82_FR_24672 82 FR 24570 - National Environmental Policy Act Regulations.

82 FR 24570 - National Environmental Policy Act Regulations.

NATIONAL CAPITAL PLANNING COMMISSION

Federal Register Volume 82, Issue 102 (May 30, 2017)

Page Range24570-24582
FR Document2017-10940

The National Capital Planning Commission (NCPC or Commission) proposes to adopt new regulations governing NCPC's implementation of the National Environmental Policy Act (NEPA) and regulations promulgated by the Council on Environmental Quality (CEQ). Federal agencies and NCPC on behalf of non-federal agencies must comply with the requirements of NEPA and CEQ regulations for projects submitted to the Commission for review and approval.

Federal Register, Volume 82 Issue 102 (Tuesday, May 30, 2017)
[Federal Register Volume 82, Number 102 (Tuesday, May 30, 2017)]
[Proposed Rules]
[Pages 24570-24582]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-10940]


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Proposed Rules
                                                Federal Register
________________________________________________________________________

This section of the FEDERAL REGISTER contains notices to the public of 
the proposed issuance of rules and regulations. The purpose of these 
notices is to give interested persons an opportunity to participate in 
the rule making prior to the adoption of the final rules.

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Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / 
Proposed Rules

[[Page 24570]]



NATIONAL CAPITAL PLANNING COMMISSION

1 CFR Chapter VI


National Environmental Policy Act Regulations.

AGENCY: National Capital Planning Commission

ACTION: Proposed rule; public meetings.

-----------------------------------------------------------------------

SUMMARY: The National Capital Planning Commission (NCPC or Commission) 
proposes to adopt new regulations governing NCPC's implementation of 
the National Environmental Policy Act (NEPA) and regulations 
promulgated by the Council on Environmental Quality (CEQ). Federal 
agencies and NCPC on behalf of non-federal agencies must comply with 
the requirements of NEPA and CEQ regulations for projects submitted to 
the Commission for review and approval.

DATES: Submit comments on or before July 14, 2017. Public meetings to 
discuss the proposed Policies and Procedures will be held on Tuesday, 
June 13, 2017 from 6:00 p.m.-7:30 p.m. and Thursday, June 15, 2017 from 
9:30 a.m.-11:00 a.m. Both meetings will be held at the National Capital 
Planning Commission, 401 9th Street NW., Suite 500, Washington, DC 
20004.

ADDRESSES: You may submit written comments on the proposed Policies and 
Procedures by either of the methods listed below.
    1. U.S. mail, courier, or hand delivery: Anne R. Schuyler, General 
Counsel/National Capital Planning Commission, 401 9th Street NW., Suite 
500, Washington, DC 20004.
    2. Electronically: [email protected].

FOR FURTHER INFORMATION CONTACT: Anne R. Schuyler, General Counsel at 
202-482-7223 or [email protected].

SUPPLEMENTARY INFORMATION: The current regulation are published on the 
NCPC Web site at the following location: https://www.ncpc.gov/ncpc/Main(T2)/ProjectReview(Tr2)/ProjectReview(Tr3)/
SubmissionGuidelines.html?sgpage=3. These regulations lay out the 
process federal agencies and NCPC on behalf of non-federal agencies 
must follow to ensure NEPA compliance. While the subject regulations 
are critical to the Commission's ability to carry out its review 
authorities, they have not been updated since 2004. As such, NCPC 
proposes revisions to its Environmental Policies and Procedures to 
simplify the regulations and streamline the agency's NEPA process. In 
this proposal, NCPC is also proposing to establish a new chapter 
(chapter VI) in title 1 of the Code of Federal Regulations (CFR) to 
promote orderly codification. As the NCPC updates its regulations 
currently found in 1 CFR parts 455, 456 and 457 it will move them to 
its new chapter VI in title 1.

Key Changes Incorporated Into NCPC's Proposed Environmental Policies 
and Procedures

    NCPC's current NEPA procedures were adopted in 2004 and generally 
remain appropriate and effective. However certain portions of the 
existing policies and procedures require revision to simplify, 
streamline, and improve the effectiveness of NCPC's process for 
complying with NEPA.
    One of the most significant changes incorporated into the proposed 
Environmental Policies and Procedures (Policies and Procedures) is the 
elimination of procedures for complying with Section 106 of the 
National Historic Preservation Act (NHPA). In 2004, when it adopted its 
current regulations, NCPC opted to issue combined NEPA and the NHPA 
regulations to ensure coordinated implementation of both procedures. 
However, regulations promulgated by the ACHP do not require agencies to 
adopt agency specific processes and procedures. Instead ACHP 
regulations establish the processes and procedures all federal agencies 
must follow. This resulted in the inclusion of duplicative information 
in NCPC's current policies and procedures. While this information 
proved helpful, it diverted attention away from NCPC's agency specific 
NEPA policies and procedures mandated by CEQ. Accordingly, the proposed 
Policies and Procedures delete detailed references to Section 106 
consultation procedures. They do retain references to coordination 
between NEPA and NHPA and consideration of historic resources in the 
NEPA process.
    To clarify roles and responsibilities, the proposed Policies and 
Procedures distinguish between federal agency applicants and non-
federal agency applicants. Federal agency applicants include cabinet 
level departments and executive agencies such as the U.S. General 
Services Administration (GSA). Non-federal agency applicants include, 
without limitation, the Smithsonian Institution, the John F. Kennedy 
Center for the Performing Arts, the National Gallery of Art, the US 
Institute of Peace, the Government of the District of Columbia, the 
Maryland National Capital Park and Planning Commission (MNCPPC) and 
private parties implementing projects on federal land. NCPC's 
jurisdiction extends to non-federal agency applicants when they 
undertake projects on federally-owned land. Under the proposed Policies 
and Procedures, NCPC serves as lead agency when the applicant is a non-
federal agency. While this deviates from current practice, the proposal 
ensures NCPC a prominent role in the NEPA process and the ability to 
ensure consideration of its views.
    The proposed Policies and Procedures also alter the timing and 
sequencing of an applicant's submission of NEPA documentation for 
applications governed by the National Capital Planning Act and the 
Commemorative Works Act. Under the current regulations, an applicant 
must complete the NEPA process at the time of preliminary review. Under 
the proposed regulations, an applicant must complete its NEPA process 
at the time of final review. This revised approach allows the 
Commission an opportunity to provide input on a project when it is 
still in the developmental phase. It also provides a NEPA sequencing 
consistent with federal agency project development schedules. This 
eliminates the pressure on federal agency applicants to expedite its 
NEPA process to meet NCPC's current sequencing policies.
    NCPC also proposes several changes to its list of projects eligible 
for application of a CATEX. NCPC proposes to eliminate three existing 
CATEXs because they are based on old, antiquated authorities which have 
little to no relationship to NCPC's present day review roles. NCPC 
proposes to add four

[[Page 24571]]

new CATEXs and to increase the number of extraordinary circumstances 
with the potential to negate application of CATEXs. The new CATEXs and 
extraordinary circumstances reflect matters addressed in federal, state 
and local laws and regulations and Executive Orders applicable to 
projects that come before NCPC.

Section by Section Analysis of NCPC's Proposed Environmental Policies 
and Procedures

    Subpart A--General. This subpart contains three subsections 
addressing purpose, policy and definitions.
    Sec.  601.1 Purpose. This section presents a clear, succinct 
statement of purpose.
    Sec.  601.2 Policies. This section states NCPC's policies 
implementing NEPA. The content is similar to that of the existing 
policies and procedures, but the proposed Policies and Procedures 
consolidate all policies into one section. The existing Policies and 
Procedures disperse NCPC's NEPA policies throughout multiple sections.
    Sec.  601.3 Definitions. This section defines terms frequently used 
in the document. It deletes definitions from the existing regulations 
that are infrequently or no longer used in the proposed regulations.
    Subpart B--Lead and Cooperating Agencies. This subpart assigns lead 
and cooperating agency status and states the obligations required of an 
applicant depending on their assigned status.
    Sec.  601.4 Designation of Lead Agency. This section confers lead 
agency status on federal agency applicants and upon NCPC when the 
applicant is a non-federal agency. By definition, a federal agency 
means the executive agencies defined in 5 U.S.C. 105. A non-federal 
agency applicant means those applicants outside the statutory 
definition of federal agency that undertake projects on federal land 
and include, without limitation, the Smithsonian Institution, the John 
F. Kennedy Center for the Performing Arts, the National Gallery of Art, 
the U.S. Institute of Peace, the Government of the District of 
Columbia, MNCPPC, and private parties undertaking development on 
federal land.
    Sec.  601.5 Lead Agency obligations. This section lists the general 
obligations of a lead agency.
    Sec.  601.6 Resolving disputes over Lead Agency status. The section 
includes a dispute resolution provision for circumstances when there is 
a disagreement over which agency serves as the lead.
    Sec.  601.7 Cooperating Agencies. This section lists the 
obligations of NCPC when it serves as a cooperating agency and requires 
non-federal agencies to comply with the same obligations when NCPC 
serves as lead agency.
    Subpart C--NEPA Submission Schedules. This subpart establishes the 
NEPA submission schedule for applications reviewed by the Commission 
pursuant to the Planning Act and the Commemorative Works Act.
    Sec.  601.8 NEPA Submission schedule for applications governed by 
the National Capital Planning Act. This section establishes a revised 
NEPA submission schedule as follows: Initiation of scoping at the time 
of concept review; issuance of a draft environmental document (EA or 
EIS) at the time of preliminary review; and issuance of a final 
environmental document and final determination (FONSI or ROD) at the 
time of final review. The section also addresses the NEPA process to be 
undertaken by NCPC as the lead agency when emergency circumstances 
exist and application of a CATEX is not possible.
    Sec.  601.9 NEPA submission schedule for applications governed by 
the Commemorative Works Act. This section establishes a new NEPA 
submission schedule as follows: Commencement of the NEPA process at the 
time of concept site and concept design review; issuance of a draft 
environmental document for public review at the time of preliminary 
approval of a site and design; and issuance of a final environmental 
document and a final determination (FONSI or ROD) at the time of final 
site and design review.
    Subpart D--Initiating the NEPA Process. This subpart describes the 
characteristics of Commission actions eligible for a CATX, lists the 
extraordinary circumstances that may negate the application of a CATEX, 
and lists NCPC's CATEXs.
    Sec.  601.10 Characteristics of Commission actions eligible for a 
Categorical Exclusion. This section lists four types of actions the 
generally qualify for application of a CATEX:
    Sec.  601.11 Extraordinary Circumstances. This section list ten 
extraordinary circumstances that may negate NCPC's application of a 
CATEX. Current regulations specify only five extraordinary 
circumstances.
    Sec.  601.12 National Capital Planning Commission Categorical 
Exclusions. This section lists ten categorical exclusions available for 
use by NCPC. It includes a few new, but minor types of projects 
eligible for categorical exclusion and removes some existing CATEX 
based on old, antiquated authorities.
    Subpart E--Environmental Assessments. This subpart identifies the 
characteristics of Commission actions eligible for an EA; the specific 
types of Commission actions eligible for an EA; the contents, process 
for preparing, and process for adopting an EA; the process for closing 
out the EA process; and the requirements for determining when a 
supplemental EA should be prepared.
    Sec.  601.13 Characteristics of Commission actions eligible for and 
Environmental Assessment. This section lists four characteristics that 
generally render a Commission action eligible for an EA.
    Sec.  601.14 Commission actions generally eligible for an 
Environmental Assessment. This section lists five specific actions of 
the Commission which comply with the criteria listed in Sec.  601.13 
above and, therefore, qualify for preparation of an EA.
    Sec.  601.15 Preparing an Environmental Assessment. This section 
provides general guidance on the contents of an EA and the entities to 
be involved in the preparation of the document. The section also 
authorizes NCPC's Executive Director to undertake a public scoping 
process for an EA if he/she determines it to be appropriate, outlines 
the public scoping process, and authorizes NCPC in its discretion to 
solicit public comment on a draft EA.
    Sec.  601.16 Finding of No Significant Impact. This section directs 
NCPC as the lead agency to prepare a FONSI, if warranted, at the 
conclusion of the EA process. It also provides NCPC the option of 
either co-signing the lead agency's FONSI or preparing its own FONSI 
when NCPC serves as a cooperating agency. The section also specifies 
remedies the Commission can pursue when a lead agency's EA fails to 
support a FONSI.
    Sec.  601.17 Supplemental Environmental Assessments. This section 
establishes when a supplemental EA may be warranted.
    Subpart F--Environmental Impact Statements. This subpart 
establishes the requirement for and timing of an EIS; links the 
requirement for an EIS to the context and intensity of impacts; 
requires use of techniques that minimize the length of an EIS; 
authorizes use of programmatic EISs and tiering; lists the contents of 
an EIS; sets forth the process for preparing an EIS; addresses 
preparation and issuance of a Final EIS; and addresses the preparation, 
and issuance of a ROD.
    Sec.  601.18 Requirement and timing of an Environmental Impact 
Statement. This section requires NCPC preparation of an EIS on behalf 
on non-federal agency applicants, prior to the

[[Page 24572]]

Commission's approval of a major federal action that has the potential 
to significantly affect the quality of the human environment.
    Sec.  601.19 Context, intensity and significance of impacts. This 
section requires the determination on whether an EIS is necessary and 
whether an impact is significant based on the context and intensity of 
a project's impacts. The section discusses the meaning of context and 
intensity and lists the characteristics that render projects 
significant.
    Sec.  601.20 Streamlining Environmental Impact Statements. This 
section requires NCPC to minimize the length of an EIS when NCPC serves 
as the lead agency and lists techniques that can achieve this result.
    Sec.  601.21 Programmatic Environmental Impact Statements and 
tiering. This section authorizes use of a PEA and PEIS to assess the 
impacts of proposed plans and projects when there is uncertainty 
regarding the timing, the location, and the environmental impacts of 
subsequent implementing actions. When NCPC proceeds with a specific 
action, it authorizes the use of tiering or working from where the PEA 
or PEIS left off to define specific issues associated with the proposed 
action.
    Sec.  601.22 Contents of an Environmental Impact Statement. This 
section enumerates the specific sections and contents that must be 
included in an EIS when NCPC is lead agency.
    Sec.  601.23 The Environmental Impact Statement process. This 
section specifies the parties that must be included in the draft EIS 
preparation process, the process to follow for determining the scope of 
an EIS, and the process for obtaining public comment when NCPC is lead 
agency.
    Sec.  601.24 Final Environmental Impact Statement. This section 
provides for the preparation of a final EIS responsive to public 
comments and provides for a forty five-day Commission-sponsored review 
period of the final EIS before the Commission takes action when NCPC is 
lead agency.
    Sec.  601.25 Record of Decision. This section requires the 
preparation of a ROD stating the Commission's decision and any 
conservation or mitigation measures required by the Commission when 
NCPC is lead agency. It also lists the required contents of a ROD. This 
section enables NCPC to co-sign the ROD of the lead agency if NCPC 
serves as a cooperating agency and concurs with the applicant's ROD.
    Sec.  601.26 Supplemental Environmental Impact Statement. This 
section specifies a supplemental EIS may be warranted if the original 
document is more than five years old and changed project specifications 
or new circumstances or information exist.
    Sec.  601.27 Legislative Environmental Impact Statement. This 
sections requires NCPC to prepare an EIS when initiating the submission 
of draft legislation to Congress.
    Subpart G--Dispute Resolution. This subpart sets forth a mechanism 
for dispute resolution.
    Sec.  601.28 Dispute resolution. Unless a specific dispute 
resolution is invoked elsewhere in the Policies and Procedures, this 
section requires disputes arising under the Policies and Procedures to 
be resolved through interagency negotiations starting at the working 
levels and rising to the level necessary to resolve the dispute. If 
disputes cannot besettled through interagency negotiations, the parties 
are required to engage in mediation.

Compliance With Laws and Executive Orders

1. Executive Orders 12866 and 13563

    By Memorandum dated October 12, 1993 from Sally Katzen, 
Administrator, Office of Information and Regulatory Affairs (OIRA) to 
Heads of Executive Departments and Agencies, and Independent Agencies, 
OMB rendered the NCPC exempt from the requirements of Executive Order 
12866 (See, Appendix A of cited Memorandum). Nonetheless, NCPC 
endeavors to adhere to the provisions of Executive Orders and developed 
this proposed rule in a manner consistent with the requirements of 
Executive Order 13563. NCPC worked closely with CEQ on the derivation 
of the proposed Policies and Procedures and intends to work with the 
land-holding agencies and certain non-federal agencies impacted by 
these during the public comment period.

2. Executive Order 13771

    By virtue of its exemption from the requirements of EO 12866, NCPC 
is exemption from this executive order. NCPC confirmed this fact with 
OIRA.

3. Regulatory Flexibility Act

    As required by the Regulatory Flexibility Act (5 U.S.C. 601 et 
seq.), the NCPC certifies that the proposed rule will not have a 
significant economic effect on a substantialnumber of small entities.

4. Small Business Regulatory Enforcement Fairness Act

    This is not a major rule under 5 U.S.C. 804(2), the Small Business 
Regulatory Enforcement Fairness Act. It does not have an annual effect 
on the economy of $100 million or more; will not cause a major increase 
in costs for individuals, various levels of governments or various 
regions; and does not have a significant adverse effect on completion, 
employment, investment, productivity, innovation or the competitiveness 
of US enterprises with foreign enterprises.

5. Unfunded Mandates Reform Act (2 U.S.C. 1531 et seq.)

    A statement regarding the Unfunded Mandates Reform Act is not 
required. The proposed rule neither imposes an unfunded mandate of more 
than $100 million per year nor imposes a significant or unique effect 
on State, local or tribal governments or the private sector.

6. Federalism (Executive Order 13132)

    In accordance with Executive Order 13132, the proposed rule does 
not have sufficient federalism implications to warrant the preparation 
of a Federalism Assessment. The proposed rule does not substantially 
and directly affect the relationship between the Federal and state 
governments.

7. Civil Justice Reform (Executive Order 12988)

    The General Counsel of NCPC has determined that the proposed rule 
does not unduly burden the judicial system and meets the requirements 
of Executive Order 12988 3(a) and 3(b)(2).

8. Paperwork Reduction Act

    The proposed rule does not contain information collection 
requirements, and it does not require a submission to the Office of 
Management and Budget under the Paperwork Reduction Act.

9. National Environmental Policy Act

    The proposed rule is of an administrative nature, and its adoption 
does not constitute a major federal action significantly affecting the 
quality of the human environment. NCPC's adoption of the proposed rule 
will have minimal or no effect on the environment; impose no 
significant change to existing environmental conditions; and will have 
no cumulative environmental impacts.

10. Clarity of the Regulation

    Executive Order 12866, Executive Order 12988, and the Presidential 
Memorandum of June 1, 1998 requires the NCPC to write all rules in 
plain language. NCPC maintains the proposed rule meets this 
requirement. Those individuals reviewing the proposed rule who believe 
otherwise should submit specific comments to the addresses noted above 
recommending revised language for those provision or portions

[[Page 24573]]

thereof where they believe compliance is lacking.

11. Public Availability of Comments

    Be advised that personal information such as name, address, phone 
number electronic address, or other identifying personal information 
contained in a comment may be made publically available. Individuals 
may ask NCPC to withhold the personal information in their comment, but 
there is no guarantee the agency can do so.

List of Subjects in 1 CFR Part 601

    Environmental Policies and Procedures.

    For the reasons stated in the preamble, the National Capital 
Planning Commission proposes to establish 1 CFR chapter VI, consisting 
of part 601, to read as follows:

CHAPTER VI--NATIONAL CAPITAL PLANNING COMMISSION

PART 601--ENVIRONMENTAL POLICIES AND PROCEDURES

Subpart A--General
Sec.
601.1 Purpose.
601.2 Policies.
601.3 Definitions.
Subpart B--Lead and Cooperating Agencies
601.4 Designation of Lead Agency.
601.5 Lead Agency obligations.
601.6 Resolving disputes over Lead Agency status.
601.7 Cooperating Agencies.
Subpart C--NEPA Submission Schedules
601.8 NEPA submission schedule for applications governed by the 
National Capital Planning Act.
601.9 NEPA submission schedule for applications governed by the 
Commemorative Works Act.
Subpart D--Initiating the NEPA Process
601.10 Characteristics of Commission actions eligible for a 
Categorical Exclusion.
601.11 Extraordinary Circumstances.
601.12 National Capital Planning Commission Categorical Exclusions.
Subpart E--Environmental Assessments
601.13 Characteristics of Commission actions eligible for an 
Environmental Assessment.
601.14 Commission actions generally eligible for an Environmental 
Assessment.
601.15 Process for preparing an Environmental Assessment.
601.16 Finding of No Significant Impact.
601.17 Supplemental Environmental Assessments.
Subpart F--Environmental Impact Statements
601.18 Requirement for and timing of an Environmental Impact 
Statement.
601.19 Context, intensity, and significance of impacts.
601.20 Streamlining Environmental Impact Statements.
601.21 Programmatic Environmental Impact Statements and tiering.
601.22 Contents of an Environmental Impact Statement.
601.23 The Environmental Impact Statement process.
601.24 Final Environmental Impact Statement.
601.25 Record of Decision.
601.26 Supplemental Environmental Impact Statement.
601.27 Legislative Environmental Impact Statement.
Subpart G--Dispute Resolution
601.28 Dispute resolution.
601.29 [Reserved]


    Authority:  40 CFR 1507.3.

Subpart A--General


Sec.  601.1   Purpose.

    This part establishes rules that supplement the Council on 
Environmental Quality's (CEQ) National Environmental Policy Act (NEPA) 
regulations that the National Capital Planning Commission (NCPC or 
Commission) and its applicants shall follow to ensure:
    (a) Compliance with NEPA, as amended (42 U.S.C. 4321 et seq.) and 
CEQ regulations for implementing the procedural provisions of NEPA (40 
CFR parts 1501through 1508).
    (b) Compliance with other laws, regulations, and Executive Orders 
identified by NCPC as applicable to a particular application.


Sec.  601.2   Policies.

    Consistent with 40 CFR 1500.1 and 1500.2, it shall be the policy of 
the NCPC to:
    (a) Comply with the procedures and policies of NEPA and other 
related laws, regulations, and orders applicable to Commission actions.
    (b) Provide applicants sufficient guidance to ensure plans and 
projects comply with the rules of this part and other laws, 
regulations, and orders applicable to Commission actions.
    (c) Integrate NEPA into its decision-making process at the earliest 
possible stage.
    (d) Integrate the requirements of NEPA and other planning and 
environmental reviews required by law including, without limitation, 
the National Historic Preservation Act, 54U.S.C. 306108 (NHPA), to 
ensure all such procedures run concurrently.
    (e) Use the NEPA process to identify and assess the reasonable 
alternatives to proposed actions that will avoid or minimize adverse 
effects on the quality of the human environment in the National Capital 
Region.
    (f) Use all practicable means to protect, restore, and enhance the 
quality of the human environment including built and socioeconomic 
environments and historic properties within the National Capital 
Region.
    (g) Streamline the NEPA process and Environmental Impact Statements 
(EIS) to the maximum extent possible.
    (h) Use the NEPA process to foster meaningful public involvement in 
NCPC decisions.


Sec.  601.3   Definitions.

    For purposes of this part, the following definitions shall apply:
    Administrative Record means a compilation of all materials (written 
and electronic) that were before the agency at the time it made its 
final decision. An Administrative Record documents an agency's 
decision-making process and the basis for the decision.
    Categorical Exclusion or CATEX means, as defined by 40 CFR 1508.4, 
a category of actions which do not individually or cumulatively have a 
significant effect on the human environment and which have been found 
to have no such effect in procedures adopted by a federal agency (NCPC) 
in implementation of CEQ's regulations and for which, therefore, 
neither an Environmental Assessment (EA) nor an EIS is required.
    Central Area means the geographic area in the District of Columbia 
comprised of the Shaw School and Downtown Urban Renewal Areas or such 
other area as the Districtof Columbia and NCPC shall subsequently 
jointly determine.
    Chairman means the Chairman of the National Capital Planning 
Commission appointed by the President, pursuant to 40 U.S.C. 8711(c).
    Commemorative Works Act or CWA means the federal law codified at 40 
U.S.C. 8901 et seq. that sets forth the requirements for the location 
and development of new memorials and monuments on land under the 
jurisdiction of the National Park Service (NPS) or the General Services 
Administration (GSA) in the District of Columbia and its environs.
    Commission means the National Capital Planning Commission created 
by 40 U.S.C. 8711.
    Comprehensive Plan means The Comprehensive Plan for the National 
Capital: Federal Elements prepared and

[[Page 24574]]

adopted by the Commission pursuant to 40 U.S.C. 8721(a).
    Cooperating Agency means, as defined in 40 CFR 1508.5, any Federal 
Agency other than a Lead Agency and a Non-federal Agency that has 
jurisdiction by law or special expertise with respect to a proposal (or 
reasonable alternative) for legislation or other major action 
significantly affecting the quality of the human environment; a state 
or local agency of similar qualifications; or when the effects are on a 
reservation, an Indian Tribe when agreed to by the Lead Agency.
    Cumulative Impact means, as defined in 40 CFR 1508.7, the impact on 
the environment that results from the incremental impact of an action 
when added to other past, present, and reasonably foreseeable future 
actions regardless of what agency (federal or non-federal) or person 
undertakes such other actions. Cumulative impacts can result from 
individually minor, but collectively significant, actions taking place 
over a period of time.
    Emergency Circumstances means an unexpected, serious occurrence or 
situation requiring immediate attention to protect the lives and safety 
of the public and protect property and ecological resources and 
functions from imminent harm.
    Environmental Assessment or EA means, as defined in 40 CFR 1508.9, 
a concise document for which a federal agency is responsible that 
serves to briefly provide sufficient evidence and analysis for 
determining whether to prepare an EIS or FONSI; aid an agency's 
compliance with NEPA when no EIS is necessary; facilitate preparation 
of an EIS when one is necessary; and includes a brief discussion of the 
need for the proposal, alternatives as required by section 102(2)(E) of 
NEPA, the environmental impacts of the proposed action and 
alternatives, and a listing of agencies and persons consulted.
    Environmental Impact Statement or EIS means, as defined in 40 CFR 
1508.11, a detailed written statement as required by 42 U.S.C. 
4332(2)(C).
    Environs means the territory surrounding the District of Columbia 
included in the National Capital Region pursuant to 40 U.S.C. 
8702(a)(1).
    Executive Director means the Executive Director employed by the 
National Capital Planning Commission pursuant to 40 U.S.C. 8711(d).
    Executive Director's Recommendation or EDR means a concise written 
report and recommendation prepared by NCPC staff under the direction of 
NCPC's Executive Director regarding a proposed action and transmitted 
to the Commission for its consideration.
    Extraordinary Circumstances means special circumstances that when 
present may negate an agency's ability to categorically exclude a 
project and may require an agency to undertake further NEPA review.
    Federal Agency means the executive agencies of the federal 
government as defined in 5 U.S.C. 105.
    Finding of No Significant Impact or FONSI means, as defined at 40 
CFR 1508.13, a document prepared by NCPC or a Federal Agency applicant 
that briefly presents the reasons why an action, not otherwise excluded 
(40 CFR 1508.4), will not have a significant effect on the human 
environment and for which an EIS will not be prepared. It shall include 
the EA or a summary of it and shall note any other EAs or EISs related 
to it (40 CFR 1501.7(a)(5)). If the EA is included in the FONSI, the 
FONSI need not repeat any of the discussion in the EA but may be 
incorporated by reference.
    Lead Agency means, as defined in 40 CFR 1508.16, the agency or 
agencies preparing or having primary responsibility for preparing an EA 
or an EIS.
    Memorandum of Understanding or MOU means for purposes of 
implementing NEPA, a written agreement entered into between a Lead, Co-
lead and a Cooperating Agency to facilitate implementation of NEPA and 
preparation of the requisite environmental documentation. A MOU can be 
written at a programmatic level to apply to all projects involving NCPC 
and a Federal or Non-Federal Agency applicant or on a project-by-
project basis. A MOU as defined here shall be in addition to and not 
preclude MOUs prepared by NCPC and Federal agencies for other purposes.
    Mitigation means, as defined in 40 CFR 1508.20, avoiding an impact 
altogether by not taking a certain action or parts of an action; 
minimizing impacts by limiting the degree or magnitude of the action 
and its implementation; rectifying the impact by repairing, 
rehabilitating, or restoring the affected environment; reducing or 
eliminating the impact over time by preservation and maintenance 
operations during the life of the action; and compensating for the 
impact by replacing or providing substitute resources or environments.
    Monumental Core means the general area encompassed by the Capitol 
grounds, the Mall, the Washington Monument grounds, the White House 
grounds, the Ellipse, West Potomac Park, East Potomac Park, the 
Southwest Federal Center, the Federal Triangle area, President's Park, 
the Northwest Rectangle, Arlington Cemetery and the Pentagon area, and 
Joint Base Myer-Henderson Hall.
    National Capital Planning Act means the July 1952 legislative 
enactment, codified at 40 U.S.C. 8701 et seq., that created the present 
day National Capital Planning Commission and conferred authority upon 
it to serve as the planning and zoning authority for the federal 
government.
    National Capital Region means, as defined in 40 U.S.C. 8702(2), the 
District of Columbia; Montgomery and Prince Georges Counties in 
Maryland; Arlington, Fairfax, Loudon, and Prince William Counties in 
Virginia; and all cities in Maryland or Virginia in the geographic area 
bounded by the outer boundaries of the combined area of the counties 
listed.
    NEPA Document or Document means a Categorical Exclusion 
determination, an EA, or an EIS.
    Non-federal Agency means those applicants outside the definition of 
Federal Agency that prepare plans for or undertake projects on federal 
land and include, without limitation, the Smithsonian Institution, the 
John F. Kennedy Center for the Performing Arts, the National Gallery of 
Art, the United States Institute of Peace, the Government of the 
District of Columbia, the Maryland National Capital Parks and Planning 
Commission; and private parties undertaking development on federal 
land.
    Notice of Availability or NOA means a public notice or other means 
of public communication that announces the availability of an EA or an 
EIS for public review.
    Notice of Intent or NOI means, as defined in 40 CFR 1508.22, a 
notice published in the Federal Register that an EIS will be prepared 
and considered. The notice shall briefly describe the proposed action 
and possible alternatives; describe the agency's proposed Public 
Scoping process including whether, when, and where any Public Scoping 
meeting will be held; and state the name and address of a person within 
the agency who can answer questions about the proposed action and the 
EIS. For purposes of NCPC implementation of NEPA, NCPC may determine, 
at its sole discretion, to publish an NOI that an EA will be prepared 
and considered.
    Programmatic NEPA Review means a broad or high level NEPA review 
that assesses the environmental impacts of proposed policies, plans or 
programs, or projects for which subsequent project or site-specific 
NEPA analysis will be

[[Page 24575]]

conducted. A Programmatic NEPA Review utilizes a tiering approach.
    Record of Decision or ROD means a concise public record of an 
agency's decision in cases requiring an EIS that is prepared in 
accordance with 40 CFR 1505.2.
    Scope means, as defined in 40 U.S.C. 1508.25, the range of actions 
(connected, cumulative and similar); alternatives (no action, other 
reasonable courses of action; and mitigation measures not included in 
the proposed action); and impacts (direct, indirect and cumulative) 
considered in an EIS or an EA. The process of defining and determining 
the scope of issues to be addressed in an EIS or EA with public 
involvement shall be referred to as Public Scoping. Internal scoping 
activities shall be referred to by the word scoping without 
capitalization.
    Submission Guidelines means the formally-adopted document which 
describes the application process and application requirements for 
projects requiring review by the Commission.
    Tiering means, as defined in 40 CFR 1508.28, an approach where 
Federal Agency applicants, NCPC on behalf of Non-federal Agency 
applicants, or NCPC for its own projects initially consider the broad, 
general impacts of a proposed program, plan, policy, or large scale 
project--or at the early stage of a phased proposal--and then conduct 
subsequent narrower, decision focused reviews.

Subpart B--Lead and Cooperating Agencies


Sec.  601.4   Designation of Lead Agency.

    (a) A Federal Agency applicant shall serve as the Lead Agency and 
prepare an EA or an EIS for:
    (1) An application that requires Commission approval; and
    (2) An application submitted for action on a master plan that 
includes future projects that require Commission approval; provided 
that:
    (i) The applicant intends to submit individual projects covered by 
the master plan to the Commission within five years of the date of 
Commission action on the master plan; and
    (ii) The applicant intends to use the master plan EA or EIS to 
satisfy its NEPA obligation for specific projects referenced in the 
master plan.
    (b) At the sole discretion of the Executive Director, and unless 
determined otherwise, NCPC shall serve as Lead Agency and prepare and 
EA or and EIS for:
    (1) An application submitted by a Non-federal Agency that requires 
Commission approval;
    (2) An application submitted by a Non-federal Agency for action on 
a master plan that includes future projects that require Commission 
approval; provided that:
    (i) The Non-federal Agency applicant intends to submit individual 
projects covered by the master plan to the Commission within five years 
of the date of Commission action on the master plan; and
    (ii) The Non-federal Agency applicant intends to use the master 
plan EA or EIS to satisfy its NEPA obligation for a specific project 
referenced in the master plan; and
    (3) An application for approval of land acquisitions undertaken 
pursuant to 40 U.S.C. 8731-8732.


Sec.  601.5   Lead Agency obligations.

    (a) The obligations of a Federal Agency applicant designated as the 
Lead Agency in accordance with Sec.  601.4(a) shall include, without 
limitation, the following:
    (1) Act as Lead Agency as defined in 40 CFR 1501.5 for the NEPA 
process.
    (2) Designate NCPC to participate as a Co-lead or Cooperating 
Agency and consult with Commission staff as early as possible in the 
planning process to obtain guidance with respect to the goals, 
objectives, standards, purpose, need, and alternatives for the NEPA 
analysis.
    (3) Invite affected federal, state, regional and local agencies, 
and other potentially interested parties to participate as a 
Cooperating Agency in the NEPA process.
    (4) Consult with the affected agencies and entities as early as 
possible in the planning process to obtain guidance on the goals, 
objectives, standards, purpose, need, and alternatives for the NEPA 
analysis.
    (5) Work with Cooperating Agencies and stakeholders, e.g., those 
with a direct stake in the outcome, in the following manner:
    (i) Keep them informed on the project schedule and substantive 
matters; and
    (ii) Allow them an opportunity to review and comment within 
reasonable time frames on, without limitation, Public Scoping notices; 
technical reports; public materials (including responses to comments 
received from the public); potential mitigation measures; the draft EA 
or EIS; and the draft FONSI or ROD.
    (6) Prepare the appropriate NEPA Document consistent with the 
applicant's NEPA regulations, the requirements of this part, and CEQ 
regulations.
    (7) Determine in its NEPA Document whether an action will have an 
adverse environmental impact or would limit the choice of reasonable 
alternatives under 40 CFR 1505.1(e) and take appropriate action to 
ensure that the objectives and procedures of NEPA are achieved.
    (8) Prepare, make available for public review, and issue a FONSI or 
ROD.
    (9) Ensure that the draft and final EIS comply with the 
requirements of 40 CFR 1506.5(c) and include a disclosure statement 
executed by any contractor (or subcontractor) under contract to prepare 
the EIS document and that the disclosure appears as an appendix to the 
EIS.
    (10) Compile, maintain, and produce the Administrative Record.
    (11) Provide periodic reports on implementation of Mitigation 
measures to NCPC and other Cooperating Parties consistent with a 
schedule established in the NEPA Document.
    (12) Re-evaluate and update NEPA documents that are five or more 
years old as measured from the time of their adoption when either or 
both of the following criteria apply:
    (i) There are substantial changes to the proposed action that are 
relevant to environmental concerns; and
    (ii) There are significant new circumstances or information that 
are relevant to environmental concerns and have a bearing on the 
proposed action or its impacts.
    (13) Consult with NCPC on the outcome of the re-evaluation of its 
NEPA Document; provided that the NCPC reserves the right to make the 
final determination as to whether a Lead Agency's NEPA document 
requires updating.
    (b) When NCPC serves as Lead Agency in accordance with Sec.  
601.4(b), in addition to the obligations listed in paragraphs (a)(1) 
through (12) of this section, NCPC may:
    (1) Ask applicants, at its sole discretion, to enter into a MOU. 
The MOU may be prepared as a programmatic MOU that addresses a uniform 
approach for the treatment of all applications from a particular 
applicant or address a specific application. The request to enter into 
a project specific MOU shall be made after a determination is made as 
to theinability to utilize a CATEX. A MOU shall specify, without 
limitation, project information; roles and responsibilities; project 
timelines and schedules; principal contacts and contact information; 
and a mechanism for resolving disputes.
    (2) Request assistance from a Non-federal Agency applicant with the 
preparation of a NEPA Document. If requested by NCPC, the assistance 
shall

[[Page 24576]]

include the provision of funding for a contractor retained by NCPC to 
prepare the requisite NEPA document. When Non-federal Agency financial 
assistance is requested, NCPC shall invite the Non-federal Agency 
applicant to participate in the procurement process to select the 
contractor.
    (3) Require Non-federal Agency applicants to submit periodic 
reports on implementation of Mitigation measures to NCPC consistent 
with a schedule established in the NEPA Document.


Sec.  601.6   Resolving disputes over Lead Agency status.

    (a) In the event of a dispute with a Federal Agency applicant or a 
Non-federal Agency applicant over Lead Agency status, the parties shall 
use their best efforts to cooperatively resolve disputes at the working 
levels of their respective agencies and, if necessary, by escalating 
such disputes within their respective agencies.
    (b) If internal resolution at higher agency levels proves 
unsuccessful, at NCPC's sole discretion, one of the following actions 
shall be pursued: the parties shall request CEQ's determination on 
which agency shall serve as Lead, NCPC shall prepare its own NEPA 
Document, or NCPC shall decline to take action on the underlying 
application.
    (c) Disputes other than those relating to the designation of Lead 
Agency status or Cooperating Status as described in Sec.  601.7(b), 
shall be governed by the requirements of subpart G of this part.


Sec.  601.7   Cooperating Agencies.

    (a) When a Federal Agency applicant serves as the Lead Agency, NCPC 
shall act as a Cooperating Agency. As a Cooperating Agency, NCPC shall, 
without limitation, undertake the following:
    (1) Act as a Cooperating Agency as described in 40 CFR 1501.6.
    (2) Assist in the preparation of and sign a MOU if requested by the 
Lead Agency. At the lead agency's discretion, the MOU may be prepared 
as a programmatic MOU that addresses a uniform approach for the 
treatment of all applications where NCPC serves as a cooperating agency 
or address a specific application. The request to enter into a project 
specific MOU shall be made after a determination is made as to the 
inability to utilize a CATEX.
    (3) Participate in the NEPA process by providing comprehensive, 
timely reviews of and comments on key NEPA materials including, without 
limitation, Public Scoping notices; technical reports; documents 
(including responses to comments received from the public); the draft 
and final EA or EIS; and the FONSI or ROD.
    (4) Supply available data, assessments, and other information that 
may be helpful in the preparation of the NEPA Document or the 
Administrative Record in a timely manner.
    (5) Make an independent evaluation of the Federal Agency 
applicant's NEPA Document and take responsibility for the scope and 
contents of the EIS or EA when it is sufficient as required by 40 CFR 
1506.5.
    (6) Prepare and sign a ROD or FONSI or, if NCPC concurs with the 
contents of the document, co-sign the Federal Agency's ROD or FONSI.
    (7) Provide documentation as requested and as needed by the Lead 
Agency for the Administrative Record.
    (b) In the event a Federal Agency applicant fails to allow NCPC to 
participate in a meaningful manner as a Cooperating Agency, the parties 
shall agree to use their best efforts to cooperatively resolve the 
issue at the working levels of their respective agencies, and, if 
necessary, by escalating the issue within their respective agencies. If 
internal resolution at higher agency levels is unsuccessful, NCPC at 
its sole discretion shall either require the parties to seek mediation, 
prepare its own NEPA Document either as a stand-alone document or a 
supplement to the Federal Agency applicant's NEPA Document, or take no 
action on the underlying application.
    (c) When NCPC serves as Lead Agency on behalf of Non-federal Agency 
applicant, the Non-federal Agency applicant shall serve as a 
Cooperating Agency and comply with the requirements of paragraphs 
(a)(1) through (4) and (7) of this section. Non-federal Agency 
applicants shall extend all assistance necessary to facilitate NCPC's 
compliance with NEPA including the provision of funding for consultant 
services if requested.

Subpart C--NEPA Submission Schedules


Sec.  601.8   NEPA submission schedule for applications governed by the 
National Capital Planning Act.

    (a) Federal Agency and Non-federal Agency applicants shall comply 
with NEPA for the following types of projects:
    (1) Projects requiring Commission approval; and
    (2) Master plans requiring Commission action with future projects 
requiring subsequent Commission approval; provided that:
    (i) The applicant intends to submit individual projects depicted in 
the master plan to the Commission within five years of the date of 
Commission action on the master plan; and
    (ii) The applicant intends to use the master plan EA or EIS to 
satisfy its NEPA obligation for specific projects referenced in the 
master plan.
    (b) When Federal Agency and Non-federal Agency applicants submit 
projects of the type described in paragraph (a) of this section, the 
applicant shall submit the NEPA documentation timed to coincide with 
the Commission's review stages as set forth in paragraphs (c) through 
(f) of this section.
    (c) Concept review. If NCPC's Submission Guidelines require review 
at the concept stage, the NEPA Public Scoping process shall have been 
initiated before the applicant submits an application for concept 
review. Available NEPA documentation, including a CATEX determination, 
shall be included in the application to facilitate effective Commission 
concept review.
    (d) Preliminary review. An applicant shall have issued or published 
its Draft NEPA Document before the applicant submits an application for 
preliminary review. The NEPA information shall be provided to the 
Commission to facilitate the Commission's preliminary review and the 
provision of meaningful Commission comments and direction.
    (e) Final review. The responsible Lead Agency shall complete and 
sign the final determination ROD or a FONSI) resulting from the NEPA 
Document before the applicant submits an application for final review. 
If NCPC is not the Lead Agency for NEPA, it shall at the time of final 
review undertake the steps outlined in Sec.  601.7(a)(5) and (6). If 
applicable, the Section 106 consultation process required by the NHPA 
shall also be complete at this stage.
    (f) Deviations from the submission schedule for emergency 
circumstances. (1) This paragraph (f) applies when the following three 
conditions exist:
    (i) NCPC is the Lead Agency;
    (ii) Emergency Circumstances exist; and
    (iii) An Extraordinary Circumstance as set forth in Sec.  601.11 is 
present that precludes use of a CATEX.
    (2) When the three conditions described in paragraphs (f)(1)(i) 
through (iii) of this section exist, the Executive Director shall make 
a determination as to whether the CATEX can or cannot be applied as 
soon as practicable. If the Executive Director determines a CATEX may 
not be applied, he/she shall take one of the steps indicated in 
paragraph (f)(2)(i) or (ii) of this section.

[[Page 24577]]

    (i) When Emergency Circumstances render it necessary to take an 
action that requires an EA before the EA can be competed, the Executive 
Director shall develop alternative arrangements focused on minimizing 
environmental impacts of the proposed action. These steps shall follow 
those normally undertaken for an EA, to include, to the maximum extent 
practicable, preparation of a document with appropriate content, 
interagency coordination, and public notification and involvement. The 
Commission shall grant approval for the alternative arrangement. At the 
earliest opportunity, the Executive Director shall advise CEQ of the 
alternative arrangement.
    (ii) Where Emergency Circumstances make it necessary for the 
Commission to take an action with significant environmental impacts 
without observing the rules of this part and CEQ's regulations, the 
Executive Director shall advise the Commission of the situation. 
Thereafter, as soon as practicable, the Executive director shall 
consult with CEQ regarding alternative arrangements for complying with 
NEPA.


Sec.  601.9   NEPA submission schedule for applications governed by the 
Commemorative Works Act.

    (a) When, pursuant to the Commemorative Works Act, NPS or GSA 
submits an application to the Commission for approval of a site and 
design for a commemorative work, the applicant shall be required to 
comply with NEPA and submit the NEPA documentation timed to coincide 
with the Commission's review stages as set forth in paragraphs (b) 
through (e) of this section.
    (b) Concept site review. (1) If NCPC's Submission Guidelines 
require concept site review, the NEPA Scoping Process shall have been 
initiated before NPS or GSA submits an application to the Commission 
for concept site review. Available NEPA documentation for all concept 
sites shall be included in the application to facilitate effective 
Commission concept review.
    (2) The Commission shall provide comments to NPS or GSA on the 
multiple sites to assist the applicant in selecting a preferred site.
    (c) Concept design review for preferred sites. (1) If NCPC's 
Submission Guidelines require concept design review, the NEPA Public 
Scoping Process shall have been initiated before NPS or GSA submits an 
application to the Commission for a concept design review. Available 
NEPA documentation shall be included in the application to facilitate 
effective Commission concept review.
    (2) The Commission shall provide comments to NPS or GSA on the 
preferred site(s) and the concept designs for each site to facilitate 
selection of a preferred site and refinement of the memorial design for 
that site. The Commission may impose conditions on or establish 
guidelines for the applicant to follow in preparing its preliminary and 
final commemorative work design to avoid, minimize or mitigate 
environmental impacts including adverse effects on historic properties.
    (d) Preliminary site and design review. (1) NPS or GSA shall have 
issued or published its Draft NEPA Document for the site selection 
process and the memorial design and shall have initiated the requisite 
public comment period before the applicant submits an application for 
preliminary site and design approval. The NEPA information shall be 
provided to the Commission to facilitate the Commission's preliminary 
review and the provision of meaningful Commission comments and 
directions.
    (2) The Commission shall take an appropriate action on the 
preferred site and preliminary design and provide comments to the 
applicant on the preliminary design to assist the applicant's 
preparation of a final design.
    (e) Final site and design review. The final environmental 
determination (ROD or FONSI) applicable to both the site selection and 
memorial design shall be completed and signed by NPS or GSA before the 
applicant submits an application for final review. NCPC shall have 
either co-signed the NPS or GSA ROD or FONSI or prepared and signed its 
own independent document. If applicable, the Section 106 consultation 
process required by the NHPA shall also be complete at this stage.

Subpart D--Initiating the NEPA Process


Sec.  601.10   Characteristics of Commission actions eligible for a 
Categorical Exclusion.

    (a) A categorical exclusion is a type of action that does not 
individually or cumulatively have a significant effect on the human 
environment and which has been found to have no such effect by NCPC.
    (b) Actions that generally qualify for application of a categorical 
exclusion and do not require either an EA or an EIS exhibit the 
following characteristics:
    (1) Minimal or no effect on the human environment;
    (2) No significant change to existing environmental conditions;
    (3) No significant cumulative environmental impacts; and
    (4) Similarity to actions previously assessed in an EA concluding 
in a FONSI and monitored to confirm the FONSI.


Sec.  601.11   Extraordinary Circumstances.

    (a) Before applying a CATEX listed in Sec.  601.12, the Executive 
Director shall consider whether a project or plan requires additional 
environmental review or analysis due to the existence of Extraordinary 
Circumstances. If any of the Extraordinary Circumstances listed in 
paragraphs (b)(1) through (10) of this section are present, the 
Executive Director shall direct staff to undertake a preliminary 
analysis to determine if the presence of the Extraordinary 
Circumstances negates the application of a CATEX. If the preliminary 
analysis determines application of a CATEX is not appropriate, the 
Executive Director shall see that the proper NEPA Document is prepared 
and made available to the Commission before the Commission takes action 
on the matter. If the Extraordinary Circumstance does not negate 
application of a CATEX, the appropriate CATEX shall be applied and its 
application documented for the record.
    (b) Extraordinary Circumstances that may negate the application of 
a CATEX include:
    (1) A reasonable likelihood of significant impact on public health 
or safety.
    (2) A reasonable likelihood of significant environmental impacts on 
sensitive resources unless the impact has been resolved through another 
processes to include, without limitation, Section 106 of the NHPA. 
Environmentally sensitive resources include without limitation:
    (i) Proposed federally listed, threatened or endangered species or 
their designated critical habitats.
    (ii) Properties listed or eligible for listing on the National 
Register of Historic Places.
    (iii) Areas having special designation or recognition based on 
federal law or an Executive Order, to include without limitation, 
National Historic Landmarks, floodplains, wetlands, and National Parks.
    (iv) Cultural, scientific or historic resources.
    (3) A reasonable likelihood of effects on the environment that are 
risky, highly uncertain, or unique.
    (4) A reasonable likelihood of violating an Executive Order, or 
federal, state or local law or requirements imposed for the protection 
of the environment.
    (5) A reasonable likelihood of causing a significant increase in 
surface

[[Page 24578]]

transportation congestion, disruption of mass transit, and interference 
with pedestrian and bicycle movements.
    (6) A reasonable likelihood of significantly degrading air quality 
or violating air quality control standards under the Clean Air Act (42 
U.S.C. 7401-7671q).
    (7) A reasonable likelihood of significantly impacting water 
quality, public water supply systems, or state or local water quality 
control standards under the Clean Water Act (33 U.S.C. 1251 et seq.) 
and the Safe Drinking Act (42 U.S.C. 300f).
    (8) A reasonable likelihood of a disproportional high and adverse 
effect on low income and minority populations.
    (9) A reasonable likelihood of degrading existing unsatisfactory 
environmental conditions.
    (10) A reasonable likelihood of establishing a precedent for future 
action or making a decision in principle about future actions with 
potentially significant environmental effects.
    (c) The Executive Director shall include in his EDR, or the 
documentation of a Delegated Action, his/her decision to apply or not 
apply a Categorical Exclusion because of Extraordinary Circumstances 
and the rationale for this decision.


Sec.  601.12   National Capital Planning Commission Categorical 
Exclusions.

    Commission actions that may be categorically excluded and normally 
do not require either an EA or an EIS include:
    (a) Approval of the installation or restoration of onsite primary 
or secondary electrical distribution systems including minor solar 
panel arrays.
    (b) Approval of the installation or restoration of minor site 
elements, such as but not limited to identification signs, sidewalks, 
patios, fences, curbs, retaining walls, landscaping, and trail or 
stream improvements. Additional features include water distribution 
lines and sewer lines which involve work that is essentially 
replacement in kind.
    (c) Approval of the installation or restoration of minor building 
elements, such as, but not limited to windows, doors, roofs, building 
signs, and rooftop equipment and green roofs.
    (d) Adoption of a Federal Element of the Comprehensive Plan or 
amendment thereto or broad based policy or feasibility plans prepared 
and adopted by the Commission in response to the Comprehensive Plan.
    (e) Approval of an action proposed by a District of Columbia agency 
which the agency has determined is not a major action significantly 
affecting the quality of the human environment or is designated an 
exclusion in accordance with the requirements and procedures of DC 
Code. 8-109.06 and any regulations adopted to implement the referenced 
statutory provision.
    (f) Approval of changes to highway plans for portions of the 
District of Columbia prepared by the Mayor, pursuant to D.C Code. 9-
103.02, subject to documentation by the District that such plans 
involve no major traffic volume increase, have minimal or no effect on 
the environment, result in no significant change to existing 
environmental conditions, and impose no significant cumulative 
environmental impact associated with the action associated with the 
action as demonstrated in accordance with the requirements and 
procedures of DC Code. 8-109.01 et seq. and any regulations adopted to 
implement the referenced statutory provisions.
    (g) Approval of the sale by the Secretary of the Interior of 
parcels of real estate held by the United States in the District of 
Columbia under the jurisdiction of NPS that are no longer needed for 
public purposes pursuant to 40 U.S.C. 8735. Such an action shall be 
accompanied by a NPS NEPA determination that demonstrates minimal or no 
effect on the environment, no significant change to existing 
environmental conditions, and no significant cumulative environmental 
impact associated with the action.
    (h) Approval of the exchange of parcels of District-owned land, or 
part thereof, for an abutting lot or parcel of land, or part thereof 
pursuant to DC Code. 10-901, when such plans involve minimal or no 
effect on the environment, no significant change to existing 
environmental conditions, and no significant cumulative environmental 
impact associated with the action as demonstrated in accordance with 
the requirements and procedures of DC Code 8-109.01 et seq. and any 
regulations adopted to implement the referenced statutory provisions.
    (i) Approval of the installation of communication antennae on 
federal buildings and co-location of communication antennae on federal 
property consistent with GSA Bulletin FMR D-242, Placement of 
Commercial Antennas on Federal Property.
    (j) Approval of new construction, building expansion, or 
improvements to existing facilities, when:
    (1) The new structure and proposed use are in compliance with local 
planning and zoning and any applicable District of Columbia, state, or 
federal requirements.
    (2) The site and the scale of construction are consistent with 
those of existing adjacent or nearby buildings.
    (3) The proposed use will not substantially increase the number of 
motor vehicles at the Facility.
    (4) There is no evidence of community controversy or other 
environmental issues.
    (k) Approval of transfers of jurisdiction pursuant to 40 U.S.C. 
8421(a) that will not lead to anticipated changes in the use of land 
and that have no potential for environmental impact.
    (l) Approval of a minor modification to a General Development Plan 
applicable to lands acquired pursuant to the Capper-Cramton Act, 46 
Stat. 482 (1930), as amended, when no or minimal environmental impacts 
are anticipated.
    (m) Approval of an action proposed by a Federal Agency applicant 
when such applicant has determined a categorical exclusion set forth in 
its NEPA-implementing procedures applies to the proposed action; 
provided the Executive Director shall review the determination as to 
both the applicability of the exclusion and the absence of any 
extraordinary circumstances.
    (n) Reorganization of NCPC.
    (o) Personnel actions, including, but not limited to, 
investigations; performance reviews; award of personal service 
contracts, promotions, and awards; reductions in force, reassignments 
and relocations; and employee supervision and training.
    (p) Legal activities including, but not limited to, legal advice 
and opinions; litigation or other methods of dispute resolution; and 
procurement of outside legal services.
    (q) Procurement of goods and services, transactions, and other 
types of activities related to the routine and continuing 
administration, management, maintenance and operations of the 
Commission or its facilities.
    (r) Adoption and issuance of rules, directives, official policies, 
guidelines, and publications or recommendations of an educational, 
financial, informational, legal, technical or procedural nature.

Subpart E--Environmental Assessments


Sec.  601.13   Characteristics of Commission actions eligible for an 
Environmental Assessment.

    (a) An EA is a concise document with sufficient information and 
analysis to enable the Executive Director to

[[Page 24579]]

determine whether to issue a FONSI or prepare an EIS.
    (b) Commission actions that generally require an EA exhibit the 
following characteristics:
    (1) Minor but likely insignificant degradation of environmental 
quality;
    (2) Minor but likely insignificant cumulative impact on 
environmental quality; and
    (3) Minor but likely insignificant impact on protected resources.


Sec.  601.14   Commission actions generally eligible for an 
Environmental Assessment.

    Commission actions that typically require preparation of an EA 
include without limitation:
    (a) Approval of final plans for Federal public buildings in the 
District of Columbia, and the provisions for open space in and around 
the same, pursuant to 40 U.S.C. 8722(d) and DC Code 2-1004(c), unless 
such plans meet the criteria of Sec.  601.12(j).
    (b) Approval of final plans for District of Columbia public 
buildings and the open space around them within the Central Area 
pursuant to 40 U.S.C. 8722(e) and DC Code 2-1004(d) unless such plans 
meet the criteria of Sec.  601.12(e) or (j).
    (c) Recommendations to a Federal or District of Columbia agency on 
any master plan or master plan modification submitted to the Commission 
that include proposed future projects that require Commission approval 
pursuant to 40 U.S.C. 8722(d)-(e) and DC Code 2-1004(c)-(d) within a 
five-year timeframe.
    (d) Approval of a final site and design for a commemorative work 
authorized under the Commemorative Works Act pursuant to 40 U.S.C. 
8905.
    (e) Approval of transfers of jurisdiction over properties within 
the District of Columbia owned by the United States or the District 
among or between federal and District authorities, pursuant to 40 
U.S.C. 8124(a), unless such transfers met the criteria of Sec.  
601.12(k).


Sec.  601.15   Process for preparing an Environmental Assessment.

    An EA prepared by NCPC as the Lead Agency for a project requiring 
Commission approval shall comply with the following requirements:
    (a) The EA shall include, without limitation, a brief discussion of 
the proposed action; the need for the proposed action; the 
environmental impacts of the proposed action; the environmental impacts 
of the alternatives considered; Mitigation measures, if necessary; and 
a list of agencies and persons consulted in preparation of the 
assessment.
    (b) The NCPC shall involve, as appropriate, applicants; Federal and 
District of Columbia agencies; the public; and stakeholders (those with 
an economic, cultural, social, or environmental ``stake'' in the 
action) in the preparation of an EA.
    (c) The NCPC, at the sole discretion of the Executive Director, may 
undertake Public Scoping for an action requiring an EA. The Public 
Scoping shall commence thirty calendar days after issuance of a public 
notice of NCPC's intent to prepare an EA. The notice shall include the 
date, time and location of the Public Scoping meeting.
    (d) The NCPC may solicit public review and comment of a Draft EA. 
The public comment period shall be a minimum of thirty calendar days. 
The public comment period shall begin when the Executive Director 
announces the availability of the Draft EA on the NCPC Web site 
(www.ncpc.gov). The NCPC, at its sole discretion, may decline to 
circulate a draft EA for non-controversial projects.


Sec.  601.16   Finding of No Significant Impact.

    (a) If NCPC is the Lead Agency and the final EA supports a FONSI, 
NCPC shall prepare and execute a FONSI. The FONSI shall be prepared 
following closure of the discretionary public comment period on a Draft 
EA, or if no circulation is deemed necessary, at the conclusion of the 
preparation of an EA. The FONSI shall briefly state the reasons why the 
proposed action will not have a significant effect on the environment 
and include the EA or a summary thereof, any Mitigation commitments, 
and a schedule for implementing the Mitigation commitments.
    (b) If NCPC is not the Lead Agency, it shall evaluate the adequacy 
of the Lead Agency's FONSI, and if determined adequate, NCPC may co-
sign the Lead Agency's FONSI. Alternatively, NCPC may prepare and 
execute its own FONSI consistent with the requirements of paragraph (a) 
of this section.
    (c) A FONSI prepared by NCPC shall be available for public review 
seven calendar days before the Commission takes action on the 
underlying application.
    (d) If the Commission determines a Lead Agency's EA does not 
support a FONSI, either the Lead Agency shall prepare an EIS, or the 
Commission shall not approve or consider further the underlying 
application.


Sec.  601.17   Supplemental Environmental Assessments.

    (a) The NCPC shall prepare a supplemental EA if five or more years 
have elapsed since adoption of the EA and:
    (1) There are substantial changes to the proposed action that are 
relevant to environmental concerns; and
    (2) There are significant new circumstances or information that are 
relevant to environmental concerns and have a bearing on the proposed 
action or its impacts.
    (b) The NCPC may supplement a Draft or Final EA at any time to 
further the purposes of NEPA.
    (c) The NCPC shall prepare, circulate, and file a supplement to a 
Draft or Final EA, and adopt a FONSI in accordance with the 
requirements of Sec. Sec.  601.15 and 601.16. If NCPC is not the Lead 
Agency, it shall proceed as outlined in Sec.  601.16(b) and (c).

Subpart F--Environmental Impact Statements


Sec.  601.18   Requirement for and timing of an Environmental Impact 
Statement.

    Prior to the Commission's approval of a major federal action 
significantly affecting the quality of the human environment, the 
Executive Director shall prepare an EIS on behalf of a Non-federal 
Agency applicant.


Sec.  601.19   Context, intensity, and significance of impacts.

    (a) As required by 40 CFR 1508.27(a) and (b), the determination of 
whether an EIS is required and whether impacts are significant shall be 
made with consideration to the context and intensity of the impacts 
associated with a proposed action.
    (b) The significance of an action is determined in the context of 
its effects on society as a whole, the National Capital Region and its 
environs, the particular interests affected, and the specific locality 
or area within which the proposed action is located. The context will 
vary from project to project and will be based on the type, attributes, 
and characteristics of a particular proposal.
    (c) The significance of an action is also determined based on the 
severity of impacts imposed by the proposal. Severity shall be 
determined based on an evaluation of a proposal in the manner outlined 
in 40 CFR1508.27(b)(1) through (10). The evaluation shall also be 
informed by the relevant policies of ``The Comprehensive Plan for the 
National Capital: Federal Elements'' and other applicable Commission 
plans and programs. Proposed actions that conflict

[[Page 24580]]

with or delay achievement of the goals and objectives of Commission 
plans and programs are generally more likely to be found to have 
significant impacts than proposals that are consistent with Commission 
plans and programs.
    (d) Proposed actions shall also be deemed significant and require 
and EIS if they exhibit the following characteristics:
    (1) The proposed action results in extensive change to the 
Monumental Core.
    (2) The proposed action causes substantial alteration to the 
important historical, cultural, and natural features of the National 
Capital and its Environs.
    (3) The proposed action is likely to be controversial because of 
its impacts on the human environment.


Sec.  601.20   Streamlining Environmental Impact Statements.

    The NCPC as Lead Agency shall use all available techniques to 
minimize the length of an EIS. Such techniques include, without 
limitation, drafting an EIS in clear, concise language; preparing an 
analytic vs. encyclopedic EIS; reducing emphasis on background 
information; using the scoping process to emphasize significant issues 
and de-emphasize non-significant issues; incorporating relevant 
information by reference; using a programmatic EIS and tiering to 
eliminate duplication in subsequent EISs; and following the format 
guidelines of Sec.  601.22.


Sec.  601.21   Programmatic Environmental Impact Statements and 
tiering.

    (a) The NCPC shall prepare a programmatic NEPA Document 
(Programmatic EA or PEA or Programmatic EIS or PEIS) to assess the 
impacts of proposed projects and plans when there is uncertainty 
regarding the timing, location and environmental impacts of subsequent 
implementing actions. At the time NCPC undertakes a site or project 
specific action within the parameters of the PEA or PEIS, NCPC shall 
tier its NEPA Document by summarizing information in the PEIS or PEA, 
as applicable, and concentrate on the issues applicable to the specific 
action.
    (b) A PEIS or PEA prepared by NCPC shall be governed by the CEQ 
regulations and the rules of this part.


Sec.  601.22   Contents of an Environmental Impact Statement.

    When NCPC serves as Lead Agency for an EIS, the following 
information shall be included in the EIS:
    (a) A cover sheet. The cover sheet shall be one-page and include a 
list of responsible and Cooperating Agencies; the title of the proposed 
action that is the subject of the EIS; the name, address, and telephone 
number of the NCPC point of contact; the designation as to whether the 
statement is draft, final, or draft or final supplement; a one 
paragraph abstract of the EIS; and the date by which comments must be 
received.
    (b) A summary. The summary shall accurately summarize the 
information presented in the EIS. The summary shall focus on the main 
conclusions, areas of controversy, and the issues to be resolved. The 
summary shall not exceed fifteen pages.
    (c) A table of contents. The table of contents shall allow a reader 
to quickly locate subject matter in the EIS--either by topic area and/
or alternatives analyzed.
    (d) The purpose and need. A statement of the purpose of and need 
for the action briefly stating the underlying purpose and need to which 
the agency is responding.
    (e) The identification of alternatives including the proposed 
action. This section shall provide a brief description and supporting 
documentation for all alternatives including the proposed action; the 
no action alternative; all reasonable alternatives including those not 
within the jurisdiction of the agency; alternatives considered but 
eliminated and the reason for their elimination; the agency's preferred 
alternative, if one exists; the environmentally preferred alternative; 
and Mitigation measures not already included in the proposed action.
    (f) The identification of the affected environment. This section 
shall provide a succinct description of the environment to be affected 
by the proposed action and the alternatives considered. This section 
shall include, if applicable, other activities in the area affected by 
or related to the proposed action.
    (g) The identification of environmental consequences. This section 
shall focus on the environmental impacts of the alternatives including 
the proposed action, any adverse environmental effects which cannot be 
avoided should the proposal be implemented, the relationship between 
short-term uses of the environment and the maintenance and enhancement 
of long-term productivity, and any irreversible commitments of 
resources which would be involved if the proposal is implemented. The 
impacts shall be discussed in terms of direct, indirect and cumulative 
effects and their significance, as well as any appropriate means to 
mitigate adverse impacts. The discussion shall also include issues and 
impact topics considered but dismissed to reveal non-impacted 
resources. Resource areas and issues requiring consideration shall 
include those identified in the scoping process, and, without 
limitation, the following:
    (1) Possible conflicts between the proposed action and the land use 
plans, policies, or controls (local, state, or Indian tribe) for the 
area concerned.
    (2) Natural and biological resources including topography, 
hydrology, soils, flora, fauna, floodplains, wetlands, and endangered 
species.
    (3) Air quality.
    (4) Noise.
    (5) Water resources including wastewater treatment and storm water 
management.
    (6) Utilities including energy requirements and conservation.
    (7) Solid waste and hazardous waste generation/removal.
    (8) Community facilities.
    (9) Housing.
    (10) Transportation network.
    (11) Socio-cultural and economic environments.
    (12) Environmental Justice and the requirements of Executive Order 
12898 (Federal Actions to Address Environmental Justice in Minority 
Populations).
    (13) Urban quality and design of the built environment including 
visual resources and aesthetics.
    (14) Historic and cultural resources to include documentation of 
the results of the Section 106 Consultation process.
    (15) Public health and safety.
    (h) A list of preparers. This list shall include all pertinent 
organizations, agencies, individuals, and government representatives 
primarily responsible for the preparation of the EIS and their 
qualifications.
    (i) An index. The index shall be structured to reasonably assist 
the reader of the Draft or Final EIS in identifying and locating major 
topic areas or elements of the EIS information. The level of detail of 
the index shall provide sufficient focus on areas of interest to any 
reader not just the most important topics.
    (j) An appendix. The appendix shall consist of material prepared in 
connection with an EIS (as distinct from material which is incorporated 
by reference) and material which substantiates any analysis fundamental 
to the EIS. The material in the appendix shall be analytical and 
relevant to the decision to be made. The appendix shall be circulated 
with the EIS or be readily available upon request.

[[Page 24581]]

Sec.  601.23   The Environmental Impact Statement process.

    (a) The NCPC shall involve the applicant, Federal and District of 
Columbia agencies, members of the public and stakeholders in the 
preparation of an EIS. Public participation shall be required as part 
of Public Scoping process and review of the Draft EIS. The NCPC shall 
also consult with agencies having jurisdiction by law or expertise. 
Agencies with ``jurisdiction by law'' are those with ultimate 
jurisdiction over a project and whose assistance may be required on 
certain issues and those with other kinds of regulatory or advisory 
authority with respect to the action or its effects on particular 
environmental resources.
    (b) To determine the scope of an EIS through a Public Scoping 
process, NCPC shall proceed as follows:
    (1) Disseminate a NOI in accordance with 40 CFR 1506.6.
    (2) Publish a NOI in the Federal Register which shall begin the 
Public Scoping process.
    (3) Include the date, time, and location of a Public Scoping 
meeting in the NOI. The public meeting shall be announced at least 
thirty calendar days in advance of its scheduled date.
    (4) Hold Public Scoping meeting(s) in facilities that are 
accessible to the disabled; include Translators requested in advance; 
include signers or interpreters for the hearing impaired if requested 
in advance; and allow special arrangements for consultation with 
affected Indian tribes or other Native American groups who have 
environmental concerns that cannot be shared in a public forum.
    (5) Consider all comments received during the announced comment 
period regarding the analysis of alternatives, the affected 
environment, and identification of potential impacts.
    (6) Apply the provisions of this section to a Supplemental EIS if 
the Executive Director of NCPC, in his/her sole discretion, determines 
a Public Scoping process is required for a Supplemental EIS.
    (c) A Draft EIS shall be available to the public for their review 
and comment, for a period of not less than forty-five calendar days. 
The public comment period shall begin when EPA publishes a NOA of the 
document in the Federal Register. The NCPC shall hold at least one 
public meeting during the public comment period on a Draft EIS. The 
public meeting shall be announced at least thirty calendar days in 
advance of its scheduled occurrence. The announcement shall identify 
the subject of the Draft EIS and include the public meeting date, time, 
and location.


Sec.  601.24   Final Environmental Impact Statement.

    (a) The NCPC shall prepare a Final EIS following the public comment 
period and the public meeting(s) on the Draft EIS. The Final EIS shall 
respond to oral and written comments received during the Draft EIS 
public comment period.
    (b) The Commission shall take final action on an application 
following a thirty-day Commission-sponsored review period of the Final 
EIS. The thirty-day period shall start when the EPA publishes a NOA for 
the Final EIS in the Federal Register.


Sec.  601.25  Record of Decision.

    (a) If NCPC as the Lead Agency decides to recommend approval of a 
proposed action covered by an EIS, it shall prepare and sign a ROD 
stating the Commission's decision and any conservation or Mitigation 
measures required by the Commission. The ROD shall include among 
others:
    (1) A statement of the decision.
    (2) The identification of alternatives considered in reaching a 
decision specifying the alternatives that were considered to be 
environmentally preferable. The ROD shall discuss preferences among 
alternatives based on relevant factors including economic and technical 
planning considerations and the Commission's statutory mission. The ROD 
s shall identify those factors balanced to reach a decision and the 
influence of various factors on the decision.
    (3) A statement as to whether all practicable means to avoid or 
minimize environmental harm from the alternative selected has been 
adopted, and if not, why they are not.
    (4) A monitoring and enforcement program that summarizes Mitigation 
measures.
    (5) Date of issuance.
    (6) Signature of the Chairman.
    (b) The contents of the ROD proposed for Commission adoption shall 
be summarized in the EDR and a full version of the document shall be 
included as an Appendix to the EDR. The proposed ROD, independently of 
the EDR, shall be made available to the public for review fourteen 
calendar days prior to the Commission's consideration of the proposed 
action for which the EIS was prepared.
    (c) The Commission shall arrive at its decision about the proposed 
action and it's environmental effects in a public meeting of record as 
identified by the Commission's monthly agenda.
    (d) If NCPC is not the Lead Agency, it shall either co-sign the 
Lead Agency's ROD if it agrees with its contents and conclusions or it 
shall prepare and sign its own ROD consistent with the requirements of 
paragraph (a) of this section.
    (e) If the Commission determines a Lead Agency's EIS fails to 
support a ROD, the Lead Agency shall revise its EIS, or, alternatively, 
the Commission shall not approve or give any further consideration to 
the underlying application.


Sec.  601.26   Supplemental Environmental Impact Statement.

    (a) The NCPC shall prepare a supplemental EIS if five or more years 
has elapsed since adoption of the EIS and:
    (1) There are substantial changes to the proposed action that are 
relevant to environmental concerns; and
    (2) There are significant new circumstances or information that are 
relevant to environmental concerns and have a bearing on the proposed 
action or its impacts.
    (b) The NCPC may supplement a Draft or Final EIS at any time, to 
further the purposes of NEPA.
    (c) The NCPC shall prepare, circulate, and file a supplement to a 
Draft or Final EIS in accordance with the requirements of Sec. Sec.  
601.22 through 601.24 of this part except that Public Scoping is 
optional for a supplemental EIS.
    (d) The NCPC shall prepare a ROD for a Supplemental EIS. The ROD's 
contents, the procedure for public review, and the manner in which it 
shall be adopted shall be as set forth in Sec.  601.25.


Sec.  601.27   Legislative Environmental Impact Statement.

    (a) Consistent with 40 CFR 1506.8, the Executive Director shall 
prepare an EIS for draft legislation initiated by NCPC for submission 
to Congress. The EIS for the proposed legislation shall be included as 
part of the formal transmittal of NCPC's legislative proposal to 
Congress.
    (b) The requirements of this section shall not apply to legislation 
Congress directs NCPC to prepare.

Subpart G--Dispute Resolution


Sec.  601.28   Dispute resolution.

    Any disputes arising under this part, shall be resolved, unless 
otherwise stated, by the parties through interagency, good faith 
negotiations starting at the working levels of each agency, and if 
necessary, by escalating such disputes within the respective agencies. 
If resolution at higher levels is

[[Page 24582]]

unsuccessful, the parties shall resort to mediation.


Sec.  601.29   [Reserved]

    Dated: May 23, 2017.
Anne R. Schuyler,
General Counsel.
[FR Doc. 2017-10940 Filed 5-26-17; 8:45 am]
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                                                  24570

                                                  Proposed Rules                                                                                                Federal Register
                                                                                                                                                                Vol. 82, No. 102

                                                                                                                                                                Tuesday, May 30, 2017



                                                  This section of the FEDERAL REGISTER        SubmissionGuidelines.html?sgpage=3.                               NEPA and NHPA and consideration of
                                                  contains notices to the public of the proposed
                                                                                              These regulations lay out the process                             historic resources in the NEPA process.
                                                  issuance of rules and regulations. The      federal agencies and NCPC on behalf of                               To clarify roles and responsibilities,
                                                  purpose of these notices is to give interested
                                                                                              non-federal agencies must follow to                               the proposed Policies and Procedures
                                                  persons an opportunity to participate in theensure NEPA compliance. While the                                 distinguish between federal agency
                                                  rule making prior to the adoption of the final
                                                  rules.
                                                                                              subject regulations are critical to the                           applicants and non-federal agency
                                                                                              Commission’s ability to carry out its                             applicants. Federal agency applicants
                                                                                              review authorities, they have not been                            include cabinet level departments and
                                                  NATIONAL CAPITAL PLANNING                   updated since 2004. As such, NCPC                                 executive agencies such as the U.S.
                                                  COMMISSION                                  proposes revisions to its Environmental                           General Services Administration (GSA).
                                                                                              Policies and Procedures to simplify the                           Non-federal agency applicants include,
                                                  1 CFR Chapter VI                            regulations and streamline the agency’s                           without limitation, the Smithsonian
                                                                                              NEPA process. In this proposal, NCPC is                           Institution, the John F. Kennedy Center
                                                  National Environmental Policy Act           also proposing to establish a new                                 for the Performing Arts, the National
                                                  Regulations.                                chapter (chapter VI) in title 1 of the                            Gallery of Art, the US Institute of Peace,
                                                  AGENCY: National Capital Planning
                                                                                              Code of Federal Regulations (CFR) to                              the Government of the District of
                                                  Commission                                  promote orderly codification. As the                              Columbia, the Maryland National
                                                                                              NCPC updates its regulations currently                            Capital Park and Planning Commission
                                                  ACTION: Proposed rule; public meetings.
                                                                                              found in 1 CFR parts 455, 456 and 457                             (MNCPPC) and private parties
                                                  SUMMARY: The National Capital Planning it will move them to its new chapter VI                                implementing projects on federal land.
                                                  Commission (NCPC or Commission)             in title 1.                                                       NCPC’s jurisdiction extends to non-
                                                  proposes to adopt new regulations                                                                             federal agency applicants when they
                                                                                              Key Changes Incorporated Into NCPC’s
                                                  governing NCPC’s implementation of                                                                            undertake projects on federally-owned
                                                                                              Proposed Environmental Policies and
                                                  the National Environmental Policy Act                                                                         land. Under the proposed Policies and
                                                                                              Procedures
                                                  (NEPA) and regulations promulgated by                                                                         Procedures, NCPC serves as lead agency
                                                  the Council on Environmental Quality           NCPC’s current NEPA procedures                                 when the applicant is a non-federal
                                                  (CEQ). Federal agencies and NCPC on         were adopted in 2004 and generally                                agency. While this deviates from current
                                                  behalf of non-federal agencies must         remain appropriate and effective.                                 practice, the proposal ensures NCPC a
                                                  comply with the requirements of NEPA        However certain portions of the existing                          prominent role in the NEPA process and
                                                  and CEQ regulations for projects            policies and procedures require revision                          the ability to ensure consideration of its
                                                  submitted to the Commission for review to simplify, streamline, and improve the                               views.
                                                  and approval.                               effectiveness of NCPC’s process for                                  The proposed Policies and Procedures
                                                                                              complying with NEPA.                                              also alter the timing and sequencing of
                                                  DATES: Submit comments on or before
                                                                                                 One of the most significant changes                            an applicant’s submission of NEPA
                                                  July 14, 2017. Public meetings to
                                                                                              incorporated into the proposed                                    documentation for applications
                                                  discuss the proposed Policies and
                                                                                              Environmental Policies and Procedures                             governed by the National Capital
                                                  Procedures will be held on Tuesday,
                                                                                              (Policies and Procedures) is the                                  Planning Act and the Commemorative
                                                  June 13, 2017 from 6:00 p.m.–7:30 p.m.
                                                                                              elimination of procedures for complying                           Works Act. Under the current
                                                  and Thursday, June 15, 2017 from 9:30
                                                                                              with Section 106 of the National                                  regulations, an applicant must complete
                                                  a.m.–11:00 a.m. Both meetings will be
                                                                                              Historic Preservation Act (NHPA). In                              the NEPA process at the time of
                                                  held at the National Capital Planning
                                                                                              2004, when it adopted its current                                 preliminary review. Under the proposed
                                                  Commission, 401 9th Street NW., Suite
                                                                                              regulations, NCPC opted to issue                                  regulations, an applicant must complete
                                                  500, Washington, DC 20004.
                                                                                              combined NEPA and the NHPA                                        its NEPA process at the time of final
                                                  ADDRESSES: You may submit written           regulations to ensure coordinated                                 review. This revised approach allows
                                                  comments on the proposed Policies and implementation of both procedures.                                      the Commission an opportunity to
                                                  Procedures by either of the methods         However, regulations promulgated by                               provide input on a project when it is
                                                  listed below.                               the ACHP do not require agencies to                               still in the developmental phase. It also
                                                     1. U.S. mail, courier, or hand delivery: adopt agency specific processes and                               provides a NEPA sequencing consistent
                                                  Anne R. Schuyler, General Counsel/          procedures. Instead ACHP regulations                              with federal agency project
                                                  National Capital Planning Commission,       establish the processes and procedures                            development schedules. This eliminates
                                                  401 9th Street NW., Suite 500,              all federal agencies must follow. This                            the pressure on federal agency
                                                  Washington, DC 20004.                       resulted in the inclusion of duplicative                          applicants to expedite its NEPA process
                                                     2. Electronically: nepa@ncpc.gov.        information in NCPC’s current policies                            to meet NCPC’s current sequencing
                                                  FOR FURTHER INFORMATION CONTACT:            and procedures. While this information                            policies.
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                                                  Anne R. Schuyler, General Counsel at        proved helpful, it diverted attention                                NCPC also proposes several changes
                                                  202–482–7223 or nepa@ncpc.gov.              away from NCPC’s agency specific                                  to its list of projects eligible for
                                                  SUPPLEMENTARY INFORMATION: The              NEPA policies and procedures                                      application of a CATEX. NCPC proposes
                                                  current regulation are published on the     mandated by CEQ. Accordingly, the                                 to eliminate three existing CATEXs
                                                  NCPC Web site at the following              proposed Policies and Procedures delete                           because they are based on old,
                                                  location: https://www.ncpc.gov/ncpc/        detailed references to Section 106                                antiquated authorities which have little
                                                  Main(T2)/ProjectReview(Tr2)/                consultation procedures. They do retain                           to no relationship to NCPC’s present day
                                                  ProjectReview(Tr3)/                         references to coordination between                                review roles. NCPC proposes to add four


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                                                                           Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules                                           24571

                                                  new CATEXs and to increase the                          when it serves as a cooperating agency                   Subpart E—Environmental
                                                  number of extraordinary circumstances                   and requires non-federal agencies to                  Assessments. This subpart identifies the
                                                  with the potential to negate application                comply with the same obligations when                 characteristics of Commission actions
                                                  of CATEXs. The new CATEXs and                           NCPC serves as lead agency.                           eligible for an EA; the specific types of
                                                  extraordinary circumstances reflect                        Subpart C—NEPA Submission                          Commission actions eligible for an EA;
                                                  matters addressed in federal, state and                 Schedules. This subpart establishes the               the contents, process for preparing, and
                                                  local laws and regulations and                          NEPA submission schedule for                          process for adopting an EA; the process
                                                  Executive Orders applicable to projects                 applications reviewed by the                          for closing out the EA process; and the
                                                  that come before NCPC.                                  Commission pursuant to the Planning                   requirements for determining when a
                                                                                                          Act and the Commemorative Works Act.                  supplemental EA should be prepared.
                                                  Section by Section Analysis of NCPC’s                      § 601.8 NEPA Submission schedule                      § 601.13 Characteristics of
                                                  Proposed Environmental Policies and                     for applications governed by the                      Commission actions eligible for and
                                                  Procedures                                              National Capital Planning Act. This                   Environmental Assessment. This section
                                                    Subpart A—General. This subpart                       section establishes a revised NEPA                    lists four characteristics that generally
                                                  contains three subsections addressing                   submission schedule as follows:                       render a Commission action eligible for
                                                  purpose, policy and definitions.                        Initiation of scoping at the time of                  an EA.
                                                    § 601.1 Purpose. This section                         concept review; issuance of a draft                      § 601.14 Commission actions
                                                  presents a clear, succinct statement of                 environmental document (EA or EIS) at                 generally eligible for an Environmental
                                                  purpose.                                                the time of preliminary review; and                   Assessment. This section lists five
                                                    § 601.2 Policies. This section states                 issuance of a final environmental                     specific actions of the Commission
                                                  NCPC’s policies implementing NEPA.                      document and final determination                      which comply with the criteria listed in
                                                  The content is similar to that of the                   (FONSI or ROD) at the time of final                   § 601.13 above and, therefore, qualify
                                                  existing policies and procedures, but the               review. The section also addresses the                for preparation of an EA.
                                                  proposed Policies and Procedures                        NEPA process to be undertaken by                         § 601.15 Preparing an
                                                  consolidate all policies into one section.              NCPC as the lead agency when                          Environmental Assessment. This section
                                                  The existing Policies and Procedures                    emergency circumstances exist and                     provides general guidance on the
                                                  disperse NCPC’s NEPA policies                           application of a CATEX is not possible.               contents of an EA and the entities to be
                                                  throughout multiple sections.                              § 601.9 NEPA submission schedule                   involved in the preparation of the
                                                    § 601.3 Definitions. This section                     for applications governed by the                      document. The section also authorizes
                                                  defines terms frequently used in the                    Commemorative Works Act. This                         NCPC’s Executive Director to undertake
                                                  document. It deletes definitions from                   section establishes a new NEPA                        a public scoping process for an EA if he/
                                                  the existing regulations that are                       submission schedule as follows:                       she determines it to be appropriate,
                                                  infrequently or no longer used in the                   Commencement of the NEPA process at                   outlines the public scoping process, and
                                                  proposed regulations.                                   the time of concept site and concept                  authorizes NCPC in its discretion to
                                                    Subpart B—Lead and Cooperating                        design review; issuance of a draft                    solicit public comment on a draft EA.
                                                  Agencies. This subpart assigns lead and                 environmental document for public                        § 601.16 Finding of No Significant
                                                  cooperating agency status and states the                review at the time of preliminary                     Impact. This section directs NCPC as
                                                  obligations required of an applicant                    approval of a site and design; and                    the lead agency to prepare a FONSI, if
                                                  depending on their assigned status.                     issuance of a final environmental                     warranted, at the conclusion of the EA
                                                    § 601.4 Designation of Lead Agency.                   document and a final determination                    process. It also provides NCPC the
                                                  This section confers lead agency status                 (FONSI or ROD) at the time of final site              option of either co-signing the lead
                                                  on federal agency applicants and upon                   and design review.                                    agency’s FONSI or preparing its own
                                                  NCPC when the applicant is a non-                          Subpart D—Initiating the NEPA                      FONSI when NCPC serves as a
                                                  federal agency. By definition, a federal                Process. This subpart describes the                   cooperating agency. The section also
                                                  agency means the executive agencies                     characteristics of Commission actions                 specifies remedies the Commission can
                                                  defined in 5 U.S.C. 105. A non-federal                  eligible for a CATX, lists the                        pursue when a lead agency’s EA fails to
                                                  agency applicant means those                            extraordinary circumstances that may                  support a FONSI.
                                                  applicants outside the statutory                        negate the application of a CATEX, and                   § 601.17 Supplemental
                                                  definition of federal agency that                       lists NCPC’s CATEXs.                                  Environmental Assessments. This
                                                  undertake projects on federal land and                     § 601.10 Characteristics of                        section establishes when a
                                                  include, without limitation, the                        Commission actions eligible for a                     supplemental EA may be warranted.
                                                  Smithsonian Institution, the John F.                    Categorical Exclusion. This section lists                Subpart F—Environmental Impact
                                                  Kennedy Center for the Performing Arts,                 four types of actions the generally                   Statements. This subpart establishes the
                                                  the National Gallery of Art, the U.S.                   qualify for application of a CATEX:                   requirement for and timing of an EIS;
                                                  Institute of Peace, the Government of                      § 601.11 Extraordinary                             links the requirement for an EIS to the
                                                  the District of Columbia, MNCPPC, and                   Circumstances. This section list ten                  context and intensity of impacts;
                                                  private parties undertaking                             extraordinary circumstances that may                  requires use of techniques that
                                                  development on federal land.                            negate NCPC’s application of a CATEX.                 minimize the length of an EIS;
                                                    § 601.5 Lead Agency obligations.                      Current regulations specify only five                 authorizes use of programmatic EISs
                                                  This section lists the general obligations              extraordinary circumstances.                          and tiering; lists the contents of an EIS;
                                                  of a lead agency.                                          § 601.12 National Capital Planning                 sets forth the process for preparing an
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                                                    § 601.6 Resolving disputes over Lead                  Commission Categorical Exclusions.                    EIS; addresses preparation and issuance
                                                  Agency status. The section includes a                   This section lists ten categorical                    of a Final EIS; and addresses the
                                                  dispute resolution provision for                        exclusions available for use by NCPC. It              preparation, and issuance of a ROD.
                                                  circumstances when there is a                           includes a few new, but minor types of                   § 601.18 Requirement and timing of
                                                  disagreement over which agency serves                   projects eligible for categorical                     an Environmental Impact Statement.
                                                  as the lead.                                            exclusion and removes some existing                   This section requires NCPC preparation
                                                    § 601.7 Cooperating Agencies. This                    CATEX based on old, antiquated                        of an EIS on behalf on non-federal
                                                  section lists the obligations of NCPC                   authorities.                                          agency applicants, prior to the


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                                                  24572                    Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules

                                                  Commission’s approval of a major                        document is more than five years old                  a major increase in costs for individuals,
                                                  federal action that has the potential to                and changed project specifications or                 various levels of governments or various
                                                  significantly affect the quality of the                 new circumstances or information exist.               regions; and does not have a significant
                                                  human environment.                                        § 601.27 Legislative Environmental                  adverse effect on completion,
                                                     § 601.19 Context, intensity and                      Impact Statement. This sections                       employment, investment, productivity,
                                                  significance of impacts. This section                   requires NCPC to prepare an EIS when                  innovation or the competitiveness of US
                                                  requires the determination on whether                   initiating the submission of draft                    enterprises with foreign enterprises.
                                                  an EIS is necessary and whether an                      legislation to Congress.
                                                  impact is significant based on the                        Subpart G—Dispute Resolution. This                  5. Unfunded Mandates Reform Act (2
                                                  context and intensity of a project’s                    subpart sets forth a mechanism for                    U.S.C. 1531 et seq.)
                                                  impacts. The section discusses the                      dispute resolution.                                     A statement regarding the Unfunded
                                                  meaning of context and intensity and                      § 601.28 Dispute resolution. Unless a               Mandates Reform Act is not required.
                                                  lists the characteristics that render                   specific dispute resolution is invoked                The proposed rule neither imposes an
                                                  projects significant.                                   elsewhere in the Policies and                         unfunded mandate of more than $100
                                                     § 601.20 Streamlining                                Procedures, this section requires                     million per year nor imposes a
                                                  Environmental Impact Statements. This                   disputes arising under the Policies and               significant or unique effect on State,
                                                  section requires NCPC to minimize the                   Procedures to be resolved through                     local or tribal governments or the
                                                  length of an EIS when NCPC serves as                    interagency negotiations starting at the              private sector.
                                                  the lead agency and lists techniques that               working levels and rising to the level
                                                  can achieve this result.                                necessary to resolve the dispute. If                  6. Federalism (Executive Order 13132)
                                                     § 601.21 Programmatic                                disputes cannot besettled through                       In accordance with Executive Order
                                                  Environmental Impact Statements and                     interagency negotiations, the parties are             13132, the proposed rule does not have
                                                  tiering. This section authorizes use of a               required to engage in mediation.                      sufficient federalism implications to
                                                  PEA and PEIS to assess the impacts of                   Compliance With Laws and Executive                    warrant the preparation of a Federalism
                                                  proposed plans and projects when there                  Orders                                                Assessment. The proposed rule does not
                                                  is uncertainty regarding the timing, the                                                                      substantially and directly affect the
                                                  location, and the environmental impacts                 1. Executive Orders 12866 and 13563                   relationship between the Federal and
                                                  of subsequent implementing actions.                        By Memorandum dated October 12,                    state governments.
                                                  When NCPC proceeds with a specific                      1993 from Sally Katzen, Administrator,
                                                  action, it authorizes the use of tiering or                                                                   7. Civil Justice Reform (Executive Order
                                                                                                          Office of Information and Regulatory                  12988)
                                                  working from where the PEA or PEIS                      Affairs (OIRA) to Heads of Executive
                                                  left off to define specific issues                      Departments and Agencies, and                           The General Counsel of NCPC has
                                                  associated with the proposed action.                    Independent Agencies, OMB rendered                    determined that the proposed rule does
                                                     § 601.22 Contents of an                              the NCPC exempt from the requirements                 not unduly burden the judicial system
                                                  Environmental Impact Statement. This                    of Executive Order 12866 (See,                        and meets the requirements of Executive
                                                  section enumerates the specific sections                Appendix A of cited Memorandum).                      Order 12988 3(a) and 3(b)(2).
                                                  and contents that must be included in                   Nonetheless, NCPC endeavors to adhere
                                                  an EIS when NCPC is lead agency.                                                                              8. Paperwork Reduction Act
                                                                                                          to the provisions of Executive Orders
                                                     § 601.23 The Environmental Impact                    and developed this proposed rule in a                   The proposed rule does not contain
                                                  Statement process. This section                         manner consistent with the                            information collection requirements,
                                                  specifies the parties that must be                      requirements of Executive Order 13563.                and it does not require a submission to
                                                  included in the draft EIS preparation                   NCPC worked closely with CEQ on the                   the Office of Management and Budget
                                                  process, the process to follow for                      derivation of the proposed Policies and               under the Paperwork Reduction Act.
                                                  determining the scope of an EIS, and the                Procedures and intends to work with                   9. National Environmental Policy Act
                                                  process for obtaining public comment                    the land-holding agencies and certain
                                                  when NCPC is lead agency.                                                                                       The proposed rule is of an
                                                                                                          non-federal agencies impacted by these
                                                     § 601.24 Final Environmental                                                                               administrative nature, and its adoption
                                                                                                          during the public comment period.
                                                  Impact Statement. This section provides                                                                       does not constitute a major federal
                                                  for the preparation of a final EIS                      2. Executive Order 13771                              action significantly affecting the quality
                                                  responsive to public comments and                          By virtue of its exemption from the                of the human environment. NCPC’s
                                                  provides for a forty five-day                           requirements of EO 12866, NCPC is                     adoption of the proposed rule will have
                                                  Commission-sponsored review period of                   exemption from this executive order.                  minimal or no effect on the
                                                  the final EIS before the Commission                     NCPC confirmed this fact with OIRA.                   environment; impose no significant
                                                  takes action when NCPC is lead agency.                                                                        change to existing environmental
                                                     § 601.25 Record of Decision. This                    3. Regulatory Flexibility Act                         conditions; and will have no cumulative
                                                  section requires the preparation of a                      As required by the Regulatory                      environmental impacts.
                                                  ROD stating the Commission’s decision                   Flexibility Act (5 U.S.C. 601 et seq.), the           10. Clarity of the Regulation
                                                  and any conservation or mitigation                      NCPC certifies that the proposed rule
                                                  measures required by the Commission                     will not have a significant economic                    Executive Order 12866, Executive
                                                  when NCPC is lead agency. It also lists                 effect on a substantialnumber of small                Order 12988, and the Presidential
                                                  the required contents of a ROD. This                                                                          Memorandum of June 1, 1998 requires
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                                                                                                          entities.
                                                  section enables NCPC to co-sign the                                                                           the NCPC to write all rules in plain
                                                  ROD of the lead agency if NCPC serves                   4. Small Business Regulatory                          language. NCPC maintains the proposed
                                                  as a cooperating agency and concurs                     Enforcement Fairness Act                              rule meets this requirement. Those
                                                  with the applicant’s ROD.                                  This is not a major rule under 5 U.S.C.            individuals reviewing the proposed rule
                                                     § 601.26 Supplemental                                804(2), the Small Business Regulatory                 who believe otherwise should submit
                                                  Environmental Impact Statement. This                    Enforcement Fairness Act. It does not                 specific comments to the addresses
                                                  section specifies a supplemental EIS                    have an annual effect on the economy                  noted above recommending revised
                                                  may be warranted if the original                        of $100 million or more; will not cause               language for those provision or portions


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                                                                           Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules                                           24573

                                                  thereof where they believe compliance                   Subpart F—Environmental Impact                          (e) Use the NEPA process to identify
                                                  is lacking.                                             Statements                                            and assess the reasonable alternatives to
                                                                                                          601.18 Requirement for and timing of an               proposed actions that will avoid or
                                                  11. Public Availability of Comments                         Environmental Impact Statement.                   minimize adverse effects on the quality
                                                                                                          601.19 Context, intensity, and significance           of the human environment in the
                                                    Be advised that personal information
                                                                                                              of impacts.                                       National Capital Region.
                                                  such as name, address, phone number                     601.20 Streamlining Environmental Impact
                                                  electronic address, or other identifying                                                                        (f) Use all practicable means to
                                                                                                              Statements.
                                                  personal information contained in a                     601.21 Programmatic Environmental Impact              protect, restore, and enhance the quality
                                                  comment may be made publically                              Statements and tiering.                           of the human environment including
                                                  available. Individuals may ask NCPC to                  601.22 Contents of an Environmental                   built and socioeconomic environments
                                                  withhold the personal information in                        Impact Statement.                                 and historic properties within the
                                                  their comment, but there is no guarantee                601.23 The Environmental Impact                       National Capital Region.
                                                  the agency can do so.                                       Statement process.                                  (g) Streamline the NEPA process and
                                                                                                          601.24 Final Environmental Impact                     Environmental Impact Statements (EIS)
                                                  List of Subjects in 1 CFR Part 601                          Statement.                                        to the maximum extent possible.
                                                                                                          601.25 Record of Decision.
                                                    Environmental Policies and                            601.26 Supplemental Environmental                       (h) Use the NEPA process to foster
                                                  Procedures.                                                 Impact Statement.                                 meaningful public involvement in
                                                                                                          601.27 Legislative Environmental Impact               NCPC decisions.
                                                    For the reasons stated in the                             Statement.
                                                  preamble, the National Capital Planning                                                                       § 601.3    Definitions.
                                                                                                          Subpart G—Dispute Resolution                             For purposes of this part, the
                                                  Commission proposes to establish 1 CFR
                                                  chapter VI, consisting of part 601, to                  601.28 Dispute resolution.                            following definitions shall apply:
                                                  read as follows:                                        601.29 [Reserved]                                        Administrative Record means a
                                                                                                            Authority: 40 CFR 1507.3.
                                                                                                                                                                compilation of all materials (written and
                                                  CHAPTER VI—NATIONAL CAPITAL
                                                  PLANNING COMMISSION                                                                                           electronic) that were before the agency
                                                                                                          Subpart A—General                                     at the time it made its final decision. An
                                                  PART 601—ENVIRONMENTAL                                                                                        Administrative Record documents an
                                                                                                          § 601.1   Purpose.                                    agency’s decision-making process and
                                                  POLICIES AND PROCEDURES
                                                                                                            This part establishes rules that                    the basis for the decision.
                                                  Subpart A—General                                       supplement the Council on                                Categorical Exclusion or CATEX
                                                                                                          Environmental Quality’s (CEQ) National                means, as defined by 40 CFR 1508.4, a
                                                  Sec.
                                                                                                          Environmental Policy Act (NEPA)                       category of actions which do not
                                                  601.1   Purpose.
                                                                                                          regulations that the National Capital                 individually or cumulatively have a
                                                  601.2   Policies.
                                                  601.3   Definitions.
                                                                                                          Planning Commission (NCPC or                          significant effect on the human
                                                                                                          Commission) and its applicants shall                  environment and which have been
                                                  Subpart B—Lead and Cooperating                          follow to ensure:                                     found to have no such effect in
                                                  Agencies                                                  (a) Compliance with NEPA, as                        procedures adopted by a federal agency
                                                  601.4 Designation of Lead Agency.                       amended (42 U.S.C. 4321 et seq.) and                  (NCPC) in implementation of CEQ’s
                                                  601.5 Lead Agency obligations.                          CEQ regulations for implementing the                  regulations and for which, therefore,
                                                  601.6 Resolving disputes over Lead Agency               procedural provisions of NEPA (40 CFR                 neither an Environmental Assessment
                                                      status.                                             parts 1501through 1508).                              (EA) nor an EIS is required.
                                                  601.7 Cooperating Agencies.                               (b) Compliance with other laws,                        Central Area means the geographic
                                                  Subpart C—NEPA Submission Schedules                     regulations, and Executive Orders                     area in the District of Columbia
                                                                                                          identified by NCPC as applicable to a                 comprised of the Shaw School and
                                                  601.8 NEPA submission schedule for
                                                                                                          particular application.                               Downtown Urban Renewal Areas or
                                                      applications governed by the National
                                                      Capital Planning Act.                               § 601.2   Policies.                                   such other area as the Districtof
                                                  601.9 NEPA submission schedule for
                                                                                                            Consistent with 40 CFR 1500.1 and                   Columbia and NCPC shall subsequently
                                                      applications governed by the                                                                              jointly determine.
                                                                                                          1500.2, it shall be the policy of the
                                                      Commemorative Works Act.                                                                                     Chairman means the Chairman of the
                                                                                                          NCPC to:
                                                  Subpart D—Initiating the NEPA Process                     (a) Comply with the procedures and                  National Capital Planning Commission
                                                                                                          policies of NEPA and other related laws,              appointed by the President, pursuant to
                                                  601.10 Characteristics of Commission
                                                      actions eligible for a Categorical                  regulations, and orders applicable to                 40 U.S.C. 8711(c).
                                                      Exclusion.                                          Commission actions.                                      Commemorative Works Act or CWA
                                                  601.11 Extraordinary Circumstances.                       (b) Provide applicants sufficient                   means the federal law codified at 40
                                                  601.12 National Capital Planning                        guidance to ensure plans and projects                 U.S.C. 8901 et seq. that sets forth the
                                                      Commission Categorical Exclusions.                  comply with the rules of this part and                requirements for the location and
                                                                                                          other laws, regulations, and orders                   development of new memorials and
                                                  Subpart E—Environmental Assessments
                                                                                                          applicable to Commission actions.                     monuments on land under the
                                                  601.13 Characteristics of Commission                      (c) Integrate NEPA into its decision-               jurisdiction of the National Park Service
                                                      actions eligible for an Environmental                                                                     (NPS) or the General Services
                                                                                                          making process at the earliest possible
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                                                      Assessment.                                                                                               Administration (GSA) in the District of
                                                  601.14 Commission actions generally
                                                                                                          stage.
                                                                                                            (d) Integrate the requirements of                   Columbia and its environs.
                                                      eligible for an Environmental
                                                      Assessment.                                         NEPA and other planning and                              Commission means the National
                                                  601.15 Process for preparing an                         environmental reviews required by law                 Capital Planning Commission created by
                                                      Environmental Assessment.                           including, without limitation, the                    40 U.S.C. 8711.
                                                  601.16 Finding of No Significant Impact.                National Historic Preservation Act,                      Comprehensive Plan means The
                                                  601.17 Supplemental Environmental                       54U.S.C. 306108 (NHPA), to ensure all                 Comprehensive Plan for the National
                                                      Assessments.                                        such procedures run concurrently.                     Capital: Federal Elements prepared and


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                                                  24574                    Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules

                                                  adopted by the Commission pursuant to                   action and transmitted to the                         Federal Center, the Federal Triangle
                                                  40 U.S.C. 8721(a).                                      Commission for its consideration.                     area, President’s Park, the Northwest
                                                     Cooperating Agency means, as                            Extraordinary Circumstances means                  Rectangle, Arlington Cemetery and the
                                                  defined in 40 CFR 1508.5, any Federal                   special circumstances that when present               Pentagon area, and Joint Base Myer-
                                                  Agency other than a Lead Agency and                     may negate an agency’s ability to                     Henderson Hall.
                                                  a Non-federal Agency that has                           categorically exclude a project and may                  National Capital Planning Act means
                                                  jurisdiction by law or special expertise                require an agency to undertake further                the July 1952 legislative enactment,
                                                  with respect to a proposal (or reasonable               NEPA review.                                          codified at 40 U.S.C. 8701 et seq., that
                                                  alternative) for legislation or other major                Federal Agency means the executive                 created the present day National Capital
                                                  action significantly affecting the quality              agencies of the federal government as                 Planning Commission and conferred
                                                  of the human environment; a state or                    defined in 5 U.S.C. 105.                              authority upon it to serve as the
                                                  local agency of similar qualifications; or                 Finding of No Significant Impact or                planning and zoning authority for the
                                                  when the effects are on a reservation, an               FONSI means, as defined at 40 CFR                     federal government.
                                                  Indian Tribe when agreed to by the Lead                 1508.13, a document prepared by NCPC                     National Capital Region means, as
                                                  Agency.                                                 or a Federal Agency applicant that                    defined in 40 U.S.C. 8702(2), the District
                                                     Cumulative Impact means, as defined                  briefly presents the reasons why an                   of Columbia; Montgomery and Prince
                                                  in 40 CFR 1508.7, the impact on the                     action, not otherwise excluded (40 CFR                Georges Counties in Maryland;
                                                  environment that results from the                       1508.4), will not have a significant effect           Arlington, Fairfax, Loudon, and Prince
                                                                                                          on the human environment and for                      William Counties in Virginia; and all
                                                  incremental impact of an action when
                                                                                                          which an EIS will not be prepared. It                 cities in Maryland or Virginia in the
                                                  added to other past, present, and
                                                                                                          shall include the EA or a summary of it               geographic area bounded by the outer
                                                  reasonably foreseeable future actions
                                                                                                          and shall note any other EAs or EISs                  boundaries of the combined area of the
                                                  regardless of what agency (federal or
                                                                                                          related to it (40 CFR 1501.7(a)(5)). If the           counties listed.
                                                  non-federal) or person undertakes such
                                                                                                          EA is included in the FONSI, the FONSI                   NEPA Document or Document means
                                                  other actions. Cumulative impacts can
                                                                                                          need not repeat any of the discussion in              a Categorical Exclusion determination,
                                                  result from individually minor, but
                                                                                                          the EA but may be incorporated by                     an EA, or an EIS.
                                                  collectively significant, actions taking                                                                         Non-federal Agency means those
                                                                                                          reference.
                                                  place over a period of time.                               Lead Agency means, as defined in 40                applicants outside the definition of
                                                     Emergency Circumstances means an                     CFR 1508.16, the agency or agencies                   Federal Agency that prepare plans for or
                                                  unexpected, serious occurrence or                       preparing or having primary                           undertake projects on federal land and
                                                  situation requiring immediate attention                 responsibility for preparing an EA or an              include, without limitation, the
                                                  to protect the lives and safety of the                  EIS.                                                  Smithsonian Institution, the John F.
                                                  public and protect property and                            Memorandum of Understanding or                     Kennedy Center for the Performing Arts,
                                                  ecological resources and functions from                 MOU means for purposes of                             the National Gallery of Art, the United
                                                  imminent harm.                                          implementing NEPA, a written                          States Institute of Peace, the
                                                     Environmental Assessment or EA                       agreement entered into between a Lead,                Government of the District of Columbia,
                                                  means, as defined in 40 CFR 1508.9, a                   Co-lead and a Cooperating Agency to                   the Maryland National Capital Parks
                                                  concise document for which a federal                    facilitate implementation of NEPA and                 and Planning Commission; and private
                                                  agency is responsible that serves to                    preparation of the requisite                          parties undertaking development on
                                                  briefly provide sufficient evidence and                 environmental documentation. A MOU                    federal land.
                                                  analysis for determining whether to                     can be written at a programmatic level                   Notice of Availability or NOA means
                                                  prepare an EIS or FONSI; aid an                         to apply to all projects involving NCPC               a public notice or other means of public
                                                  agency’s compliance with NEPA when                      and a Federal or Non-Federal Agency                   communication that announces the
                                                  no EIS is necessary; facilitate                         applicant or on a project-by-project                  availability of an EA or an EIS for public
                                                  preparation of an EIS when one is                       basis. A MOU as defined here shall be                 review.
                                                  necessary; and includes a brief                         in addition to and not preclude MOUs                     Notice of Intent or NOI means, as
                                                  discussion of the need for the proposal,                prepared by NCPC and Federal agencies                 defined in 40 CFR 1508.22, a notice
                                                  alternatives as required by section                     for other purposes.                                   published in the Federal Register that
                                                  102(2)(E) of NEPA, the environmental                       Mitigation means, as defined in 40                 an EIS will be prepared and considered.
                                                  impacts of the proposed action and                      CFR 1508.20, avoiding an impact                       The notice shall briefly describe the
                                                  alternatives, and a listing of agencies                 altogether by not taking a certain action             proposed action and possible
                                                  and persons consulted.                                  or parts of an action; minimizing                     alternatives; describe the agency’s
                                                     Environmental Impact Statement or                    impacts by limiting the degree or                     proposed Public Scoping process
                                                  EIS means, as defined in 40 CFR                         magnitude of the action and its                       including whether, when, and where
                                                  1508.11, a detailed written statement as                implementation; rectifying the impact                 any Public Scoping meeting will be
                                                  required by 42 U.S.C. 4332(2)(C).                       by repairing, rehabilitating, or restoring            held; and state the name and address of
                                                     Environs means the territory                         the affected environment; reducing or                 a person within the agency who can
                                                  surrounding the District of Columbia                    eliminating the impact over time by                   answer questions about the proposed
                                                  included in the National Capital Region                 preservation and maintenance                          action and the EIS. For purposes of
                                                  pursuant to 40 U.S.C. 8702(a)(1).                       operations during the life of the action;             NCPC implementation of NEPA, NCPC
                                                     Executive Director means the                         and compensating for the impact by                    may determine, at its sole discretion, to
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                                                  Executive Director employed by the                      replacing or providing substitute                     publish an NOI that an EA will be
                                                  National Capital Planning Commission                    resources or environments.                            prepared and considered.
                                                  pursuant to 40 U.S.C. 8711(d).                             Monumental Core means the general                     Programmatic NEPA Review means a
                                                     Executive Director’s Recommendation                  area encompassed by the Capitol                       broad or high level NEPA review that
                                                  or EDR means a concise written report                   grounds, the Mall, the Washington                     assesses the environmental impacts of
                                                  and recommendation prepared by NCPC                     Monument grounds, the White House                     proposed policies, plans or programs, or
                                                  staff under the direction of NCPC’s                     grounds, the Ellipse, West Potomac                    projects for which subsequent project or
                                                  Executive Director regarding a proposed                 Park, East Potomac Park, the Southwest                site-specific NEPA analysis will be


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                                                                           Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules                                           24575

                                                  conducted. A Programmatic NEPA                            (2) An application submitted by a                   environmental impact or would limit
                                                  Review utilizes a tiering approach.                     Non-federal Agency for action on a                    the choice of reasonable alternatives
                                                     Record of Decision or ROD means a                    master plan that includes future projects             under 40 CFR 1505.1(e) and take
                                                  concise public record of an agency’s                    that require Commission approval;                     appropriate action to ensure that the
                                                  decision in cases requiring an EIS that                 provided that:                                        objectives and procedures of NEPA are
                                                  is prepared in accordance with 40 CFR                     (i) The Non-federal Agency applicant                achieved.
                                                  1505.2.                                                 intends to submit individual projects                    (8) Prepare, make available for public
                                                     Scope means, as defined in 40 U.S.C.                 covered by the master plan to the                     review, and issue a FONSI or ROD.
                                                  1508.25, the range of actions                           Commission within five years of the                      (9) Ensure that the draft and final EIS
                                                  (connected, cumulative and similar);                    date of Commission action on the                      comply with the requirements of 40 CFR
                                                  alternatives (no action, other reasonable               master plan; and                                      1506.5(c) and include a disclosure
                                                  courses of action; and mitigation                         (ii) The Non-federal Agency applicant               statement executed by any contractor (or
                                                  measures not included in the proposed                   intends to use the master plan EA or EIS              subcontractor) under contract to prepare
                                                  action); and impacts (direct, indirect                  to satisfy its NEPA obligation for a                  the EIS document and that the
                                                  and cumulative) considered in an EIS or                 specific project referenced in the master             disclosure appears as an appendix to the
                                                  an EA. The process of defining and                      plan; and                                             EIS.
                                                  determining the scope of issues to be                     (3) An application for approval of                     (10) Compile, maintain, and produce
                                                  addressed in an EIS or EA with public                   land acquisitions undertaken pursuant                 the Administrative Record.
                                                  involvement shall be referred to as                     to 40 U.S.C. 8731–8732.                                  (11) Provide periodic reports on
                                                  Public Scoping. Internal scoping                                                                              implementation of Mitigation measures
                                                                                                          § 601.5   Lead Agency obligations.                    to NCPC and other Cooperating Parties
                                                  activities shall be referred to by the
                                                  word scoping without capitalization.                      (a) The obligations of a Federal                    consistent with a schedule established
                                                     Submission Guidelines means the                      Agency applicant designated as the                    in the NEPA Document.
                                                  formally-adopted document which                         Lead Agency in accordance with                           (12) Re-evaluate and update NEPA
                                                  describes the application process and                   § 601.4(a) shall include, without                     documents that are five or more years
                                                  application requirements for projects                   limitation, the following:                            old as measured from the time of their
                                                  requiring review by the Commission.                       (1) Act as Lead Agency as defined in                adoption when either or both of the
                                                     Tiering means, as defined in 40 CFR                  40 CFR 1501.5 for the NEPA process.                   following criteria apply:
                                                  1508.28, an approach where Federal                        (2) Designate NCPC to participate as a                 (i) There are substantial changes to
                                                  Agency applicants, NCPC on behalf of                    Co-lead or Cooperating Agency and                     the proposed action that are relevant to
                                                  Non-federal Agency applicants, or                       consult with Commission staff as early                environmental concerns; and
                                                  NCPC for its own projects initially                     as possible in the planning process to                   (ii) There are significant new
                                                  consider the broad, general impacts of a                obtain guidance with respect to the                   circumstances or information that are
                                                  proposed program, plan, policy, or large                goals, objectives, standards, purpose,                relevant to environmental concerns and
                                                  scale project—or at the early stage of a                need, and alternatives for the NEPA                   have a bearing on the proposed action
                                                  phased proposal—and then conduct                        analysis.                                             or its impacts.
                                                  subsequent narrower, decision focused                     (3) Invite affected federal, state,                    (13) Consult with NCPC on the
                                                  reviews.                                                regional and local agencies, and other                outcome of the re-evaluation of its
                                                                                                          potentially interested parties to                     NEPA Document; provided that the
                                                  Subpart B—Lead and Cooperating                          participate as a Cooperating Agency in                NCPC reserves the right to make the
                                                  Agencies                                                the NEPA process.                                     final determination as to whether a Lead
                                                                                                            (4) Consult with the affected agencies              Agency’s NEPA document requires
                                                  § 601.4   Designation of Lead Agency.                   and entities as early as possible in the              updating.
                                                     (a) A Federal Agency applicant shall                 planning process to obtain guidance on                   (b) When NCPC serves as Lead
                                                  serve as the Lead Agency and prepare                    the goals, objectives, standards,                     Agency in accordance with § 601.4(b),
                                                  an EA or an EIS for:                                    purpose, need, and alternatives for the               in addition to the obligations listed in
                                                     (1) An application that requires                     NEPA analysis.                                        paragraphs (a)(1) through (12) of this
                                                  Commission approval; and                                  (5) Work with Cooperating Agencies                  section, NCPC may:
                                                     (2) An application submitted for                     and stakeholders, e.g., those with a                     (1) Ask applicants, at its sole
                                                  action on a master plan that includes                   direct stake in the outcome, in the                   discretion, to enter into a MOU. The
                                                  future projects that require Commission                 following manner:                                     MOU may be prepared as a
                                                  approval; provided that:                                  (i) Keep them informed on the project               programmatic MOU that addresses a
                                                     (i) The applicant intends to submit                  schedule and substantive matters; and                 uniform approach for the treatment of
                                                  individual projects covered by the                        (ii) Allow them an opportunity to                   all applications from a particular
                                                  master plan to the Commission within                    review and comment within reasonable                  applicant or address a specific
                                                  five years of the date of Commission                    time frames on, without limitation,                   application. The request to enter into a
                                                  action on the master plan; and                          Public Scoping notices; technical                     project specific MOU shall be made
                                                     (ii) The applicant intends to use the                reports; public materials (including                  after a determination is made as to
                                                  master plan EA or EIS to satisfy its                    responses to comments received from                   theinability to utilize a CATEX. A MOU
                                                  NEPA obligation for specific projects                   the public); potential mitigation                     shall specify, without limitation, project
                                                  referenced in the master plan.                          measures; the draft EA or EIS; and the                information; roles and responsibilities;
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                                                     (b) At the sole discretion of the                    draft FONSI or ROD.                                   project timelines and schedules;
                                                  Executive Director, and unless                            (6) Prepare the appropriate NEPA                    principal contacts and contact
                                                  determined otherwise, NCPC shall serve                  Document consistent with the                          information; and a mechanism for
                                                  as Lead Agency and prepare and EA or                    applicant’s NEPA regulations, the                     resolving disputes.
                                                  and EIS for:                                            requirements of this part, and CEQ                       (2) Request assistance from a Non-
                                                     (1) An application submitted by a                    regulations.                                          federal Agency applicant with the
                                                  Non-federal Agency that requires                          (7) Determine in its NEPA Document                  preparation of a NEPA Document. If
                                                  Commission approval;                                    whether an action will have an adverse                requested by NCPC, the assistance shall


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                                                  24576                    Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules

                                                  include the provision of funding for a                  the draft and final EA or EIS; and the                master plan to the Commission within
                                                  contractor retained by NCPC to prepare                  FONSI or ROD.                                         five years of the date of Commission
                                                  the requisite NEPA document. When                          (4) Supply available data,                         action on the master plan; and
                                                  Non-federal Agency financial assistance                 assessments, and other information that                  (ii) The applicant intends to use the
                                                  is requested, NCPC shall invite the Non-                may be helpful in the preparation of the              master plan EA or EIS to satisfy its
                                                  federal Agency applicant to participate                 NEPA Document or the Administrative                   NEPA obligation for specific projects
                                                  in the procurement process to select the                Record in a timely manner.                            referenced in the master plan.
                                                  contractor.                                                (5) Make an independent evaluation                    (b) When Federal Agency and Non-
                                                     (3) Require Non-federal Agency                       of the Federal Agency applicant’s NEPA                federal Agency applicants submit
                                                  applicants to submit periodic reports on                Document and take responsibility for                  projects of the type described in
                                                  implementation of Mitigation measures                   the scope and contents of the EIS or EA               paragraph (a) of this section, the
                                                  to NCPC consistent with a schedule                      when it is sufficient as required by 40               applicant shall submit the NEPA
                                                  established in the NEPA Document.                       CFR 1506.5.                                           documentation timed to coincide with
                                                                                                             (6) Prepare and sign a ROD or FONSI                the Commission’s review stages as set
                                                  § 601.6 Resolving disputes over Lead                    or, if NCPC concurs with the contents of
                                                  Agency status.
                                                                                                                                                                forth in paragraphs (c) through (f) of this
                                                                                                          the document, co-sign the Federal                     section.
                                                    (a) In the event of a dispute with a                  Agency’s ROD or FONSI.                                   (c) Concept review. If NCPC’s
                                                  Federal Agency applicant or a Non-                         (7) Provide documentation as                       Submission Guidelines require review
                                                  federal Agency applicant over Lead                      requested and as needed by the Lead                   at the concept stage, the NEPA Public
                                                  Agency status, the parties shall use their              Agency for the Administrative Record.                 Scoping process shall have been
                                                  best efforts to cooperatively resolve                      (b) In the event a Federal Agency                  initiated before the applicant submits an
                                                  disputes at the working levels of their                 applicant fails to allow NCPC to                      application for concept review.
                                                  respective agencies and, if necessary, by               participate in a meaningful manner as a               Available NEPA documentation,
                                                  escalating such disputes within their                   Cooperating Agency, the parties shall                 including a CATEX determination, shall
                                                  respective agencies.                                    agree to use their best efforts to                    be included in the application to
                                                    (b) If internal resolution at higher                  cooperatively resolve the issue at the                facilitate effective Commission concept
                                                  agency levels proves unsuccessful, at                   working levels of their respective                    review.
                                                  NCPC’s sole discretion, one of the                      agencies, and, if necessary, by escalating               (d) Preliminary review. An applicant
                                                  following actions shall be pursued: the                 the issue within their respective                     shall have issued or published its Draft
                                                  parties shall request CEQ’s                             agencies. If internal resolution at higher            NEPA Document before the applicant
                                                  determination on which agency shall                     agency levels is unsuccessful, NCPC at                submits an application for preliminary
                                                  serve as Lead, NCPC shall prepare its                   its sole discretion shall either require              review. The NEPA information shall be
                                                  own NEPA Document, or NCPC shall                        the parties to seek mediation, prepare its            provided to the Commission to facilitate
                                                  decline to take action on the underlying                own NEPA Document either as a stand-                  the Commission’s preliminary review
                                                  application.                                            alone document or a supplement to the                 and the provision of meaningful
                                                    (c) Disputes other than those relating                Federal Agency applicant’s NEPA                       Commission comments and direction.
                                                  to the designation of Lead Agency status                Document, or take no action on the
                                                  or Cooperating Status as described in                                                                            (e) Final review. The responsible Lead
                                                                                                          underlying application.                               Agency shall complete and sign the
                                                  § 601.7(b), shall be governed by the                       (c) When NCPC serves as Lead
                                                  requirements of subpart G of this part.                                                                       final determination ROD or a FONSI)
                                                                                                          Agency on behalf of Non-federal Agency                resulting from the NEPA Document
                                                  § 601.7   Cooperating Agencies.                         applicant, the Non-federal Agency                     before the applicant submits an
                                                     (a) When a Federal Agency applicant                  applicant shall serve as a Cooperating                application for final review. If NCPC is
                                                  serves as the Lead Agency, NCPC shall                   Agency and comply with the                            not the Lead Agency for NEPA, it shall
                                                  act as a Cooperating Agency. As a                       requirements of paragraphs (a)(1)                     at the time of final review undertake the
                                                  Cooperating Agency, NCPC shall,                         through (4) and (7) of this section. Non-             steps outlined in § 601.7(a)(5) and (6). If
                                                  without limitation, undertake the                       federal Agency applicants shall extend                applicable, the Section 106 consultation
                                                  following:                                              all assistance necessary to facilitate                process required by the NHPA shall also
                                                     (1) Act as a Cooperating Agency as                   NCPC’s compliance with NEPA                           be complete at this stage.
                                                  described in 40 CFR 1501.6.                             including the provision of funding for                   (f) Deviations from the submission
                                                     (2) Assist in the preparation of and                 consultant services if requested.                     schedule for emergency circumstances.
                                                  sign a MOU if requested by the Lead                                                                           (1) This paragraph (f) applies when the
                                                                                                          Subpart C—NEPA Submission                             following three conditions exist:
                                                  Agency. At the lead agency’s discretion,                Schedules
                                                  the MOU may be prepared as a                                                                                     (i) NCPC is the Lead Agency;
                                                  programmatic MOU that addresses a                       § 601.8 NEPA submission schedule for                     (ii) Emergency Circumstances exist;
                                                  uniform approach for the treatment of                   applications governed by the National                 and
                                                  all applications where NCPC serves as a                 Capital Planning Act.                                    (iii) An Extraordinary Circumstance
                                                  cooperating agency or address a specific                  (a) Federal Agency and Non-federal                  as set forth in § 601.11 is present that
                                                  application. The request to enter into a                Agency applicants shall comply with                   precludes use of a CATEX.
                                                  project specific MOU shall be made                      NEPA for the following types of                          (2) When the three conditions
                                                  after a determination is made as to the                 projects:                                             described in paragraphs (f)(1)(i) through
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                                                  inability to utilize a CATEX.                             (1) Projects requiring Commission                   (iii) of this section exist, the Executive
                                                     (3) Participate in the NEPA process by               approval; and                                         Director shall make a determination as
                                                  providing comprehensive, timely                           (2) Master plans requiring                          to whether the CATEX can or cannot be
                                                  reviews of and comments on key NEPA                     Commission action with future projects                applied as soon as practicable. If the
                                                  materials including, without limitation,                requiring subsequent Commission                       Executive Director determines a CATEX
                                                  Public Scoping notices; technical                       approval; provided that:                              may not be applied, he/she shall take
                                                  reports; documents (including responses                   (i) The applicant intends to submit                 one of the steps indicated in paragraph
                                                  to comments received from the public);                  individual projects depicted in the                   (f)(2)(i) or (ii) of this section.


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                                                                           Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules                                            24577

                                                    (i) When Emergency Circumstances                      facilitate effective Commission concept                 (4) Similarity to actions previously
                                                  render it necessary to take an action that              review.                                               assessed in an EA concluding in a
                                                  requires an EA before the EA can be                        (2) The Commission shall provide                   FONSI and monitored to confirm the
                                                  competed, the Executive Director shall                  comments to NPS or GSA on the                         FONSI.
                                                  develop alternative arrangements                        preferred site(s) and the concept designs
                                                  focused on minimizing environmental                     for each site to facilitate selection of a            § 601.11   Extraordinary Circumstances.
                                                  impacts of the proposed action. These                   preferred site and refinement of the                     (a) Before applying a CATEX listed in
                                                  steps shall follow those normally                       memorial design for that site. The                    § 601.12, the Executive Director shall
                                                  undertaken for an EA, to include, to the                Commission may impose conditions on                   consider whether a project or plan
                                                  maximum extent practicable,                             or establish guidelines for the applicant             requires additional environmental
                                                  preparation of a document with                          to follow in preparing its preliminary                review or analysis due to the existence
                                                  appropriate content, interagency                        and final commemorative work design                   of Extraordinary Circumstances. If any
                                                  coordination, and public notification                   to avoid, minimize or mitigate                        of the Extraordinary Circumstances
                                                  and involvement. The Commission shall                   environmental impacts including                       listed in paragraphs (b)(1) through (10)
                                                  grant approval for the alternative                      adverse effects on historic properties.               of this section are present, the Executive
                                                  arrangement. At the earliest                               (d) Preliminary site and design review.            Director shall direct staff to undertake a
                                                  opportunity, the Executive Director                     (1) NPS or GSA shall have issued or                   preliminary analysis to determine if the
                                                  shall advise CEQ of the alternative                     published its Draft NEPA Document for                 presence of the Extraordinary
                                                  arrangement.                                            the site selection process and the                    Circumstances negates the application
                                                    (ii) Where Emergency Circumstances                    memorial design and shall have                        of a CATEX. If the preliminary analysis
                                                  make it necessary for the Commission to                 initiated the requisite public comment                determines application of a CATEX is
                                                  take an action with significant                         period before the applicant submits an                not appropriate, the Executive Director
                                                  environmental impacts without                           application for preliminary site and                  shall see that the proper NEPA
                                                  observing the rules of this part and                    design approval. The NEPA information                 Document is prepared and made
                                                  CEQ’s regulations, the Executive                        shall be provided to the Commission to                available to the Commission before the
                                                  Director shall advise the Commission of                 facilitate the Commission’s preliminary               Commission takes action on the matter.
                                                  the situation. Thereafter, as soon as                   review and the provision of meaningful                If the Extraordinary Circumstance does
                                                  practicable, the Executive director shall               Commission comments and directions.                   not negate application of a CATEX, the
                                                  consult with CEQ regarding alternative                     (2) The Commission shall take an                   appropriate CATEX shall be applied and
                                                  arrangements for complying with NEPA.                   appropriate action on the preferred site              its application documented for the
                                                                                                          and preliminary design and provide                    record.
                                                  § 601.9 NEPA submission schedule for                    comments to the applicant on the                         (b) Extraordinary Circumstances that
                                                  applications governed by the                            preliminary design to assist the                      may negate the application of a CATEX
                                                  Commemorative Works Act.                                applicant’s preparation of a final design.            include:
                                                     (a) When, pursuant to the                               (e) Final site and design review. The                 (1) A reasonable likelihood of
                                                  Commemorative Works Act, NPS or                         final environmental determination (ROD                significant impact on public health or
                                                  GSA submits an application to the                       or FONSI) applicable to both the site                 safety.
                                                  Commission for approval of a site and                   selection and memorial design shall be                   (2) A reasonable likelihood of
                                                  design for a commemorative work, the                    completed and signed by NPS or GSA                    significant environmental impacts on
                                                  applicant shall be required to comply                   before the applicant submits an                       sensitive resources unless the impact
                                                  with NEPA and submit the NEPA                           application for final review. NCPC shall              has been resolved through another
                                                  documentation timed to coincide with                    have either co-signed the NPS or GSA                  processes to include, without limitation,
                                                  the Commission’s review stages as set                   ROD or FONSI or prepared and signed                   Section 106 of the NHPA.
                                                  forth in paragraphs (b) through (e) of                  its own independent document. If                      Environmentally sensitive resources
                                                  this section.                                           applicable, the Section 106 consultation              include without limitation:
                                                                                                          process required by the NHPA shall also                  (i) Proposed federally listed,
                                                     (b) Concept site review. (1) If NCPC’s
                                                                                                          be complete at this stage.                            threatened or endangered species or
                                                  Submission Guidelines require concept
                                                                                                                                                                their designated critical habitats.
                                                  site review, the NEPA Scoping Process
                                                                                                          Subpart D—Initiating the NEPA                            (ii) Properties listed or eligible for
                                                  shall have been initiated before NPS or
                                                                                                          Process                                               listing on the National Register of
                                                  GSA submits an application to the
                                                                                                                                                                Historic Places.
                                                  Commission for concept site review.                     § 601.10 Characteristics of Commission                   (iii) Areas having special designation
                                                  Available NEPA documentation for all                    actions eligible for a Categorical Exclusion.         or recognition based on federal law or
                                                  concept sites shall be included in the                    (a) A categorical exclusion is a type of            an Executive Order, to include without
                                                  application to facilitate effective                     action that does not individually or                  limitation, National Historic Landmarks,
                                                  Commission concept review.                              cumulatively have a significant effect on             floodplains, wetlands, and National
                                                     (2) The Commission shall provide                     the human environment and which has                   Parks.
                                                  comments to NPS or GSA on the                           been found to have no such effect by                     (iv) Cultural, scientific or historic
                                                  multiple sites to assist the applicant in               NCPC.                                                 resources.
                                                  selecting a preferred site.                               (b) Actions that generally qualify for                 (3) A reasonable likelihood of effects
                                                     (c) Concept design review for                        application of a categorical exclusion                on the environment that are risky,
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                                                  preferred sites. (1) If NCPC’s Submission               and do not require either an EA or an                 highly uncertain, or unique.
                                                  Guidelines require concept design                       EIS exhibit the following characteristics:               (4) A reasonable likelihood of
                                                  review, the NEPA Public Scoping                           (1) Minimal or no effect on the human               violating an Executive Order, or federal,
                                                  Process shall have been initiated before                environment;                                          state or local law or requirements
                                                  NPS or GSA submits an application to                      (2) No significant change to existing               imposed for the protection of the
                                                  the Commission for a concept design                     environmental conditions;                             environment.
                                                  review. Available NEPA documentation                      (3) No significant cumulative                          (5) A reasonable likelihood of causing
                                                  shall be included in the application to                 environmental impacts; and                            a significant increase in surface


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                                                  24578                    Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules

                                                  transportation congestion, disruption of                action significantly affecting the quality            District of Columbia, state, or federal
                                                  mass transit, and interference with                     of the human environment or is                        requirements.
                                                  pedestrian and bicycle movements.                       designated an exclusion in accordance                    (2) The site and the scale of
                                                     (6) A reasonable likelihood of                       with the requirements and procedures                  construction are consistent with those of
                                                  significantly degrading air quality or                  of DC Code. 8–109.06 and any                          existing adjacent or nearby buildings.
                                                  violating air quality control standards                 regulations adopted to implement the                     (3) The proposed use will not
                                                  under the Clean Air Act (42 U.S.C.                      referenced statutory provision.                       substantially increase the number of
                                                  7401–7671q).                                               (f) Approval of changes to highway                 motor vehicles at the Facility.
                                                     (7) A reasonable likelihood of                       plans for portions of the District of                    (4) There is no evidence of
                                                  significantly impacting water quality,                  Columbia prepared by the Mayor,                       community controversy or other
                                                  public water supply systems, or state or                pursuant to D.C Code. 9–103.02, subject               environmental issues.
                                                  local water quality control standards                   to documentation by the District that                    (k) Approval of transfers of
                                                  under the Clean Water Act (33 U.S.C.                    such plans involve no major traffic                   jurisdiction pursuant to 40 U.S.C.
                                                  1251 et seq.) and the Safe Drinking Act                 volume increase, have minimal or no                   8421(a) that will not lead to anticipated
                                                  (42 U.S.C. 300f).                                       effect on the environment, result in no               changes in the use of land and that have
                                                     (8) A reasonable likelihood of a                     significant change to existing                        no potential for environmental impact.
                                                  disproportional high and adverse effect                 environmental conditions, and impose                     (l) Approval of a minor modification
                                                  on low income and minority                              no significant cumulative                             to a General Development Plan
                                                  populations.                                            environmental impact associated with                  applicable to lands acquired pursuant to
                                                     (9) A reasonable likelihood of                       the action associated with the action as              the Capper-Cramton Act, 46 Stat. 482
                                                  degrading existing unsatisfactory                       demonstrated in accordance with the                   (1930), as amended, when no or
                                                  environmental conditions.                               requirements and procedures of DC                     minimal environmental impacts are
                                                     (10) A reasonable likelihood of                      Code. 8–109.01 et seq. and any                        anticipated.
                                                  establishing a precedent for future                     regulations adopted to implement the                     (m) Approval of an action proposed
                                                  action or making a decision in principle                referenced statutory provisions.                      by a Federal Agency applicant when
                                                  about future actions with potentially                      (g) Approval of the sale by the                    such applicant has determined a
                                                  significant environmental effects.                      Secretary of the Interior of parcels of               categorical exclusion set forth in its
                                                     (c) The Executive Director shall                     real estate held by the United States in              NEPA-implementing procedures applies
                                                  include in his EDR, or the                              the District of Columbia under the                    to the proposed action; provided the
                                                  documentation of a Delegated Action,                    jurisdiction of NPS that are no longer                Executive Director shall review the
                                                  his/her decision to apply or not apply                  needed for public purposes pursuant to                determination as to both the
                                                  a Categorical Exclusion because of                      40 U.S.C. 8735. Such an action shall be               applicability of the exclusion and the
                                                  Extraordinary Circumstances and the                     accompanied by a NPS NEPA                             absence of any extraordinary
                                                  rationale for this decision.                            determination that demonstrates                       circumstances.
                                                                                                          minimal or no effect on the                              (n) Reorganization of NCPC.
                                                  § 601.12 National Capital Planning                      environment, no significant change to
                                                  Commission Categorical Exclusions.
                                                                                                                                                                   (o) Personnel actions, including, but
                                                                                                          existing environmental conditions, and                not limited to, investigations;
                                                     Commission actions that may be                       no significant cumulative                             performance reviews; award of personal
                                                  categorically excluded and normally do                  environmental impact associated with                  service contracts, promotions, and
                                                  not require either an EA or an EIS                      the action.                                           awards; reductions in force,
                                                  include:                                                   (h) Approval of the exchange of                    reassignments and relocations; and
                                                     (a) Approval of the installation or                  parcels of District-owned land, or part               employee supervision and training.
                                                  restoration of onsite primary or                        thereof, for an abutting lot or parcel of                (p) Legal activities including, but not
                                                  secondary electrical distribution                       land, or part thereof pursuant to DC                  limited to, legal advice and opinions;
                                                  systems including minor solar panel                     Code. 10–901, when such plans involve                 litigation or other methods of dispute
                                                  arrays.                                                 minimal or no effect on the                           resolution; and procurement of outside
                                                     (b) Approval of the installation or                  environment, no significant change to                 legal services.
                                                  restoration of minor site elements, such                existing environmental conditions, and                   (q) Procurement of goods and
                                                  as but not limited to identification signs,             no significant cumulative                             services, transactions, and other types of
                                                  sidewalks, patios, fences, curbs,                       environmental impact associated with                  activities related to the routine and
                                                  retaining walls, landscaping, and trail or              the action as demonstrated in                         continuing administration,
                                                  stream improvements. Additional                         accordance with the requirements and                  management, maintenance and
                                                  features include water distribution lines               procedures of DC Code 8–109.01 et seq.                operations of the Commission or its
                                                  and sewer lines which involve work                      and any regulations adopted to                        facilities.
                                                  that is essentially replacement in kind.                implement the referenced statutory                       (r) Adoption and issuance of rules,
                                                     (c) Approval of the installation or                  provisions.                                           directives, official policies, guidelines,
                                                  restoration of minor building elements,                    (i) Approval of the installation of                and publications or recommendations of
                                                  such as, but not limited to windows,                    communication antennae on federal                     an educational, financial, informational,
                                                  doors, roofs, building signs, and rooftop               buildings and co-location of                          legal, technical or procedural nature.
                                                  equipment and green roofs.                              communication antennae on federal
                                                     (d) Adoption of a Federal Element of                 property consistent with GSA Bulletin
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                                                                                                                                                                Subpart E—Environmental
                                                  the Comprehensive Plan or amendment                     FMR D–242, Placement of Commercial                    Assessments
                                                  thereto or broad based policy or                        Antennas on Federal Property.
                                                  feasibility plans prepared and adopted                     (j) Approval of new construction,                  § 601.13 Characteristics of Commission
                                                  by the Commission in response to the                    building expansion, or improvements to                actions eligible for an Environmental
                                                  Comprehensive Plan.                                     existing facilities, when:                            Assessment.
                                                     (e) Approval of an action proposed by                   (1) The new structure and proposed                   (a) An EA is a concise document with
                                                  a District of Columbia agency which the                 use are in compliance with local                      sufficient information and analysis to
                                                  agency has determined is not a major                    planning and zoning and any applicable                enable the Executive Director to


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                                                                           Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules                                            24579

                                                  determine whether to issue a FONSI or                      (b) The NCPC shall involve, as                     § 601.17 Supplemental Environmental
                                                  prepare an EIS.                                         appropriate, applicants; Federal and                  Assessments.
                                                    (b) Commission actions that generally                 District of Columbia agencies; the                       (a) The NCPC shall prepare a
                                                  require an EA exhibit the following                     public; and stakeholders (those with an               supplemental EA if five or more years
                                                  characteristics:                                        economic, cultural, social, or                        have elapsed since adoption of the EA
                                                    (1) Minor but likely insignificant                    environmental ‘‘stake’’ in the action) in             and:
                                                  degradation of environmental quality;                   the preparation of an EA.                                (1) There are substantial changes to
                                                    (2) Minor but likely insignificant                                                                          the proposed action that are relevant to
                                                  cumulative impact on environmental                         (c) The NCPC, at the sole discretion of
                                                                                                                                                                environmental concerns; and
                                                  quality; and                                            the Executive Director, may undertake
                                                                                                                                                                   (2) There are significant new
                                                    (3) Minor but likely insignificant                    Public Scoping for an action requiring                circumstances or information that are
                                                  impact on protected resources.                          an EA. The Public Scoping shall                       relevant to environmental concerns and
                                                                                                          commence thirty calendar days after                   have a bearing on the proposed action
                                                  § 601.14 Commission actions generally
                                                  eligible for an Environmental Assessment.
                                                                                                          issuance of a public notice of NCPC’s                 or its impacts.
                                                                                                          intent to prepare an EA. The notice shall                (b) The NCPC may supplement a Draft
                                                    Commission actions that typically
                                                                                                          include the date, time and location of                or Final EA at any time to further the
                                                  require preparation of an EA include
                                                  without limitation:                                     the Public Scoping meeting.                           purposes of NEPA.
                                                    (a) Approval of final plans for Federal                  (d) The NCPC may solicit public                       (c) The NCPC shall prepare, circulate,
                                                  public buildings in the District of                     review and comment of a Draft EA. The                 and file a supplement to a Draft or Final
                                                  Columbia, and the provisions for open                   public comment period shall be a                      EA, and adopt a FONSI in accordance
                                                  space in and around the same, pursuant                  minimum of thirty calendar days. The                  with the requirements of §§ 601.15 and
                                                  to 40 U.S.C. 8722(d) and DC Code 2–                     public comment period shall begin                     601.16. If NCPC is not the Lead Agency,
                                                  1004(c), unless such plans meet the                     when the Executive Director announces                 it shall proceed as outlined in
                                                  criteria of § 601.12(j).                                the availability of the Draft EA on the               § 601.16(b) and (c).
                                                    (b) Approval of final plans for District              NCPC Web site (www.ncpc.gov). The
                                                  of Columbia public buildings and the                                                                          Subpart F—Environmental Impact
                                                                                                          NCPC, at its sole discretion, may decline
                                                  open space around them within the                                                                             Statements
                                                                                                          to circulate a draft EA for non-
                                                  Central Area pursuant to 40 U.S.C.                      controversial projects.                               § 601.18 Requirement for and timing of an
                                                  8722(e) and DC Code 2–1004(d) unless                                                                          Environmental Impact Statement.
                                                  such plans meet the criteria of                         § 601.16   Finding of No Significant Impact.
                                                  § 601.12(e) or (j).                                                                                              Prior to the Commission’s approval of
                                                    (c) Recommendations to a Federal or                      (a) If NCPC is the Lead Agency and                 a major federal action significantly
                                                  District of Columbia agency on any                      the final EA supports a FONSI, NCPC                   affecting the quality of the human
                                                  master plan or master plan modification                 shall prepare and execute a FONSI. The                environment, the Executive Director
                                                  submitted to the Commission that                        FONSI shall be prepared following                     shall prepare an EIS on behalf of a Non-
                                                  include proposed future projects that                   closure of the discretionary public                   federal Agency applicant.
                                                  require Commission approval pursuant                    comment period on a Draft EA, or if no                § 601.19 Context, intensity, and
                                                  to 40 U.S.C. 8722(d)–(e) and DC Code 2–                 circulation is deemed necessary, at the               significance of impacts.
                                                  1004(c)–(d) within a five-year                          conclusion of the preparation of an EA.
                                                                                                                                                                   (a) As required by 40 CFR 1508.27(a)
                                                  timeframe.                                              The FONSI shall briefly state the                     and (b), the determination of whether an
                                                    (d) Approval of a final site and design               reasons why the proposed action will                  EIS is required and whether impacts are
                                                  for a commemorative work authorized                     not have a significant effect on the                  significant shall be made with
                                                  under the Commemorative Works Act                       environment and include the EA or a                   consideration to the context and
                                                  pursuant to 40 U.S.C. 8905.                             summary thereof, any Mitigation                       intensity of the impacts associated with
                                                    (e) Approval of transfers of                          commitments, and a schedule for                       a proposed action.
                                                  jurisdiction over properties within the                 implementing the Mitigation                              (b) The significance of an action is
                                                  District of Columbia owned by the                       commitments.                                          determined in the context of its effects
                                                  United States or the District among or
                                                                                                             (b) If NCPC is not the Lead Agency,                on society as a whole, the National
                                                  between federal and District authorities,
                                                                                                          it shall evaluate the adequacy of the                 Capital Region and its environs, the
                                                  pursuant to 40 U.S.C. 8124(a), unless
                                                                                                          Lead Agency’s FONSI, and if                           particular interests affected, and the
                                                  such transfers met the criteria of
                                                                                                          determined adequate, NCPC may co-                     specific locality or area within which
                                                  § 601.12(k).
                                                                                                          sign the Lead Agency’s FONSI.                         the proposed action is located. The
                                                  § 601.15 Process for preparing an                       Alternatively, NCPC may prepare and                   context will vary from project to project
                                                  Environmental Assessment.                               execute its own FONSI consistent with                 and will be based on the type, attributes,
                                                     An EA prepared by NCPC as the Lead                   the requirements of paragraph (a) of this             and characteristics of a particular
                                                  Agency for a project requiring                          section.                                              proposal.
                                                  Commission approval shall comply with                                                                            (c) The significance of an action is
                                                                                                             (c) A FONSI prepared by NCPC shall
                                                  the following requirements:                                                                                   also determined based on the severity of
                                                                                                          be available for public review seven
                                                     (a) The EA shall include, without                                                                          impacts imposed by the proposal.
                                                                                                          calendar days before the Commission
                                                  limitation, a brief discussion of the                                                                         Severity shall be determined based on
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                                                  proposed action; the need for the                       takes action on the underlying                        an evaluation of a proposal in the
                                                  proposed action; the environmental                      application.                                          manner outlined in 40 CFR1508.27(b)(1)
                                                  impacts of the proposed action; the                        (d) If the Commission determines a                 through (10). The evaluation shall also
                                                  environmental impacts of the                            Lead Agency’s EA does not support a                   be informed by the relevant policies of
                                                  alternatives considered; Mitigation                     FONSI, either the Lead Agency shall                   ‘‘The Comprehensive Plan for the
                                                  measures, if necessary; and a list of                   prepare an EIS, or the Commission shall               National Capital: Federal Elements’’ and
                                                  agencies and persons consulted in                       not approve or consider further the                   other applicable Commission plans and
                                                  preparation of the assessment.                          underlying application.                               programs. Proposed actions that conflict


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                                                  24580                    Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules

                                                  with or delay achievement of the goals                  the subject of the EIS; the name,                     considered but dismissed to reveal non-
                                                  and objectives of Commission plans and                  address, and telephone number of the                  impacted resources. Resource areas and
                                                  programs are generally more likely to be                NCPC point of contact; the designation                issues requiring consideration shall
                                                  found to have significant impacts than                  as to whether the statement is draft,                 include those identified in the scoping
                                                  proposals that are consistent with                      final, or draft or final supplement; a one            process, and, without limitation, the
                                                  Commission plans and programs.                          paragraph abstract of the EIS; and the                following:
                                                     (d) Proposed actions shall also be                   date by which comments must be                           (1) Possible conflicts between the
                                                  deemed significant and require and EIS                  received.                                             proposed action and the land use plans,
                                                  if they exhibit the following                              (b) A summary. The summary shall                   policies, or controls (local, state, or
                                                  characteristics:                                        accurately summarize the information                  Indian tribe) for the area concerned.
                                                     (1) The proposed action results in                   presented in the EIS. The summary shall                  (2) Natural and biological resources
                                                  extensive change to the Monumental                      focus on the main conclusions, areas of               including topography, hydrology, soils,
                                                  Core.                                                   controversy, and the issues to be
                                                     (2) The proposed action causes                                                                             flora, fauna, floodplains, wetlands, and
                                                                                                          resolved. The summary shall not exceed
                                                  substantial alteration to the important                                                                       endangered species.
                                                                                                          fifteen pages.
                                                  historical, cultural, and natural features                 (c) A table of contents. The table of                 (3) Air quality.
                                                  of the National Capital and its Environs.               contents shall allow a reader to quickly                 (4) Noise.
                                                     (3) The proposed action is likely to be              locate subject matter in the EIS—either                  (5) Water resources including
                                                  controversial because of its impacts on                 by topic area and/or alternatives                     wastewater treatment and storm water
                                                  the human environment.                                  analyzed.                                             management.
                                                                                                             (d) The purpose and need. A                           (6) Utilities including energy
                                                  § 601.20 Streamlining Environmental
                                                                                                          statement of the purpose of and need for              requirements and conservation.
                                                  Impact Statements.
                                                                                                          the action briefly stating the underlying                (7) Solid waste and hazardous waste
                                                     The NCPC as Lead Agency shall use                    purpose and need to which the agency
                                                  all available techniques to minimize the                                                                      generation/removal.
                                                                                                          is responding.                                           (8) Community facilities.
                                                  length of an EIS. Such techniques                          (e) The identification of alternatives
                                                  include, without limitation, drafting an                including the proposed action. This                      (9) Housing.
                                                  EIS in clear, concise language; preparing               section shall provide a brief description                (10) Transportation network.
                                                  an analytic vs. encyclopedic EIS;                       and supporting documentation for all                     (11) Socio-cultural and economic
                                                  reducing emphasis on background                         alternatives including the proposed                   environments.
                                                  information; using the scoping process                  action; the no action alternative; all                   (12) Environmental Justice and the
                                                  to emphasize significant issues and de-                 reasonable alternatives including those               requirements of Executive Order 12898
                                                  emphasize non-significant issues;                       not within the jurisdiction of the                    (Federal Actions to Address
                                                  incorporating relevant information by                   agency; alternatives considered but                   Environmental Justice in Minority
                                                  reference; using a programmatic EIS and                 eliminated and the reason for their                   Populations).
                                                  tiering to eliminate duplication in                     elimination; the agency’s preferred                      (13) Urban quality and design of the
                                                  subsequent EISs; and following the                      alternative, if one exists; the                       built environment including visual
                                                  format guidelines of § 601.22.                          environmentally preferred alternative;                resources and aesthetics.
                                                  § 601.21 Programmatic Environmental                     and Mitigation measures not already                      (14) Historic and cultural resources to
                                                  Impact Statements and tiering.                          included in the proposed action.                      include documentation of the results of
                                                                                                             (f) The identification of the affected             the Section 106 Consultation process.
                                                     (a) The NCPC shall prepare a
                                                                                                          environment. This section shall provide
                                                  programmatic NEPA Document                                                                                       (15) Public health and safety.
                                                                                                          a succinct description of the
                                                  (Programmatic EA or PEA or                                                                                       (h) A list of preparers. This list shall
                                                                                                          environment to be affected by the
                                                  Programmatic EIS or PEIS) to assess the                                                                       include all pertinent organizations,
                                                                                                          proposed action and the alternatives
                                                  impacts of proposed projects and plans                                                                        agencies, individuals, and government
                                                                                                          considered. This section shall include,
                                                  when there is uncertainty regarding the                                                                       representatives primarily responsible for
                                                                                                          if applicable, other activities in the area
                                                  timing, location and environmental                                                                            the preparation of the EIS and their
                                                                                                          affected by or related to the proposed
                                                  impacts of subsequent implementing                                                                            qualifications.
                                                                                                          action.
                                                  actions. At the time NCPC undertakes a                     (g) The identification of                             (i) An index. The index shall be
                                                  site or project specific action within the              environmental consequences. This                      structured to reasonably assist the
                                                  parameters of the PEA or PEIS, NCPC                     section shall focus on the environmental              reader of the Draft or Final EIS in
                                                  shall tier its NEPA Document by                         impacts of the alternatives including the             identifying and locating major topic
                                                  summarizing information in the PEIS or                  proposed action, any adverse                          areas or elements of the EIS information.
                                                  PEA, as applicable, and concentrate on                  environmental effects which cannot be                 The level of detail of the index shall
                                                  the issues applicable to the specific                   avoided should the proposal be                        provide sufficient focus on areas of
                                                  action.                                                 implemented, the relationship between                 interest to any reader not just the most
                                                     (b) A PEIS or PEA prepared by NCPC                                                                         important topics.
                                                                                                          short-term uses of the environment and
                                                  shall be governed by the CEQ
                                                                                                          the maintenance and enhancement of                       (j) An appendix. The appendix shall
                                                  regulations and the rules of this part.
                                                                                                          long-term productivity, and any                       consist of material prepared in
                                                  § 601.22 Contents of an Environmental                   irreversible commitments of resources                 connection with an EIS (as distinct from
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                                                  Impact Statement.                                       which would be involved if the                        material which is incorporated by
                                                    When NCPC serves as Lead Agency                       proposal is implemented. The impacts                  reference) and material which
                                                  for an EIS, the following information                   shall be discussed in terms of direct,                substantiates any analysis fundamental
                                                  shall be included in the EIS:                           indirect and cumulative effects and                   to the EIS. The material in the appendix
                                                    (a) A cover sheet. The cover sheet                    their significance, as well as any                    shall be analytical and relevant to the
                                                  shall be one-page and include a list of                 appropriate means to mitigate adverse                 decision to be made. The appendix shall
                                                  responsible and Cooperating Agencies;                   impacts. The discussion shall also                    be circulated with the EIS or be readily
                                                  the title of the proposed action that is                include issues and impact topics                      available upon request.


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                                                                           Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules                                            24581

                                                  § 601.23 The Environmental Impact                       of the Draft EIS and include the public                  (d) If NCPC is not the Lead Agency,
                                                  Statement process.                                      meeting date, time, and location.                     it shall either co-sign the Lead Agency’s
                                                     (a) The NCPC shall involve the                                                                             ROD if it agrees with its contents and
                                                                                                          § 601.24 Final Environmental Impact                   conclusions or it shall prepare and sign
                                                  applicant, Federal and District of
                                                                                                          Statement.
                                                  Columbia agencies, members of the                                                                             its own ROD consistent with the
                                                  public and stakeholders in the                            (a) The NCPC shall prepare a Final                  requirements of paragraph (a) of this
                                                  preparation of an EIS. Public                           EIS following the public comment                      section.
                                                  participation shall be required as part of              period and the public meeting(s) on the                  (e) If the Commission determines a
                                                  Public Scoping process and review of                    Draft EIS. The Final EIS shall respond                Lead Agency’s EIS fails to support a
                                                  the Draft EIS. The NCPC shall also                      to oral and written comments received                 ROD, the Lead Agency shall revise its
                                                  consult with agencies having                            during the Draft EIS public comment                   EIS, or, alternatively, the Commission
                                                  jurisdiction by law or expertise.                       period.                                               shall not approve or give any further
                                                  Agencies with ‘‘jurisdiction by law’’ are                 (b) The Commission shall take final                 consideration to the underlying
                                                  those with ultimate jurisdiction over a                 action on an application following a                  application.
                                                  project and whose assistance may be                     thirty-day Commission-sponsored
                                                                                                          review period of the Final EIS. The                   § 601.26 Supplemental Environmental
                                                  required on certain issues and those                                                                          Impact Statement.
                                                  with other kinds of regulatory or                       thirty-day period shall start when the
                                                                                                          EPA publishes a NOA for the Final EIS                   (a) The NCPC shall prepare a
                                                  advisory authority with respect to the
                                                                                                          in the Federal Register.                              supplemental EIS if five or more years
                                                  action or its effects on particular
                                                                                                                                                                has elapsed since adoption of the EIS
                                                  environmental resources.                                § 601.25   Record of Decision.                        and:
                                                     (b) To determine the scope of an EIS                    (a) If NCPC as the Lead Agency                       (1) There are substantial changes to
                                                  through a Public Scoping process, NCPC                  decides to recommend approval of a                    the proposed action that are relevant to
                                                  shall proceed as follows:                               proposed action covered by an EIS, it                 environmental concerns; and
                                                     (1) Disseminate a NOI in accordance                  shall prepare and sign a ROD stating the                (2) There are significant new
                                                  with 40 CFR 1506.6.                                     Commission’s decision and any                         circumstances or information that are
                                                     (2) Publish a NOI in the Federal                     conservation or Mitigation measures                   relevant to environmental concerns and
                                                  Register which shall begin the Public                   required by the Commission. The ROD                   have a bearing on the proposed action
                                                  Scoping process.                                        shall include among others:                           or its impacts.
                                                     (3) Include the date, time, and                         (1) A statement of the decision.                     (b) The NCPC may supplement a Draft
                                                  location of a Public Scoping meeting in                    (2) The identification of alternatives             or Final EIS at any time, to further the
                                                  the NOI. The public meeting shall be                    considered in reaching a decision                     purposes of NEPA.
                                                  announced at least thirty calendar days                 specifying the alternatives that were                   (c) The NCPC shall prepare, circulate,
                                                  in advance of its scheduled date.                       considered to be environmentally                      and file a supplement to a Draft or Final
                                                     (4) Hold Public Scoping meeting(s) in                preferable. The ROD shall discuss                     EIS in accordance with the requirements
                                                  facilities that are accessible to the                   preferences among alternatives based on               of §§ 601.22 through 601.24 of this part
                                                  disabled; include Translators requested                 relevant factors including economic and               except that Public Scoping is optional
                                                  in advance; include signers or                          technical planning considerations and                 for a supplemental EIS.
                                                  interpreters for the hearing impaired if                the Commission’s statutory mission.                     (d) The NCPC shall prepare a ROD for
                                                  requested in advance; and allow special                 The ROD s shall identify those factors                a Supplemental EIS. The ROD’s
                                                  arrangements for consultation with                      balanced to reach a decision and the                  contents, the procedure for public
                                                  affected Indian tribes or other Native                  influence of various factors on the                   review, and the manner in which it
                                                  American groups who have                                decision.                                             shall be adopted shall be as set forth in
                                                  environmental concerns that cannot be                      (3) A statement as to whether all                  § 601.25.
                                                  shared in a public forum.                               practicable means to avoid or minimize                § 601.27 Legislative Environmental Impact
                                                     (5) Consider all comments received                   environmental harm from the                           Statement.
                                                  during the announced comment period                     alternative selected has been adopted,
                                                  regarding the analysis of alternatives,                                                                          (a) Consistent with 40 CFR 1506.8, the
                                                                                                          and if not, why they are not.                         Executive Director shall prepare an EIS
                                                  the affected environment, and                              (4) A monitoring and enforcement
                                                  identification of potential impacts.                                                                          for draft legislation initiated by NCPC
                                                                                                          program that summarizes Mitigation
                                                     (6) Apply the provisions of this                                                                           for submission to Congress. The EIS for
                                                                                                          measures.
                                                  section to a Supplemental EIS if the                                                                          the proposed legislation shall be
                                                                                                             (5) Date of issuance.
                                                  Executive Director of NCPC, in his/her                                                                        included as part of the formal
                                                                                                             (6) Signature of the Chairman.
                                                  sole discretion, determines a Public                                                                          transmittal of NCPC’s legislative
                                                                                                             (b) The contents of the ROD proposed
                                                  Scoping process is required for a                                                                             proposal to Congress.
                                                                                                          for Commission adoption shall be
                                                                                                                                                                   (b) The requirements of this section
                                                  Supplemental EIS.                                       summarized in the EDR and a full
                                                                                                                                                                shall not apply to legislation Congress
                                                     (c) A Draft EIS shall be available to                version of the document shall be
                                                                                                                                                                directs NCPC to prepare.
                                                  the public for their review and                         included as an Appendix to the EDR.
                                                  comment, for a period of not less than                  The proposed ROD, independently of                    Subpart G—Dispute Resolution
                                                  forty-five calendar days. The public                    the EDR, shall be made available to the
                                                  comment period shall begin when EPA                     public for review fourteen calendar days              § 601.28   Dispute resolution.
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                                                  publishes a NOA of the document in the                  prior to the Commission’s consideration                 Any disputes arising under this part,
                                                  Federal Register. The NCPC shall hold                   of the proposed action for which the EIS              shall be resolved, unless otherwise
                                                  at least one public meeting during the                  was prepared.                                         stated, by the parties through
                                                  public comment period on a Draft EIS.                      (c) The Commission shall arrive at its             interagency, good faith negotiations
                                                  The public meeting shall be announced                   decision about the proposed action and                starting at the working levels of each
                                                  at least thirty calendar days in advance                it’s environmental effects in a public                agency, and if necessary, by escalating
                                                  of its scheduled occurrence. The                        meeting of record as identified by the                such disputes within the respective
                                                  announcement shall identify the subject                 Commission’s monthly agenda.                          agencies. If resolution at higher levels is


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                                                  24582                    Federal Register / Vol. 82, No. 102 / Tuesday, May 30, 2017 / Proposed Rules

                                                  unsuccessful, the parties shall resort to               SUPPLEMENTARY INFORMATION:        On                  the head of each agency designate an
                                                  mediation.                                              January 30, 2017, the President issued                agency official as its Regulatory Reform
                                                                                                          Executive Order 13771, ‘‘Reducing                     Officer (RRO). Each RRO shall oversee
                                                  § 601.29   [Reserved]                                   Regulation and Controlling Regulatory                 the implementation of regulatory reform
                                                    Dated: May 23, 2017.                                  Costs.’’ That Order stated the policy of              initiatives and policies to ensure that
                                                  Anne R. Schuyler,                                       the executive branch is to be prudent                 agencies effectively carry out regulatory
                                                  General Counsel.                                        and financially responsible in the                    reforms, consistent with applicable law.
                                                                                                          expenditure of funds, from both public                Further, E.O. 13777 requires the
                                                  [FR Doc. 2017–10940 Filed 5–26–17; 8:45 am]
                                                                                                          and private sources. The Order stated it              establishment of a regulatory task force
                                                  BILLING CODE P
                                                                                                          is essential to manage the costs                      at each agency. The regulatory task force
                                                                                                          associated with the governmental                      will make recommendations to the
                                                                                                          imposition of private expenditures                    agency head regarding the repeal,
                                                  DEPARTMENT OF ENERGY                                    required to comply with Federal                       replacement, or modification of existing
                                                                                                          regulations. Toward that end, for fiscal              regulations, consistent with applicable
                                                  2 CFR Chapter IX
                                                                                                          year 2017, E.O. 13771 requires:                       law. At a minimum, each regulatory
                                                                                                             (1) ‘‘Unless prohibited by law,                    reform task force shall attempt to
                                                  5 CFR Chapter XXIII                                     whenever an executive department or                   identify regulations that:
                                                                                                          agency . . . publicly proposes for notice                (i) Eliminate jobs, or inhibit job
                                                  10 CFR Chapters II, III and X                           and comment or otherwise promulgates                  creation;
                                                                                                          a new regulation, it shall identify at
                                                  41 CFR Chapter 109                                                                                               (ii) Are outdated, unnecessary, or
                                                                                                          least two existing regulations to be
                                                                                                                                                                ineffective;
                                                                                                          repealed.’’ Sec. 2(a).
                                                  48 CFR Chapter 9                                           (2) ‘‘For fiscal year 2017, . . . the                 (iii) Impose costs that exceed benefits;
                                                                                                          heads of all agencies are directed that                  (iv) Create a serious inconsistency or
                                                  Reducing Regulation and Controlling                                                                           otherwise interfere with regulatory
                                                  Regulatory Costs                                        the total incremental cost of all new
                                                                                                          regulations, including repealed                       reform initiatives and policies;
                                                  AGENCY:  Office of the Secretary,                       regulations, to be finalized this year                   (v) Are inconsistent with the
                                                  Department of Energy.                                   shall be no greater than zero, unless                 requirements of Information Quality
                                                                                                          otherwise required by law or consistent               Act, or the guidance issued pursuant to
                                                  ACTION: Request for information (RFI).
                                                                                                          with advice provided in writing by the                that Act, in particular those regulations
                                                  SUMMARY:    As part of its implementation               Director of the Office of Management                  that rely in whole or in part on data,
                                                  of Executive Order 13771, ‘‘Reducing                    and Budget . . . .’’ Sec. 2(b).                       information, or methods that are not
                                                  Regulation and Controlling Regulatory                      (3) ‘‘In furtherance of the requirement            publicly available or that are
                                                  Costs,’’ issued by the President on                     of subsection (a) of this section, any new            insufficiently transparent to meet the
                                                  January 30, 2017, the Department of                     incremental costs associated with new                 standard for reproducibility; or
                                                  Energy (DOE) is seeking comments and                    regulations shall, to the extent permitted               (vi) Derive from or implement
                                                  information from interested parties to                  by law, be offset by the elimination of               Executive Orders or other Presidential
                                                  assist DOE in identifying existing                      existing costs associated with at least               directives that have been subsequently
                                                  regulations, paperwork requirements                     two prior regulations.’’ Sec. 2(c).                   rescinded or substantially modified.
                                                  and other regulatory obligations that can                  Further, the Executive Order requires                 Finally, on March 28, 2017, the
                                                  be modified or repealed, consistent with                that for fiscal year 2018, and for each               President signed Executive Order 13783,
                                                  law, to achieve meaningful burden                       fiscal year thereafter, the head of each              entitled ‘‘Promoting Energy
                                                  reduction while continuing to achieve                   agency shall identify, for each                       Independence and Economic Growth.
                                                  the Department’s statutory obligations.                 regulation that increases incremental                 Among other things, E.O. 13783 requires
                                                  DATES: Written comments and                             cost, offsetting regulations, and provide             the heads of agencies to review all
                                                  information are requested on or before                  the agency’s best approximation of the                existing regulations, orders, guidance
                                                  July 14, 2017.                                          total costs or savings associated with                documents, policies, and any other
                                                  ADDRESSES: Interested persons are                       each new regulation or repealed                       similar agency actions (collectively,
                                                  encouraged to submit comments,                          regulation. During the Presidential                   agency actions) that potentially burden
                                                  identified by ‘‘Regulatory Burden                       budget process beginning in fiscal year               the development or use of domestically
                                                  Reduction RFI,’’ by any of the following                2018 and for each year thereafter, the                produced energy resources, with
                                                  methods:                                                Director of the Office of Management                  particular attention to oil, natural gas,
                                                    Federal eRulemaking Portal: http://                   and Budget (Director) will identify to                coal, and nuclear energy resources.
                                                  www.regulations.gov. Follow the                         each agency a total amount of                         Such review does not include agency
                                                  instructions for submitting comments.                   incremental costs that will be allowed                actions that are mandated by law,
                                                    Email: Regulatory.Review@                             for such agency in issuing new                        necessary for the public interest, and
                                                  hq.doe.gov. Include ‘‘Regulatory Burden                 regulations and repealing regulations for             consistent with the policy set forth
                                                  RFI’’ in the subject line of the message.               the next fiscal year. No regulations                  elsewhere in that order.
                                                    Mail: U.S. Department of Energy,                      exceeding the agency’s total incremental                 Executive Order 13783 defined
                                                  Office of the General Counsel, 1000                     cost allowance will be permitted in that              burden for purposes of the review of
                                                  Independence Avenue SW., Room                           fiscal year, unless required by law or                existing regulations to mean to
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                                                  6A245, Washington, DC 20585.                            approved in writing by the Director. The              unnecessarily obstruct, delay, curtail, or
                                                  FOR FURTHER INFORMATION CONTACT:                        total incremental cost allowance may                  otherwise impose significant costs on
                                                  Daniel Cohen, U.S. Department of                        allow an increase or require a reduction              the siting, permitting, production,
                                                  Energy, Office of the General Counsel,                  in total regulatory cost.                             utilization, transmission, or delivery of
                                                  1000 Independence Avenue SW.,                              Additionally, on February 24, 2017,                energy resources.
                                                  Washington, DC 20585. Telephone:                        the President issued Executive Order                     To implement these Executive Orders,
                                                  (202) 586–5000. Email:                                  13777, ‘‘Enforcing the Regulatory                     the Department is taking two immediate
                                                  Regulatory.Review@hq.doe.gov.                           Reform Agenda.’’ The Order required                   steps. First, as described further below,


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Document Created: 2018-11-08 08:54:54
Document Modified: 2018-11-08 08:54:54
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule; public meetings.
DatesSubmit comments on or before July 14, 2017. Public meetings to discuss the proposed Policies and Procedures will be held on Tuesday, June 13, 2017 from 6:00 p.m.-7:30 p.m. and Thursday, June 15, 2017 from 9:30 a.m.-11:00 a.m. Both meetings will be held at the National Capital Planning Commission, 401 9th Street NW., Suite 500, Washington, DC 20004.
ContactAnne R. Schuyler, General Counsel at 202-482-7223 or [email protected]
FR Citation82 FR 24570 

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