82_FR_26519 82 FR 26411 - Update to FEMA's Regulations on Rulemaking Procedures

82 FR 26411 - Update to FEMA's Regulations on Rulemaking Procedures

DEPARTMENT OF HOMELAND SECURITY
Federal Emergency Management Agency

Federal Register Volume 82, Issue 108 (June 7, 2017)

Page Range26411-26419
FR Document2017-11559

The Federal Emergency Management Agency (FEMA) proposes to revise its regulations pertaining to rulemaking. It proposes to remove sections that are outdated or do not affect the public, and it proposes to update provisions that affect the public's participation in the rulemaking process, such as the submission of public comments, hearings, ex parte communications, the public rulemaking docket, and petitions for rulemaking. FEMA also proposes to modify its waiver of the Administrative Procedure Act exemption for matters relating to public property, loans, grants, benefits, and contracts.

Federal Register, Volume 82 Issue 108 (Wednesday, June 7, 2017)
[Federal Register Volume 82, Number 108 (Wednesday, June 7, 2017)]
[Proposed Rules]
[Pages 26411-26419]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-11559]


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DEPARTMENT OF HOMELAND SECURITY

Federal Emergency Management Agency

44 CFR Part 1

[Docket ID FEMA-2017-0016]
RIN 1660-AA91


Update to FEMA's Regulations on Rulemaking Procedures

AGENCY: Federal Emergency Management Agency, DHS.

ACTION: Notice of proposed rulemaking.

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SUMMARY: The Federal Emergency Management Agency (FEMA) proposes to 
revise its regulations pertaining to rulemaking. It proposes to remove 
sections that are outdated or do not affect the public, and it proposes 
to update provisions that affect the public's participation in the 
rulemaking process, such as the submission of public comments, 
hearings, ex parte communications, the public rulemaking docket, and 
petitions for rulemaking. FEMA also proposes to modify its waiver of 
the Administrative Procedure Act exemption for matters relating to 
public property, loans, grants, benefits, and contracts.

DATES: Comments must be received on or before August 7, 2017.

ADDRESSES: You may submit comments, identified by Docket ID FEMA-2017-
0016, by one of the following methods:
    Federal eRulemaking Portal: http://www.regulations.gov. Follow the 
instructions for submitting comments.
    Mail/Hand Delivery/Courier: Regulatory Affairs Division, Office of 
Chief Counsel, Federal Emergency Management Agency, 8NE, 500 C Street 
SW., Washington, DC 20472.

FOR FURTHER INFORMATION CONTACT: Liza Davis, Associate Chief Counsel, 
Regulatory Affairs, Office of Chief Counsel, Federal Emergency 
Management Agency, 500 C Street SW., Washington, DC 20472, 202-646-
4046, or (email) [email protected].

SUPPLEMENTARY INFORMATION: 

I. Public Participation

    We encourage you to participate in this rulemaking by submitting 
comments and related materials. We will consider all comments and 
material received during the comment period.
    If you submit a comment, identify the agency name and the docket ID 
for this rulemaking, indicate the specific section of this document to 
which each comment applies, and give the reason for each comment. You 
may submit your comments and material by electronic means, mail, or 
delivery to the address under the ADDRESSES section. Please submit your 
comments and material by only one means.
    Regardless of the method used for submitting comments or material, 
all submissions will be posted, without change, to the Federal e-
Rulemaking Portal at http://www.regulations.gov, and will include any 
personal information you provide. Therefore, submitting this 
information makes it public. You may wish to read the Privacy and 
Security Notice that is available via a link on the homepage of 
www.regulations.gov.
    Viewing comments and documents: For access to the docket to read 
background documents or comments received, go to the Federal e-
Rulemaking Portal at http://www.regulations.gov. Background documents 
and submitted comments may also be inspected at FEMA, Office of Chief 
Counsel, 500 C Street SW., Washington, DC 20472-3100.

II. Background

    FEMA established its regulations regarding its rulemaking 
procedures in 1981, in 44 Code of Federal Regulations (CFR) part 1.\1\ 
FEMA has not substantively updated part 1 since that time. Part 1 is 
based on a rescinded Executive Order, Executive Order 12291, entitled 
``Federal Regulation,'' and obsolete agency procedure, which was 
relevant when FEMA was an independent agency,\2\ but is no longer 
accurate, as FEMA is no longer an independent agency. FEMA now includes 
its internal rulemaking procedures addressing the development, 
drafting, and clearance of FEMA rules in internal guidance.
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    \1\ See 46 FR 32583 (June 24, 1981) (final rule establishing 44 
CFR part 1); see also 44 FR 50299 (Aug. 27, 1979) (proposed rule 
proposing to establish 44 CFR part 1).
    \2\ FEMA became a component agency of the Department of Homeland 
Security on March 1, 2003 pursuant to the Homeland Security Act of 
2002, Public Law 107-296, 116 Stat. 2135 (codified as amended at 6 
U.S.C. 101 et seq.).
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    In this proposed rule, FEMA proposes a wholesale revision of part 
1, removing sections that solely address internal agency procedure, and 
retaining and updating sections that directly affect the public's 
participation in FEMA's rulemaking process, namely, provisions 
addressing ex parte communications in rulemaking, petitions for 
rulemaking, the public rulemaking docket, hearings, and the process for 
submitting public comments on rules.
    FEMA is also proposing to modify its waiver of the Administrative 
Procedure Act exemption for matters relating to public property, loans, 
grants, benefits, and contracts.
    Section III of this preamble includes a section-by-section analysis 
of the current regulations and an explanation of the changes to each 
section.

III. Section-by-Section Analysis of the Current Regulations and 
Proposed Changes

Section 1.1 Purpose

    Paragraph (a) of current section 1.1 states that 44 CFR part 1 
covers FEMA's basic policies and procedures for adoption of rules, and 
that it incorporates provisions of section 4 of the Administrative 
Procedure Act. Section 4 of the Administrative Procedure Act (5 U.S.C. 
553) addresses Federal agency requirements for notice and comment 
rulemaking. Notice and comment rulemaking is also known as ``informal 
rulemaking.'' Paragraph (a) of current section 1.1 also includes a 
statement that 44 CFR part 1 and internal FEMA manuals implement 
Executive Order 12291.
    FEMA proposes to limit the purpose of part 1 to describing FEMA's 
informal rulemaking procedures that affect the public. This proposed 
rule therefore does not describe FEMA's internal rulemaking procedures, 
which are more appropriately placed in internal guidance. FEMA proposes 
these changes for a number of reasons. First, the Administrative 
Procedure Act does not require internal agency procedure to be in 
regulation. See 5 U.S.C. 553(a)(2), 553(b)(A). Second, and more 
importantly, the references to Executive Order 12291 and implementing 
FEMA procedures are outdated. As noted above, Executive Order 12291 has 
been revoked, and was replaced with Executive Order 12866, ``Regulatory

[[Page 26412]]

Planning and Review.'' \3\ Executive Order 12866 imposed major changes 
to the regulatory review process of the Federal government, such as 
establishing a definition of ``significant'' rulemakings and requiring 
a 90-day review by the Office of Management and Budget (OMB) of those 
rulemakings.
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    \3\ 58 FR 51735 (Oct. 3, 1993).
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    Thus, FEMA proposes to state in paragraph (a) of proposed section 
1.1 simply that part 1 contains FEMA's informal rulemaking procedures 
that affect the public. Note that FEMA does not currently address 
formal rulemaking in its regulations,\4\ and does not propose to do so, 
as FEMA has never engaged in formal rulemaking and has no plans to do 
so. If the need or opportunity for a formal rulemaking should arise, 
FEMA will consider issuing regulations or guidance regarding formal 
rulemaking procedures at that time.
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    \4\ Formal rulemaking is rulemaking made on the record after a 
formal hearing. See 5 U.S.C. 556, 557.
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    The Freedom of Information Act (FOIA), located in section 3(a) of 
the Administrative Procedure Act, requires certain agency documents to 
be published in the Federal Register for the guidance of the public. 
See 5 U.S.C. 552(a). Paragraph (b) of current section 1.1 states that 
FEMA's implementation of this requirement is contained in 44 CFR part 
5, subpart B, but subpart B was removed when the Department of Homeland 
Security (DHS) updated its FOIA regulations, which also apply to FEMA. 
See 81 FR 83625 (Nov. 22, 2016). FEMA finds that this cross-reference 
to subpart B is outdated, not necessary, and potentially confusing. 
Accordingly, FEMA proposes to remove it from part 1.
    Paragraph (c) of current section 1.1 states that 44 CFR part 1 
``contains policies and procedures for implementation of the Regulatory 
Flexibility Act which took effect January 1, 1981.'' In this 
rulemaking, FEMA is proposing to remove all provisions from part 1 that 
address the requirements of the Regulatory Flexibility Act, as these 
provisions are not required to be in regulation. The requirements of 
the Regulatory Flexibility Act pertain to an agency's responsibilities 
in performing a particular kind of analysis of its rulemakings, and do 
not include any requirements on the public. Therefore, FEMA proposes to 
remove paragraph (c) from current section 1.1.
    Paragraphs (d) and (e) of current section 1.1 refer to a rescinded 
FEMA manual that described the agency's internal rulemaking 
procedures.\5\ As the manual has since been rescinded, and there is no 
requirement to include references to such internal guidance in 
regulations, FEMA proposes to remove reference to such guidance in 44 
CFR part 1.
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    \5\ FEMA Manual 1140.1, The Formulation, Drafting, Clearance, 
and Publication of Federal Register Documents,'' was rescinded by 
FEMA Manual 078-1-2, ``Rulemaking and Federal Register Notice 
Development, Drafting, and Approval Procedures,'' on 8/28/12.
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Section 1.2 Definitions

    Section 1.2 includes the definition of ``rule or regulation,'' 
which is the same definition that appears in the Administrative 
Procedure Act at 5 U.S.C. 551(4). Rather than restating the definition, 
FEMA proposes to simply provide the reference to the APA definition, 
for the sake of simplicity and to avoid the possible impression that 
FEMA's definition differs from the Administrative Procedure Act 
definition.
    FEMA proposes to remove the definition of ``major rule.'' This is a 
term found in rescinded Executive Order 12291, and the Congressional 
Review of Agency Rulemaking Act (CRA), and the definition need not be 
parroted in regulation.\6\ FEMA is therefore proposing to remove this 
definition from 44 CFR part 1.
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    \6\ 5 U.S.C. 801-808. See the description of the CRA in the 
Regulatory Analyses section of this preamble.
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    FEMA does not propose any changes to the definitions of 
``rulemaking,'' ``Administrator,'' or ``FEMA.''

Section 1.3 Scope

    FEMA proposes to remove paragraph (a) of this section, because it 
is redundant of proposed section 1.1, addressing the scope of part 1.
    FEMA proposes to remove paragraph (b) of this section, because it 
is not required to be in regulation. Paragraph (b) states that any 
delegation by the Administrator of authority to issue rules may not be 
further redelegated, unless expressly provided for in the delegation. 
Delegations are an internal agency matter, and are within the 
discretion of the FEMA Administrator whether to allow one of his 
functions to be delegable. FEMA currently has an internal delegation 
addressing rulemaking, FDA 0106-5 (included in the docket for this 
rulemaking at www.regulations.gov) which provides for FEMA rulemakings 
to be issued by either the Administrator or the Deputy Administrator of 
FEMA. It also provides for certain ``routine and frequent'' rulemakings 
regarding the National Flood Insurance Program to be issued by the 
Associate Administrator for Federal Insurance and Mitigation, or, if 
vacant, the Deputy Associate Administrator for Federal Insurance and 
Mitigation.
    FEMA proposes to move paragraph (c) of current section 1.3 to 
proposed section 1.1. This paragraph explains that 44 CFR part 1 does 
not address formal rulemaking procedures under the Administrative 
Procedure Act. If the need or opportunity arises to engage in a formal 
rulemaking, FEMA may issue relevant regulations or guidance at that 
time as necessary and appropriate.

Section 1.4 Policy and Procedures

    FEMA proposes to remove paragraph 1.4(a), as it is based on a 
rescinded Executive Order, Executive Order 12291. It is not necessary 
to implement the provisions of such executive orders in regulation.
    Current paragraph 1.4(b) states that it is FEMA's policy to provide 
for public participation in rulemaking regarding its programs and 
functions, including for matters that relate to public property, loans, 
grants, benefits, or contracts. FEMA declared this policy 
notwithstanding that the Administrative Procedure Act's notice-and-
comment rulemaking requirements do not apply to such programs and 
functions. See 5 U.S.C. 553(a)(2). In 1971, the Administrative 
Conference of the United States (ACUS) issued a recommendation which 
recommended that all Federal agencies waive the Administrative 
Procedure Act exemption, finding that the public interest in 
participating in these matters outweighed the added process required by 
notice and comment rulemaking.\7\ When FEMA issued part 1 in 1981, it 
adopted this recommendation.
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    \7\ ACUS Recommendation 69-8, adopted Oct. 21-22, 1969, 
available at: https://www.acus.gov/sites/default/files/documents/69-8.pdf.
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    One of FEMA's main functions is to administer grant programs for 
emergency preparedness, response, recovery, and mitigation. The 
majority of these grant programs are annual grant programs, meaning 
Congress on an annual basis (1) appropriates a certain amount of money 
for the program, and (2) potentially revises requirements associated 
with the program. FEMA annually evaluates available resources and 
policy priorities, and issues notices of funding opportunity, i.e., 
calls for grant applications which specify the eligibility requirements 
and conditions for the grant. If in a given year Congress has not 
appropriated funds for a given annual grant program, FEMA will not 
issue a notice of funding opportunity or make any awards for that 
program.
    Because of the uncertainties associated with these programs and the

[[Page 26413]]

time and resource constraints associated with the rulemaking process, 
it would be extremely challenging to promulgate or revise regulations 
each year for these annual grant programs, and therefore FEMA's 
practice for years has been to post a notice of funding opportunity on 
its Web site at https://www.fema.gov/grants when grant funds become 
available. These notices provide detailed information on grant 
eligibility and conditions, consistent with OMB requirements.\8\ FEMA 
finds that regulations are not necessary for these annual grant 
programs, because the requirements for the grant are included in 
legislation and the notices of funding opportunity which are available 
to the public on FEMA's Web site and www.grants.gov.\9\
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    \8\ See Uniform Administrative Requirements, Cost Principles, 
and Audit Requirements for Federal Awards, at 2 CFR 200.203.
    \9\ FEMA's disaster grant programs are awarded based on event-
specific Presidential declarations rather than an annual 
appropriation from Congress; FEMA maintains fulsome regulations for 
these programs.
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    FEMA notes that in the 1971 ACUS recommendation, ACUS cited the 
inadequate practice of some agencies at that time of notifying 
applicants of available grant funds and actions taken on applications. 
However, it is now standard practice for Federal agencies to use the 
internet to disseminate information to the public. FEMA's use of its 
Web site and www.grants.gov for its annual grant programs allows any 
member of the public easy access to grant application information, and 
inadequate notice is no longer an issue.
    Because it would be unduly burdensome and, in some cases, 
impossible to promulgate annual grant program requirements in 
regulation, because the APA does not require such (or any) grant 
program requirements to be in regulation, and because FEMA requires 
flexibility to adapt quickly to legal and policy mandates, FEMA 
considered eliminating current paragraph 1.4(b) entirely. At this time, 
however, FEMA prefers to retain a statement in support of public 
participation in rulemaking, because although FEMA sees little reason 
to retain current paragraph 1.4(b) as drafted, FEMA continues to 
believe that public participation is frequently beneficial to the 
rulemaking process, particularly for its non-annual disaster grant 
programs. Accordingly, FEMA proposes to modify its part 1 with respect 
to the grants exception. Specifically, under this proposed rule 
(proposed section 1.3), FEMA would retain its general policy in favor 
of public participation, but would retain discretion to depart from 
this policy in its discretion and as circumstances warrant, such as 
with respect to annual grant programs. FEMA also proposes to include a 
provision stating that its general policy of providing for public 
participation in rulemaking is not intended to create a right or 
benefit, substantive or procedural, enforceable against the United 
States.
    FEMA proposes to remove paragraph (c) from current section 1.4, as 
it merely echoes the requirement of the Administrative Procedure Act at 
5 U.S.C. 553 to publish notices of proposed rulemaking in the Federal 
Register and to give the public an opportunity to participate in the 
rulemaking through submission of written data, views, and arguments, 
with or without opportunity for oral presentation.
    FEMA proposes to remove paragraph (d) from current section 1.4, 
which describes FEMA's policy of giving the public, including small 
entities and consumer groups, an early and meaningful opportunity to 
participate in the development of rules such as through advance notices 
of proposed rulemakings, holding open conferences, and convening public 
forums or panels. Such a policy need not be in regulation.
    FEMA proposes to remove paragraph (e) from current section 1.4, 
which contains FEMA's policy to hold a 60-day public comment period for 
notices of proposed rulemaking. This policy is consistent with the time 
period recommended by Executive Order 12866. Paragraph (e) also states 
that the comment period will include any period of review required by 
OMB in accordance with the Paperwork Reduction Act of 1980. Such a 
policy need not be in regulation.
    Paragraph (f) of current section 1.4 addresses Administrative 
Procedure Act provisions that allow an agency to bypass notice and 
comment. FEMA proposes to remove paragraph (f) from current section 
1.4.
    Paragraph (g) of current section 1.4 addresses the delayed 
effective date provision of the Administrative Procedure Act. Under 
this provision, a substantive rule generally becomes effective no 
earlier than 30 calendar days after the date of publication in the 
Federal Register, unless the agency provides an explanation in the 
preamble to the rule that it has good cause to make the rule effective 
immediately upon the date of publication. FEMA proposes to remove this 
provision from current section 1.4.
    Paragraph (h) of current section 1.4 addresses publication of rules 
in emergency situations. It states that part 1 does not apply to such 
situations, and any such regulation will be reported to OMB. It states 
that as soon as is practicable, FEMA will publish in the Federal 
Register a statement of the reasons why it is impracticable for the 
agency to follow the procedures of Executive Order 12866, and the 
agency shall prepare and transmit, as needed, and as soon as 
practicable, a regulatory impact analysis for the rule. FEMA proposes 
to remove this paragraph from section 1.4, because it predates the 
termination of FEMA's status as an independent agency, and addresses a 
matter of internal U.S. government coordination.

Section 1.5 Rules Docket

    Section 1.5 addresses the public rules docket. FEMA proposes to 
renumber this section as section 1.4. FEMA proposes to slightly revise 
this section, to clarify that the public rulemaking docket is available 
for public inspection after a rule document has been published in the 
Federal Register. This is the point when a public rulemaking docket is 
established. Prior to that point, any documents associated with the 
rulemaking are part of the internal development process, and are not 
included in the public docket. FEMA also proposes to clarify that the 
public docket is available in hard copy until the rule project is 
closed. Once a rule project is closed (either because the rule has been 
finalized or withdrawn), FEMA archives the docket at the National 
Archives and Records Administration, due to limited physical space at 
FEMA offices. An electronic copy of the docket would still be available 
on www.regulations.gov, however, with the exception of any copyrighted 
material that might be associated with the rule project.
    FEMA also proposes to add a requirement that any member of the 
public wishing to physically inspect the public docket do so by 
prearrangement with FEMA. FEMA has consolidated its office space and no 
longer maintains a separate reading room for rule dockets. Therefore, 
it is necessary for FEMA to reserve a space ahead of time for a member 
of the public to inspect the public docket. FEMA proposes to remove the 
requirement that a member of the public must pay a fee to obtain a copy 
of the public docket.
    FEMA proposes to move the provision addressing the submission of 
public comments to a separate section, as it is not directly related to 
inspection of the public docket (although public comments are included 
in the docket itself). The new section addressing submission of public 
comments would

[[Page 26414]]

be numbered section 1.5, and addresses submission of comments 
electronically to www.regulations.gov as well as submission via mail or 
courier to FEMA.
    Finally, FEMA proposes to add a section to address the public 
dockets for flood hazard elevation rules. The physical repository 
addresses for supporting material for those rules vary depend on the 
locality that is the subject of the rule. FEMA includes the address in 
the preamble to each flood hazard elevation rule.

Section 1.6 Ex Parte Communications

    Section 1.6 addresses ex parte communications during the rulemaking 
process. FEMA proposes to revise this section to cover written as well 
as oral communications, and to cover any such communications from 
outside the Federal Executive branch, rather than outside FEMA. There 
are various communications necessary outside FEMA but within the 
Federal Executive branch during the rulemaking process, such as with 
DHS, OMB, or other Federal agencies, as part of internal government 
review, to ensure consistency in Federal government policy, and to 
consult with other agencies with expertise in the subject of the rule 
or that may be affected by the rule. These communications are 
considered ``internal'' as they are contained within the Federal 
Executive branch. The disclosure requirements of this section are not 
intended to apply to such internal communications.
    FEMA proposes to revise this section to cover communications from 
the time a notice of proposed rulemaking is published until FEMA issues 
a final regulatory action (such as a withdrawal of the notice of 
proposed rulemaking or a final rule). Under the current regulation, 
communication is only restricted during the open public comment period, 
which tends to defeat the purpose of transparency in development of the 
regulatory action, since once the comment period closes, ex parte 
communications can occur while the next regulatory action is being 
developed. To ensure transparency for the entire development of the 
rule from publication of the notice of proposed rulemaking until 
issuance of a final action, FEMA proposes to revise the applicability 
of its ex parte regulation to also cover the time between the close of 
a proposed rule comment period and the issuance of a final action.
    FEMA proposes to remove the introductory language of this section, 
which states that the section applies to rulemaking proceedings 
governed by the procedural requirements of 5 U.S.C. 553 (i.e., informal 
rulemaking). The purpose section of part 1 already limits the scope of 
part 1 to informal rulemaking so this introductory language to section 
1.6 is unnecessary.
    FEMA proposes to add a provision noting that the ex parte 
restrictions do not apply to Tribal consultations. Executive Order 
13175, Consultation and Coordination with Indian Tribal 
Governments,\10\ and Presidential Memorandum of November 9, 2009, 
Tribal Consultation,\11\ require Federal agencies to consult with 
Tribes on actions that have Tribal implications. In order to facilitate 
and support these communications, FEMA encourages Tribal consultation 
early in the rule development process and does not impose ex parte 
restrictions on such consultations.
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    \10\ 65 FR 67249 (Nov. 9, 2000).
    \11\ https://obamawhitehouse.archives.gov/the-press-office/memorandum-tribal-consultation-signed-president; see also FEMA's 
Tribal Consultation Policy, FP101-002.01, included in the docket for 
this rulemaking on www.regulations.gov and on FEMA's Web site at 
https://www.fema.gov/media-library/assets/documents/98120.
_____________________________________-

Section 1.7 Regulations Agenda

    Section 1.7 contains outdated requirements that were part of the 
now-rescinded Executive Order 12291 regarding the government-wide 
regulations agenda. Current Executive Order 12866 also contains 
requirements that agencies must follow for the regulations agenda, as 
does the Regulatory Flexibility Act. FEMA proposes to remove these 
requirements, as OMB publishes the agenda on its Web site, which any 
member of the public may view at www.reginfo.gov, and because of 
Executive Order 12291's rescission.

Section 1.8 Regulations Review

    Section 1.8 describes FEMA's intent to publish in the Federal 
Register, and keep updated, a plan for periodic review of existing 
rules at least within 10 years from the date of publication of a final 
rule. FEMA proposes to remove this section from part 1, as the process 
for review of existing rules has changed. President Trump recently 
issued Executive Order 13777, ``Enforcing the Regulatory Reform 
Agenda,'' which outlines specific requirements related to retrospective 
review.\12\ And past executive orders, such as Executive Order 13563, 
``Improving Regulation and Regulatory Review,'' include certain 
retrospective review requirements as well.\13\ FEMA has actively 
participated in such reviews, and will continue to do so.
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    \12\ 82 FR 12285 (Mar. 1, 2017).
    \13\ 76 FR 3821 (Jan. 21, 2011).
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Section 1.9 Regulatory Impact Analysis

    Section 1.9 lists the regulatory impact analysis requirements that 
were part of the now-rescinded Executive Order 12291. These 
requirements have been replaced by a series of executive orders and OMB 
Circular A-4, ``Regulatory Analysis.'' A copy of the circular is 
included in the docket for this rulemaking. FEMA must follow these 
guidelines when preparing a regulatory impact analysis for its rules. 
As these guidelines apply to the agency rather than the public, it is 
not necessary to include them in the CFR. Therefore, FEMA proposes to 
remove section 1.9 from its regulations rather than updating it with 
the new guidelines.

Section 1.10 Initiation of Rulemaking

    This section addresses the process for initiating a rulemaking at 
FEMA, both internally by the Administrator of FEMA and externally via a 
petition for rulemaking. FEMA's process for initiating a rule is an 
internal agency matter, and the ultimate authority for initiating a 
rule resides with the Administrator. Thus, FEMA proposes to remove 
reference to the internal process for initiating a rule from its 
regulations. Initiation of a rule via a petition for rulemaking is 
addressed in a separate section (current section 1.18, which is 
renumbered as section 1.8 in this proposed rule). Therefore, as 
petitions for rulemaking are fully addressed in a separate section, 
FEMA proposes to remove section 1.10 in its entirety from the 
regulations.

Section 1.11 Advance Notice of Proposed Rulemaking

    Section 1.11 lists the requirements for the contents of an advance 
notice of proposed rulemaking (ANPRM), a regulatory action that 
typically takes place to gather information for a possible future 
notice of proposed rulemaking. These ANPRM requirements are part of 
FEMA's internal procedures and controls for its regulatory actions; 
FEMA proposes to remove them from the CFR.

Section 1.12 Notice of Proposed Rulemaking

    Section 1.12 lists the requirements for the contents of a notice of 
proposed rulemaking, a regulatory action that notifies the public of 
various information, including but not limited to, the substance or 
terms of the proposed rule or a description of the subject matter and 
issues involved and a reference to the legal authority under which the 
proposed rule is issued. These elements are already required by

[[Page 26415]]

statute; FEMA, therefore, proposes to remove them from the CFR.
    Section 1.12 also states that it is desirable that the proposed 
rule contain a target deadline for issuance of the regulation, and that 
to the extent feasible, this deadline be met. FEMA proposes to remove 
this provision because such a target, announced in a proposed rule, 
would too frequently be unduly speculative. For instance, FEMA does not 
presume that each proposed rule will result in a final rule.
    The final provision of section 1.12 states that if the proposed 
rule is one which contains a requirement for a collection of 
information, a copy of the rule will be furnished to OMB in accordance 
with the Paperwork Reduction Act. Under internal Federal government 
procedure, FEMA is required to submit all information collections, 
whether included with a rule or not, to OMB, via DHS. A regulation is 
not necessary for this function, and therefore FEMA proposes to remove 
it from the CFR.

Section 1.13 Participation by Interested Persons

    Section 1.13 states that any interested person may participate in 
rulemaking proceedings by submitting written data, views, or arguments 
within the comment time stated in the notice. This is a requirement of 
the Administrative Procedure Act and FEMA includes it in all of its 
rulemaking notices for proposed rules and advance notices of proposed 
rulemakings. As it is not necessary to include in regulation, FEMA 
proposes to remove it from the CFR.
    Section 1.13 includes a provision stating that the Administrator 
may permit the filing of comments in response to original comments. 
FEMA proposes to remove this provision because it is unnecessary to 
include in the CFR.
    Section 1.13 also states that the Administrator may provide for 
oral presentation of views in additional proceedings; this is also 
addressed in section 1.14. FEMA proposes to remove these provisions 
from the CFR. FEMA's policy for providing for public hearings is 
addressed in FEMA's notices of proposed rulemaking.
    The last provision of section 1.13 states that FEMA will send 
copies of regulatory flexibility analyses to the Chief Counsel for 
Advocacy of the Small Business Administration. As this provision is 
regarding internal agency procedure and does not affect the public, 
FEMA proposes to remove it from the regulation.

Section 1.14 Additional Rulemaking Proceedings

    Section 1.14 states that the Administrator may invite interested 
persons to present oral arguments, appear at informal hearings, or 
participate in any other procedure affording opportunity for oral 
presentation of views. FEMA's current policy is to include in each 
notice of proposed rulemaking, as appropriate, a statement noting that 
any member of the public may submit a request for a public meeting. If 
a hearing is held, FEMA will publish notice of such in the Federal 
Register. This provision is not necessary to include in the CFR. 
Therefore, FEMA proposes to remove it.
    FEMA proposes to retain the provision indicating that FEMA will 
keep a transcript or minutes of any hearing, but proposes to move it to 
the section on hearings (currently section 1.15; renumbered as section 
1.7 in the proposed rule). Note that FEMA considers any oral 
presentation a hearing; any oral presentation would fall under the 
provision addressing hearings (discussed below).

Section 1.15 Hearings

    Section 1.15 addresses the nature of public hearings should FEMA 
hold one for a particular rulemaking. Any such public hearing is 
nonadversarial and for fact-finding only. FEMA proposes to remove the 
provision stating that formal rulemaking hearing procedures do not 
apply, since section 1.1 already limits the scope of part 1 to informal 
rulemaking.

Section 1.16 Adoption of a Final Rule

    Section 1.16 addresses FEMA's procedure for issuing a final rule. 
Paragraph (a) states that FEMA must address any relevant significant 
issues set forth in comments received on the proposed rule. Paragraph 
(a) also requires the final rule to include a clear concise statement 
of the basis and purpose of the rule. These are Administrative 
Procedure Act requirements placed on agencies rather than the public 
and therefore FEMA proposes to remove these from the regulation.
    Paragraph (b) lists other information that FEMA may include in a 
final rule preamble. The information is similar to information covered 
by Administrative Committee of the Federal Register regulations at 1 
CFR 18.12. There is no need to reiterate this list in FEMA's 
regulations. Therefore FEMA proposes to remove paragraph (b) from part 
1.
    Paragraph (c) states that a statement shall be published at the 
time of publication of a final rule describing how the public may 
obtain copies of the final regulatory flexibility analysis. FEMA 
proposes to remove this provision because it is not necessary; FEMA 
automatically posts such analyses on www.regulations.gov for public 
viewing.
    Paragraph (d)(1) states that before approving any final major rule, 
FEMA will make a determination that the regulation is clearly within 
the authority delegated by law and consistent with congressional intent 
and include in the Federal Register at the time of promulgation a 
memorandum of law supporting that determination. FEMA proposes to 
remove this provision because it no longer reflects FEMA practice. FEMA 
includes the legal authority for the rule in the rulemaking document, 
and this is also a requirement of the Federal Register (each rulemaking 
must include an ``authority citation''). Although FEMA internally makes 
a legal determination that the regulation is within FEMA's legal 
authorities, FEMA does not include in the Federal Register a memorandum 
of law supporting that determination.
    Paragraph (d)(2) states that FEMA must make a determination that 
the factual conclusions upon which the rule is based have substantial 
support in the agency record, viewed as a whole, with full attention to 
public comments in general and the comments of persons directly 
affected by the rule in particular. FEMA proposes to remove this 
provision.

Section 1.17 Petitions for Reconsideration

    Section 1.17 states that FEMA will not consider petitions for 
reconsideration of a final rule, and that such petitions will be 
treated as petitions for rulemaking. This remains FEMA's policy, and 
FEMA proposes no revisions to this section, other than to revise the 
reference to section 1.18, which would become section 1.9 if this 
proposed rule is finalized.

Section 1.18 Petitions for Rulemaking

    Section 1.18 addresses petitions for rulemaking. It states that any 
interested person may petition the Administrator for the issuance, 
amendment, or repeal of a rule, and for purposes of this section, the 
term ``person'' includes a ``Federal, State, or local government or 
government agency.'' FEMA proposes to revise the definition of 
``person'' to include ``any member of the public and any entity outside 
the Federal Executive branch.'' FEMA considers any ``petitions'' from 
entities of the Federal

[[Page 26416]]

Executive branch as internal to the government and not subject to the 
same requirements as petitions from the public. There is communication 
amongst Federal Executive branch agencies on a regular basis and any 
need for a rule would be raised through those channels. This is not a 
change from the current intent of this section, but FEMA is proposing 
this new language for the sake of clarity.
    This section states that petitions should be submitted to the 
``Rules Docket Clerk.'' As FEMA no longer has a ``Rules Docket Clerk,'' 
FEMA proposes to change this to the ``Regulatory Affairs Division,'' 
which is the division responsible for processing any petitions to FEMA 
for rulemaking. FEMA also proposes to require that petitions for 
rulemaking be labeled as such, to avoid situations where simple 
correspondence is confused with a petition.

Authority Citation

    FEMA proposes to revise the authority citation for part 1 by 
removing the reference to rescinded Executive Order 12291, as well as 
the references to the Reorganization Plan No. 3 of 1978, Executive 
Order 12127, and Executive Order 12148. The Reorganization Plan and 
Executive Orders 12127 and 12148 established FEMA as an agency in 1979 
and established its functions. FEMA proposes to replace these cites 
with a citation to the Homeland Security Act of 2002, 6 U.S.C. 101 et 
seq., which provided organic authority for FEMA and made it a component 
of the Department of Homeland Security, and Department of Homeland 
Security Delegation 9001.1, which delegated specific functions back to 
FEMA.
    FEMA also proposes to remove the citation to the Regulatory 
Flexibility Act (5 U.S.C. 601 et seq.) because references to that Act 
would no longer be included in part 1 if the proposed rule is 
finalized.
    FEMA proposes to retain the citations to the informal rulemaking 
provisions of the Administrative Procedure Act (5 U.S.C. 551 and 553) 
as these are the main authorities for this part.

Change Chart

    The following chart lists the current section and how it is 
affected by the proposed rule:

------------------------------------------------------------------------
              Current section                       Proposed rule
------------------------------------------------------------------------
1.1 Purpose
    1.1(a)................................  1.1(a).
    1.1(b)................................  Removed.
    1.1(c)................................  Removed.
    1.1(d)................................  Removed.
    1.1(e)................................  Removed.
1.2 Definitions
    1.2(a)................................  1.2(a).
    1.2(b)................................  1.2(b).
    1.2(c)................................  1.2(c).
    1.2(d)................................  1.2(d).
    1.2(e)................................  Removed.
1.3 Scope                                   ............................
    1.3(a)................................  1.1(a).
    1.3(b)................................  Removed.
    1.3(c)................................  1.1(b).
1.4 Policy and Procedures.................  Removed, except 1.4(b) moved
                                             to 1.3.
1.5 Rules docket.
    1.5(a)................................  1.4(a) & 1.5.
    1.5(b)................................  1.4(b).
1.6 Ex parte communications                 ............................
    1.6 Introductory language.............  Removed.
    1.6(a)................................  1.6(a).
    1.5(b)................................  1.6(b).
1.7 Regulations agendas...................  Removed.
1.8 Regulations review....................  Removed.
1.9 Regulatory impact analyses............  Removed.
1.10 Initiation of rulemaking               ............................
    1.10..................................  1.8/partially removed.
1.11 Advance notice of proposed rulemaking  Removed.
1.12 Notice of proposed rulemaking........  Removed.
1.13 Participation by interested persons..  Removed.
1.14 Additional rulemaking proceedings....  1.7(c)/partially removed.
1.15 Hearings.
    1.15 (a)..............................  1.7(a)/partially removed.
    1.15(b)...............................  1.7(b).
1.16 Adoption of a final rule.............  Removed.
1.17 Petitions for reconsideration........  1.9.
1.18 Petitions for rulemaking.............  1.8.
------------------------------------------------------------------------

IV. Regulatory Analyses

Executive Orders 12866, 13563, and 13771

    Executive Orders 12866 (``Regulatory Planning and Review'') and 
13563 (``Improving Regulation and Regulatory Review'') direct agencies 
to assess the costs and benefits of available regulatory alternatives 
and, if regulation is necessary, to select regulatory approaches that 
maximize net benefits (including potential economic, environmental, 
public health and safety effects, distributive impacts, and equity). 
Executive Order 13563 emphasizes the importance of quantifying both 
costs and benefits, of reducing costs, of harmonizing rules, and of 
promoting flexibility. Executive Order 13771 (``Reducing Regulation and 
Controlling Regulatory Costs'') directs agencies to reduce regulation 
and control regulatory costs and provides that ``for every one new 
regulation issued, at least two prior regulations be identified for 
elimination, and that the cost of planned regulations be prudently 
managed and controlled through a budgeting process.''
    The Office of Management and Budget (OMB) has not designated this 
rule a significant regulatory action under section 3(f) of Executive 
Order 12866. Accordingly, OMB has not reviewed it. As this rule is not 
a significant regulatory action, this rule is exempt from the 
requirements of Executive Order 13771. See OMB's Memorandum ``Guidance 
Implementing Executive Order 13771, Titled `Reducing Regulation and 
Controlling Regulatory Costs' '' (April 5, 2017).
    This proposed rule would revise FEMA regulations pertaining to 
rulemaking by removing sections that are outdated or do not affect the 
public and update provisions that affect the public's participation in 
the rulemaking process. FEMA does not believe this rule imposes 
additional direct costs on the public or government.

Regulatory Flexibility Act

    Under the Regulatory Flexibility Act (RFA), as amended, 5 U.S.C. 
601-612, agencies must consider the impact of their rulemakings on 
``small entities'' (small businesses, small organizations and local 
governments). When the Administrative Procedure Act requires an agency 
to publish a notice of proposed rulemaking under 5 U.S.C. 553, the RFA 
requires a regulatory flexibility analysis for both the proposed rule 
and the final rule if the rulemaking could ``have a significant 
economic impact on a substantial number of small entities.'' The RFA 
also provides that in lieu of a regulatory flexibility analysis, the 
agency may certify in the rulemaking document that the rulemaking will 
not ``have a significant economic impact on a substantial number of 
small entities'' along with a statement providing the factual basis for 
such certification. FEMA has voluntarily published a notice of proposed 
rulemaking in this case, notwithstanding that this rule is a rule of 
agency organization, procedure, or practice exempt from notice-and-
comment rulemaking requirements. See 5 U.S.C. 553(b)(A).
    This proposed rule would revise FEMA regulations pertaining to 
rulemaking by removing sections that are outdated or do not affect the 
public and update provisions that affect the public's participation in 
the rulemaking process. This rule does not impose direct costs on small 
entities. Accordingly, and although FEMA is not required to make such 
certification, pursuant to section 605(b) of the RFA, 5 U.S.C. 605(b), 
the Administrator of FEMA certifies that this rule will not, if 
promulgated, have a significant

[[Page 26417]]

economic impact on a substantial number of small entities.

Unfunded Mandates Reform Act of 1995

    The Unfunded Mandates Reform Act of 1995, 2 U.S.C. 658, 1501-1504, 
1531-1536, 1571, pertains to any notice of proposed rulemaking which 
implements any rule that includes a Federal mandate that may result in 
the expenditure by State, local, and Tribal governments, in the 
aggregate, or by the private sector, of $100 million or more in any one 
year. If the rulemaking includes a Federal mandate, the Act requires an 
agency to prepare an assessment of the anticipated costs and benefits 
of the Federal mandate. The Act also pertains to any regulatory 
requirements that might significantly or uniquely affect small 
governments. Before establishing any such requirements, an agency must 
develop a plan allowing for input from the affected governments 
regarding the requirements.
    FEMA has determined that this rule will not result in the 
expenditure by State, local, and tribal governments, in the aggregate, 
nor by the private sector, of $100,000,000 or more in any one year as a 
result of a Federal mandate, and it will not significantly or uniquely 
affect small governments. Therefore, no actions are deemed necessary 
under the provisions of the Unfunded Mandates Reform Act of 1995.

Paperwork Reduction Act of 1995

    Under the Paperwork Reduction Act of 1995 (PRA), as amended, 44 
U.S.C. 3501-3520, an agency may not conduct or sponsor, and a person is 
not required to respond to, a collection of information unless the 
agency obtains approval from OMB for the collection and the collection 
displays a valid OMB control number. See 44 U.S.C. 3506, 3507. FEMA has 
determined that this rulemaking does not contain any collections of 
information as defined by that Act. PRA regulations exempt general 
solicitations of comments from the public such as rulemakings. See 5 
CFR 1320.3(h)(4).

Privacy Act/E-Government Act

    Under the Privacy Act of 1974, 5 U.S.C. 552a, an agency must 
determine whether implementation of a proposed regulation will result 
in a system of records. A ``record'' is any item, collection, or 
grouping of information about an individual that is maintained by an 
agency, including, but not limited to, his/her education, financial 
transactions, medical history, and criminal or employment history and 
that contains his/her name, or the identifying number, symbol, or other 
identifying particular assigned to the individual, such as a finger or 
voice print or a photograph. See 5 U.S.C. 552a(a)(4). A ``system of 
records'' is a group of records under the control of an agency from 
which information is retrieved by the name of the individual or by some 
identifying number, symbol, or other identifying particular assigned to 
the individual. An agency cannot disclose any record which is contained 
in a system of records except by following specific procedures.
    The E-Government Act of 2002, 44 U.S.C. 3501 note, also requires 
specific procedures when an agency takes action to develop or procure 
information technology that collects, maintains, or disseminates 
information that is in an identifiable form. This Act also applies when 
an agency initiates a new collection of information that will be 
collected, maintained, or disseminated using information technology if 
it includes any information in an identifiable form permitting the 
physical or online contacting of a specific individual.
    This proposed rule does not create a new, nor impact a current, 
system of record. Therefore, this proposed rule does not require 
coverage under an existing or new Privacy Impact Assessment or System 
of Records Notice. Any member of the public or any non-Federal entity 
may submit comments on a rulemaking; all comments are posted on 
www.regulations.gov, and that Web site, as well as each FEMA rulemaking 
document requesting comments, includes a Privacy Notice informing the 
commenter that any comments will be posted for public viewing.

Executive Order 13175, Consultation and Coordination With Indian Tribal 
Governments

    Executive Order 13175, ``Consultation and Coordination with Indian 
Tribal Governments,'' 65 FR 67249, November 9, 2000, applies to agency 
regulations that have Tribal implications, that is, regulations that 
have substantial direct effects on one or more Indian tribes, on the 
relationship between the Federal Government and Indian Tribes, or on 
the distribution of power and responsibilities between the Federal 
Government and Indian Tribes. Under this Executive Order, to the extent 
practicable and permitted by law, no agency shall promulgate any 
regulation that has Tribal implications, that imposes substantial 
direct compliance costs on Indian Tribal governments, and that is not 
required by statute, unless funds necessary to pay the direct costs 
incurred by the Indian Tribal government or the Tribe in complying with 
the regulation are provided by the Federal Government, or the agency 
consults with Tribal officials.
    This rule does not have Tribal implications. Any member of the 
public and any non-Federal entity, including Tribes and Tribal members, 
may participate in Federal rulemaking as outlined in this proposed 
rule, and it is FEMA's policy that ex parte restrictions in rulemaking 
do not apply to Tribal consultations.

Executive Order 13132, Federalism

    Executive Order 13132, ``Federalism,'' 64 FR 43255, August 10, 
1999, sets forth principles and criteria that agencies must adhere to 
in formulating and implementing policies that have federalism 
implications, that is, regulations that have ``substantial direct 
effects on the States, on the relationship between the national 
government and the States, or on the distribution of power and 
responsibilities among the various levels of government.'' Federal 
agencies must closely examine the statutory authority supporting any 
action that would limit the policymaking discretion of the States, and 
to the extent practicable, must consult with State and local officials 
before implementing any such action.
    FEMA has reviewed this proposed rule under Executive Order 13132 
and has determined that this rule does not have substantial direct 
effects on the States, on the relationship between the national 
government and the States, or on the distribution of power and 
responsibilities among the various levels of government, and therefore 
does not have federalism implications as defined by the Executive 
Order. It addresses agency procedures for rulemaking that affect the 
public; such rulemaking is a Federal process and does not affect State 
rulemaking processes.

Congressional Review of Agency Rulemaking

    Under the Congressional Review of Agency Rulemaking Act (CRA), 5 
U.S.C. 801-808, before a rule can take effect, the Federal agency 
promulgating the rule must submit to Congress and to the Government 
Accountability Office (GAO) a copy of the rule; a concise general 
statement relating to the rule, including whether it is a major rule; 
the proposed effective date of the rule; a copy of any cost-benefit 
analysis; descriptions of the agency's actions under the Regulatory 
Flexibility Act and the Unfunded Mandates Reform Act;

[[Page 26418]]

and any other information or statements required by relevant executive 
orders.
    FEMA will send this rule to the Congress and to GAO pursuant to the 
CRA if the rule is finalized. The rule is not a ``major rule'' within 
the meaning of the CRA. It will not have an annual effect on the 
economy of $100,000,000 or more; it will not result in a major increase 
in costs or prices for consumers, individual industries, Federal, 
State, or local government agencies, or geographic regions; and it will 
not have significant adverse effects on competition, employment, 
investment, productivity, innovation, or on the ability of United 
States-based enterprises to compete with foreign-based enterprises in 
domestic and export markets.

List of Subjects in 44 CFR Part 1

    Administrative practice and procedure.


0
For the reasons discussed in the preamble, the Federal Emergency 
Management Agency proposes to revise 44 CFR part 1 as follows:

PART 1--RULEMAKING, POLICY AND PROCEDURES

Sec.
1.1 Purpose and scope.
1.2 Definitions.
1.3 Regulatory policy.
1.4 Public rulemaking docket.
1.5 Public comments.
1.6 Ex parte communications.
1.7 Hearings.
1.8 Petitions for rulemaking.
1.9 Petitions for reconsideration.

    Authority:  5 U.S.C. 551, 553; 6 U.S.C. 101 et seq.; Department 
of Homeland Security Delegation 9001.1.


Sec.  1.1  Purpose and scope.

    (a) This part contains FEMA's procedures for informal rulemaking 
under the Administrative Procedure Act (5 U.S.C. 553) that affect the 
public.
    (b) This part does not apply to rules issued in accordance with the 
formal rulemaking provisions of the Administrative Procedure Act (5 
U.S.C. 556, 557).


Sec.  1.2  Definitions.

    (a) Rule or regulation have the same meaning as those terms are 
defined in the Administrative Procedure Act (5 U.S.C. 551(4)).
    (b) Rulemaking means the FEMA process for considering and 
formulating the issuance, amendment, or repeal of a rule.
    (c) Administrator means the Administrator, FEMA, or an official to 
whom the Administrator has expressly delegated authority to issue 
rules.
    (d) FEMA means Federal Emergency Management Agency.


Sec.  1.3  Regulatory policy.

    (a) It is the general policy of FEMA to provide for public 
participation in rulemaking regarding its programs and functions, 
including matters that relate to public property, loans, grants, or 
benefits, or contracts, even though these matters are not subject to a 
requirement for notice and public comment rulemaking by law. This 
general policy is not intended to and does not create a right or 
benefit, substantive or procedural, enforceable against the United 
States or its agencies or officers.
    (b) FEMA may depart from this general policy in its absolute 
discretion, including for its annual grant programs and in other cases 
as circumstances warrant.


Sec.  1.4  Public rulemaking docket.

    (a) FEMA maintains a public docket for each rulemaking after it is 
published in the Federal Register and until the rulemaking is closed 
and archived at the National Archives and Records Administration. The 
public docket includes every document published in the Federal Register 
in conjunction with a rulemaking. It also includes regulatory 
assessments and analyses, written comments from the public addressed to 
the merits of a proposed rule, comments from the public received in 
response to notices, or to withdrawals or terminations of a proposed 
rulemaking, requests for a public meeting, requests for extension of 
time, petitions for rulemaking, grants or denials of petitions or 
requests, and transcripts or minutes of informal hearings. The public 
rulemaking docket is maintained by the Regulatory Affairs Division, 
Office of Chief Counsel.
    (b) After FEMA establishes a public rulemaking docket, any person 
may examine docketed material during established business hours by 
prearrangement with the Regulatory Affairs Division, Office of Chief 
Counsel, FEMA, 500 C St. SW., Washington, DC 20472, and may obtain a 
copy of any docketed material (except for copyrighted material). FEMA 
also maintains a copy of each public docket electronically, with the 
exception of copyrighted material, on www.regulations.gov. To access 
the docket on www.regulations.gov, search for the docket ID associated 
with the rulemaking.
    (c) The docket for flood hazard elevation rules issued by the 
National Flood Insurance Program are partially maintained at the 
locality that is the subject of the rule. FEMA includes in the preamble 
of each flood hazard elevation rule the repository address for 
supporting material.


Sec.  1.5  Public comments.

    A member of the public may submit comments via mail or courier to 
the Regulatory Affairs Division, Office of Chief Counsel, Federal 
Emergency Management Agency, 500 C St. SW., Washington, DC 20472, or 
may submit comments electronically to the rulemaking docket at 
www.regulations.gov under the applicable docket ID.


Sec.  1.6  Ex parte communications.

    (a) All oral or written communications from outside the Federal 
Executive branch of significant information and argument respecting the 
merits of a rulemaking document, received after publication of a notice 
of proposed rulemaking, by FEMA or its offices and divisions or their 
personnel participating in the decision, must be summarized in writing 
and placed promptly in the public docket. This applies until the agency 
publishes a final regulatory action such as a withdrawal of the notice 
of proposed rulemaking or a final rule.
    (b) FEMA may conclude that restrictions on ex parte communications 
are necessitated at other times by considerations of fairness or for 
other reasons.
    (c) This section does not apply to Tribal consultations.


Sec.  1.7  Hearings.

    (a) When FEMA affords an opportunity for oral presentation, the 
hearing is an informal, nonadversarial, fact-finding proceeding. Any 
rulemaking issued in a proceeding under this part in which a hearing is 
held need not be based exclusively on the record of such hearing.
    (b) When such a hearing is provided, the Administrator will 
designate a representative to conduct the hearing.
    (c) The transcript or minutes of the hearing will be kept and filed 
in the public rulemaking docket.


Sec.  1.8  Petitions for rulemaking.

    (a) Any interested person may petition the Administrator for the 
issuance, amendment, or repeal of a rule. For purposes of this section, 
the term person includes any member of the public and any entity 
outside the Federal Executive branch of government. Each petitioner 
must:
    (1) Submit the petition to the Regulatory Affairs Division, Office 
of Chief Counsel, FEMA, 8NE, 500 C Street SW., Washington, DC 20472;

[[Page 26419]]

    (2) Label the petition with the following: ``Petition for 
Rulemaking'' or ``Rulemaking Petition'';
    (3) Set forth the substance of the rule or amendment proposed or 
specify the rule sought to be repealed or amended;
    (4) Explain the interest of the petitioner in support of the action 
sought; and
    (5) Set forth all data and arguments available to the petitioner in 
support of the action sought.
    (b) No public procedures will be held directly on the petition 
before its disposition. If the Administrator finds that the petition 
contains adequate justification, a rulemaking proceeding will be 
initiated or a final rule will be issued as appropriate. If the 
Administrator finds that the petition does not contain adequate 
justification, the petition will be denied by letter or other notice, 
with a brief statement of the ground for denial.
    The Administrator may consider new evidence at any time; however, 
FEMA will not consider repetitious petitions for rulemaking.


Sec.  1.9  Petitions for reconsideration.

    Petitions for reconsideration of a final rule will not be 
considered. Such petitions, if filed, will be treated as petitions for 
rulemaking in accordance with Sec.  1.8 of this part.

    Dated: May 30, 2017.
Robert Fenton,
Senior Official Performing the Duties of the Administrator, Federal 
Emergency Management Agency.
[FR Doc. 2017-11559 Filed 6-6-17; 8:45 am]
 BILLING CODE 9111-19-P



                                                                        Federal Register / Vol. 82, No. 108 / Wednesday, June 7, 2017 / Proposed Rules                                            26411

                                                 AEA VA E5 Hot Springs, VA [Amended]                     Regulatory Affairs, Office of Chief                    independent agency. FEMA now
                                                 Ingalls Field Airport, VA                               Counsel, Federal Emergency                             includes its internal rulemaking
                                                   (Lat. 37°57′09″ N., long. 79°50′03″ W.)               Management Agency, 500 C Street SW.,                   procedures addressing the development,
                                                 Bath Community Hospital Heliport, VA                    Washington, DC 20472, 202–646–4046,                    drafting, and clearance of FEMA rules in
                                                   (Lat. 37°59′36″ N., long. 79°49′55″ W.)               or (email) liza.davis@fema.dhs.gov.                    internal guidance.
                                                   That airspace extending upward from 700               SUPPLEMENTARY INFORMATION:                                In this proposed rule, FEMA proposes
                                                 feet above the surface within a 6.5- mile
                                                 radius of Ingalls Field Airport, and within a           I. Public Participation                                a wholesale revision of part 1, removing
                                                 7-mile radius of Bath Community Hospital                                                                       sections that solely address internal
                                                                                                           We encourage you to participate in                   agency procedure, and retaining and
                                                 Heliport.
                                                                                                         this rulemaking by submitting                          updating sections that directly affect the
                                                   Issued in College Park, Georgia, on May 19,           comments and related materials. We
                                                 2017.                                                                                                          public’s participation in FEMA’s
                                                                                                         will consider all comments and material                rulemaking process, namely, provisions
                                                 Ryan W. Almasy,                                         received during the comment period.                    addressing ex parte communications in
                                                 Manager, Operations Support Group, Eastern                If you submit a comment, identify the                rulemaking, petitions for rulemaking,
                                                 Service Center, Air Traffic Organization.               agency name and the docket ID for this                 the public rulemaking docket, hearings,
                                                 [FR Doc. 2017–11394 Filed 6–6–17; 8:45 am]              rulemaking, indicate the specific section              and the process for submitting public
                                                 BILLING CODE 4910–13–P                                  of this document to which each                         comments on rules.
                                                                                                         comment applies, and give the reason
                                                                                                         for each comment. You may submit                          FEMA is also proposing to modify its
                                                                                                         your comments and material by                          waiver of the Administrative Procedure
                                                 DEPARTMENT OF HOMELAND
                                                                                                         electronic means, mail, or delivery to                 Act exemption for matters relating to
                                                 SECURITY
                                                                                                         the address under the ADDRESSES                        public property, loans, grants, benefits,
                                                 Federal Emergency Management                            section. Please submit your comments                   and contracts.
                                                 Agency                                                  and material by only one means.                           Section III of this preamble includes
                                                                                                           Regardless of the method used for                    a section-by-section analysis of the
                                                 44 CFR Part 1                                           submitting comments or material, all                   current regulations and an explanation
                                                 [Docket ID FEMA–2017–0016]
                                                                                                         submissions will be posted, without                    of the changes to each section.
                                                                                                         change, to the Federal e-Rulemaking
                                                 RIN 1660–AA91                                                                                                  III. Section-by-Section Analysis of the
                                                                                                         Portal at http://www.regulations.gov,
                                                                                                                                                                Current Regulations and Proposed
                                                                                                         and will include any personal
                                                 Update to FEMA’s Regulations on                                                                                Changes
                                                                                                         information you provide. Therefore,
                                                 Rulemaking Procedures                                   submitting this information makes it                   Section 1.1      Purpose
                                                 AGENCY: Federal Emergency                               public. You may wish to read the
                                                 Management Agency, DHS.                                 Privacy and Security Notice that is                       Paragraph (a) of current section 1.1
                                                                                                         available via a link on the homepage of                states that 44 CFR part 1 covers FEMA’s
                                                 ACTION: Notice of proposed rulemaking.
                                                                                                         www.regulations.gov.                                   basic policies and procedures for
                                                 SUMMARY:    The Federal Emergency                         Viewing comments and documents:                      adoption of rules, and that it
                                                 Management Agency (FEMA) proposes                       For access to the docket to read                       incorporates provisions of section 4 of
                                                 to revise its regulations pertaining to                 background documents or comments                       the Administrative Procedure Act.
                                                 rulemaking. It proposes to remove                       received, go to the Federal e-                         Section 4 of the Administrative
                                                 sections that are outdated or do not                    Rulemaking Portal at http://                           Procedure Act (5 U.S.C. 553) addresses
                                                 affect the public, and it proposes to                   www.regulations.gov. Background                        Federal agency requirements for notice
                                                 update provisions that affect the                       documents and submitted comments                       and comment rulemaking. Notice and
                                                 public’s participation in the rulemaking                may also be inspected at FEMA, Office                  comment rulemaking is also known as
                                                 process, such as the submission of                      of Chief Counsel, 500 C Street SW.,                    ‘‘informal rulemaking.’’ Paragraph (a) of
                                                 public comments, hearings, ex parte                     Washington, DC 20472–3100.                             current section 1.1 also includes a
                                                 communications, the public rulemaking                                                                          statement that 44 CFR part 1 and
                                                                                                         II. Background                                         internal FEMA manuals implement
                                                 docket, and petitions for rulemaking.
                                                 FEMA also proposes to modify its                          FEMA established its regulations                     Executive Order 12291.
                                                 waiver of the Administrative Procedure                  regarding its rulemaking procedures in                    FEMA proposes to limit the purpose
                                                 Act exemption for matters relating to                   1981, in 44 Code of Federal Regulations                of part 1 to describing FEMA’s informal
                                                 public property, loans, grants, benefits,               (CFR) part 1.1 FEMA has not                            rulemaking procedures that affect the
                                                 and contracts.                                          substantively updated part 1 since that                public. This proposed rule therefore
                                                 DATES: Comments must be received on                     time. Part 1 is based on a rescinded                   does not describe FEMA’s internal
                                                 or before August 7, 2017.                               Executive Order, Executive Order                       rulemaking procedures, which are more
                                                 ADDRESSES: You may submit comments,
                                                                                                         12291, entitled ‘‘Federal Regulation,’’                appropriately placed in internal
                                                 identified by Docket ID FEMA–2017–                      and obsolete agency procedure, which                   guidance. FEMA proposes these changes
                                                 0016, by one of the following methods:                  was relevant when FEMA was an                          for a number of reasons. First, the
                                                    Federal eRulemaking Portal: http://                  independent agency,2 but is no longer                  Administrative Procedure Act does not
                                                 www.regulations.gov. Follow the                         accurate, as FEMA is no longer an                      require internal agency procedure to be
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                                                 instructions for submitting comments.                                                                          in regulation. See 5 U.S.C. 553(a)(2),
                                                                                                           1 See 46 FR 32583 (June 24, 1981) (final rule
                                                    Mail/Hand Delivery/Courier:                                                                                 553(b)(A). Second, and more
                                                                                                         establishing 44 CFR part 1); see also 44 FR 50299
                                                 Regulatory Affairs Division, Office of                  (Aug. 27, 1979) (proposed rule proposing to            importantly, the references to Executive
                                                 Chief Counsel, Federal Emergency                        establish 44 CFR part 1).                              Order 12291 and implementing FEMA
                                                 Management Agency, 8NE, 500 C Street                      2 FEMA became a component agency of the              procedures are outdated. As noted
                                                 SW., Washington, DC 20472.                              Department of Homeland Security on March 1, 2003       above, Executive Order 12291 has been
                                                                                                         pursuant to the Homeland Security Act of 2002,
                                                 FOR FURTHER INFORMATION CONTACT: Liza                   Public Law 107–296, 116 Stat. 2135 (codified as
                                                                                                                                                                revoked, and was replaced with
                                                 Davis, Associate Chief Counsel,                         amended at 6 U.S.C. 101 et seq.).                      Executive Order 12866, ‘‘Regulatory


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                                                 26412                   Federal Register / Vol. 82, No. 108 / Wednesday, June 7, 2017 / Proposed Rules

                                                 Planning and Review.’’ 3 Executive                      manual has since been rescinded, and                   the Deputy Associate Administrator for
                                                 Order 12866 imposed major changes to                    there is no requirement to include                     Federal Insurance and Mitigation.
                                                 the regulatory review process of the                    references to such internal guidance in                   FEMA proposes to move paragraph (c)
                                                 Federal government, such as                             regulations, FEMA proposes to remove                   of current section 1.3 to proposed
                                                 establishing a definition of ‘‘significant’’            reference to such guidance in 44 CFR                   section 1.1. This paragraph explains that
                                                 rulemakings and requiring a 90-day                      part 1.                                                44 CFR part 1 does not address formal
                                                 review by the Office of Management and                                                                         rulemaking procedures under the
                                                                                                         Section 1.2 Definitions
                                                 Budget (OMB) of those rulemakings.                                                                             Administrative Procedure Act. If the
                                                    Thus, FEMA proposes to state in                         Section 1.2 includes the definition of              need or opportunity arises to engage in
                                                 paragraph (a) of proposed section 1.1                   ‘‘rule or regulation,’’ which is the same              a formal rulemaking, FEMA may issue
                                                 simply that part 1 contains FEMA’s                      definition that appears in the                         relevant regulations or guidance at that
                                                 informal rulemaking procedures that                     Administrative Procedure Act at 5                      time as necessary and appropriate.
                                                 affect the public. Note that FEMA does                  U.S.C. 551(4). Rather than restating the
                                                                                                         definition, FEMA proposes to simply                    Section 1.4 Policy and Procedures
                                                 not currently address formal rulemaking
                                                 in its regulations,4 and does not propose               provide the reference to the APA                          FEMA proposes to remove paragraph
                                                 to do so, as FEMA has never engaged in                  definition, for the sake of simplicity and             1.4(a), as it is based on a rescinded
                                                 formal rulemaking and has no plans to                   to avoid the possible impression that                  Executive Order, Executive Order
                                                 do so. If the need or opportunity for a                 FEMA’s definition differs from the                     12291. It is not necessary to implement
                                                 formal rulemaking should arise, FEMA                    Administrative Procedure Act                           the provisions of such executive orders
                                                 will consider issuing regulations or                    definition.                                            in regulation.
                                                 guidance regarding formal rulemaking                       FEMA proposes to remove the                            Current paragraph 1.4(b) states that it
                                                 procedures at that time.                                definition of ‘‘major rule.’’ This is a term           is FEMA’s policy to provide for public
                                                    The Freedom of Information Act                       found in rescinded Executive Order                     participation in rulemaking regarding its
                                                 (FOIA), located in section 3(a) of the                  12291, and the Congressional Review of                 programs and functions, including for
                                                 Administrative Procedure Act, requires                  Agency Rulemaking Act (CRA), and the                   matters that relate to public property,
                                                 certain agency documents to be                          definition need not be parroted in                     loans, grants, benefits, or contracts.
                                                 published in the Federal Register for                   regulation.6 FEMA is therefore                         FEMA declared this policy
                                                 the guidance of the public. See 5 U.S.C.                proposing to remove this definition                    notwithstanding that the Administrative
                                                 552(a). Paragraph (b) of current section                from 44 CFR part 1.                                    Procedure Act’s notice-and-comment
                                                 1.1 states that FEMA’s implementation                      FEMA does not propose any changes                   rulemaking requirements do not apply
                                                 of this requirement is contained in 44                  to the definitions of ‘‘rulemaking,’’                  to such programs and functions. See 5
                                                 CFR part 5, subpart B, but subpart B was                ‘‘Administrator,’’ or ‘‘FEMA.’’                        U.S.C. 553(a)(2). In 1971, the
                                                 removed when the Department of                          Section 1.3 Scope                                      Administrative Conference of the
                                                 Homeland Security (DHS) updated its                                                                            United States (ACUS) issued a
                                                                                                            FEMA proposes to remove paragraph                   recommendation which recommended
                                                 FOIA regulations, which also apply to
                                                                                                         (a) of this section, because it is                     that all Federal agencies waive the
                                                 FEMA. See 81 FR 83625 (Nov. 22, 2016).
                                                                                                         redundant of proposed section 1.1,                     Administrative Procedure Act
                                                 FEMA finds that this cross-reference to
                                                                                                         addressing the scope of part 1.                        exemption, finding that the public
                                                 subpart B is outdated, not necessary,                      FEMA proposes to remove paragraph
                                                 and potentially confusing. Accordingly,                                                                        interest in participating in these matters
                                                                                                         (b) of this section, because it is not                 outweighed the added process required
                                                 FEMA proposes to remove it from part                    required to be in regulation. Paragraph
                                                 1.                                                                                                             by notice and comment rulemaking.7
                                                                                                         (b) states that any delegation by the                  When FEMA issued part 1 in 1981, it
                                                    Paragraph (c) of current section 1.1                 Administrator of authority to issue rules
                                                 states that 44 CFR part 1 ‘‘contains                                                                           adopted this recommendation.
                                                                                                         may not be further redelegated, unless                    One of FEMA’s main functions is to
                                                 policies and procedures for                             expressly provided for in the delegation.
                                                 implementation of the Regulatory                                                                               administer grant programs for
                                                                                                         Delegations are an internal agency                     emergency preparedness, response,
                                                 Flexibility Act which took effect January               matter, and are within the discretion of
                                                 1, 1981.’’ In this rulemaking, FEMA is                                                                         recovery, and mitigation. The majority
                                                                                                         the FEMA Administrator whether to                      of these grant programs are annual grant
                                                 proposing to remove all provisions from                 allow one of his functions to be
                                                 part 1 that address the requirements of                                                                        programs, meaning Congress on an
                                                                                                         delegable. FEMA currently has an                       annual basis (1) appropriates a certain
                                                 the Regulatory Flexibility Act, as these                internal delegation addressing
                                                 provisions are not required to be in                                                                           amount of money for the program, and
                                                                                                         rulemaking, FDA 0106–5 (included in                    (2) potentially revises requirements
                                                 regulation. The requirements of the                     the docket for this rulemaking at
                                                 Regulatory Flexibility Act pertain to an                                                                       associated with the program. FEMA
                                                                                                         www.regulations.gov) which provides                    annually evaluates available resources
                                                 agency’s responsibilities in performing a               for FEMA rulemakings to be issued by
                                                 particular kind of analysis of its                                                                             and policy priorities, and issues notices
                                                                                                         either the Administrator or the Deputy                 of funding opportunity, i.e., calls for
                                                 rulemakings, and do not include any                     Administrator of FEMA. It also provides
                                                 requirements on the public. Therefore,                                                                         grant applications which specify the
                                                                                                         for certain ‘‘routine and frequent’’                   eligibility requirements and conditions
                                                 FEMA proposes to remove paragraph (c)                   rulemakings regarding the National
                                                 from current section 1.1.                                                                                      for the grant. If in a given year Congress
                                                                                                         Flood Insurance Program to be issued by                has not appropriated funds for a given
                                                    Paragraphs (d) and (e) of current
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                                                                                                         the Associate Administrator for Federal                annual grant program, FEMA will not
                                                 section 1.1 refer to a rescinded FEMA
                                                                                                         Insurance and Mitigation, or, if vacant,               issue a notice of funding opportunity or
                                                 manual that described the agency’s
                                                 internal rulemaking procedures.5 As the                                                                        make any awards for that program.
                                                                                                         Register Documents,’’ was rescinded by FEMA
                                                                                                         Manual 078–1–2, ‘‘Rulemaking and Federal
                                                                                                                                                                   Because of the uncertainties
                                                   3 58 FR 51735 (Oct. 3, 1993).                         Register Notice Development, Drafting, and             associated with these programs and the
                                                   4 Formal  rulemaking is rulemaking made on the        Approval Procedures,’’ on 8/28/12.
                                                 record after a formal hearing. See 5 U.S.C. 556, 557.     6 5 U.S.C. 801–808. See the description of the         7 ACUS Recommendation 69–8, adopted Oct. 21–
                                                   5 FEMA Manual 1140.1, The Formulation,                CRA in the Regulatory Analyses section of this         22, 1969, available at: https://www.acus.gov/sites/
                                                 Drafting, Clearance, and Publication of Federal         preamble.                                              default/files/documents/69-8.pdf.



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                                                                        Federal Register / Vol. 82, No. 108 / Wednesday, June 7, 2017 / Proposed Rules                                             26413

                                                 time and resource constraints associated                discretion to depart from this policy in               1 does not apply to such situations, and
                                                 with the rulemaking process, it would                   its discretion and as circumstances                    any such regulation will be reported to
                                                 be extremely challenging to promulgate                  warrant, such as with respect to annual                OMB. It states that as soon as is
                                                 or revise regulations each year for these               grant programs. FEMA also proposes to                  practicable, FEMA will publish in the
                                                 annual grant programs, and therefore                    include a provision stating that its                   Federal Register a statement of the
                                                 FEMA’s practice for years has been to                   general policy of providing for public                 reasons why it is impracticable for the
                                                 post a notice of funding opportunity on                 participation in rulemaking is not                     agency to follow the procedures of
                                                 its Web site at https://www.fema.gov/                   intended to create a right or benefit,                 Executive Order 12866, and the agency
                                                 grants when grant funds become                          substantive or procedural, enforceable                 shall prepare and transmit, as needed,
                                                 available. These notices provide                        against the United States.                             and as soon as practicable, a regulatory
                                                 detailed information on grant eligibility                  FEMA proposes to remove paragraph                   impact analysis for the rule. FEMA
                                                 and conditions, consistent with OMB                     (c) from current section 1.4, as it merely             proposes to remove this paragraph from
                                                 requirements.8 FEMA finds that                          echoes the requirement of the                          section 1.4, because it predates the
                                                 regulations are not necessary for these                 Administrative Procedure Act at 5                      termination of FEMA’s status as an
                                                 annual grant programs, because the                      U.S.C. 553 to publish notices of                       independent agency, and addresses a
                                                 requirements for the grant are included                 proposed rulemaking in the Federal                     matter of internal U.S. government
                                                 in legislation and the notices of funding               Register and to give the public an                     coordination.
                                                 opportunity which are available to the                  opportunity to participate in the
                                                                                                         rulemaking through submission of                       Section 1.5 Rules Docket
                                                 public on FEMA’s Web site and
                                                 www.grants.gov.9                                        written data, views, and arguments,                       Section 1.5 addresses the public rules
                                                    FEMA notes that in the 1971 ACUS                     with or without opportunity for oral                   docket. FEMA proposes to renumber
                                                 recommendation, ACUS cited the                          presentation.                                          this section as section 1.4. FEMA
                                                 inadequate practice of some agencies at                    FEMA proposes to remove paragraph                   proposes to slightly revise this section,
                                                 that time of notifying applicants of                    (d) from current section 1.4, which                    to clarify that the public rulemaking
                                                 available grant funds and actions taken                 describes FEMA’s policy of giving the                  docket is available for public inspection
                                                 on applications. However, it is now                     public, including small entities and                   after a rule document has been
                                                 standard practice for Federal agencies to               consumer groups, an early and                          published in the Federal Register. This
                                                 use the internet to disseminate                         meaningful opportunity to participate in               is the point when a public rulemaking
                                                 information to the public. FEMA’s use                   the development of rules such as                       docket is established. Prior to that point,
                                                 of its Web site and www.grants.gov for                  through advance notices of proposed                    any documents associated with the
                                                 its annual grant programs allows any                    rulemakings, holding open conferences,                 rulemaking are part of the internal
                                                 member of the public easy access to                     and convening public forums or panels.                 development process, and are not
                                                 grant application information, and                      Such a policy need not be in regulation.               included in the public docket. FEMA
                                                 inadequate notice is no longer an issue.                   FEMA proposes to remove paragraph                   also proposes to clarify that the public
                                                    Because it would be unduly                           (e) from current section 1.4, which                    docket is available in hard copy until
                                                 burdensome and, in some cases,                          contains FEMA’s policy to hold a 60-                   the rule project is closed. Once a rule
                                                 impossible to promulgate annual grant                   day public comment period for notices                  project is closed (either because the rule
                                                 program requirements in regulation,                     of proposed rulemaking. This policy is                 has been finalized or withdrawn),
                                                 because the APA does not require such                   consistent with the time period                        FEMA archives the docket at the
                                                 (or any) grant program requirements to                  recommended by Executive Order                         National Archives and Records
                                                 be in regulation, and because FEMA                      12866. Paragraph (e) also states that the              Administration, due to limited physical
                                                 requires flexibility to adapt quickly to                comment period will include any period                 space at FEMA offices. An electronic
                                                 legal and policy mandates, FEMA                         of review required by OMB in                           copy of the docket would still be
                                                 considered eliminating current                          accordance with the Paperwork                          available on www.regulations.gov,
                                                 paragraph 1.4(b) entirely. At this time,                Reduction Act of 1980. Such a policy                   however, with the exception of any
                                                 however, FEMA prefers to retain a                       need not be in regulation.                             copyrighted material that might be
                                                 statement in support of public                             Paragraph (f) of current section 1.4                associated with the rule project.
                                                 participation in rulemaking, because                    addresses Administrative Procedure Act                    FEMA also proposes to add a
                                                 although FEMA sees little reason to                     provisions that allow an agency to                     requirement that any member of the
                                                 retain current paragraph 1.4(b) as                      bypass notice and comment. FEMA                        public wishing to physically inspect the
                                                 drafted, FEMA continues to believe that                 proposes to remove paragraph (f) from                  public docket do so by prearrangement
                                                 public participation is frequently                      current section 1.4.                                   with FEMA. FEMA has consolidated its
                                                 beneficial to the rulemaking process,                      Paragraph (g) of current section 1.4                office space and no longer maintains a
                                                 particularly for its non-annual disaster                addresses the delayed effective date                   separate reading room for rule dockets.
                                                 grant programs. Accordingly, FEMA                       provision of the Administrative                        Therefore, it is necessary for FEMA to
                                                 proposes to modify its part 1 with                      Procedure Act. Under this provision, a                 reserve a space ahead of time for a
                                                 respect to the grants exception.                        substantive rule generally becomes                     member of the public to inspect the
                                                 Specifically, under this proposed rule                  effective no earlier than 30 calendar                  public docket. FEMA proposes to
                                                 (proposed section 1.3), FEMA would                      days after the date of publication in the              remove the requirement that a member
                                                 retain its general policy in favor of                   Federal Register, unless the agency                    of the public must pay a fee to obtain
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                                                 public participation, but would retain                  provides an explanation in the preamble                a copy of the public docket.
                                                                                                         to the rule that it has good cause to                     FEMA proposes to move the provision
                                                   8 See Uniform Administrative Requirements, Cost       make the rule effective immediately                    addressing the submission of public
                                                 Principles, and Audit Requirements for Federal          upon the date of publication. FEMA                     comments to a separate section, as it is
                                                 Awards, at 2 CFR 200.203.                               proposes to remove this provision from                 not directly related to inspection of the
                                                   9 FEMA’s disaster grant programs are awarded
                                                                                                         current section 1.4.                                   public docket (although public
                                                 based on event-specific Presidential declarations
                                                 rather than an annual appropriation from Congress;
                                                                                                            Paragraph (h) of current section 1.4                comments are included in the docket
                                                 FEMA maintains fulsome regulations for these            addresses publication of rules in                      itself). The new section addressing
                                                 programs.                                               emergency situations. It states that part              submission of public comments would


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                                                 26414                  Federal Register / Vol. 82, No. 108 / Wednesday, June 7, 2017 / Proposed Rules

                                                 be numbered section 1.5, and addresses                  section of part 1 already limits the scope              Section 1.9 Regulatory Impact
                                                 submission of comments electronically                   of part 1 to informal rulemaking so this                Analysis
                                                 to www.regulations.gov as well as                       introductory language to section 1.6 is                    Section 1.9 lists the regulatory impact
                                                 submission via mail or courier to FEMA.                 unnecessary.                                            analysis requirements that were part of
                                                    Finally, FEMA proposes to add a                        FEMA proposes to add a provision                      the now-rescinded Executive Order
                                                 section to address the public dockets for               noting that the ex parte restrictions do                12291. These requirements have been
                                                 flood hazard elevation rules. The                       not apply to Tribal consultations.                      replaced by a series of executive orders
                                                 physical repository addresses for                       Executive Order 13175, Consultation                     and OMB Circular A–4, ‘‘Regulatory
                                                 supporting material for those rules vary                and Coordination with Indian Tribal                     Analysis.’’ A copy of the circular is
                                                 depend on the locality that is the subject              Governments,10 and Presidential                         included in the docket for this
                                                 of the rule. FEMA includes the address                  Memorandum of November 9, 2009,                         rulemaking. FEMA must follow these
                                                 in the preamble to each flood hazard                    Tribal Consultation,11 require Federal                  guidelines when preparing a regulatory
                                                 elevation rule.                                         agencies to consult with Tribes on                      impact analysis for its rules. As these
                                                 Section 1.6 Ex Parte Communications                     actions that have Tribal implications. In               guidelines apply to the agency rather
                                                                                                         order to facilitate and support these                   than the public, it is not necessary to
                                                    Section 1.6 addresses ex parte                       communications, FEMA encourages
                                                 communications during the rulemaking                                                                            include them in the CFR. Therefore,
                                                                                                         Tribal consultation early in the rule                   FEMA proposes to remove section 1.9
                                                 process. FEMA proposes to revise this                   development process and does not
                                                 section to cover written as well as oral                                                                        from its regulations rather than updating
                                                                                                         impose ex parte restrictions on such                    it with the new guidelines.
                                                 communications, and to cover any such                   consultations.
                                                 communications from outside the                                                                                 Section 1.10 Initiation of Rulemaking
                                                 Federal Executive branch, rather than                   Section 1.7        Regulations Agenda
                                                                                                                                                                   This section addresses the process for
                                                 outside FEMA. There are various                           Section 1.7 contains outdated                         initiating a rulemaking at FEMA, both
                                                 communications necessary outside                        requirements that were part of the now-                 internally by the Administrator of
                                                 FEMA but within the Federal Executive                   rescinded Executive Order 12291                         FEMA and externally via a petition for
                                                 branch during the rulemaking process,                   regarding the government-wide                           rulemaking. FEMA’s process for
                                                 such as with DHS, OMB, or other                         regulations agenda. Current Executive                   initiating a rule is an internal agency
                                                 Federal agencies, as part of internal                   Order 12866 also contains requirements                  matter, and the ultimate authority for
                                                 government review, to ensure                            that agencies must follow for the                       initiating a rule resides with the
                                                 consistency in Federal government                       regulations agenda, as does the                         Administrator. Thus, FEMA proposes to
                                                 policy, and to consult with other                       Regulatory Flexibility Act. FEMA                        remove reference to the internal process
                                                 agencies with expertise in the subject of               proposes to remove these requirements,                  for initiating a rule from its regulations.
                                                 the rule or that may be affected by the                                                                         Initiation of a rule via a petition for
                                                                                                         as OMB publishes the agenda on its
                                                 rule. These communications are                                                                                  rulemaking is addressed in a separate
                                                                                                         Web site, which any member of the
                                                 considered ‘‘internal’’ as they are                                                                             section (current section 1.18, which is
                                                                                                         public may view at www.reginfo.gov,
                                                 contained within the Federal Executive                                                                          renumbered as section 1.8 in this
                                                                                                         and because of Executive Order 12291’s
                                                 branch. The disclosure requirements of                                                                          proposed rule). Therefore, as petitions
                                                                                                         rescission.
                                                 this section are not intended to apply to                                                                       for rulemaking are fully addressed in a
                                                 such internal communications.                           Section 1.8        Regulations Review                   separate section, FEMA proposes to
                                                    FEMA proposes to revise this section
                                                                                                            Section 1.8 describes FEMA’s intent                  remove section 1.10 in its entirety from
                                                 to cover communications from the time
                                                                                                         to publish in the Federal Register, and                 the regulations.
                                                 a notice of proposed rulemaking is
                                                                                                         keep updated, a plan for periodic review                Section 1.11 Advance Notice of
                                                 published until FEMA issues a final
                                                                                                         of existing rules at least within 10 years              Proposed Rulemaking
                                                 regulatory action (such as a withdrawal
                                                                                                         from the date of publication of a final
                                                 of the notice of proposed rulemaking or                                                                           Section 1.11 lists the requirements for
                                                                                                         rule. FEMA proposes to remove this
                                                 a final rule). Under the current                                                                                the contents of an advance notice of
                                                                                                         section from part 1, as the process for
                                                 regulation, communication is only                                                                               proposed rulemaking (ANPRM), a
                                                                                                         review of existing rules has changed.
                                                 restricted during the open public                                                                               regulatory action that typically takes
                                                                                                         President Trump recently issued
                                                 comment period, which tends to defeat                                                                           place to gather information for a
                                                                                                         Executive Order 13777, ‘‘Enforcing the
                                                 the purpose of transparency in                                                                                  possible future notice of proposed
                                                                                                         Regulatory Reform Agenda,’’ which
                                                 development of the regulatory action,                                                                           rulemaking. These ANPRM
                                                                                                         outlines specific requirements related to
                                                 since once the comment period closes,                                                                           requirements are part of FEMA’s
                                                                                                         retrospective review.12 And past
                                                 ex parte communications can occur                                                                               internal procedures and controls for its
                                                                                                         executive orders, such as Executive
                                                 while the next regulatory action is being                                                                       regulatory actions; FEMA proposes to
                                                                                                         Order 13563, ‘‘Improving Regulation
                                                 developed. To ensure transparency for                                                                           remove them from the CFR.
                                                                                                         and Regulatory Review,’’ include certain
                                                 the entire development of the rule from
                                                                                                         retrospective review requirements as                    Section 1.12 Notice of Proposed
                                                 publication of the notice of proposed
                                                                                                         well.13 FEMA has actively participated                  Rulemaking
                                                 rulemaking until issuance of a final
                                                                                                         in such reviews, and will continue to do                   Section 1.12 lists the requirements for
                                                 action, FEMA proposes to revise the
                                                                                                         so.                                                     the contents of a notice of proposed
                                                 applicability of its ex parte regulation to
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                                                 also cover the time between the close of                  10 65
                                                                                                                                                                 rulemaking, a regulatory action that
                                                                                                                   FR 67249 (Nov. 9, 2000).
                                                 a proposed rule comment period and                        11 https://obamawhitehouse.archives.gov/the-          notifies the public of various
                                                 the issuance of a final action.                         press-office/memorandum-tribal-consultation-            information, including but not limited
                                                    FEMA proposes to remove the                          signed-president; see also FEMA’s Tribal                to, the substance or terms of the
                                                 introductory language of this section,                  Consultation Policy, FP101–002.01, included in the      proposed rule or a description of the
                                                                                                         docket for this rulemaking on www.regulations.gov
                                                 which states that the section applies to                and on FEMA’s Web site at https://www.fema.gov/
                                                                                                                                                                 subject matter and issues involved and
                                                 rulemaking proceedings governed by the                  media-library/assets/documents/98120.                   a reference to the legal authority under
                                                 procedural requirements of 5 U.S.C. 553                   12 82 FR 12285 (Mar. 1, 2017).                        which the proposed rule is issued.
                                                 (i.e., informal rulemaking). The purpose                  13 76 FR 3821 (Jan. 21, 2011).                        These elements are already required by


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                                                                        Federal Register / Vol. 82, No. 108 / Wednesday, June 7, 2017 / Proposed Rules                                            26415

                                                 statute; FEMA, therefore, proposes to                   Section 1.14       Additional Rulemaking               publication of a final rule describing
                                                 remove them from the CFR.                               Proceedings                                            how the public may obtain copies of the
                                                    Section 1.12 also states that it is                     Section 1.14 states that the                        final regulatory flexibility analysis.
                                                 desirable that the proposed rule contain                Administrator may invite interested                    FEMA proposes to remove this
                                                 a target deadline for issuance of the                   persons to present oral arguments,                     provision because it is not necessary;
                                                 regulation, and that to the extent                                                                             FEMA automatically posts such
                                                                                                         appear at informal hearings, or
                                                 feasible, this deadline be met. FEMA                                                                           analyses on www.regulations.gov for
                                                                                                         participate in any other procedure
                                                 proposes to remove this provision                                                                              public viewing.
                                                                                                         affording opportunity for oral                            Paragraph (d)(1) states that before
                                                 because such a target, announced in a                   presentation of views. FEMA’s current
                                                 proposed rule, would too frequently be                                                                         approving any final major rule, FEMA
                                                                                                         policy is to include in each notice of                 will make a determination that the
                                                 unduly speculative. For instance, FEMA                  proposed rulemaking, as appropriate, a
                                                 does not presume that each proposed                                                                            regulation is clearly within the authority
                                                                                                         statement noting that any member of the                delegated by law and consistent with
                                                 rule will result in a final rule.                       public may submit a request for a public
                                                    The final provision of section 1.12                                                                         congressional intent and include in the
                                                                                                         meeting. If a hearing is held, FEMA will               Federal Register at the time of
                                                 states that if the proposed rule is one                 publish notice of such in the Federal
                                                 which contains a requirement for a                                                                             promulgation a memorandum of law
                                                                                                         Register. This provision is not necessary              supporting that determination. FEMA
                                                 collection of information, a copy of the                to include in the CFR. Therefore, FEMA
                                                 rule will be furnished to OMB in                                                                               proposes to remove this provision
                                                                                                         proposes to remove it.                                 because it no longer reflects FEMA
                                                 accordance with the Paperwork                              FEMA proposes to retain the
                                                 Reduction Act. Under internal Federal                                                                          practice. FEMA includes the legal
                                                                                                         provision indicating that FEMA will                    authority for the rule in the rulemaking
                                                 government procedure, FEMA is                           keep a transcript or minutes of any
                                                 required to submit all information                                                                             document, and this is also a
                                                                                                         hearing, but proposes to move it to the                requirement of the Federal Register
                                                 collections, whether included with a                    section on hearings (currently section
                                                 rule or not, to OMB, via DHS. A                                                                                (each rulemaking must include an
                                                                                                         1.15; renumbered as section 1.7 in the                 ‘‘authority citation’’). Although FEMA
                                                 regulation is not necessary for this                    proposed rule). Note that FEMA
                                                 function, and therefore FEMA proposes                                                                          internally makes a legal determination
                                                                                                         considers any oral presentation a                      that the regulation is within FEMA’s
                                                 to remove it from the CFR.                              hearing; any oral presentation would                   legal authorities, FEMA does not
                                                 Section 1.13 Participation by                           fall under the provision addressing                    include in the Federal Register a
                                                 Interested Persons                                      hearings (discussed below).                            memorandum of law supporting that
                                                    Section 1.13 states that any interested              Section 1.15       Hearings                            determination.
                                                                                                                                                                   Paragraph (d)(2) states that FEMA
                                                 person may participate in rulemaking                      Section 1.15 addresses the nature of                 must make a determination that the
                                                 proceedings by submitting written data,                 public hearings should FEMA hold one                   factual conclusions upon which the rule
                                                 views, or arguments within the                          for a particular rulemaking. Any such                  is based have substantial support in the
                                                 comment time stated in the notice. This                 public hearing is nonadversarial and for               agency record, viewed as a whole, with
                                                 is a requirement of the Administrative                  fact-finding only. FEMA proposes to                    full attention to public comments in
                                                 Procedure Act and FEMA includes it in                   remove the provision stating that formal               general and the comments of persons
                                                 all of its rulemaking notices for                       rulemaking hearing procedures do not                   directly affected by the rule in
                                                 proposed rules and advance notices of                   apply, since section 1.1 already limits                particular. FEMA proposes to remove
                                                 proposed rulemakings. As it is not                      the scope of part 1 to informal                        this provision.
                                                 necessary to include in regulation,                     rulemaking.
                                                 FEMA proposes to remove it from the                                                                            Section 1.17 Petitions for
                                                 CFR.                                                    Section 1.16       Adoption of a Final Rule            Reconsideration
                                                    Section 1.13 includes a provision                      Section 1.16 addresses FEMA’s                           Section 1.17 states that FEMA will not
                                                 stating that the Administrator may                      procedure for issuing a final rule.                    consider petitions for reconsideration of
                                                 permit the filing of comments in                        Paragraph (a) states that FEMA must                    a final rule, and that such petitions will
                                                 response to original comments. FEMA                     address any relevant significant issues                be treated as petitions for rulemaking.
                                                 proposes to remove this provision                       set forth in comments received on the                  This remains FEMA’s policy, and FEMA
                                                 because it is unnecessary to include in                 proposed rule. Paragraph (a) also                      proposes no revisions to this section,
                                                 the CFR.                                                requires the final rule to include a clear             other than to revise the reference to
                                                    Section 1.13 also states that the                    concise statement of the basis and                     section 1.18, which would become
                                                 Administrator may provide for oral                      purpose of the rule. These are                         section 1.9 if this proposed rule is
                                                 presentation of views in additional                     Administrative Procedure Act                           finalized.
                                                 proceedings; this is also addressed in                  requirements placed on agencies rather
                                                 section 1.14. FEMA proposes to remove                   than the public and therefore FEMA                     Section 1.18 Petitions for Rulemaking
                                                 these provisions from the CFR. FEMA’s                   proposes to remove these from the                         Section 1.18 addresses petitions for
                                                 policy for providing for public hearings                regulation.                                            rulemaking. It states that any interested
                                                 is addressed in FEMA’s notices of                         Paragraph (b) lists other information                person may petition the Administrator
                                                 proposed rulemaking.                                    that FEMA may include in a final rule                  for the issuance, amendment, or repeal
                                                    The last provision of section 1.13                   preamble. The information is similar to                of a rule, and for purposes of this
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                                                 states that FEMA will send copies of                    information covered by Administrative                  section, the term ‘‘person’’ includes a
                                                 regulatory flexibility analyses to the                  Committee of the Federal Register                      ‘‘Federal, State, or local government or
                                                 Chief Counsel for Advocacy of the Small                 regulations at 1 CFR 18.12. There is no                government agency.’’ FEMA proposes to
                                                 Business Administration. As this                        need to reiterate this list in FEMA’s                  revise the definition of ‘‘person’’ to
                                                 provision is regarding internal agency                  regulations. Therefore FEMA proposes                   include ‘‘any member of the public and
                                                 procedure and does not affect the                       to remove paragraph (b) from part 1.                   any entity outside the Federal Executive
                                                 public, FEMA proposes to remove it                        Paragraph (c) states that a statement                branch.’’ FEMA considers any
                                                 from the regulation.                                    shall be published at the time of                      ‘‘petitions’’ from entities of the Federal


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                                                 26416                           Federal Register / Vol. 82, No. 108 / Wednesday, June 7, 2017 / Proposed Rules

                                                 Executive branch as internal to the                                  Current section                        Proposed rule           The Office of Management and Budget
                                                 government and not subject to the same                                                                                           (OMB) has not designated this rule a
                                                                                                                    1.2(a) .......................    1.2(a).
                                                 requirements as petitions from the                                 1.2(b) .......................    1.2(b).
                                                                                                                                                                                  significant regulatory action under
                                                 public. There is communication                                     1.2(c) .......................    1.2(c).                     section 3(f) of Executive Order 12866.
                                                 amongst Federal Executive branch                                   1.2(d) .......................    1.2(d).                     Accordingly, OMB has not reviewed it.
                                                 agencies on a regular basis and any need                           1.2(e) .......................    Removed.                    As this rule is not a significant
                                                                                                               1.3 Scope
                                                 for a rule would be raised through those                           1.3(a) .......................    1.1(a).                     regulatory action, this rule is exempt
                                                 channels. This is not a change from the                            1.3(b) .......................    Removed.                    from the requirements of Executive
                                                 current intent of this section, but FEMA                           1.3(c) .......................    1.1(b).                     Order 13771. See OMB’s Memorandum
                                                                                                               1.4 Policy and Proce-                  Removed, except 1.4(b)
                                                 is proposing this new language for the                          dures.                                 moved to 1.3.
                                                                                                                                                                                  ‘‘Guidance Implementing Executive
                                                 sake of clarity.                                              1.5 Rules docket.                                                  Order 13771, Titled ‘Reducing
                                                    This section states that petitions                              1.5(a) .......................    1.4(a) & 1.5.               Regulation and Controlling Regulatory
                                                 should be submitted to the ‘‘Rules                                 1.5(b) .......................    1.4(b).                     Costs’ ’’ (April 5, 2017).
                                                 Docket Clerk.’’ As FEMA no longer has                         1.6 Ex parte commu-
                                                                                                                 nications                                                           This proposed rule would revise
                                                 a ‘‘Rules Docket Clerk,’’ FEMA proposes                            1.6 Introductory lan-             Removed.                    FEMA regulations pertaining to
                                                 to change this to the ‘‘Regulatory Affairs                            guage.                                                     rulemaking by removing sections that
                                                 Division,’’ which is the division                                  1.6(a) .......................    1.6(a).
                                                                                                                                                                                  are outdated or do not affect the public
                                                                                                                    1.5(b) .......................    1.6(b).
                                                 responsible for processing any petitions                      1.7 Regulations agen-                  Removed.                    and update provisions that affect the
                                                 to FEMA for rulemaking. FEMA also                               das.                                                             public’s participation in the rulemaking
                                                 proposes to require that petitions for                        1.8 Regulations review                 Removed.                    process. FEMA does not believe this
                                                 rulemaking be labeled as such, to avoid                       1.9 Regulatory impact                  Removed.
                                                                                                                 analyses.
                                                                                                                                                                                  rule imposes additional direct costs on
                                                 situations where simple correspondence                        1.10 Initiation of rule-                                           the public or government.
                                                 is confused with a petition.                                    making
                                                                                                                    1.10 ..........................   1.8/partially removed.      Regulatory Flexibility Act
                                                 Authority Citation                                            1.11 Advance notice of                 Removed.
                                                                                                                 proposed rulemaking.
                                                                                                                                                                                     Under the Regulatory Flexibility Act
                                                    FEMA proposes to revise the                                                                                                   (RFA), as amended, 5 U.S.C. 601–612,
                                                                                                               1.12 Notice of proposed                Removed.
                                                 authority citation for part 1 by removing                       rulemaking.                                                      agencies must consider the impact of
                                                 the reference to rescinded Executive                          1.13 Participation by in-              Removed.                    their rulemakings on ‘‘small entities’’
                                                 Order 12291, as well as the references                          terested persons.
                                                                                                                                                                                  (small businesses, small organizations
                                                 to the Reorganization Plan No. 3 of                           1.14 Additional rule-                  1.7(c)/partially removed.
                                                                                                                 making proceedings.                                              and local governments). When the
                                                 1978, Executive Order 12127, and                              1.15 Hearings.                                                     Administrative Procedure Act requires
                                                 Executive Order 12148. The                                         1.15 (a) ....................     1.7(a)/partially removed.   an agency to publish a notice of
                                                 Reorganization Plan and Executive                                  1.15(b) .....................     1.7(b).
                                                                                                                                                                                  proposed rulemaking under 5 U.S.C.
                                                 Orders 12127 and 12148 established                            1.16 Adoption of a final               Removed.
                                                                                                                 rule.                                                            553, the RFA requires a regulatory
                                                 FEMA as an agency in 1979 and                                 1.17 Petitions for recon-              1.9.                        flexibility analysis for both the proposed
                                                 established its functions. FEMA                                 sideration.                                                      rule and the final rule if the rulemaking
                                                 proposes to replace these cites with a                        1.18 Petitions for rule-               1.8.
                                                                                                                                                                                  could ‘‘have a significant economic
                                                 citation to the Homeland Security Act of                        making.
                                                                                                                                                                                  impact on a substantial number of small
                                                 2002, 6 U.S.C. 101 et seq., which                                                                                                entities.’’ The RFA also provides that in
                                                 provided organic authority for FEMA                           IV. Regulatory Analyses
                                                                                                                                                                                  lieu of a regulatory flexibility analysis,
                                                 and made it a component of the                                Executive Orders 12866, 13563, and                                 the agency may certify in the
                                                 Department of Homeland Security, and                          13771                                                              rulemaking document that the
                                                 Department of Homeland Security                                                                                                  rulemaking will not ‘‘have a significant
                                                                                                                  Executive Orders 12866 (‘‘Regulatory
                                                 Delegation 9001.1, which delegated                                                                                               economic impact on a substantial
                                                                                                               Planning and Review’’) and 13563
                                                 specific functions back to FEMA.                                                                                                 number of small entities’’ along with a
                                                    FEMA also proposes to remove the                           (‘‘Improving Regulation and Regulatory
                                                                                                               Review’’) direct agencies to assess the                            statement providing the factual basis for
                                                 citation to the Regulatory Flexibility Act
                                                                                                               costs and benefits of available regulatory                         such certification. FEMA has
                                                 (5 U.S.C. 601 et seq.) because references
                                                                                                               alternatives and, if regulation is                                 voluntarily published a notice of
                                                 to that Act would no longer be included
                                                                                                               necessary, to select regulatory                                    proposed rulemaking in this case,
                                                 in part 1 if the proposed rule is
                                                                                                               approaches that maximize net benefits                              notwithstanding that this rule is a rule
                                                 finalized.
                                                    FEMA proposes to retain the citations                      (including potential economic,                                     of agency organization, procedure, or
                                                 to the informal rulemaking provisions of                      environmental, public health and safety                            practice exempt from notice-and-
                                                 the Administrative Procedure Act (5                           effects, distributive impacts, and                                 comment rulemaking requirements. See
                                                 U.S.C. 551 and 553) as these are the                          equity). Executive Order 13563                                     5 U.S.C. 553(b)(A).
                                                 main authorities for this part.                               emphasizes the importance of                                          This proposed rule would revise
                                                                                                               quantifying both costs and benefits, of                            FEMA regulations pertaining to
                                                 Change Chart                                                  reducing costs, of harmonizing rules,                              rulemaking by removing sections that
                                                   The following chart lists the current                       and of promoting flexibility. Executive                            are outdated or do not affect the public
                                                 section and how it is affected by the                         Order 13771 (‘‘Reducing Regulation and                             and update provisions that affect the
                                                                                                               Controlling Regulatory Costs’’) directs                            public’s participation in the rulemaking
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                                                 proposed rule:
                                                                                                               agencies to reduce regulation and                                  process. This rule does not impose
                                                       Current section                    Proposed rule        control regulatory costs and provides                              direct costs on small entities.
                                                 1.1  Purpose                                                  that ‘‘for every one new regulation                                Accordingly, and although FEMA is not
                                                     1.1(a) .......................   1.1(a).                  issued, at least two prior regulations be                          required to make such certification,
                                                     1.1(b) .......................   Removed.                 identified for elimination, and that the                           pursuant to section 605(b) of the RFA,
                                                     1.1(c) .......................   Removed.                 cost of planned regulations be prudently
                                                     1.1(d) .......................   Removed.
                                                                                                                                                                                  5 U.S.C. 605(b), the Administrator of
                                                     1.1(e) .......................   Removed.                 managed and controlled through a                                   FEMA certifies that this rule will not, if
                                                 1.2 Definitions                                               budgeting process.’’                                               promulgated, have a significant


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                                                                        Federal Register / Vol. 82, No. 108 / Wednesday, June 7, 2017 / Proposed Rules                                            26417

                                                 economic impact on a substantial                        identifying number, symbol, or other                   incurred by the Indian Tribal
                                                 number of small entities.                               identifying particular assigned to the                 government or the Tribe in complying
                                                                                                         individual, such as a finger or voice                  with the regulation are provided by the
                                                 Unfunded Mandates Reform Act of 1995
                                                                                                         print or a photograph. See 5 U.S.C.                    Federal Government, or the agency
                                                    The Unfunded Mandates Reform Act                     552a(a)(4). A ‘‘system of records’’ is a               consults with Tribal officials.
                                                 of 1995, 2 U.S.C. 658, 1501–1504, 1531–                 group of records under the control of an                 This rule does not have Tribal
                                                 1536, 1571, pertains to any notice of                   agency from which information is                       implications. Any member of the public
                                                 proposed rulemaking which implements                    retrieved by the name of the individual                and any non-Federal entity, including
                                                 any rule that includes a Federal                        or by some identifying number, symbol,                 Tribes and Tribal members, may
                                                 mandate that may result in the                          or other identifying particular assigned               participate in Federal rulemaking as
                                                 expenditure by State, local, and Tribal                 to the individual. An agency cannot                    outlined in this proposed rule, and it is
                                                 governments, in the aggregate, or by the                disclose any record which is contained                 FEMA’s policy that ex parte restrictions
                                                 private sector, of $100 million or more                 in a system of records except by                       in rulemaking do not apply to Tribal
                                                 in any one year. If the rulemaking                      following specific procedures.                         consultations.
                                                 includes a Federal mandate, the Act                       The E-Government Act of 2002, 44
                                                 requires an agency to prepare an                        U.S.C. 3501 note, also requires specific               Executive Order 13132, Federalism
                                                 assessment of the anticipated costs and                 procedures when an agency takes action                    Executive Order 13132, ‘‘Federalism,’’
                                                 benefits of the Federal mandate. The Act                to develop or procure information                      64 FR 43255, August 10, 1999, sets forth
                                                 also pertains to any regulatory                         technology that collects, maintains, or                principles and criteria that agencies
                                                 requirements that might significantly or                disseminates information that is in an                 must adhere to in formulating and
                                                 uniquely affect small governments.                      identifiable form. This Act also applies               implementing policies that have
                                                 Before establishing any such                            when an agency initiates a new                         federalism implications, that is,
                                                 requirements, an agency must develop a                  collection of information that will be                 regulations that have ‘‘substantial direct
                                                 plan allowing for input from the                        collected, maintained, or disseminated                 effects on the States, on the relationship
                                                 affected governments regarding the                      using information technology if it                     between the national government and
                                                 requirements.                                           includes any information in an                         the States, or on the distribution of
                                                    FEMA has determined that this rule                   identifiable form permitting the                       power and responsibilities among the
                                                 will not result in the expenditure by                   physical or online contacting of a                     various levels of government.’’ Federal
                                                 State, local, and tribal governments, in                specific individual.                                   agencies must closely examine the
                                                 the aggregate, nor by the private sector,                 This proposed rule does not create a
                                                                                                                                                                statutory authority supporting any
                                                 of $100,000,000 or more in any one year                 new, nor impact a current, system of
                                                                                                                                                                action that would limit the
                                                 as a result of a Federal mandate, and it                record. Therefore, this proposed rule
                                                                                                         does not require coverage under an                     policymaking discretion of the States,
                                                 will not significantly or uniquely affect
                                                                                                         existing or new Privacy Impact                         and to the extent practicable, must
                                                 small governments. Therefore, no
                                                                                                         Assessment or System of Records                        consult with State and local officials
                                                 actions are deemed necessary under the
                                                                                                         Notice. Any member of the public or                    before implementing any such action.
                                                 provisions of the Unfunded Mandates
                                                 Reform Act of 1995.                                     any non-Federal entity may submit                         FEMA has reviewed this proposed
                                                                                                         comments on a rulemaking; all                          rule under Executive Order 13132 and
                                                 Paperwork Reduction Act of 1995                         comments are posted on                                 has determined that this rule does not
                                                   Under the Paperwork Reduction Act                     www.regulations.gov, and that Web site,                have substantial direct effects on the
                                                 of 1995 (PRA), as amended, 44 U.S.C.                    as well as each FEMA rulemaking                        States, on the relationship between the
                                                 3501–3520, an agency may not conduct                    document requesting comments,                          national government and the States, or
                                                 or sponsor, and a person is not required                includes a Privacy Notice informing the                on the distribution of power and
                                                 to respond to, a collection of                          commenter that any comments will be                    responsibilities among the various
                                                 information unless the agency obtains                   posted for public viewing.                             levels of government, and therefore does
                                                 approval from OMB for the collection                                                                           not have federalism implications as
                                                                                                         Executive Order 13175, Consultation                    defined by the Executive Order. It
                                                 and the collection displays a valid OMB
                                                                                                         and Coordination With Indian Tribal                    addresses agency procedures for
                                                 control number. See 44 U.S.C. 3506,
                                                                                                         Governments                                            rulemaking that affect the public; such
                                                 3507. FEMA has determined that this
                                                 rulemaking does not contain any                            Executive Order 13175, ‘‘Consultation               rulemaking is a Federal process and
                                                 collections of information as defined by                and Coordination with Indian Tribal                    does not affect State rulemaking
                                                 that Act. PRA regulations exempt                        Governments,’’ 65 FR 67249, November                   processes.
                                                 general solicitations of comments from                  9, 2000, applies to agency regulations
                                                                                                                                                                Congressional Review of Agency
                                                 the public such as rulemakings. See 5                   that have Tribal implications, that is,
                                                                                                                                                                Rulemaking
                                                 CFR 1320.3(h)(4).                                       regulations that have substantial direct
                                                                                                         effects on one or more Indian tribes, on                 Under the Congressional Review of
                                                 Privacy Act/E-Government Act                            the relationship between the Federal                   Agency Rulemaking Act (CRA), 5 U.S.C.
                                                    Under the Privacy Act of 1974, 5                     Government and Indian Tribes, or on                    801–808, before a rule can take effect,
                                                 U.S.C. 552a, an agency must determine                   the distribution of power and                          the Federal agency promulgating the
                                                 whether implementation of a proposed                    responsibilities between the Federal                   rule must submit to Congress and to the
                                                 regulation will result in a system of                   Government and Indian Tribes. Under                    Government Accountability Office
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                                                 records. A ‘‘record’’ is any item,                      this Executive Order, to the extent                    (GAO) a copy of the rule; a concise
                                                 collection, or grouping of information                  practicable and permitted by law, no                   general statement relating to the rule,
                                                 about an individual that is maintained                  agency shall promulgate any regulation                 including whether it is a major rule; the
                                                 by an agency, including, but not limited                that has Tribal implications, that                     proposed effective date of the rule; a
                                                 to, his/her education, financial                        imposes substantial direct compliance                  copy of any cost-benefit analysis;
                                                 transactions, medical history, and                      costs on Indian Tribal governments, and                descriptions of the agency’s actions
                                                 criminal or employment history and                      that is not required by statute, unless                under the Regulatory Flexibility Act and
                                                 that contains his/her name, or the                      funds necessary to pay the direct costs                the Unfunded Mandates Reform Act;


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                                                 26418                   Federal Register / Vol. 82, No. 108 / Wednesday, June 7, 2017 / Proposed Rules

                                                 and any other information or statements                   (d) FEMA means Federal Emergency                      the preamble of each flood hazard
                                                 required by relevant executive orders.                   Management Agency.                                     elevation rule the repository address for
                                                    FEMA will send this rule to the                                                                              supporting material.
                                                 Congress and to GAO pursuant to the                      § 1.3   Regulatory policy.
                                                 CRA if the rule is finalized. The rule is                   (a) It is the general policy of FEMA to             § 1.5   Public comments.
                                                 not a ‘‘major rule’’ within the meaning                  provide for public participation in                      A member of the public may submit
                                                 of the CRA. It will not have an annual                   rulemaking regarding its programs and                  comments via mail or courier to the
                                                 effect on the economy of $100,000,000                    functions, including matters that relate               Regulatory Affairs Division, Office of
                                                 or more; it will not result in a major                   to public property, loans, grants, or                  Chief Counsel, Federal Emergency
                                                 increase in costs or prices for                          benefits, or contracts, even though these              Management Agency, 500 C St. SW.,
                                                 consumers, individual industries,                        matters are not subject to a requirement               Washington, DC 20472, or may submit
                                                 Federal, State, or local government                      for notice and public comment                          comments electronically to the
                                                 agencies, or geographic regions; and it                  rulemaking by law. This general policy                 rulemaking docket at
                                                 will not have significant adverse effects                is not intended to and does not create                 www.regulations.gov under the
                                                 on competition, employment,                              a right or benefit, substantive or                     applicable docket ID.
                                                 investment, productivity, innovation, or                 procedural, enforceable against the
                                                                                                          United States or its agencies or officers.             § 1.6   Ex parte communications.
                                                 on the ability of United States-based
                                                 enterprises to compete with foreign-                        (b) FEMA may depart from this                          (a) All oral or written
                                                 based enterprises in domestic and                        general policy in its absolute discretion,             communications from outside the
                                                 export markets.                                          including for its annual grant programs                Federal Executive branch of significant
                                                                                                          and in other cases as circumstances                    information and argument respecting
                                                 List of Subjects in 44 CFR Part 1                        warrant.                                               the merits of a rulemaking document,
                                                   Administrative practice and                                                                                   received after publication of a notice of
                                                                                                          § 1.4   Public rulemaking docket.                      proposed rulemaking, by FEMA or its
                                                 procedure.
                                                                                                             (a) FEMA maintains a public docket                  offices and divisions or their personnel
                                                 ■ For the reasons discussed in the                       for each rulemaking after it is published              participating in the decision, must be
                                                 preamble, the Federal Emergency                          in the Federal Register and until the                  summarized in writing and placed
                                                 Management Agency proposes to revise                     rulemaking is closed and archived at the               promptly in the public docket. This
                                                 44 CFR part 1 as follows:                                National Archives and Records                          applies until the agency publishes a
                                                                                                          Administration. The public docket                      final regulatory action such as a
                                                 PART 1—RULEMAKING, POLICY AND                            includes every document published in
                                                 PROCEDURES                                                                                                      withdrawal of the notice of proposed
                                                                                                          the Federal Register in conjunction                    rulemaking or a final rule.
                                                 Sec.                                                     with a rulemaking. It also includes                       (b) FEMA may conclude that
                                                 1.1     Purpose and scope.                               regulatory assessments and analyses,                   restrictions on ex parte communications
                                                 1.2     Definitions.                                     written comments from the public                       are necessitated at other times by
                                                 1.3     Regulatory policy.                               addressed to the merits of a proposed                  considerations of fairness or for other
                                                 1.4     Public rulemaking docket.                        rule, comments from the public received                reasons.
                                                 1.5     Public comments.                                 in response to notices, or to withdrawals
                                                 1.6     Ex parte communications.                                                                                   (c) This section does not apply to
                                                                                                          or terminations of a proposed                          Tribal consultations.
                                                 1.7     Hearings.
                                                 1.8     Petitions for rulemaking.
                                                                                                          rulemaking, requests for a public
                                                                                                          meeting, requests for extension of time,               § 1.7   Hearings.
                                                 1.9     Petitions for reconsideration.
                                                                                                          petitions for rulemaking, grants or                      (a) When FEMA affords an
                                                    Authority: 5 U.S.C. 551, 553; 6 U.S.C. 101            denials of petitions or requests, and                  opportunity for oral presentation, the
                                                 et seq.; Department of Homeland Security
                                                 Delegation 9001.1.
                                                                                                          transcripts or minutes of informal                     hearing is an informal, nonadversarial,
                                                                                                          hearings. The public rulemaking docket                 fact-finding proceeding. Any
                                                 § 1.1    Purpose and scope.                              is maintained by the Regulatory Affairs                rulemaking issued in a proceeding
                                                    (a) This part contains FEMA’s                         Division, Office of Chief Counsel.                     under this part in which a hearing is
                                                 procedures for informal rulemaking                          (b) After FEMA establishes a public                 held need not be based exclusively on
                                                 under the Administrative Procedure Act                   rulemaking docket, any person may                      the record of such hearing.
                                                 (5 U.S.C. 553) that affect the public.                   examine docketed material during                         (b) When such a hearing is provided,
                                                    (b) This part does not apply to rules                 established business hours by                          the Administrator will designate a
                                                 issued in accordance with the formal                     prearrangement with the Regulatory                     representative to conduct the hearing.
                                                 rulemaking provisions of the                             Affairs Division, Office of Chief                        (c) The transcript or minutes of the
                                                 Administrative Procedure Act (5 U.S.C.                   Counsel, FEMA, 500 C St. SW.,                          hearing will be kept and filed in the
                                                 556, 557).                                               Washington, DC 20472, and may obtain                   public rulemaking docket.
                                                                                                          a copy of any docketed material (except
                                                 § 1.2    Definitions.                                    for copyrighted material). FEMA also                   § 1.8   Petitions for rulemaking.
                                                   (a) Rule or regulation have the same                   maintains a copy of each public docket                    (a) Any interested person may
                                                 meaning as those terms are defined in                    electronically, with the exception of                  petition the Administrator for the
                                                 the Administrative Procedure Act (5                      copyrighted material, on                               issuance, amendment, or repeal of a
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                                                 U.S.C. 551(4)).                                          www.regulations.gov. To access the                     rule. For purposes of this section, the
                                                   (b) Rulemaking means the FEMA                          docket on www.regulations.gov, search                  term person includes any member of the
                                                 process for considering and formulating                  for the docket ID associated with the                  public and any entity outside the
                                                 the issuance, amendment, or repeal of a                  rulemaking.                                            Federal Executive branch of
                                                 rule.                                                       (c) The docket for flood hazard                     government. Each petitioner must:
                                                   (c) Administrator means the                            elevation rules issued by the National                    (1) Submit the petition to the
                                                 Administrator, FEMA, or an official to                   Flood Insurance Program are partially                  Regulatory Affairs Division, Office of
                                                 whom the Administrator has expressly                     maintained at the locality that is the                 Chief Counsel, FEMA, 8NE, 500 C Street
                                                 delegated authority to issue rules.                      subject of the rule. FEMA includes in                  SW., Washington, DC 20472;


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                                                                        Federal Register / Vol. 82, No. 108 / Wednesday, June 7, 2017 / Proposed Rules                                             26419

                                                    (2) Label the petition with the                      small governmental jurisdictions. The                  jurisdictions, and small organizations.
                                                 following: ‘‘Petition for Rulemaking’’ or               intended effect of this document is to                 Under the RFA, we must either prepare
                                                 ‘‘Rulemaking Petition’’;                                inform the public of the rules under                   a Regulatory Flexibility Analysis or
                                                    (3) Set forth the substance of the rule              review, to outline NMFS’ review                        certify that the regulation, if put in
                                                 or amendment proposed or specify the                    process, and to provide an opportunity                 place, will not have a significant
                                                 rule sought to be repealed or amended;                  to comment. In addition, information                   economic impact on a substantial
                                                    (4) Explain the interest of the                      compiled through this routine action                   number of small entities for any
                                                 petitioner in support of the action                     will be relevant to the regulatory                     regulation proposed after January 1,
                                                 sought; and                                             reviews required under Executive Order                 1981. Section 602 of the RFA requires
                                                    (5) Set forth all data and arguments                 13771, ‘‘Reducing Regulation and                       that NMFS issue an Agenda of
                                                 available to the petitioner in support of               Controlling Regulatory Costs,’’ and                    Regulations identifying rules under
                                                 the action sought.                                      Executive Order 13777, ‘‘Enforcing the                 development that are likely to have a
                                                    (b) No public procedures will be held                Regulatory Reform Agenda.’’                            significant economic impact on a
                                                 directly on the petition before its                     DATES: Written comments must be                        substantial number of small entities.
                                                 disposition. If the Administrator finds                 received by July 7, 2017.                                 Section 610 of the RFA requires
                                                 that the petition contains adequate                     ADDRESSES: You may submit comments
                                                                                                                                                                Federal agencies to review existing
                                                 justification, a rulemaking proceeding                  on this document, identified by NOAA–                  regulations. It requires that NMFS
                                                 will be initiated or a final rule will be               NMFS–2017–0054, by either of the                       publish a plan in the Federal Register
                                                 issued as appropriate. If the                           following methods:                                     explaining how it will review its
                                                 Administrator finds that the petition                      • Electronic Submission: Submit all                 existing regulations which have or will
                                                 does not contain adequate justification,                electronic public comments via the                     have a significant economic impact on
                                                 the petition will be denied by letter or                Federal e-Rulemaking Portal. Go to                     a substantial number of small entities.
                                                 other notice, with a brief statement of                 http://www.regulations.gov/                            Regulations that became effective after
                                                 the ground for denial.                                  #!docketDetail;D=NOAA-NMFS-2017-                       January 1, 1981, must be reviewed
                                                    The Administrator may consider new                   0054, click the ‘‘Comment Now!’’ icon,                 within 10 years of the publication date
                                                 evidence at any time; however, FEMA                     complete the required fields, and enter                of the final rule. Section 610(c) requires
                                                 will not consider repetitious petitions                 or attach your comments.                               that we annually publish a list of final
                                                 for rulemaking.                                            • Mail: Submit written comments to                  rules we will review during the
                                                                                                         Kelly Denit, National Marine Fisheries                 succeeding 12 months in the Federal
                                                 § 1.9   Petitions for reconsideration.
                                                                                                         Service, NOAA, Office of Sustainable                   Register. The list must describe, explain
                                                   Petitions for reconsideration of a final                                                                     the need for, and provide the legal basis
                                                 rule will not be considered. Such                       Fisheries, 1315 East-West Highway,
                                                                                                         Silver Spring, MD 20910 (mark outside                  for the rules being reviewed, as well as
                                                 petitions, if filed, will be treated as                                                                        invite public comment on the rule.
                                                 petitions for rulemaking in accordance                  of envelope ‘‘Comments on 610
                                                                                                         Review’’).                                                In addition, information compiled
                                                 with § 1.8 of this part.                                                                                       through this routine action under
                                                                                                            Instructions: Comments must be
                                                   Dated: May 30, 2017.                                  submitted by one of the above methods                  Section 610 of the RFA will be relevant
                                                 Robert Fenton,                                          to ensure that the comments are                        to the regulatory reviews required under
                                                 Senior Official Performing the Duties of the            received, documented, and considered                   Executive Order 13771, ‘‘Reducing
                                                 Administrator, Federal Emergency                        by NMFS. Comments sent by any other                    Regulation and Controlling Regulatory
                                                 Management Agency.                                      method, to any other address or                        Costs,’’ and Executive Order 13777,
                                                 [FR Doc. 2017–11559 Filed 6–6–17; 8:45 am]              individual, or received after the end of               ‘‘Enforcing the Regulatory Reform
                                                 BILLING CODE 9111–19–P                                  the comment period, may not be                         Agenda.’’
                                                                                                         considered. All comments received are                  Criteria for Review of Existing
                                                                                                         a part of the public record and will                   Regulations
                                                 DEPARTMENT OF COMMERCE                                  generally be posted for public viewing
                                                                                                                                                                  The purpose of the review is to
                                                                                                         on www.regulations.gov without change.
                                                 National Oceanic and Atmospheric                                                                               determine whether existing rules should
                                                                                                         All personal identifying information
                                                 Administration                                                                                                 be left unchanged, or whether they
                                                                                                         (e.g., name, address, etc.) submitted
                                                                                                                                                                should be revised or rescinded to
                                                                                                         voluntarily by the sender will be
                                                 50 CFR Chapters II, III, IV, V, and VI                                                                         minimize significant economic impacts
                                                                                                         publicly accessible. Do not submit
                                                                                                                                                                on a substantial number of small
                                                                                                         confidential business information, or
                                                 RIN 0648–XF326                                                                                                 entities, consistent with the objectives
                                                                                                         otherwise sensitive or protected
                                                                                                                                                                of other applicable statutes. In deciding
                                                                                                         information. NMFS will accept
                                                 Plan for Periodic Review of                                                                                    whether change is necessary, the RFA
                                                                                                         anonymous comments (enter ‘‘N/A’’ in
                                                 Regulations                                                                                                    establishes five factors that NMFS must
                                                                                                         the required fields if you wish to remain
                                                                                                                                                                consider:
                                                 AGENCY:  National Marine Fisheries                      anonymous).                                              (1) Whether the rule is still needed;
                                                 Service (NMFS), National Oceanic and                    FOR FURTHER INFORMATION CONTACT: Tara                    (2) What type of complaints or
                                                 Atmospheric Administration (NOAA),                      Scott, (301) 427–8579 or Heather Sagar,                comments were received concerning the
                                                 Commerce.                                               (301) 427–8019.                                        rule from the public;
pmangrum on DSK3GDR082PROD with PROPOSALS




                                                 ACTION: Notice; request for comments.                   SUPPLEMENTARY INFORMATION:                               (3) The complexity of the rule;
                                                                                                                                                                  (4) How much the rule overlaps,
                                                 SUMMARY:   NMFS announces the existing                  Background                                             duplicates or conflicts with other
                                                 rules that it is reviewing, as required,                   The Regulatory Flexibility Act (RFA),               Federal rules, and, to the extent feasible,
                                                 under section 610 of the Regulatory                     5 U.S.C. 601 et seq., requires that                    with State and local governmental rules;
                                                 Flexibility Act, which had, or will have                Federal agencies including NMFS take                   and
                                                 a significant impact on a substantial                   into account how their regulations affect                (5) How long it has been since the rule
                                                 number of small entities, such as small                 ‘‘small entities,’’ including small                    has been evaluated or how much the
                                                 businesses, small organizations, and                    businesses, small Governmental                         technology, economic conditions, or


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Document Created: 2017-06-07 02:00:42
Document Modified: 2017-06-07 02:00:42
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionNotice of proposed rulemaking.
DatesComments must be received on or before August 7, 2017.
ContactLiza Davis, Associate Chief Counsel, Regulatory Affairs, Office of Chief Counsel, Federal Emergency Management Agency, 500 C Street SW., Washington, DC 20472, 202-646- 4046, or (email) [email protected]
FR Citation82 FR 26411 
RIN Number1660-AA91

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