82_FR_23219 82 FR 23123 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Listing Standard for Special Purpose Acquisition Companies To Change Shareholder Vote Requirement for the Approval of a Business Combination

82 FR 23123 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Amending Its Listing Standard for Special Purpose Acquisition Companies To Change Shareholder Vote Requirement for the Approval of a Business Combination

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 96 (May 19, 2017)

Page Range23123-23125
FR Document2017-10132

Federal Register, Volume 82 Issue 96 (Friday, May 19, 2017)
[Federal Register Volume 82, Number 96 (Friday, May 19, 2017)]
[Notices]
[Pages 23123-23125]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10132]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-80677; File No. SR-NYSE-2017-20]


Self-Regulatory Organizations; New York Stock Exchange LLC; 
Notice of Filing of Proposed Rule Change Amending Its Listing Standard 
for Special Purpose Acquisition Companies To Change Shareholder Vote 
Requirement for the Approval of a Business Combination

May 15, 2017.
    Pursuant to Section 19(b)(1) \1\ of the Securities Exchange Act of 
1934 (``Act'') \2\ and Rule 19b-4 thereunder,\3\ notice is hereby given 
that, on May 1, 2017, New York Stock Exchange LLC (``NYSE'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission'') the proposed rule change as described in Items I, II, 
and III below, which Items have been prepared by the self-regulatory 
organization. The Commission is publishing this notice to solicit 
comments on the proposed rule change from interested persons.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 15 U.S.C. 78a.
    \3\ 17 CFR 240.19b-4.
---------------------------------------------------------------------------

I. Self-Regulatory Organization's Statement of the Terms of Substance 
of the Proposed Rule Change

    The Exchange proposes to amend its listing standard for Acquisition 
Companies (``ACs'') to change its shareholder vote requirement for the 
approval of a Business Combination. The proposed rule change is 
available on the Exchange's Web site at www.nyse.com, at the principal 
office of the Exchange, and at the Commission's Public Reference Room.

II. Self-Regulatory Organization's Statement of the Purpose of, and 
Statutory Basis for, the Proposed Rule Change

    In its filing with the Commission, the self-regulatory organization 
included statements concerning the purpose of, and basis for, the 
proposed rule change and discussed any comments it received on the 
proposed rule change. The text of those statements may be examined at 
the places specified in Item IV below. The Exchange has prepared 
summaries, set forth in sections A, B, and C below, of the most 
significant parts of such statements.

A. Self-Regulatory Organization's Statement of the Purpose of, and the 
Statutory Basis for, the Proposed Rule Change

1. Purpose
    The Exchange proposes to amend its listing standard for Acquisition 
Companies (or ``ACs'') as set forth in Section 102.06 of the NYSE 
Listed Company Manual (the ``Manual'') to change its shareholder vote 
requirement for the approval of a Business Combination.
    An AC (typically known in the marketplace as a special purpose 
acquisition company or ``SPAC'') is a special purpose company formed 
for the purpose of effecting a merger, capital stock exchange, asset 
acquisition, stock purchase, reorganization or similar business 
combination with one or more operating businesses or assets with a fair 
market value equal to at least 80% of the net assets of the AC held in 
trust (net of amounts disbursed to management for working capital 
purposes and excluding the amount of any deferred underwriting discount 
held in trust) (a ``Business Combination'').
    Section 102.06 subjects any AC listed on the NYSE to the following 
requirements (among others):
     If the AC holds a shareholder vote on a Business 
Combination, it must be approved by a majority of the votes cast by 
public shareholders \4\ at the shareholder meeting at which the 
Business Combination is being considered;
---------------------------------------------------------------------------

    \4\ Shares held by directors, officers, or their immediate 
families and other concentrated holding of 10 percent or more are 
excluded in calculating the number of publicly-held shares.
---------------------------------------------------------------------------

     if a shareholder vote on a Business Combination is held, 
each public shareholder voting against the Business Combination will 
have the right to convert its shares of common stock into a pro rata 
share of the aggregate amount then on deposit in the trust account (net 
of taxes payable, and amounts disbursed to management for working 
capital purposes), provided that the Business Combination is approved 
and consummated; \5\
---------------------------------------------------------------------------

    \5\ An AC can establish a limit (set no lower than 10% of the 
shares sold in the AC's IPO) as to the maximum number of shares with 
respect to which any public shareholder, together with any affiliate 
of such shareholder or any person with whom such shareholder is 
acting as a ``group'' (as such term is used in Sections 13(d) and 
14(d) of the Exchange Act) may exercise conversion rights;

---------------------------------------------------------------------------

[[Page 23124]]

     if a shareholder vote is not held on a Business 
Combination for which the company must file and furnish a proxy or 
information statement subject to Regulation 14A or 14C under the 
Exchange Act, the company must provide all shareholders with the 
opportunity to redeem all their shares for cash equal to their pro rata 
share of the aggregate amount then in the deposit account (net of taxes 
payable, and amounts disbursed to management for working capital 
purposes), pursuant to Rule 13e-4 and Regulation 14E under the Exchange 
Act, which regulates issuer tender offers; and
     the AC will be liquidated if no Business Combination has 
been consummated within a specified time period not to exceed three 
years.
    The Exchange proposes to amend Section 102.06 by modifying its 
requirement that a shareholder vote approving a Business Combination be 
approved by a majority of the votes cast by public shareholders. The 
proposed amended rule would require approval by a majority of all votes 
cast on the proposal, rather than just votes cast by public 
shareholders. The Exchange notes that the proposed revision to the 
voting requirements would conform the NYSE's rule to the comparable 
requirements under the SPAC listing standards of the NASDAQ Stock 
Market and NYSE MKT.\6\ Harmonizing the Exchange's requirements with 
those of the other listing markets will enable it to compete more 
effectively for the listing of ACs. The Exchange believes that the 
proposed amended rule would be consistent with the protection of 
investors, as any investor who voted against a proposed Business 
Combination would continue to have the right to require the company to 
redeem such investor's shares for cash if the Business Combination was 
consummated.
---------------------------------------------------------------------------

    \6\ See NASDAQ IM 5101-2 and Section 119 of the MKT Company 
Guide.
---------------------------------------------------------------------------

2. Statutory Basis
    The Exchange believes that the proposed rule change is consistent 
with Section 6(b) of the Act,\7\ in general, and furthers the 
objectives of Section 6(b)(5) \8\ of the Act, in particular in that it 
is designed to promote just and equitable principles of trade, to 
foster cooperation and coordination with persons engaged in regulating, 
clearing, settling, processing information with respect to, and 
facilitating transactions in securities, to remove impediments to and 
perfect the mechanism of a free and open market and a national market 
system, and, in general, to protect investors and the public interest 
and is not designed to permit unfair discrimination between customers, 
issuers, brokers, or dealers.
---------------------------------------------------------------------------

    \7\ 15 U.S.C. 78f(b).
    \8\ 15 U.S.C. 78f(b)(5).
---------------------------------------------------------------------------

    The Exchange believes that the proposed amended rule is consistent 
with the protection of investors because as any investor [sic] who 
voted against a proposed Business Combination would continue to have 
the right to require the company to redeem such investor's shares for 
cash if the Business Combination was consummated. In addition, the 
Exchange notes that the proposed revision to the voting requirements 
would conform the NYSE's rules to the comparable requirements under the 
SPAC listing standards of the NASDAQ Stock Market and NYSE MKT. 
Harmonizing the Exchange's requirements with those of the other listing 
markets will enable it to compete more effectively for the listing of 
ACs.

B. Self-Regulatory Organization's Statement on Burden on Competition

    The Exchange does not believe that the proposed rule change will 
impose any burden on competition that is not necessary or appropriate 
in furtherance of the purposes of the Act. The proposed rule change is 
designed to harmonize the Exchange's requirements with respect to the 
listing of ACs with those of the other listing exchanges and will 
therefore increase competition for the listing of ACs by making the 
Exchange a more attractive listing venue.

C. Self-Regulatory Organization's Statement on Comments on the Proposed 
Rule Change Received From Members, Participants, or Others

    No written comments were solicited or received with respect to the 
proposed rule change.

III. Date of Effectiveness of the Proposed Rule Change and Timing for 
Commission Action

    Within 45 days of the date of publication of this notice in the 
Federal Register or up to 90 days (i) as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or (ii) as to which the self-regulatory 
organization consents, the Commission will:
    (A) By order approve or disapprove the proposed rule change, or
    (B) institute proceedings to determine whether the proposed rule 
change should be disapproved.

IV. Solicitation of Comments

    Interested persons are invited to submit written data, views, and 
arguments concerning the foregoing, including whether the proposed rule 
change is consistent with the Act. Comments may be submitted by any of 
the following methods:

Electronic Comments

     Use the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or
     Send an email to [email protected]. Please include 
File Number SR-NYSE-2017-20 on the subject line.

Paper Comments

     Send paper comments in triplicate to Secretary, Securities 
and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090.

All submissions should refer to File Number SR-NYSE-2017-20. This file 
number should be included on the subject line if email is used. To help 
the Commission process and review your comments more efficiently, 
please use only one method. The Commission will post all comments on 
the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all 
written statements with respect to the proposed rule change that are 
filed with the Commission, and all written communications relating to 
the proposed rule change between the Commission and any person, other 
than those that may be withheld from the public in accordance with the 
provisions of 5 U.S.C. 552, will be available for Web site viewing and 
printing in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. Copies of such filing also will be available 
for inspection and copying at the principal office of the Exchange. All 
comments received will be posted without change; the Commission does 
not edit personal identifying information from submissions. You should 
submit only information that you wish to make available publicly. All 
submissions should refer to File Number SR-NYSE-2017-20 and should be 
submitted on or before June 9, 2017.


[[Page 23125]]


    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\9\
---------------------------------------------------------------------------

    \9\ 17 CFR 200.30-3(a)(12).
---------------------------------------------------------------------------

Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-10132 Filed 5-18-17; 8:45 am]
 BILLING CODE 8011-01-P



                                                                                       Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices                                                      23123

                                                    arguments concerning the foregoing,                         For the Commission, by the Division of              the places specified in Item IV below.
                                                    including whether the proposed rule                       Trading and Markets, pursuant to delegated            The Exchange has prepared summaries,
                                                    change is consistent with the Act.                        authority.21                                          set forth in sections A, B, and C below,
                                                    Comments may be submitted by any of                       Eduardo A. Aleman,                                    of the most significant parts of such
                                                    the following methods:                                    Assistant Secretary.                                  statements.
                                                                                                              [FR Doc. 2017–10127 Filed 5–18–17; 8:45 am]
                                                    Electronic Comments                                                                                             A. Self-Regulatory Organization’s
                                                                                                              BILLING CODE 8011–01–P
                                                                                                                                                                    Statement of the Purpose of, and the
                                                      • Use the Commission’s Internet                                                                               Statutory Basis for, the Proposed Rule
                                                    comment form (http://www.sec.gov/                         SECURITIES AND EXCHANGE                               Change
                                                    rules/sro.shtml); or                                      COMMISSION                                            1. Purpose
                                                      • Send an email to rule-comments@
                                                                                                              [Release No. 34–80677; File No. SR–NYSE–                 The Exchange proposes to amend its
                                                    sec.gov. Please include File Number SR–                   2017–20]                                              listing standard for Acquisition
                                                    OCC–2017–012 on the subject line.
                                                                                                                                                                    Companies (or ‘‘ACs’’) as set forth in
                                                                                                              Self-Regulatory Organizations; New                    Section 102.06 of the NYSE Listed
                                                    Paper Comments
                                                                                                              York Stock Exchange LLC; Notice of                    Company Manual (the ‘‘Manual’’) to
                                                      • Send paper comments in triplicate                     Filing of Proposed Rule Change                        change its shareholder vote requirement
                                                    to Secretary, Securities and Exchange                     Amending Its Listing Standard for                     for the approval of a Business
                                                    Commission, 100 F Street NE.,                             Special Purpose Acquisition                           Combination.
                                                    Washington, DC 20549–1090.                                Companies To Change Shareholder                          An AC (typically known in the
                                                                                                              Vote Requirement for the Approval of                  marketplace as a special purpose
                                                    All submissions should refer to File                      a Business Combination                                acquisition company or ‘‘SPAC’’) is a
                                                    Number SR–OCC–2017–012. This file
                                                                                                              May 15, 2017.                                         special purpose company formed for the
                                                    number should be included on the                                                                                purpose of effecting a merger, capital
                                                    subject line if email is used. To help the                   Pursuant to Section 19(b)(1) 1 of the
                                                                                                              Securities Exchange Act of 1934                       stock exchange, asset acquisition, stock
                                                    Commission process and review your                                                                              purchase, reorganization or similar
                                                    comments more efficiently, please use                     (‘‘Act’’) 2 and Rule 19b–4 thereunder,3
                                                                                                              notice is hereby given that, on May 1,                business combination with one or more
                                                    only one method. The Commission will                                                                            operating businesses or assets with a fair
                                                    post all comments on the Commission’s                     2017, New York Stock Exchange LLC
                                                                                                              (‘‘NYSE’’ or ‘‘Exchange’’) filed with the             market value equal to at least 80% of the
                                                    Internet Web site (http://www.sec.gov/                                                                          net assets of the AC held in trust (net
                                                                                                              Securities and Exchange Commission
                                                    rules/sro.shtml). Copies of the                                                                                 of amounts disbursed to management
                                                                                                              (‘‘Commission’’) the proposed rule
                                                    submission, all subsequent                                change as described in Items I, II, and               for working capital purposes and
                                                    amendments, all written statements                        III below, which Items have been                      excluding the amount of any deferred
                                                    with respect to the proposed rule                         prepared by the self-regulatory                       underwriting discount held in trust) (a
                                                    change that are filed with the                            organization. The Commission is                       ‘‘Business Combination’’).
                                                    Commission, and all written                               publishing this notice to solicit                        Section 102.06 subjects any AC listed
                                                    communications relating to the                            comments on the proposed rule change                  on the NYSE to the following
                                                    proposed rule change between the                          from interested persons.                              requirements (among others):
                                                    Commission and any person, other than                                                                              • If the AC holds a shareholder vote
                                                    those that may be withheld from the                       I. Self-Regulatory Organization’s                     on a Business Combination, it must be
                                                    public in accordance with the                             Statement of the Terms of Substance of                approved by a majority of the votes cast
                                                                                                              the Proposed Rule Change                              by public shareholders 4 at the
                                                    provisions of 5 U.S.C. 552, will be
                                                    available for Web site viewing and                           The Exchange proposes to amend its                 shareholder meeting at which the
                                                    printing in the Commission’s Public                       listing standard for Acquisition                      Business Combination is being
                                                    Reference Room, 100 F Street NE.,                         Companies (‘‘ACs’’) to change its                     considered;
                                                                                                              shareholder vote requirement for the                     • if a shareholder vote on a Business
                                                    Washington, DC 20549, on official
                                                                                                              approval of a Business Combination.                   Combination is held, each public
                                                    business days between the hours of
                                                                                                              The proposed rule change is available                 shareholder voting against the Business
                                                    10:00 a.m. and 3:00 p.m. Copies of such
                                                                                                              on the Exchange’s Web site at                         Combination will have the right to
                                                    filing also will be available for                                                                               convert its shares of common stock into
                                                    inspection and copying at the principal                   www.nyse.com, at the principal office of
                                                                                                              the Exchange, and at the Commission’s                 a pro rata share of the aggregate amount
                                                    office of OCC and on OCC’s Web site at                                                                          then on deposit in the trust account (net
                                                                                                              Public Reference Room.
                                                    http://www.theocc.com/components/                                                                               of taxes payable, and amounts disbursed
                                                    docs/legal/rules_and_bylaws/sr_occ_17_                    II. Self-Regulatory Organization’s                    to management for working capital
                                                    012.pdf.                                                  Statement of the Purpose of, and                      purposes), provided that the Business
                                                    All comments received will be posted                      Statutory Basis for, the Proposed Rule                Combination is approved and
                                                                                                              Change                                                consummated; 5
                                                    without change; the Commission does
                                                    not edit personal identifying                               In its filing with the Commission, the
                                                                                                                                                                      4 Shares held by directors, officers, or their
                                                    information from submissions. You                         self-regulatory organization included
                                                                                                                                                                    immediate families and other concentrated holding
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    should submit only information that                       statements concerning the purpose of,                 of 10 percent or more are excluded in calculating
                                                    you wish to make available publicly.                      and basis for, the proposed rule change               the number of publicly-held shares.
                                                                                                              and discussed any comments it received                  5 An AC can establish a limit (set no lower than
                                                    All submissions should refer to File                      on the proposed rule change. The text                 10% of the shares sold in the AC’s IPO) as to the
                                                    Number SR–OCC–2017–012 and should                         of those statements may be examined at                maximum number of shares with respect to which
                                                    be submitted on or before June 9, 2017.                                                                         any public shareholder, together with any affiliate
                                                                                                                                                                    of such shareholder or any person with whom such
                                                                                                                1 15 U.S.C. 78s(b)(1).                              shareholder is acting as a ‘‘group’’ (as such term is
                                                                                                                2 15 U.S.C. 78a.                                    used in Sections 13(d) and 14(d) of the Exchange
                                                      21 17   CFR 200.30–3(a)(12).                              3 17 CFR 240.19b–4.                                 Act) may exercise conversion rights;



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                                                    23124                            Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices

                                                       • if a shareholder vote is not held on               open market and a national market                     IV. Solicitation of Comments
                                                    a Business Combination for which the                    system, and, in general, to protect
                                                    company must file and furnish a proxy                   investors and the public interest and is                Interested persons are invited to
                                                    or information statement subject to                     not designed to permit unfair                         submit written data, views, and
                                                    Regulation 14A or 14C under the                         discrimination between customers,                     arguments concerning the foregoing,
                                                    Exchange Act, the company must                          issuers, brokers, or dealers.                         including whether the proposed rule
                                                    provide all shareholders with the                          The Exchange believes that the                     change is consistent with the Act.
                                                    opportunity to redeem all their shares                  proposed amended rule is consistent                   Comments may be submitted by any of
                                                    for cash equal to their pro rata share of               with the protection of investors because              the following methods:
                                                    the aggregate amount then in the deposit                as any investor [sic] who voted against               Electronic Comments
                                                    account (net of taxes payable, and                      a proposed Business Combination
                                                    amounts disbursed to management for                     would continue to have the right to                     • Use the Commission’s Internet
                                                    working capital purposes), pursuant to                  require the company to redeem such                    comment form (http://www.sec.gov/
                                                    Rule 13e–4 and Regulation 14E under                     investor’s shares for cash if the Business            rules/sro.shtml); or
                                                    the Exchange Act, which regulates                       Combination was consummated. In
                                                    issuer tender offers; and                               addition, the Exchange notes that the                   • Send an email to rule-comments@
                                                       • the AC will be liquidated if no                    proposed revision to the voting                       sec.gov. Please include File Number SR–
                                                    Business Combination has been                           requirements would conform the                        NYSE–2017–20 on the subject line.
                                                    consummated within a specified time                     NYSE’s rules to the comparable                        Paper Comments
                                                    period not to exceed three years.                       requirements under the SPAC listing
                                                       The Exchange proposes to amend                       standards of the NASDAQ Stock Market                    • Send paper comments in triplicate
                                                    Section 102.06 by modifying its                         and NYSE MKT. Harmonizing the                         to Secretary, Securities and Exchange
                                                    requirement that a shareholder vote                     Exchange’s requirements with those of                 Commission, 100 F Street NE.,
                                                    approving a Business Combination be                     the other listing markets will enable it              Washington, DC 20549–1090.
                                                    approved by a majority of the votes cast                to compete more effectively for the
                                                    by public shareholders. The proposed                    listing of ACs.                                       All submissions should refer to File
                                                    amended rule would require approval                                                                           Number SR–NYSE–2017–20. This file
                                                    by a majority of all votes cast on the                  B. Self-Regulatory Organization’s                     number should be included on the
                                                    proposal, rather than just votes cast by                Statement on Burden on Competition                    subject line if email is used. To help the
                                                    public shareholders. The Exchange                         The Exchange does not believe that                  Commission process and review your
                                                    notes that the proposed revision to the                 the proposed rule change will impose                  comments more efficiently, please use
                                                    voting requirements would conform the                   any burden on competition that is not                 only one method. The Commission will
                                                    NYSE’s rule to the comparable                           necessary or appropriate in furtherance               post all comments on the Commission’s
                                                    requirements under the SPAC listing                     of the purposes of the Act. The                       Internet Web site (http://www.sec.gov/
                                                    standards of the NASDAQ Stock Market                    proposed rule change is designed to                   rules/sro.shtml). Copies of the
                                                    and NYSE MKT.6 Harmonizing the                          harmonize the Exchange’s requirements                 submission, all subsequent
                                                    Exchange’s requirements with those of                   with respect to the listing of ACs with               amendments, all written statements
                                                    the other listing markets will enable it                those of the other listing exchanges and              with respect to the proposed rule
                                                    to compete more effectively for the                     will therefore increase competition for               change that are filed with the
                                                    listing of ACs. The Exchange believes                   the listing of ACs by making the                      Commission, and all written
                                                    that the proposed amended rule would                    Exchange a more attractive listing                    communications relating to the
                                                    be consistent with the protection of                    venue.                                                proposed rule change between the
                                                    investors, as any investor who voted
                                                                                                            C. Self-Regulatory Organization’s                     Commission and any person, other than
                                                    against a proposed Business
                                                    Combination would continue to have                      Statement on Comments on the                          those that may be withheld from the
                                                    the right to require the company to                     Proposed Rule Change Received From                    public in accordance with the
                                                    redeem such investor’s shares for cash                  Members, Participants, or Others                      provisions of 5 U.S.C. 552, will be
                                                    if the Business Combination was                                                                               available for Web site viewing and
                                                                                                              No written comments were solicited
                                                    consummated.                                                                                                  printing in the Commission’s Public
                                                                                                            or received with respect to the proposed
                                                                                                            rule change.                                          Reference Room, 100 F Street NE.,
                                                    2. Statutory Basis                                                                                            Washington, DC 20549, on official
                                                       The Exchange believes that the                       III. Date of Effectiveness of the                     business days between the hours of
                                                    proposed rule change is consistent with                 Proposed Rule Change and Timing for                   10:00 a.m. and 3:00 p.m. Copies of such
                                                    Section 6(b) of the Act,7 in general, and               Commission Action                                     filing also will be available for
                                                    furthers the objectives of Section                        Within 45 days of the date of                       inspection and copying at the principal
                                                    6(b)(5) 8 of the Act, in particular in that             publication of this notice in the Federal             office of the Exchange. All comments
                                                    it is designed to promote just and                      Register or up to 90 days (i) as the                  received will be posted without change;
                                                    equitable principles of trade, to foster                Commission may designate if it finds                  the Commission does not edit personal
                                                    cooperation and coordination with                       such longer period to be appropriate                  identifying information from
                                                    persons engaged in regulating, clearing,                and publishes its reasons for so finding              submissions. You should submit only
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    settling, processing information with                   or (ii) as to which the self-regulatory               information that you wish to make
                                                    respect to, and facilitating transactions               organization consents, the Commission                 available publicly. All submissions
                                                    in securities, to remove impediments to                 will:                                                 should refer to File Number SR–NYSE–
                                                    and perfect the mechanism of a free and
                                                                                                              (A) By order approve or disapprove                  2017–20 and should be submitted on or
                                                     6 See NASDAQ IM 5101–2 and Section 119 of the
                                                                                                            the proposed rule change, or                          before June 9, 2017.
                                                    MKT Company Guide.                                        (B) institute proceedings to determine
                                                     7 15 U.S.C. 78f(b).                                    whether the proposed rule change
                                                     8 15 U.S.C. 78f(b)(5).                                 should be disapproved.


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                                                                                       Federal Register / Vol. 82, No. 96 / Friday, May 19, 2017 / Notices                                            23125

                                                      For the Commission, by the Division of                  DEPARTMENT OF STATE                                      • Form Number: DS–4127.
                                                    Trading and Markets, pursuant to delegated                                                                         • Respondents: Recipients of NEA/
                                                    authority.9                                               [Public Notice: 9988]                                 AC grants.
                                                    Eduardo A. Aleman,                                                                                                 • Estimated Number of Respondents:
                                                                                                              60-Day Notice of Proposed Information
                                                    Assistant Secretary.                                                                                            240.
                                                                                                              Collection: NEA/AC Performance
                                                    [FR Doc. 2017–10132 Filed 5–18–17; 8:45 am]                                                                        • Estimated Number of Responses:
                                                                                                              Reporting System (ACPRS)
                                                    BILLING CODE 8011–01–P                                                                                          960.
                                                                                                                    Notice of request for public
                                                                                                              ACTION:                                                  • Average Time per Response: 20
                                                                                                              comment.                                              hours.
                                                                                                                                                                       • Total Estimated Burden Time:
                                                    SMALL BUSINESS ADMINISTRATION                             SUMMARY:    The Department of State is                19,200 hours.
                                                                                                              seeking Office of Management and                         • Frequency: Quarterly.
                                                                                                              Budget (OMB) approval for the                            • Obligation to Respond: Mandatory.
                                                    [Disaster Declaration #15098 and #15099]                                                                           We are soliciting public comments to
                                                                                                              information collection described below.
                                                                                                              In accordance with the Paperwork                      permit the Department to:
                                                    Nevada Disaster Number NV–00048                                                                                    • Evaluate whether the proposed
                                                                                                              Reduction Act of 1995, we are
                                                                                                              requesting comments on this collection                information collection is necessary for
                                                    AGENCY:U.S. Small Business
                                                                                                              from all interested individuals and                   the proper functions of the Department.
                                                    Administration.
                                                                                                              organizations. The purpose of this                       • Evaluate the accuracy of our
                                                    ACTION:     Amendment 1.                                  notice is to allow 60 days for public                 estimate of the time and cost burden for
                                                                                                              comment preceding submission of the                   this proposed collection, including the
                                                    SUMMARY:   This is an amendment of the                    collection to OMB.                                    validity of the methodology and
                                                    Presidential declaration of a major                                                                             assumptions used.
                                                                                                              DATES: The Department will accept
                                                    disaster for Public Assistance Only for                                                                            • Enhance the quality, utility, and
                                                                                                              comments from the public up to July 18,               clarity of the information to be
                                                    the State of NEVADA (FEMA–4307–
                                                                                                              2017.                                                 collected.
                                                    DR), dated 03/27/2017.
                                                                                                              ADDRESSES: You may submit comments                       • Minimize the reporting burden on
                                                      Incident: Severe Winter Storms,                         by any of the following methods:                      those who are to respond, including the
                                                    Flooding, and Mudslides.                                     • Web: Persons with access to the                  use of automated collection techniques
                                                      Incident Period: 02/05/2017 through                     Internet may comment on this notice by                or other forms of information
                                                    02/22/2017.                                               going to www.Regulations.gov. You can                 technology.
                                                      Effective Date: 05/12/2017.                             search for the document by entering                      Please note that comments submitted
                                                                                                              ‘‘Docket Number: DOS–2017–0022’’ in                   in response to this Notice are public
                                                      Physical Loan Application Deadline                      the Search field. Then click the
                                                    Date: 05/26/2017.                                                                                               record. Before including any detailed
                                                                                                              ‘‘Comment Now’’ button and complete                   personal information, you should be
                                                      Economic Injury (EIDL) Loan                             the comment form.                                     aware that your comments as submitted,
                                                    Application Deadline Date: 12/27/2017.                       • Email: SibrianHE@state.gov.                      including your personal information,
                                                    ADDRESSES:  Submit completed loan                            • Regular Mail: Send written                       will be available for public review.
                                                    applications to: U.S. Small Business                      comments to: Hainer Sibrian, PRO-                        Abstract of proposed collection: The
                                                    Administration, Processing and                            Telligent Contractor, Near Eastern                    Assistance Coordination (AC) Office,
                                                    Disbursement Center, 14925 Kingsport                      Affairs, NEA/AC, 2201 C St. NW.,                      established in June 2014, coordinates
                                                    Road, Fort Worth, TX 76155.                               Washington, DC 20037                                  United States government foreign
                                                                                                                 • Fax: 202–776–8820.                               assistance in the Middle East and North
                                                    FOR FURTHER INFORMATION CONTACT:     A.                      You must include the information                   Africa region for the Department of
                                                    Escobar, Office of Disaster Assistance,                   collection title and the OMB control                  State, and manages the implementation
                                                    U.S. Small Business Administration,                       number in any correspondence.                         of all the assistance functions within the
                                                    409 3rd Street SW., Suite 6050,                           FOR FURTHER INFORMATION CONTACT:                      Department of State’s Bureau of Near
                                                    Washington, DC 20416, (202) 205–6734.                     Direct requests for additional                        Eastern Affairs. In fiscal year 2017, the
                                                    SUPPLEMENTARY INFORMATION:     The notice                 information regarding the collection                  AC office expects to obligate over $142
                                                    of the President’s major disaster                         listed in this notice, including requests             million to support economic
                                                    declaration for Private Non-Profit                        for copies of the proposed collection                 development, good governance,
                                                    organizations in the State of NEVADA,                     instrument and supporting documents,                  education, democracy programs, and
                                                    dated 03/27/2017, is hereby amended to                    may be made to Hainer Sibrian,                        human rights reform in 20 countries of
                                                    include the following areas as adversely                  TetraTech/PRO-Telligent Contractor,                   the Middle East and North Africa. As a
                                                    affected by the disaster.                                 U.S. Department of State, Bureau of                   normal course of business and in
                                                                                                              Near Eastern Affairs, Office of                       compliance with OMB Guidelines
                                                    Primary Counties: Churchill, Storey                       Assistance Coordination (NEA/AC),                     contained in 2 CFR 200, recipient
                                                      All other information in the original                   NEA Mail Room—Room 6528, 2201 C                       organizations are required to provide,
                                                    declaration remains unchanged.                            St. NW., Washington, DC 20520. He may                 and the U.S. Department of State is
                                                    (Catalog of Federal Domestic Assistance                   be reached by phone at 202–776–8826                   required to collect, periodic program
                                                                                                              or by email at SibrianHE@state.gov.                   and financial performance reports. The
asabaliauskas on DSK3SPTVN1PROD with NOTICES




                                                    Number 59008)
                                                                                                              SUPPLEMENTARY INFORMATION:                            responsibility of the Department to track
                                                    James E. Rivera,                                             • Title of Information Collection:                 and monitor the programmatic and
                                                    Associate Administrator for Disaster                      NEA/AC Performance Reporting System                   financial performance necessitates a
                                                    Assistance.                                               (ACPRS).                                              database that can help facilitate this in
                                                    [FR Doc. 2017–10152 Filed 5–18–17; 8:45 am]                  • OMB Control Number: 1405–0183.                   a consistent and standardized manner.
                                                    BILLING CODE 8025–01–P                                       • Type of Request: Extension of a                  The NEA/AC Performance Reporting
                                                                                                              Currently Approved Collection.                        System (ACPRS) enables enhanced
                                                      9 17   CFR 200.30–3(a)(12).                                • Originating Office: NEA/AC.                      monitoring and evaluation of grants


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Document Created: 2018-11-08 08:47:28
Document Modified: 2018-11-08 08:47:28
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 23123 

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