82_FR_31235 82 FR 31108 - Proposed Collection; Comment Request

82 FR 31108 - Proposed Collection; Comment Request

RAILROAD RETIREMENT BOARD

Federal Register Volume 82, Issue 127 (July 5, 2017)

Page Range31108-31109
FR Document2017-14067

In accordance with the requirement of Section 3506 (c)(2)(A) of the Paperwork Reduction Act of 1995 which provides opportunity for public comment on new or revised data collections, the Railroad Retirement Board (RRB) will publish periodic summaries of proposed data collections. Comments are invited on: (a) Whether the proposed information collection is necessary for the proper performance of the functions of the agency, including whether the information has practical utility; (b) the accuracy of the RRB's estimate of the burden of the collection of the information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden related to the collection of information on respondents, including the use of automated collection techniques or other forms of information technology. 1. Title and purpose of information collection: Supplemental Information on Accident and Insurance; OMB 3220-0036. Under Section 12(o) of the Railroad Unemployment Insurance Act (RUIA), the Railroad Retirement Board (RRB) is entitled to reimbursement of the sickness benefits paid to a railroad employee if the employee receives a sum or damages for the same infirmity for which the benefits are paid. Section 2(f) of the RUIA requires employers to reimburse the RRB for days in which salary, wages, pay for time lost or other remuneration is later determined to be payable. Reimbursements under section 2(f) generally result from the award of pay for time lost or the payment of guaranteed wages. The RUIA prescribes that the amount of benefits paid be deducted and held by the employer in a special fund for reimbursement to the RRB. The RRB currently utilizes Forms SI-1c, Supplemental Information on Accident and Insurance; SI-5, Report of Payments to Employee Claiming Sickness Benefits Under the RUIA; ID-3s and ID-3s (Internet), Request for Lien Information--Report of Settlement; ID-3s-1, Lien Information Under Section 12(o) of the RUIA; ID-3u and ID-3u (Internet), Request for Section 2(f) Information; ID-30k, Notice to Request Supplemental Information on Injury or Illness; and ID-30k-1, Notice to Request Supplemental Information on Injury or Illness; to obtain the necessary information from claimants and railroad employers. Completion is required to obtain benefits. One response is requested of each respondent. The RRB proposes no changes to the forms in the collection.

Federal Register, Volume 82 Issue 127 (Wednesday, July 5, 2017)
[Federal Register Volume 82, Number 127 (Wednesday, July 5, 2017)]
[Notices]
[Pages 31108-31109]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-14067]


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RAILROAD RETIREMENT BOARD


Proposed Collection; Comment Request

    Summary: In accordance with the requirement of Section 3506 
(c)(2)(A) of the Paperwork Reduction Act of 1995 which provides 
opportunity for public comment on new or revised data collections, the 
Railroad Retirement Board (RRB) will publish periodic summaries of 
proposed data collections.
    Comments are invited on: (a) Whether the proposed information 
collection is necessary for the proper performance of the functions of 
the agency, including whether the information has practical utility; 
(b) the accuracy of the RRB's estimate of the burden of the collection 
of the information; (c) ways to enhance the quality, utility, and 
clarity of the information to be collected; and (d) ways to minimize 
the burden related to the collection of information on respondents, 
including the use of automated collection techniques or other forms of 
information technology.
    1. Title and purpose of information collection: Supplemental 
Information on Accident and Insurance; OMB 3220-0036.
    Under Section 12(o) of the Railroad Unemployment Insurance Act 
(RUIA), the Railroad Retirement Board (RRB) is entitled to 
reimbursement of the sickness benefits paid to a railroad employee if 
the employee receives a sum or damages for the same infirmity for which 
the benefits are paid. Section 2(f) of the RUIA requires employers to 
reimburse the RRB for days in which salary, wages, pay for time lost or 
other remuneration is later determined to be payable. Reimbursements 
under section 2(f) generally result from the award of pay for time lost 
or the payment of guaranteed wages. The RUIA prescribes that the amount 
of benefits paid be deducted and held by the employer in a special fund 
for reimbursement to the RRB.
    The RRB currently utilizes Forms SI-1c, Supplemental Information on 
Accident and Insurance; SI-5, Report of Payments to Employee Claiming 
Sickness Benefits Under the RUIA; ID-3s and ID-3s (Internet), Request 
for Lien Information--Report of Settlement; ID-3s-1, Lien Information 
Under Section 12(o) of the RUIA; ID-3u and ID-3u (Internet), Request 
for Section 2(f) Information; ID-30k, Notice to Request Supplemental 
Information on Injury or Illness; and ID-30k-1, Notice to Request 
Supplemental Information on Injury or Illness; to obtain the necessary 
information from claimants and railroad employers. Completion is 
required to obtain benefits. One response is requested of each 
respondent. The RRB proposes no changes to the forms in the collection.

                                      Estimate of Annual Respondent Burden
----------------------------------------------------------------------------------------------------------------
                                                                      Annual
                            Form No.                                 responses    Time (minutes)  Burden (hours)
----------------------------------------------------------------------------------------------------------------
SI-1c...........................................................             475               5              40
SI-5............................................................               7               5               1
ID-3s (Paper & Telephone).......................................           4,000               3             200
ID-3s (Internet)................................................           2,000               3             100
ID-3s-1 (Paper & Telephone).....................................           3,000               3             150
ID-3u (Paper & Telephone).......................................             400               3              20
ID-3u (Internet)................................................             200               3              10
ID-30k..........................................................              55               5               5
ID-30k.1........................................................              65               5               5
                                                                 -----------------------------------------------
    Total.......................................................          10,202  ..............             531
----------------------------------------------------------------------------------------------------------------

    2. Title and purpose of information collection: Pension Plan 
Reports; OMB 3220-0089.
    Under Section 2(b) of the Railroad Retirement Act (RRA), the 
Railroad Retirement Board (RRB) pays supplemental annuities to 
qualified RRB employee annuitants. A supplemental annuity, which is 
computed according to Section 3(e) of the RRA, can be paid at age 60 if 
the employee has at least 30 years of creditable railroad service or at 
age 65 if the employee has 25-29 years of railroad service. In addition 
to 25 years of service, a ``current connection'' with the railroad 
industry is required. Eligibility is further limited to employees who 
had at least 1 month of rail service before October 1981 and were 
awarded regular annuities after June 1966. Further, if an employee's 
65th birthday was prior to September 2, 1981, he or she must not have 
worked in rail service after certain closing dates (generally the last 
day of the month following the month in which age 65 is attained). 
Under Section 2(h)(2) of the RRA, the amount of the supplemental 
annuity is reduced if the employee receives monthly pension payments, 
or a lump-sum pension payment from a private pension from a railroad 
employer, to the extent the payments are based on contributions from 
that employer. The employee's own contribution to their pension account 
does not cause a reduction. A private railroad employer pension is 
defined in 20 CFR 216.42.
    The RRB requires the following information from railroad employers 
to calculate supplemental annuities: (a) The current status of railroad 
employer pension plans and whether such plans cause reductions to the 
supplemental annuity; (b) whether the employee receives monthly 
payments from a private railroad employer pension, elected to receive a 
lump sum in lieu of monthly pension payments from such a plan, or was 
required to receive a lump sum from such a plan due to the plan's small 
benefit provision; and (c) the amount of the payments attributable to 
the railroad employer's contributions. The requirement that railroad 
employers furnish pension information to the RRB is contained in 20 CFR 
209.2.
    The RRB currently utilizes Form G-88p and G-88p (Internet), 
Employer's Supplemental Pension Report, and Form G-88r, Request for 
Information About New or Revised Employer Pension Plan, to obtain the 
necessary information from railroad employers. One response is 
requested of each respondent. Completion is mandatory.
    The RRB proposes to revise Forms G-88p and G-88p (Internet) to 
acquire

[[Page 31109]]

more accurate employee pension information by asking the employer 
whether the employee is currently eligible for a pension and 
instructing the employer to indicate whether the employee filed for the 
pension or instead elected to defer distribution from the pension 
account in Items 11a and 11b (paper) and Items 10a and 10b (Internet). 
The RRB also proposes to make other editorial changes. The RRB proposes 
no changes to Form G-88r.

                                      Estimate of Annual Respondent Burden
----------------------------------------------------------------------------------------------------------------
                                                                      Annual
                            Form No.                                 responses    Time (minutes)  Burden (hours)
----------------------------------------------------------------------------------------------------------------
G-88p...........................................................             100               8              13
G-88p (Internet)................................................             200               6              20
G-88r...........................................................              10               8               1
                                                                 -----------------------------------------------
    Total.......................................................             310  ..............              34
----------------------------------------------------------------------------------------------------------------

    3. Title and purpose of information collection: Statement Regarding 
Contributions and Support; OMB 3220-0099.
    Under Section 2 of the Railroad Retirement Act, dependency on an 
employee for one-half support at the time of the employee's death can 
affect (1) entitlement to a survivor annuity when the survivor is a 
parent of the deceased employee; (2) the amount of spouse and survivor 
annuities; and (3) the Tier II restored amount payable to a widow(er) 
whose annuity was reduced for receipt of an employee annuity, and who 
was dependent on the railroad employee in the year prior to the 
employee's death. One-half support may also negate the public service 
pension offset in Tier I for a spouse or widow(er). The Railroad 
Retirement Board (RRB) utilizes Form G-134, Statement Regarding 
Contributions and Support, to secure information needed to adequately 
determine if the applicant meets the one-half support requirement. One 
response is completed by each respondent. Completion is required to 
obtain benefits. The RRB proposes no changes to Form G-134.

                                      Estimate of Annual Respondent Burden
----------------------------------------------------------------------------------------------------------------
                                                                      Annual
                            Form No.                                 responses    Time (minutes)  Burden (hours)
----------------------------------------------------------------------------------------------------------------
G-134
                                                                 -----------------------------------------------
    With Assistance.............................................              75             147             184
    Without assistance..........................................              25             180              75
                                                                 -----------------------------------------------
        Total...................................................             100  ..............             259
----------------------------------------------------------------------------------------------------------------

    Additional Information or Comments: To request more information or 
to obtain a copy of the information collection justification, forms, 
and/or supporting material, contact Dana Hickman at (312) 751-4981 or 
[email protected]. Comments regarding the information collection 
should be addressed to Brian Foster, Railroad Retirement Board, 844 
North Rush Street, Chicago, Illinois 60611-1275 or emailed to 
[email protected]. Written comments should be received within 60 
days of this notice.

Brian D. Foster,
Clearance Officer.
[FR Doc. 2017-14067 Filed 7-3-17; 8:45 am]
BILLING CODE 7905-01-P



                                                31108                                     Federal Register / Vol. 82, No. 127 / Wednesday, July 5, 2017 / Notices

                                                  This notice will be published in the                                       estimate of the burden of the collection                                 pay for time lost or the payment of
                                                Federal Register.                                                            of the information; (c) ways to enhance                                  guaranteed wages. The RUIA prescribes
                                                                                                                             the quality, utility, and clarity of the                                 that the amount of benefits paid be
                                                Stacy L. Ruble,
                                                                                                                             information to be collected; and (d)                                     deducted and held by the employer in
                                                Secretary.                                                                   ways to minimize the burden related to                                   a special fund for reimbursement to the
                                                [FR Doc. 2017–13996 Filed 7–3–17; 8:45 am]                                   the collection of information on                                         RRB.
                                                BILLING CODE 7710–FW–P                                                       respondents, including the use of                                           The RRB currently utilizes Forms SI–
                                                                                                                             automated collection techniques or                                       1c, Supplemental Information on
                                                                                                                             other forms of information technology.                                   Accident and Insurance; SI–5, Report of
                                                RAILROAD RETIREMENT BOARD                                                      1. Title and purpose of information                                    Payments to Employee Claiming
                                                                                                                             collection: Supplemental Information on                                  Sickness Benefits Under the RUIA; ID–
                                                Proposed Collection; Comment                                                 Accident and Insurance; OMB 3220–                                        3s and ID–3s (Internet), Request for Lien
                                                Request                                                                      0036.                                                                    Information—Report of Settlement; ID–
                                                  Summary: In accordance with the                                              Under Section 12(o) of the Railroad                                    3s–1, Lien Information Under Section
                                                requirement of Section 3506 (c)(2)(A) of                                     Unemployment Insurance Act (RUIA),                                       12(o) of the RUIA; ID–3u and ID–3u
                                                the Paperwork Reduction Act of 1995                                          the Railroad Retirement Board (RRB) is                                   (Internet), Request for Section 2(f)
                                                which provides opportunity for public                                        entitled to reimbursement of the                                         Information; ID–30k, Notice to Request
                                                comment on new or revised data                                               sickness benefits paid to a railroad                                     Supplemental Information on Injury or
                                                collections, the Railroad Retirement                                         employee if the employee receives a                                      Illness; and ID–30k–1, Notice to Request
                                                Board (RRB) will publish periodic                                            sum or damages for the same infirmity                                    Supplemental Information on Injury or
                                                summaries of proposed data collections.                                      for which the benefits are paid. Section                                 Illness; to obtain the necessary
                                                  Comments are invited on: (a) Whether                                       2(f) of the RUIA requires employers to                                   information from claimants and railroad
                                                the proposed information collection is                                       reimburse the RRB for days in which                                      employers. Completion is required to
                                                necessary for the proper performance of                                      salary, wages, pay for time lost or other                                obtain benefits. One response is
                                                the functions of the agency, including                                       remuneration is later determined to be                                   requested of each respondent. The RRB
                                                whether the information has practical                                        payable. Reimbursements under section                                    proposes no changes to the forms in the
                                                utility; (b) the accuracy of the RRB’s                                       2(f) generally result from the award of                                  collection.

                                                                                                                        ESTIMATE OF ANNUAL RESPONDENT BURDEN
                                                                                                                                                                                                        Annual            Time                 Burden
                                                                                                                  Form No.                                                                            responses         (minutes)              (hours)

                                                SI–1c ............................................................................................................................................            475                        5                40
                                                SI–5 ..............................................................................................................................................             7                        5                 1
                                                ID–3s (Paper & Telephone) .........................................................................................................                         4,000                        3               200
                                                ID–3s (Internet) ............................................................................................................................               2,000                        3               100
                                                ID–3s–1 (Paper & Telephone) .....................................................................................................                           3,000                        3               150
                                                ID–3u (Paper & Telephone) ........................................................................................................                            400                        3                20
                                                ID–3u (Internet) ............................................................................................................................                 200                        3                10
                                                ID–30k ..........................................................................................................................................              55                        5                 5
                                                ID–30k.1 .......................................................................................................................................               65                        5                 5

                                                       Total ......................................................................................................................................        10,202   ........................             531



                                                   2. Title and purpose of information                                       in rail service after certain closing dates                              receives monthly payments from a
                                                collection: Pension Plan Reports; OMB                                        (generally the last day of the month                                     private railroad employer pension,
                                                3220–0089.                                                                   following the month in which age 65 is                                   elected to receive a lump sum in lieu of
                                                   Under Section 2(b) of the Railroad                                        attained). Under Section 2(h)(2) of the                                  monthly pension payments from such a
                                                Retirement Act (RRA), the Railroad                                           RRA, the amount of the supplemental                                      plan, or was required to receive a lump
                                                Retirement Board (RRB) pays                                                  annuity is reduced if the employee                                       sum from such a plan due to the plan’s
                                                supplemental annuities to qualified RRB                                      receives monthly pension payments, or                                    small benefit provision; and (c) the
                                                employee annuitants. A supplemental                                          a lump-sum pension payment from a                                        amount of the payments attributable to
                                                annuity, which is computed according                                         private pension from a railroad                                          the railroad employer’s contributions.
                                                to Section 3(e) of the RRA, can be paid                                      employer, to the extent the payments                                     The requirement that railroad employers
                                                at age 60 if the employee has at least 30                                    are based on contributions from that                                     furnish pension information to the RRB
                                                                                                                             employer. The employee’s own                                             is contained in 20 CFR 209.2.
                                                years of creditable railroad service or at
                                                age 65 if the employee has 25–29 years                                       contribution to their pension account                                       The RRB currently utilizes Form G–
                                                of railroad service. In addition to 25                                       does not cause a reduction. A private                                    88p and G–88p (Internet), Employer’s
                                                years of service, a ‘‘current connection’’                                   railroad employer pension is defined in                                  Supplemental Pension Report, and
                                                with the railroad industry is required.                                      20 CFR 216.42.                                                           Form G–88r, Request for Information
sradovich on DSK3GMQ082PROD with NOTICES




                                                Eligibility is further limited to                                               The RRB requires the following                                        About New or Revised Employer
                                                employees who had at least 1 month of                                        information from railroad employers to                                   Pension Plan, to obtain the necessary
                                                rail service before October 1981 and                                         calculate supplemental annuities: (a)                                    information from railroad employers.
                                                were awarded regular annuities after                                         The current status of railroad employer                                  One response is requested of each
                                                June 1966. Further, if an employee’s                                         pension plans and whether such plans                                     respondent. Completion is mandatory.
                                                65th birthday was prior to September 2,                                      cause reductions to the supplemental                                        The RRB proposes to revise Forms G–
                                                1981, he or she must not have worked                                         annuity; (b) whether the employee                                        88p and G–88p (Internet) to acquire


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                                                                                         Federal Register / Vol. 82, No. 127 / Wednesday, July 5, 2017 / Notices                                                                                31109

                                                more accurate employee pension                                              employer to indicate whether the                                         and 11b (paper) and Items 10a and 10b
                                                information by asking the employer                                          employee filed for the pension or                                        (Internet). The RRB also proposes to
                                                whether the employee is currently                                           instead elected to defer distribution                                    make other editorial changes. The RRB
                                                eligible for a pension and instructing the                                  from the pension account in Items 11a                                    proposes no changes to Form G–88r.

                                                                                                                       ESTIMATE OF ANNUAL RESPONDENT BURDEN
                                                                                                                                                                                                       Annual            Time                 Burden
                                                                                                                 Form No.                                                                            responses         (minutes)              (hours)

                                                G–88p ..........................................................................................................................................            100                          8              13
                                                G–88p (Internet) ..........................................................................................................................                 200                          6              20
                                                G–88r ...........................................................................................................................................            10                          8               1

                                                      Total ......................................................................................................................................          310    ........................              34



                                                  3. Title and purpose of information                                       deceased employee; (2) the amount of                                     widow(er). The Railroad Retirement
                                                collection: Statement Regarding                                             spouse and survivor annuities; and (3)                                   Board (RRB) utilizes Form G–134,
                                                Contributions and Support; OMB 3220–                                        the Tier II restored amount payable to a                                 Statement Regarding Contributions and
                                                0099.                                                                       widow(er) whose annuity was reduced                                      Support, to secure information needed
                                                  Under Section 2 of the Railroad                                           for receipt of an employee annuity, and                                  to adequately determine if the applicant
                                                Retirement Act, dependency on an                                            who was dependent on the railroad                                        meets the one-half support requirement.
                                                employee for one-half support at the                                        employee in the year prior to the                                        One response is completed by each
                                                time of the employee’s death can affect                                     employee’s death. One-half support may                                   respondent. Completion is required to
                                                (1) entitlement to a survivor annuity                                       also negate the public service pension                                   obtain benefits. The RRB proposes no
                                                when the survivor is a parent of the                                        offset in Tier I for a spouse or                                         changes to Form G–134.

                                                                                                                       ESTIMATE OF ANNUAL RESPONDENT BURDEN
                                                                                                                                                                                                       Annual            Time                 Burden
                                                                                                                 Form No.                                                                            responses         (minutes)              (hours)

                                                G–134

                                                      With Assistance ....................................................................................................................                   75                      147                184
                                                      Without assistance ...............................................................................................................                     25                      180                 75

                                                             Total ...............................................................................................................................          100    ........................             259



                                                  Additional Information or Comments:                                       SECURITIES AND EXCHANGE                                                  Clearing Corporation (‘‘OCC’’) filed with
                                                To request more information or to                                           COMMISSION                                                               the Securities and Exchange
                                                obtain a copy of the information                                                                                                                     Commission (‘‘Commission’’) an
                                                collection justification, forms, and/or                                     [Release No. 34–81040; File No. SR–OCC–                                  advance notice as described in Items I,
                                                                                                                            2017–804]                                                                II and III below, which Items have been
                                                supporting material, contact Dana
                                                Hickman at (312) 751–4981 or                                                Self-Regulatory Organizations; The                                       prepared by OCC. The Commission is
                                                Dana.Hickman@RRB.GOV. Comments                                              Options Clearing Corporation; Notice                                     publishing this notice to solicit
                                                regarding the information collection                                        of Filing of Advance Notice                                              comments on the advance notice from
                                                should be addressed to Brian Foster,                                        Concerning the Adoption of a New                                         interested persons.
                                                Railroad Retirement Board, 844 North                                        Stock Options and Futures Settlement                                     I. Clearing Agency’s Statement of the
                                                Rush Street, Chicago, Illinois 60611–                                       Agreement Between The Options                                            Terms of Substance of the Advance
                                                1275 or emailed to Brian.Foster@rrb.gov.                                    Clearing Corporation and the National                                    Notice
                                                Written comments should be received                                         Securities Clearing Corporation
                                                within 60 days of this notice.                                                                                                                          This advance notice is filed in
                                                                                                                            June 28, 2017.                                                           connection with proposed changes
                                                Brian D. Foster,                                                               Pursuant to Section 806(e)(1) of Title                                relating to a new Stock Options and
                                                Clearance Officer.                                                          VIII of the Dodd-Frank Wall Street                                       Futures Settlement Agreement (‘‘New
                                                [FR Doc. 2017–14067 Filed 7–3–17; 8:45 am]                                  Reform and Consumer Protection Act,                                      Accord’’) between OCC and the National
                                                BILLING CODE 7905–01–P
                                                                                                                            entitled Payment, Clearing and                                           Securities Clearing Corporation
                                                                                                                            Settlement Supervision Act of 2010                                       (‘‘NSCC,’’ collectively NSCC and OCC
                                                                                                                            (‘‘Clearing Supervision Act’’ or                                         may be referred to herein as the
                                                                                                                            ‘‘Payment, Clearing and Settlement
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                                                                                                                     ‘‘clearing agencies’’) and amendments to
                                                                                                                            Supervision Act’’) 1 and Rule 19b–                                       OCC’s By-Laws and Rules to
                                                                                                                            4(n)(1)(i) of the Securities Exchange Act                                accommodate the proposed provisions
                                                                                                                            of 1934 (‘‘Act’’),2 notice is hereby given
                                                                                                                                                                                                     of the New Accord.
                                                                                                                            that on June 1, 2017, The Options
                                                                                                                                                                                                        The proposed changes to OCC’s By-
                                                                                                                               1 12   U.S.C. 5465(e)(1).                                             Laws and Rules and the proposed New
                                                                                                                               2 17   CFR 240.19b–4(n)(1)(i).                                        Accord were submitted as Exhibits 5A–


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Document Created: 2017-07-04 02:01:11
Document Modified: 2017-07-04 02:01:11
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 31108 

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