82_FR_32732 82 FR 32598 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6900 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members

82 FR 32598 - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6900 To Establish the Procedures for Resolving Potential Disputes Related to CAT Fees Charged to Industry Members

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 134 (July 14, 2017)

Page Range32598-32598
FR Document2017-14775

Federal Register, Volume 82 Issue 134 (Friday, July 14, 2017)
[Federal Register Volume 82, Number 134 (Friday, July 14, 2017)]
[Notices]
[Page 32598]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-14775]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81110; File No. SR-NYSE-2017-24]


Self-Regulatory Organizations; New York Stock Exchange LLC; 
Notice of Designation of a Longer Period for Commission Action on a 
Proposed Rule Change To Adopt Rule 6900 To Establish the Procedures for 
Resolving Potential Disputes Related to CAT Fees Charged to Industry 
Members

July 10, 2017.
    On May 16, 2017, New York Stock Exchange LLC (``NYSE'' or the 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b-4 
thereunder,\2\ a proposed rule change to adopt Rule 6900 (Consolidated 
Audit Trail--Fee Dispute Resolutions). The proposed rule change was 
published for comment in the Federal Register on June 1, 2017.\3\ The 
Commission received no comment letters on the proposed rule change.
---------------------------------------------------------------------------

    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ Securities Exchange Act Release No. 80780 (May 26, 2017), 82 
FR 25382 (``Notice'').
---------------------------------------------------------------------------

    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
Commission is extending this 45-day time period.
---------------------------------------------------------------------------

    \4\ 15 U.S.C. 78s(b)(2).
---------------------------------------------------------------------------

    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change. The 
proposed rule change would establish the procedures for resolving 
potential disputes related to CAT Fees charged to Industry Members.
    Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates August 30, 2017, as the date by which the Commission 
should either approve or disapprove or institute proceedings to 
determine whether to disapprove the proposed rule change (File Number 
SR-NYSE-2017-24).
---------------------------------------------------------------------------

    \5\ 15 U.S.C. 78s(b)(2).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
Jill M. Peterson,
Assistant Secretary.
---------------------------------------------------------------------------

    \6\ 17 CFR 200.30-3(a)(31).
---------------------------------------------------------------------------

[FR Doc. 2017-14775 Filed 7-13-17; 8:45 am]
 BILLING CODE 8011-01-P



                                                  32598                            Federal Register / Vol. 82, No. 134 / Friday, July 14, 2017 / Notices

                                                  interest; (ii) for the protection of                     2017–63 and should be submitted on or                   rule change. The proposed rule change
                                                  investors; or (iii) otherwise in                         before August 4, 2017.                                  would establish the procedures for
                                                  furtherance of the purposes of the Act.                     For the Commission, by the Division of               resolving potential disputes related to
                                                  If the Commission takes such action, the                 Trading and Markets, pursuant to delegated              CAT Fees charged to Industry Members.
                                                  Commission shall institute proceedings                   authority.13                                              Accordingly, the Commission,
                                                  to determine whether the proposed rule                   Jill M. Peterson,                                       pursuant to Section 19(b)(2) of the Act,5
                                                  should be approved or disapproved.                       Assistant Secretary.                                    designates August 30, 2017, as the date
                                                                                                                                                                   by which the Commission should either
                                                  IV. Solicitation of Comments                             [FR Doc. 2017–14753 Filed 7–13–17; 8:45 am]
                                                                                                                                                                   approve or disapprove or institute
                                                                                                           BILLING CODE 8011–01–P
                                                    Interested persons are invited to                                                                              proceedings to determine whether to
                                                  submit written data, views, and                                                                                  disapprove the proposed rule change
                                                  arguments concerning the foregoing,                      SECURITIES AND EXCHANGE                                 (File Number SR–NYSE–2017–24).
                                                  including whether the proposed rule                      COMMISSION                                                 For the Commission, by the Division of
                                                  change is consistent with the Act.                                                                               Trading and Markets, pursuant to delegated
                                                                                                           [Release No. 34–81110; File No. SR–NYSE–
                                                  Comments may be submitted by any of                                                                              authority.6
                                                                                                           2017–24]
                                                  the following methods:                                                                                           Jill M. Peterson,
                                                  Electronic Comments                                      Self-Regulatory Organizations; New                      Assistant Secretary.
                                                                                                           York Stock Exchange LLC; Notice of                      [FR Doc. 2017–14775 Filed 7–13–17; 8:45 am]
                                                    • Use the Commission’s Internet                        Designation of a Longer Period for                      BILLING CODE 8011–01–P
                                                  comment form (http://www.sec.gov/                        Commission Action on a Proposed
                                                  rules/sro.shtml); or                                     Rule Change To Adopt Rule 6900 To
                                                    • Send an email to rule-comments@                      Establish the Procedures for Resolving                  SURFACE TRANSPORTATION BOARD
                                                  sec.gov. Please include File Number SR–                  Potential Disputes Related to CAT
                                                                                                           Fees Charged to Industry Members                        [Docket No. FD 36132]
                                                  ISE–2017–63 on the subject line.
                                                  Paper Comments                                           July 10, 2017.                                          WRL, LLC—Change in Operator
                                                                                                              On May 16, 2017, New York Stock                      Exemption—Western Washington
                                                    • Send paper comments in triplicate                    Exchange LLC (‘‘NYSE’’ or the                           Railroad, LLC
                                                  to Secretary, Securities and Exchange                    ‘‘Exchange’’) filed with the Securities
                                                  Commission, 100 F Street NE.,                                                                                      WRL, LLC (WRL), a Class III rail
                                                                                                           and Exchange Commission                                 carrier, has filed a verified notice of
                                                  Washington, DC 20549–1090.                               (‘‘Commission’’), pursuant to Section                   exemption under 49 CFR 1150.41 to
                                                  All submissions should refer to File                     19(b)(1) of the Securities Exchange Act                 assume operations over 34.6 miles of
                                                  Number SR–ISE–2017–63. This file                         of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and             rail line (the Line) between milepost
                                                  number should be included on the                         Rule 19b–4 thereunder,2 a proposed rule                 33C north of Rainier, Thurston County,
                                                  subject line if email is used. To help the               change to adopt Rule 6900                               Wash., and milepost 67.6 south of
                                                  Commission process and review your                       (Consolidated Audit Trail—Fee Dispute                   Chehalis, Lewis County, Wash.
                                                  comments more efficiently, please use                    Resolutions). The proposed rule change                    WRL states that Western Washington
                                                  only one method. The Commission will                     was published for comment in the                        Railroad, LLC (WWRR) currently
                                                  post all comments on the Commission’s                    Federal Register on June 1, 2017.3 The                  operates the Line pursuant to a lease.1
                                                  Internet Web site (http://www.sec.gov/                   Commission received no comment                          WRL states that it acquired the Line
                                                  rules/sro.shtml). Copies of the                          letters on the proposed rule change.                    from City of Tacoma, Department of
                                                  submission, all subsequent                                  Section 19(b)(2) of the Act 4 provides
                                                                                                                                                                   Public Works d/b/a Tacoma Rail after
                                                  amendments, all written statements                       that, within 45 days of the publication                 WWRR began leasing the Line.2
                                                  with respect to the proposed rule                        of notice of the filing of a proposed rule                WRL states that it has reached an
                                                  change that are filed with the                           change, or within such longer period up                 agreement with WWRR for WRL to
                                                  Commission, and all written                              to 90 days as the Commission may                        replace WWRR as the exclusive operator
                                                  communications relating to the                           designate if it finds such longer period                of the Line upon the effective date of the
                                                  proposed rule change between the                         to be appropriate and publishes its                     notice.
                                                  Commission and any person, other than                    reasons for so finding or as to which the                 WRL states that the proposed change
                                                  those that may be withheld from the                      self-regulatory organization consents,                  in operator does not involve any
                                                  public in accordance with the                            the Commission shall either approve the                 provision or agreement that would limit
                                                  provisions of 5 U.S.C. 552, will be                      proposed rule change, disapprove the                    future interchange with a third-party
                                                  available for Web site viewing and                       proposed rule change, or institute                      connecting carrier. WRL certifies that its
                                                  printing in the Commission’s Public                      proceedings to determine whether the                    projected annual revenues as a result of
                                                  Reference Room, 100 F Street NE.,                        proposed rule change should be                          this transaction will not result in the
                                                  Washington, DC 20549, on official                        disapproved. The Commission is                          creation of a Class II or Class I rail
                                                  business days between the hours of                       extending this 45-day time period.                      carrier.
                                                  10:00 a.m. and 3:00 p.m. Copies of the                      The Commission finds that it is
                                                                                                                                                                     Under 49 CFR. 1150.42(b), a change in
                                                  filing also will be available for                        appropriate to designate a longer period
                                                                                                                                                                   operator requires that notice be given to
                                                  inspection and copying at the principal                  within which to take action on the
                                                                                                                                                                   shippers. WRL certifies that it has
                                                  office of the Exchange. All comments                     proposed rule change so that it has
mstockstill on DSK30JT082PROD with NOTICES




                                                  received will be posted without change;                  sufficient time to consider the proposed                  5 15 U.S.C. 78s(b)(2).
                                                  the Commission does not edit personal                                                                              6 17 CFR 200.30–3(a)(31).
                                                                                                                13 17
                                                                                                                   CFR 200.30–3(a)(12).
                                                  identifying information from                                                                                       1 See W. Wash. R.R.—Lease & Operation
                                                                                                                1 15
                                                                                                                  U.S.C. 78s(b)(1).
                                                  submissions. You should submit only                        2 17 CFR 240.19b–4.
                                                                                                                                                                   Exemption—City of Tacoma, Dep’t of Pub. Works,
                                                  information that you wish to make                                                                                FD 35921 (STB served July 29, 2015).
                                                                                                             3 Securities Exchange Act Release No. 80780 (May        2 See WRL, LLC—Acquis. Exemption—City of
                                                  available publicly. All submissions                      26, 2017), 82 FR 25382 (‘‘Notice’’).                    Tacoma, Dep’t of Pub. Works, FD 36074 (STB
                                                  should refer to File Number SR–ISE–                        4 15 U.S.C. 78s(b)(2).                                served Oct. 14, 2016).



                                             VerDate Sep<11>2014   17:44 Jul 13, 2017   Jkt 241001   PO 00000     Frm 00071   Fmt 4703   Sfmt 4703   E:\FR\FM\14JYN1.SGM    14JYN1



Document Created: 2018-10-24 11:16:52
Document Modified: 2018-10-24 11:16:52
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 32598 

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR