82_FR_29252 82 FR 29130 - Sunshine Act Meeting

82 FR 29130 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 122 (June 27, 2017)

Page Range29130-29130
FR Document2017-13492

Federal Register, Volume 82 Issue 122 (Tuesday, June 27, 2017)
[Federal Register Volume 82, Number 122 (Tuesday, June 27, 2017)]
[Notices]
[Page 29130]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-13492]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a closed meeting on Thursday, June 
29, 2017 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matters at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Adjudicatory matters; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed; please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

    Dated: June 22, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-13492 Filed 6-23-17; 11:15 am]
 BILLING CODE 8011-01-P



                                                  29130                          Federal Register / Vol. 82, No. 122 / Tuesday, June 27, 2017 / Notices

                                                     A proposed rule change filed under                   only one method. The Commission will                    consideration of the scheduled matters
                                                  Rule 19b–4(f)(6) 12 normally does not                   post all comments on the Commission’s                   at the closed meeting.
                                                  become operative prior to 30 days after                 Internet Web site (http://www.sec.gov/                     Commissioner Stein, as duty officer,
                                                  the date of the filing.13 However,                      rules/sro.shtml). Copies of the                         voted to consider the items listed for the
                                                  pursuant to Rule 19b–4(f)(6)(iii),14 the                submission, all subsequent                              closed meeting in closed session.
                                                  Commission may designate a shorter                      amendments, all written statements                         The subject matters of the closed
                                                  time if such action is consistent with the              with respect to the proposed rule                       meeting will be:
                                                  protection of investors and the public                  change that are filed with the                             Institution and settlement of
                                                  interest. Without a waiver of 30-day                    Commission, and all written                             injunctive actions;
                                                  operative delay, the Exchange’s Pilot                   communications relating to the                             Institution and settlement of
                                                  Program will expire before the extension                proposed rule change between the                        administrative proceedings;
                                                  of the Pilot Program is operative. The                  Commission and any person, other than                      Adjudicatory matters; and
                                                                                                                                                                     Other matters relating to enforcement
                                                  Commission believes that waiving the                    those that may be withheld from the
                                                                                                                                                                  proceedings.
                                                  30-day operative delay for the instant                  public in accordance with the                              At times, changes in Commission
                                                  filing is consistent with the protection                provisions of 5 U.S.C. 552, will be                     priorities require alterations in the
                                                  of investors and the public interest                    available for Web site viewing and                      scheduling of meeting items.
                                                  because doing so will allow the Pilot                   printing in the Commission’s Public                        For further information and to
                                                  Program to continue without                             Reference Room, 100 F Street NE.,                       ascertain what, if any, matters have been
                                                  interruption in a manner that is                        Washington, DC 20549–1090 on official                   added, deleted or postponed; please
                                                  consistent with the Commission’s prior                  business days between the hours of                      contact Brent J. Fields from the Office of
                                                  approval of the extension and expansion                 10:00 a.m. and 3:00 p.m. Copies of the                  the Secretary at (202) 551–5400.
                                                  of the Pilot Program and will allow the                 filing also will be available for
                                                  Exchange and the Commission                             inspection and copying at the principal                   Dated: June 22, 2017.
                                                  additional time to analyze the impact of                office of the Exchange. All comments                    Brent J. Fields,
                                                  the Pilot Program. Accordingly, the                     received will be posted without change;                 Secretary.
                                                  Commission designates the proposed                      the Commission does not edit personal                   [FR Doc. 2017–13492 Filed 6–23–17; 11:15 am]
                                                  rule change as operative upon filing                    identifying information from                            BILLING CODE 8011–01–P
                                                  with the Commission.15                                  submissions. You should submit only
                                                                                                          information that you wish to make
                                                  IV. Solicitation of Comments                                                                                    SECURITIES AND EXCHANGE
                                                                                                          available publicly. All submissions
                                                    Interested persons are invited to                     should refer to File Number SR–                         COMMISSION
                                                  submit written data, views, and                         NYSEArca–2017–68 and should be                          [Release No. 34–80989; File No. SR–
                                                  arguments concerning the foregoing,                     submitted on or before July 18, 2017.                   NYSEMKT–2017–36]
                                                  including whether the proposed rule                       For the Commission, by the Division of
                                                  change is consistent with the Act.                      Trading and Markets, pursuant to delegated              Self-Regulatory Organizations; NYSE
                                                  Comments may be submitted by any of                     authority.16                                            MKT LLC; Notice of Filing and
                                                  the following methods:                                  Eduardo A. Aleman,                                      Immediate Effectiveness of Proposed
                                                  Electronic Comments                                     Assistant Secretary.                                    Rule Change To Amend Commentary
                                                                                                          [FR Doc. 2017–13343 Filed 6–26–17; 8:45 am]
                                                                                                                                                                  .02 to Rule 960NY in Order To Extend
                                                    • Use the Commission’s Internet                                                                               the Penny Pilot in Options Classes in
                                                                                                          BILLING CODE 8011–01–P
                                                  comment form (http://www.sec.gov/                                                                               Certain Issues
                                                  rules/sro.shtml); or
                                                    • Send an email to rule-                                                                                      June 21, 2017.
                                                                                                          SECURITIES AND EXCHANGE                                    Pursuant to Section 19(b)(1) 1 of the
                                                  comments@sec.gov. Please include File
                                                                                                          COMMISSION                                              Securities Exchange Act of 1934 (the
                                                  Number SR–NYSEArca–2017–68 on the
                                                  subject line.                                                                                                   ‘‘Act’’) 2 and Rule 19b–4 thereunder,3
                                                                                                          Sunshine Act Meeting
                                                                                                                                                                  notice is hereby given that on June 9,
                                                  Paper Comments                                                                                                  2017, NYSE MKT LLC (the ‘‘Exchange’’
                                                                                                             Notice is hereby given, pursuant to
                                                     • Send paper comments in triplicate                  the provisions of the Government in the                 or ‘‘NYSE MKT’’) filed with the
                                                  to Secretary, Securities and Exchange                   Sunshine Act, Public Law 94–409, that                   Securities and Exchange Commission
                                                  Commission, 100 F Street NE.,                           the Securities and Exchange                             (the ‘‘Commission’’) the proposed rule
                                                  Washington, DC 20549–1090.                              Commission will hold a closed meeting                   change as described in Items I and II
                                                  All submissions should refer to File                    on Thursday, June 29, 2017 at 2 p.m.                    below, which Items have been prepared
                                                  Number SR–NYSEArca–2017–68. This                           Commissioners, Counsel to the                        by the self-regulatory organization. The
                                                  file number should be included on the                   Commissioners, the Secretary to the                     Commission is publishing this notice to
                                                  subject line if email is used. To help the              Commission, and recording secretaries                   solicit comments on the proposed rule
                                                  Commission process and review your                      will attend the closed meeting. Certain                 change from interested persons.
                                                  comments more efficiently, please use                   staff members who have an interest in                   I. Self-Regulatory Organization’s
                                                                                                          the matters also may be present.                        Statement of the Terms of Substance of
                                                  of filing of the proposed rule change, or such             The General Counsel of the                           the Proposed Rule Change
                                                  shorter time as designated by the Commission. The
                                                                                                          Commission, or his designee, has
mstockstill on DSK30JT082PROD with NOTICES




                                                  Exchange has satisfied this pre-filing requirement.                                                                The Exchange proposes to amend
                                                     12 17 CFR 240.19b–4(f)(6).                           certified that, in his opinion, one or                  Commentary .02 to NYSE Amex Options
                                                     13 17 CFR 240.19b–4(f)(6).                           more of the exemptions set forth in 5                   Rule 960NY in order to extend the
                                                     14 17 CFR 240.19b–4(f)(6)(iii).                      U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)              Penny Pilot in options classes in certain
                                                     15 For purposes only of waiving the operative
                                                                                                          and 17 CFR 200.402(a)(3), (a)(5), (a)(7),
                                                  delay for this proposal, the Commission has             (a)(9)(ii) and (a)(10), permit                            1 15 U.S.C. 78s(b)(1).
                                                  considered the proposed rule’s impact on
                                                                                                                                                                    2 15 U.S.C. 78a.
                                                  efficiency, competition, and capital formation. See
                                                  15 U.S.C. 78c(f).                                         16 17   CFR 200.30–3(a)(12).                            3 17 CFR 240.19b–4.




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Document Created: 2018-11-14 10:14:34
Document Modified: 2018-11-14 10:14:34
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 29130 

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