82_FR_26310 82 FR 26203 - Sunshine Act Meeting

82 FR 26203 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 107 (June 6, 2017)

Page Range26203-26203
FR Document2017-11769

Federal Register, Volume 82 Issue 107 (Tuesday, June 6, 2017)
[Federal Register Volume 82, Number 107 (Tuesday, June 6, 2017)]
[Notices]
[Page 26203]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-11769]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a closed meeting on Thursday, June 8, 
2017 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matter at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matter of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Consideration of amici participation; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed; please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

    Dated: June 1, 2017.
Lynn M. Powalski,
Deputy Secretary.
[FR Doc. 2017-11769 Filed 6-2-17; 11:15 am]
BILLING CODE 8011-01-P



                                                                                   Federal Register / Vol. 82, No. 107 / Tuesday, June 6, 2017 / Notices                                                    26203

                                                  subparagraph (f)(6) of Rule 19b–4                         Reference Room, 100 F Street NE.,                         For further information and to
                                                  thereunder.10                                             Washington, DC 20549, on official                       ascertain what, if any, matters have been
                                                     At any time within 60 days of the                      business days between the hours of                      added, deleted or postponed; please
                                                  filing of the proposed rule change, the                   10:00 a.m. and 3:00 p.m. Copies of the                  contact Brent J. Fields from the Office of
                                                  Commission summarily may                                  filing also will be available for                       the Secretary at (202) 551–5400.
                                                  temporarily suspend such rule change if                   inspection and copying at the principal                   Dated: June 1, 2017.
                                                  it appears to the Commission that such                    office of the Exchange. All comments                    Lynn M. Powalski,
                                                  action is: (i) Necessary or appropriate in                received will be posted without change;                 Deputy Secretary.
                                                  the public interest; (ii) for the protection              the Commission does not edit personal
                                                                                                                                                                    [FR Doc. 2017–11769 Filed 6–2–17; 11:15 am]
                                                  of investors; or (iii) otherwise in                       identifying information from
                                                                                                                                                                    BILLING CODE 8011–01–P
                                                  furtherance of the purposes of the Act.                   submissions. You should submit only
                                                  If the Commission takes such action, the                  information that you wish to make
                                                  Commission shall institute proceedings                    available publicly.                                     SECURITIES AND EXCHANGE
                                                  to determine whether the proposed rule                       All submissions should refer to File                 COMMISSION
                                                  should be approved or disapproved.                        Number SR–BX–2017–026 and should
                                                                                                            be submitted on or before June 27, 2017.                [Release No. 34–80826; File No. SR–GEMX–
                                                  IV. Solicitation of Comments                                                                                      2017–21]
                                                                                                              For the Commission, by the Division of
                                                    Interested persons are invited to                       Trading and Markets, pursuant to delegated
                                                  submit written data, views, and                                                                                   Self-Regulatory Organizations; Nasdaq
                                                                                                            authority.11
                                                  arguments concerning the foregoing,                                                                               GEMX, LLC; Notice of Filing and
                                                                                                            Eduardo A. Aleman,                                      Immediate Effectiveness of Proposed
                                                  including whether the proposed rule                       Assistant Secretary.
                                                  change is consistent with the Act.                                                                                Rule Change To Extend a Pilot
                                                  Comments may be submitted by any of
                                                                                                            [FR Doc. 2017–11608 Filed 6–5–17; 8:45 am]              Program To Quote and To Trade
                                                  the following methods:                                    BILLING CODE 8011–01–P                                  Certain Options Classes in Penny
                                                                                                                                                                    Increments
                                                  Electronic Comments
                                                                                                            SECURITIES AND EXCHANGE                                 May 31, 2017.
                                                    • Use the Commission’s Internet                                                                                    Pursuant to Section 19(b)(1) of the
                                                  comment form (http://www.sec.gov/                         COMMISSION
                                                                                                                                                                    Securities Exchange Act of 1934
                                                  rules/sro.shtml); or                                      Sunshine Act Meeting                                    (‘‘Act’’),1 and Rule 19b-4 thereunder,2
                                                    • Send an e-mail to rule-comments@                                                                              notice is hereby given that on May 25,
                                                  sec.gov. Please include File Number SR–                      Notice is hereby given, pursuant to                  2017, Nasdaq GEMX, LLC (‘‘GEMX’’ or
                                                  BX–2017–026 on the subject line.                          the provisions of the Government in the                 ‘‘Exchange’’) filed with the Securities
                                                                                                            Sunshine Act, Public Law 94–409, that                   and Exchange Commission (‘‘SEC’’ or
                                                  Paper Comments
                                                                                                            the Securities and Exchange                             ‘‘Commission’’) the proposed rule
                                                    • Send paper comments in triplicate                     Commission will hold a closed meeting                   change as described in Items I, II, and
                                                  to Secretary, Securities and Exchange                     on Thursday, June 8, 2017 at 2 p.m.                     III, below, which Items have been
                                                  Commission, 100 F Street NE.,                                Commissioners, Counsel to the                        prepared by the Exchange. The
                                                  Washington, DC 20549–1090.                                Commissioners, the Secretary to the                     Commission is publishing this notice to
                                                  All submissions should refer to File                      Commission, and recording secretaries                   solicit comments on the proposed rule
                                                  Number SR–BX–2017–026. This file                          will attend the closed meeting. Certain                 change from interested persons.
                                                  number should be included on the                          staff members who have an interest in
                                                  subject line if e-mail is used.                           the matters also may be present.                        I. Self-Regulatory Organization’s
                                                    To help the Commission process and                         The General Counsel of the                           Statement of the Terms of Substance of
                                                  review your comments more efficiently,                    Commission, or his designee, has                        the Proposed Rule Change
                                                  please use only one method. The                           certified that, in his opinion, one or                     The Exchange proposes to extend a
                                                  Commission will post all comments on                      more of the exemptions set forth in 5                   pilot program to quote and to trade
                                                  the Commission’s Internet website                         U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)              certain options classes in penny
                                                  (http://www.sec.gov/rules/sro.shtml).                     and 17 CFR 200.402(a)(3), (a)(5), (a)(7),               increments (‘‘Penny Pilot Program’’).
                                                    Copies of the submission, all                           (a)(9)(ii) and (a)(10), permit                             The text of the proposed rule change
                                                  subsequent amendments, all written                        consideration of the scheduled matter at                is available on the Exchange’s Web site
                                                  statements with respect to the proposed                   the closed meeting.                                     at www.ise.com, at the principal office
                                                  rule change that are filed with the                          Commissioner Stein, as duty officer,                 of the Exchange, and at the
                                                  Commission, and all written                               voted to consider the items listed for the              Commission’s Public Reference Room.
                                                  communications relating to the                            closed meeting in closed session.
                                                                                                               The subject matter of the closed                     II. Self-Regulatory Organization’s
                                                  proposed rule change between the                                                                                  Statement of the Purpose of, and
                                                  Commission and any person, other than                     meeting will be:
                                                                                                               Institution and settlement of                        Statutory Basis for, the Proposed Rule
                                                  those that may be withheld from the                                                                               Change
                                                  public in accordance with the                             injunctive actions;
                                                  provisions of 5 U.S.C. 552, will be                          Institution and settlement of                           In its filing with the Commission, the
                                                  available for website viewing and                         administrative proceedings;                             Exchange included statements
                                                  printing in the Commission’s Public                          Consideration of amici participation;                concerning the purpose of and basis for
                                                                                                            and                                                     the proposed rule change and discussed
mstockstill on DSK30JT082PROD with NOTICES




                                                    10 17 CFR 240.19b–4(f)(6). In addition, Rule 19b–          Other matters relating to enforcement                any comments it received on the
                                                  4(f)(6) requires a self-regulatory organization to give   proceedings.                                            proposed rule change. The text of these
                                                  the Commission written notice of its intent to file          At times, changes in Commission                      statements may be examined at the
                                                  the proposed rule change at least five business days      priorities require alterations in the
                                                  prior to the date of filing of the proposed rule
                                                                                                                                                                    places specified in Item IV below. The
                                                  change, or such shorter time as designated by the         scheduling of meeting items.
                                                                                                                                                                      1 15   U.S.C. 78s(b)(1).
                                                  Commission. The Exchange has satisfied this
                                                  requirement.                                                11 17   CFR 200.30–3(a)(12).                            2 17   CFR 240.19b–4.



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Document Created: 2017-06-06 06:21:32
Document Modified: 2017-06-06 06:21:32
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 26203 

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