82 FR 27539 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 114 (June 15, 2017)

Page Range		27539-27539
FR Document		2017-12431

Federal Register, Volume 82 Issue 114 (Thursday, June 15, 2017)

[Federal Register Volume 82, Number 114 (Thursday, June 15, 2017)]
[Notices]
[Page 27539]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-12431]


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SECURITIES AND EXCHANGE COMMISSION


Submission for OMB Review; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Rule 17a-2, SEC File No. 270-189, OMB Control No. 3235-0201.

    Notice is hereby given that pursuant to the Paperwork Reduction Act 
of 1995 (``PRA'') (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget (``OMB'') a request for approval of extension of the 
previously approved collection of information provided for in Rule 17a-
2 (17 CFR 240.17a-2), under the Securities Exchange Act of 1934 (15 
U.S.C. 78a et seq.).
    Rule 17a-2 requires underwriters to maintain information regarding 
stabilizing activities conducted in accordance with Rule 104 of 
Regulation M. The collections of information under Regulation M and 
Rule 17a-2 are necessary for covered persons to obtain certain benefits 
or to comply with certain requirements. The collections of information 
are necessary to provide the Commission with information regarding 
syndicate covering transactions and penalty bids. The Commission may 
review this information during periodic examinations or with respect to 
investigations. Except for the information required to be kept under 
Rule 104(i) (17 CFR 242.104(i)) and Rule 17a-2(c), none of the 
information required to be collected or disclosed for PRA purposes will 
be kept confidential. The recordkeeping requirement of Rule 17a-2 
requires the information be maintained in a separate file, or in a 
separately retrievable format, for a period of three years, the first 
two years in an easily accessible place, consistent with the 
requirements of Exchange Act Rule 17a-4(f) (17 CFR 240.17a-4(f)).
    There are approximately 716 respondents per year that require an 
aggregate total of 3,580 hours to comply with this rule. Each 
respondent makes an estimated 1 annual response. Each response takes 
approximately 5 hours to complete. Thus, the total compliance burden 
per year is 3,580 burden hours. The total internal compliance cost for 
the respondents is approximately $232,700, resulting in an internal 
cost of compliance for each respondent per response of approximately 
$325.00 (i.e., $232,700.00/716 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information under the PRA unless it 
displays a currently valid OMB control number.
    The public may view background documentation for this information 
collection at the following Web site: http://www.reginfo.gov. Comments 
should be directed to (i) Desk Officer for the Securities and Exchange 
Commission, Office of Information and Regulatory Affairs, Office of 
Management and Budget, Room 10102, New Executive Office Building, 
Washington, DC 20503 or by sending an email to: 
Shagufta_Ahmed@omb.eop.gov ; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or by sending an 
email to: PRA_Mailbox@sec.gov. Comments must be submitted to OMB within 
30 days of this notice.

     Dated: June 9, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-12431 Filed 6-14-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 114 / Thursday, June 15, 2017 / Notices 27539

SECURITIES AND EXCHANGE the Securities Exchange Act of 1934 (15 sec.gov. Comments must be submitted to
COMMISSION U.S.C. 78a et seq.). OMB within 30 days of this notice.
Rule 17a–2 requires underwriters to Dated: June 9, 2017.
[Release No. 34–80900; File No. SR–ICC–
2017–005] maintain information regarding
Eduardo A. Aleman,
stabilizing activities conducted in
accordance with Rule 104 of Regulation Assistant Secretary.
Self-Regulatory Organizations; ICE
M. The collections of information under [FR Doc. 2017–12431 Filed 6–14–17; 8:45 am]
Clear Credit LLC; Notice of Withdrawal
of Proposed Rule Change Relating to Regulation M and Rule 17a–2 are BILLING CODE 8011–01–P
ICC’s Liquidity Risk Management necessary for covered persons to obtain
Framework and ICC’s Stress Testing certain benefits or to comply with
Framework certain requirements. The collections of SECURITIES AND EXCHANGE
information are necessary to provide the COMMISSION
June 9, 2017. Commission with information regarding
On May 16, 2017, ICE Clear Credit syndicate covering transactions and [Release No. 34–80895; File No. SR–ICC–
LLC (‘‘ICC’’) filed with the Securities penalty bids. The Commission may 2017–006]
and Exchange Commission review this information during periodic
(‘‘Commission’’), pursuant to Section examinations or with respect to Self-Regulatory Organizations; ICE
19(b)(1) of the Securities Exchange Act investigations. Except for the Clear Credit LLC; Notice of Proposed
of 1934 1 and Rule 19b–4 thereunder,2 a information required to be kept under Rule Change Relating to ICC’s End-of-
proposed rule change to revise the ICC Rule 104(i) (17 CFR 242.104(i)) and Rule Day Price Discovery Policies and
Liquidity Risk Management Framework 17a–2(c), none of the information Procedures
and the ICC Stress Testing Framework. required to be collected or disclosed for
Notice of the proposed rule change was PRA purposes will be kept confidential. June 9, 2017.
published in the Federal Register on The recordkeeping requirement of Rule Pursuant to Section 19(b)(1) of the
June 6, 2017.3 The Commission did not 17a–2 requires the information be Securities Exchange Act of 1934,1 and
receive comments on the proposed rule maintained in a separate file, or in a Rule 19b–4,2 notice is hereby given that
change. separately retrievable format, for a on May 25, 2017, ICE Clear Credit LLC
On June 8, 2017, ICC withdrew the period of three years, the first two years
proposed rule change (SR–ICC–2017– (‘‘ICC’’) filed with the Securities and
in an easily accessible place, consistent Exchange Commission the proposed
005). with the requirements of Exchange Act rule change, as described in Items I, II,
For the Commission, by the Division of Rule 17a–4(f) (17 CFR 240.17a–4(f)). and III below, which Items have been
Trading and Markets, pursuant to delegated There are approximately 716 prepared primarily by ICC. The
authority.4 respondents per year that require an Commission is publishing this notice to
Robert W. Errett, aggregate total of 3,580 hours to comply solicit comments on the proposed rule
Deputy Secretary. with this rule. Each respondent makes change from interested persons.
[FR Doc. 2017–12377 Filed 6–14–17; 8:45 am] an estimated 1 annual response. Each
BILLING CODE 8011–01–P response takes approximately 5 hours to I. Clearing Agency’s Statement of the
complete. Thus, the total compliance Terms of Substance of the Proposed
burden per year is 3,580 burden hours. Rule Change
SECURITIES AND EXCHANGE The total internal compliance cost for
COMMISSION the respondents is approximately The principal purpose of the
$232,700, resulting in an internal cost of proposed rule change is to make
Submission for OMB Review; compliance for each respondent per revisions to the ICC End-of-Day Price
Comment Request response of approximately $325.00 (i.e., Discovery Policies and Procedures
$232,700.00/716 responses). (‘‘Pricing Policy’’) related to the market
Upon Written Request, Copies Available variability bid-offer width (‘‘BOW’’)
From: Securities and Exchange An agency may not conduct or
sponsor, and a person is not required to scaling methodology, as well as
Commission, Office of FOIA Services, additional clean-up changes. These
100 F Street NE., Washington, DC respond to, a collection of information
under the PRA unless it displays a revisions do not require any changes to
20549–2736. the ICC Clearing Rules (‘‘Rules’’).
currently valid OMB control number.
Extension:
Rule 17a–2, SEC File No. 270–189, OMB The public may view background II. Clearing Agency’s Statement of the
Control No. 3235–0201. documentation for this information Purpose of, and Statutory Basis for, the
collection at the following Web site: Proposed Rule Change
Notice is hereby given that pursuant http://www.reginfo.gov. Comments
to the Paperwork Reduction Act of 1995 should be directed to (i) Desk Officer for In its filing with the Commission, ICC
(‘‘PRA’’) (44 U.S.C. 3501 et seq.), the the Securities and Exchange included statements concerning the
Securities and Exchange Commission Commission, Office of Information and purpose of and basis for the proposed
(‘‘Commission’’) has submitted to the Regulatory Affairs, Office of rule change and discussed any
Office of Management and Budget Management and Budget, Room 10102, comments it received on the proposed
(‘‘OMB’’) a request for approval of New Executive Office Building, rule change. The text of these statements
extension of the previously approved
pmangrum on DSK3GDR082PROD with NOTICES

Washington, DC 20503 or by sending an may be examined at the places specified
collection of information provided for in email to: Shagufta_Ahmed@ in Item IV below. ICC has prepared
Rule 17a–2 (17 CFR 240.17a–2), under omb.eop.gov ; and (ii) Pamela Dyson, summaries, set forth in sections (A), (B),
1 15
Director/Chief Information Officer, and (C) below, of the most significant
U.S.C. 78s(b)(1).
2 17 CFR 240.19b–4.
Securities and Exchange Commission, aspects of these statements.
3 Securities Exchange Act Release No. 34–80818 c/o Remi Pavlik-Simon, 100 F Street
(May 31, 2017), 82 FR 26196 (June 6, 2017). NE., Washington, DC 20549 or by 1 15 U.S.C. 78s(b)(1).
4 17 CFR 200.30–3(a)(12). sending an email to: PRA_Mailbox@ 2 17 CFR 240.19b–4.

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Document Created: 2017-06-15 01:03:33
Document Modified: 2017-06-15 01:03:33

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 27539