82_FR_31497 82 FR 31369 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

82 FR 31369 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 128 (July 6, 2017)

Page Range31369-31371
FR Document2017-14195

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. Applicant has never made a public offering of its securities and does not propose to make a public offering or engage in business of any kind. Filing Date: The application was filed on May 23, 2017. Applicant's Address: Harborside 5, 185 Hudson Street, Suite 3300, Jersey City, New Jersey 07311.

Federal Register, Volume 82 Issue 128 (Thursday, July 6, 2017) 
[Federal Register Volume 82, Number 128 (Thursday, July 6, 2017)]
[Notices]
[Pages 31369-31371]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-14195]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-32717]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

June 30, 2017.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
June 2017. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on July 25, 2017, and should 
be accompanied by proof of service on applicants, in the form of an 
affidavit or, for lawyers, a certificate of service. Pursuant to Rule 
0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Hae-Sung Lee, Attorney-Adviser, at 
(202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

SunAmerica Goldman Sachs Diversified Yield Fund, Inc. [File No. 811-
22869]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Date: The application was filed on May 23, 2017.
    Applicant's Address: Harborside 5, 185 Hudson Street, Suite 3300, 
Jersey City, New Jersey 07311.

Institutional Investor Trust [File No. 811-22429]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On July 27, 2016, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
No expenses were incurred in connection with the liquidation.
    Filing Date: The application was filed on May 26, 2017.
    Applicant's Address: 1400 Center Road, Venice, Florida 34292.

RiverSource Diversified Income Series, Inc. [File No. 811-02503]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Diversified Bond Fund, a series of Columbia Funds Series Trust 
II and, on March 7, 2011, made a final distribution to its shareholders 
based on net asset value. Expenses of approximately $183,001 incurred 
in connection with the reorganization were paid by the applicant's 
investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

RiverSource Large Cap Series, Inc. [File No. 811-02111]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Large Core Quantitative Fund, a series of Columbia Funds 
Series Trust II and, on March 7, 2011, made a final distribution to its 
shareholders based on net asset value. Expenses of approximately 
$183,001 incurred in connection with the reorganization were paid by 
the applicant's investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

RiverSource Short Term Investments Series, Inc. [File No. 811-21914]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Short-Term Cash Fund, a series of Columbia Funds Series Trust 
II and, on March 7, 2011, made a final distribution to its shareholders 
based on net asset value. Expenses of approximately $183,001 incurred 
in connection with the reorganization were paid by the applicant's 
investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

[[Page 31370]]

RiverSource Money Market Series, Inc. [File No. 811-02591]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Money Market Fund, a series of Columbia Funds Series Trust II 
and, on March 7, 2011, made a final distribution to its shareholders 
based on net asset value. Expenses of approximately $183,001 incurred 
in connection with the reorganization were paid by the applicant's 
investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

RiverSource High Yield Income Series, Inc. [File No. 811-03848]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia High Yield Bond Fund, a series of Columbia Funds Series Trust 
II and, on March 7, 2011, made a final distribution to its shareholders 
based on net asset value. Expenses of approximately $183,001 incurred 
in connection with the reorganization were paid by the applicant's 
investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

RiverSource Equity Series, Inc. [File No. 811-00772]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Mid Cap Growth Opportunity Fund, a series of Columbia Funds 
Series Trust II and, on March 7, 2011, made a final distribution to its 
shareholders based on net asset value. Expenses of approximately 
$183,001 incurred in connection with the reorganization were paid by 
the applicant's investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

Columbia Government Money Market Fund, Inc. [File No. 811-02650]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Government Money Market Fund, a series of Columbia Funds 
Series Trust II and, on March 7, 2011, made a final distribution to its 
shareholders based on net asset value. Expenses of approximately 
$183,001 incurred in connection with the reorganization were paid by 
the applicant's investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

Seligman Portfolios, Inc. [File No. 811-05221]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Variable Portfolio--Mid Cap Growth Fund, a series of Columbia 
Funds Variable Insurance Trust I and, on May 2, 2011, made a final 
distribution to its shareholders based on net asset value. Expenses of 
approximately $183,001 incurred in connection with the reorganization 
were paid by the applicant's investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

RiverSource Strategy Series, Inc. [File No. 811-03956]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Equity Value Fund, a series of Columbia Funds Series Trust II 
and, on March 7, 2011, made a final distribution to its shareholders 
based on net asset value. Expenses of approximately $183,001 incurred 
in connection with the reorganization were paid by the applicant's 
investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

Seligman Global Fund Series, Inc. [File No. 811-06485]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Seligman Global Technology Fund, a series of Columbia Funds 
Series Trust II and, on March 7, 2011, made a final distribution to its 
shareholders based on net asset value. Expenses of approximately 
$183,001 incurred in connection with the reorganization were paid by 
the applicant's investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

Columbia Frontier Fund, Inc. [File No. 811-04078]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Frontier Fund, a series of Columbia Funds Series Trust II and, 
on March 7, 2011, made a final distribution to its shareholders based 
on net asset value. Expenses of approximately $183,001 incurred in 
connection with the reorganization were paid by the applicant's 
investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

Columbia Seligman Communications & Information Fund, Inc. [File No. 
811-03596]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Seligman Communications and Information Fund, a series of 
Columbia Funds Series Trust II and, on March 7, 2011, made a final 
distribution to its shareholders based on net asset value. Expenses of 
approximately $183,001 incurred in connection with the reorganization 
were paid by the applicant's investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

RiverSource Bond Series, Inc. [File No. 811-03178]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Each series of applicant has transferred its 
assets to a corresponding series of Columbia Funds Series Trust II and, 
on March 7, 2011, made a final distribution to its shareholders based 
on net asset value. Expenses of approximately $732,003 incurred in 
connection with the

[[Page 31371]]

reorganization were paid by the applicant's investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on June 5, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

RS Investment Trust [File No. 811-05159]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Each series of applicant has transferred its 
assets to a corresponding series of Victory Portfolios and, on July 29, 
2016, made a final distribution to its shareholders based on net asset 
value. Expenses of $6,471,304 incurred in connection with the 
reorganization were paid by the applicant's investment adviser and the 
acquiring fund's investment adviser.
    Filing Date: The application was filed on June 6, 2017.
    Applicant's Address: 4900 Tiedeman Road, 4th Floor, Brooklyn, Ohio 
44144.

RS Variable Products Trust [File No. 811-21922]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Each series of applicant has transferred its 
assets to a corresponding series of Victory Variable Insurance Funds 
and, on July 29, 2016, made a final distribution to its shareholders 
based on net asset value. The RS S&P 500 Index VIP Series, a series of 
RS Variable Products Trust, is a named defendant in the multi-district 
class action lawsuit. Any potential liability for this action was 
assumed by the Victory S&P 500 Index VIP Series, a series of Victory 
Variable Insurance Funds. Expenses of $1,517,960 incurred in connection 
with the reorganization were paid by the applicant's investment adviser 
and the acquiring fund's investment adviser.
    Filing Date: The application was filed on June 6, 2017.
    Applicant's Address: 4900 Tiedeman Road, 4th Floor, Brooklyn, Ohio 
44144.

CPG Alternative Strategies Fund, LLC [File No. 811-22446]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On May 23, 
2016, September 1, 2016, December 20, 2016, and May 15, 2017, applicant 
made liquidating distributions to its shareholders, based on net asset 
value. Expenses of $11,000 incurred in connection with the liquidation 
were paid by the applicant's investment adviser.
    Filing Date: The application was filed on June 9, 2017.
    Applicant's Address: c/o Central Park Advisers, LLC, 805 Third 
Avenue, New York, New York 10022.

Winton Series Trust [File No. 811-23004]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On March 27, 2017, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses in connection with the liquidation were paid by the 
applicant's investment adviser.
    Filing Dates: The application was filed on May 16, 2017, and 
amended on June 9, 2017.
    Applicant's Address: One Freedom Valley Drive, Oaks, Pennsylvania 
19456.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2017-14195 Filed 7-5-17; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 128 / Thursday, July 6, 2017 / Notices 31369 Paper Comments A copy of each application may be Filing Date: The application was filed • Send paper comments in triplicate obtained via the Commission’s Web site on May 26, 2017. to Secretary, Securities and Exchange by searching for the file number, or for Applicant’s Address: 1400 Center Commission, 100 F Street NE., an applicant using the Company name Road, Venice, Florida 34292. Washington, DC 20549–1090. box, at http://www.sec.gov/search/ search.htm or by calling (202) 551– RiverSource Diversified Income Series, All submissions should refer to File Inc. [File No. 811–02503] Number SR–FINRA–2017–020. This file 8090. An order granting each number should be included on the application will be issued unless the Summary: Applicant seeks an order subject line if email is used. To help the SEC orders a hearing. Interested persons declaring that it has ceased to be an Commission process and review your may request a hearing on any investment company. Applicant has comments more efficiently, please use application by writing to the SEC’s transferred its assets to Columbia only one method. The Commission will Secretary at the address below and Diversified Bond Fund, a series of post all comments on the Commission’s serving the relevant applicant with a Columbia Funds Series Trust II and, on Internet Web site (http://www.sec.gov/ copy of the request, personally or by March 7, 2011, made a final distribution rules/sro.shtml). Copies of the mail. Hearing requests should be to its shareholders based on net asset submission, all subsequent received by the SEC by 5:30 p.m. on July value. Expenses of approximately amendments, all written statements 25, 2017, and should be accompanied $183,001 incurred in connection with with respect to the proposed rule by proof of service on applicants, in the the reorganization were paid by the change that are filed with the form of an affidavit or, for lawyers, a applicant’s investment adviser. Commission, and all written certificate of service. Pursuant to Rule Filing Dates: The application was communications relating to the 0–5 under the Act, hearing requests filed on December 16, 2016, and proposed rule change between the should state the nature of the writer’s amended on June 5, 2017. Commission and any person, other than interest, any facts bearing upon the Applicant’s Address: 50606 those that may be withheld from the desirability of a hearing on the matter, Ameriprise Financial Center, public in accordance with the the reason for the request, and the issues Minneapolis, Minnesota 55474. provisions of 5 U.S.C. 552, will be contested. Persons who wish to be available for Web site viewing and notified of a hearing may request RiverSource Large Cap Series, Inc. [File printing in the Commission’s Public notification by writing to the No. 811–02111] Reference Room, 100 F Street NE., Commission’s Secretary. Summary: Applicant seeks an order Washington, DC 20549, on official ADDRESSES: The Commission: Secretary, declaring that it has ceased to be an business days between the hours of U.S. Securities and Exchange investment company. Applicant has 10:00 a.m. and 3:00 p.m. Copies of the Commission, 100 F Street NE., transferred its assets to Columbia Large filing also will be available for Washington, DC 20549–1090. Core Quantitative Fund, a series of inspection and copying at the principal FOR FURTHER INFORMATION CONTACT: Hae- Columbia Funds Series Trust II and, on office of the Exchange. All comments Sung Lee, Attorney-Adviser, at (202) March 7, 2011, made a final distribution received will be posted without change; 551–7345 or Chief Counsel’s Office at to its shareholders based on net asset the Commission does not edit personal (202) 551–6821; SEC, Division of value. Expenses of approximately identifying information from Investment Management, Chief $183,001 incurred in connection with submissions. You should submit only Counsel’s Office, 100 F Street NE., the reorganization were paid by the information that you wish to make Washington, DC 20549–8010. applicant’s investment adviser. available publicly. All submissions SunAmerica Goldman Sachs Filing Dates: The application was should refer to File Number SR–FINRA– Diversified Yield Fund, Inc. [File No. filed on December 16, 2016, and 2017–020, and should be submitted on 811–22869] amended on June 5, 2017. or before July 27, 2017. Applicant’s Address: 50606 For the Commission, by the Division of Summary: Applicant, a closed-end Ameriprise Financial Center, Trading and Markets, pursuant to delegated investment company, seeks an order Minneapolis, Minnesota 55474. authority.22 declaring that it has ceased to be an Jill M. Peterson, investment company. Applicant has RiverSource Short Term Investments Assistant Secretary. never made a public offering of its Series, Inc. [File No. 811–21914] [FR Doc. 2017–14144 Filed 7–5–17; 8:45 am] securities and does not propose to make a public offering or engage in business Summary: Applicant seeks an order BILLING CODE 8011–01–P declaring that it has ceased to be an of any kind. Filing Date: The application was filed investment company. Applicant has on May 23, 2017. transferred its assets to Columbia Short- SECURITIES AND EXCHANGE Applicant’s Address: Harborside 5, Term Cash Fund, a series of Columbia COMMISSION 185 Hudson Street, Suite 3300, Jersey Funds Series Trust II and, on March 7, [Release No. IC–32717] City, New Jersey 07311. 2011, made a final distribution to its shareholders based on net asset value. Notice of Applications for Institutional Investor Trust [File No. Expenses of approximately $183,001 Deregistration Under Section 8(f) of the 811–22429] incurred in connection with the Investment Company Act of 1940 reorganization were paid by the Summary: Applicant seeks an order sradovich on DSK3GMQ082PROD with NOTICES June 30, 2017. declaring that it has ceased to be an applicant’s investment adviser. The following is a notice of investment company. On July 27, 2016, Filing Dates: The application was applications for deregistration under applicant made a liquidating filed on December 16, 2016, and section 8(f) of the Investment Company distribution to its shareholders, based amended on June 5, 2017. Act of 1940 for the month of June 2017. on net asset value. No expenses were Applicant’s Address: 50606 incurred in connection with the Ameriprise Financial Center, 22 17 CFR 200.30–3(a)(12). liquidation. Minneapolis, Minnesota 55474. VerDate Sep<11>2014 18:13 Jul 05, 2017 Jkt 241001 PO 00000 Frm 00087 Fmt 4703 Sfmt 4703 E:\FR\FM\06JYN1.SGM 06JYN1

31370 Federal Register / Vol. 82, No. 128 / Thursday, July 6, 2017 / Notices RiverSource Money Market Series, Inc. transferred its assets to Columbia distribution to its shareholders based on [File No. 811–02591] Government Money Market Fund, a net asset value. Expenses of Summary: Applicant seeks an order series of Columbia Funds Series Trust II approximately $183,001 incurred in declaring that it has ceased to be an and, on March 7, 2011, made a final connection with the reorganization were investment company. Applicant has distribution to its shareholders based on paid by the applicant’s investment transferred its assets to Columbia Money net asset value. Expenses of adviser. Market Fund, a series of Columbia approximately $183,001 incurred in Filing Dates: The application was Funds Series Trust II and, on March 7, connection with the reorganization were filed on December 16, 2016, and 2011, made a final distribution to its paid by the applicant’s investment amended on June 5, 2017. shareholders based on net asset value. adviser. Applicant’s Address: 50606 Expenses of approximately $183,001 Filing Dates: The application was Ameriprise Financial Center, incurred in connection with the filed on December 16, 2016, and Minneapolis, Minnesota 55474. reorganization were paid by the amended on June 5, 2017. Columbia Frontier Fund, Inc. [File No. applicant’s investment adviser. Applicant’s Address: 50606 811–04078] Filing Dates: The application was Ameriprise Financial Center, Minneapolis, Minnesota 55474. Summary: Applicant seeks an order filed on December 16, 2016, and declaring that it has ceased to be an amended on June 5, 2017. Seligman Portfolios, Inc. [File No. 811– Applicant’s Address: 50606 investment company. Applicant has 05221] transferred its assets to Columbia Ameriprise Financial Center, Minneapolis, Minnesota 55474. Summary: Applicant seeks an order Frontier Fund, a series of Columbia declaring that it has ceased to be an Funds Series Trust II and, on March 7, RiverSource High Yield Income Series, investment company. Applicant has 2011, made a final distribution to its Inc. [File No. 811–03848] transferred its assets to Columbia shareholders based on net asset value. Summary: Applicant seeks an order Variable Portfolio—Mid Cap Growth Expenses of approximately $183,001 declaring that it has ceased to be an Fund, a series of Columbia Funds incurred in connection with the investment company. Applicant has Variable Insurance Trust I and, on May reorganization were paid by the transferred its assets to Columbia High 2, 2011, made a final distribution to its applicant’s investment adviser. Yield Bond Fund, a series of Columbia shareholders based on net asset value. Filing Dates: The application was Funds Series Trust II and, on March 7, Expenses of approximately $183,001 filed on December 16, 2016, and 2011, made a final distribution to its incurred in connection with the amended on June 5, 2017. shareholders based on net asset value. reorganization were paid by the Applicant’s Address: 50606 Expenses of approximately $183,001 applicant’s investment adviser. Ameriprise Financial Center, incurred in connection with the Filing Dates: The application was Minneapolis, Minnesota 55474. reorganization were paid by the filed on December 16, 2016, and Columbia Seligman Communications & applicant’s investment adviser. amended on June 5, 2017. Information Fund, Inc. [File No. 811– Filing Dates: The application was Applicant’s Address: 50606 03596] filed on December 16, 2016, and Ameriprise Financial Center, amended on June 5, 2017. Minneapolis, Minnesota 55474. Summary: Applicant seeks an order Applicant’s Address: 50606 declaring that it has ceased to be an RiverSource Strategy Series, Inc. [File investment company. Applicant has Ameriprise Financial Center, No. 811–03956] Minneapolis, Minnesota 55474. transferred its assets to Columbia Summary: Applicant seeks an order Seligman Communications and RiverSource Equity Series, Inc. [File declaring that it has ceased to be an Information Fund, a series of Columbia No. 811–00772] investment company. Applicant has Funds Series Trust II and, on March 7, Summary: Applicant seeks an order transferred its assets to Columbia Equity 2011, made a final distribution to its declaring that it has ceased to be an Value Fund, a series of Columbia Funds shareholders based on net asset value. investment company. Applicant has Series Trust II and, on March 7, 2011, Expenses of approximately $183,001 transferred its assets to Columbia Mid made a final distribution to its incurred in connection with the Cap Growth Opportunity Fund, a series shareholders based on net asset value. reorganization were paid by the of Columbia Funds Series Trust II and, Expenses of approximately $183,001 applicant’s investment adviser. on March 7, 2011, made a final incurred in connection with the Filing Dates: The application was distribution to its shareholders based on reorganization were paid by the filed on December 16, 2016, and net asset value. Expenses of applicant’s investment adviser. amended on June 5, 2017. approximately $183,001 incurred in Filing Dates: The application was Applicant’s Address: 50606 connection with the reorganization were filed on December 16, 2016, and Ameriprise Financial Center, paid by the applicant’s investment amended on June 5, 2017. Minneapolis, Minnesota 55474. adviser. Applicant’s Address: 50606 RiverSource Bond Series, Inc. [File No. Filing Dates: The application was Ameriprise Financial Center, 811–03178] filed on December 16, 2016, and Minneapolis, Minnesota 55474. amended on June 5, 2017. Summary: Applicant seeks an order Seligman Global Fund Series, Inc. [File declaring that it has ceased to be an Applicant’s Address: 50606 No. 811–06485] investment company. Each series of sradovich on DSK3GMQ082PROD with NOTICES Ameriprise Financial Center, Minneapolis, Minnesota 55474. Summary: Applicant seeks an order applicant has transferred its assets to a declaring that it has ceased to be an corresponding series of Columbia Funds Columbia Government Money Market investment company. Applicant has Series Trust II and, on March 7, 2011, Fund, Inc. [File No. 811–02650] transferred its assets to Columbia made a final distribution to its Summary: Applicant seeks an order Seligman Global Technology Fund, a shareholders based on net asset value. declaring that it has ceased to be an series of Columbia Funds Series Trust II Expenses of approximately $732,003 investment company. Applicant has and, on March 7, 2011, made a final incurred in connection with the VerDate Sep<11>2014 18:13 Jul 05, 2017 Jkt 241001 PO 00000 Frm 00088 Fmt 4703 Sfmt 4703 E:\FR\FM\06JYN1.SGM 06JYN1

Federal Register / Vol. 82, No. 128 / Thursday, July 6, 2017 / Notices 31371 reorganization were paid by the Filing Date: The application was filed I. Clearing Agency’s Statement of the applicant’s investment adviser. on June 9, 2017. Terms of Substance of the Advance Filing Dates: The application was Applicant’s Address: c/o Central Park Notice filed on December 16, 2016, and Advisers, LLC, 805 Third Avenue, New amended on June 5, 2017. York, New York 10022. This advance notice is being filed in Applicant’s Address: 50606 connection with a proposed change in Ameriprise Financial Center, Winton Series Trust [File No. 811– the form of the replacement of a Minneapolis, Minnesota 55474. 23004] revolving credit facility that OCC Summary: Applicant seeks an order maintains for a 364-day term for the RS Investment Trust [File No. 811– purpose of meeting obligations arising declaring that it has ceased to be an 05159] out of the default or suspension of a investment company. On March 27, Summary: Applicant seeks an order 2017, applicant made a liquidating Clearing Member, in anticipation of a declaring that it has ceased to be an distribution to its shareholders, based potential default by a Clearing Member, investment company. Each series of on net asset value. Expenses in or the failure of a bank or securities or applicant has transferred its assets to a connection with the liquidation were commodities clearing organization to corresponding series of Victory paid by the applicant’s investment perform its obligations due to its Portfolios and, on July 29, 2016, made adviser. bankruptcy, insolvency, receivership or a final distribution to its shareholders Filing Dates: The application was suspension of operations. based on net asset value. Expenses of filed on May 16, 2017, and amended on $6,471,304 incurred in connection with June 9, 2017. II. Clearing Agency’s Statement of the the reorganization were paid by the Applicant’s Address: One Freedom Purpose of, and Statutory Basis for, the applicant’s investment adviser and the Valley Drive, Oaks, Pennsylvania 19456. Advance Notice acquiring fund’s investment adviser. For the Commission, by the Division of In its filing with the Commission, Filing Date: The application was filed Investment Management, pursuant to OCC included statements concerning on June 6, 2017. delegated authority. Applicant’s Address: 4900 Tiedeman the purpose of and basis for the advance Brent J. Fields, notice and discussed any comments it Road, 4th Floor, Brooklyn, Ohio 44144. Secretary. received on the advance notice. The text RS Variable Products Trust [File No. [FR Doc. 2017–14195 Filed 7–5–17; 8:45 am] of these statements may be examined at 811–21922] BILLING CODE 8011–01–P the places specified in Item IV below. Summary: Applicant seeks an order OCC has prepared summaries, set forth declaring that it has ceased to be an in sections (A) and (B) below, of the investment company. Each series of SECURITIES AND EXCHANGE most significant aspects of these applicant has transferred its assets to a COMMISSION statements. corresponding series of Victory Variable [Release No. 34–81058; File No. SR–OCC– (A) Clearing Agency’s Statement on Insurance Funds and, on July 29, 2016, 2017–803] Comments on the Advance Notice made a final distribution to its Received From Members, Participants or shareholders based on net asset value. Self-Regulatory Organizations; The Others The RS S&P 500 Index VIP Series, a Options Clearing Corporation; Notice series of RS Variable Products Trust, is of Filing of Advance Notice of and No Written comments were not and are a named defendant in the multi-district Objection to The Options Clearing not intended to be solicited with respect class action lawsuit. Any potential Corporation’s Proposal To Enter Into a to the advance notice and none have liability for this action was assumed by New Credit Facility Agreement been received. the Victory S&P 500 Index VIP Series, a series of Victory Variable Insurance June 30, 2017. (B) Advance Notice Filed Pursuant to Funds. Expenses of $1,517,960 incurred Pursuant to Section 806(e)(1) of Title Section 806(e) of the Payment, Clearing, in connection with the reorganization VIII of the Dodd-Frank Wall Street and Settlement Supervision Act were paid by the applicant’s investment Reform and Consumer Protection Act, entitled the Payment, Clearing and Description of Proposed Change adviser and the acquiring fund’s investment adviser. Settlement Supervision Act of 2010 Background Filing Date: The application was filed (‘‘Clearing Supervision Act’’) 1 and Rule on June 6, 2017. 19b–4(n)(1)(i) under the Securities This advance notice is being filed in Applicant’s Address: 4900 Tiedeman Exchange Act of 1934 (‘‘Act’’),2 notice is connection with a proposed change in Road, 4th Floor, Brooklyn, Ohio 44144. hereby given that, on May 4, 2017, the the form of the replacement of a Options Clearing Corporation (‘‘OCC’’) revolving credit facility that OCC CPG Alternative Strategies Fund, LLC filed an advance notice (SR–OCC–2017– maintains for a 364-day term for the [File No. 811–22446] 803) with the Securities and Exchange purpose of meeting obligations arising Summary: Applicant, a closed-end Commission (‘‘Commission’’). The out of the default or suspension of a investment company, seeks an order advance notice is described in Items I Clearing Member, in anticipation of a declaring that it has ceased to be an and II below, which have been prepared potential default by a Clearing Member, investment company. On May 23, 2016, by OCC. The Commission is publishing or the failure of a bank or securities or September 1, 2016, December 20, 2016, commodities clearing organization to sradovich on DSK3GMQ082PROD with NOTICES this notice to solicit comments on the and May 15, 2017, applicant made advance notice from interested persons, perform its obligations due to its liquidating distributions to its and to provide notice that the bankruptcy, insolvency, receivership or shareholders, based on net asset value. Commission does not object to the suspension of operations. In such Expenses of $11,000 incurred in changes set forth in the advance notice. circumstances, OCC has certain connection with the liquidation were conditional authority under its By-Laws paid by the applicant’s investment 1 12 U.S.C. 5465(e)(1). and Rules to borrow or otherwise obtain adviser. 2 17 CFR 240.19b–4(n)(1)(i). funds from third parties using Clearing VerDate Sep<11>2014 18:13 Jul 05, 2017 Jkt 241001 PO 00000 Frm 00089 Fmt 4703 Sfmt 4703 E:\FR\FM\06JYN1.SGM 06JYN1


Document Created: 2017-07-06 01:04:36
Document Modified: 2017-07-06 01:04:36
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on May 23, 2017.
ContactHae-Sung Lee, Attorney-Adviser, at (202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation82 FR 31369 
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