82 FR 25018 - Investor Advisory Committee Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 103 (May 31, 2017)

Page Range		25018-25018
FR Document		2017-11178

The Securities and Exchange Commission Investor Advisory Committee, established pursuant to Section 911 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, is providing notice that it will hold a public meeting. The public is invited to submit written statements to the Committee.

Federal Register, Volume 82 Issue 103 (Wednesday, May 31, 2017)

[Federal Register Volume 82, Number 103 (Wednesday, May 31, 2017)]
[Notices]
[Page 25018]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-11178]



[[Page 25018]]

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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10366; 34-80767; File No. 265-28]


Investor Advisory Committee Meeting

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting of Securities and Exchange Commission Dodd-
Frank Investor Advisory Committee.

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SUMMARY: The Securities and Exchange Commission Investor Advisory 
Committee, established pursuant to Section 911 of the Dodd-Frank Wall 
Street Reform and Consumer Protection Act of 2010, is providing notice 
that it will hold a public meeting. The public is invited to submit 
written statements to the Committee.

DATES: The meeting will be held on Thursday, June 22, 2017 from 9:30 
a.m. until 2:35 p.m. (ET). Written statements should be received on or 
before June 22, 2017.

ADDRESSES: The meeting will be held in Multi-Purpose Room LL-006 at the 
Commission's headquarters, 100 F Street NE., Washington, DC 20549. The 
meeting will be webcast on the Commission's Web site at www.sec.gov. 
Written statements may be submitted by any of the following methods:

Electronic Statements

    [ssquf] Use the Commission's Internet submission form (http://www.sec.gov/rules/other.shtml); or
    [ssquf] Send an email message to [email protected]. Please 
include File No. 265-28 on the subject line; or

Paper Statements

    [ssquf] Send paper statements to Brent J. Fields, Secretary, 
Securities and Exchange Commission, 100 F Street NE., Washington, DC 
20549-1090.

All submissions should refer to File No. 265-28. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method.
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., Room 1503, 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: Marc Oorloff Sharma, Chief Counsel, 
Office of the Investor Advocate, at (202) 551-3302, Securities and 
Exchange Commission, 100 F Street NE., Washington, DC 20549.

SUPPLEMENTARY INFORMATION: The meeting will be open to the public, 
except during that portion of the meeting reserved for an 
administrative work session during lunch. Persons needing special 
accommodations to take part because of a disability should notify the 
contact person listed in the section above entitled FOR FURTHER 
INFORMATION CONTACT.
    The agenda for the meeting includes: Remarks from Commissioners; 
nominations for open officer positions; a discussion regarding capital 
formation, smaller companies, and the declining number of initial 
public offerings; the announcement of election results for open officer 
positions on the Investor Advisory Committee; an overview of certain 
provisions of the Financial CHOICE Act of 2017 relating to the SEC; and 
a nonpublic administrative work session during lunch.

    Dated: May 25, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-11178 Filed 5-30-17; 8:45 am]
 BILLING CODE 8011-01-P

25018 Federal Register / Vol. 82, No. 103 / Wednesday, May 31, 2017 / Notices

SECURITIES AND EXCHANGE Office of the Investor Advocate, at (202) changes to amend the Third Amended
COMMISSION 551–3302, Securities and Exchange and Restated Certificate of Incorporation
Commission, 100 F Street NE., of Intercontinental Exchange, Inc. (the
[Release Nos. 33–10366; 34–80767; File No.
265–28]
Washington, DC 20549. ‘‘ICE Certificate’’) and Seventh
SUPPLEMENTARY INFORMATION: The Amended and Restated Bylaws of
Investor Advisory Committee Meeting meeting will be open to the public, Intercontinental Exchange, Inc. (the
except during that portion of the ‘‘ICE Bylaws’’) of the exchanges’
AGENCY: Securities and Exchange meeting reserved for an administrative ultimate parent company,
Commission. work session during lunch. Persons Intercontinental Exchange, Inc. (‘‘ICE’’).
ACTION: Notice of meeting of Securities needing special accommodations to take On April 6, 2017, each Exchange filed
and Exchange Commission Dodd-Frank part because of a disability should Amendment No. 1 to its proposed rule
Investor Advisory Committee. notify the contact person listed in the change.3 The proposed rule changes, as
section above entitled FOR FURTHER modified by Amendment No. 1, were
SUMMARY: The Securities and Exchange published for comment in the Federal
INFORMATION CONTACT.
Commission Investor Advisory Register on April 14, 2017.4 The
The agenda for the meeting includes:
Committee, established pursuant to Commission received no comments in
Remarks from Commissioners;
Section 911 of the Dodd-Frank Wall response to the proposed rule changes.
nominations for open officer positions;
Street Reform and Consumer Protection This order approves the proposed rule
a discussion regarding capital
Act of 2010, is providing notice that it changes.
formation, smaller companies, and the
will hold a public meeting. The public
declining number of initial public II. Description of the Proposed Rule
is invited to submit written statements
offerings; the announcement of election Changes
to the Committee.
results for open officer positions on the
DATES: The meeting will be held on Investor Advisory Committee; an The Exchanges propose to amend the
Thursday, June 22, 2017 from 9:30 a.m. overview of certain provisions of the ICE Certificate and/or the ICE Bylaws to
until 2:35 p.m. (ET). Written statements Financial CHOICE Act of 2017 relating (1) revise references to ICE subsidiaries
should be received on or before June 22, to the SEC; and a nonpublic that either are or control national
2017. administrative work session during securities exchanges and delete
ADDRESSES: The meeting will be held in lunch. references to certain other subsidiaries
Multi-Purpose Room LL–006 at the of ICE; (2) adopt a definition of
Dated: May 25, 2017.
Commission’s headquarters, 100 F ‘‘Member’’; (3) delete obsolete
Street NE., Washington, DC 20549. The Brent J. Fields, references and make certain technical
meeting will be webcast on the Secretary. corrections to the ICE Certificate and/or
Commission’s Web site at www.sec.gov. [FR Doc. 2017–11178 Filed 5–30–17; 8:45 am] ICE Bylaws; and (4) clarify ICE Bylaw
Written statements may be submitted by BILLING CODE 8011–01–P provisions relating to the location of
any of the following methods: stockholder meetings, quorum
requirements, and requirements
Electronic Statements SECURITIES AND EXCHANGE applicable to persons entitled to
D Use the Commission’s Internet COMMISSION nominate directors or make proposals at
submission form (http://www.sec.gov/ [Release No. 34–80752; File Nos. SR–NYSE– a meeting of ICE’s stockholders.5
rules/other.shtml); or 2017–13; SR–NYSEArca–2017–29; SR–
D Send an email message to rules- References to ICE Subsidiaries
NYSEMKT–2017–17; SR–NYSENAT–2017–
comments@sec.gov. Please include File 01] The Exchanges propose to amend the
No. 265–28 on the subject line; or limitations on voting and ownership in
Self-Regulatory Organizations; New Article V of the ICE Certificate to update
Paper Statements York Stock Exchange LLC; NYSE Arca, and streamline references to ICE
D Send paper statements to Brent J. Inc.; NYSE MKT LLC; NYSE National, subsidiaries that are national securities
Fields, Secretary, Securities and Inc.; Order Approving Proposed Rule exchanges or that control national
Exchange Commission, 100 F Street NE., Changes To Amend the Certificate and securities exchanges, as well as to delete
Washington, DC 20549–1090. Bylaws of Their Ultimate Parent references to certain other ICE
All submissions should refer to File No. Company, Intercontinental Exchange, subsidiaries.6 Specifically, Article V of
265–28. This file number should be Inc.
included on the subject line if email is May 24, 2017.
3 Amendment No. 1 clarified that the word

used. To help us process and review ‘‘indirect’’ is proposed to be deleted from clause
(iii)(y) of the first sentence of Section 2.13(b) of the
your statement more efficiently, please I. Introduction ICE Bylaws.
use only one method. On March 28, 2017, the New York 4 See Securities Exchange Act Release Nos. 80420
Statements also will be available for Stock Exchange LLC (‘‘NYSE’’), NYSE (April 10, 2017), 82 FR 18038 (April 14, 2017)
Web site viewing and printing in the Arca, Inc. (‘‘NYSE Arca’’), NYSE MKT (‘‘NYSE Notice’’); 80418 (April 10, 2017), 82 FR
Commission’s Public Reference Room, 18031 (April 14, 2017) (‘‘NYSE Arca Notice’’);
LLC (‘‘NYSE MKT’’) and NYSE 80419 (April 10, 2017), 82 FR 18051 (April 14,
100 F Street NE., Room 1503, National, Inc. (‘‘NYSE National,’’ and 2017) (‘‘NYSE MKT Notice’’); and 80417 (April 10,
Washington, DC 20549, on official together with NYSE, NYSE Arca and 2017), 82 FR 18061 (April 14, 2017) (‘‘NYSE
business days between the hours of NYSE MKT, ‘‘the Exchanges’’) filed with National Notice’’).
5 ICE owns 100% of the equity interest in
10:00 a.m. and 3:00 p.m. All statements the Securities and Exchange
nlaroche on DSK30NT082PROD with NOTICES

Intercontinental Exchange Holdings, Inc. (‘‘ICE
received will be posted without change; Commission (‘‘Commission’’), pursuant Holdings’’), which in turn owns 100% of the equity
we do not edit personal identifying to Section 19(b)(1) of the Securities interest in NYSE Holdings LLC (‘‘NYSE Holdings’’).
information from submissions. You Exchange Act of 1934 (‘‘Act’’) 1 and Rule NYSE Holdings owns 100% of the equity interest
should submit only information that of NYSE Group, Inc. (‘‘NYSE Group’’), which in
19b–4 thereunder,2 proposed rule turn directly owns 100% of the equity interest of
you wish to make available publicly. NYSE, NYSE Arca, NYSE MKT and NYSE National.
FOR FURTHER INFORMATION CONTACT: 1 15 U.S.C. 78s(b)(1). 6 See NYSE Notice, supra note 4 at 18038–40;

Marc Oorloff Sharma, Chief Counsel, 2 17 CFR 240.19b–4. NYSE Arca Notice, supra note 4 at 18032–34; NYSE

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Document Created: 2017-05-31 05:59:48
Document Modified: 2017-05-31 05:59:48

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of meeting of Securities and Exchange Commission Dodd- Frank Investor Advisory Committee.
Dates		The meeting will be held on Thursday, June 22, 2017 from 9:30 a.m. until 2:35 p.m. (ET). Written statements should be received on or before June 22, 2017.
Contact		Marc Oorloff Sharma, Chief Counsel, Office of the Investor Advocate, at (202) 551-3302, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549.
FR Citation		82 FR 25018