82_FR_22961 82 FR 22866 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Section 102.01B of the NYSE Listed Company Manual To Modify the Requirements That Apply to Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering

82 FR 22866 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Amend Section 102.01B of the NYSE Listed Company Manual To Modify the Requirements That Apply to Companies That List Without a Prior Exchange Act Registration and That Are Not Listing in Connection With an Underwritten Initial Public Offering

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 95 (May 18, 2017)

Page Range22866-22866
FR Document2017-10017

Federal Register, Volume 82 Issue 95 (Thursday, May 18, 2017)
[Federal Register Volume 82, Number 95 (Thursday, May 18, 2017)]
[Notices]
[Page 22866]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10017]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-80670; File No. SR-NYSE-2017-12]


Self-Regulatory Organizations; New York Stock Exchange LLC; 
Notice of Designation of Longer Period for Commission Action on a 
Proposed Rule Change To Amend Section 102.01B of the NYSE Listed 
Company Manual To Modify the Requirements That Apply to Companies That 
List Without a Prior Exchange Act Registration and That Are Not Listing 
in Connection With an Underwritten Initial Public Offering

May 12, 2017.
    On March 13, 2017, the New York Stock Exchange LLC (``NYSE'' or the 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'') \1\ and Rule 19b-4 thereunder,\2\ a 
proposed rule change to amend Section 102.01B of the Manual to modify 
the provisions relating to the qualification of companies listing 
without a prior Exchange Act registration and an underwritten offering 
to permit the listing of such companies immediately upon effectiveness 
of an Exchange Act registration statement without a concurrent public 
offering registered under the Securities Act of 1933 provided the 
company meets all other listing requirements. The proposal also would 
eliminate the requirement to have a private placement market trading 
price if there is a valuation from an independent third-party of $250 
million in market value of publicly-held shares. The proposed rule 
change was published for comment in the Federal Register on March 31, 
2017.\3\ The Commission received no comments on the proposed rule 
change.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 34-80313 (March 27, 
2017), 82 FR 16082 (March 31, 2017) (``Notice'').
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    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of the notice of the filing of a proposed rule change, 
or within such longer period up to 90 days as the Commission may 
designate if it finds such longer period to be appropriate and 
publishes its reasons for so finding or as to which the self-regulatory 
organization consents, the Commission shall approve the proposed rule 
change, disapprove the proposed rule change, or institute proceedings 
to determine whether the proposed rule change should be disapproved. 
The Commission is extending this 45-day time period.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change. 
Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates June 29, 2017, as the date by which the Commission 
should approve, disapprove, or institute proceedings to determine 
whether to disapprove the proposed rule change (File No. SR-NYSE-2017-
12).
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    \5\ Id.
    \6\ 17 CFR 200.30-3(a)(57).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-10017 Filed 5-17-17; 8:45 am]
 BILLING CODE 8011-01-P



                                                  22866                          Federal Register / Vol. 82, No. 95 / Thursday, May 18, 2017 / Notices

                                                     6. Who will be required or asked to                  SECURITIES AND EXCHANGE                               proceedings to determine whether the
                                                  respond: All holders of operating                       COMMISSION                                            proposed rule change should be
                                                  licenses for non-power reactors under                                                                         disapproved. The Commission is
                                                                                                          [Release No. 34–80670; File No. SR–NYSE–
                                                  the provision of part 50 of title 10 of the                                                                   extending this 45-day time period.
                                                                                                          2017–12]
                                                  Code of Federal Regulations (10 CFR),                                                                           The Commission finds that it is
                                                  ‘‘Domestic Licensing of Production and                  Self-Regulatory Organizations; New                    appropriate to designate a longer period
                                                  Utilization Facilities,’’ except those that             York Stock Exchange LLC; Notice of                    within which to take action on the
                                                  have permanently ceased operations                      Designation of Longer Period for                      proposed rule change so that it has
                                                  and have certified that fuel has been                   Commission Action on a Proposed                       sufficient time to consider the proposed
                                                  permanently removed from the reactor                    Rule Change To Amend Section                          rule change. Accordingly, the
                                                  vessel.                                                 102.01B of the NYSE Listed Company                    Commission, pursuant to Section
                                                                                                          Manual To Modify the Requirements                     19(b)(2) of the Act,5 designates June 29,
                                                     7. The estimated number of annual                                                                          2017, as the date by which the
                                                                                                          That Apply to Companies That List
                                                  responses: 31.                                                                                                Commission should approve,
                                                                                                          Without a Prior Exchange Act
                                                     8. The estimated number of annual                    Registration and That Are Not Listing                 disapprove, or institute proceedings to
                                                  respondents: 31.                                        in Connection With an Underwritten                    determine whether to disapprove the
                                                     9. The estimated number of hours                     Initial Public Offering                               proposed rule change (File No. SR–
                                                                                                                                                                NYSE–2017–12).
                                                  needed annually to comply with the                      May 12, 2017.
                                                  information collection requirement or                                                                           For the Commission, by the Division of
                                                                                                             On March 13, 2017, the New York                    Trading and Markets, pursuant to delegated
                                                  request: 31.                                            Stock Exchange LLC (‘‘NYSE’’ or the                   authority.6
                                                     10. Abstract: The NRC is requesting a                ‘‘Exchange’’) filed with the Securities               Eduardo A. Aleman,
                                                  new clearance to annually request all                   and Exchange Commission                               Assistant Secretary.
                                                  non-power reactor licensees and                         (‘‘Commission’’), pursuant to Section
                                                                                                                                                                [FR Doc. 2017–10017 Filed 5–17–17; 8:45 am]
                                                  applicants for an operating license to                  19(b)(1) of the Securities Exchange Act
                                                                                                                                                                BILLING CODE 8011–01–P
                                                  voluntarily send to the NRC: (1) Their                  of 1934 (‘‘Act’’) 1 and Rule 19b–4
                                                  projected number of candidates for                      thereunder,2 a proposed rule change to
                                                  initial operator licensing examinations                 amend Section 102.01B of the Manual to                SECURITIES AND EXCHANGE
                                                  and (2) the estimated dates of the                      modify the provisions relating to the                 COMMISSION
                                                  examinations. This information is used                  qualification of companies listing
                                                  to plan budgets and resources in regard                 without a prior Exchange Act                          [Release No. 34–80669; File No. SR–IEX–
                                                  to operator examination scheduling in                   registration and an underwritten                      2017–15]
                                                  order to meet the needs of the non-                     offering to permit the listing of such
                                                  power nuclear community.                                companies immediately upon                            Self-Regulatory Organizations:
                                                                                                          effectiveness of an Exchange Act                      Investors Exchange LLC; Notice of
                                                  III. Specific Requests for Comments                     registration statement without a                      Filing and Immediate Effectiveness of
                                                                                                          concurrent public offering registered                 Proposed Rule Change To Correct an
                                                    The NRC is seeking comments that                      under the Securities Act of 1933                      Incorrect Internal Cross Reference in
                                                  address the following questions:                        provided the company meets all other                  Rule 11.420(d)(2)(B).
                                                    1. Is the proposed collection of                      listing requirements. The proposal also
                                                                                                          would eliminate the requirement to                    May 12, 2017.
                                                  information necessary for the NRC to
                                                  properly perform its functions? Does the                have a private placement market trading                  Pursuant to Section 19(b)(1) 1 of the
                                                                                                          price if there is a valuation from an                 Securities Exchange Act of 1934 (the
                                                  information have practical utility?
                                                                                                          independent third-party of $250 million               ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
                                                    2. Is the estimate of the burden of the                                                                     notice is hereby given that, on May 9,
                                                                                                          in market value of publicly-held shares.
                                                  information collection accurate?                        The proposed rule change was                          2017, the Investors Exchange LLC
                                                    3. Is there a way to enhance the                      published for comment in the Federal                  (‘‘IEX’’ or the ‘‘Exchange’’) filed with the
                                                  quality, utility, and clarity of the                    Register on March 31, 2017.3 The                      Securities and Exchange Commission
                                                  information to be collected?                            Commission received no comments on                    (the ‘‘Commission’’) the proposed rule
                                                                                                          the proposed rule change.                             change as described in Items I and II
                                                    4. How can the burden of the
                                                                                                             Section 19(b)(2) of the Act 4 provides             below, which Items have been prepared
                                                  information collection on respondents                                                                         by the self-regulatory organization. The
                                                  be minimized, including the use of                      that, within 45 days of the publication
                                                                                                          of the notice of the filing of a proposed             Commission is publishing this notice to
                                                  automated collection techniques or                                                                            solicit comments on the proposed rule
                                                  other forms of information technology?                  rule change, or within such longer
                                                                                                          period up to 90 days as the Commission                change from interested persons.
                                                    Dated at Rockville, Maryland, this 12th day           may designate if it finds such longer                 I. Self-Regulatory Organization’s
                                                  of May 2017.                                            period to be appropriate and publishes                Statement of the Terms of Substance of
                                                    For the Nuclear Regulatory Commission.                its reasons for so finding or as to which             the Proposed Rule Change
                                                  David Cullison,                                         the self-regulatory organization
                                                                                                          consents, the Commission shall approve                  Pursuant to the provisions of Section
                                                  NRC Clearance Officer, Office of the Chief                                                                    19(b)(1) under the Securities Exchange
                                                                                                          the proposed rule change, disapprove
jstallworth on DSK7TPTVN1PROD with NOTICES




                                                  Information Officer.                                                                                          Act of 1934 (‘‘Act’’),4 and Rule 19b–4
                                                  [FR Doc. 2017–10018 Filed 5–17–17; 8:45 am]
                                                                                                          the proposed rule change, or institute
                                                  BILLING CODE 7590–01–P                                    1 15                                                  5 Id.
                                                                                                                 U.S.C. 78s(b)(1).
                                                                                                            2 17                                                  6 17 CFR 200.30–3(a)(57).
                                                                                                                 CFR 240.19b–4.
                                                                                                            3 See Securities Exchange Act Release No. 34–         1 15 U.S.C. 78s(b)(1).
                                                                                                                                                                  2 15 U.S.C. 78a.
                                                                                                          80313 (March 27, 2017), 82 FR 16082 (March 31,
                                                                                                          2017) (‘‘Notice’’).                                     3 17 CFR 240.19b–4.
                                                                                                            4 15 U.S.C. 78s(b)(2).                                4 15 U.S.C. 78s(b)(1).




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Document Created: 2017-05-18 01:20:25
Document Modified: 2017-05-18 01:20:25
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 22866 

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