82_FR_29572 82 FR 29448 - Air Plan Approval; Alabama: Infrastructure Requirements for the 2012 PM2.5

82 FR 29448 - Air Plan Approval; Alabama: Infrastructure Requirements for the 2012 PM2.5

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 82, Issue 124 (June 29, 2017)

Page Range29448-29457
FR Document2017-13671

The Environmental Protection Agency (EPA) is proposing to approve portions of the December 9, 2015, State Implementation Plan (SIP) submission, submitted by the State of Alabama, through the Alabama Department of Environmental Management (ADEM), for inclusion into the Alabama SIP. This proposal pertains to the infrastructure requirements of the Clean Air Act (CAA or Act) for the 2012 annual particulate matter (PM<INF>2.5</INF>) national ambient air quality standard (NAAQS). The CAA requires that each state adopt and submit a SIP for the implementation, maintenance and enforcement of each NAAQS promulgated by EPA, which is commonly referred to as an ``infrastructure SIP.'' ADEM certified that the Alabama SIP contains provisions that ensure the 2012 Annual PM<INF>2.5</INF> NAAQS is implemented, enforced, and maintained in Alabama. EPA is proposing to determine that Alabama's infrastructure SIP submission provided to EPA on December 9, 2015, satisfies certain required infrastructure elements for the 2012 Annual PM<INF>2.5</INF> NAAQS.

Federal Register, Volume 82 Issue 124 (Thursday, June 29, 2017)
[Federal Register Volume 82, Number 124 (Thursday, June 29, 2017)]
[Proposed Rules]
[Pages 29448-29457]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-13671]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 52

[EPA-R04-OAR-2016-0208; FRL-9964-10-Region 4]


Air Plan Approval; Alabama: Infrastructure Requirements for the 
2012 PM2.5 National Ambient Air Quality Standard

AGENCY: Environmental Protection Agency.

ACTION: Proposed rule.

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SUMMARY: The Environmental Protection Agency (EPA) is proposing to 
approve portions of the December 9, 2015, State Implementation Plan 
(SIP) submission, submitted by the State of Alabama, through the 
Alabama Department of Environmental Management (ADEM), for inclusion 
into the Alabama SIP. This proposal pertains to the infrastructure 
requirements of the Clean Air Act (CAA or Act) for the 2012 annual 
particulate matter (PM2.5) national ambient air quality 
standard (NAAQS). The CAA requires that each state adopt and submit a 
SIP for the implementation, maintenance and enforcement of each NAAQS 
promulgated by EPA, which is commonly referred to as an 
``infrastructure SIP.'' ADEM certified that the Alabama SIP contains 
provisions that ensure the 2012 Annual PM2.5 NAAQS is 
implemented, enforced, and maintained in Alabama. EPA is proposing to 
determine that Alabama's infrastructure SIP submission provided to EPA 
on December 9, 2015, satisfies certain required infrastructure elements 
for the 2012 Annual PM2.5 NAAQS.

DATES: Written comments must be received on or before July 31, 2017.

ADDRESSES: Submit your comments, identified by Docket ID No. EPA-R04-
OAR-2016-0208 at http://www.regulations.gov. Follow the online 
instructions for submitting comments. Once submitted, comments cannot 
be edited or removed from Regulations.gov. EPA may publish any comment 
received to its public docket. Do not submit electronically any 
information you consider to be Confidential Business Information (CBI) 
or other information whose disclosure is restricted by statute. 
Multimedia submissions (audio, video, etc.) must be accompanied by a 
written comment. The written comment is considered the official comment 
and should include discussion of all points you wish to make. EPA will 
generally not consider comments or comment contents located outside of 
the primary submission (i.e. on the web, cloud, or other file sharing 
system). For additional submission methods, the full EPA public comment 
policy, information about CBI or multimedia submissions, and general 
guidance on making effective comments, please visit http://www2.epa.gov/dockets/commenting-epa-dockets.

FOR FURTHER INFORMATION CONTACT: Tiereny Bell, Air Regulatory 
Management Section, Air Planning and Implementation Branch, Air, 
Pesticides and Toxics Management Division, U.S. Environmental 
Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 
30303-8960. Ms. Bell can be reached via telephone at (404) 562-9088 or 
via electronic mail at bell.tiereny@epa.gov.

SUPPLEMENTARY INFORMATION:

I. Background and Overview

    On December 14, 2012 (78 FR 3086, January 15, 2013), EPA 
promulgated a revised primary annual PM2.5 NAAQS. The 
standard was strengthened from 15.0 micrograms per cubic meter ([mu]g/
m\3\) to 12.0 [mu]g/m\3\. Pursuant to section 110(a)(1) of the CAA, 
states are required to submit SIPs meeting the applicable requirements 
of section 110(a)(2) within three years after promulgation of a new or 
revised NAAQS or within such shorter period as EPA may prescribe. 
Section 110(a)(2) requires states to address basic SIP elements such as 
requirements for monitoring, basic program requirements and legal 
authority that are designed to assure attainment and maintenance of the 
NAAQS. States were required to submit such SIPs for the 2012 Annual 
PM2.5 NAAQS to EPA no later than December 14, 2015.\1\
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    \1\ In these infrastructure SIP submissions States generally 
certify evidence of compliance with sections 110(a)(1) and (2) of 
the CAA through a combination of state regulations and statutes, 
some of which have been incorporated into the federally-approved 
SIP. In addition, certain federally-approved, non-SIP regulations 
may also be appropriate for demonstrating compliance with sections 
110(a)(1) and (2). Throughout this rulemaking, unless otherwise 
indicated, the term ``ADEM Administrative Code (Admin. Code r).'' 
indicates that the cited regulation has either been approved, or 
submitted for approval into Alabama's federally-approved SIP. The 
term ``Alabama Code'' (Ala. Code) indicates cited Alabama state 
statutes, which are not a part of the SIP unless otherwise 
indicated.
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    This action is proposing to approve Alabama's infrastructure SIP 
\2\ submission for the applicable requirements of the 2012 Annual 
PM2.5 NAAQS, with the exception of the interstate transport 
provisions pertaining to contribution to nonattainment or interference 
with maintenance in other states of section 110(a)(2)(D)(i)(I) (prongs 
1 and 2) and visibility of section 110(a)(2)(D)(i)(II) (prong 4), and 
the state board requirements of section 110(a)(2)(E)(ii). With respect 
to the interstate transport provisions pertaining to contribution to 
nonattainment or interference with maintenance in other states of 
section 110(a)(2)(D)(i)(I) (prongs 1 and 2) and visibility of section 
110(a)(2)(D)(i)(II) (prong 4), and the state board requirements of 
section 110(a)(2)(E)(ii), EPA will address these in separate rulemaking 
actions.
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    \2\ Alabama's 2012 Annual PM2.5 NAAQS infrastructure 
SIP submission dated December 9, 2015, is referred to as ``Alabama's 
infrastructure SIP submission'' in this action.
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II. What elements are required under sections 110(a)(1) and 110(a)(2)?

    Section 110(a) of the CAA requires states to submit SIPs to provide 
for the implementation, maintenance, and enforcement of a new or 
revised NAAQS within three years following the promulgation of such 
NAAQS, or within such shorter period as EPA may prescribe. Section 
110(a) imposes the obligation upon states to make a SIP submission to 
EPA for a new or revised NAAQS, but the contents of that submission may 
vary depending upon the facts and circumstances. In particular, the 
data and analytical tools available at the time the state develops and 
submits the SIP for a new or revised NAAQS affects the content of the 
submission. The contents of such SIP submissions may also vary 
depending upon what provisions the state's existing SIP already 
contains.
    More specifically, section 110(a)(1) provides the procedural and 
timing requirements for SIPs. Section 110(a)(2) lists specific elements 
that states must meet for infrastructure SIP requirements related to a 
newly established or revised NAAQS. As mentioned above, these 
requirements include basic SIP elements such as requirements for 
monitoring, basic program requirements and legal authority that are 
designed to assure attainment and maintenance of the NAAQS. The 
requirements of section 110(a)(2) are summarized below and in EPA's 
September 13, 2013, memorandum entitled ``Guidance on Infrastructure 
State Implementation

[[Page 29449]]

Plan (SIP) Elements under Clean Air Act Sections 110(a)(1) and 
110(a)(2).\3\
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    \3\ Two elements identified in section 110(a)(2) are not 
governed by the three-year submission deadline of section 110(a)(1) 
because SIPs incorporating necessary local nonattainment area 
controls are not due within three years after promulgation of a new 
or revised NAAQS, but rather due at the time the nonattainment area 
plan requirements are due pursuant to section 172. These 
requirements are: (1) Submissions required by section 110(a)(2)(C) 
to the extent that subsection refers to a permit program as required 
in part D, title I of the CAA; and (2) submissions required by 
section 110(a)(2)(I) which pertain to the nonattainment planning 
requirements of part D, title I of the CAA. This proposed rulemaking 
does not address infrastructure elements related to section 
110(a)(2)(I) or the nonattainment planning requirements of 
110(a)(2)(C).

 110(a)(2)(A): Emission Limits and Other Control Measures
 110(a)(2)(B): Ambient Air Quality Monitoring/Data System
 110(a)2(C): Programs for Enforcement of Control Measures and 
for Construction or Modification of Stationary Sources
 110(a)(2)(D)(i)(I) and (II): Interstate Pollution Transport
 110(a)(2)(D)(ii): Interstate Pollution Abatement and 
International Air Pollution
 110(a)(2)(E): Adequate Resources and Authority, Conflict of 
Interest, and Oversight of Local Governments and Regional Agencies
 110(a)(2)(F): Stationary Source Monitoring and Reporting
 110(a)(2)(G): Emergency Powers
 110(a)(2)(H): SIP Revisions
 110(a)(2)(I): Plan Revisions for Nonattainment Areas \4\
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    \4\ As mentioned above, this element is not relevant to this 
proposed rulemaking.
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 110(a)(2)(J): Consultation with Government Officials, Public 
Notification, and Prevention of Significant Deterioration (PSD) and 
Visibility Protection
 110(a)(2)(K): Air Quality Modeling and Submission of Modeling 
Data
 110(a)(2)(L): Permitting fees
 110(a)(2)(M): Consultation and Participation by Affected Local 
Entities

III. What is EPA's approach to the review of infrastructure SIP 
submissions?

    EPA is acting upon the SIP submission from Alabama that addresses 
the infrastructure requirements of CAA sections 110(a)(1) and 110(a)(2) 
for the 2012 Annual PM2.5 NAAQS. The requirement for states 
to make a SIP submission of this type arises out of CAA section 
110(a)(1). Pursuant to section 110(a)(1), states must make SIP 
submissions ``within 3 years (or such shorter period as the 
Administrator may prescribe) after the promulgation of a national 
primary ambient air quality standard (or any revision thereof),'' and 
these SIP submissions are to provide for the ``implementation, 
maintenance, and enforcement'' of such NAAQS. The statute directly 
imposes on states the duty to make these SIP submissions, and the 
requirement to make the submissions is not conditioned upon EPA's 
taking any action other than promulgating a new or revised NAAQS. 
Section 110(a)(2) includes a list of specific elements that ``[e]ach 
such plan'' submission must address.
    EPA has historically referred to these SIP submissions made for the 
purpose of satisfying the requirements of CAA sections 110(a)(1) and 
110(a)(2) as ``infrastructure SIP'' submissions. Although the term 
``infrastructure SIP'' does not appear in the CAA, EPA uses the term to 
distinguish this particular type of SIP submission from submissions 
that are intended to satisfy other SIP requirements under the CAA, such 
as ``nonattainment SIP'' or ``attainment plan SIP'' submissions to 
address the nonattainment planning requirements of part D of title I of 
the CAA, ``regional haze SIP'' submissions required by EPA rule to 
address the visibility protection requirements of CAA section 169A, and 
nonattainment new source review permit program submissions to address 
the permit requirements of CAA, title I, part D.
    Section 110(a)(1) addresses the timing and general requirements for 
infrastructure SIP submissions, and section 110(a)(2) provides more 
details concerning the required contents of these submissions. The list 
of required elements provided in section 110(a)(2) contains a wide 
variety of disparate provisions, some of which pertain to required 
legal authority, some of which pertain to required substantive program 
provisions, and some of which pertain to requirements for both 
authority and substantive program provisions.\5\ EPA therefore believes 
that while the timing requirement in section 110(a)(1) is unambiguous, 
some of the other statutory provisions are ambiguous. In particular, 
EPA believes that the list of required elements for infrastructure SIP 
submissions provided in section 110(a)(2) contains ambiguities 
concerning what is required for inclusion in an infrastructure SIP 
submission.
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    \5\ For example: Section 110(a)(2)(E)(i) provides that states 
must provide assurances that they have adequate legal authority 
under state and local law to carry out the SIP; section 110(a)(2)(C) 
provides that states must have a SIP-approved program to address 
certain sources as required by part C of title I of the CAA; and 
section 110(a)(2)(G) provides that states must have legal authority 
to address emergencies as well as contingency plans that are 
triggered in the event of such emergencies.
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    The following examples of ambiguities illustrate the need for EPA 
to interpret some section 110(a)(1) and section 110(a)(2) requirements 
with respect to infrastructure SIP submissions for a given new or 
revised NAAQS. One example of ambiguity is that section 110(a)(2) 
requires that ``each'' SIP submission must meet the list of 
requirements therein, while EPA has long noted that this literal 
reading of the statute is internally inconsistent and would create a 
conflict with the nonattainment provisions in part D of title I of the 
Act, which specifically address nonattainment SIP requirements.\6\ 
Section 110(a)(2)(I) pertains to nonattainment SIP requirements and 
part D addresses when attainment plan SIP submissions to address 
nonattainment area requirements are due. For example, section 172(b) 
requires EPA to establish a schedule for submission of such plans for 
certain pollutants when the Administrator promulgates the designation 
of an area as nonattainment, and section 107(d)(1)(B) allows up to two 
years, or in some cases three years, for such designations to be 
promulgated.\7\ This ambiguity illustrates that rather than apply all 
the stated requirements of section 110(a)(2) in a strict literal sense, 
EPA must determine which provisions of section 110(a)(2) are applicable 
for a particular infrastructure SIP submission.
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    \6\ See, e.g., ``Rule To Reduce Interstate Transport of Fine 
Particulate Matter and Ozone (Clean Air Interstate Rule); Revisions 
to Acid Rain Program; Revisions to the NOX SIP Call; 
Final Rule,'' 70 FR 25162, at 25163-65 (May 12, 2005) (explaining 
relationship between timing requirement of section 110(a)(2)(D) 
versus section 110(a)(2)(I)).
    \7\ EPA notes that this ambiguity within section 110(a)(2) is 
heightened by the fact that various subparts of part D set specific 
dates for submission of certain types of SIP submissions in 
designated nonattainment areas for various pollutants. Note, e.g., 
that section 182(a)(1) provides specific dates for submission of 
emissions inventories for the ozone NAAQS. Some of these specific 
dates are necessarily later than three years after promulgation of 
the new or revised NAAQS.
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    Another example of ambiguity within sections 110(a)(1) and 
110(a)(2) with respect to infrastructure SIPs pertains to whether 
states must meet all of the infrastructure SIP requirements in a single 
SIP submission, and whether EPA must act upon such SIP submission in a 
single action. Although section 110(a)(1) directs states to submit ``a 
plan'' to meet these requirements, EPA interprets the CAA to allow 
states to make multiple SIP submissions separately addressing 
infrastructure SIP elements for the same NAAQS. If states

[[Page 29450]]

elect to make such multiple SIP submissions to meet the infrastructure 
SIP requirements, EPA can elect to act on such submissions either 
individually or in a larger combined action.\8\ Similarly, EPA 
interprets the CAA to allow it to take action on the individual parts 
of one larger, comprehensive infrastructure SIP submission for a given 
NAAQS without concurrent action on the entire submission. For example, 
EPA has sometimes elected to act at different times on various elements 
and sub-elements of the same infrastructure SIP submission.\9\
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    \8\ See, e.g., ``Approval and Promulgation of Implementation 
Plans; New Mexico; Revisions to the New Source Review (NSR) State 
Implementation Plan (SIP); Prevention of Significant Deterioration 
(PSD) and Nonattainment New Source Review (NNSR) Permitting,'' 78 FR 
4339 (January 22, 2013) (EPA's final action approving the structural 
PSD elements of the New Mexico SIP submitted by the State separately 
to meet the requirements of EPA's 2008 PM2.5 NSR rule), 
and ``Approval and Promulgation of Air Quality Implementation Plans; 
New Mexico; Infrastructure and Interstate Transport Requirements for 
the 2006 PM2.5 NAAQS,'' (78 FR 4337) (January 22, 2013) 
(EPA's final action on the infrastructure SIP for the 2006 
PM2.5 NAAQS).
    \9\ On December 14, 2007, the State of Tennessee, through the 
Tennessee Department of Environment and Conservation, made a SIP 
revision to EPA demonstrating that the State meets the requirements 
of sections 110(a)(1) and (2). EPA proposed action for 
infrastructure SIP elements (C) and (J) on January 23, 2012 (77 FR 
3213) and took final action on March 14, 2012 (77 FR 14976). On 
April 16, 2012 (77 FR 22533) and July 23, 2012 (77 FR 42997), EPA 
took separate proposed and final actions on all other section 
110(a)(2) infrastructure SIP elements of Tennessee's December 14, 
2007 submittal.
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    Ambiguities within sections 110(a)(1) and 110(a)(2) may also arise 
with respect to infrastructure SIP submission requirements for 
different NAAQS. Thus, EPA notes that not every element of section 
110(a)(2) would be relevant, or as relevant, or relevant in the same 
way, for each new or revised NAAQS. The states' attendant 
infrastructure SIP submissions for each NAAQS therefore could be 
different. For example, the monitoring requirements that a state might 
need to meet in its infrastructure SIP submission for purposes of 
section 110(a)(2)(B) could be very different for different pollutants 
because the content and scope of a state's infrastructure SIP 
submission to meet this element might be very different for an entirely 
new NAAQS than for a minor revision to an existing NAAQS.\10\
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    \10\ For example, implementation of the 1997 PM2.5 
NAAQS required the deployment of a system of new monitors to measure 
ambient levels of that new indicator species for the new NAAQS.
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    EPA notes that interpretation of section 110(a)(2) is also 
necessary when EPA reviews other types of SIP submissions required 
under the CAA. Therefore, as with infrastructure SIP submissions, EPA 
also has to identify and interpret the relevant elements of section 
110(a)(2) that logically apply to these other types of SIP submissions. 
For example, section 172(c)(7) requires that attainment plan SIP 
submissions required by part D have to meet the ``applicable 
requirements'' of section 110(a)(2). Thus, for example, attainment plan 
SIP submissions must meet the requirements of section 110(a)(2)(A) 
regarding enforceable emission limits and control measures and section 
110(a)(2)(E)(i) regarding air agency resources and authority. By 
contrast, it is clear that attainment plan SIP submissions required by 
part D would not need to meet the portion of section 110(a)(2)(C) that 
pertains to the PSD program required in part C of title I of the CAA, 
because PSD does not apply to a pollutant for which an area is 
designated nonattainment and thus subject to part D planning 
requirements. As this example illustrates, each type of SIP submission 
may implicate some elements of section 110(a)(2) but not others.
    Given the potential for ambiguity in some of the statutory language 
of section 110(a)(1) and section 110(a)(2), EPA believes that it is 
appropriate to interpret the ambiguous portions of section 110(a)(1) 
and section 110(a)(2) in the context of acting on a particular SIP 
submission. In other words, EPA assumes that Congress could not have 
intended that each and every SIP submission, regardless of the NAAQS in 
question or the history of SIP development for the relevant pollutant, 
would meet each of the requirements, or meet each of them in the same 
way. Therefore, EPA has adopted an approach under which it reviews 
infrastructure SIP submissions against the list of elements in section 
110(a)(2), but only to the extent each element applies for that 
particular NAAQS.
    Historically, EPA has elected to use guidance documents to make 
recommendations to states for infrastructure SIPs, in some cases 
conveying needed interpretations on newly arising issues and in some 
cases conveying interpretations that have already been developed and 
applied to individual SIP submissions for particular elements.\11\ EPA 
most recently issued guidance for infrastructure SIPs on September 13, 
2013 (2013 Guidance).\12\ EPA developed this document to provide states 
with up-to-date guidance for infrastructure SIPs for any new or revised 
NAAQS. Within this guidance, EPA describes the duty of states to make 
infrastructure SIP submissions to meet basic structural SIP 
requirements within three years of promulgation of a new or revised 
NAAQS. EPA also made recommendations about many specific subsections of 
section 110(a)(2) that are relevant in the context of infrastructure 
SIP submissions.\13\ The guidance also discusses the substantively 
important issues that are germane to certain subsections of section 
110(a)(2). Significantly, EPA interprets sections 110(a)(1) and 
110(a)(2) such that infrastructure SIP submissions need to address 
certain issues and need not address others. Accordingly, EPA reviews 
each infrastructure SIP submission for compliance with the applicable 
statutory provisions of section 110(a)(2), as appropriate.
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    \11\ EPA notes, however, that nothing in the CAA requires EPA to 
provide guidance or to promulgate regulations for infrastructure SIP 
submissions. The CAA directly applies to states and requires the 
submission of infrastructure SIP submissions, regardless of whether 
or not EPA provides guidance or regulations pertaining to such 
submissions. EPA elects to issue such guidance in order to assist 
states, as appropriate.
    \12\ ``Guidance on Infrastructure State Implementation Plan 
(SIP) Elements under Clean Air Act Sections 110(a)(1) and 
110(a)(2),'' Memorandum from Stephen D. Page, September 13, 2013.
    \13\ EPA's September 13, 2013, guidance did not make 
recommendations with respect to infrastructure SIP submissions to 
address section 110(a)(2)(D)(i)(I). EPA issued the guidance shortly 
after the United States (U.S.) Supreme Court agreed to review the 
D.C. Circuit decision in EME Homer City, 696 F.3d7 (D.C. Cir. 2012) 
which had interpreted the requirements of section 
110(a)(2)(D)(i)(I). In light of the uncertainty created by ongoing 
litigation, EPA elected not to provide additional guidance on the 
requirements of section 110(a)(2)(D)(i)(I) at that time. As the 
guidance is neither binding nor required by statute, whether EPA 
elects to provide guidance on a particular section has no impact on 
a state's CAA obligations. On March 17, 2016, EPA released a 
memorandum titled, ``Information on the Interstate Transport `Good 
Neighbor' Provision for the 2012 Fine Particulate Matter National 
Ambient Air Quality Standards under Clean Air Act Section 
110(a)(2)(D)(i)(I)'' to provide guidance to states for interstate 
transport requirements specific to the PM2.5 NAAQS.
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    As an example, section 110(a)(2)(E)(ii) is a required element of 
section 110(a)(2) for infrastructure SIP submissions. Under this 
element, a state must meet the substantive requirements of section 128, 
which pertain to state boards that approve permits or enforcement 
orders and heads of executive agencies with similar powers. Thus, EPA 
reviews infrastructure SIP submissions to ensure that the state's 
implementation plan appropriately addresses the requirements of section 
110(a)(2)(E)(ii) and section 128. The 2013 Guidance explains EPA's 
interpretation that there may be a variety of ways by which states can 
appropriately address these substantive

[[Page 29451]]

statutory requirements, depending on the structure of an individual 
state's permitting or enforcement program (e.g., whether permits and 
enforcement orders are approved by a multi-member board or by a head of 
an executive agency). However they are addressed by the state, the 
substantive requirements of section 128 are necessarily included in 
EPA's evaluation of infrastructure SIP submissions because section 
110(a)(2)(E)(ii) explicitly requires that the state satisfy the 
provisions of section 128.
    As another example, EPA's review of infrastructure SIP submissions 
with respect to the PSD program requirements in sections 110(a)(2)(C), 
(D)(i)(II), and (J) focuses upon the structural PSD program 
requirements contained in part C and EPA's PSD regulations. Structural 
PSD program requirements include provisions necessary for the PSD 
program to address all regulated sources and new source review (NSR) 
pollutants, including greenhouse gases (GHGs). By contrast, structural 
PSD program requirements do not include provisions that are not 
required under EPA's regulations at 40 CFR 51.166 but are merely 
available as an option for the state, such as the option to provide 
grandfathering of complete permit applications with respect to the 2012 
annual particulate matter (PM2.5) NAAQS. Accordingly, the 
latter optional provisions are types of provisions EPA considers 
irrelevant in the context of an infrastructure SIP action.
    For other section 110(a)(2) elements, however, EPA's review of a 
state's infrastructure SIP submission focuses on assuring that the 
state's implementation plan meets basic structural requirements. For 
example, section 110(a)(2)(C) includes, among other things, the 
requirement that states have a program to regulate minor new sources. 
Thus, EPA evaluates whether the state has an EPA-approved minor NSR 
program and whether the program addresses the pollutants relevant to 
that NAAQS. In the context of acting on an infrastructure SIP 
submission, however, EPA does not think it is necessary to conduct a 
review of each and every provision of a state's existing minor source 
program (i.e., already in the existing SIP) for compliance with the 
requirements of the CAA and EPA's regulations that pertain to such 
programs.
    With respect to certain other issues, EPA does not believe that an 
action on a state's infrastructure SIP submission is necessarily the 
appropriate type of action in which to address possible deficiencies in 
a state's existing SIP. These issues include: (i) Existing provisions 
related to excess emissions from sources during periods of startup, 
shutdown, or malfunction that may be contrary to the CAA and EPA's 
policies addressing such excess emissions (``SSM''); (ii) existing 
provisions related to ``director's variance'' or ``director's 
discretion'' that may be contrary to the CAA because they purport to 
allow revisions to SIP-approved emissions limits while limiting public 
process or not requiring further approval by EPA; and (iii) existing 
provisions for PSD programs that may be inconsistent with current 
requirements of EPA's ``Final NSR Improvement Rule,'' 67 FR 80186 
(December 31, 2002), as amended by 72 FR 32526 (June 13, 2007) (``NSR 
Reform''). Thus, EPA believes it may approve an infrastructure SIP 
submission without scrutinizing the totality of the existing SIP for 
such potentially deficient provisions and may approve the submission 
even if it is aware of such existing provisions.\14\ It is important to 
note that EPA's approval of a state's infrastructure SIP submission 
should not be construed as explicit or implicit re-approval of any 
existing potentially deficient provisions that relate to the three 
specific issues just described.
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    \14\ By contrast, EPA notes that if a state were to include a 
new provision in an infrastructure SIP submission that contained a 
legal deficiency, such as a new exemption for excess emissions 
during SSM events, then EPA would need to evaluate that provision 
for compliance against the rubric of applicable CAA requirements in 
the context of the action on the infrastructure SIP.
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    EPA's approach to review of infrastructure SIP submissions is to 
identify the CAA requirements that are logically applicable to that 
submission. EPA believes that this approach to the review of a 
particular infrastructure SIP submission is appropriate, because it 
would not be reasonable to read the general requirements of section 
110(a)(1) and the list of elements in 110(a)(2) as requiring review of 
each and every provision of a state's existing SIP against all 
requirements in the CAA and EPA regulations merely for purposes of 
assuring that the state in question has the basic structural elements 
for a functioning SIP for a new or revised NAAQS. Because SIPs have 
grown by accretion over the decades as statutory and regulatory 
requirements under the CAA have evolved, they may include some outmoded 
provisions and historical artifacts. These provisions, while not fully 
up to date, nevertheless may not pose a significant problem for the 
purposes of ``implementation, maintenance, and enforcement'' of a new 
or revised NAAQS when EPA evaluates adequacy of the infrastructure SIP 
submission. EPA believes that a better approach is for states and EPA 
to focus attention on those elements of section 110(a)(2) of the CAA 
most likely to warrant a specific SIP revision due to the promulgation 
of a new or revised NAAQS or other factors.
    For example, EPA's 2013 Guidance gives simpler recommendations with 
respect to carbon monoxide than other NAAQS pollutants to meet the 
visibility requirements of section 110(a)(2)(D)(i)(II), because carbon 
monoxide does not affect visibility. As a result, an infrastructure SIP 
submission for any future new or revised NAAQS for carbon monoxide need 
only state this fact in order to address the visibility prong of 
section 110(a)(2)(D)(i)(II).
    Finally, EPA believes that its approach with respect to 
infrastructure SIP requirements is based on a reasonable reading of 
sections 110(a)(1) and 110(a)(2) because the CAA provides other avenues 
and mechanisms to address specific substantive deficiencies in existing 
SIPs. These other statutory tools allow EPA to take appropriately 
tailored action, depending upon the nature and severity of the alleged 
SIP deficiency. Section 110(k)(5) authorizes EPA to issue a ``SIP 
call'' whenever the Agency determines that a state's implementation 
plan is substantially inadequate to attain or maintain the NAAQS, to 
mitigate interstate transport, or to otherwise comply with the CAA.\15\ 
Section 110(k)(6) authorizes EPA to correct errors in past actions, 
such as past approvals of SIP submissions.\16\ Significantly, EPA's 
determination that an action on a state's infrastructure SIP submission 
is not the appropriate time and place to address all potential existing 
SIP deficiencies does not preclude EPA's subsequent reliance on

[[Page 29452]]

provisions in section 110(a)(2) as part of the basis for action to 
correct those deficiencies at a later time. For example, although it 
may not be appropriate to require a state to eliminate all existing 
inappropriate director's discretion provisions in the course of acting 
on an infrastructure SIP submission, EPA believes that section 
110(a)(2)(A) may be among the statutory bases that EPA relies upon in 
the course of addressing such deficiency in a subsequent action.\17\
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    \15\ For example, EPA issued a SIP call to Utah to address 
specific existing SIP deficiencies related to the treatment of 
excess emissions during SSM events. See ``Finding of Substantial 
Inadequacy of Implementation Plan; Call for Utah State 
Implementation Plan Revisions,'' 74 FR 21639 (April 18, 2011).
    \16\ EPA has used this authority to correct errors in past 
actions on SIP submissions related to PSD programs. See ``Limitation 
of Approval of Prevention of Significant Deterioration Provisions 
Concerning Greenhouse Gas Emitting-Sources in State Implementation 
Plans; Final Rule,'' 75 FR 82536 (December 30, 2010). EPA has 
previously used its authority under CAA section 110(k)(6) to remove 
numerous other SIP provisions that the Agency determined it had 
approved in error. See, e.g., 61 FR 38664 (July 25, 1996) and 62 FR 
34641 (June 27, 1997) (corrections to American Samoa, Arizona, 
California, Hawaii, and Nevada SIPs); 69 FR 67062 (November 16, 
2004) (corrections to California SIP); and 74 FR 57051 (November 3, 
2009) (corrections to Arizona and Nevada SIPs).
    \17\ See, e.g., EPA's disapproval of a SIP submission from 
Colorado on the grounds that it would have included a director's 
discretion provision inconsistent with CAA requirements, including 
section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344 (July 21, 
2010) (proposed disapproval of director's discretion provisions); 76 
FR 4540 (Jan. 26, 2011) (final disapproval of such provisions).
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IV. What is EPA's analysis of how Alabama addressed the elements of the 
section 110(a)(1) and (2) ``infrastructure'' provisions?

    Alabama's infrastructure SIP submission addresses the provisions of 
sections 110(a)(1) and (2) as described below.
    1. 110(a)(2)(A) Emission Limits and Other Control Measures: Section 
110(a)(2)(A) requires that each implementation plan include enforceable 
emission limitations and other control measures, means, or techniques 
(including economic incentives such as fees, marketable permits, and 
auctions of emissions rights), as well as schedules and timetables for 
compliance, as may be necessary or appropriate to meet the applicable 
requirements. Several regulations within Alabama's SIP are relevant to 
air quality control regulations. The regulations described below have 
been federally approved in the Alabama SIP and include enforceable 
emission limitations and other control measures. ADEM Admin. Code r. 
335-3-1-.03--Ambient Air Quality Standards, authorizes ADEM to adopt 
rules for the control of air pollution in order to comply with NAAQS, 
including those necessary to obtain EPA approval under section 110 of 
the CAA. ADEM Admin. Code r. 335-3-1-.06--Compliance Schedule, sets the 
schedule for compliance with the State's Air Pollution Control rules 
and regulations to be consistent with the requirements of the CAA. ADEM 
Admin. Code r. 335-3-1-.05--Sampling and Testing Methods, details the 
authority and means with which ADEM can require testing and emissions 
verification. Also, the following ADEM Administrative Code rules 
address this element: 335-3-14-.03(2)--Stack Heights, subparagraphs (d) 
and (e), 335-3-15-.02(9)--Stack Heights, subparagraphs (d) and (e), and 
335-3-16-.02(10)--General Provisions, subparagraphs (d) and (e). EPA 
has made the preliminary determination that Alabama's SIP satisfies 
Section 110(a)(2)(A) for the 2012 Annual PM2.5 NAAQS in the 
State.
    In this action, EPA is not proposing to approve or disapprove any 
existing State provisions with regard to excess emissions during SSM of 
operations at a facility. EPA believes that a number of states have SSM 
provisions which are contrary to the CAA and existing EPA guidance, 
``State Implementation Plans: Policy Regarding Excess Emissions During 
Malfunctions, Startup, and Shutdown'' (September 20, 1999), and the 
Agency is addressing such state regulations in a separate action.\18\
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    \18\ On June 12, 2015, EPA published a final action entitled, 
``State Implementation Plans: Response to Petition for Rulemaking; 
Restatement and Update of EPA's SSM Policy Applicable to SIPs; 
Findings of Substantial Inadequacy; and SIP Calls to Amend 
Provisions Applying to Excess Emissions During Periods of Startup, 
Shutdown, and Malfunction.'' See 80 FR 33840.
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    Additionally, in this action, EPA is not proposing to approve or 
disapprove any existing State rules with regard to director's 
discretion or variance provisions. EPA believes that a number of states 
have such provisions which are contrary to the CAA and existing EPA 
guidance (52 FR 45109 (November 24, 1987)), and the Agency plans to 
take action in the future to address such state regulations. In the 
meantime, EPA encourages any state having a director's discretion or 
variance provision which is contrary to the CAA and EPA guidance to 
take steps to correct the deficiency as soon as possible.
    2. 110(a)(2)(B) Ambient Air Quality Monitoring/Data System: Section 
110(a)(2)(B) requires SIPs to provide for establishment and operation 
of appropriate devices, methods, systems, and procedures necessary to: 
(i) Monitor, compile, and analyze data on ambient air quality, and (ii) 
upon request, make such data available to the Administrator. ADEM 
Admin. Code r. 335-3-1-.04--Monitoring, Records, and Reporting, 
requires sources to submit emissions monitoring reports as prescribed 
by the Director of ADEM. Pursuant to this regulation, these sources 
collect air monitoring data, quality assure the results, and report the 
data to EPA. ADEM Admin. Code r. 335-3-1-.05--Sampling and Testing 
Methods, details the authority and means through which ADEM can require 
testing and emissions verification. ADEM Admin. Code r. 335-3-14-.04--
Air Permits Authorizing Construction in Clean Air: Prevention of 
Significant Deterioration Permitting (PSD), describes the State's use 
of ambient air quality monitoring data for purposes of permitting new 
facilities and assessing major modifications to existing facilities. 
Annually, States develop and submit to EPA for approval statewide 
ambient monitoring network plans consistent with the requirements of 40 
CFR parts 50, 53, and 58. The annual network plan involves an 
evaluation of any proposed changes to the monitoring network, and 
includes the annual ambient monitoring network design plan and a 
certified evaluation of the agency's ambient monitors and auxiliary 
support equipment.\19\ On July 22, 2015, Alabama submitted its plan to 
EPA. On November 19, 2015, EPA approved Alabama's monitoring network 
plan. Alabama's approved monitoring network plan can be accessed at 
www.regulations.gov using Docket ID No. EPA-R04-OAR-2016-0208. EPA has 
made the preliminary determination that Alabama's SIP and practices are 
adequate for the ambient air quality monitoring and data system related 
to the 2012 Annual PM2.5 NAAQS.
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    \19\ On occasion, proposed changes to the monitoring network are 
evaluated outside of the network plan approval process in accordance 
with 40 CFR part 58.
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    3. 110(a)(2)(C) Programs for Enforcement of Control Measures and 
for Construction or Modification of Stationary Sources: This element 
consists of three sub-elements: Enforcement, state-wide regulation of 
new and modified minor sources and minor modifications of major 
sources, and preconstruction permitting of major sources and major 
modifications in areas designated attainment or unclassifiable for the 
subject NAAQS as required by CAA title I part C (i.e., the major source 
PSD program). ADEM's 2012 Annual PM2.5 NAAQS infrastructure 
SIP submission cited a number of SIP provisions to address these 
requirements. Specifically, the submission cited ADEM Admin. Code r. 
335-3-14-.01--General Provisions, 335-3-14-.02,--Permit Procedure, 335-
3-14-.03--Standards for Granting Permits, 335-3-14-.04--Prevention of 
Significant Deterioration in Permitting and 335-3-14-.05--Air Permits 
Authorizing Construction in or Near Nonattainment Areas. Collectively, 
these provisions of Alabama's SIP cover enforcement, and permitting of 
new and modified major and minor sources.
    Enforcement: ADEM's above-described, SIP-approved regulations

[[Page 29453]]

provide for enforcement of PM2.5 emission limits and control 
measures through construction permitting for new or modified stationary 
sources. Note also that ADEM has authority to issue enforcement orders 
and assess penalties (see Ala. Code sections 22-22A-5, 22-28-10 and 22-
28-22).
    PSD Permitting for Major Sources: EPA interprets the PSD sub-
element to require that a state's infrastructure SIP submission for a 
particular NAAQS demonstrate that the state has a complete PSD 
permitting program in place covering the structural PSD requirements 
for all regulated NSR pollutants. A state's PSD permitting program is 
complete for this sub-element (and prong 3 of D(i) and J related to 
PSD) if EPA has already approved or is simultaneously approving the 
state's implementation plan with respect to all structural PSD 
requirements that are due under the EPA regulations or the CAA on or 
before the date of the EPA's proposed action on the infrastructure SIP 
submission.
    For the 2012 Annual PM2.5 NAAQS, Alabama's authority to 
regulate new and modified sources to assist in the protection of air 
quality in Alabama is established in the Alabama Administrative Code 
Chapters 335-3-14-.01--General Provisions, 335-3-14-.02--Permit 
Procedure, 335-3-14-.03--Standards for Granting Permits, 335-3-14-.04--
Prevention of Significant Deterioration in Permitting, and 335-3-
14-.05--Air Permits Authorizing Construction in or Near Nonattainment 
Areas. Alabama's infrastructure SIP submission demonstrates that new 
major sources and major modifications in areas of the State designated 
attainment or unclassifiable for the specified NAAQS are subject to a 
federally-approved PSD permitting program meeting current structural 
requirements of part C of title I of the CAA to satisfy the 
infrastructure SIP PSD elements.\20\
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    \20\ For more information on the structural PSD program 
requirements that are relevant to EPA's review of Alabama's 
infrastructure SIP in connection with the current PSD-related 
infrastructure requirements, see the Technical Support Document in 
the docket for today's rulemaking.
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    Regulation of minor sources and modifications: Section 110(a)(2)(C) 
also requires the SIP to include provisions that govern the minor 
source program that regulates emissions of the 2012 Annual 
PM2.5 NAAQS. ADEM Admin. Code r. 335-3-14-.01 General 
Provisions, 335-3-14-.02 Permit Procedure, and 335-3-14-.03--Standards 
for Granting Permits govern the preconstruction permitting of 
modifications and construction of minor stationary sources.
    EPA has made the preliminary determination that Alabama's SIP is 
adequate for enforcement of control measures, the PSD element, and 
regulation of minor stationary sources and minor modifications of major 
stationary sources related to the 2012 Annual PM2.5 NAAQS.
    4. 110(a)(2)(D)(i)(I) and (II) Interstate Pollution Transport: 
Section 110(a)(2)(D)(i) has two components: 110(a)(2)(D)(i)(I) and 
110(a)(2)(D)(i)(II). Each of these components has two subparts 
resulting in four distinct components, commonly referred to as 
``prongs,'' that must be addressed in infrastructure SIP submissions. 
The first two prongs, which are codified in section 110(a)(2)(D)(i)(I), 
are provisions that prohibit any source or other type of emissions 
activity in one state from contributing significantly to nonattainment 
of the NAAQS in another state (``prong 1''), and interfering with 
maintenance of the NAAQS in another state (``prong 2''). The third and 
fourth prongs, which are codified in section 110(a)(2)(D)(i)(II), are 
provisions that prohibit emissions activity in one state from 
interfering with measures required to prevent significant deterioration 
of air quality in another state (``prong 3''), or to protect visibility 
in another state (``prong 4'').
    110(a)(2)(D)(i)(I)--prongs 1 and 2: EPA is not proposing any action 
in this rulemaking related to the interstate transport provisions 
pertaining to the contribution to nonattainment or interference with 
maintenance in other states of section 110(a)(2)(D)(i)(I) (prongs 1 and 
2). EPA will take action on 110(a)(2)(D)(i)(I) (prongs 1 and 2) in a 
separate rulemaking.
    110(a)(2)(D)(i)(II)--prong 3: With regard to section 
110(a)(2)(D)(i)(II), the PSD element, referred to as prong 3, this 
requirement may be met by a state's confirmation in an infrastructure 
SIP submission that new major sources and major modifications in the 
state are subject to: A PSD program meeting current structural 
requirements of part C of title I of the CAA, or (if the state contains 
a nonattainment area that has the potential to impact PSD in another 
state) a NNSR program. As discussed in more detail above under section 
110(a)(2)(C), Alabama's SIP contains a PSD program that reflect the 
required structural PSD requirements to satisfy prong 3 at 335-3-
14-.04--Prevention of Significant Deterioration in Permitting and a 
NNSR program at 335-3-14-.05--Air Permits Authorizing Construction in 
or Near Nonattainment Areas. EPA has made the preliminary determination 
that Alabama's SIP is adequate for interstate transport for PSD 
permitting of major sources and major modifications related to the 2012 
Annual PM2.5 NAAQS for section 110(a)(2)(D)(i)(II) (prong 
3).
    110(a)(2)(D)(i)(II)--prong 4: EPA is not proposing any action in 
this rulemaking related to the interstate transport provisions 
pertaining to visibility protection of section 110(a)(2)(D)(i)(II) 
(prong 4) and will consider these requirements in relation to Alabama's 
2012 Annual PM2.5 NAAQS infrastructure submission in a 
separate rulemaking.
    5. 110(a)(2)(D)(ii) Interstate and International Transport 
Provisions: Section 110(a)(2)(D)(ii) requires SIPs to include 
provisions ensuring compliance with sections 115 and 126 of the Act, 
relating to interstate and international pollution abatement. ADEM 
Admin. Code r. 335-3-14-.04--Prevention of Significant Deterioration in 
Permitting describes how Alabama notifies neighboring states of 
potential emission impacts from new or modified sources applying for 
PSD permits. This regulation requires ADEM to provide an opportunity 
for a public hearing to the public, which includes state or local air 
pollution control agencies, ``whose lands may be affected by emissions 
from the source or modification.'' Additionally, Alabama does not have 
any pending obligation under sections 115 and 126 of the CAA. EPA has 
made the preliminary determination that Alabama's SIP and practices are 
adequate for ensuring compliance with the applicable requirements 
relating to interstate and international pollution abatement for the 
2012 Annual PM2.5 NAAQS.
    6. 110(a)(2)(E) Adequate Resources and Authority, Conflict of 
Interest, and Oversight of Local Governments and Regional Agencies: 
Section 110(a)(2)(E) requires that each implementation plan provide: 
(i) Necessary assurances that the state will have adequate personnel, 
funding, and authority under state law to carry out its implementation 
plan, (ii) that the state comply with the requirements respecting state 
boards pursuant to section 128 of the Act, and (iii) necessary 
assurances that, where the state has relied on a local or regional 
government, agency, or instrumentality for the implementation of any 
plan provision, the state has responsibility for ensuring adequate 
implementation of such plan provisions. EPA is proposing to approve 
Alabama's infrastructure SIP submission as meeting the requirements of 
sub-elements 110(a)(2)(E)(i) and (iii). With respect to sub-element 
110(a)(2)(E)(ii)

[[Page 29454]]

(regarding state boards), EPA will address this sub-element in a 
separate action from today. EPA's rationale respecting each sub-element 
for which EPA is proposing action on today is described below.
    In support of EPA's proposal to approve sub-elements 
110(a)(2)(E)(i) and (iii), ADEM's infrastructure submission 
demonstrates that it is responsible for promulgating rules and 
regulations for the NAAQS, emissions standards, general policies, a 
system of permits, fee schedules for the review of plans, and other 
planning needs as authorized at Ala. Code section 22-28-11 and section 
22-28-9. As evidence of the adequacy of ADEM's resources with respect 
to sub-elements (i) and (iii), EPA submitted a letter to Alabama on 
April 19, 2016, outlining 105 grant commitments and current status of 
these commitments for fiscal year 2015. The letter EPA submitted to 
Alabama can be accessed at www.regulations.gov using Docket ID No. EPA-
R04-OAR-2016-0208-2014-0431. Annually, states update these grant 
commitments based on current SIP requirements, air quality planning, 
and applicable requirements related to the NAAQS. There were no 
outstanding issues in relation to the SIP for fiscal year 2015, 
therefore, Alabama's grants were finalized and closed out. Alabama's 
funding is also met through the state's title V fee program at ADEM 
Admin. Code r. 335-1-7--Air Division Operating Permit Fees \21\ and 
ADEM Admin. Code r. 335-1-6--Application Fees.\22\ For 
110(a)(2)(E)(iii), requirements dictating the roles of local or 
regional governments are derived from Ala. Code section 22-28-23, which 
do not allow local programs to be less strict than the Alabama SIP and 
allows for oversight from the Alabama Environmental Commission. EPA has 
made the preliminary determination that Alabama has adequate authority 
and resources for implementation of the 2012 Annual PM2.5 
NAAQS.
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    \21\ Title V program regulations are federally-approved but not 
incorporated into the federally-approved SIP.
    \22\ This regulation has not been incorporated into the 
federally-approved SIP.
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    7. 110(a)(2)(F) Stationary Source Monitoring and Reporting: Section 
110(a)(2)(F) requires SIPs to meet applicable requirements addressing: 
(i) The installation, maintenance, and replacement of equipment, and 
the implementation of other necessary steps, by owners or operators of 
stationary sources to monitor emissions from such sources, (ii) 
periodic reports on the nature and amounts of emissions and emissions 
related data from such sources, and (iii) correlation of such reports 
by the state agency with any emission limitations or standards 
established pursuant to this section, which reports shall be available 
at reasonable times for public inspection. ADEM's infrastructure SIP 
submission describes the establishment of requirements for compliance 
testing by emissions sampling and analysis, and for emissions and 
operation monitoring to ensure the quality of data in the State. The 
Alabama infrastructure SIP submission also describes how the major 
source and minor source emission inventory programs collect emission 
data throughout the State and ensure the quality of such data. Alabama 
meets these requirements through ADEM Admin. Code r. 335-3-1-.04--
Monitoring, Records, and Reporting, and 335-3-12--Continuous Monitoring 
Requirements for Existing Sources. ADEM Admin. Code r. 335-3-1-.04, 
details how sources are required as appropriate to establish and 
maintain records; make reports; install, use, and maintain such 
monitoring equipment or methods; and provide periodic emission reports 
as the regulation requires. Additionally, ADEM Admin. Code r. 335-3-
12-.02 requires owners and operators of emissions sources to ``install, 
calibrate, operate and maintain all monitoring equipment necessary for 
continuously monitoring the pollutants.'' \23\ ADEM Admin. Code r. 335-
3-1-.13--Credible Evidence, makes allowances for owners and/or 
operators to utilize ``any credible evidence or information relevant'' 
to demonstrate compliance with applicable requirements if the 
appropriate performance or compliance test had been performed, for the 
purpose of submitting compliance certification and can be used to 
establish whether or not an owner or operator has violated or is in 
violation of any rule or standard. Accordingly, EPA is unaware of any 
provision preventing the use of credible evidence in the Alabama SIP.
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    \23\ ADEM Admin. Code r. 335-3-12-.02 establishes that data 
reporting requirements for sources required to conduct continuous 
monitoring in the state should comply with data reporting 
requirements set forth at 40 CFR part 51, Appendix P. Section 40 CFR 
part 51, Appendix P includes that the averaging period used for data 
reporting should be established by the state to correspond to the 
averaging period specified in the emission test method used to 
determine compliance with an emission standard for the pollutant/
source category in question.
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    Additionally, Alabama is required to submit emissions data to EPA 
for purposes of the National Emissions Inventory (NEI). The NEI is 
EPA's central repository for air emissions data. EPA published the Air 
Emissions Reporting Rule (AERR) on December 5, 2008, which modified the 
requirements for collecting and reporting air emissions data (73 FR 
76539). The AERR shortened the time states had to report emissions data 
from 17 to 12 months, giving states one calendar year to submit 
emissions data. All states are required to submit a comprehensive 
emissions inventory every three years and report emissions for certain 
larger sources annually through EPA's online Emissions Inventory 
System. States report emissions data for the six criteria pollutants 
and the precursors that form them--nitrogen oxides, sulfur dioxides, 
ammonia, lead, carbon monoxide, particulate matter, and volatile 
organic compounds. Many states also voluntarily report emissions of 
hazardous air pollutants. Alabama made its latest update to the 2014 
NEI on July 8, 2016 and the network plan addendum on October 28, 2016. 
EPA compiles the emissions data, supplementing it where necessary, and 
releases it to the general public through the Web site https://www.epa.gov/air-emissions-inventories. EPA has made the preliminary 
determination that Alabama's SIP and practices are adequate for the 
stationary source monitoring systems related to the 2012 Annual 
PM2.5 NAAQS.
    8. 110(a)(2)(G) Emergency Powers: This section requires that states 
demonstrate authority comparable with section 303 of the CAA and 
adequate contingency plans to implement such authority. Ala. Code 
sections 22-28-22, 22-28-14 and 22-28-21 grant ADEM authority to adopt 
regulations for the purpose of protecting human health, welfare and the 
environment as required by section 303 of the CAA. ADEM Admin. Code r. 
335-3-2,--Air Pollution Emergency, provides for the identification of 
air pollution emergency episodes, episode criteria, and emissions 
reduction plans. Alabama's compliance with section 303 of the CAA and 
adequate contingency plans to implement such authority is also met by 
Ala. Code section 22-28-21 Air Pollution Emergencies. Ala. Code Section 
22-28-21 provides ADEM the authority to order the ``person or persons 
responsible for the operation or operations of one or more air 
contaminants sources'' causing ``imminent danger to human health or 
safety in question to reduce or discontinue emissions immediately.'' 
The order triggers a hearing no later than 24-hours after issuance 
before the Environmental Management Commission which can affirm, modify 
or set aside the Director's order.

[[Page 29455]]

Additionally, the Governor can, by proclamation, declare, as to all or 
any part of said area, that an air pollution emergency exists and 
exercise certain powers in whole or in part, by the issuance of an 
order or orders to protect the public health. Under Ala. Code sections 
22-28-3(a) and 22-28-10(2), ADEM also has the authority to issue such 
orders as may be necessary to effectuate the purposes of the Alabama 
Pollution Control Act, which includes achieving and maintaining such 
levels of air quality as will protect human health and safety and, to 
the greatest degree practicable, prevent injury to plant and animal 
life and property, foster the comfort and convenience of the people, 
promote the social development of this state and facilitate the 
enjoyment of the natural attractions of the state. EPA has made the 
preliminary determination that Alabama's SIP, state laws and practices 
are adequate to satisfy the infrastructure SIP obligations for 
emergency powers related to the 2012 Annual PM2.5 NAAQS. 
Accordingly, EPA is proposing to approve Alabama's infrastructure SIP 
submission with respect to section 110(a)(2)(G).
    9. 110(a)(2)(H) SIP Revisions: Section 110(a)(2)(H), in summary, 
requires each SIP to provide for revisions of such plan: (i) As may be 
necessary to take account of revisions of such national primary or 
secondary ambient air quality standard or the availability of improved 
or more expeditious methods of attaining such standard, and (ii) 
whenever the Administrator finds that the plan is substantially 
inadequate to attain the NAAQS or to otherwise comply with any 
additional applicable requirements. As previously discussed, ADEM is 
responsible for adopting air quality rules and revising SIPs as needed 
to attain or maintain the NAAQS. Alabama has the ability and authority 
to respond to calls for SIP revisions, and has provided a number of SIP 
revisions over the years for implementation of the NAAQS. ADEM Admin. 
Code r. 335-1-1-.03--Organization and Duties of the Commission,\24\ 
provides the Alabama Environmental Management Commission with the 
authority to establish, adopt, promulgate, modify, repeal and suspend 
rules, regulations, or environmental standards which may be applicable 
to Alabama or ``any of its geographic parts.'' Admin. Code r. 335-3-
1-.03--Ambient Air Quality Standards, incorporates NAAQS, as amended or 
revised, and provides that the NAAQS apply throughout the State. EPA 
has made the preliminary determination that Alabama adequately 
demonstrates a commitment to provide future SIP revisions related to 
the 2012 Annual PM2.5 NAAQS when necessary. Accordingly, EPA 
is proposing to approve Alabama's infrastructure SIP submission with 
respect to section 110(a)(2)(H).
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    \24\ This regulation has not been incorporated into the 
federally-approved SIP.
---------------------------------------------------------------------------

    10. 110(a)(2)(J) Consultation with government officials, public 
notification, and PSD and visibility protection: EPA is proposing to 
approve Alabama's infrastructure SIP for the 2012 Annual 
PM2.5 NAAQS with respect to the general requirement in 
section 110(a)(2)(J) to include a program in the SIP that complies with 
the applicable consultation requirements of section 121, the public 
notification requirements of section 127, PSD and visibility 
protection. EPA's rationale for each sub-element is described below.
    Consultation with government officials (121 consultation): Section 
110(a)(2)(J) of the CAA requires states to provide a process for 
consultation with local governments, designated organizations and 
Federal Land Managers (FLMs) carrying out NAAQS implementation 
requirements pursuant to section 121 relative to consultation. ADEM 
Admin. Code r. 335-3-1-.03--Ambient Air Quality Standards, as well as 
its Regional Haze Implementation Plan (which allows for continued 
consultation with appropriate state, local, and tribal air pollution 
control agencies as well as the corresponding FLMs), provide for 
consultation with government officials whose jurisdictions might be 
affected by SIP development activities. In addition, Alabama adopted 
state-wide consultation procedures for the implementation of 
transportation conformity which includes the development of mobile 
inventories for SIP development. Required partners covered by Alabama's 
consultation procedures include federal, state and local transportation 
and air quality agency officials. EPA has made the preliminary 
determination that Alabama's SIP and practices adequately demonstrate 
consultation with government officials related to the 2012 Annual 
PM2.5 NAAQS when necessary.
    Public notification (127 public notification): ADEM Admin. Code r. 
335-3-14-.01(7)--Public Participation, and 335-3-14-.05(13)--Public 
Participation, and Ala. Code section 22-28-21--Air Pollution 
Emergencies, provide for public notification when air pollution 
episodes occur. Furthermore, ADEM has several public notice mechanisms 
in place to notify the public of ozone and PM2.5 
forecasting. Alabama maintains a public Web site on which daily air 
quality index forecasts are posted for the Birmingham, Huntsville, and 
Mobile areas. This Web site can be accessed at: http://adem.alabama.gov/programs/air/airquality.cnt. Accordingly, EPA is 
proposing to approve Alabama's infrastructure SIP submission with 
respect to section 110(a)(2)(J) public notification.
    PSD: With regard to the PSD element of section 110(a)(2)(J), this 
requirement is met by the state's confirmation in an infrastructure SIP 
submission that it has a complete PSD program meeting current 
structural requirements of part C of title I of the CAA. As discussed 
in more detail above under the section discussing 110(a)(2)(C), 
Alabama's SIP contains a PSD program that reflects the required 
structural PSD requirements to satisfy the PSD element of section 
110(a)(2)(J). EPA has made the preliminary determination that Alabama's 
SIP is adequate for PSD permitting of major sources and major 
modifications related to the 2012 Annual PM2.5 NAAQS for the 
PSD element of section 110(a)(2)(J).
    Visibility protection: EPA's 2013 Guidance notes that it does not 
treat the visibility protection aspects of section 110(a)(2)(J) as 
applicable for purposes of the infrastructure SIP approval process. 
ADEM referenced its regional haze program as germane to the visibility 
component of section 110(a)(2)(J). EPA recognizes that states are 
subject to visibility protection and regional haze program requirements 
under part C of the Act (which includes sections 169A and 169B). 
However, there are no newly applicable visibility protection 
obligations after the promulgation of a new or revised NAAQS. Thus, EPA 
has determined that states do not need to address the visibility 
component of 110(a)(2)(J) in infrastructure SIP submittals so ADEM does 
not need to rely on its regional haze program to fulfill its 
obligations under section 110(a)(2)(J). As such, EPA has made the 
preliminary determination that Alabama's submission is approvable for 
the visibility protection element of section 110(a)(2)(J) and that 
Alabama does not need to rely on its regional haze program to address 
this element.
    11. 110(a)(2)(K) Air Quality Modeling and Submission of Modeling 
Data: Section 110(a)(2)(K) of the CAA requires that SIPs provide for 
performing air quality modeling so that effects on air quality of 
emissions from NAAQS pollutants can be predicted and submission of such 
data to the EPA can be made. ADEM Admin. Code r. 335-3-14-.04--
Prevention of Significant

[[Page 29456]]

Deterioration Permitting, specifically sub-paragraph (11)--Air Quality 
Models, specifies that required air modeling be conducted in accordance 
with 40 CFR part 51, Appendix W ``Guideline on Air Quality Models''. 
ADEM Admin. Code r. 335-3-1-.04--Monitoring, Records, and Reporting 
details how sources are required as appropriate to establish and 
maintain records; make reports; install, use, and maintain such 
monitoring equipment or methods; and provide periodic emission reports 
as the regulation requires. These reports and records are required to 
be compiled, and submitted on forms furnished by the State. These 
regulations also demonstrate that Alabama has the authority to provide 
relevant data for the purpose of predicting the effect on ambient air 
quality of the 2012 Annual PM2.5 NAAQS. Additionally, 
Alabama participates in a regional effort to coordinate the development 
of emissions inventories and conduct regional modeling for several 
NAAQS, including the 2012 Annual PM2.5 NAAQS, for the 
southeastern states. Taken as a whole, Alabama's air quality 
regulations and practices demonstrate that ADEM has the authority to 
provide relevant data for the purpose of predicting the effect on 
ambient air quality of any emissions of any pollutant for which a NAAQS 
has been promulgated, and to provide such information to the EPA 
Administrator upon request. EPA has made the preliminary determination 
that Alabama's SIP and practices adequately demonstrate the State's 
ability to provide for air quality modeling, along with analysis of the 
associated data, related to the 2012 Annual PM2.5 NAAQS. 
Accordingly, EPA is proposing to approve Alabama's infrastructure SIP 
submission with respect to section 110(a)(2)(K).
    12. 110(a)(2)(L) Permitting Fees: This section requires the owner 
or operator of each major stationary source to pay to the permitting 
authority, as a condition of any permit required under the CAA, a fee 
sufficient to cover (i) the reasonable costs of reviewing and acting 
upon any application for such a permit, and (ii) if the owner or 
operator receives a permit for such source, the reasonable costs of 
implementing and enforcing the terms and conditions of any such permit 
(not including any court costs or other costs associated with any 
enforcement action), until such fee requirement is superseded with 
respect to such sources by the Administrator's approval of a fee 
program under title V. ADEM Admin. Code r. 335-1-6--Application Fees 
\25\ requires ADEM to charge permit-specific fees to the applicant/
source as authorized by Ala. Code section 22-22A-5. ADEM relies on 
these State requirements to demonstrate that its permitting fee 
structure is sufficient for the reasonable cost of reviewing and acting 
upon PSD and NNSR permits. Additionally, Alabama has a fully-approved 
title V operating permit program--ADEM Admin. Code r. 335-1-7--Air 
Division Operating Permit Fees \26\--that covers the cost of 
implementation and enforcement of PSD and NNSR permits after they have 
been issued. EPA has made the preliminary determination that Alabama's 
state rules and practices adequately provide for permitting fees 
related to the 2012 Annual PM2.5 NAAQS, when necessary. 
Accordingly, EPA is proposing to approve Alabama's infrastructure SIP 
submission with respect to section 110(a)(2)(L).
---------------------------------------------------------------------------

    \25\ This regulation has not been incorporated into the 
federally-approved SIP.
    \26\ Title V program regulations are federally approved but not 
incorporated into the federally-approved SIP.
---------------------------------------------------------------------------

    13. 110(a)(2)(M) Consultation and Participation by Affected Local 
Entities: Section 110(a)(2)(M) of the Act requires states to provide 
for consultation and participation in SIP development by local 
political subdivisions affected by the SIP. ADEM coordinates with local 
governments affected by the SIP. ADEM Administrative Code 335-3-
17-.01--Transportation Conformity is one way that Alabama provides for 
consultation with affected local entities. More specifically, Alabama 
adopted state-wide consultation procedures for the implementation of 
transportation conformity which includes the development of mobile 
inventories for SIP development and the requirements that link 
transportation planning and air quality planning in nonattainment and 
maintenance areas. Required partners covered by Alabama's consultation 
procedures include federal, state and local transportation and air 
quality agency officials. Furthermore, ADEM has worked with the Federal 
Land Managers as a requirement of the regional haze rule. EPA has made 
the preliminary determination that Alabama's SIP and practices 
adequately demonstrate consultation with affected local entities 
related to the 2012 Annual PM2.5 NAAQS when necessary.

V. Proposed Action

    With the exception of interstate transport provisions pertaining to 
contribution to nonattainment or interference with maintenance in other 
states of section 110(a)(2)(D)(i)(I) (prongs 1 and 2) and visibility 
protection requirements of section 110(a)(2)(D)(i)(II) (prong 4), and 
the state board requirements of section 110(a)(2)(E)(ii), EPA is 
proposing to approve Alabama's April 23, 2013, SIP submission for the 
2012 Annual PM2.5 NAAQS for the above described 
infrastructure SIP requirements. The interstate transport requirements 
of section 110(a)(2)(D)(i)(I) (prongs 1, 2 and 4) and the state board 
requirements of section 110(a)(2)(E)(ii) will be addressed by EPA in 
other actions.

VI. Statutory and Executive Order Reviews

    Under the CAA, the Administrator is required to approve a SIP 
submission that complies with the provisions of the Act and applicable 
federal regulations. See 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in 
reviewing SIP submissions, EPA's role is to approve state choices, 
provided that they meet the criteria of the CAA. Accordingly, this 
proposed action merely approves state law as meeting federal 
requirements and does not impose additional requirements beyond those 
imposed by state law. For that reason, this proposed action:
     Is not a significant regulatory action subject to review 
by the Office of Management and Budget under Executive Orders 12866 (58 
FR 51735, October 4, 1993) and 13563 (76 FR 3821, January 21, 2011);
     Does not impose an information collection burden under the 
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);
     Is certified as not having a significant economic impact 
on a substantial number of small entities under the Regulatory 
Flexibility Act (5 U.S.C. 601 et seq.);
     Does not contain any unfunded mandate or significantly or 
uniquely affect small governments, as described in the Unfunded 
Mandates Reform Act of 1995 (Pub. L. 104-4);
     Does not have Federalism implications as specified in 
Executive Order 13132 (64 FR 43255, August 10, 1999);
     Is not an economically significant regulatory action based 
on health or safety risks subject to Executive Order 13045 (62 FR 
19885, April 23, 1997);
     Is not a significant regulatory action subject to 
Executive Order 13211 (66 FR 28355, May 22, 2001);
     Is not subject to requirements of section 12(d) of the 
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 
note) because application of those requirements would be inconsistent 
with the CAA; and

[[Page 29457]]

     Does not provide EPA with the discretionary authority to 
address, as appropriate, disproportionate human health or environmental 
effects, using practicable and legally permissible methods, under 
Executive Order 12898 (59 FR 7629, February 16, 1994).
    In addition, the SIP is not approved to apply on any Indian 
reservation land or in any other area where EPA or an Indian tribe has 
demonstrated that a tribe has jurisdiction. In those areas of Indian 
country, the rule does not have tribal implications as specified by 
Executive Order 13175 (65 FR 67249, November 9, 2000), nor will it 
impose substantial direct costs on tribal governments or preempt tribal 
law.

List of Subjects in 40 CFR Part 52

    Environmental protection, Air pollution control, Incorporation by 
reference, Intergovernmental relations, Particulate matter, Reporting 
and recordkeeping requirements, Volatile organic compounds.

    Authority: 42 U.S.C. 7401 et seq.

    Dated: June 14, 2017.
V. Anne Heard,
Acting Regional Administrator, Region 4.
[FR Doc. 2017-13671 Filed 6-28-17; 8:45 am]
BILLING CODE 6560-50-P



                                                  29448                    Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules

                                                    Issued in Kansas City, Missouri, on June              whose disclosure is restricted by statute.               This action is proposing to approve
                                                  21, 2017.                                               Multimedia submissions (audio, video,                  Alabama’s infrastructure SIP 2
                                                  Pat Mullen,                                             etc.) must be accompanied by a written                 submission for the applicable
                                                  Acting Manager, Small Airplane Directorate,             comment. The written comment is                        requirements of the 2012 Annual PM2.5
                                                  Aircraft Certification Service.                         considered the official comment and                    NAAQS, with the exception of the
                                                  [FR Doc. 2017–13498 Filed 6–28–17; 8:45 am]             should include discussion of all points                interstate transport provisions
                                                  BILLING CODE 4910–13–P                                  you wish to make. EPA will generally                   pertaining to contribution to
                                                                                                          not consider comments or comment                       nonattainment or interference with
                                                                                                          contents located outside of the primary                maintenance in other states of section
                                                  ENVIRONMENTAL PROTECTION                                submission (i.e. on the web, cloud, or                 110(a)(2)(D)(i)(I) (prongs 1 and 2) and
                                                  AGENCY                                                  other file sharing system). For                        visibility of section 110(a)(2)(D)(i)(II)
                                                                                                          additional submission methods, the full                (prong 4), and the state board
                                                  40 CFR Part 52                                          EPA public comment policy,                             requirements of section 110(a)(2)(E)(ii).
                                                                                                          information about CBI or multimedia                    With respect to the interstate transport
                                                  [EPA–R04–OAR–2016–0208; FRL–9964–10–
                                                                                                          submissions, and general guidance on                   provisions pertaining to contribution to
                                                  Region 4]
                                                                                                          making effective comments, please visit                nonattainment or interference with
                                                  Air Plan Approval; Alabama:                             http://www2.epa.gov/dockets/                           maintenance in other states of section
                                                  Infrastructure Requirements for the                     commenting-epa-dockets.                                110(a)(2)(D)(i)(I) (prongs 1 and 2) and
                                                  2012 PM2.5 National Ambient Air                         FOR FURTHER INFORMATION CONTACT:                       visibility of section 110(a)(2)(D)(i)(II)
                                                  Quality Standard                                        Tiereny Bell, Air Regulatory                           (prong 4), and the state board
                                                                                                          Management Section, Air Planning and                   requirements of section 110(a)(2)(E)(ii),
                                                  AGENCY:  Environmental Protection                       Implementation Branch, Air, Pesticides                 EPA will address these in separate
                                                  Agency.                                                 and Toxics Management Division, U.S.                   rulemaking actions.
                                                  ACTION: Proposed rule.                                  Environmental Protection Agency,
                                                                                                          Region 4, 61 Forsyth Street SW.,                       II. What elements are required under
                                                  SUMMARY:    The Environmental Protection                Atlanta, Georgia 30303–8960. Ms. Bell                  sections 110(a)(1) and 110(a)(2)?
                                                  Agency (EPA) is proposing to approve                    can be reached via telephone at (404)                     Section 110(a) of the CAA requires
                                                  portions of the December 9, 2015, State                 562–9088 or via electronic mail at                     states to submit SIPs to provide for the
                                                  Implementation Plan (SIP) submission,                   bell.tiereny@epa.gov.                                  implementation, maintenance, and
                                                  submitted by the State of Alabama,                      SUPPLEMENTARY INFORMATION:                             enforcement of a new or revised
                                                  through the Alabama Department of                                                                              NAAQS within three years following
                                                  Environmental Management (ADEM),                        I. Background and Overview                             the promulgation of such NAAQS, or
                                                  for inclusion into the Alabama SIP. This                   On December 14, 2012 (78 FR 3086,                   within such shorter period as EPA may
                                                  proposal pertains to the infrastructure                 January 15, 2013), EPA promulgated a                   prescribe. Section 110(a) imposes the
                                                  requirements of the Clean Air Act (CAA                  revised primary annual PM2.5 NAAQS.                    obligation upon states to make a SIP
                                                  or Act) for the 2012 annual particulate                 The standard was strengthened from                     submission to EPA for a new or revised
                                                  matter (PM2.5) national ambient air                     15.0 micrograms per cubic meter (mg/                   NAAQS, but the contents of that
                                                  quality standard (NAAQS). The CAA                       m3) to 12.0 mg/m3. Pursuant to section                 submission may vary depending upon
                                                  requires that each state adopt and                      110(a)(1) of the CAA, states are required              the facts and circumstances. In
                                                  submit a SIP for the implementation,                    to submit SIPs meeting the applicable                  particular, the data and analytical tools
                                                  maintenance and enforcement of each                     requirements of section 110(a)(2) within               available at the time the state develops
                                                  NAAQS promulgated by EPA, which is                      three years after promulgation of a new                and submits the SIP for a new or revised
                                                  commonly referred to as an                              or revised NAAQS or within such                        NAAQS affects the content of the
                                                  ‘‘infrastructure SIP.’’ ADEM certified                  shorter period as EPA may prescribe.                   submission. The contents of such SIP
                                                  that the Alabama SIP contains                           Section 110(a)(2) requires states to                   submissions may also vary depending
                                                  provisions that ensure the 2012 Annual                  address basic SIP elements such as                     upon what provisions the state’s
                                                  PM2.5 NAAQS is implemented,                             requirements for monitoring, basic                     existing SIP already contains.
                                                  enforced, and maintained in Alabama.                    program requirements and legal                            More specifically, section 110(a)(1)
                                                  EPA is proposing to determine that                      authority that are designed to assure                  provides the procedural and timing
                                                  Alabama’s infrastructure SIP submission                 attainment and maintenance of the                      requirements for SIPs. Section 110(a)(2)
                                                  provided to EPA on December 9, 2015,                    NAAQS. States were required to submit                  lists specific elements that states must
                                                  satisfies certain required infrastructure               such SIPs for the 2012 Annual PM2.5                    meet for infrastructure SIP requirements
                                                  elements for the 2012 Annual PM2.5                      NAAQS to EPA no later than December                    related to a newly established or revised
                                                  NAAQS.                                                  14, 2015.1                                             NAAQS. As mentioned above, these
                                                  DATES:  Written comments must be                           1 In these infrastructure SIP submissions States
                                                                                                                                                                 requirements include basic SIP elements
                                                  received on or before July 31, 2017.                    generally certify evidence of compliance with
                                                                                                                                                                 such as requirements for monitoring,
                                                  ADDRESSES: Submit your comments,                        sections 110(a)(1) and (2) of the CAA through a        basic program requirements and legal
                                                  identified by Docket ID No. EPA–R04–                    combination of state regulations and statutes, some    authority that are designed to assure
                                                                                                          of which have been incorporated into the federally-    attainment and maintenance of the
                                                  OAR–2016–0208 at http://                                approved SIP. In addition, certain federally-
                                                  www.regulations.gov. Follow the online                                                                         NAAQS. The requirements of section
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                                                                                                          approved, non-SIP regulations may also be
                                                  instructions for submitting comments.                   appropriate for demonstrating compliance with          110(a)(2) are summarized below and in
                                                  Once submitted, comments cannot be                      sections 110(a)(1) and (2). Throughout this            EPA’s September 13, 2013,
                                                                                                          rulemaking, unless otherwise indicated, the term       memorandum entitled ‘‘Guidance on
                                                  edited or removed from Regulations.gov.                 ‘‘ADEM Administrative Code (Admin. Code r).’’
                                                  EPA may publish any comment received                    indicates that the cited regulation has either been    Infrastructure State Implementation
                                                  to its public docket. Do not submit                     approved, or submitted for approval into Alabama’s
                                                                                                                                                                   2 Alabama’s 2012 Annual PM
                                                                                                          federally-approved SIP. The term ‘‘Alabama Code’’                                      2.5 NAAQS
                                                  electronically any information you                      (Ala. Code) indicates cited Alabama state statutes,    infrastructure SIP submission dated December 9,
                                                  consider to be Confidential Business                    which are not a part of the SIP unless otherwise       2015, is referred to as ‘‘Alabama’s infrastructure SIP
                                                  Information (CBI) or other information                  indicated.                                             submission’’ in this action.



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                                                                          Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules                                                      29449

                                                  Plan (SIP) Elements under Clean Air Act                 Administrator may prescribe) after the                   concerning what is required for
                                                  Sections 110(a)(1) and 110(a)(2).3                      promulgation of a national primary                       inclusion in an infrastructure SIP
                                                  • 110(a)(2)(A): Emission Limits and                     ambient air quality standard (or any                     submission.
                                                    Other Control Measures                                revision thereof),’’ and these SIP                          The following examples of
                                                  • 110(a)(2)(B): Ambient Air Quality                     submissions are to provide for the                       ambiguities illustrate the need for EPA
                                                    Monitoring/Data System                                ‘‘implementation, maintenance, and                       to interpret some section 110(a)(1) and
                                                  • 110(a)2(C): Programs for Enforcement                  enforcement’’ of such NAAQS. The                         section 110(a)(2) requirements with
                                                    of Control Measures and for                           statute directly imposes on states the                   respect to infrastructure SIP
                                                    Construction or Modification of                       duty to make these SIP submissions,                      submissions for a given new or revised
                                                    Stationary Sources                                    and the requirement to make the                          NAAQS. One example of ambiguity is
                                                  • 110(a)(2)(D)(i)(I) and (II): Interstate               submissions is not conditioned upon                      that section 110(a)(2) requires that
                                                    Pollution Transport                                   EPA’s taking any action other than                       ‘‘each’’ SIP submission must meet the
                                                  • 110(a)(2)(D)(ii): Interstate Pollution                promulgating a new or revised NAAQS.                     list of requirements therein, while EPA
                                                    Abatement and International Air                       Section 110(a)(2) includes a list of                     has long noted that this literal reading
                                                    Pollution                                             specific elements that ‘‘[e]ach such                     of the statute is internally inconsistent
                                                  • 110(a)(2)(E): Adequate Resources and                  plan’’ submission must address.                          and would create a conflict with the
                                                    Authority, Conflict of Interest, and                     EPA has historically referred to these                nonattainment provisions in part D of
                                                    Oversight of Local Governments and                    SIP submissions made for the purpose                     title I of the Act, which specifically
                                                    Regional Agencies                                     of satisfying the requirements of CAA                    address nonattainment SIP
                                                  • 110(a)(2)(F): Stationary Source                       sections 110(a)(1) and 110(a)(2) as                      requirements.6 Section 110(a)(2)(I)
                                                    Monitoring and Reporting                              ‘‘infrastructure SIP’’ submissions.                      pertains to nonattainment SIP
                                                  • 110(a)(2)(G): Emergency Powers                        Although the term ‘‘infrastructure SIP’’                 requirements and part D addresses
                                                  • 110(a)(2)(H): SIP Revisions                           does not appear in the CAA, EPA uses                     when attainment plan SIP submissions
                                                  • 110(a)(2)(I): Plan Revisions for                      the term to distinguish this particular                  to address nonattainment area
                                                    Nonattainment Areas 4                                 type of SIP submission from                              requirements are due. For example,
                                                  • 110(a)(2)(J): Consultation with                       submissions that are intended to satisfy                 section 172(b) requires EPA to establish
                                                    Government Officials, Public                          other SIP requirements under the CAA,                    a schedule for submission of such plans
                                                    Notification, and Prevention of                       such as ‘‘nonattainment SIP’’ or                         for certain pollutants when the
                                                    Significant Deterioration (PSD) and                   ‘‘attainment plan SIP’’ submissions to                   Administrator promulgates the
                                                                                                          address the nonattainment planning                       designation of an area as nonattainment,
                                                    Visibility Protection
                                                                                                          requirements of part D of title I of the                 and section 107(d)(1)(B) allows up to
                                                  • 110(a)(2)(K): Air Quality Modeling
                                                                                                          CAA, ‘‘regional haze SIP’’ submissions                   two years, or in some cases three years,
                                                    and Submission of Modeling Data
                                                                                                          required by EPA rule to address the                      for such designations to be
                                                  • 110(a)(2)(L): Permitting fees
                                                                                                          visibility protection requirements of                    promulgated.7 This ambiguity illustrates
                                                  • 110(a)(2)(M): Consultation and
                                                                                                          CAA section 169A, and nonattainment                      that rather than apply all the stated
                                                    Participation by Affected Local
                                                                                                          new source review permit program                         requirements of section 110(a)(2) in a
                                                    Entities
                                                                                                          submissions to address the permit                        strict literal sense, EPA must determine
                                                  III. What is EPA’s approach to the                      requirements of CAA, title I, part D.                    which provisions of section 110(a)(2)
                                                  review of infrastructure SIP                               Section 110(a)(1) addresses the timing                are applicable for a particular
                                                  submissions?                                            and general requirements for                             infrastructure SIP submission.
                                                                                                          infrastructure SIP submissions, and                         Another example of ambiguity within
                                                    EPA is acting upon the SIP
                                                                                                          section 110(a)(2) provides more details                  sections 110(a)(1) and 110(a)(2) with
                                                  submission from Alabama that
                                                                                                          concerning the required contents of                      respect to infrastructure SIPs pertains to
                                                  addresses the infrastructure
                                                                                                          these submissions. The list of required                  whether states must meet all of the
                                                  requirements of CAA sections 110(a)(1)
                                                                                                          elements provided in section 110(a)(2)                   infrastructure SIP requirements in a
                                                  and 110(a)(2) for the 2012 Annual PM2.5
                                                                                                          contains a wide variety of disparate                     single SIP submission, and whether EPA
                                                  NAAQS. The requirement for states to                    provisions, some of which pertain to                     must act upon such SIP submission in
                                                  make a SIP submission of this type                      required legal authority, some of which                  a single action. Although section
                                                  arises out of CAA section 110(a)(1).                    pertain to required substantive program                  110(a)(1) directs states to submit ‘‘a
                                                  Pursuant to section 110(a)(1), states                   provisions, and some of which pertain                    plan’’ to meet these requirements, EPA
                                                  must make SIP submissions ‘‘within 3                    to requirements for both authority and                   interprets the CAA to allow states to
                                                  years (or such shorter period as the                    substantive program provisions.5 EPA                     make multiple SIP submissions
                                                    3 Two elements identified in section 110(a)(2) are
                                                                                                          therefore believes that while the timing                 separately addressing infrastructure SIP
                                                  not governed by the three-year submission deadline
                                                                                                          requirement in section 110(a)(1) is                      elements for the same NAAQS. If states
                                                  of section 110(a)(1) because SIPs incorporating         unambiguous, some of the other
                                                  necessary local nonattainment area controls are not     statutory provisions are ambiguous. In                     6 See, e.g., ‘‘Rule To Reduce Interstate Transport

                                                  due within three years after promulgation of a new      particular, EPA believes that the list of                of Fine Particulate Matter and Ozone (Clean Air
                                                  or revised NAAQS, but rather due at the time the                                                                 Interstate Rule); Revisions to Acid Rain Program;
                                                  nonattainment area plan requirements are due
                                                                                                          required elements for infrastructure SIP                 Revisions to the NOX SIP Call; Final Rule,’’ 70 FR
                                                  pursuant to section 172. These requirements are: (1)    submissions provided in section                          25162, at 25163–65 (May 12, 2005) (explaining
                                                  Submissions required by section 110(a)(2)(C) to the     110(a)(2) contains ambiguities                           relationship between timing requirement of section
                                                  extent that subsection refers to a permit program as                                                             110(a)(2)(D) versus section 110(a)(2)(I)).
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                                                  required in part D, title I of the CAA; and (2)            5 For example: Section 110(a)(2)(E)(i) provides         7 EPA notes that this ambiguity within section
                                                  submissions required by section 110(a)(2)(I) which      that states must provide assurances that they have       110(a)(2) is heightened by the fact that various
                                                  pertain to the nonattainment planning requirements      adequate legal authority under state and local law       subparts of part D set specific dates for submission
                                                  of part D, title I of the CAA. This proposed            to carry out the SIP; section 110(a)(2)(C) provides      of certain types of SIP submissions in designated
                                                  rulemaking does not address infrastructure              that states must have a SIP-approved program to          nonattainment areas for various pollutants. Note,
                                                  elements related to section 110(a)(2)(I) or the         address certain sources as required by part C of title   e.g., that section 182(a)(1) provides specific dates
                                                  nonattainment planning requirements of                  I of the CAA; and section 110(a)(2)(G) provides that     for submission of emissions inventories for the
                                                  110(a)(2)(C).                                           states must have legal authority to address              ozone NAAQS. Some of these specific dates are
                                                    4 As mentioned above, this element is not             emergencies as well as contingency plans that are        necessarily later than three years after promulgation
                                                  relevant to this proposed rulemaking.                   triggered in the event of such emergencies.              of the new or revised NAAQS.



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                                                  29450                    Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules

                                                  elect to make such multiple SIP                           submissions, EPA also has to identify                 infrastructure SIPs on September 13,
                                                  submissions to meet the infrastructure                    and interpret the relevant elements of                2013 (2013 Guidance).12 EPA developed
                                                  SIP requirements, EPA can elect to act                    section 110(a)(2) that logically apply to             this document to provide states with up-
                                                  on such submissions either individually                   these other types of SIP submissions.                 to-date guidance for infrastructure SIPs
                                                  or in a larger combined action.8                          For example, section 172(c)(7) requires               for any new or revised NAAQS. Within
                                                  Similarly, EPA interprets the CAA to                      that attainment plan SIP submissions                  this guidance, EPA describes the duty of
                                                  allow it to take action on the individual                 required by part D have to meet the                   states to make infrastructure SIP
                                                  parts of one larger, comprehensive                        ‘‘applicable requirements’’ of section                submissions to meet basic structural SIP
                                                  infrastructure SIP submission for a                       110(a)(2). Thus, for example, attainment              requirements within three years of
                                                  given NAAQS without concurrent                            plan SIP submissions must meet the                    promulgation of a new or revised
                                                  action on the entire submission. For                      requirements of section 110(a)(2)(A)                  NAAQS. EPA also made
                                                  example, EPA has sometimes elected to                     regarding enforceable emission limits                 recommendations about many specific
                                                  act at different times on various                         and control measures and section                      subsections of section 110(a)(2) that are
                                                  elements and sub-elements of the same                     110(a)(2)(E)(i) regarding air agency                  relevant in the context of infrastructure
                                                  infrastructure SIP submission.9                           resources and authority. By contrast, it              SIP submissions.13 The guidance also
                                                    Ambiguities within sections 110(a)(1)                   is clear that attainment plan SIP                     discusses the substantively important
                                                  and 110(a)(2) may also arise with                         submissions required by part D would                  issues that are germane to certain
                                                  respect to infrastructure SIP submission                  not need to meet the portion of section               subsections of section 110(a)(2).
                                                  requirements for different NAAQS.                         110(a)(2)(C) that pertains to the PSD                 Significantly, EPA interprets sections
                                                  Thus, EPA notes that not every element                    program required in part C of title I of              110(a)(1) and 110(a)(2) such that
                                                  of section 110(a)(2) would be relevant,                   the CAA, because PSD does not apply                   infrastructure SIP submissions need to
                                                  or as relevant, or relevant in the same                   to a pollutant for which an area is                   address certain issues and need not
                                                  way, for each new or revised NAAQS.                       designated nonattainment and thus                     address others. Accordingly, EPA
                                                  The states’ attendant infrastructure SIP                  subject to part D planning requirements.              reviews each infrastructure SIP
                                                  submissions for each NAAQS therefore                      As this example illustrates, each type of             submission for compliance with the
                                                  could be different. For example, the                      SIP submission may implicate some                     applicable statutory provisions of
                                                  monitoring requirements that a state                      elements of section 110(a)(2) but not                 section 110(a)(2), as appropriate.
                                                  might need to meet in its infrastructure                  others.                                                  As an example, section 110(a)(2)(E)(ii)
                                                  SIP submission for purposes of section                       Given the potential for ambiguity in               is a required element of section
                                                  110(a)(2)(B) could be very different for                  some of the statutory language of section             110(a)(2) for infrastructure SIP
                                                  different pollutants because the content                  110(a)(1) and section 110(a)(2), EPA                  submissions. Under this element, a state
                                                  and scope of a state’s infrastructure SIP                 believes that it is appropriate to                    must meet the substantive requirements
                                                  submission to meet this element might                     interpret the ambiguous portions of                   of section 128, which pertain to state
                                                  be very different for an entirely new                     section 110(a)(1) and section 110(a)(2)               boards that approve permits or
                                                  NAAQS than for a minor revision to an                     in the context of acting on a particular              enforcement orders and heads of
                                                  existing NAAQS.10                                         SIP submission. In other words, EPA                   executive agencies with similar powers.
                                                    EPA notes that interpretation of                        assumes that Congress could not have                  Thus, EPA reviews infrastructure SIP
                                                  section 110(a)(2) is also necessary when                  intended that each and every SIP                      submissions to ensure that the state’s
                                                  EPA reviews other types of SIP                            submission, regardless of the NAAQS in                implementation plan appropriately
                                                  submissions required under the CAA.                       question or the history of SIP                        addresses the requirements of section
                                                  Therefore, as with infrastructure SIP                                                                           110(a)(2)(E)(ii) and section 128. The
                                                                                                            development for the relevant pollutant,
                                                                                                            would meet each of the requirements, or               2013 Guidance explains EPA’s
                                                    8 See, e.g., ‘‘Approval and Promulgation of
                                                                                                            meet each of them in the same way.                    interpretation that there may be a
                                                  Implementation Plans; New Mexico; Revisions to
                                                  the New Source Review (NSR) State                         Therefore, EPA has adopted an                         variety of ways by which states can
                                                  Implementation Plan (SIP); Prevention of                  approach under which it reviews                       appropriately address these substantive
                                                  Significant Deterioration (PSD) and Nonattainment         infrastructure SIP submissions against
                                                  New Source Review (NNSR) Permitting,’’ 78 FR                                                                       12 ‘‘Guidance on Infrastructure State
                                                  4339 (January 22, 2013) (EPA’s final action               the list of elements in section 110(a)(2),            Implementation Plan (SIP) Elements under Clean
                                                  approving the structural PSD elements of the New          but only to the extent each element                   Air Act Sections 110(a)(1) and 110(a)(2),’’
                                                  Mexico SIP submitted by the State separately to           applies for that particular NAAQS.                    Memorandum from Stephen D. Page, September 13,
                                                  meet the requirements of EPA’s 2008 PM2.5 NSR                Historically, EPA has elected to use               2013.
                                                  rule), and ‘‘Approval and Promulgation of Air                                                                      13 EPA’s September 13, 2013, guidance did not
                                                  Quality Implementation Plans; New Mexico;                 guidance documents to make
                                                                                                                                                                  make recommendations with respect to
                                                  Infrastructure and Interstate Transport                   recommendations to states for                         infrastructure SIP submissions to address section
                                                  Requirements for the 2006 PM2.5 NAAQS,’’ (78 FR           infrastructure SIPs, in some cases                    110(a)(2)(D)(i)(I). EPA issued the guidance shortly
                                                  4337) (January 22, 2013) (EPA’s final action on the       conveying needed interpretations on                   after the United States (U.S.) Supreme Court agreed
                                                  infrastructure SIP for the 2006 PM2.5 NAAQS).                                                                   to review the D.C. Circuit decision in EME Homer
                                                    9 On December 14, 2007, the State of Tennessee,
                                                                                                            newly arising issues and in some cases
                                                                                                                                                                  City, 696 F.3d7 (D.C. Cir. 2012) which had
                                                  through the Tennessee Department of Environment           conveying interpretations that have                   interpreted the requirements of section
                                                  and Conservation, made a SIP revision to EPA              already been developed and applied to                 110(a)(2)(D)(i)(I). In light of the uncertainty created
                                                  demonstrating that the State meets the requirements       individual SIP submissions for                        by ongoing litigation, EPA elected not to provide
                                                  of sections 110(a)(1) and (2). EPA proposed action                                                              additional guidance on the requirements of section
                                                  for infrastructure SIP elements (C) and (J) on
                                                                                                            particular elements.11 EPA most
                                                                                                                                                                  110(a)(2)(D)(i)(I) at that time. As the guidance is
                                                  January 23, 2012 (77 FR 3213) and took final action       recently issued guidance for                          neither binding nor required by statute, whether
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                                                  on March 14, 2012 (77 FR 14976). On April 16,                                                                   EPA elects to provide guidance on a particular
                                                  2012 (77 FR 22533) and July 23, 2012 (77 FR                 11 EPA notes, however, that nothing in the CAA      section has no impact on a state’s CAA obligations.
                                                  42997), EPA took separate proposed and final              requires EPA to provide guidance or to promulgate     On March 17, 2016, EPA released a memorandum
                                                  actions on all other section 110(a)(2) infrastructure     regulations for infrastructure SIP submissions. The   titled, ‘‘Information on the Interstate Transport
                                                  SIP elements of Tennessee’s December 14, 2007             CAA directly applies to states and requires the       ‘Good Neighbor’ Provision for the 2012 Fine
                                                  submittal.                                                submission of infrastructure SIP submissions,         Particulate Matter National Ambient Air Quality
                                                    10 For example, implementation of the 1997 PM           regardless of whether or not EPA provides guidance    Standards under Clean Air Act Section
                                                                                                      2.5
                                                  NAAQS required the deployment of a system of              or regulations pertaining to such submissions. EPA    110(a)(2)(D)(i)(I)’’ to provide guidance to states for
                                                  new monitors to measure ambient levels of that new        elects to issue such guidance in order to assist      interstate transport requirements specific to the
                                                  indicator species for the new NAAQS.                      states, as appropriate.                               PM2.5 NAAQS.



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                                                                          Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules                                                     29451

                                                  statutory requirements, depending on                    deficiencies in a state’s existing SIP.                new or revised NAAQS when EPA
                                                  the structure of an individual state’s                  These issues include: (i) Existing                     evaluates adequacy of the infrastructure
                                                  permitting or enforcement program (e.g.,                provisions related to excess emissions                 SIP submission. EPA believes that a
                                                  whether permits and enforcement                         from sources during periods of startup,                better approach is for states and EPA to
                                                  orders are approved by a multi-member                   shutdown, or malfunction that may be                   focus attention on those elements of
                                                  board or by a head of an executive                      contrary to the CAA and EPA’s policies                 section 110(a)(2) of the CAA most likely
                                                  agency). However they are addressed by                  addressing such excess emissions                       to warrant a specific SIP revision due to
                                                  the state, the substantive requirements                 (‘‘SSM’’); (ii) existing provisions related            the promulgation of a new or revised
                                                  of section 128 are necessarily included                 to ‘‘director’s variance’’ or ‘‘director’s             NAAQS or other factors.
                                                  in EPA’s evaluation of infrastructure SIP               discretion’’ that may be contrary to the                  For example, EPA’s 2013 Guidance
                                                  submissions because section                             CAA because they purport to allow                      gives simpler recommendations with
                                                  110(a)(2)(E)(ii) explicitly requires that               revisions to SIP-approved emissions                    respect to carbon monoxide than other
                                                  the state satisfy the provisions of section             limits while limiting public process or                NAAQS pollutants to meet the visibility
                                                  128.                                                    not requiring further approval by EPA;                 requirements of section
                                                     As another example, EPA’s review of                  and (iii) existing provisions for PSD                  110(a)(2)(D)(i)(II), because carbon
                                                  infrastructure SIP submissions with                     programs that may be inconsistent with                 monoxide does not affect visibility. As
                                                  respect to the PSD program                              current requirements of EPA’s ‘‘Final                  a result, an infrastructure SIP
                                                  requirements in sections 110(a)(2)(C),                  NSR Improvement Rule,’’ 67 FR 80186                    submission for any future new or
                                                  (D)(i)(II), and (J) focuses upon the                    (December 31, 2002), as amended by 72                  revised NAAQS for carbon monoxide
                                                  structural PSD program requirements                     FR 32526 (June 13, 2007) (‘‘NSR                        need only state this fact in order to
                                                  contained in part C and EPA’s PSD                       Reform’’). Thus, EPA believes it may                   address the visibility prong of section
                                                  regulations. Structural PSD program                     approve an infrastructure SIP                          110(a)(2)(D)(i)(II).
                                                  requirements include provisions                         submission without scrutinizing the                       Finally, EPA believes that its
                                                  necessary for the PSD program to                        totality of the existing SIP for such                  approach with respect to infrastructure
                                                  address all regulated sources and new                   potentially deficient provisions and may               SIP requirements is based on a
                                                  source review (NSR) pollutants,                         approve the submission even if it is                   reasonable reading of sections 110(a)(1)
                                                  including greenhouse gases (GHGs). By                   aware of such existing provisions.14 It is             and 110(a)(2) because the CAA provides
                                                  contrast, structural PSD program                        important to note that EPA’s approval of               other avenues and mechanisms to
                                                  requirements do not include provisions                  a state’s infrastructure SIP submission                address specific substantive deficiencies
                                                  that are not required under EPA’s                       should not be construed as explicit or                 in existing SIPs. These other statutory
                                                  regulations at 40 CFR 51.166 but are                    implicit re-approval of any existing                   tools allow EPA to take appropriately
                                                  merely available as an option for the                   potentially deficient provisions that                  tailored action, depending upon the
                                                  state, such as the option to provide                    relate to the three specific issues just               nature and severity of the alleged SIP
                                                  grandfathering of complete permit                       described.                                             deficiency. Section 110(k)(5) authorizes
                                                  applications with respect to the 2012                      EPA’s approach to review of                         EPA to issue a ‘‘SIP call’’ whenever the
                                                  annual particulate matter (PM2.5)                       infrastructure SIP submissions is to                   Agency determines that a state’s
                                                  NAAQS. Accordingly, the latter                          identify the CAA requirements that are                 implementation plan is substantially
                                                  optional provisions are types of                        logically applicable to that submission.               inadequate to attain or maintain the
                                                  provisions EPA considers irrelevant in                  EPA believes that this approach to the                 NAAQS, to mitigate interstate transport,
                                                  the context of an infrastructure SIP                    review of a particular infrastructure SIP              or to otherwise comply with the CAA.15
                                                  action.                                                 submission is appropriate, because it                  Section 110(k)(6) authorizes EPA to
                                                     For other section 110(a)(2) elements,                would not be reasonable to read the                    correct errors in past actions, such as
                                                  however, EPA’s review of a state’s                      general requirements of section                        past approvals of SIP submissions.16
                                                  infrastructure SIP submission focuses                   110(a)(1) and the list of elements in                  Significantly, EPA’s determination that
                                                  on assuring that the state’s                            110(a)(2) as requiring review of each                  an action on a state’s infrastructure SIP
                                                  implementation plan meets basic                         and every provision of a state’s existing              submission is not the appropriate time
                                                  structural requirements. For example,                   SIP against all requirements in the CAA                and place to address all potential
                                                  section 110(a)(2)(C) includes, among                    and EPA regulations merely for                         existing SIP deficiencies does not
                                                  other things, the requirement that states               purposes of assuring that the state in                 preclude EPA’s subsequent reliance on
                                                  have a program to regulate minor new                    question has the basic structural
                                                  sources. Thus, EPA evaluates whether                    elements for a functioning SIP for a new                  15 For example, EPA issued a SIP call to Utah to

                                                  the state has an EPA-approved minor                     or revised NAAQS. Because SIPs have                    address specific existing SIP deficiencies related to
                                                  NSR program and whether the program                                                                            the treatment of excess emissions during SSM
                                                                                                          grown by accretion over the decades as                 events. See ‘‘Finding of Substantial Inadequacy of
                                                  addresses the pollutants relevant to that               statutory and regulatory requirements                  Implementation Plan; Call for Utah State
                                                  NAAQS. In the context of acting on an                   under the CAA have evolved, they may                   Implementation Plan Revisions,’’ 74 FR 21639
                                                  infrastructure SIP submission, however,                 include some outmoded provisions and                   (April 18, 2011).
                                                  EPA does not think it is necessary to                   historical artifacts. These provisions,
                                                                                                                                                                    16 EPA has used this authority to correct errors in

                                                  conduct a review of each and every                                                                             past actions on SIP submissions related to PSD
                                                                                                          while not fully up to date, nevertheless               programs. See ‘‘Limitation of Approval of
                                                  provision of a state’s existing minor                   may not pose a significant problem for                 Prevention of Significant Deterioration Provisions
                                                  source program (i.e., already in the                    the purposes of ‘‘implementation,                      Concerning Greenhouse Gas Emitting-Sources in
                                                  existing SIP) for compliance with the                                                                          State Implementation Plans; Final Rule,’’ 75 FR
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                                                                                                          maintenance, and enforcement’’ of a                    82536 (December 30, 2010). EPA has previously
                                                  requirements of the CAA and EPA’s
                                                                                                                                                                 used its authority under CAA section 110(k)(6) to
                                                  regulations that pertain to such                          14 By contrast, EPA notes that if a state were to    remove numerous other SIP provisions that the
                                                  programs.                                               include a new provision in an infrastructure SIP       Agency determined it had approved in error. See,
                                                     With respect to certain other issues,                submission that contained a legal deficiency, such     e.g., 61 FR 38664 (July 25, 1996) and 62 FR 34641
                                                  EPA does not believe that an action on                  as a new exemption for excess emissions during         (June 27, 1997) (corrections to American Samoa,
                                                                                                          SSM events, then EPA would need to evaluate that       Arizona, California, Hawaii, and Nevada SIPs); 69
                                                  a state’s infrastructure SIP submission is              provision for compliance against the rubric of         FR 67062 (November 16, 2004) (corrections to
                                                  necessarily the appropriate type of                     applicable CAA requirements in the context of the      California SIP); and 74 FR 57051 (November 3,
                                                  action in which to address possible                     action on the infrastructure SIP.                      2009) (corrections to Arizona and Nevada SIPs).



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                                                  29452                    Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules

                                                  provisions in section 110(a)(2) as part of               Heights, subparagraphs (d) and (e), 335–              335–3–14–.04—Air Permits Authorizing
                                                  the basis for action to correct those                    3–15–.02(9)—Stack Heights,                            Construction in Clean Air: Prevention of
                                                  deficiencies at a later time. For example,               subparagraphs (d) and (e), and 335–3–                 Significant Deterioration Permitting
                                                  although it may not be appropriate to                    16–.02(10)—General Provisions,                        (PSD), describes the State’s use of
                                                  require a state to eliminate all existing                subparagraphs (d) and (e). EPA has                    ambient air quality monitoring data for
                                                  inappropriate director’s discretion                      made the preliminary determination                    purposes of permitting new facilities
                                                  provisions in the course of acting on an                 that Alabama’s SIP satisfies Section                  and assessing major modifications to
                                                  infrastructure SIP submission, EPA                       110(a)(2)(A) for the 2012 Annual PM2.5                existing facilities. Annually, States
                                                  believes that section 110(a)(2)(A) may be                NAAQS in the State.                                   develop and submit to EPA for approval
                                                  among the statutory bases that EPA                          In this action, EPA is not proposing to            statewide ambient monitoring network
                                                  relies upon in the course of addressing                  approve or disapprove any existing                    plans consistent with the requirements
                                                  such deficiency in a subsequent                          State provisions with regard to excess                of 40 CFR parts 50, 53, and 58. The
                                                  action.17                                                emissions during SSM of operations at                 annual network plan involves an
                                                                                                           a facility. EPA believes that a number of             evaluation of any proposed changes to
                                                  IV. What is EPA’s analysis of how                        states have SSM provisions which are
                                                  Alabama addressed the elements of the                                                                          the monitoring network, and includes
                                                                                                           contrary to the CAA and existing EPA                  the annual ambient monitoring network
                                                  section 110(a)(1) and (2)                                guidance, ‘‘State Implementation Plans:
                                                  ‘‘infrastructure’’ provisions?                                                                                 design plan and a certified evaluation of
                                                                                                           Policy Regarding Excess Emissions                     the agency’s ambient monitors and
                                                     Alabama’s infrastructure SIP                          During Malfunctions, Startup, and                     auxiliary support equipment.19 On July
                                                  submission addresses the provisions of                   Shutdown’’ (September 20, 1999), and                  22, 2015, Alabama submitted its plan to
                                                  sections 110(a)(1) and (2) as described                  the Agency is addressing such state                   EPA. On November 19, 2015, EPA
                                                  below.                                                   regulations in a separate action.18                   approved Alabama’s monitoring
                                                     1. 110(a)(2)(A) Emission Limits and                      Additionally, in this action, EPA is               network plan. Alabama’s approved
                                                  Other Control Measures: Section                          not proposing to approve or disapprove                monitoring network plan can be
                                                  110(a)(2)(A) requires that each                          any existing State rules with regard to               accessed at www.regulations.gov using
                                                  implementation plan include                              director’s discretion or variance                     Docket ID No. EPA–R04–OAR–2016–
                                                  enforceable emission limitations and                     provisions. EPA believes that a number                0208. EPA has made the preliminary
                                                  other control measures, means, or                        of states have such provisions which are              determination that Alabama’s SIP and
                                                  techniques (including economic                           contrary to the CAA and existing EPA                  practices are adequate for the ambient
                                                  incentives such as fees, marketable                      guidance (52 FR 45109 (November 24,                   air quality monitoring and data system
                                                  permits, and auctions of emissions                       1987)), and the Agency plans to take                  related to the 2012 Annual PM2.5
                                                  rights), as well as schedules and                        action in the future to address such state            NAAQS.
                                                  timetables for compliance, as may be                     regulations. In the meantime, EPA                       3. 110(a)(2)(C) Programs for
                                                  necessary or appropriate to meet the                     encourages any state having a director’s              Enforcement of Control Measures and
                                                  applicable requirements. Several                         discretion or variance provision which                for Construction or Modification of
                                                  regulations within Alabama’s SIP are                     is contrary to the CAA and EPA                        Stationary Sources: This element
                                                  relevant to air quality control                          guidance to take steps to correct the                 consists of three sub-elements:
                                                  regulations. The regulations described                   deficiency as soon as possible.                       Enforcement, state-wide regulation of
                                                  below have been federally approved in                       2. 110(a)(2)(B) Ambient Air Quality                new and modified minor sources and
                                                  the Alabama SIP and include                              Monitoring/Data System: Section                       minor modifications of major sources,
                                                  enforceable emission limitations and                     110(a)(2)(B) requires SIPs to provide for             and preconstruction permitting of major
                                                  other control measures. ADEM Admin.                      establishment and operation of                        sources and major modifications in
                                                  Code r. 335–3–1–.03—Ambient Air                          appropriate devices, methods, systems,                areas designated attainment or
                                                  Quality Standards, authorizes ADEM to                    and procedures necessary to: (i)                      unclassifiable for the subject NAAQS as
                                                  adopt rules for the control of air                       Monitor, compile, and analyze data on                 required by CAA title I part C (i.e., the
                                                  pollution in order to comply with                        ambient air quality, and (ii) upon                    major source PSD program). ADEM’s
                                                  NAAQS, including those necessary to                      request, make such data available to the              2012 Annual PM2.5 NAAQS
                                                  obtain EPA approval under section 110                    Administrator. ADEM Admin. Code r.                    infrastructure SIP submission cited a
                                                  of the CAA. ADEM Admin. Code r. 335–                     335–3–1–.04—Monitoring, Records, and                  number of SIP provisions to address
                                                  3–1–.06—Compliance Schedule, sets the                    Reporting, requires sources to submit                 these requirements. Specifically, the
                                                  schedule for compliance with the State’s                 emissions monitoring reports as                       submission cited ADEM Admin. Code r.
                                                  Air Pollution Control rules and                          prescribed by the Director of ADEM.                   335–3–14–.01—General Provisions,
                                                  regulations to be consistent with the                    Pursuant to this regulation, these                    335–3–14–.02,—Permit Procedure, 335–
                                                  requirements of the CAA. ADEM                            sources collect air monitoring data,                  3–14–.03—Standards for Granting
                                                  Admin. Code r. 335–3–1–.05—Sampling                      quality assure the results, and report the            Permits, 335–3–14–.04—Prevention of
                                                  and Testing Methods, details the                         data to EPA. ADEM Admin. Code r.                      Significant Deterioration in Permitting
                                                  authority and means with which ADEM                      335–3–1–.05—Sampling and Testing                      and 335–3–14–.05—Air Permits
                                                  can require testing and emissions                        Methods, details the authority and                    Authorizing Construction in or Near
                                                  verification. Also, the following ADEM                   means through which ADEM can                          Nonattainment Areas. Collectively,
                                                  Administrative Code rules address this                   require testing and emissions                         these provisions of Alabama’s SIP cover
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                                                  element: 335–3–14–.03(2)—Stack                           verification. ADEM Admin. Code r.                     enforcement, and permitting of new and
                                                                                                                                                                 modified major and minor sources.
                                                     17 See, e.g., EPA’s disapproval of a SIP submission     18 On June 12, 2015, EPA published a final action
                                                                                                                                                                   Enforcement: ADEM’s above-
                                                  from Colorado on the grounds that it would have          entitled, ‘‘State Implementation Plans: Response to
                                                  included a director’s discretion provision               Petition for Rulemaking; Restatement and Update of    described, SIP-approved regulations
                                                  inconsistent with CAA requirements, including            EPA’s SSM Policy Applicable to SIPs; Findings of
                                                  section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344    Substantial Inadequacy; and SIP Calls to Amend          19 On occasion, proposed changes to the

                                                  (July 21, 2010) (proposed disapproval of director’s      Provisions Applying to Excess Emissions During        monitoring network are evaluated outside of the
                                                  discretion provisions); 76 FR 4540 (Jan. 26, 2011)       Periods of Startup, Shutdown, and Malfunction.’’      network plan approval process in accordance with
                                                  (final disapproval of such provisions).                  See 80 FR 33840.                                      40 CFR part 58.



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                                                                          Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules                                            29453

                                                  provide for enforcement of PM2.5                        modifications and construction of minor                that Alabama’s SIP is adequate for
                                                  emission limits and control measures                    stationary sources.                                    interstate transport for PSD permitting
                                                  through construction permitting for new                    EPA has made the preliminary                        of major sources and major
                                                  or modified stationary sources. Note                    determination that Alabama’s SIP is                    modifications related to the 2012
                                                  also that ADEM has authority to issue                   adequate for enforcement of control                    Annual PM2.5 NAAQS for section
                                                  enforcement orders and assess penalties                 measures, the PSD element, and                         110(a)(2)(D)(i)(II) (prong 3).
                                                  (see Ala. Code sections 22–22A–5, 22–                   regulation of minor stationary sources                    110(a)(2)(D)(i)(II)—prong 4: EPA is not
                                                  28–10 and 22–28–22).                                    and minor modifications of major                       proposing any action in this rulemaking
                                                     PSD Permitting for Major Sources:                    stationary sources related to the 2012                 related to the interstate transport
                                                  EPA interprets the PSD sub-element to                   Annual PM2.5 NAAQS.                                    provisions pertaining to visibility
                                                  require that a state’s infrastructure SIP                  4. 110(a)(2)(D)(i)(I) and (II) Interstate           protection of section 110(a)(2)(D)(i)(II)
                                                  submission for a particular NAAQS                       Pollution Transport: Section                           (prong 4) and will consider these
                                                  demonstrate that the state has a                        110(a)(2)(D)(i) has two components:                    requirements in relation to Alabama’s
                                                  complete PSD permitting program in                      110(a)(2)(D)(i)(I) and 110(a)(2)(D)(i)(II).            2012 Annual PM2.5 NAAQS
                                                  place covering the structural PSD                       Each of these components has two                       infrastructure submission in a separate
                                                  requirements for all regulated NSR                      subparts resulting in four distinct                    rulemaking.
                                                  pollutants. A state’s PSD permitting                    components, commonly referred to as                       5. 110(a)(2)(D)(ii) Interstate and
                                                  program is complete for this sub-                       ‘‘prongs,’’ that must be addressed in                  International Transport Provisions:
                                                  element (and prong 3 of D(i) and J                      infrastructure SIP submissions. The first              Section 110(a)(2)(D)(ii) requires SIPs to
                                                  related to PSD) if EPA has already                      two prongs, which are codified in                      include provisions ensuring compliance
                                                  approved or is simultaneously                           section 110(a)(2)(D)(i)(I), are provisions             with sections 115 and 126 of the Act,
                                                  approving the state’s implementation                    that prohibit any source or other type of              relating to interstate and international
                                                  plan with respect to all structural PSD                 emissions activity in one state from                   pollution abatement. ADEM Admin.
                                                  requirements that are due under the                     contributing significantly to                          Code r. 335–3–14–.04—Prevention of
                                                  EPA regulations or the CAA on or before                 nonattainment of the NAAQS in another                  Significant Deterioration in Permitting
                                                  the date of the EPA’s proposed action on                state (‘‘prong 1’’), and interfering with              describes how Alabama notifies
                                                  the infrastructure SIP submission.                      maintenance of the NAAQS in another                    neighboring states of potential emission
                                                     For the 2012 Annual PM2.5 NAAQS,                     state (‘‘prong 2’’). The third and fourth              impacts from new or modified sources
                                                  Alabama’s authority to regulate new and                 prongs, which are codified in section                  applying for PSD permits. This
                                                  modified sources to assist in the                       110(a)(2)(D)(i)(II), are provisions that               regulation requires ADEM to provide an
                                                  protection of air quality in Alabama is                 prohibit emissions activity in one state               opportunity for a public hearing to the
                                                  established in the Alabama                              from interfering with measures required                public, which includes state or local air
                                                  Administrative Code Chapters 335–3–                     to prevent significant deterioration of air            pollution control agencies, ‘‘whose
                                                  14–.01—General Provisions, 335–3–14–                    quality in another state (‘‘prong 3’’), or             lands may be affected by emissions from
                                                  .02—Permit Procedure, 335–3–14–.03—                     to protect visibility in another state                 the source or modification.’’
                                                  Standards for Granting Permits, 335–3–                  (‘‘prong 4’’).                                         Additionally, Alabama does not have
                                                  14–.04—Prevention of Significant                           110(a)(2)(D)(i)(I)—prongs 1 and 2:                  any pending obligation under sections
                                                  Deterioration in Permitting, and 335–3–                 EPA is not proposing any action in this                115 and 126 of the CAA. EPA has made
                                                  14–.05—Air Permits Authorizing                          rulemaking related to the interstate                   the preliminary determination that
                                                  Construction in or Near Nonattainment                   transport provisions pertaining to the                 Alabama’s SIP and practices are
                                                  Areas. Alabama’s infrastructure SIP                     contribution to nonattainment or                       adequate for ensuring compliance with
                                                  submission demonstrates that new                        interference with maintenance in other                 the applicable requirements relating to
                                                  major sources and major modifications                   states of section 110(a)(2)(D)(i)(I)                   interstate and international pollution
                                                  in areas of the State designated                        (prongs 1 and 2). EPA will take action                 abatement for the 2012 Annual PM2.5
                                                  attainment or unclassifiable for the                    on 110(a)(2)(D)(i)(I) (prongs 1 and 2) in              NAAQS.
                                                  specified NAAQS are subject to a                        a separate rulemaking.                                    6. 110(a)(2)(E) Adequate Resources
                                                  federally-approved PSD permitting                          110(a)(2)(D)(i)(II)—prong 3: With                   and Authority, Conflict of Interest, and
                                                  program meeting current structural                      regard to section 110(a)(2)(D)(i)(II), the             Oversight of Local Governments and
                                                  requirements of part C of title I of the                PSD element, referred to as prong 3, this              Regional Agencies: Section 110(a)(2)(E)
                                                  CAA to satisfy the infrastructure SIP                   requirement may be met by a state’s                    requires that each implementation plan
                                                  PSD elements.20                                         confirmation in an infrastructure SIP                  provide: (i) Necessary assurances that
                                                     Regulation of minor sources and                      submission that new major sources and                  the state will have adequate personnel,
                                                  modifications: Section 110(a)(2)(C) also                major modifications in the state are                   funding, and authority under state law
                                                  requires the SIP to include provisions                  subject to: A PSD program meeting                      to carry out its implementation plan, (ii)
                                                  that govern the minor source program                    current structural requirements of part C              that the state comply with the
                                                  that regulates emissions of the 2012                    of title I of the CAA, or (if the state                requirements respecting state boards
                                                  Annual PM2.5 NAAQS. ADEM Admin.                         contains a nonattainment area that has                 pursuant to section 128 of the Act, and
                                                  Code r. 335–3–14–.01 General                            the potential to impact PSD in another                 (iii) necessary assurances that, where
                                                  Provisions, 335–3–14–.02 Permit                         state) a NNSR program. As discussed in                 the state has relied on a local or regional
                                                  Procedure, and 335–3–14–.03—                            more detail above under section                        government, agency, or instrumentality
                                                                                                          110(a)(2)(C), Alabama’s SIP contains a                 for the implementation of any plan
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                                                  Standards for Granting Permits govern
                                                  the preconstruction permitting of                       PSD program that reflect the required                  provision, the state has responsibility
                                                                                                          structural PSD requirements to satisfy                 for ensuring adequate implementation
                                                    20 For more information on the structural PSD         prong 3 at 335–3–14–.04—Prevention of                  of such plan provisions. EPA is
                                                  program requirements that are relevant to EPA’s         Significant Deterioration in Permitting                proposing to approve Alabama’s
                                                  review of Alabama’s infrastructure SIP in               and a NNSR program at 335–3–14–.05—                    infrastructure SIP submission as
                                                  connection with the current PSD-related
                                                  infrastructure requirements, see the Technical
                                                                                                          Air Permits Authorizing Construction in                meeting the requirements of sub-
                                                  Support Document in the docket for today’s              or Near Nonattainment Areas. EPA has                   elements 110(a)(2)(E)(i) and (iii). With
                                                  rulemaking.                                             made the preliminary determination                     respect to sub-element 110(a)(2)(E)(ii)


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                                                  29454                   Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules

                                                  (regarding state boards), EPA will                      and emissions related data from such                   EPA published the Air Emissions
                                                  address this sub-element in a separate                  sources, and (iii) correlation of such                 Reporting Rule (AERR) on December 5,
                                                  action from today. EPA’s rationale                      reports by the state agency with any                   2008, which modified the requirements
                                                  respecting each sub-element for which                   emission limitations or standards                      for collecting and reporting air
                                                  EPA is proposing action on today is                     established pursuant to this section,                  emissions data (73 FR 76539). The
                                                  described below.                                        which reports shall be available at                    AERR shortened the time states had to
                                                     In support of EPA’s proposal to                      reasonable times for public inspection.                report emissions data from 17 to 12
                                                  approve sub-elements 110(a)(2)(E)(i) and                ADEM’s infrastructure SIP submission                   months, giving states one calendar year
                                                  (iii), ADEM’s infrastructure submission                 describes the establishment of                         to submit emissions data. All states are
                                                  demonstrates that it is responsible for                 requirements for compliance testing by                 required to submit a comprehensive
                                                  promulgating rules and regulations for                  emissions sampling and analysis, and                   emissions inventory every three years
                                                  the NAAQS, emissions standards,                         for emissions and operation monitoring                 and report emissions for certain larger
                                                  general policies, a system of permits, fee              to ensure the quality of data in the State.            sources annually through EPA’s online
                                                  schedules for the review of plans, and                  The Alabama infrastructure SIP                         Emissions Inventory System. States
                                                  other planning needs as authorized at                   submission also describes how the                      report emissions data for the six criteria
                                                  Ala. Code section 22–28–11 and section                  major source and minor source emission                 pollutants and the precursors that form
                                                  22–28–9. As evidence of the adequacy                    inventory programs collect emission                    them—nitrogen oxides, sulfur dioxides,
                                                  of ADEM’s resources with respect to                     data throughout the State and ensure the               ammonia, lead, carbon monoxide,
                                                  sub-elements (i) and (iii), EPA                         quality of such data. Alabama meets                    particulate matter, and volatile organic
                                                  submitted a letter to Alabama on April                  these requirements through ADEM                        compounds. Many states also
                                                  19, 2016, outlining 105 grant                           Admin. Code r. 335–3–1–.04—                            voluntarily report emissions of
                                                  commitments and current status of these                 Monitoring, Records, and Reporting, and                hazardous air pollutants. Alabama made
                                                  commitments for fiscal year 2015. The                   335–3–12—Continuous Monitoring                         its latest update to the 2014 NEI on July
                                                  letter EPA submitted to Alabama can be                  Requirements for Existing Sources.                     8, 2016 and the network plan addendum
                                                  accessed at www.regulations.gov using                   ADEM Admin. Code r. 335–3–1–.04,                       on October 28, 2016. EPA compiles the
                                                  Docket ID No. EPA–R04–OAR–2016–                         details how sources are required as                    emissions data, supplementing it where
                                                  0208–2014–0431. Annually, states                        appropriate to establish and maintain                  necessary, and releases it to the general
                                                  update these grant commitments based                    records; make reports; install, use, and               public through the Web site https://
                                                  on current SIP requirements, air quality                maintain such monitoring equipment or                  www.epa.gov/air-emissions-inventories.
                                                  planning, and applicable requirements                   methods; and provide periodic emission                 EPA has made the preliminary
                                                  related to the NAAQS. There were no                     reports as the regulation requires.                    determination that Alabama’s SIP and
                                                  outstanding issues in relation to the SIP               Additionally, ADEM Admin. Code r.                      practices are adequate for the stationary
                                                  for fiscal year 2015, therefore,                        335–3–12–.02 requires owners and                       source monitoring systems related to the
                                                  Alabama’s grants were finalized and                     operators of emissions sources to                      2012 Annual PM2.5 NAAQS.
                                                  closed out. Alabama’s funding is also                   ‘‘install, calibrate, operate and maintain
                                                                                                          all monitoring equipment necessary for                    8. 110(a)(2)(G) Emergency Powers:
                                                  met through the state’s title V fee                                                                            This section requires that states
                                                  program at ADEM Admin. Code r. 335–                     continuously monitoring the
                                                                                                          pollutants.’’ 23 ADEM Admin. Code r.                   demonstrate authority comparable with
                                                  1–7—Air Division Operating Permit                                                                              section 303 of the CAA and adequate
                                                  Fees 21 and ADEM Admin. Code r. 335–                    335–3–1–.13—Credible Evidence, makes
                                                                                                          allowances for owners and/or operators                 contingency plans to implement such
                                                  1–6—Application Fees.22 For                                                                                    authority. Ala. Code sections 22–28–22,
                                                  110(a)(2)(E)(iii), requirements dictating               to utilize ‘‘any credible evidence or
                                                                                                          information relevant’’ to demonstrate                  22–28–14 and 22–28–21 grant ADEM
                                                  the roles of local or regional                                                                                 authority to adopt regulations for the
                                                  governments are derived from Ala. Code                  compliance with applicable
                                                                                                          requirements if the appropriate                        purpose of protecting human health,
                                                  section 22–28–23, which do not allow                                                                           welfare and the environment as required
                                                  local programs to be less strict than the               performance or compliance test had
                                                                                                          been performed, for the purpose of                     by section 303 of the CAA. ADEM
                                                  Alabama SIP and allows for oversight                                                                           Admin. Code r. 335–3–2,—Air Pollution
                                                                                                          submitting compliance certification and
                                                  from the Alabama Environmental                                                                                 Emergency, provides for the
                                                                                                          can be used to establish whether or not
                                                  Commission. EPA has made the                                                                                   identification of air pollution emergency
                                                                                                          an owner or operator has violated or is
                                                  preliminary determination that Alabama                                                                         episodes, episode criteria, and
                                                                                                          in violation of any rule or standard.
                                                  has adequate authority and resources for                                                                       emissions reduction plans. Alabama’s
                                                                                                          Accordingly, EPA is unaware of any
                                                  implementation of the 2012 Annual                                                                              compliance with section 303 of the CAA
                                                                                                          provision preventing the use of credible
                                                  PM2.5 NAAQS.                                                                                                   and adequate contingency plans to
                                                                                                          evidence in the Alabama SIP.
                                                     7. 110(a)(2)(F) Stationary Source                       Additionally, Alabama is required to                implement such authority is also met by
                                                  Monitoring and Reporting: Section                       submit emissions data to EPA for                       Ala. Code section 22–28–21 Air
                                                  110(a)(2)(F) requires SIPs to meet                      purposes of the National Emissions                     Pollution Emergencies. Ala. Code
                                                  applicable requirements addressing: (i)                 Inventory (NEI). The NEI is EPA’s                      Section 22–28–21 provides ADEM the
                                                  The installation, maintenance, and                      central repository for air emissions data.             authority to order the ‘‘person or
                                                  replacement of equipment, and the                                                                              persons responsible for the operation or
                                                  implementation of other necessary                         23 ADEM Admin. Code r. 335–3–12–.02                  operations of one or more air
                                                  steps, by owners or operators of                        establishes that data reporting requirements for       contaminants sources’’ causing
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                                                  stationary sources to monitor emissions                 sources required to conduct continuous monitoring      ‘‘imminent danger to human health or
                                                  from such sources, (ii) periodic reports                in the state should comply with data reporting
                                                                                                          requirements set forth at 40 CFR part 51, Appendix
                                                                                                                                                                 safety in question to reduce or
                                                  on the nature and amounts of emissions                  P. Section 40 CFR part 51, Appendix P includes         discontinue emissions immediately.’’
                                                                                                          that the averaging period used for data reporting      The order triggers a hearing no later
                                                    21 Title V program regulations are federally-
                                                                                                          should be established by the state to correspond to    than 24-hours after issuance before the
                                                  approved but not incorporated into the federally-       the averaging period specified in the emission test
                                                  approved SIP.                                           method used to determine compliance with an
                                                                                                                                                                 Environmental Management
                                                    22 This regulation has not been incorporated into     emission standard for the pollutant/source category    Commission which can affirm, modify
                                                  the federally-approved SIP.                             in question.                                           or set aside the Director’s order.


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                                                                          Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules                                           29455

                                                  Additionally, the Governor can, by                      the NAAQS apply throughout the State.                  Alabama maintains a public Web site on
                                                  proclamation, declare, as to all or any                 EPA has made the preliminary                           which daily air quality index forecasts
                                                  part of said area, that an air pollution                determination that Alabama adequately                  are posted for the Birmingham,
                                                  emergency exists and exercise certain                   demonstrates a commitment to provide                   Huntsville, and Mobile areas. This Web
                                                  powers in whole or in part, by the                      future SIP revisions related to the 2012               site can be accessed at: http://
                                                  issuance of an order or orders to protect               Annual PM2.5 NAAQS when necessary.                     adem.alabama.gov/programs/air/
                                                  the public health. Under Ala. Code                      Accordingly, EPA is proposing to                       airquality.cnt. Accordingly, EPA is
                                                  sections 22–28–3(a) and 22–28–10(2),                    approve Alabama’s infrastructure SIP                   proposing to approve Alabama’s
                                                  ADEM also has the authority to issue                    submission with respect to section                     infrastructure SIP submission with
                                                  such orders as may be necessary to                      110(a)(2)(H).                                          respect to section 110(a)(2)(J) public
                                                  effectuate the purposes of the Alabama                    10. 110(a)(2)(J) Consultation with                   notification.
                                                  Pollution Control Act, which includes                   government officials, public                              PSD: With regard to the PSD element
                                                  achieving and maintaining such levels                   notification, and PSD and visibility                   of section 110(a)(2)(J), this requirement
                                                  of air quality as will protect human                    protection: EPA is proposing to approve                is met by the state’s confirmation in an
                                                  health and safety and, to the greatest                  Alabama’s infrastructure SIP for the                   infrastructure SIP submission that it has
                                                  degree practicable, prevent injury to                   2012 Annual PM2.5 NAAQS with respect                   a complete PSD program meeting
                                                  plant and animal life and property,                     to the general requirement in section                  current structural requirements of part C
                                                  foster the comfort and convenience of                   110(a)(2)(J) to include a program in the               of title I of the CAA. As discussed in
                                                  the people, promote the social                          SIP that complies with the applicable                  more detail above under the section
                                                  development of this state and facilitate                consultation requirements of section                   discussing 110(a)(2)(C), Alabama’s SIP
                                                  the enjoyment of the natural attractions                121, the public notification                           contains a PSD program that reflects the
                                                  of the state. EPA has made the                          requirements of section 127, PSD and                   required structural PSD requirements to
                                                  preliminary determination that                          visibility protection. EPA’s rationale for             satisfy the PSD element of section
                                                  Alabama’s SIP, state laws and practices                 each sub-element is described below.                   110(a)(2)(J). EPA has made the
                                                  are adequate to satisfy the infrastructure                Consultation with government                         preliminary determination that
                                                  SIP obligations for emergency powers                    officials (121 consultation): Section                  Alabama’s SIP is adequate for PSD
                                                  related to the 2012 Annual PM2.5                        110(a)(2)(J) of the CAA requires states to             permitting of major sources and major
                                                  NAAQS. Accordingly, EPA is proposing                    provide a process for consultation with                modifications related to the 2012
                                                  to approve Alabama’s infrastructure SIP                 local governments, designated                          Annual PM2.5 NAAQS for the PSD
                                                  submission with respect to section                      organizations and Federal Land                         element of section 110(a)(2)(J).
                                                  110(a)(2)(G).                                           Managers (FLMs) carrying out NAAQS                        Visibility protection: EPA’s 2013
                                                     9. 110(a)(2)(H) SIP Revisions: Section               implementation requirements pursuant                   Guidance notes that it does not treat the
                                                  110(a)(2)(H), in summary, requires each                 to section 121 relative to consultation.               visibility protection aspects of section
                                                  SIP to provide for revisions of such                    ADEM Admin. Code r. 335–3–1–.03—                       110(a)(2)(J) as applicable for purposes of
                                                  plan: (i) As may be necessary to take                   Ambient Air Quality Standards, as well                 the infrastructure SIP approval process.
                                                  account of revisions of such national                   as its Regional Haze Implementation                    ADEM referenced its regional haze
                                                  primary or secondary ambient air                        Plan (which allows for continued                       program as germane to the visibility
                                                  quality standard or the availability of                 consultation with appropriate state,                   component of section 110(a)(2)(J). EPA
                                                  improved or more expeditious methods                    local, and tribal air pollution control                recognizes that states are subject to
                                                  of attaining such standard, and (ii)                    agencies as well as the corresponding                  visibility protection and regional haze
                                                  whenever the Administrator finds that                   FLMs), provide for consultation with                   program requirements under part C of
                                                  the plan is substantially inadequate to                 government officials whose jurisdictions               the Act (which includes sections 169A
                                                  attain the NAAQS or to otherwise                        might be affected by SIP development                   and 169B). However, there are no newly
                                                  comply with any additional applicable                   activities. In addition, Alabama adopted               applicable visibility protection
                                                  requirements. As previously discussed,                  state-wide consultation procedures for                 obligations after the promulgation of a
                                                  ADEM is responsible for adopting air                    the implementation of transportation                   new or revised NAAQS. Thus, EPA has
                                                  quality rules and revising SIPs as                      conformity which includes the                          determined that states do not need to
                                                  needed to attain or maintain the                        development of mobile inventories for                  address the visibility component of
                                                  NAAQS. Alabama has the ability and                      SIP development. Required partners                     110(a)(2)(J) in infrastructure SIP
                                                  authority to respond to calls for SIP                   covered by Alabama’s consultation                      submittals so ADEM does not need to
                                                  revisions, and has provided a number of                 procedures include federal, state and                  rely on its regional haze program to
                                                  SIP revisions over the years for                        local transportation and air quality                   fulfill its obligations under section
                                                  implementation of the NAAQS. ADEM                       agency officials. EPA has made the                     110(a)(2)(J). As such, EPA has made the
                                                  Admin. Code r. 335–1–1–.03—                             preliminary determination that                         preliminary determination that
                                                  Organization and Duties of the                          Alabama’s SIP and practices adequately                 Alabama’s submission is approvable for
                                                  Commission,24 provides the Alabama                      demonstrate consultation with                          the visibility protection element of
                                                  Environmental Management                                government officials related to the 2012               section 110(a)(2)(J) and that Alabama
                                                  Commission with the authority to                        Annual PM2.5 NAAQS when necessary.                     does not need to rely on its regional
                                                  establish, adopt, promulgate, modify,                     Public notification (127 public                      haze program to address this element.
                                                  repeal and suspend rules, regulations, or               notification): ADEM Admin. Code r.                        11. 110(a)(2)(K) Air Quality Modeling
                                                                                                          335–3–14–.01(7)—Public Participation,                  and Submission of Modeling Data:
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                                                  environmental standards which may be
                                                  applicable to Alabama or ‘‘any of its                   and 335–3–14–.05(13)—Public                            Section 110(a)(2)(K) of the CAA requires
                                                  geographic parts.’’ Admin. Code r. 335–                 Participation, and Ala. Code section 22–               that SIPs provide for performing air
                                                  3–1–.03—Ambient Air Quality                             28–21—Air Pollution Emergencies,                       quality modeling so that effects on air
                                                  Standards, incorporates NAAQS, as                       provide for public notification when air               quality of emissions from NAAQS
                                                  amended or revised, and provides that                   pollution episodes occur. Furthermore,                 pollutants can be predicted and
                                                                                                          ADEM has several public notice                         submission of such data to the EPA can
                                                    24 This regulation has not been incorporated into     mechanisms in place to notify the                      be made. ADEM Admin. Code r. 335–3–
                                                  the federally-approved SIP.                             public of ozone and PM2.5 forecasting.                 14–.04—Prevention of Significant


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                                                  29456                   Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules

                                                  Deterioration Permitting, specifically                  Code r. 335–1–6—Application Fees 25                    states of section 110(a)(2)(D)(i)(I)
                                                  sub-paragraph (11)—Air Quality Models,                  requires ADEM to charge permit-                        (prongs 1 and 2) and visibility
                                                  specifies that required air modeling be                 specific fees to the applicant/source as               protection requirements of section
                                                  conducted in accordance with 40 CFR                     authorized by Ala. Code section 22–                    110(a)(2)(D)(i)(II) (prong 4), and the state
                                                  part 51, Appendix W ‘‘Guideline on Air                  22A–5. ADEM relies on these State                      board requirements of section
                                                  Quality Models’’. ADEM Admin. Code r.                   requirements to demonstrate that its                   110(a)(2)(E)(ii), EPA is proposing to
                                                  335–3–1–.04—Monitoring, Records, and                    permitting fee structure is sufficient for             approve Alabama’s April 23, 2013, SIP
                                                  Reporting details how sources are                       the reasonable cost of reviewing and                   submission for the 2012 Annual PM2.5
                                                  required as appropriate to establish and                acting upon PSD and NNSR permits.                      NAAQS for the above described
                                                  maintain records; make reports; install,                Additionally, Alabama has a fully-                     infrastructure SIP requirements. The
                                                  use, and maintain such monitoring                       approved title V operating permit                      interstate transport requirements of
                                                  equipment or methods; and provide                       program—ADEM Admin. Code r. 335–                       section 110(a)(2)(D)(i)(I) (prongs 1, 2 and
                                                                                                          1–7—Air Division Operating Permit                      4) and the state board requirements of
                                                  periodic emission reports as the
                                                                                                          Fees 26—that covers the cost of                        section 110(a)(2)(E)(ii) will be addressed
                                                  regulation requires. These reports and
                                                                                                          implementation and enforcement of                      by EPA in other actions.
                                                  records are required to be compiled, and                PSD and NNSR permits after they have
                                                  submitted on forms furnished by the                     been issued. EPA has made the                          VI. Statutory and Executive Order
                                                  State. These regulations also                           preliminary determination that                         Reviews
                                                  demonstrate that Alabama has the                        Alabama’s state rules and practices                       Under the CAA, the Administrator is
                                                  authority to provide relevant data for                  adequately provide for permitting fees                 required to approve a SIP submission
                                                  the purpose of predicting the effect on                 related to the 2012 Annual PM2.5                       that complies with the provisions of the
                                                  ambient air quality of the 2012 Annual                  NAAQS, when necessary. Accordingly,                    Act and applicable federal regulations.
                                                  PM2.5 NAAQS. Additionally, Alabama                      EPA is proposing to approve Alabama’s                  See 42 U.S.C. 7410(k); 40 CFR 52.02(a).
                                                  participates in a regional effort to                    infrastructure SIP submission with                     Thus, in reviewing SIP submissions,
                                                  coordinate the development of                           respect to section 110(a)(2)(L).                       EPA’s role is to approve state choices,
                                                  emissions inventories and conduct                         13. 110(a)(2)(M) Consultation and                    provided that they meet the criteria of
                                                  regional modeling for several NAAQS,                    Participation by Affected Local Entities:              the CAA. Accordingly, this proposed
                                                  including the 2012 Annual PM2.5                         Section 110(a)(2)(M) of the Act requires               action merely approves state law as
                                                  NAAQS, for the southeastern states.                     states to provide for consultation and                 meeting federal requirements and does
                                                  Taken as a whole, Alabama’s air quality                 participation in SIP development by                    not impose additional requirements
                                                  regulations and practices demonstrate                   local political subdivisions affected by               beyond those imposed by state law. For
                                                  that ADEM has the authority to provide                  the SIP. ADEM coordinates with local                   that reason, this proposed action:
                                                  relevant data for the purpose of                        governments affected by the SIP. ADEM                     • Is not a significant regulatory action
                                                  predicting the effect on ambient air                    Administrative Code 335–3–17–.01—                      subject to review by the Office of
                                                  quality of any emissions of any                         Transportation Conformity is one way                   Management and Budget under
                                                  pollutant for which a NAAQS has been                    that Alabama provides for consultation                 Executive Orders 12866 (58 FR 51735,
                                                                                                          with affected local entities. More                     October 4, 1993) and 13563 (76 FR 3821,
                                                  promulgated, and to provide such
                                                                                                          specifically, Alabama adopted state-                   January 21, 2011);
                                                  information to the EPA Administrator
                                                  upon request. EPA has made the
                                                                                                          wide consultation procedures for the                      • Does not impose an information
                                                                                                          implementation of transportation                       collection burden under the provisions
                                                  preliminary determination that                          conformity which includes the                          of the Paperwork Reduction Act (44
                                                  Alabama’s SIP and practices adequately                  development of mobile inventories for                  U.S.C. 3501 et seq.);
                                                  demonstrate the State’s ability to                      SIP development and the requirements                      • Is certified as not having a
                                                  provide for air quality modeling, along                 that link transportation planning and air              significant economic impact on a
                                                  with analysis of the associated data,                   quality planning in nonattainment and                  substantial number of small entities
                                                  related to the 2012 Annual PM2.5                        maintenance areas. Required partners                   under the Regulatory Flexibility Act (5
                                                  NAAQS. Accordingly, EPA is proposing                    covered by Alabama’s consultation                      U.S.C. 601 et seq.);
                                                  to approve Alabama’s infrastructure SIP                 procedures include federal, state and                     • Does not contain any unfunded
                                                  submission with respect to section                      local transportation and air quality                   mandate or significantly or uniquely
                                                  110(a)(2)(K).                                           agency officials. Furthermore, ADEM                    affect small governments, as described
                                                     12. 110(a)(2)(L) Permitting Fees: This               has worked with the Federal Land                       in the Unfunded Mandates Reform Act
                                                  section requires the owner or operator of               Managers as a requirement of the                       of 1995 (Pub. L. 104–4);
                                                  each major stationary source to pay to                  regional haze rule. EPA has made the                      • Does not have Federalism
                                                  the permitting authority, as a condition                preliminary determination that                         implications as specified in Executive
                                                  of any permit required under the CAA,                   Alabama’s SIP and practices adequately                 Order 13132 (64 FR 43255, August 10,
                                                  a fee sufficient to cover (i) the                       demonstrate consultation with affected                 1999);
                                                  reasonable costs of reviewing and acting                local entities related to the 2012 Annual                 • Is not an economically significant
                                                                                                          PM2.5 NAAQS when necessary.                            regulatory action based on health or
                                                  upon any application for such a permit,
                                                                                                                                                                 safety risks subject to Executive Order
                                                  and (ii) if the owner or operator receives              V. Proposed Action
                                                                                                                                                                 13045 (62 FR 19885, April 23, 1997);
                                                  a permit for such source, the reasonable                   With the exception of interstate                       • Is not a significant regulatory action
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                                                  costs of implementing and enforcing the                 transport provisions pertaining to                     subject to Executive Order 13211 (66 FR
                                                  terms and conditions of any such permit                 contribution to nonattainment or                       28355, May 22, 2001);
                                                  (not including any court costs or other                 interference with maintenance in other                    • Is not subject to requirements of
                                                  costs associated with any enforcement                                                                          section 12(d) of the National
                                                  action), until such fee requirement is                    25 This regulation has not been incorporated into
                                                                                                                                                                 Technology Transfer and Advancement
                                                  superseded with respect to such sources                 the federally-approved SIP.
                                                                                                            26 Title V program regulations are federally
                                                                                                                                                                 Act of 1995 (15 U.S.C. 272 note) because
                                                  by the Administrator’s approval of a fee                approved but not incorporated into the federally-      application of those requirements would
                                                  program under title V. ADEM Admin.                      approved SIP.                                          be inconsistent with the CAA; and


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                                                                           Federal Register / Vol. 82, No. 124 / Thursday, June 29, 2017 / Proposed Rules                                            29457

                                                     • Does not provide EPA with the                      DATES:  Written comments must be                          • Identify the rulemaking by docket
                                                  discretionary authority to address, as                  received on or before July 31, 2017.                   number and other identifying
                                                  appropriate, disproportionate human                     ADDRESSES: Submit your comments,                       information (subject heading, Federal
                                                  health or environmental effects, using                  identified by Docket ID No. EPA–R08–                   Register volume, date, and page
                                                  practicable and legally permissible                     OAR–2013–0558 at                                       number);
                                                  methods, under Executive Order 12898                    www.regulations.gov. Follow the online                    • Follow directions and organize your
                                                  (59 FR 7629, February 16, 1994).                        instructions for submitting comments.                  comments;
                                                     In addition, the SIP is not approved                 Once submitted, comments cannot be                        • Explain why you agree or disagree;
                                                  to apply on any Indian reservation land                 edited or removed from                                    • Suggest alternatives and substitute
                                                  or in any other area where EPA or an                    www.regulations.gov. The EPA may                       language for your requested changes;
                                                  Indian tribe has demonstrated that a                    publish any comment received to its                       • Describe any assumptions and
                                                  tribe has jurisdiction. In those areas of               public docket. Do not submit                           provide any technical information and/
                                                  Indian country, the rule does not have                  electronically any information you                     or data that you used;
                                                  tribal implications as specified by                     consider to be Confidential Business                      • If you estimate potential costs or
                                                  Executive Order 13175 (65 FR 67249,                     Information (CBI) or other information                 burdens, explain how you arrived at
                                                  November 9, 2000), nor will it impose                   whose disclosure is restricted by statute.             your estimate in sufficient detail to
                                                  substantial direct costs on tribal                      Multimedia submissions (audio, video,                  allow for it to be reproduced;
                                                  governments or preempt tribal law.                      etc.) must be accompanied by a written                    • Provide specific examples to
                                                                                                          comment. The written comment is                        illustrate your concerns, and suggest
                                                  List of Subjects in 40 CFR Part 52                      considered the official comment and                    alternatives;
                                                    Environmental protection, Air                         should include discussion of all points                   • Explain your views as clearly as
                                                  pollution control, Incorporation by                     you wish to make. The EPA will                         possible, avoiding the use of profanity
                                                  reference, Intergovernmental relations,                 generally not consider comments or                     or personal threats; and,
                                                                                                                                                                    • Make sure to submit your
                                                  Particulate matter, Reporting and                       comment contents located outside of the
                                                                                                                                                                 comments by the comment period
                                                  recordkeeping requirements, Volatile                    primary submission (i.e., on the web,
                                                                                                          cloud, or other file sharing system). For              deadline identified.
                                                  organic compounds.
                                                     Authority: 42 U.S.C. 7401 et seq.                    additional submission methods, the full                II. Background
                                                                                                          EPA public comment policy,                                On June 2, 2010, the EPA
                                                    Dated: June 14, 2017.                                 information about CBI or multimedia
                                                  V. Anne Heard,                                                                                                 promulgated a new NAAQS for SO2,
                                                                                                          submissions, and general guidance on                   establishing a new one-hour SO2
                                                  Acting Regional Administrator, Region 4.                making effective comments, please visit                standard at a level of 75 parts per billion
                                                  [FR Doc. 2017–13671 Filed 6–28–17; 8:45 am]             http://www2.epa.gov/dockets/                           (ppb) based on the three-year average of
                                                  BILLING CODE 6560–50–P                                  commenting-epa-dockets.
                                                                                                                                                                 the 99th percentile of 1-hour daily
                                                                                                          FOR FURTHER INFORMATION CONTACT: Kate                  maximum concentrations. Additionally,
                                                                                                          Gregory, Air Program, U.S.                             the EPA revoked both the existing 24-
                                                  ENVIRONMENTAL PROTECTION                                Environmental Protection Agency                        hour and annual primary SO2 standards
                                                  AGENCY                                                  (EPA), Region 8, Mail Code 8P–AR,                      (75 FR 35520, June 22, 2010).
                                                                                                          1595 Wynkoop Street, Denver, Colorado                  Subsequently, on January 15, 2013, the
                                                  40 CFR Part 52                                          80202–1129, (303) 312–6175,                            EPA promulgated a new NAAQS for
                                                  [EPA–R08–OAR–2013–0558; FRL–9964–30–                    gregory.kate@epa.gov.                                  PM2.5, revising the annual PM2.5 NAAQS
                                                  Region 8]                                               SUPPLEMENTARY INFORMATION:                             by lowering the level to 12.0
                                                  Promulgation of State Implementation                    I. General Information                                 micrograms per cubic meter (mg/m3).
                                                  Plan Revisions; Infrastructure                                                                                 Additionally, the EPA retained the 24-
                                                                                                          What should I consider as I prepare my                 hour PM2.5 standard at a level of 35
                                                  Requirements for the 2010 SO2 and                       comments for the EPA?
                                                  2012 PM2.5 National Ambient Air                                                                                mg/m3 and is revising the Air Quality
                                                  Quality Standards; North Dakota                           1. Submitting Confidential Business                  Index (AQI) for PM2.5 to be consistent
                                                                                                          Information (CBI). Do not submit CBI to                with the revised primary PM2.5
                                                  AGENCY:  Environmental Protection                       the EPA through www.regulations.gov or                 standards (78 FR 3086, January 15,
                                                  Agency.                                                 email. Clearly mark the part or all of the             2013).
                                                  ACTION: Proposed rule.                                  information that you claim to be CBI.                     Under sections 110(a)(1) and (2) of the
                                                                                                          For CBI information on a disk or CD–                   CAA, states are required to submit
                                                  SUMMARY:   The Environmental Protection                 ROM that you mail to the EPA, mark the                 infrastructure SIPs to ensure their SIPs
                                                  Agency (EPA) is proposing to approve                    outside of the disk or CD–ROM as CBI                   provide for implementation,
                                                  elements of State Implementation Plan                   and then identify electronically within                maintenance and enforcement of the
                                                  (SIP) revisions from the State of North                 the disk or CD–ROM the specific                        NAAQS. These submissions must
                                                  Dakota to demonstrate the State meets                   information that is claimed as CBI. In                 contain any revisions needed for
                                                  infrastructure requirements of the Clean                addition to one complete version of the                meeting the applicable SIP requirements
                                                  Air Act (Act or CAA) for the National                   comment that includes information                      of section 110(a)(2), or certifications that
                                                  Ambient Air Quality Standards                           claimed as CBI, a copy of the comment                  their existing SIPs for PM2.5, ozone, Pb,
                                                  (NAAQS) promulgated for sulfur                          that does not contain the information                  NO2, and SO2 already meet those
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  dioxide (SO2) on June 2, 2010 (40 CFR                   claimed as CBI must be submitted for                   requirements. The EPA highlighted this
                                                  50.17) and fine particulate matter                      inclusion in the public docket.                        statutory requirement in an October 2,
                                                  (PM2.5) on January 15, 2013 (78 FR                      Information so marked will not be                      2007, guidance document entitled
                                                  3086). Section 110(a) of the CAA                        disclosed except in accordance with                    ‘‘Guidance on SIP Elements Required
                                                  requires that each state submit a SIP for               procedures set forth in 40 CFR part 2.                 Under Sections 110(a)(1) and (2) for the
                                                  the implementation, maintenance and                       2. Tips for preparing your comments.                 1997 8-hour Ozone and PM2.5 National
                                                  enforcement of each NAAQS                               When submitting comments, remember                     Ambient Air Quality Standards’’ (2007
                                                  promulgated by the EPA.                                 to:                                                    Memo). On September 25, 2009, the


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Document Created: 2018-11-14 10:17:06
Document Modified: 2018-11-14 10:17:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesWritten comments must be received on or before July 31, 2017.
ContactTiereny Bell, Air Regulatory Management Section, Air Planning and Implementation Branch, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Ms. Bell can be reached via telephone at (404) 562-9088 or via electronic mail at [email protected]
FR Citation82 FR 29448 
CFR AssociatedEnvironmental Protection; Air Pollution Control; Incorporation by Reference; Intergovernmental Relations; Particulate Matter; Reporting and Recordkeeping Requirements and Volatile Organic Compounds

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