve procedural
                                                  proposal. The 2011 Pole Attachment                      Starting the clock at these later                     issues and deadlines; we find that the
                                                  Order noted that ‘‘a number of                          junctures would allow the Enforcement                 complaint process has proceeded much
                                                  commenters expressed concern about                      Bureau sufficient time to review the                  more smoothly as a result. We seek
                                                  the length of time it takes for the                     relevant issues involved in a pole access             comment on the benefits and drawbacks
                                                  Commission to resolve pole attachment                   complaint and would not disadvantage                  of requiring a pre-complaint meeting
                                                  complaints,’’ but the Commission                        the timing of the Enforcement Bureau’s                and ask whether there are any state pre-
                                                  determined that the record at the time                  review if the pleading cycle or discovery             complaint procedures that could inform
                                                  did not warrant the creation of new pole                takes longer than expected. Are there                 the rules that we develop.
                                                  attachment complaint rules. We now                      instructive alternative starting points                  51. Use of Shot Clock for Other Pole
                                                  seek comment on whether we should                       adopted by states for the initiation of               Attachment Complaints. We seek
                                                  revisit that earlier conclusion by                      their pole attachment complaint                       comment on whether the Commission
                                                  creating a shot clock and whether 180                   proceedings? If the shot clock does not               should adopt a 180-day shot clock for
                                                  days is a reasonable timeframe for the                  start until sometime after a pole access              pole attachment complaints other than
                                                  Enforcement Bureau to resolve pole                      complaint is filed, would it make sense               those relating to access. We also request
                                                  access complaints. We note that under                   to institute a shot clock that is shorter             comment on whether the length of time
                                                  section 224(c)(3)(B) of the Act, a state                than 180 days?                                        to resolve other pole attachment
                                                  that has asserted jurisdiction over the                    49. Pausing the Shot Clock. We seek                complaints has stymied the deployment
                                                  rates, terms, and conditions of pole                    comment on whether the Enforcement                    of broadband infrastructure. We
                                                  attachments could lose the ability to                   Bureau should be able to pause the                    additionally seek comment on
                                                  resolve a pole attachment complaint if                  proposed shot clock for a reasonable                  reasonable alternatives to a 180-day shot
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                                                  it does not take final action within 180                time in situations where actions outside              clock and ask whether there are state
                                                  days after the complaint is filed with the              the Enforcement Bureau’s control are                  shot clocks for other pole attachment
                                                  state. Should this statutory time period                responsible for delaying its review of a              complaints that could help inform our
                                                  for state resolution of a pole attachment               pole access complaint. In the                         review. Should the procedures set forth
                                                  complaint inform our consideration as                   transactions context, the reviewing                   above for pole access complaints also
                                                  to what constitutes a reasonable                        Bureau pauses the shot clock when the                 apply to other pole attachment
                                                  timeframe for Enforcement Bureau                        parties need additional time to provide               complaints? What alternatives could we
                                                  consideration of a pole attachment                      key information requested by the                      adopt that would further streamline the
                                                  complaint? We additionally seek                         Bureau. We propose to allow the                       pole attachment complaint process?


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                                                  22462                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  D. Reciprocal Access to Poles Pursuant                  Further, we seek comment on necessary                 which an incumbent LEC must wait to
                                                  to Section 251                                          amendments to our rules to effectuate                 implement a planned copper retirement
                                                     52. Background. Section 251 of the                   the changed interpretation in the event               after the Commission’s release of public
                                                  Act provides that ‘‘[e]ach local exchange               we decide to do so. We also seek                      notice from 90 days to 180 days,
                                                  carrier’’ has the duty ‘‘to afford access               comment on how similar the rules for                  required direct notice to retail
                                                  to the poles, ducts, conduits, and rights-              incumbent LEC access under section                    customers, states, Tribal entities, and
                                                  of-way of such carrier to competing                     251 must be to those for other carriers               the Secretary of Defense, and expanded
                                                  providers of telecommunications                         under section 224 for the rules to be                 the types of information that must be
                                                  services on rates, terms, and conditions                ‘‘consistent’’ with each other.                       disclosed.
                                                                                                             55. Additionally, we seek comments                    58. Repeal of Section 51.332 and
                                                  that are consistent with section 224 [of
                                                                                                          and data that will help establish how                 Return to Prior Short-Term Network
                                                  this Act].’’ Section 224(a) defines a
                                                                                                          often incumbent LECs request access to                Change Notification Rule. We seek
                                                  ‘‘utility’’ that must provide
                                                                                                          competitive LEC infrastructure. How                   comment on how best to handle
                                                  telecommunications carriers
                                                                                                          often do incumbent LECs request access                incumbent LEC copper retirements
                                                  nondiscriminatory pole access at                                                                              going forward to prevent unnecessary
                                                                                                          to infrastructure controlled by
                                                  regulated rates to include both                         competitive LECs, how frequently are                  delay and capital expenditures on this
                                                  incumbent LECs and competitive LECs.                    incumbent LECs denied access, and                     legacy technology while protecting
                                                  However, the definition of                              how much of an effect does this have on               consumers. First, we seek comment on
                                                  ‘‘telecommunications carrier’’ used in                  competition and broadband                             eliminating section 51.332 entirely and
                                                  section 224 ‘‘does not include’’                        deployment? Would the frequency of                    returning to a more streamlined version
                                                  incumbent LECs, thus denying                            incumbent LEC requests for access to                  of the pre-2015 Technology Transitions
                                                  incumbent LECs the benefits of section                  competitive LEC poles change if we                    Order requirements for handling copper
                                                  224’s specific protections for carriers.                decide to change our interpretation, and              retirements subject to section 251(c)(5)
                                                     53. According to CenturyLink, the                    how would that impact broadband                       of the Act. Specifically, prior to the
                                                  disparate treatment of incumbent LECs                   deployment?                                           2015 Technology Transitions Order,
                                                  and competitive LECs in section 224(a)                                                                        incumbent LEC copper retirement
                                                  prevents incumbent LECs from gaining                    III. Expediting the Copper Retirement
                                                                                                                                                                notices of less than six months were
                                                  access to competitive LEC-controlled                    and Network Change Notification
                                                                                                                                                                regulated under the more flexible
                                                  infrastructure and in doing so dampens                  Process
                                                                                                                                                                Commission rule that applied to short-
                                                  the incentives for all local exchange                      56. Section 251 of the Act imposes                 term network change notices. We seek
                                                  carriers to build and deploy the                        specific obligations on incumbent LECs                comment on whether to repeal section
                                                  infrastructure necessary for advanced                   to promote competition so as to allow                 51.332 and whether to reinstate the
                                                  services. The Commission initially                      industry to bring ‘‘increased innovation              prior copper retirement notice rules.
                                                  examined this issue during its                          to American consumers.’’ To that end,                 Have the delays and increased burdens
                                                  implementation of the 1996 Act in the                   section 251(c)(5) and the Commission’s                introduced by the revised rules
                                                  1996 Local Competition Order, where it                  part 51 implementing rules require                    hindered next-generation network
                                                  determined that section 251 cannot                      incumbent LECs to provide public                      investment? Have the changes been
                                                  ‘‘[restore] to an incumbent LEC access                  notice of network changes, including                  effective in protecting competition and
                                                  rights expressly withheld by section                    copper retirement, that would affect a                consumers? What are their costs and
                                                  224.’’ The Ninth Circuit Court of                       competing carrier’s performance or                    benefits? Would adopting our pre-2015
                                                  Appeals disagreed in dicta, noting that                 ability to provide service. We propose                rule, without modification, provide
                                                  sections 224 and 251 could ‘‘be read in                 revisions to our Part 51 network change               incumbent LECs with sufficient
                                                  harmony’’ to support a right of access                  disclosure rules to allow providers                   flexibility to facilitate their transition to
                                                  for incumbent LECs on other LEC poles.                  greater flexibility in the copper                     next-generation networks? Should we
                                                  Despite its skepticism of the                           retirement process and to reduce                      retain our existing rule in substantially
                                                  Commission’s analysis in the 1996 Local                 associated regulatory burdens, to                     similar format?
                                                  Competition Order, the Ninth Circuit                    facilitate more rapid deployment of                      59. The 2015 Technology Transitions
                                                  held it was obligated to adhere to that                 next-generation networks. We also seek                Order eliminated the process by which
                                                  analysis because the parties had not                    comment on streamlining and/or                        competitive LECs can object to and seek
                                                  directly challenged the 1996 Local                      eliminating provisions of the more                    to delay an incumbent LEC’s planned
                                                  Competition Order via the Hobbs Act.                    generally applicable network change                   copper retirement when it increased the
                                                  CenturyLink requests the Commission                     notification rules.                                   ‘‘deemed approved’’ timeframe from 90
                                                  revisit our interpretation. Other                                                                             to 180 days. If we return incumbent LEC
                                                  commenters in the latest Biennial                       A. Copper Retirement                                  copper retirements to the prior network
                                                  Review contend that the Commission’s                      57. We seek comment on revisiting                   notification process, should we
                                                  interpretation remains valid given                      our copper retirement and notice of                   nonetheless retain this change, and, if
                                                  incumbent LECs’ ‘‘first-mover                           network change requirements to reduce                 so, how should we incorporate it into
                                                  advantage’’ and ‘‘the ability of large                  regulatory barriers to the deployment of              our rules? Is some other notice
                                                  incumbent LECs to abuse their market                    next-generation networks. First, we seek              timeframe more appropriate?
                                                  positions to foreclose competition.’’                   comment on eliminating some or all of                    60. The 2015 Technology Transitions
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                                                     54. Discussion. We seek comment on                   the changes to the copper retirement                  Order also adopted an expanded
                                                  reading the statutes in harmony to                      process adopted by the Commission in                  definition of copper retirement that
                                                  create a reciprocal system of                           the 2015 Technology Transitions Order.                added (1) the feeder portion of copper
                                                  infrastructure access rules in which                    We seek comment on the Commission’s                   loops and subloops, previously
                                                  incumbent LECs, pursuant to section                     authority to impose the copper                        excluded, and (2) ‘‘the failure to
                                                  251(b)(4) of the Act, could demand                      retirement notice requirements adopted                maintain copper loops, subloops, or the
                                                  access to competitive LEC poles and                     in the 2015 Technology Transitions                    feeder portion of such loops or subloops
                                                  vice versa, subject to the rates, terms,                Order. Among other things, the new                    that is the functional equivalent of
                                                  and conditions described in section 224.                rules doubled the time period during                  removal or disabling’’—i.e., de facto


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                              22463

                                                  retirement. Maintenance of existing                     while there is no ‘‘deemed denied’’                   faith communication requirement,
                                                  copper facilities remains a concern                     provision for other short-term network                should we include an objection period,
                                                  when an incumbent LEC does not go                       change objections. Is there a basis to                and what form should it take?
                                                  through the copper retirement process.                  continue to have a different set of                   Alternatively, should we retain the good
                                                  If we return incumbent LEC copper                       network change requirements for copper                faith communication requirement and
                                                  retirements to the prior network                        retirement? In this regard, we note that              not include an objection period?
                                                  notification process, should we                         the transition from copper to fiber has                  64. If we modify section 51.332, we
                                                  nonetheless retain this expanded                        been occurring for well more than a                   seek comment on eliminating the
                                                  definition?                                             decade now. We anticipate that                        requirement that incumbent LECs
                                                     61. The 2015 Technology Transitions                  interconnecting carriers are aware that               provide direct notice of planned copper
                                                  Order also broadened the recipients of                  copper retirements are inevitable and                 retirements to retail customers, both
                                                  direct notice from ‘‘each telephone                     that they should be familiar by now                   residential and non-residential.
                                                  exchange service provider that directly                 with the implications of and processes                Specifically, we seek comment on
                                                  interconnects with the incumbent LEC’s                  involved in accommodating such                        eliminating sections 51.332(b)(3), (c)(2),
                                                  network’’ to ‘‘each entity within the                   changes. We seek comment on this                      (d)(6)–(8), and (e)(3)–(4). What would be
                                                  affected service area that directly                     expectation.                                          the likely impact of eliminating such
                                                  interconnects with the incumbent LEC’s                     63. Modification of section 51.332. A              notice to consumers, including
                                                  network.’’ It also added a notice                       second alternative to eliminating section             consumers who have disabilities and
                                                  requirement to the Secretary of Defense                 51.332 entirely would be to retain but                senior citizens? How do the benefits of
                                                  as well as the state public utility                     amend section 51.332 to streamline the                notification compare with the costs in
                                                  commission, Governor of the State, and                  process, provide greater flexibility, and             terms of slower transitions to next-
                                                  any Tribal entity with authority over                   reduce burdensome requirements for                    generation networks? Are there
                                                  Tribal lands in which the copper                        incumbent LEC copper retirements. We                  alternative ways in which the
                                                  retirement is proposed. Have these                      seek comment on how we should                         Commission can streamline these retail
                                                  direct notice changes adopted by the                    change the rule to afford flexibility and             customer notice rules to make the
                                                  Commission meaningfully promoted                        maximize incentives to deploy next-                   process more flexible and less
                                                  facilities investment or preserved                      generation facilities. We seek comment                burdensome on carriers retiring their
                                                  competition in the provision of next-                   on whether we should adopt these                      copper, while still ensuring consumers
                                                  generation facilities, and what costs                   changes, and whether additional or                    are protected? Finally, how, if at all,
                                                  have the changes imposed? Have these                    different changes should also be                      should we modify the requirements for
                                                  direct notice changes meaningfully                      adopted:                                              providing notice under current section
                                                  promoted understanding and awareness                       • Requiring an incumbent LEC to                    51.332(b)(4) to the states, Tribal entities,
                                                  of copper retirements and their impacts,                serve its notice only to telephone                    and the Secretary of Defense?
                                                  and what have been the benefits of these                exchange service providers that directly                 65. Additional Considerations. We
                                                  changes? Returning to a version of our                  interconnect with the incumbent LEC’s                 seek comment on additional methods by
                                                  pre-2015 copper retirement rules would                  network, as was the case under the                    which we can provide further flexibility
                                                  reduce the number of direct notice                      predecessor rules, rather than ‘‘each                 in the copper retirement process in
                                                  recipients from ‘‘each entity’’ to ‘‘each               entity within the affected service area               conjunction with or separate from the
                                                  telephone exchange service provider,’’                  that directly interconnects with the                  proposals described above while still
                                                  and eliminate the other expanded notice                 incumbent LEC’s network.’’                            affording interconnecting entities and
                                                  requirements from the 2015 Technology                      • Reducing the waiting period to 90                other impacted parties the notice they
                                                  Transitions Order. We seek comments                     days from 180 days after the                          need. For instance, should the
                                                  on the effects of such a change.                        Commission releases its public notice                 Commission consider an even shorter
                                                     62. Full Harmonization with General                  before the incumbent LEC may                          waiting period in certain circumstances,
                                                  Network Change Notification Process.                    implement the planned copper                          and if so, in what circumstances and
                                                  Alternatively, we seek comment on                       retirement.                                           how much shorter? How, if at all,
                                                  eliminating all differences between                        • Providing greater flexibility                    should that affect the timing for filing
                                                  copper retirement and other network                     regarding the time in which an                        the required certification? Are there any
                                                  change notice requirements, rendering                   incumbent LEC must file the requisite                 other measures we could take to make
                                                  copper retirement changes subject to the                certification.                                        the copper retirement process less
                                                  same long-term or, where applicable,                       • Reducing the waiting period to 30                burdensome on carriers? Are there any
                                                  short-term network change notice                        days where the copper facilities being                other measures we could take to make
                                                  requirements as all other types of                      retired are no longer being used to serve             the copper retirement process more
                                                  network changes subject to section                      any customers in the affected service                 helpful for consumers and other
                                                  251(c)(5). Even under the Commission’s                  area.                                                 impacted parties? Are any technical
                                                  rules prior to the 2015 Technology                         Should we adopt different timing                   changes to our rules necessary to
                                                  Transitions Order, there were                           thresholds than those specified above,                accommodate reforming the copper
                                                  differences in the treatment of copper                  and if so, what thresholds and why                    retirement process? For example, should
                                                  retirements and other short-term                        would different thresholds be better?                 we revise section 51.329(c)(1) to
                                                  network change notices. Whereas short-                  Should we reduce the waiting period to                eliminate the titles specific to copper
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                                                  term network change notices become                      one month and remove the notification                 retirement notices, if there would no
                                                  effective ten days after Commission                     requirements in emergency situations?                 longer be a defined term?
                                                  issuance of a public notice, copper                     Should we modify the existing
                                                  retirement notices became effective                     requirements for the content of the                   B. Network Change Notifications
                                                  ninety days thereafter. Moreover, an                    notice, and if so, how? Have competitive              Generally
                                                  objection to a copper retirement notice                 LECs availed themselves of the good                     66. Next, we seek comment on
                                                  was deemed denied 90 days after the                     faith communication requirement, and                  methods to reduce the burden of our
                                                  Commission’s public notice absent                       if so, has that requirement caused any                network change notification processes
                                                  Commission action on the objection,                     difficulties? If we eliminate the good                generally. The Commission’s network


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                                                  22464                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  change notification process is the                      entities to which disclosure may be                   adopted alternative means of
                                                  process by which incumbent LECs                         useful by providing all such entities                 communications, whether using
                                                  provide ‘‘reasonable public notice of                   greater time to consider or respond to                telecommunications relay services,
                                                  changes in the information necessary for                possible network changes. We seek                     texting, videophones, or other online
                                                  the transmission and routing of services                comment on this expectation. To the                   communications? To what extent have
                                                  using that local exchange carrier’s                     extent that concerns about some entities              such individuals relied on terminal-
                                                  facilities or networks, as well as of any               receiving advanced notice remain                      equipment-incompatibility notices in
                                                  other changes that would affect the                     warranted, do any of the specific                     the past, and are alternative means
                                                  interoperability of those facilities and                revisions proposed above obviate such                 available that would be more effective at
                                                  networks.’’ Aside from the copper                       concerns, and if not, what approach can               targeting affected individuals with
                                                  retirement notice expansions adopted                    we adopt to address such concerns                     disabilities? We seek comment on the
                                                  by the 2015 Technology Transitions                      while still introducing additional                    benefits and costs of the current rule
                                                  Order, we last revisited our general                    flexibility?                                          and whether the benefits outweigh the
                                                  section 251(c)(5) rules in 2004. Do                        69. Objection Procedures. Should we                costs. Alternatively, should the rule be
                                                  changes to the telecommunications                       revise or eliminate the procedures set                retained but certain types of changes
                                                  marketplace since that time warrant                     forth in section 51.333(c) of the                     categorically exempted? The
                                                  changes to these rules, more generally,                 Commission’s rules by which a                         Commission’s current copper retirement
                                                  and if so, what changes? We seek                        telecommunications service provider or                rules require incumbent LECs to certify
                                                  comment on two specific changes below                   information service provider that                     compliance with section 68.110(b). If we
                                                  and invite commenters to identify other                 directly interconnects with the                       eliminate section 68.110(b), we propose
                                                  possible reforms to our network change                  incumbent LEC’s network may object to                 eliminating this certification
                                                  notification processes.                                 the timing of short-term network                      requirement, and we seek comment on
                                                     67. Section 51.325(c). We specifically               changes? What costs, if any, has the                  this proposal.
                                                  propose eliminating section 51.325(c) of                uncertainty introduced by this
                                                  our rules, which prohibits incumbent                    procedure imposed? What public                        IV. Streamlining the Section 214(a)
                                                  LECs from disclosing any information                    interest benefits are associated with this            Discontinuance Process
                                                  about planned network changes to                        requirement? Have competitive LECs                       71. Among other things, section
                                                  affiliated or unaffiliated entities prior to            made use of this procedure? Should we                 214(a) requires carriers to obtain
                                                  providing public notice. We seek                        adopt a ‘‘deemed denied’’ timeframe                   authorization from the Commission
                                                  comment on this proposal. This                          with respect to objections on which the               before discontinuing, reducing, or
                                                  prohibition appears to unnecessarily                    Commission has not acted within some                  impairing service to a community or
                                                  constrain the free flow of useful                       specified timeframe? Should we revise                 part of a community. Note that for
                                                  information that such entities may find                 the objection procedure in any other                  convenience, in certain circumstances
                                                  particularly helpful in planning their                  way?                                                  this NPRM uses ‘‘discontinue’’ (or
                                                  own business operations. We seek                                                                              ‘‘discontinued’’ or ‘‘discontinuance,’’
                                                                                                          C. Section 68.110(b)                                  etc.) as shorthand that encompasses the
                                                  comment on this view. Alternatively,
                                                  we could revise section 51.325(c) of our                   70. We seek comment on eliminating                 statutory terms ‘‘discontinue, reduce, or
                                                  rules to permit disclosures to affiliated               or modifying section 68.110(b) of our                 impair’’ unless the context indicates
                                                  and unaffiliated entities, but only to the              rules, which requires that ‘‘[i]f . . .               otherwise. With respect to section
                                                  extent that the information disclosed is                changes [to a wireline                                214(a)’s discontinuance provision,
                                                  what the incumbent LEC would include                    telecommunications provider’s                         generally, and the Commission’s
                                                  in its required public notice under                     communications facilities, equipment,                 implementing rules specifically, carriers
                                                  section 51.327. A third possibility                     operations or procedures] can be                      have asserted ‘‘that exit approval
                                                  would be to revise section 51.325(c) to                 reasonably expected to render any                     requirements are among the very most
                                                  allow such disclosure, but only to the                  customer’s terminal equipment                         intrusive forms of regulation.’’ In this
                                                  extent the carrier makes such                           incompatible with the communications                  section, we seek comment on targeted
                                                  information available to all entities that              facilities of the provider of wireline                measures to shorten timeframes and
                                                  would be entitled to direct notice of the               telecommunications, or require                        eliminate unnecessary process
                                                  network change in question. We seek                     modification or alteration of such                    encumbrances that force carriers to
                                                  comment on these proposals and any                      terminal equipment, or otherwise                      maintain legacy services they seek to
                                                  other alternative approaches. If we                     materially affect its use or performance,             discontinue.
                                                  permit disclosure to affiliated or                      the customer shall be given adequate                     72. We believe that modifying our
                                                  unaffiliated entities prior to public                   notice in writing, to allow the customer              discontinuance processing for legacy
                                                  notice, should we specify any particular                an opportunity to maintain                            systems to reduce burdens and protect
                                                  timeframe within which public notice                    uninterrupted service.’’ We seek                      customers will facilitate carriers’ ability
                                                  must follow?                                            comment on the benefits and costs of                  to retire legacy network infrastructure
                                                     68. What are the potential advantages                the current rule and whether the                      and will accelerate the transition to next
                                                  and disadvantages of eliminating or                     benefits outweigh the costs. How is such              generation IP-based networks. We seek
                                                  revising section 51.325(c)? When this                   notice under that rule provided today,                comment on this view.
                                                  rule was first adopted, the goal was to                 and specifically, how would a carrier be
                                                                                                                                                                A. Applications That ‘‘Grandfather’’
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                                                  prevent ‘‘preferential disclosure to                    able to know whether ‘‘any’’ terminal
                                                  selected entities.’’ Are these concerns                 equipment would be affected? Do                       Existing Customers
                                                  still warranted? We anticipate that                     customers still rely on or benefit from                  73. Streamlining the Public Comment
                                                  providing incumbent LECs greater                        the notice required by section 68.110(b)?             Period. We propose to streamline the
                                                  flexibility to disclose information and                 To what extent do individuals with                    section 214(a) discontinuance process
                                                  discuss contemplated changes before                     disabilities still rely on TTYs or other              for applications that seek authorization
                                                  cementing definitive plans would                        specialized devices or services in an                 to ‘‘grandfather’’ low-speed legacy
                                                  benefit these carriers, interconnecting                 analog environment? To what extent                    services for existing customers.
                                                  carriers, and any other interested                      have individuals with disabilities                    ‘‘Grandfathering’’ a service in section


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                           22465

                                                  214 parlance means that a carrier                       after its filing unless the Commission                based services. We seek comment on
                                                  requests permission to stop accepting                   notifies the applicant that the grant will            whether this is an appropriate speed
                                                  new customers for the service while                     not be automatically effective. We seek               threshold, or whether higher-speed
                                                  maintaining service to existing                         comment on this proposal. Like our                    grandfathered services—e.g., any legacy
                                                  customers. We specifically propose to                   proposed uniform 10-day comment                       copper-based or other TDM services
                                                  reduce the public comment period to a                   period for all applications to grandfather            below 10 Mbps or 25 Mbps or even
                                                  uniform 10 days for all applications                    low-speed legacy services, we see no                  higher—should also qualify for this
                                                  seeking to grandfather legacy low-speed                 reason to maintain disparate auto-grant               more streamlined processing. Should
                                                  services regardless of whether the                      periods for such applications. Will this              we limit our streamlined comment and
                                                  provider filing the application is a                    streamlined auto-grant period for                     auto-grant periods to a narrower set of
                                                  dominant or non-dominant carrier. We                    carriers allow adequate time for the                  circumstances than we propose? Should
                                                  seek comment on this proposal.                          Commission and other parties to review                we adopt a separate sets of auto-grant
                                                     74. As a threshold matter, we seek                   their applications? Will the shorter auto-            periods for lower and higher speed
                                                  comment on whether expediting the                       grant period incent providers to more                 services? Are there other service
                                                  review and authorization of applications                rapidly resolve end-user concerns, if                 characteristics we should consider
                                                  to grandfather low-speed services offers                any?                                                  besides speed in deciding which
                                                  benefits to discontinuing carriers                         77. Is there a different auto-grant                applications may qualify for streamlined
                                                  generally. Will grandfathering a                        period we should consider when                        comment and auto-grant periods?
                                                  particular service create greater                       reviewing applications to grandfather                    80. Additional Steps. Beyond
                                                  regulatory parity for                                   low-speed services, periods that are                  condensing the comment and auto-grant
                                                  telecommunications carriers compared                    either shorter or longer than the 25-day              periods, we seek comment on any
                                                  to other segments of the industry? What                 interval we have proposed? Is there                   additional steps we might take to further
                                                  sort of costs does such a requirement                   reason to maintain disparate auto-grant               streamline the review and approval
                                                  impose on carriers and customers                        periods for dominant versus non-                      process for applications to grandfather
                                                  relative to the benefits it imparts? We                 dominant carriers rather than subject                 low-speed services. We specifically seek
                                                  believe that section 214 provides us                    both types of carriers to a uniform auto-             comment on whether there are certain
                                                  ample authority to implement the                        grant period as we have proposed to do?               circumstances under which applications
                                                  streamlining measures we propose. We                    Alternatively, what role should an                    to grandfather low-speed legacy services
                                                  seek comment on this belief.                            objection from a potential customer or                could be granted once the application is
                                                     75. More specifically, we seek                       other interested party take in the                    accepted for filing without any period of
                                                  comment on the streamlined 10-day                       application for grandfathering? Should                public comment or under which we
                                                  comment period we have proposed.                        such an objection result in an                        should dispense with requiring
                                                  Will this comment period allow                          application being taken off of                        applications entirely. Does the
                                                  adequate time for interested parties to                 streamlined treatment?                                Commission have authority under
                                                  review and consider discontinuance                         78. In addition to potentially reducing            section 214(b) to permit grants without
                                                  applications from carriers and to file                  the auto-grant period for applications                any period of public comment or to
                                                  comments on these applications, if                      seeking to grandfather low-speed                      determine that an application is not
                                                  necessary? Is there a different time                    services, we seek comment on whether                  necessary? Would limited forbearance
                                                  period we should consider, e.g., some                   to adopt an even more abbreviated auto-               from the requirements of section 214 be
                                                  temporal interval that is either shorter                grant period for grandfathered                        necessary to dispense with requiring an
                                                  or longer than the 10-day comment                       discontinuance applications that receive              application or to grant certain
                                                  period we have proposed? Should we                      no comments during the specified                      applications without any period of
                                                  reduce the time period for reviewing                    comment period. In conjunction with                   public comment, and if so, are the
                                                  and granting applications to grandfather                our efforts to expedite the automatic                 criteria for forbearance met in this
                                                  higher-speed services as well, and if so,               granting of these applications, we seek               instance? Would pursuing either of
                                                  how? While we have proposed to                          comment on whether we should                          these options harm existing or potential
                                                  subject applications from both dominant                 establish a ‘‘shot-clock’’ applicable to              customers, and if so, do those harms
                                                  and non-dominant carriers to a uniform                  the time period within which the                      outweigh the benefits of streamlining?
                                                  10-day comment period, we seek                          Commission receives applications to                      81. If the Commission grants certain
                                                  comment on whether there is reason to                   grandfather low-speed legacy services                 applications to grandfather low-speed
                                                  maintain disparate comment periods for                  and when the Commission releases the                  services without a period of public
                                                  dominant versus non-dominant carriers                   Public Notice seeking comment on such                 comment, what criteria should
                                                  in this context?                                        applications. Have carriers filing section            applications satisfy in order to qualify
                                                     76. Streamlining the Auto-Grant                      214 discontinuance applications                       for such a grant? For example, there may
                                                  Period. We propose that all applications                experienced seemingly unreasonable                    be cases in which the carrier has not
                                                  seeking to grandfather low-speed legacy                 delay between the time the Commission                 sold the service to any new customer for
                                                  services be automatically granted on the                receives their applications and when                  a particular period of time and only a
                                                  25th day after public notice unless the                 they are placed on Public Notice?                     limited number of existing customers
                                                  Commission notifies the applicant that                     79. Eligibility of Grandfathered                   continue to take the service, and we
                                                  such a grant will not be automatically                  Services for Streamlined Processing. We               seek comment on whether there is a
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                                                  effective. Under our current rules, an                  seek comment on the scope of services                 particular period of time and/or number
                                                  application by a domestic, dominant                     to which streamlined processing would                 of customers that warrants automatic
                                                  carrier will be automatically granted on                apply. We propose, at a minimum, to                   grant without a comment period.
                                                  the 60th day after its filing unless the                apply any streamlined discontinuance                  Should such grants be contingent on a
                                                  Commission notifies the applicant that                  process to grandfathered low-speed                    baseline showing, attestation, or
                                                  the grant will not be automatically                     TDM services at lower-than-DS1 speeds                 affirmative statement in a carrier’s
                                                  effective, whereas an application by a                  (below 1.544 Mbps), as these are                      application that there are reasonable
                                                  domestic, non-dominant carrier will be                  services that are rapidly being replaced              alternatives to the service that is to be
                                                  automatically granted on the 31st day                   with more advanced or higher-speed IP-                grandfathered? If so, what type of


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                                                  22466                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  certification or showing should be                      NS/EP priority services such as the                   how could carriers undertake the
                                                  required?                                               Government Emergency                                  consultation described in prong (2)? Are
                                                     82. Government Users. Finally, we                    Telecommunications Service (GETS)                     there specific concerns applicable to
                                                  seek comment on how we should take                      and the Telecommunications Service                    Tribal, state, or local government
                                                  into account the needs of federal, state,               Priority (TSP) system? How will                       customers? If so, would the NTIA
                                                  local, and Tribal government users of                   accelerating copper retirement impact                 proposal address them? If not, what
                                                  legacy services in deciding whether and                 these policy goals? Should section 214                additional or alternative steps would?
                                                  how best to streamline the process for                  applications demonstrate how priority
                                                                                                                                                                B. Applications To Discontinue
                                                  reviewing section 214 applications that                 services will continue to be provisioned
                                                                                                                                                                Previously Grandfathered Legacy Data
                                                  seek to grandfather low-speed services.                 to government users? How will the
                                                                                                                                                                Services
                                                  The National Telecommunications and                     transition from the provision of old
                                                                                                          services to new ones affect other                        85. We propose to streamline the
                                                  Information Administration (NTIA) has
                                                                                                          national security interests? How should               discontinuance process for any
                                                  stated that federal government agencies
                                                                                                          we take into account the needs of                     application seeking authorization to
                                                  face particular challenges as customers
                                                                                                          potential government and Tribal                       discontinue legacy data services that
                                                  of telecommunications services and are
                                                                                                          customers when considering whether                    have previously been grandfathered for
                                                  different from many other customers
                                                                                                          and how to streamline the comment                     a period of no less than 180 days. We
                                                  given the budget and procurement
                                                                                                          and/or auto-grant periods for                         propose to adopt a streamlined uniform
                                                  challenges they face and ‘‘the mission-                                                                       comment period of 10 days and an auto-
                                                  critical activities they perform for the                applications to grandfather legacy
                                                                                                          services? Should applications affecting               grant period of 31 days for both
                                                  public benefit.’’ In its Petition, NTIA                                                                       dominant and non-dominant carriers.
                                                  asserts that government agencies must                   government end users be eligible for any
                                                                                                          streamlined process we adopt? If we                   We seek comment on these proposals
                                                  make budgetary and technical plans far                                                                        and on other potential alternatives. We
                                                  in advance to convert or adapt their                    adopt special requirements in relation to
                                                                                                          applications that may affect government               believe that section 214 provides us
                                                  networks, systems, and services to new                                                                        ample authority to streamline the
                                                  infrastructure. We agree with NTIA that                 or Tribal users, how can we identify
                                                                                                          such applications, given that                         process for reviewing and granting
                                                  transitions from the provision of old                                                                         applications to discontinue legacy data
                                                                                                          grandfathering affects only non-
                                                  communications services to new ‘‘must                                                                         services that have previously been
                                                                                                          customers of the service at issue?
                                                  not disrupt or hamper the performance                      83. NTIA suggests that the                         grandfathered for a period of at least 180
                                                  of mission-critical activities, of which                Commission must ensure that carriers                  days. Do commenters agree with this
                                                  safety of life, emergency response, and                 provide information to federal agencies,              conclusion? Why or why not?
                                                  national security are the most                          including the direction and pace of any                  86. Should this proposed streamlined
                                                  prominent examples.’’ Further,                          network changes, so that agencies are                 process be restricted to only previously
                                                  Assignment of National Security and                     able to plan and fund the service,                    grandfathered legacy data services
                                                  Emergency Preparedness                                  equipment, and systems upgrades                       below a certain speed? Should
                                                  Communications Functions, Exec. Order                   needed to maintain critical operations                dominant and non-dominant carriers
                                                  13,618, 3 CFR 273 (July 6, 2012), states                without interruption. NTIA asks that the              continue to be subject to different
                                                  the following as policy of the United                   Commission require carriers to state in               comment and auto-grant timeframes for
                                                  States: ‘‘The Federal Government must                   their section 214 discontinuance                      discontinuing legacy data services that
                                                  have the ability to communicate at all                  applications: (1) whether and to what                 have previously been grandfathered, as
                                                  times and under all circumstances to                    extent they have discussed the proposed               is currently the case? If so, what should
                                                  carry out its most critical and time                    network or service change with affected               these timeframes be? We encourage
                                                  sensitive missions. Survivable, resilient,              federal customers; and (2) what actions               commenters to advance specific
                                                  enduring, and effective                                 they have taken or what plans, if any,                alternative proposals they believe would
                                                  communications, both domestic and                       they have made to ensure the continuity               better address the Commission’s
                                                  international, are essential to enable the              of mission-critical agency                            objective to accelerate the deployment
                                                  executive branch to communicate                         communications networks, systems, and                 of next-generation networks by
                                                  within itself and with: the legislative                 services.                                             eliminating unnecessary delays in the
                                                  and judicial branches; State, local,                       84. We seek comment on this                        discontinuance process. To that end, are
                                                  territorial, and tribal governments;                    proposal both in general and in the                   there other steps we could take, beyond
                                                  private sector entities; and the public,                context of our section 214 proposals                  condensing the comment and auto-grant
                                                  allies, and other nations. Such                         herein. How would such requirements                   periods, which would help streamline
                                                  communications must be possible under                   benefit federal customers, and would                  the review and authorization of
                                                  all circumstances to ensure national                    such requirements benefit others in the               applications to discontinue legacy data
                                                  security, effectively manage                            communications ecosystem? How could                   services that have previously been
                                                  emergencies, and improve national                       we measure compliance with any such                   grandfathered? Please explain.
                                                  resilience. The views of all levels of                  requirements? Would such requirements                    87. We propose to require carriers
                                                  government, the private and nonprofit                   prove unduly burdensome on carriers                   seeking this streamlined discontinuance
                                                  sectors, and the public must inform the                 relative to any potential benefit for                 processing for legacy data services to
                                                  development of national security and                    government users? We seek comment on                  make a showing that they received
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                                                  emergency preparedness (NS/EP)                          whether the service agreements or                     Commission authority to grandfather
                                                  communications policies, programs, and                  contracts into which carriers enter with              such services at least 180 days
                                                  capabilities.’’ To the extent these                     government entities could sufficiently                previously. Is the 180-day
                                                  proposed rules accelerate retirement of                 include provisions that address the                   grandfathering requirement too
                                                  systems for national security emergency                 types of concerns NTIA raises generally.              restrictive? Should we consider a
                                                  preparedness (NS/EP) communication,                     With respect to grandfathering, would                 shorter grandfathering timeframe?
                                                  we seek comment on the impact to these                  prong (1) of NTIA’s proposed                          Should we require any additional
                                                  capabilities. In particular, we seek                    certification have any relevance since it             showings to qualify for this streamlined
                                                  comment on what will be the impact to                   is addressed to present customers, and                treatment? For example, should we


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                            22467

                                                  require a statement identifying one or                  wholesale carrier-customers. We seek                     93. We also seek comment on the
                                                  more alternative comparable data                        comment on our proposal to reverse the                relationship between sections 214(a)
                                                  services available from the                             2015 interpretation and, going forward,               and 251(c)(5) of the Act. When section
                                                  discontinuing provider or a third party                 interpret section 214(a) to require a                 214(a) was enacted during World War II,
                                                  provider at the same or higher speeds as                carrier to take into account only its own             ‘‘one of Congress’s main concerns was
                                                  the service being discontinued? If so,                  retail end users when evaluating                      that [domestic telegraph] mergers might
                                                  how should we define ‘‘comparable’’                     whether the carrier will ‘‘discontinue,               result in a loss or impairment of service
                                                  service? Should we require that any                     reduce, or impair service to a                        during this war time period.’’ By
                                                  such ‘‘comparable’’ service be available                community, or part of a community.’’                  contrast, 53 years later, Congress revised
                                                  throughout the entire affected service                     91. We seek comment on the practical               the Act ‘‘to promote competition and
                                                  area?                                                   effect of the 2015 interpretation. What               reduce regulation . . . and encourage
                                                     88. We also propose to require only a                benefits flow to the retail end-user                  the rapid deployment of new
                                                  statement from the discontinuing carrier                customers of the carrier’s wholesale                  telecommunications technologies.’’
                                                  demonstrating that it received                          carrier customers as a result of that                 Congress enacted section 251(c)(5) of
                                                  Commission authority to grandfather the                 interpretation? Does it make sense to                 the Act to require incumbent LECs to
                                                  services at issue at least 180 days                     take away those benefits? Does it make                ‘‘provide reasonable public notice of
                                                  previously. Is a statement sufficient, or               sense to maintain a regulatory obligation             changes in the information necessary for
                                                  should some other showing be required?                  that requires a carrier, most often an                the transmission and routing of services
                                                  If commenters believe we should                         incumbent LEC, to obtain information                  using that local exchange carrier’s
                                                  require more than a statement, what                     about third parties, i.e., its carrier-               facilities or networks, as well as of any
                                                  type of showing should a carrier be                     customer’s retail end users, with whom                other changes that would affect the
                                                  obligated to make? If we adopt a                        it generally has no relationship, before              interoperability of those facilities and
                                                  requirement that carriers must                          it can execute its own business plans to              networks.’’ The Commission’s
                                                  demonstrate the availability of one or                  discontinue its service? What can the                 regulations implementing section
                                                  more alternative comparable data                        upstream carrier be expected to know                  251(c)(5), require, among other things,
                                                  services from the discontinuing                         about who the end-user customers of its               that an incumbent LEC ‘‘must provide
                                                  provider or a third party, would a                      carrier-customers are and how the                     public notice regarding any network
                                                  statement identifying such alternative                  discontinuance will affect them? Does                 change that [w]ill affect a competing
                                                  services be sufficient to satisfy this                  the current application of the                        service provider’s performance or ability
                                                  requirement? For carriers seeking to rely               requirement impose undue compliance                   to provide service.’’ In enacting section
                                                  on a third-party service, what type of                  costs and burdens on a discontinuing                  251(c)(5), did Congress signal its intent
                                                  showing would be necessary to                           carrier that harm the public by delaying              that incumbent LECs need only provide
                                                  demonstrate the existence of alternative                the transition to newer, more                         notice, not obtain approval, when
                                                  data services? Would such a statement                   technologically advanced services? Or,                making changes to wholesale inputs
                                                  suffice for this purpose?                               are those costs reasonable in light of the            relied upon by competing carriers? At
                                                     89. Finally, we seek comment on                      potential harm to end-user customers?                 the time of the 1996 Act, the
                                                  whether special consideration should be                 Have there been other effects on the                  Commission interpreted its section
                                                  given to applications seeking to                        market for legacy services and on the                 214(a) discontinuance authority not to
                                                  discontinue previously grandfathered                    transition to IP services that we should              apply to wholesale customers. Did that
                                                  legacy data services to federal, state,                 consider?
                                                                                                                                                                interpretation have any bearing on
                                                  local, and Tribal government users for                     92. We also seek comment on how
                                                                                                                                                                Congress’s intent when enacting section
                                                  the same reasons we address this                        carrier-customers’ discontinuance
                                                  question in considering streamlining                    obligations should inform our                         251(c)(5)? How should we reconcile the
                                                  grandfathered and legacy voice service                  interpretation. What weight should we                 Congressional mandates in sections
                                                  discontinuance applications. Should                     give to the fact that a carrier-customer              214(a) and 251(c)(5) of the Act to best
                                                  providers be required to make some                      is itself obligated to file a                         eliminate regulatory barriers to the
                                                  additional showing beyond what we                       discontinuance application under                      deployment of next-generation networks
                                                  have proposed when seeking to                           section 214(a) of the Act and section                 and services, avoid unnecessary capital
                                                  discontinue previously grandfathered                    63.71 of the Commission’s rules if it                 expenditure on legacy services, and
                                                  legacy data services to government                      discontinues, reduces, or impairs                     protect consumers and the public
                                                  users? If so, with what additional                      service as a result of the loss of a                  interest? Alternatively, was the
                                                  conditions should they be required to                   wholesale input from an upstream                      Commission’s statutory interpretation in
                                                  comply and why?                                         carrier? Can we find that the objectives              the 2015 Technology Transitions Order
                                                                                                          of section 214(a) are met because the                 correct? Are there other interpretations
                                                  C. Clarifying Treatment Under Section                   carrier-customer itself is subject to                 of the interaction between these two
                                                  214(a) of Carrier-Customers’ End Users                  section 214(a)’s requirement to obtain                provisions that would be more
                                                    90. We seek comment on reversing the                  Commission approval if a change in the                consistent with Congressional intent? If
                                                  Commission’s 2015 ‘‘clarification’’ of                  inputs relied on by the carrier-customer              so, what are they?
                                                  section 214(a) that substantially                       results in a discontinuance, reduction,                  94. Finally, we seek comment on
                                                  expanded the scope of end users that a                  or impairment of services to the carrier-             whether the Commission correctly
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                                                  carrier must consider in determining                    customer’s retail end users? Or, are                  interpreted the precedent upon which it
                                                  whether it is required to obtain section                there situations in which end-user                    relied to support its expansive 2015
                                                  214 discontinuance authority. In the                    customers would be inadequately                       clarification. Prior to the 2015
                                                  2015 Technology Transitions Order, the                  protected by such an interpretation? Do               Technology Transitions Order, it
                                                  Commission ‘‘provided guidance and                      the contractual and business                          appears that the Commission had held
                                                  clarification’’ that section 214(a) of the              relationships between upstream carriers               that discontinuances to wholesale
                                                  Act applies not only to a carrier’s own                 and their carrier-customers provide                   purchasers were not cognizable under
                                                  retail customers, but also to the retail                additional safeguards to retail end                   section 214(a). The 2015 Technology
                                                  end-user customers of that carrier’s                    users?                                                Transitions Order acknowledges that


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                                                  22468                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  distinction, stating in a footnote that                 of third-party services satisfy this kind             proposed rule applies only to services
                                                  ‘‘[t]he Commission will . . . continue to               of test, or would only services offered by            without customers, consumer harm
                                                  distinguish discontinuance of service                   the discontinuing carrier suffice?                    from further streamlining these kinds of
                                                  that will affect service to retail                         96. We also seek comment on the best               discontinuance applications appears
                                                  customers from discontinuances that                     approach for granting streamlined                     unlikely. We seek comment on retaining
                                                  affect only the carrier-customer itself.’’              treatment to these types of                           and modifying section 63.71(g) as
                                                  Relying on BellSouth Telephone,                         discontinuances. In circumstances                     proposed, and on any other additions or
                                                  however, the Commission adopted the                     where a discontinuing carrier’s service               amendments to the rule, such as
                                                  view that upstream carriers have                        overlaps with an alternative fiber, IP-               shortening the time in which the
                                                  responsibility for carrier-customers’                   based, or wireless service, should we                 application is automatically granted,
                                                  end-user customers under section                        require a section 214 discontinuance                  that may further our goal of removing
                                                  214(a). Did the Commission correctly                    application? If not, should we either                 regulatory barriers to broadband
                                                  interpret BellSouth Telephone,                          grant limited blanket discontinuance                  investment. Would a different
                                                  particularly in light of the facts of that              authority or forbear on a limited basis               timeframe during which a carrier must
                                                  case? Did the Commission incorrectly                    from section 214? If we require an                    demonstrate that it has had no
                                                  read BellSouth Telephone to protect the                 application, would a grant of the section             customers be more appropriate to
                                                  business models of certain downstream                   214 application upon acceptance for                   balance the interests of discontinuing
                                                  retail carriers, regardless of the                      filing be appropriate or would allowing               carriers and potential consumers of
                                                  availability of the same or comparable                  for public notice and comment be                      these services?
                                                  alternatives in the community? All of                   necessary to satisfy the requirements of                 98. Section 63.71(i) Auto-grants for
                                                  the other cases cited in the 2015                       section 214(a)? If we maintain a                      Competitive LECs Upon Copper
                                                  Technology Transitions Order found                      comment period, should we reduce the                  Retirement. We seek comment on
                                                  that section 214(a) did not apply.                      comment and automatic grant                           revising section 63.71(i), which was
                                                  Accordingly, did the Commission                         timeframe? As another alternative,                    adopted in the 2016 Technology
                                                  properly interpret and rely on those                    should we instead require carriers to file            Transitions Order to provide for
                                                  cases? Considering that all but one of                  only a notice of discontinuance                       automatic discontinuance authority,
                                                  the cases predated the adoption of the                  accompanied by proof that fiber, IP-                  subject to certain conditions, for
                                                  1996 Act and its specific protections for               based, or wireless alternatives are                   competitive LECs that must discontinue
                                                  wholesale customers, including section                  available to the affected community, in               service on a date certain due to an
                                                  251(c)(5), what continuing probative                    lieu of a full application for approval?              incumbent LEC’s effective copper
                                                  value do the cases have? Indeed, the                    If so, what proof would suffice, and how              retirement. Specifically, to the extent we
                                                  only Commission precedent cited in the                  should the Commission review that                     eliminate section 51.332, we seek
                                                  2015 Technology Transitions Order that                  filing?                                               comment on revising section 63.71(i) to
                                                  postdated the 1996 Act did not                             97. Section 63.71(g) Applications to               include as a condition that the relevant
                                                  explicitly consider the applicability of                Discontinue Service With No Customers.                network change notice provides no
                                                  section 251(c)(5). Did the Commission                   We specifically propose to maintain but               more than six months’ notice. We also
                                                  grant to carrier-customers in 2015 rights               modify the provision adopted in the                   seek comment on how, if at all, we
                                                  beyond Congress’s intent in the 1996                    2016 Technology Transitions Order for                 should modify section 63.71(i) to further
                                                  Act in an attempt to protect carrier-                   streamlined treatment of section 214                  harmonize it with any revisions we
                                                  customers’ end users, even though those                 discontinuance applications for all                   adopt herein to the incumbent LEC
                                                  end users have the benefit of the section               services that have not had customers for              copper retirement process under Part 51
                                                  214(a) discontinuance process from                      a period of six months prior to                       of our rules. We seek to ensure our rules
                                                  their own provider? What is the proper                  submission of the application. Under                  take into account situations, where,
                                                  interplay between sections 251 and 214                  this rule, which was based on a                       through no fault of its own, a
                                                  in this context?                                        proposal submitted to the Commission                  competitive LEC is unable to comply
                                                                                                          by AT&T, carriers may certify to the                  with our section 214(a) discontinuance
                                                  D. Other Part 63 Proposals                              Commission that the service to be                     requirements as a result of an
                                                     95. Further Streamlining of 214(a)                   discontinued is ‘‘a service for which the             incumbent LEC’s transition to a next-
                                                  Discontinuances. In addition to the                     requesting carrier has had no customers               generation network. To the extent we
                                                  proposals discussed above, we seek                      or reasonable requests for service during             reduce the waiting period for
                                                  comment on methods to streamline                        the 180-day period immediately                        implementing planned copper
                                                  section 214(a) applications more                        preceding submission of the                           retirements, would this eliminate the
                                                  generally. Specifically, we seek                        application,’’ and the application will               need for or necessitate any changes to
                                                  comment on whether it would be                          be granted automatically on the 31st day              section 63.71(i)?
                                                  appropriate for the Commission to                       after filing, unless the Commission has                  99. 2016 Technology Transitions
                                                  conclude that section 214(a)                            notified the applicant that the grant will            Order Revisions to Sections 63.71(a)–(b).
                                                  discontinuances will not adversely                      not be automatically effective. We note               We seek comment on whether we
                                                  affect the present or future public                     that at least one carrier representative              should retain, modify, or eliminate the
                                                  convenience and necessity, provided                     has recently endorsed this provision of               changes made by the 2016 Technology
                                                  that fiber, IP-based, or wireless services              the rules adopted in the 2016                         Transitions Order to section 63.71(a)
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                                                  are available to the affected community.                Technology Transitions Order as an                    and the introduction of new section
                                                  What type of showing would be                           effective tool for reducing barriers to               63.71(b). The 2016 Technology
                                                  required on the part of discontinuing                   next generation infrastructure                        Transitions Order modified section
                                                  carriers to demonstrate the existence of                deployment. We propose to shorten the                 63.71(a) by requiring carriers to provide
                                                  alternative services? What types of fiber,              timeframe during which a carrier must                 notice of discontinuance applications to
                                                  IP-based, or wireless services would                    demonstrate that it has had no                        any federally-recognized Tribal Nations
                                                  constitute acceptable alternatives, and                 customers for a given service, from 180               with authority over the Tribal lands in
                                                  under what circumstances? Would a                       days to 60 days, and seek comment on                  which the discontinuance, reduction, or
                                                  demonstration regarding the availability                this modification. Because this                       impairment of service is proposed. It


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                              22469

                                                  also modified section 63.71(a) to clearly               capital costs from the formulas used to               revisions on which the NPRM seeks
                                                  permit carriers to provide email notice                 confirm the reasonableness of rates                   comment, if adopted. The RFA generally
                                                  to customers of discontinuance                          charged by utilities for pole attachments             defines the term ‘‘small entity’’ as
                                                  applications, and it established                        by telecommunications and cable                       having the same meaning as the terms
                                                  requirements in section 63.71(b) that                   providers; (4) establish a 180-day shot               ‘‘small business,’’ ‘‘small organization,’’
                                                  carriers must meet when using email to                  clock for Commission consideration of                 and ‘‘small governmental jurisdiction.’’
                                                  satisfy the written notice requirements.                pole attachment complaints; (5) adopt a               In addition, the term ‘‘small business’’
                                                                                                          formula for computing the maximum                     has the same meaning as the term
                                                  V. Initial Regulatory Flexibility
                                                                                                          pole attachment rate that may be                      ‘‘small-business concern’’ under the
                                                  Analysis
                                                                                                          imposed on an incumbent LEC, and (6)                  Small Business Act. A ‘‘small-business
                                                    100. As required by the Regulatory                    adopt rules that would interpret the                  concern’’ is one which: (1) Is
                                                  Flexibility Act (RFA), the Commission                   interconnection rules for                             independently owned and operated; (2)
                                                  has prepared this present Initial                       telecommunications carriers in section                is not dominant in its field of operation;
                                                  Regulatory Flexibility Analysis (IRFA)                  251 of the Act and the pole attachment                and (3) satisfies any additional criteria
                                                  of the possible significant economic                    rules of section 224 in a manner that                 established by the SBA.
                                                  impact on small entities by the policies                allows for competitive LECs to demand                    108. The majority of our proposals
                                                  and rules proposed in this NPRM.                        access to incumbent LEC poles and vice                and the changes on which we seek
                                                  Written public comments are requested                   versa.                                                comment in the NPRM will affect
                                                  on this IRFA. Comments must be                             103. Second, the NPRM seeks                        obligations on incumbent LECs and, in
                                                  identified as responses to the IRFA and                 comment on changing the Commission’s                  some cases, competitive LECs. Certain
                                                  must be filed by the deadlines for                      Part 51 copper retirement rules to                    pole attachment proposals also would
                                                  comments provided in paragraph 133 of                   expedite the copper retirement process                affect obligations on utilities that own
                                                  this NPRM. The Commission will send                     and reduce associated regulatory                      poles, telecommunications carriers and
                                                  a copy of this NPRM, including this                     burdens to facilitate more rapid                      cable television systems that seek to
                                                  IRFA, to the Chief Counsel for Advocacy                 deployment of next-generation                         attach equipment to utility poles, and
                                                  of the Small Business Administration                    networks, as well a proposal and other                other LECs that own poles. The
                                                  (SBA).                                                  potential changes to streamline and/or                definitions of utility and
                                                  A. Need for, and Objectives of, the                     eliminate provisions of the more                      telecommunications carrier for purposes
                                                  Proposed Rules                                          generally applicable network change                   of our pole attachment rules are found
                                                                                                          notification rules. It also seeks comment             in 47 U.S.C. 224(a)(1) and (a)(5),
                                                     101. The NPRM proposes new steps                     on eliminating section 68.110(b) of the               respectively. Our actions, over time,
                                                  designed to accelerate the deployment                   Commission’s rules.                                   may affect small entities that are not
                                                  of next-generation networks and                            104. Third, the NPRM seeks comment                 easily categorized at present. Other
                                                  services by removing barriers to                        on proposals to streamline the section                entities, however, that choose to object
                                                  infrastructure investment. Access to                    214(a) discontinuance process by                      to network change notifications for
                                                  high speed broadband creates economic                   reducing the comment and automatic-                   copper retirement under the changes on
                                                  opportunity, enabling entrepreneurs to                  grant timeframes for two specific                     which we seek comment and section
                                                  create businesses, immediately reach                    categories of discontinuance                          214 discontinuance applications may be
                                                  customers throughout the world and                      applications: ‘‘Grandfathered’’ low-                  economically impacted by the proposals
                                                  revolutionize entire industries. This                   speed legacy services for existing                    in this NPRM.
                                                  proceeding aims to better enable                        customers, and legacy data services that                 109. Small Businesses, Small
                                                  broadband providers to build, maintain,                 have been grandfathered for a period of               Organizations, and Small Governmental
                                                  and upgrade their networks, which will                  no less than 180 days. Fourth, the                    Jurisdictions. Our action may, over time,
                                                  spur job growth and ultimately lead to                  NPRM seeks comment on reversing the                   affect small entities that are not easily
                                                  more affordable and accessible Internet                 Commission’s 2015 ‘‘carrier-customer’s                categorized at present. We therefore
                                                  access and other broadband services for                 retail end user’’ interpretation of the               describe here, at the outset, three
                                                  all Americans. Today’s action proposes                  scope of section 214(a) discontinuance                comprehensive, statutory small entity
                                                  to remove regulatory barriers to                        authority.                                            size standards that encompass entities
                                                  infrastructure at the state and local                      105. Fifth, the NPRM seeks comment                 that could be directly affected by the
                                                  level, proposes changes to speed the                    on other section 63.71 changes to                     new and revised rules adopted today.
                                                  transition from copper networks and                     further streamline the section 214 (a)                According to the most currently
                                                  legacy services to next-generation                      discontinuance process for carriers.                  available SBA data, there are 28.8
                                                  networks and services dependent on                                                                            million small businesses in the U.S.,
                                                  fiber, and proposes to reform                           B. Legal Basis                                        which represent 99.9% of all businesses
                                                  Commission regulations that are raising                   106. The proposed action is                         in the United States. Additionally, a
                                                  costs and slowing broadband                             authorized under sections 1, 2, 4(i), 214,            ‘‘small organization’’ is generally ‘‘any
                                                  deployment rather than facilitating it.                 224, 251, and 253 of the                              not-for-profit enterprise which is
                                                  Thus, the Commission seeks comment                      Communications Act of 1934, as                        independently owned and operated and
                                                  on a variety of issues in the following                 amended; 47 U.S.C. 151, 152, 154(i),                  is not dominant in its field.’’
                                                  areas.                                                  214, 224, 251, 253.                                   Nationwide, as of 2007, there were
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                                                     102. First, the NPRM proposes and                                                                          approximately 1,621, 215 small
                                                  seeks comment on changes to the                         C. Description and Estimate of the                    organizations. Finally, the term ‘‘small
                                                  Commission’s pole attachment rules                      Number of Small Entities to Which the                 governmental jurisdiction’’ is defined
                                                  that would: (1) Adopt a streamlined                     Proposed Rules Will Apply                             generally as ‘‘governments of cities,
                                                  timeframe for gaining access to utility                   107. The RFA directs agencies to                    counties, towns, townships, villages,
                                                  poles; (2) reduce charges paid by                       provide a description and, where                      school districts, or special districts, with
                                                  attachers to utilities for work done to                 feasible, an estimate of the number of                a population of less than fifty
                                                  make a pole ready for new attachments;                  small entities that may be affected by                thousand.’’ Census Bureau data for 2012
                                                  (3) codify the elimination of certain                   the proposed rules and by the rule                    indicate that there were 89,476


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                                                  22470                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  governmental jurisdictions in the                       Under that size standard, such a                      it has 1,500 or fewer employees.
                                                  United States. We estimate that, of this                business is small if it has 1,500 or fewer            According to Commission data, 359
                                                  total, as many as 88,718 entities may                   employees. According to Commission                    companies reported that their primary
                                                  qualify as ‘‘small governmental                         data, 3,117 firms operated in that year.              telecommunications service activity was
                                                  jurisdictions.’’ Thus, we estimate that                 Of this total, 3,083 operated with fewer              the provision of interexchange services.
                                                  most governmental jurisdictions are                     than 1,000 employees. Consequently,                   Of this total, an estimated 317 have
                                                  small.                                                  the Commission estimates that most                    1,500 or fewer employees and 42 have
                                                     110. Wired Telecommunications                        providers of incumbent local exchange                 more than 1,500 employees.
                                                  Carriers. The U.S. Census Bureau                        service are small businesses that may be              Consequently, the Commission
                                                  defines this industry as ‘‘establishments               affected by the rules and policies                    estimates that the majority of
                                                  primarily engaged in operating and/or                   adopted. One thousand three hundred                   interexchange service providers are
                                                  providing access to transmission                        and seven (1,307) Incumbent Local                     small entities that may be affected by
                                                  facilities and infrastructure that they                 Exchange Carriers reported that they                  rules adopted.
                                                  own and/or lease for the transmission of                were incumbent local exchange service                    115. Other Toll Carriers. Neither the
                                                  voice, data, text, sound, and video using               providers. Of this total, an estimated                Commission nor the SBA has developed
                                                  wired communications networks.                          1,006 have 1,500 or fewer employees.                  a size standard for small businesses
                                                  Transmission facilities may be based on                    113. Competitive Local Exchange                    specifically applicable to Other Toll
                                                  a single technology or a combination of                 Carriers (competitive LECs),                          Carriers. This category includes toll
                                                  technologies. Establishments in this                    Competitive Access Providers (CAPs),                  carriers that do not fall within the
                                                  industry use the wired                                  Shared-Tenant Service Providers, and                  categories of interexchange carriers,
                                                  telecommunications network facilities                   Other Local Service Providers. Neither                operator service providers, prepaid
                                                  that they operate to provide a variety of               the Commission nor the SBA has                        calling card providers, satellite service
                                                  services, such as wired telephony                       developed a small business size                       carriers, or toll resellers. The closest
                                                  services, including VoIP services, wired                standard specifically for these service               applicable NAICS Code category is for
                                                  (cable) audio and video programming                     providers. The appropriate NAICS Code                 Wired Telecommunications Carriers, as
                                                  distribution, and wired broadband                       category is Wired Telecommunications                  defined in paragraph 13 of this IRFA.
                                                  internet services. By exception,                        Carriers, as defined in paragraph 12 of               Under that size standard, such a
                                                  establishments providing satellite                      this IRFA. Under that size standard,                  business is small if it has 1,500 or fewer
                                                  television distribution services using                  such a business is small if it has 1,500              employees. Census data for 2012 shows
                                                  facilities and infrastructure that they                 or fewer employees. U.S. Census data                  that there were 3,117 firms that operated
                                                  operate are included in this industry.’’                for 2012 indicate that 3,117 firms                    that year. Of this total, 3,083 operated
                                                  The SBA has developed a small                           operated during that year. Of that                    with fewer than 1,000 employees. Thus,
                                                  business size standard for Wired                        number, 3,083 operated with fewer than                under this category and the associated
                                                  Telecommunications Carriers, which                      1,000 employees. Based on this data, the              small business size standard, the
                                                  consists of all such companies having                   Commission concludes that the majority                majority of Other Toll Carriers can be
                                                  1,500 or fewer employees. Census data                   of Competitive LECs, CAPs, Shared-                    considered small. According to
                                                  for 2012 shows that there were 3,117                    Tenant Service Providers, and Other                   Commission data, 284 companies
                                                  firms that operated that year. Of this                  Local Service Providers are small                     reported that their primary
                                                  total, 3,083 operated with fewer than                   entities. According to Commission data,               telecommunications service activity was
                                                  1,000 employees. Thus, under this size                  1,442 carriers reported that they were                the provision of other toll carriage. Of
                                                  standard, the majority of firms in this                 engaged in the provision of either                    these, an estimated 279 have 1,500 or
                                                  industry can be considered small.                       competitive local exchange services or                fewer employees. Consequently, the
                                                     111. Local Exchange Carriers (LECs).                 competitive access provider services. Of              Commission estimates that most Other
                                                  Neither the Commission nor the SBA                      these 1,442 carriers, an estimated 1,256              Toll Carriers that may be affected by our
                                                  has developed a size standard for small                 have 1,500 or fewer employees. In                     rules are small.
                                                  businesses specifically applicable to                   addition, 17 carriers have reported that                 116. Wireless Telecommunications
                                                  local exchange services. The closest                    they are Shared-Tenant Service                        Carriers (except Satellite). This industry
                                                  applicable NAICS Code category is for                   Providers, and all 17 are estimated to                comprises establishments engaged in
                                                  Wired Telecommunications Carriers, as                   have 1,500 or fewer employees. In                     operating and maintaining switching
                                                  defined in paragraph 12 of this IRFA.                   addition, 72 carriers have reported that              and transmission facilities to provide
                                                  Under that size standard, such a                        they are Other Local Service Providers.               communications via the airwaves, such
                                                  business is small if it has 1,500 or fewer              Of this total, 70 have 1,500 or fewer                 as cellular services, paging services,
                                                  employees. Census data for 2012 show                    employees. Consequently, the                          wireless internet access, and wireless
                                                  that there were 3,117 firms that operated               Commission estimates that most                        video services. The appropriate size
                                                  that year. Of this total, 3,083 operated                providers of competitive local exchange               standard under SBA rules is that such
                                                  with fewer than 1,000 employees. The                    service, competitive access providers,                a business is small if it has 1,500 or
                                                  Commission therefore estimates that                     Shared-Tenant Service Providers, and                  fewer employees. For this industry,
                                                  most providers of local exchange carrier                Other Local Service Providers are small               Census data for 2012 show that there
                                                  service are small entities that may be                  entities that may be affected by the                  were 967 firms that operated for the
                                                  affected by the rules adopted.                          adopted rules.                                        entire year. Of this total, 955 firms had
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                                                     112. Incumbent Local Exchange                           114. Interexchange Carriers (IXCs).                fewer than 1,000 employees. Thus
                                                  Carriers (incumbent LECs). Neither the                  Neither the Commission nor the SBA                    under this category and the associated
                                                  Commission nor the SBA has developed                    has developed a definition for                        size standard, the Commission estimates
                                                  a small business size standard                          Interexchange Carriers. The closest                   that the majority of wireless
                                                  specifically for incumbent local                        NAICS Code category is Wired                          telecommunications carriers (except
                                                  exchange services. The closest                          Telecommunications Carriers as defined                satellite) are small entities. Similarly,
                                                  applicable NAICS Code category is                       in paragraph 13 of this IRFA. The                     according to internally developed
                                                  Wired Telecommunications Carriers as                    applicable size standard under SBA                    Commission data, 413 carriers reported
                                                  defined in paragraph 13 of this IRFA.                   rules is that such a business is small if             that they were engaged in the provision


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                             22471

                                                  of wireless telephony, including cellular               number of cable system operators that                 category that operated for the entire
                                                  service, Personal Communications                        would qualify as small cable operators                year.
                                                  Service (PCS), and Specialized Mobile                   under the definition in the                              121. Natural Gas Distribution. This
                                                  Radio (SMR) services. Of this total, an                 Communications Act.                                   economic census category comprises:
                                                  estimated 261 have 1,500 or fewer                          119. All Other Telecommunications.                 ‘‘(1) establishments primarily engaged
                                                  employees. Consequently, the                            ‘‘All Other Telecommunications’’ is                   in operating gas distribution systems
                                                  Commission estimates that                               defined as follows: ‘‘This U.S. industry              (e.g., mains, meters); (2) establishments
                                                  approximately half of these firms can be                is comprised of establishments that are               known as gas marketers that buy gas
                                                  considered small. Thus, using available                 primarily engaged in providing                        from the well and sell it to a distribution
                                                  data, we estimate that the majority of                  specialized telecommunications                        system; (3) establishments known as gas
                                                  wireless firms can be considered small.                 services, such as satellite tracking,                 brokers or agents that arrange the sale of
                                                     117. Cable Companies and Systems                     communications telemetry, and radar                   gas over gas distribution systems
                                                  (Rate Regulation). The Commission has                   station operation. This industry also                 operated by others; and (4)
                                                  developed its own small business size                   includes establishments primarily                     establishments primarily engaged in
                                                  standards for the purpose of cable rate                 engaged in providing satellite terminal               transmitting and distributing gas to final
                                                  regulation. Under the Commission’s                      stations and associated facilities                    consumers.’’ The SBA has developed a
                                                  rules, a ‘‘small cable company’’ is one                 connected with one or more terrestrial                small business size standard for this
                                                  serving 400,000 or fewer subscribers                    systems and capable of transmitting                   industry, which is all such firms having
                                                  nationwide. Industry data indicate that                 telecommunications to, and receiving                  1,000 or fewer employees. According to
                                                  there are currently 4,600 active cable                  telecommunications from, satellite                    Census Bureau data for 2012, there were
                                                  systems in the United States. Of this                   systems. Establishments providing                     422 firms in this category that operated
                                                  total, all but nine cable operators                     Internet services or voice over Internet              for the entire year. Of this total, 399
                                                  nationwide are small under the 400,000-                 protocol (VoIP) services via client                   firms had employment of fewer than
                                                  subscriber size standard. In addition,                  supplied telecommunications                           1,000 employees, 23 firms had
                                                  under the Commission’s rate regulation                  connections are also included in this                 employment of 1,000 employees or
                                                  rules, a ‘‘small system’’ is a cable system             industry.’’ The SBA has developed a                   more, and 37 firms were not
                                                  serving 15,000 or fewer subscribers.                    small business size standard for ‘‘All                operational. Thus, the majority of firms
                                                  Current Commission records show 4,600                   Other Telecommunications,’’ which                     in this category can be considered small.
                                                  cable systems nationwide. Of this total,                consists of all such firms with gross                    122. Water Supply and Irrigation
                                                  3,900 cable systems have fewer than                     annual receipts of $32.5 million or less.             Systems. This economic census category
                                                  15,000 subscribers, and 700 systems                     For this category, Census Bureau data                 ‘‘comprises establishments primarily
                                                  have 15,000 or more subscribers, based                  for 2012 show that there were 1,442                   engaged in operating water treatment
                                                  on the same records. Thus, under this                   firms that operated for the entire year.              plants and/or operating water supply
                                                  standard as well, we estimate that most                 Of those firms, a total of 1,400 had                  systems. The water supply system may
                                                  cable systems are small entities.                       annual receipts less than $25 million.                include pumping stations, aqueducts,
                                                     118. Cable System Operators                          Consequently, we conclude that the                    and/or distribution mains. The water
                                                  (Telecom Act Standard). The                             majority of All Other                                 may be used for drinking, irrigation, or
                                                  Communications Act of 1934, as                          Telecommunications firms can be                       other uses.’’ The SBA has developed a
                                                  amended, also contains a size standard                  considered small.                                     small business size standard for this
                                                  for small cable system operators, which                    120. Electric Power Generation,                    industry, which is all such firms having
                                                  is ‘‘a cable operator that, directly or                 Transmission and Distribution. The                    $27.5 million or less in annual receipts.
                                                  through an affiliate, serves in the                     Census Bureau defines this category as                According to Census Bureau data for
                                                  aggregate fewer than one percent of all                 follows: ‘‘This industry group comprises              2012, there were 3,261 firms in this
                                                  subscribers in the United States and is                 establishments primarily engaged in                   category that operated for the entire
                                                  not affiliated with any entity or entities              generating, transmitting, and/or                      year. Of this total, 3,035 firms had
                                                  whose gross annual revenues in the                      distributing electric power.                          annual sales of less than $25 million.
                                                  aggregate exceed $250,000,000 are                       Establishments in this industry group                 Thus, the majority of firms in this
                                                  approximately 52,403,705 cable video                    may perform one or more of the                        category can be considered small.
                                                  subscribers in the United States today.                 following activities: (1) Operate
                                                  Accordingly, an operator serving fewer                  generation facilities that produce                    D. Description of Projected Reporting,
                                                  than 524,037 subscribers shall be                       electric energy; (2) operate transmission             Recordkeeping, and Other Compliance
                                                  deemed a small operator if its annual                   systems that convey the electricity from              Requirements
                                                  revenues, when combined with the total                  the generation facility to the distribution             123. The NPRM proposes and/or seeks
                                                  annual revenues of all its affiliates, do               system; and (3) operate distribution                  comment on a number of rule changes
                                                  not exceed $250 million in the                          systems that convey electric power                    that will affect reporting, recordkeeping,
                                                  aggregate. Based on available data, we                  received from the generation facility or              and other compliance requirements. We
                                                  find that all but nine incumbent cable                  the transmission system to the final                  expect the rule revisions proposed or
                                                  operators are small entities under this                 consumer.’’ This category includes                    suggested for potential change in the
                                                  size standard. We note that the                         electric power distribution,                          NPRM to reduce reporting,
                                                  Commission neither requests nor                         hydroelectric power generation, fossil                recordkeeping, and other compliance
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                                                  collects information on whether cable                   fuel power generation, nuclear electric               requirements. The rule revisions taken
                                                  system operators are affiliated with                    power generation, solar power                         as a whole should have a beneficial
                                                  entities whose gross annual revenues                    generation, and wind power generation.                reporting, recordkeeping, or compliance
                                                  exceed $250 million. Although it seems                  The SBA has developed a small                         impact on small entities because all
                                                  certain that some of these cable system                 business size standard for firms in this              carriers will be subject to fewer such
                                                  operators are affiliated with entities                  category based on the number of                       burdens. Each of these changes is
                                                  whose gross annual revenues exceed                      employees working in a given business.                described below.
                                                  $250,000,000, we are unable at this time                According to Census Bureau data for                     124. The NPRM proposes the
                                                  to estimate with greater precision the                  2012, there were 1,742 firms in this                  following changes to the current pole


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                                                  22472                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  attachment timeline: (1) Requiring                      rule preventing incumbent LECs from                   observe the make-ready work being
                                                  utilities to make a decision on                         disclosing information about planned                  performed by new attachers and their
                                                  completed pole attachment applications                  network changes with certain entities                 contractors; (3) requiring utilities and
                                                  within a timeframe shorter than the                     until public notice has been given of                 attachers to agree on the specific
                                                  current 45 days of receipt; (2) requiring               those planned changes, and also seeks                 contractors to perform make-ready work
                                                  utilities to provide an estimate of make-               comment on eliminating section                        on their equipment; (4) allowing new
                                                  ready costs to new attachers within a                   68.110(b), which requires that a carrier              attachers to perform routine make-ready
                                                  timeframe that is shorter than the                      notify its customers when changes to its              work on all pole equipment without
                                                  current 14 days; and (3) establishing a                 facilities, equipment, operations, or                 involving existing attachers; and (5)
                                                  time period for existing attachers to                   procedures might render customers’                    establishing pole attachment processes
                                                  complete make-ready work to their                       terminal equipment incompatible with                  modeled after ‘‘one-touch, make-ready’’,
                                                  attachments in the communications                       those facilities, equipment, operations,              ‘‘right-touch, make-ready’’, and other
                                                  space of a pole that is shorter than the                or procedures. In addition, the NPRM                  approaches. The Commission also seeks
                                                  current 60 days. The NPRM also                          proposes targeted measures and/or seeks               alternatives to its current complaint
                                                  proposes to limit a new attacher’s                      comment on potential rule changes to                  process as the best way to keep make-
                                                  liability for make-ready costs to those                 shorten timeframes and eliminate                      ready costs just and reasonable, asks
                                                  costs actually caused by the new                        unnecessary regulatory process                        whether a bonus payment or multiplier
                                                  attachment, to require utilities to                     encumbrances that carriers face to                    could be used to incent existing
                                                  proportionately share in the cost of a                  maintain legacy services they seek to                 attachers to meet their make-ready
                                                  new attachment for which they receive                   discontinue.                                          timelines, asks about ways to incent
                                                  a direct benefit, and to require utilities              E. Steps Taken To Minimize Significant                private negotiations between new and
                                                  that perform make-ready work to make                    Economic Impact on Small Entities, and                existing attachers to govern the make-
                                                  available to new attachers a schedule of                Significant Alternatives Considered                   ready process (e.g., allowing a new
                                                  common make-ready charges. With                                                                               attacher to select a default contractor to
                                                                                                             125. The RFA requires an agency to                 perform make-ready, penalizing existing
                                                  regard to pole attachment rates, the                    describe any significant alternatives that
                                                  NPRM proposes to codify the                                                                                   attachers that fail to meet make-ready
                                                                                                          it has considered in reaching its                     deadlines), asks whether utilities should
                                                  elimination from the                                    proposed approach, which may include
                                                  telecommunications and cable rate                                                                             be required to make information
                                                                                                          the following four alternatives (among                available online regarding the cost,
                                                  formulas those capital costs that already               others): (1) The establishment of
                                                  have been paid to the utility via make-                                                                       location, and availability of poles and
                                                                                                          differing compliance or reporting
                                                  ready charges, to establish a rebuttable                                                                      conduits, asks whether a flat per-pole
                                                                                                          requirements or timetables that take into
                                                  presumption that incumbent LECs are                                                                           make-ready fee would be preferable to
                                                                                                          account the resources available to small
                                                  similarly situated to other attachers on                                                                      the current method of allocating make-
                                                                                                          entities; (2) the clarification,
                                                  a pole, and to establish a rebuttable pole                                                                    ready costs, asks whether utilities
                                                                                                          consolidation, or simplification of
                                                  attachment formula for computing the                                                                          should be required to reimburse
                                                                                                          compliance or reporting requirements
                                                  maximum pole attachment rate to be                                                                            attachers for the costs of new
                                                                                                          under the rule for small entities; (3) the
                                                  charged to incumbent LECs. Further, the                                                                       attachments that subsequently benefit
                                                                                                          use of performance, rather than design,
                                                  NPRM proposes a 180-day shot clock for                                                                        utilities (which might benefit new
                                                                                                          standards; and (4) an exemption from
                                                  Commission resolution of pole access                    coverage of the rule, or any part thereof,            entrants, especially small entities with
                                                  complaints, which would include a                       for small entities.                                   limited resources), asks whether the
                                                  mandatory pre-complaint meeting                            126. The Commission proposes to                    Commission should eliminate all capital
                                                  between the parties in order to resolve                 adopt specific changes to its pole                    costs from its pole attachment rate
                                                  procedural issues and deadlines.                        attachment timeline that would provide                formulas, asks about the appropriate
                                                  Finally, the NPRM proposes to allow                     a predictable, timely process for parties             pole attachment rate for attachers
                                                  incumbent LECs to request                               to obtain pole attachments, while                     providing commingled cable and
                                                  nondiscriminatory pole access from                      maintaining the interests of utilities and            telecommunications services, and asks
                                                  other LECs that own or control utility                  existing attachers in preserving safety,              whether we should adopt a shot clock
                                                  poles. Should the Commission adopt                      reliability, and sound engineering. In                for all pole attachment complaints (not
                                                  any of these proposals, such actions                    consideration of the new timeline, the                just those related to pole access).
                                                  could result in increased, reduced, or                  Commission seeks comments on                             127. The NPRM also seeks comment
                                                  otherwise altered reporting,                            alternatives that might help smaller                  on the need to revise the requirements
                                                  recordkeeping, or other compliance                      utilities and attachers: (1) Whether it               of our network change disclosure rules
                                                  requirements for utilities and attaching                would be reasonable to cap at 45 days                 applicable to copper retirements to
                                                  entities. The NPRM also seeks comment                   a utility’s review of a large number of               reduce barriers to investment in next-
                                                  on eliminating some or all of the                       pole attachment applications; (2)                     generation technologies and promote
                                                  changes to the copper retirement                        whether it is reasonable to combine the               broadband deployment. To that end, the
                                                  process adopted by the Commission in                    survey, estimate, and acceptance stages               NPRM seeks comment on eliminating
                                                  the 2015 Technology Transitions Order,                  of the current Commission pole                        section 51.332 in its entirety and
                                                  including the rules that doubled the                    attachment timeline into one step with                returning to a more streamlined version
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                                                  time period during which an incumbent                   a condensed timeframe; and (3) whether                of the pre-2015 Technology Transitions
                                                  LEC must wait to implement the                          30 days is long enough for existing                   Order requirements for handling copper
                                                  planned copper retirement after the                     attachers to complete routine make-                   retirements subject to section 251(c)(5)
                                                  Commission’s publication of public                      ready work. The Commission also seeks                 of the Act. Specifically, the NPRM seeks
                                                  notice from 90 days to 180 days,                        alternatives to its current make-ready                comment on reinstating the less
                                                  required direct notice to retail                        process in the areas of: (1) The                      burdensome requirements under section
                                                  customers, and expanded the types of                    expanded use of utility-approved                      51.333(c) of the Commission’s rules
                                                  information that must be disclosed. The                 contractors to perform make-ready                     applicable to copper retirements prior to
                                                  NPRM also proposes eliminating the                      work; (2) allowing existing attachers to              adoption of the 2015 Technology


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                              22473

                                                  Transitions Order. In the alternative, the              provide for automatic grant of                        F. Federal Rules That May Duplicate,
                                                  NPRM seeks comment on eliminating all                   applications by both dominant and non-                Overlap, or Conflict With the Proposed
                                                  differences between copper retirement                   dominant carriers to grandfather low-                 Rule
                                                  and other network change notice                         speed legacy services on the 25th day                   133. None.
                                                  requirements, rendering copper                          after the Commission has released a
                                                  retirement changes subject to the same                  public notice seeking comment on an                   VI. Procedural Matters
                                                  long-term or, where applicable, short-                  application, unless the Commission                    A. Ex Parte Rules
                                                  term network change notice                              notifies the applicant that such a grant
                                                  requirements as all other types of                                                                               134. The proceeding related to this
                                                                                                          will not be automatically effective.                  NPRM shall be treated as a ‘‘permit-but-
                                                  network changes subject to section
                                                                                                             129. The NPRM seeks comment on                     disclose’’ proceeding in accordance
                                                  251(c)(5). As a third alternative, the
                                                                                                          proposals to streamline the                           with the Commission’s ex parte rules.
                                                  NPRM seeks comment on retaining but
                                                                                                          discontinuance process for any                        Persons making ex parte presentations
                                                  amending section 51.332 to streamline
                                                                                                          application seeking authorization to                  must file a copy of any written
                                                  the process. Specifically, the NPRM
                                                                                                          discontinue legacy data services that                 presentation or a memorandum
                                                  seeks comment on revising section
                                                                                                          have been grandfathered for a period of               summarizing any oral presentation
                                                  51.332 to: (1) Require an incumbent
                                                                                                          no less than 180 days prior to the filing             within two business days after the
                                                  LECs to serve its notice only to
                                                                                                          of the application. The proposals seek to             presentation (unless a different deadline
                                                  telephone exchange service providers
                                                                                                          adopt a uniform public comment period                 applicable to the Sunshine period
                                                  that directly interconnect with the                                                                           applies). Persons making oral ex parte
                                                  incumbent LEC’s network, rather than                    of 10 days for all applications seeking to
                                                                                                          discontinue legacy data services that                 presentations are reminded that
                                                  ‘‘each entity within the affected service                                                                     memoranda summarizing the
                                                  area that directly interconnects with the               have previously been grandfathered,
                                                                                                          regardless of whether the carrier filing              presentation must (1) list all persons
                                                  incumbent LEC’s network’’; (2) reduce                                                                         attending or otherwise participating in
                                                  the waiting period to 90 days from 180                  the application is a dominant or non-
                                                                                                          dominant carrier. Additionally, the                   the meeting at which the ex parte
                                                  days after the Commission releases its                                                                        presentation was made, and (2)
                                                  public notice before the incumbent LEC                  proposals seek to provide for automatic
                                                                                                          grant of these applications on the 31st               summarize all data presented and
                                                  may implement the planned copper                                                                              arguments made during the
                                                  retirement; (3) provide greater flexibility             day after filing, unless the Commission
                                                                                                          notifies the applicant that such a grant              presentation. If the presentation
                                                  regarding the time in which an                                                                                consisted in whole or in part of the
                                                  incumbent LEC must file the requisite                   will not be automatically effective.
                                                                                                                                                                presentation of data or arguments
                                                  certification; and (4) reduce the waiting                  130. The NPRM seeks comment on                     already reflected in the presenter’s
                                                  period to 30 days where the copper                      revising the discontinuance rule                      written comments, memoranda or other
                                                  facilities being retired are no longer                  pertaining to discontinuance                          filings in the proceeding, the presenter
                                                  being used to serve any customers in the                applications filed in response to a                   may provide citations to such data or
                                                  affected service area; and to potentially               copper retirement notice to reflect any               arguments in his or her prior comments,
                                                  reinstate the objection procedures                      subsequent changes to the copper                      memoranda, or other filings (specifying
                                                  applicable under the rules in place prior               retirement rules and any other                        the relevant page and/or paragraph
                                                  to the 2015 Technology Transitions                      streamlining measures that could be                   numbers where such data or arguments
                                                  Order if section 51.332 is eliminated.                  taken.                                                can be found) in lieu of summarizing
                                                  The NPRM also proposes to eliminate                                                                           them in the memorandum. Documents
                                                  the prohibition on incumbent LECs                          131. The NPRM seeks comment on
                                                                                                          reversing the Commission’s 2015                       shown or given to Commission staff
                                                  disclosing information about planned                                                                          during ex parte meetings are deemed to
                                                  network changes prior to giving public                  ‘‘clarification’’ of section 214(a) that
                                                                                                          substantially expanded the scope of end               be written ex parte presentations and
                                                  notice of those planned changes. And                                                                          must be filed consistent with Rule
                                                  the NPRM seeks comment on                               users that a carrier must consider in
                                                                                                          determining whether it is required to                 1.1206(b). In proceedings governed by
                                                  eliminating or modifying section                                                                              Rule 1.49(f) or for which the
                                                  68.110(b), which requires that a carrier                obtain section 214 discontinuance
                                                                                                          authority, and, going forward, interpret              Commission has made available a
                                                  notify its customers when changes to its                                                                      method of electronic filing, written ex
                                                  facilities, equipment, operations, or                   section 214(a) to require a carrier to take
                                                                                                          into account only its own end users                   parte presentations and memoranda
                                                  procedures might render customers’                                                                            summarizing oral ex parte
                                                  terminal equipment incompatible with                    when evaluating whether the carrier
                                                                                                          will ‘‘discontinue, reduce, or impair                 presentations, and all attachments
                                                  those facilities, equipment, operations,                                                                      thereto, must be filed through the
                                                  or procedures.                                          service to a community, or part of a
                                                                                                          community.’’                                          electronic comment filing system
                                                     128. The NPRM seeks comment on                                                                             available for that proceeding, and must
                                                  proposals to streamline the section                        132. The Commission believes that its              be filed in their native format (e.g., .doc,
                                                  214(a) discontinuance process for                       proposals and potential rule changes                  .xml, .ppt, searchable .pdf). Participants
                                                  applications that seek authorization to                 upon which the NPRM seeks comment                     in this proceeding should familiarize
                                                  ‘‘grandfather’’ low-speed legacy                        will benefit all carriers, regardless of              themselves with the Commission’s ex
                                                  services, such as TDM services at lower-                size. The proposals and potential rule                parte rules.
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                                                  than-DS1 speeds (below 1.544 Mbps),                     changes would further the goal of
                                                  for existing customers. Specifically, the               reducing regulatory burdens, thus                     B. Initial Regulatory Flexibility Analysis
                                                  proposals seek to reduce the public                     facilitating investment in next-                        135. Pursuant to the Regulatory
                                                  comment period to 10 days for                           generation networks and promoting                     Flexibility Act (RFA), the Commission
                                                  applications from both dominant and                     broadband deployment. We anticipate                   has prepared an Initial Regulatory
                                                  non-dominant carriers seeking to                        that a more modernized regulatory                     Flexibility Analysis (IRFA) of the
                                                  grandfather legacy low-speed services.                  scheme will encourage carriers to invest              possible significant economic impact on
                                                  The proposals also seek to revise the                   in and deploy even more advanced                      small entities of the policies and actions
                                                  Commission’s discontinuance rules to                    technologies as they evolve.                          considered in this NPRM. The text of


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                                                  22474                    Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  the IRFA is set forth above. Written                    Commission proposes to amend 47 CFR                   Executive-level discussions are
                                                  public comments are requested on this                   parts 1, 51, and 63 as follows:                       discussions among representatives of
                                                  IRFA. Comments must be identified as                                                                          the parties who have sufficient authority
                                                  responses to the IRFA and must be filed                 PART 1—PRACTICE AND                                   to make binding decisions on behalf of
                                                  by the deadlines for comments on the                    PROCEDURE                                             the company they represent regarding
                                                  NPRM. The Commission’s Consumer                                                                               the subject matter of the discussions.
                                                                                                          ■ 1. The authority for part 1 continues
                                                  and Governmental Affairs Bureau,                                                                              Such certification shall include a
                                                                                                          to read as follows:
                                                  Reference Information Center, will send                                                                       statement that, prior to the filing of the
                                                  a copy of the NPRM, including the                         Authority: 15 U.S.C. 79 et seq., 47 U.S.C.          complaint, the complainant mailed a
                                                  IRFA, to the Chief Counsel for Advocacy                 151, 154(i) and (j), 155, 157, 160, 201, 224,         certified letter to the respondent
                                                  of the Small Business Administration.                   225, 227, 303, 309, 301, 332, 1403, 1404,
                                                                                                          1451, 1452, and 1455.                                 outlining the allegations that form the
                                                  C. Paperwork Reduction Act                              ■ 2. Amend § 1.1403 by revising                       basis of the complaint it anticipated
                                                                                                          paragraphs (a) and (b) to read as follows:            filing with the Commission, inviting a
                                                     136. This document contains                                                                                response within a reasonable period of
                                                  proposed new and modified information                   § 1.1403 Duty to provide access;                      time, and offering to hold executive-
                                                  collection requirements. The                            modifications; notice of removal, increase            level discussions regarding the dispute;
                                                  Commission, as part of its continuing                   or modification; petition for temporary stay;         and
                                                  effort to reduce paperwork burdens,                     and cable operator notice.
                                                                                                                                                                   (2) A certification that the
                                                  invites the general public and the Office                  (a) A utility shall provide a cable                complainant and respondent have, in
                                                  of Management and Budget to comment                     television system or any                              good faith, engaged in discussions to
                                                  on the information collection                           telecommunications carrier with                       resolve procedural issues and deadlines
                                                  requirements contained in this                          nondiscriminatory access to any pole,                 associated with the pole attachment
                                                  document, as required by the Paperwork                  duct, conduit, or right-of-way owned or               complaint process. Such certification
                                                  Reduction Act of 1995, Public Law 104–                  controlled by it. A utility that is a local           shall include a statement that the
                                                  13. In addition, pursuant to the Small                  exchange carrier shall provide any                    complainant has contacted the
                                                  Business Paperwork Relief Act of 2002,                  incumbent local exchange carrier (as                  Commission to disclose the results of
                                                  Public Law 107–198, see 44 U.S.C.                       defined in 47 U.S.C. 251(h)) with                     the pre-complaint discussions with
                                                  3506(c)(4), we seek specific comment on                 nondiscriminatory access to any pole,                 respondent.
                                                  how we might further reduce the                         duct, conduit, or right-of-way owned or
                                                                                                                                                                   (3) A refusal by a respondent to
                                                  information collection burden for small                 controlled by it. Notwithstanding either
                                                                                                                                                                engage in the discussions contemplated
                                                  business concerns with fewer than 25                    of the foregoing obligations, a utility
                                                                                                                                                                in this paragraph shall constitute an
                                                  employees.                                              may deny a cable television system or
                                                                                                                                                                unreasonable practice under section 224
                                                  VII. Ordering Clauses                                   any telecommunications carrier, and a
                                                                                                                                                                of the Act.
                                                                                                          utility that is a local exchange carrier
                                                    137. Accordingly, it is ordered that,                 may deny an incumbent local exchange                  *      *    *      *     *
                                                  pursuant to the authority contained in                  carrier, access to its poles, ducts,                  ■ 4. Amend § 1.1409 by revising
                                                  sections 1–4, 201, 202, 214, 224, 251,                  conduits, or rights-of-way, on a non-                 paragraph (c) to read as follows:
                                                  253 and 303(r) of the Communications                    discriminatory basis where there is                   § 1.1409 Commission consideration of the
                                                  Act of 1934, as amended, 47 U.S.C. 151–                 insufficient capacity or for reasons of               complaint.
                                                  154, 201, 202, 214, 224, 251, 253, 303(r),              safety, reliability and generally
                                                  this NPRM is adopted.                                                                                         *      *     *     *     *
                                                                                                          applicable engineering purposes.                         (c) The Commission shall determine
                                                    138. It is further ordered that the                      (b) Requests for access to a utility’s
                                                  Commission’s Consumer &                                                                                       whether the rate, term or condition
                                                                                                          poles, ducts, conduits, or rights-of-way
                                                  Governmental Affairs Bureau, Reference                                                                        complained of is just and reasonable.
                                                                                                          by a telecommunications carrier or cable
                                                  Information Center, shall send a copy of                                                                      For the purposes of this paragraph, a
                                                                                                          operator must be in writing. If access is
                                                  this NPRM to the Chief Counsel for                                                                            rate is just and reasonable if it assures
                                                                                                          not granted within 15 days of the
                                                  Advocacy of the Small Business                                                                                a utility the recovery of not less than the
                                                                                                          request for access, the utility must
                                                  Administration.                                                                                               additional costs of providing pole
                                                                                                          confirm the denial in writing by the
                                                                                                                                                                attachments, nor more than an amount
                                                  List of Subjects                                        15th day (or within the timelines set
                                                                                                                                                                determined by multiplying the
                                                                                                          forth in section 1.1420(g)). The utility’s
                                                  47 CFR Part 1                                                                                                 percentage of the total usable space, or
                                                                                                          denial of access shall be specific, shall
                                                    Practice and procedure.                                                                                     the percentage of the total duct or
                                                                                                          include all relevant evidence and
                                                                                                                                                                conduit capacity, which is occupied by
                                                  47 CFR Part 51                                          information supporting its denial, and
                                                                                                                                                                the pole attachment by the sum of the
                                                                                                          shall explain how such evidence and
                                                    Interconnection.                                                                                            operating expenses and actual capital
                                                                                                          information relate to a denial of access
                                                                                                                                                                costs of the utility attributable to the
                                                  47 CFR Part 63                                          for reasons of lack of capacity, safety,
                                                                                                                                                                entire pole, duct, conduit, or right-of-
                                                                                                          reliability or engineering standards.
                                                    Extension of lines, new lines, and                                                                          way. The Commission shall exclude
                                                  discontinuance, reduction, outage and                   *      *     *      *    *                            from actual capital costs those
                                                                                                          ■ 3. Amend § 1.1404 by revising
                                                  impairment of service by common                                                                               reimbursements received by the utility
                                                                                                          paragraph (k) to read as follows:
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                                                  carriers; and Grants of recognized                                                                            from cable operators and
                                                  private operating agency status.                        § 1.1404   Complaint.                                 telecommunications carriers for non-
                                                  Federal Communications Commission.                      *     *    *      *     *                             recurring costs as set forth in sections
                                                  Marlene H. Dortch,                                        (k) The complaint shall include:                    1.1404(g)(1)(xiii) and 1.1404(h)(1)(ix).
                                                  Secretary.                                                (1) A certification that the                        *      *     *     *     *
                                                                                                          complainant has, in good faith, engaged               ■ 5. Amend § 1.1416 by revising the
                                                  Proposed Rules                                          or attempted to engage in executive-                  section heading and paragraphs (b) and
                                                    For the reasons discussed in the                      level discussions with the respondent to              (c), and adding paragraph (d) to read as
                                                  preamble, the Federal Communications                    resolve the pole attachment dispute.                  follows:


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                                                                           Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules                                             22475

                                                  § 1.1416   Imputation of rates; make-ready              that provides the utility with the                    and consult with the authorized
                                                  costs.                                                  information necessary under its                       contractor and the cable television
                                                  *      *      *     *     *                             procedures to begin to survey the poles.              system operator or telecommunications
                                                     (b) The cable television system                         (d) Estimate. Where a request for                  carrier requesting attachment.
                                                  operator or telecommunications carrier                  access is not denied, a utility shall                 *     *     *     *    *
                                                  requesting attachment shall be                          present to a cable television system                  ■ 8. Revise § 1.1424 to read as follows:
                                                  responsible only for the actual costs of                operator or telecommunications carrier
                                                  make-ready made necessary solely as a                   an estimate of charges to perform all                 § 1.1424 Complaints by incumbent local
                                                  result of its new attachments.                          necessary make-ready work within 7                    exchange carriers.
                                                     (c) The costs of modifying a facility                days of providing the response required                  Complaints by an incumbent local
                                                  shall be borne by all attachers and                     by § 1.1420(c), or in the case where a                exchange carrier (as defined in 47 U.S.C.
                                                  utilities that obtain access to the facility            prospective attacher’s contractor has                 251(h)) or an association of incumbent
                                                  as a result of the modification and by all              performed a survey, within 7 days of                  local exchange carriers alleging that a
                                                  attachers and utilities that directly                   receipt by the utility of such survey.                rate, term, or condition for a pole
                                                  benefit from the modification. Each                        (1) A utility may withdraw an                      attachment is not just and reasonable
                                                  party described in the preceding                        outstanding estimate of charges to                    shall follow the same complaint
                                                  sentence shall share proportionately in                 perform make-ready work beginning 7                   procedures specified for other pole
                                                  the cost of the modification. An attacher               days after the estimate is presented.                 attachment complaints in this part, as
                                                  or a utility with a preexisting                            (2) A cable television system operator             relevant. In complaint proceedings,
                                                  attachment to the modified facility shall               or telecommunications carrier may                     there will be a rebuttable presumption
                                                  be deemed to directly benefit from a                    accept a valid estimate and make                      that an incumbent local exchange
                                                  modification if, after receiving                        payment anytime after receipt of an                   carrier (or an association of incumbent
                                                  notification of such modification as                    estimate but before the estimate is                   local exchange carriers) is similarly
                                                  provided in subpart J of this part, it adds             withdrawn.                                            situated to an attacher that is a
                                                  to or modifies its attachment.                             (e) * * *                                          telecommunications carrier (as defined
                                                  Notwithstanding the foregoing, an                          (1) * * *                                          in 47 U.S.C. 251(a)(5)) or a cable
                                                  attacher or utility with a preexisting                     (ii) Set a date for completion of make-            television system for purposes of
                                                  attachment to a pole, conduit, duct or                  ready that is no later than 30 days after             obtaining comparable rates, terms or
                                                  right-of-way shall not be required to                   notification is sent (or 75 days in the               conditions. In pole attachment rate
                                                  bear any of the costs of rearranging or                 case of larger orders as described in                 complaint proceedings, it is presumed
                                                  replacing its attachment if such                        paragraph (g) of this section).                       that incumbent local exchange carriers
                                                  rearrangement or replacement is                         *       *     *     *    *                            (or an association of incumbent local
                                                  necessitated solely as a result of an                      (g) * * *                                          exchange carriers) may be charged no
                                                  additional attachment or the                               (3) A utility may add 30 days to the               higher than the rate determined in
                                                  modification of an existing attachment                  survey period described in paragraph (c)              accordance with section 1.1409(e)(2),
                                                  sought by another party. If an attacher                 of this section to pole attachment orders             unless a utility can rebut the
                                                  or utility makes an attachment to the                   larger than the lesser of (i) 3000 poles              presumption by demonstrating that this
                                                  facility after the completion of the                    or (ii) 5 percent of the utility’s poles in           maximum rate presumption should not
                                                  modification, such party shall share                    a state.                                              apply.
                                                  proportionately in the cost of the                         (4) A utility may add 45 days to the               ■ 9. Add § 1.1425 to subpart J to read as
                                                  modification if such modification                       make-ready periods described in                       follows:
                                                  rendered possible the added attachment.                 paragraph (e) of this section to larger
                                                     (d) If a utility performs make-ready,                                                                      § 1.1425 Review Period for Pole Access
                                                                                                          orders up to the lesser of 3000 poles or              Complaints.
                                                  the utility shall make available to the                 5 percent of the utility’s poles in a state.
                                                  cable television system operator or                                                                             (a) Except in extraordinary
                                                  telecommunications carrier requesting                   *       *     *     *    *                            circumstances, final action on a
                                                                                                          ■ 7. Amend § 1.1422 by revising the
                                                  attachment a schedule of its common                                                                           complaint where a cable television
                                                  make-ready charges that the new                         section heading and paragraphs (a) and                system operator or telecommunications
                                                  attacher may be charged.                                (c) to read as follows:                               carrier claims that it has been denied
                                                  ■ 6. Amend § 1.1420 by revising                         § 1.1422   Contractors for survey and make-           access to a pole, duct, conduit, or right-
                                                  paragraphs (c) and (d), paragraph                       ready.                                                of-way owned or controlled by a utility
                                                  (e)(1)(ii), and paragraphs (g)(3) and (4) to               (a) A utility shall make available and             should be expected no later than 180
                                                  read as follows:                                        keep up-to-date a reasonably sufficient               days from the date the complaint is filed
                                                                                                          list of contractors it authorizes to                  with the Commission.
                                                  § 1.1420 Timeline for access to poles,
                                                  ducts, conduits, and rights of way.                     perform surveys and make-ready in the                   (b) The Commission shall have the
                                                                                                          communications space on its utility                   discretion to pause the 180-day review
                                                  *     *     *      *      *                                                                                   period in situations where actions
                                                    (c) Survey. A utility shall respond as                poles. A utility shall separately identify
                                                                                                          on that list the contractors it authorizes            outside the Commission’s control are
                                                  described in § 1.1403(b) to a cable
                                                                                                          to perform make-ready above the                       responsible for unreasonably delaying
                                                  television system operator or
                                                                                                                                                                Commission review of an access
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                                                  telecommunications carrier within 15                    communications space on its utility
                                                                                                          poles.                                                complaint.
                                                  days of receipt of a complete application
                                                  to attach facilities to its utility poles (or           *      *     *     *     *                            PART 51—INTERCONNECTION
                                                  within the timelines set forth in                          (c) A cable television system operator
                                                  paragraph (g) of this section). This                    or telecommunications carrier that hires              ■ 10. The authority for part 51
                                                  response may be a notification that the                 a contractor for survey or make-ready                 continues to read as follows:
                                                  utility has completed a survey of poles                 work shall provide a utility and existing               Authority: 47 U.S.C. 151–55, 201–05, 207–
                                                  for which access has been requested. A                  attachers with a reasonable opportunity               09, 218, 220, 225–27, 251–54, 256, 271,
                                                  complete application is an application                  for their representatives to accompany                303(r), 332, 1302.



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                                                  22476                     Federal Register / Vol. 82, No. 93 / Tuesday, May 16, 2017 / Proposed Rules

                                                  § 51.325    [Amended]                                   than 180 days consistent with the                        (1) Caption—‘‘Section 63.71
                                                  ■ 11. Amend § 51.325 by removing                        criteria established in paragraph (a)(8) of           Application’’;
                                                  paragraph (c) and redesignating                         this section, the notice shall state: The                (2) Information listed in § 63.71(a) (1)
                                                  paragraphs (d) and (e) as (c) and (d).                  FCC will normally authorize this                      through (4) above;
                                                                                                          proposed discontinuance of service (or                   (3) Information listed in § 63.71(a) (6)
                                                  PART 63—EXTENSION OF LINES, NEW                         reduction or impairment) unless it is                 through (8) above, if applicable;
                                                  LINES, AND DISCONTINUANCE,                              shown that customers would be unable                     (4) Brief description of the dates and
                                                  REDUCTION, OUTAGE AND                                   to receive service or a reasonable                    methods of notice to all affected
                                                  IMPAIRMENT OF SERVICE BY                                substitute from another carrier or that               customers;
                                                  COMMON CARRIERS; AND GRANTS                             the public convenience and necessity is                  (5) Whether the carrier is considered
                                                  OF RECOGNIZED PRIVATE                                   otherwise adversely affected. If you                  dominant or non-dominant with respect
                                                  OPERATING AGENCY STATUS                                 wish to object, you should file your                  to the service to be discontinued,
                                                                                                          comments as soon as possible, but no                  reduced or impaired; and
                                                  ■ 12. The authority for part 63                         later than 10 days after the Commission
                                                  continues to read as follows:                                                                                    (6) Any other information the
                                                                                                          releases public notice of the proposed
                                                    Authority: Sections 1, 4(i), 4(j), 10, 11,                                                                  Commission may require.
                                                                                                          discontinuance. You may file your
                                                  201–205, 214, 218, 403 and 651 of the                   comments electronically through the                   *      *      *    *     *
                                                  Communications Act of 1934, as amended,                 FCC’s Electronic Comment Filing                          (f) Notwithstanding paragraph (e) of
                                                  47 U.S.C. 151, 154(i), 154(j), 160, 201–205,                                                                  this section, an application filed by any
                                                                                                          System using the docket number
                                                  214, 218, 403, and 571, unless otherwise                                                                      carrier seeking to grandfather legacy
                                                  noted.                                                  established in the Commission’s public
                                                                                                          notice for this proceeding, or you may                service operating at speeds lower than
                                                  ■  13. Amend § 63.60 by redesignating                   address them to the Federal                           1.544 Mbps for existing customers shall
                                                  paragraphs (d) through (h) as (e) through               Communications Commission, Wireline                   be automatically granted on the 25th
                                                  (i), and adding new paragraph (d) to                    Competition Bureau, Competition                       day after its filing with the Commission
                                                  read as follows:                                        Policy Division, Washington, DC 20554,                without any Commission notification to
                                                                                                          and include in your comments a                        the applicant unless the Commission
                                                  § 63.60    Definitions.
                                                                                                          reference to the § 63.71 Application of               has notified the applicant that the grant
                                                  *     *     *    *      *                               (carrier’s name). Comments should                     will not be automatically effective. For
                                                    (d) Grandfather means to maintain the                                                                       purposes of this section, an application
                                                                                                          include specific information about the
                                                  provision of a service to existing                                                                            will be deemed filed on the date the
                                                                                                          impact of this proposed discontinuance
                                                  customers while ceasing to offer that                                                                         Commission releases public notice of
                                                                                                          (or reduction or impairment) upon you
                                                  service to new customers.                                                                                     the filing.
                                                                                                          or your company, including any
                                                  *     *     *    *      *                               inability to acquire reasonable substitute               (g) An application seeking to:
                                                  ■ 14. Amend § 63.71 by adding                           service.                                                 (1) Discontinue, reduce, or impair a
                                                  paragraph (a)(5)(iii) and (a)(8), revising                                                                    service for which the requesting carrier
                                                                                                          *      *    *     *      *
                                                  paragraph (c), removing paragraph (d),                     (8) For applications to discontinue,               has had no customers or reasonable
                                                  redesignating paragraphs (e) and (f) as                 reduce, or impair a legacy data service               requests for service during the 60-day
                                                  (d) and (e), adding new paragraph (f),                  that has been grandfathered for a period              period immediately preceding the filing
                                                  and revising paragraph (g) to read as                   of no less than 180 days, in order to be              of the application; or
                                                  follows:                                                eligible for automatic grant under                       (2) Discontinue, reduce, or impair a
                                                  § 63.71 Procedures for discontinuance,                  paragraph (f) of this section, an                     legacy data service that has been
                                                  reduction or impairment of service by                   applicant must include in its                         grandfathered for no less than the 180-
                                                  domestic carriers.                                      application a statement confirming that               day period immediately preceding the
                                                     (a) * * *                                            they received Commission authority to                 filing of the application, shall be
                                                     (5) * * *                                            grandfather the service at issue at least             automatically granted on the 31st day
                                                     (iii) Notwithstanding paragraphs                     180 days prior to filing the current                  after its filing with the Commission
                                                  (a)(5)(i) and (ii) of this section, if any              application.                                          without any Commission notification to
                                                  carrier, dominant or non-dominant,                      *      *    *     *      *                            the applicant, unless the Commission
                                                  seeks to either grandfather legacy                         (c) The carrier shall file with this               has notified the applicant that the grant
                                                  service operating at speeds lower than                  Commission, on or after the date on                   will not be automatically effective.
                                                  1.544 Mbps; or discontinue, reduce, or                  which notice has been given to all                    *      *      *    *     *
                                                  impair legacy data service that has been                affected customers, an application                    [FR Doc. 2017–09689 Filed 5–15–17; 8:45 am]
                                                  grandfathered for a period of no less                   which shall contain the following:                    BILLING CODE 6712–01–P
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Document Created: 2017-05-16 13:52:31
Document Modified: 2017-05-16 13:52:31
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments are due on or before June 15, 2017, and reply comments are due on or before July 17, 2017. Written comments on the Paperwork Reduction Act proposed information collection requirements must be submitted by the public, Office of Management and Budget (OMB), and other interested parties on or before July 17, 2017.
ContactWireline Competition Bureau, Competition Policy Division, Michele Berlove, at (202) 418-1477, [email protected], or Michael Ray, at (202) 418-0357, [email protected] For additional information concerning the Paperwork Reduction Act information collection requirements contained in this document, send an email to [email protected] or contact Nicole Ongele at (202) 418-2991.
FR Citation82 FR 22453 
CFR Citation47 CFR 1
47 CFR 51
47 CFR 63
CFR AssociatedPractice and Procedure; Interconnection; Extension of Lines; New Lines; Discontinuance; Reduction and Outage and Impairment of Service by Common Carriers; and Grants of Recognized Private Operating Agency Status

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