82 FR 28724 - Submission for OMB Review; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 120 (June 23, 2017)

Page Range		28724-28724
FR Document		2017-13141

Federal Register, Volume 82 Issue 120 (Friday, June 23, 2017)

[Federal Register Volume 82, Number 120 (Friday, June 23, 2017)]
[Notices]
[Page 28724]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-13141]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-1, OMB Control No. 3235-0007]


Submission for OMB Review; Comment Request

Upon Written Request Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-02736.

Extension:
    Rule 13e-3 (Schedule 13E-3).

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (``Commission'') has submitted to the Office of Management 
and Budget this request for extension of the previously approved 
collection of information discussed below.
    Rule 13e-3 (17 CFR 240.13e-3) and Schedule 13E-3 (17 CFR 240.13e-
100)--Rule 13e-3 prescribes the filing, disclosure and dissemination 
requirements in connection with a going private transaction by an 
issuer or an affiliate. Schedule 13E-3 provides shareholders and the 
marketplace with material information concerning a going private 
transaction. The information collected permits verification of 
compliance with securities laws requirements and ensures the public 
availability and dissemination of the collected information. This 
information is made available to the public. Information provided on 
Schedule 13E-3 is mandatory. We estimate that Schedule 13E-3 is filed 
by approximately 77 issuers annually and it takes approximately 137.42 
hours per response. We estimate that 25% of the 137.42 hours per 
response is prepared by the filer for a total annual reporting burden 
of 2,646 hours (34.36 hours per response x 77 responses).
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid control number.
    The public may view the background documentation for this 
information collection at the following Web site, www.reginfo.gov . 
Comments should be directed to: (i) Desk Officer for the Securities and 
Exchange Commission, Office of Information and Regulatory Affairs, 
Office of Management and Budget, Room 10102, New Executive Office 
Building, Washington, DC 20503, or by sending an email to: 
[email protected]; and (ii) Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, c/o Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549 or send an email 
to: [email protected]. Comments must be submitted to OMB within 30 
days of this notice.

    Dated: June 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-13141 Filed 6-22-17; 8:45 am]
 BILLING CODE 8011-01-P

28724 Federal Register / Vol. 82, No. 120 / Friday, June 23, 2017 / Notices

change is consistent with the Act. SECURITIES AND EXCHANGE Officer, Securities and Exchange
Comments may be submitted by any of COMMISSION Commission, c/o Remi Pavlik-Simon,
the following methods: 100 F Street NE., Washington, DC 20549
[SEC File No. 270–1, OMB Control No. 3235–
0007]
or send an email to: PRA_Mailbox@
Electronic Comments sec.gov. Comments must be submitted to
• Use the Commission’s Internet Submission for OMB Review; OMB within 30 days of this notice.
comment form (http://www.sec.gov/ Comment Request Dated: June 2017.
rules/sro.shtml); or Upon Written Request Copies Available Eduardo A. Aleman,
• Send an email to rule-comments@ From: Securities and Exchange Assistant Secretary.
sec.gov. Please include File Number SR– Commission, Office of FOIA Services, [FR Doc. 2017–13141 Filed 6–22–17; 8:45 am]
MRX–2017–09 on the subject line. 100 F Street NE., Washington, DC BILLING CODE 8011–01–P
20549–02736.
Paper Comments
Extension:
SECURITIES AND EXCHANGE
• Send paper comments in triplicate Rule 13e–3 (Schedule 13E–3).
COMMISSION
to Secretary, Securities and Exchange Notice is hereby given that, pursuant
Commission, 100 F Street NE., to the Paperwork Reduction Act of 1995 [Release No. 34–80973; File No. SR–FINRA–
Washington, DC 20549–1090. 2017–009]
(44 U.S.C. 3501 et seq.), the Securities
All submissions should refer to File and Exchange Commission Self-Regulatory Organizations;
Number SR–MRX–2017–09. This file (‘‘Commission’’) has submitted to the Financial Industry Regulatory
number should be included on the Office of Management and Budget this Authority, Inc.; Order Approving a
subject line if email is used. To help the request for extension of the previously Proposed Rule Change Relating to
Commission process and review your approved collection of information Expediting List Selection in Arbitration
comments more efficiently, please use discussed below.
only one method. The Commission will Rule 13e–3 (17 CFR 240.13e–3) and June 19, 2017.
Schedule 13E–3 (17 CFR 240.13e–
post all comments on the Commission’s I. Introduction
100)—Rule 13e–3 prescribes the filing,
Internet Web site (http://www.sec.gov/ On April 26, 2017, Financial Industry
disclosure and dissemination
rules/sro.shtml). Copies of the Regulatory Authority, Inc. (‘‘FINRA’’)
requirements in connection with a going
submission, all subsequent filed with the Securities and Exchange
private transaction by an issuer or an
amendments, all written statements Commission (‘‘Commission’’), pursuant
affiliate. Schedule 13E–3 provides
with respect to the proposed rule shareholders and the marketplace with to Section 19(b)(1) of the Securities
change that are filed with the material information concerning a going Exchange Act of 1934 (‘‘Exchange
Commission, and all written private transaction. The information Act’’) 1 and Rule 19b–4 thereunder,2 a
communications relating to the collected permits verification of proposed rule change to provide that the
proposed rule change between the compliance with securities laws Director of FINRA’s Office of Dispute
Commission and any person, other than requirements and ensures the public Resolution (‘‘ODR Director’’) will send
those that may be withheld from the availability and dissemination of the the list or lists or arbitrators generated
public in accordance with the collected information. This information by the Neutral List Selection System
provisions of 5 U.S.C. 552, will be is made available to the public. (‘‘NLSS’’) to all parties at the same time,
available for Web site viewing and Information provided on Schedule 13E– within approximately 30 days after the
printing in the Commission’s Public 3 is mandatory. We estimate that last answer is due, regardless of the
Reference Room, 100 F Street NE., Schedule 13E–3 is filed by parties’ agreement to extend any answer
Washington, DC 20549, on official approximately 77 issuers annually and due date.
business days between the hours of it takes approximately 137.42 hours per The proposed rule change was
10:00 a.m. and 3:00 p.m. Copies of the response. We estimate that 25% of the published for comment in the Federal
filing also will be available for 137.42 hours per response is prepared Register on May 15, 2017.3 The public
inspection and copying at the principal by the filer for a total annual reporting comment period closed on June 5, 2017.
office of the Exchange. All comments burden of 2,646 hours (34.36 hours per The Commission received five comment
received will be posted without change; response × 77 responses). letters in response to the Notice, all of
the Commission does not edit personal An agency may not conduct or which supported the proposed rule
identifying information from sponsor, and a person is not required to change.4 This order approves the
submissions. You should submit only respond to, a collection of information proposed rule change.
information that you wish to make unless it displays a currently valid
available publicly. All submissions control number. 1 15 U.S.C. 78s(b)(1).
should refer to File Number SR–MRX– The public may view the background 2 17 CFR 240.19b–4.
3 See Exchange Act Release No. 80634 (May 9,
2017–09 and should be submitted on or documentation for this information
2017), 82 FR 22363 (May 15, 2017) (File No. SR–
before July 14, 2017. collection at the following Web site, FINRA–2017–009) (‘‘Notice’’).
For the Commission, by the Division of www.reginfo.gov . Comments should be 4 See Letters from Steven B. Caruso, Maddox
asabaliauskas on DSKBBXCHB2PROD with NOTICES

Trading and Markets, pursuant to delegated directed to: (i) Desk Officer for the Hargett Caruso, P.C., dated May 11, 2017 (‘‘Caruso
Securities and Exchange Commission, Letter’’); Ryan K. Bakhtiari, Aidikoff, Uhl &
authority.12 Bakhtiari, dated May 15, 2017 (‘‘Bakhtiari Letter’’);
Eduardo A. Aleman,
Office of Information and Regulatory Glenn S. Gitomer, McCausland Keen + Buckman,
Affairs, Office of Management and dated May 26, 2017 (‘‘Gitomer Letter’’); Marnie C.
Assistant Secretary. Budget, Room 10102, New Executive Lambert, President, Public Investors Arbitration Bar
[FR Doc. 2017–13105 Filed 6–22–17; 8:45 am] Office Building, Washington, DC 20503, Association (‘‘PIABA’’), dated June 1, 2017 (‘‘PIABA
Letter’’); Andres Gomez III, Esquire, Executive
BILLING CODE 8011–01–P or by sending an email to: Shagufta_ Principal, AG Consultants, dated June 4, 2017
Ahmed@omb.eop.gov; and (ii) Pamela (‘‘Gomez Letter’’). Comment letters are available at
12 17 CFR 200.30–3(a)(12). Dyson, Director/Chief Information www.sec.gov.

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Document Created: 2017-06-23 03:37:28
Document Modified: 2017-06-23 03:37:28

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 28724