82_FR_23734 82 FR 23636 - Sunshine Act Meeting

82 FR 23636 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 98 (May 23, 2017)

Page Range23636-23636
FR Document2017-10605

Federal Register, Volume 82 Issue 98 (Tuesday, May 23, 2017)
[Federal Register Volume 82, Number 98 (Tuesday, May 23, 2017)]
[Notices]
[Page 23636]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10605]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a closed meeting on Thursday, May 25, 
2017 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matter at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matter of the closed meeting will be: Institution and 
settlement of injunctive actions; Institution and settlement of 
administrative proceedings; and Other matters relating to enforcement 
proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed; please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

     Dated: May 18, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-10605 Filed 5-19-17; 11:15 am]
 BILLING CODE 8011-01-P



                                                23636                          Federal Register / Vol. 82, No. 98 / Tuesday, May 23, 2017 / Notices

                                                the President. The Advisory Committee                   added, deleted or postponed; please                   of those statements may be examined at
                                                meets in June to interview potential                    contact Brent J. Fields from the Office of            the places specified in Item IV below.
                                                candidates for recommendation to                        the Secretary at (202) 551–5400.                      The Exchange has prepared summaries,
                                                become a White House Fellow.                              Dated: May 18, 2017.                                set forth in sections A, B, and C below,
                                                  The meeting is closed.                                Brent J. Fields,                                      of the most significant parts of such
                                                  Name of Committee: President’s                                                                              statements.
                                                                                                        Secretary.
                                                Commission on White House
                                                Fellowships Selection Weekend.                          [FR Doc. 2017–10605 Filed 5–19–17; 11:15 am]          A. Self-Regulatory Organization’s
                                                  Date: June 8–11, 2017.                                BILLING CODE 8011–01–P                                Statement of the Purpose of, and
                                                  Time: 7:00 a.m.–9:30 p.m.                                                                                   Statutory Basis for, the Proposed Rule
                                                  Place: St. Regis Hotel, 16th and K                                                                          Change
                                                Street, Washington, DC 20006.                           SECURITIES AND EXCHANGE
                                                                                                                                                              1. Purpose
                                                  Agenda: The Commission will                           COMMISSION
                                                interview 30 National Finalists for the                                                                          The Exchange proposes to amend
                                                                                                        [Release No. 34–80707; File No. SR–                   NYSE Arca Equities Rule 5.2(j)(6) to
                                                selection of the new class of White                     NYSEArca–2017–54]
                                                House Fellows.                                                                                                exclude Investment Company Units
                                                                                                        Self-Regulatory Organizations; NYSE                   (‘‘Units’’) and securities defined in
                                                FOR FURTHER INFORMATION CONTACT:
                                                                                                        Arca, Inc.; Notice of Filing of Proposed              Section 2 of NYSE Arca Equities Rule 8
                                                Elizabeth D. Pinkerton, 712 Jackson
                                                                                                        Rule Change To Amend NYSE Arca                        (collectively, together with Units,
                                                Place NW., Washington, DC 20503,
                                                                                                        Equities Rule 5.2(j)(6) Relating to                   ‘‘Derivative Securities Products’’),4 as
                                                Phone: 202–395–4522.
                                                  President’s Commission on White                       Equity Index-Linked Securities                        well as Index-Linked Securities 5 when
                                                House Fellowships.                                                                                            applying the quantitative generic listing
                                                                                                        May 17, 2017.                                         criteria applicable to Equity Index-
                                                Elizabeth D. Pinkerton,                                    Pursuant to Section 19(b)(1) 1 of the              Linked Securities.
                                                Director.                                               Securities Exchange Act of 1934 (the                     Equity Index-Linked Securities are
                                                [FR Doc. 2017–10446 Filed 5–22–17; 8:45 am]             ‘‘Act’’) 2 and Rule 19b–4 thereunder,3                securities that provide for the payment
                                                BILLING CODE 6325–44–P                                  notice is hereby given that, on May 4,                at maturity (or earlier redemption) based
                                                                                                        2017, NYSE Arca, Inc. (the ‘‘Exchange’’               on the performance of an underlying
                                                                                                        or ‘‘NYSE Arca’’) filed with the                      index or indexes of equity securities,
                                                SECURITIES AND EXCHANGE                                 Securities and Exchange Commission                    securities of closed-end management
                                                COMMISSION                                              (the ‘‘Commission’’) the proposed rule                investment companies registered under
                                                                                                        change as described in Items I, II, and               the Investment Company Act of 1940 6
                                                Sunshine Act Meeting                                    III below, which Items have been                      and/or Units.7 In addition to certain
                                                                                                        prepared by the self-regulatory                       other generic listing criteria, Equity
                                                   Notice is hereby given, pursuant to                  organization. The Commission is                       Index-Linked Securities must satisfy the
                                                the provisions of the Government in the                 publishing this notice to solicit                     generic quantitative initial and
                                                Sunshine Act, Public Law 94–409, that                   comments on the proposed rule change                  continued listing criteria under NYSE
                                                the Securities and Exchange                             from interested persons.                              Arca Equities Rule 5.2(j)(6)(B)(I) in order
                                                Commission will hold a closed meeting                                                                         to become, and continue to be, listed
                                                on Thursday, May 25, 2017 at 2 p.m.                     I. Self-Regulatory Organization’s
                                                                                                                                                              and traded on the Exchange. Certain of
                                                   Commissioners, Counsel to the                        Statement of the Terms of the Substance
                                                                                                                                                              the applicable quantitative criteria
                                                Commissioners, the Secretary to the                     of the Proposed Rule Change
                                                                                                                                                              specify minimum or maximum
                                                Commission, and recording secretaries                      The Exchange proposes to amend                     thresholds that must be satisfied with
                                                will attend the closed meeting. Certain                 NYSE Arca Equities Rule 5.2(j)(6) to                  respect to, for example, market value,
                                                staff members who have an interest in                   exclude Investment Company Units,
                                                the matters also may be present.                        securities defined in Section 2 of NYSE                  4 Units are securities that represent an interest in

                                                   The General Counsel of the                           Arca Equities Rule 8 and Index-Linked                 a registered investment company that could be
                                                Commission, or his designee, has                        Securities when applying the                          organized as a unit investment trust, an open-end
                                                                                                                                                              management investment company, or a similar
                                                certified that, in his opinion, one or                  quantitative generic listing criteria                 entity, that holds securities comprising, or
                                                more of the exemptions set forth in 5                   applicable to Equity Index-Linked                     otherwise based on or representing an interest in,
                                                U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)              Securities. The proposed change is                    an index or portfolio of securities or securities in
                                                and 17 CFR 200.402(a)(3), (a)(5), (a)(7),               available on the Exchange’s Web site at               another registered investment company that holds
                                                                                                                                                              such securities. See NYSE Arca Equities Rule
                                                (a)(9)(ii) and (a)(10), permit                          www.nyse.com, at the principal office of              5.2(j)(3). The following securities currently are
                                                consideration of the scheduled matter at                the Exchange, and at the Commission’s                 included in Section 2 of NYSE Arca Equities Rule
                                                the closed meeting.                                     Public Reference Room.                                8: Portfolio Depositary Receipts (Rule 8.100); Trust
                                                   Commissioner Stein, as duty officer,                                                                       Issued Receipts (Rule 8.200); Commodity-Based
                                                voted to consider the items listed for the              II. Self-Regulatory Organization’s                    Trust Shares (Rule 8.201); Currency Trust Shares
                                                                                                        Statement of the Purpose of, and                      (Rule 8.202); Commodity Index Trust Shares (Rule
                                                closed meeting in closed session.                                                                             8.203); Commodity Futures Trust Shares (Rule
                                                   The subject matter of the closed                     Statutory Basis for, the Proposed Rule                8.204); Partnership Units (Rule 8.300); Paired Trust
                                                meeting will be: Institution and                        Change                                                Shares (Rule 8.400); Trust Units (Rule 8.500);
                                                settlement of injunctive actions;                                                                             Managed Fund Shares (Rule 8.600); and Managed
                                                                                                           In its filing with the Commission, the             Trust Securities (Rule 8.700).
                                                Institution and settlement of                           self-regulatory organization included                    5 Index-Linked Securities are securities that
sradovich on DSK3GMQ082PROD with NOTICES




                                                administrative proceedings; and Other                   statements concerning the purpose of,                 qualify for Exchange listing and trading under
                                                matters relating to enforcement                         and basis for, the proposed rule change               NYSE Arca Equities Rule 5.2(j)(6). The securities
                                                proceedings.                                            and discussed any comments it received                described in Rule 5.2(j)(3), Rule 5.2(j)(6) and
                                                   At times, changes in Commission                                                                            Section 2 of Rule 8, as referenced above, would
                                                                                                        on the proposed rule change. The text                 include securities listed on another national
                                                priorities require alterations in the                                                                         securities exchange pursuant to substantially
                                                scheduling of meeting items.                              1 15 U.S.C. 78s(b)(1).                              equivalent listing rules.
                                                   For further information and to                         2 15 U.S.C. 78a.                                       6 15 U.S.C. 80–1.

                                                ascertain what, if any, matters have been                 3 17 CFR 240.19b–4.                                    7 See Rule 5.2(j)(6)(B)(I)(1).




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Document Created: 2017-05-23 02:14:30
Document Modified: 2017-05-23 02:14:30
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 23636 

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