82_FR_32847 82 FR 32712 - Prospective Grant of Exclusive Patent License: Development, Commercial Application and Use of Fulvestrant in Combination Therapy for the Treatment of Cancers

82 FR 32712 - Prospective Grant of Exclusive Patent License: Development, Commercial Application and Use of Fulvestrant in Combination Therapy for the Treatment of Cancers

DEPARTMENT OF HEALTH AND HUMAN SERVICES
National Institutes of Health

Federal Register Volume 82, Issue 135 (July 17, 2017)

Page Range32712-32713
FR Document2017-14860

The National Cancer Institute, an institute of the National Institutes of Health, Department of Health and Human Services, is contemplating the grant of an Exclusive Commercialization Patent License to practice the inventions embodied in the U.S. Patents and Patent Applications listed in the Supplementary Information section of this notice to NantBioScience, Inc., located in, California, USA.

Federal Register, Volume 82 Issue 135 (Monday, July 17, 2017)
[Federal Register Volume 82, Number 135 (Monday, July 17, 2017)]
[Notices]
[Pages 32712-32713]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-14860]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

National Institutes of Health


Prospective Grant of Exclusive Patent License: Development, 
Commercial Application and Use of Fulvestrant in Combination Therapy 
for the Treatment of Cancers

AGENCY: National Institutes of Health, HHS.

ACTION: Notice.

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SUMMARY: The National Cancer Institute, an institute of the National 
Institutes of Health, Department of Health and Human Services, is 
contemplating the grant of an Exclusive Commercialization Patent 
License to practice the inventions embodied in the U.S. Patents and 
Patent Applications listed in the Supplementary Information section of 
this notice to NantBioScience, Inc., located in, California, USA.

DATES: Only written comments and/or applications for a license which 
are received by the National Cancer Institute's Technology Transfer 
Center on or before August 1, 2017 will be considered.

ADDRESSES: Requests for copies of the patent application, inquiries, 
and comments relating to the contemplated Exclusive Commercialization 
Patent License should be directed to: Sabarni K. Chatterjee, Ph.D., 
M.B.A., Senior Licensing and Patenting Manager, NCI Technology Transfer 
Center, 9609 Medical Center Drive, RM 1E530 MSC 9702, Bethesda, MD 
20892-9702 (for business mail), Rockville, MD 20850-9702 Telephone: 
(240) 276-5530; Facsimile: (240) 276-5504 Email: 
[email protected].

SUPPLEMENTARY INFORMATION:

Intellectual Property

     United States Provisional Patent Application No. 62/
290,117 filed February 02, 2016, and entitled ``Fulvestrant Improves 
Immune-mediated Cytotoxic Lysis of Cancer Cells.'' [HHS Reference No. 
E-066-2016/0-US-01];
     International PCT Application No. PCT/US2017/015829 filed 
January 31, 2017, entitled ``Fulvestrant Improves Immune-mediated 
Cytotoxic Lysis of Cancer Cells.'' [HHS Reference No. E-066-2016/0-PCT-
02]; and U.S. and foreign patent applications claiming priority to the 
aforementioned applications.
    The patent rights in these inventions have been assigned and/or 
exclusively licensed to the government of the United States of America.

[[Page 32713]]

    The prospective exclusive license territory may be worldwide and 
the field of use may be limited to the use of Licensed Patent Rights 
for the following: ``Development, commercial application and use of 
fulvestrant in estrogen receptor positive cancers, in combination with 
other products and therapies, excluding poxvirus-based vaccines.'' For 
avoidance of doubt, the field of use specifically excludes the use of 
fulvestrant in combination with poxvirus-based vaccines.
    This technology discloses the use of fulvestrant, an estrogen 
receptor antagonist, as an immune modulating agent that enhances the 
effects of immunotherapy and/or chemotherapy in cancer cells. 
Fulvestrant treatment of mesenchymal-like lung carcinoma cells 
increases immune-mediated lysis by reversing epithelial mesenchymal 
transition (EMT), potentially repairing defective cell death mechanisms 
driven by EMT, and restoring immune-mediated lysis to chemo-resistant 
cells. Overall, treatment of cancer cells with fulvestrant in 
combination with immunotherapy or chemotherapy agents results in 
increased cancer cell death. Although immunotherapy is leading the 
charge in cancer treatments, its efficacy is limited by patient 
resistance to immunotherapy and/or non-responsiveness. Combination 
therapy with fulvestrant that enhances the therapeutic effects of 
immunotherapy and chemotherapy, is a promising strategy to improve the 
clinical outcome for patients with resistant or unresponsive tumors.
    This notice is made in accordance with 35 U.S.C. 209 and 37 CFR 
part 404. The prospective exclusive license will be royalty bearing, 
and the prospective exclusive license may be granted unless within 
fifteen (15) days from the date of this published notice, the National 
Cancer Institute receives written evidence and argument that 
establishes that the grant of the license would not be consistent with 
the requirements of 35 U.S.C. 209 and 37 CFR part 404.
    Complete applications for a license in the prospective field of use 
that are filed in response to this notice will be treated as objections 
to the grant of the contemplated Exclusive Commercialization Patent 
License Agreement. Comments and objections submitted to this notice 
will not be made available for public inspection and, to the extent 
permitted by law, will not be released under the Freedom of Information 
Act, 5 U.S.C. 552.

    Dated: July 6, 2017.
Richard U. Rodriguez,
Associate Director, Technology Transfer Center, National Cancer 
Institute.
[FR Doc. 2017-14860 Filed 7-14-17; 8:45 am]
 BILLING CODE 4140-01-P



                                                    32712                           Federal Register / Vol. 82, No. 135 / Monday, July 17, 2017 / Notices

                                                    government and in accordance with                        DEPARTMENT OF HEALTH AND                              DEPARTMENT OF HEALTH AND
                                                    federal travel regulations.                              HUMAN SERVICES                                        HUMAN SERVICES
                                                       Estimated Number and Frequency of
                                                                                                             National Institutes of Health                         National Institutes of Health
                                                    Meetings. The Working Group will meet
                                                    not less than twice a year. The meetings                                                                       Prospective Grant of Exclusive Patent
                                                                                                             National Institute of Allergy and
                                                    will be open to the public, except as                                                                          License: Development, Commercial
                                                                                                             Infectious Diseases; Notice of Closed
                                                    determined otherwise by the Secretary,                                                                         Application and Use of Fulvestrant in
                                                                                                             Meeting
                                                    or another official to whom authority                                                                          Combination Therapy for the
                                                    has been delegated, in accordance with                     Pursuant to section 10(d) of the                    Treatment of Cancers
                                                    the guidelines under Government in the                   Federal Advisory Committee Act, as                    AGENCY:    National Institutes of Health,
                                                    Sunshine Act, 5 U.S.C. 552b(c).                          amended (5 U.S.C. App.), notice is                    HHS.
                                                       Nominations: Nominations, including                   hereby given of the following meeting.                ACTION:   Notice.
                                                    self-nominations, of individuals who                       The meeting will be closed to the
                                                    have the specified expertise and                         public in accordance with the                         SUMMARY:    The National Cancer Institute,
                                                    knowledge will be considered for                         provisions set forth in sections                      an institute of the National Institutes of
                                                    appointment as public voting members                                                                           Health, Department of Health and
                                                                                                             552b(c)(4) and 552b(c)(6), Title 5 U.S.C.,
                                                    of the Working Group. A nomination                                                                             Human Services, is contemplating the
                                                                                                             as amended. The grant applications and
                                                    should include, at a minimum, the                                                                              grant of an Exclusive Commercialization
                                                                                                             the discussions could disclose                        Patent License to practice the inventions
                                                    following for each nominee: (1) A letter                 confidential trade secrets or commercial
                                                    of nomination that clearly states the                                                                          embodied in the U.S. Patents and Patent
                                                                                                             property such as patentable material,                 Applications listed in the
                                                    name and affiliation of the nominee, the                 and personal information concerning
                                                    basis for the nomination, and a                                                                                Supplementary Information section of
                                                                                                             individuals associated with the grant                 this notice to NantBioScience, Inc.,
                                                    statement from the nominee that                          applications, the disclosure of which                 located in, California, USA.
                                                    indicates that the individual is willing                 would constitute a clearly unwarranted                DATES: Only written comments and/or
                                                    to serve as a member of the Working                      invasion of personal privacy.                         applications for a license which are
                                                    Group, if selected; (2) the nominator’s
                                                                                                               Name of Committee: National Institute of            received by the National Cancer
                                                    name, address, and daytime telephone
                                                                                                             Allergy and Infectious Diseases Special               Institute’s Technology Transfer Center
                                                    number, and the address, telephone                                                                             on or before August 1, 2017 will be
                                                                                                             Emphasis Panel; NIAID Clinical Trial
                                                    number, and email address of the                         Planning Grant (R34).                                 considered.
                                                    individual being nominated; and (3) a                      Date: July 31, 2017.
                                                    current copy of the nominee’s                                                                                  ADDRESSES: Requests for copies of the
                                                                                                               Time: 2:00 p.m. to 4:00 p.m.                        patent application, inquiries, and
                                                    curriculum vitae or resume, which                          Agenda: To review and evaluate grant
                                                    should be limited to no more than 10                                                                           comments relating to the contemplated
                                                                                                             applications.                                         Exclusive Commercialization Patent
                                                    pages.                                                     Place: National Institutes of Health, 5601          License should be directed to: Sabarni
                                                       Every effort will be made to ensure                   Fishers Lane, Rockville, MD 20892                     K. Chatterjee, Ph.D., M.B.A., Senior
                                                    that the Working Group is a diverse                      (Telephone Conference Call).
                                                                                                                                                                   Licensing and Patenting Manager, NCI
                                                    group of individuals with representation                   Contact Person: Jay R. Radke, Ph.D., AIDS
                                                                                                                                                                   Technology Transfer Center, 9609
                                                    from various geographic locations, racial                Review Branch, Scientific Review Program,
                                                                                                                                                                   Medical Center Drive, RM 1E530 MSC
                                                                                                             Division of Extramural Activities, Room
                                                    and ethnic minorities, all genders, and                                                                        9702, Bethesda, MD 20892–9702 (for
                                                                                                             #3G11B, National Institutes of Health, NIAID,
                                                    persons living with disabilities.                                                                              business mail), Rockville, MD 20850–
                                                                                                             5601 Fishers Lane MSC–9823, Bethesda, MD
                                                       Individuals being considered for                                                                            9702 Telephone: (240) 276–5530;
                                                                                                             20892–9823, (240) 669–5046, jay.radke@
                                                    appointment as public voting members                     nih.gov.
                                                                                                                                                                   Facsimile: (240) 276–5504 Email:
                                                    will be required to complete and submit                                                                        sabarni.chatterjee@nih.gov.
                                                                                                               This notice is being published less than 15
                                                    a report of their financial holdings. An                                                                       SUPPLEMENTARY INFORMATION:
                                                                                                             days prior to the meeting due to the urgent
                                                    ethics review must be conducted to                       need to meet timing limitations imposed by            Intellectual Property
                                                    ensure that individuals appointed as                     the intramural research review cycle.                    • United States Provisional Patent
                                                    public voting members of the Working                     (Catalogue of Federal Domestic Assistance             Application No. 62/290,117 filed
                                                    Group are not involved in any activity                   Program Nos. 93.855, Allergy, Immunology,             February 02, 2016, and entitled
                                                    that may pose a potential conflict of                    and Transplantation Research; 93.856,                 ‘‘Fulvestrant Improves Immune-
                                                    interest for the official duties that are to             Microbiology and Infectious Diseases                  mediated Cytotoxic Lysis of Cancer
                                                    be performed. This is a federal ethics                   Research, National Institutes of Health, HHS)         Cells.’’ [HHS Reference No. E–066–
                                                    requirement that must be satisfied upon                    Dated: July 10, 2017.                               2016/0–US–01];
                                                    entering the position and annually                       Natasha M. Copeland,                                     • International PCT Application No.
                                                    throughout the established term of                                                                             PCT/US2017/015829 filed January 31,
                                                                                                             Program Analyst, Office of Federal Advisory
                                                    appointment on the Working Group.                                                                              2017, entitled ‘‘Fulvestrant Improves
                                                                                                             Committee Policy.
                                                      Dated: July 12, 2017.                                                                                        Immune-mediated Cytotoxic Lysis of
                                                                                                             [FR Doc. 2017–14857 Filed 7–14–17; 8:45 am]
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                                                                                                                                                                   Cancer Cells.’’ [HHS Reference No. E–
                                                    Donald Wright,                                           BILLING CODE 4140–01–P                                066–2016/0–PCT–02]; and U.S. and
                                                    Acting Assistant Secretary for Health.                                                                         foreign patent applications claiming
                                                    [FR Doc. 2017–14965 Filed 7–14–17; 8:45 am]                                                                    priority to the aforementioned
                                                    BILLING CODE 4150–28–P                                                                                         applications.
                                                                                                                                                                      The patent rights in these inventions
                                                                                                                                                                   have been assigned and/or exclusively
                                                                                                                                                                   licensed to the government of the
                                                                                                                                                                   United States of America.


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                                                                                    Federal Register / Vol. 82, No. 135 / Monday, July 17, 2017 / Notices                                            32713

                                                       The prospective exclusive license                       Dated: July 6, 2017.                                Office, National Institute of Allergy and
                                                    territory may be worldwide and the                       Richard U. Rodriguez,                                 Infectious Diseases, 5601 Fishers Lane,
                                                    field of use may be limited to the use                   Associate Director, Technology Transfer               Rockville, MD, 20852; tel. 301–496–
                                                    of Licensed Patent Rights for the                        Center, National Cancer Institute.                    2644. A signed Confidential Disclosure
                                                    following: ‘‘Development, commercial                     [FR Doc. 2017–14860 Filed 7–14–17; 8:45 am]           Agreement will be required to receive
                                                    application and use of fulvestrant in                    BILLING CODE 4140–01–P                                copies of unpublished patent
                                                    estrogen receptor positive cancers, in                                                                         applications.
                                                    combination with other products and                                                                            SUPPLEMENTARY INFORMATION:
                                                    therapies, excluding poxvirus-based                      DEPARTMENT OF HEALTH AND                              Technology description follows.
                                                    vaccines.’’ For avoidance of doubt, the                  HUMAN SERVICES
                                                                                                                                                                   Compounds That Treat Malaria and
                                                    field of use specifically excludes the use               National Institutes of Health                         Prevent Malaria Transmission
                                                    of fulvestrant in combination with
                                                    poxvirus-based vaccines.                                 National Institute on Drug Abuse;                     Description of Technology
                                                       This technology discloses the use of                  Amended Notice of Meeting                                Malaria is the single leading cause of
                                                    fulvestrant, an estrogen receptor                          Notice is hereby given of a change in               death, especially among children, in the
                                                    antagonist, as an immune modulating                      the meeting of the National Institute on              developing world. Malaria is caused by
                                                    agent that enhances the effects of                       Drug Abuse Special Emphasis Panel,                    infection with parasites of the genus
                                                    immunotherapy and/or chemotherapy                        July 27, 2017, 09:00 a.m. to July 27,                 Plasmodium, transmitted by mosquitos.
                                                    in cancer cells. Fulvestrant treatment of                2017, 05:00 p.m., National Institutes of              In addition to transmission, vital steps
                                                    mesenchymal-like lung carcinoma cells                    Health, Neuroscience Center, 6001                     in the parasite lifecycle occur in the
                                                    increases immune-mediated lysis by                       Executive Boulevard, Rockville, MD                    mosquito host. The invention offered for
                                                    reversing epithelial mesenchymal                         20852 which was published in the                      licensing relates to therapeutic
                                                                                                             Federal Register on June 29, 2017, 82                 compounds and related pharmaceutical
                                                    transition (EMT), potentially repairing
                                                                                                             125 FR 2017–13696.                                    compositions that can be used in the
                                                    defective cell death mechanisms driven
                                                                                                               This meeting was amended to change                  prevention and treatment of malaria
                                                    by EMT, and restoring immune-                                                                                  infection. More specifically, the
                                                    mediated lysis to chemo-resistant cells.                 the date from July 27, 2017 to July 25,
                                                                                                             2017. The time of the meeting remains                 invention is drawn to compounds that
                                                    Overall, treatment of cancer cells with                                                                        may kill sexual and mosquito stage
                                                                                                             the same. The meeting is closed to the
                                                    fulvestrant in combination with                                                                                malaria parasites to block transmission.
                                                                                                             public.
                                                    immunotherapy or chemotherapy agents                                                                           Specifically claimed is the
                                                    results in increased cancer cell death.                    Dated: July 10, 2017.
                                                                                                                                                                   antihistamine Ketotifen, which has
                                                    Although immunotherapy is leading the                    Natasha M. Copeland,                                  demonstrated activity blocking parasite
                                                    charge in cancer treatments, its efficacy                Program Analyst, Office of Federal Advisory           development in mosquitoes. Also
                                                    is limited by patient resistance to                      Committee Policy.
                                                                                                                                                                   claimed are treatments encompassing
                                                    immunotherapy and/or non-                                [FR Doc. 2017–14858 Filed 7–14–17; 8:45 am]           Ketotifen with other existing
                                                    responsiveness. Combination therapy                      BILLING CODE 4140–01–P                                antimalarial drugs in a combination
                                                    with fulvestrant that enhances the                                                                             treatment aimed at multiple stages in
                                                    therapeutic effects of immunotherapy                                                                           the malaria life cycle.
                                                                                                             DEPARTMENT OF HEALTH AND                                 This technology is available for
                                                    and chemotherapy, is a promising
                                                                                                             HUMAN SERVICES                                        licensing for commercial development
                                                    strategy to improve the clinical outcome
                                                    for patients with resistant or                           National Institutes of Health                         in accordance with 35 U.S.C. 209 and 37
                                                    unresponsive tumors.                                                                                           CFR part 404, as well as for further
                                                                                                             Government-Owned Inventions;                          development and evaluation under a
                                                       This notice is made in accordance                                                                           research collaboration.
                                                    with 35 U.S.C. 209 and 37 CFR part 404.                  Availability for Licensing
                                                    The prospective exclusive license will                   AGENCY:    National Institutes of Health,             Potential Commercial Applications
                                                    be royalty bearing, and the prospective                  HHS.                                                  • Prevention and treatment of malaria
                                                    exclusive license may be granted unless                  ACTION:   Notice.                                       infections
                                                    within fifteen (15) days from the date of
                                                                                                             SUMMARY:   The invention listed below is              Competitive Advantages
                                                    this published notice, the National
                                                    Cancer Institute receives written                        owned by an agency of the U.S.                           • Drugs that kill sexual and mosquito
                                                    evidence and argument that establishes                   Government and is available for                       stages of the parasite are important for
                                                    that the grant of the license would not                  licensing to achieve expeditious                      preventing and/or slowing the spread of
                                                                                                             commercialization of results of                       malaria infection and ultimately for
                                                    be consistent with the requirements of
                                                                                                             federally-funded research and                         malaria eradication.
                                                    35 U.S.C. 209 and 37 CFR part 404.
                                                                                                             development. Foreign patent                              • Primaquine, the only currently
                                                       Complete applications for a license in                applications are filed on selected                    available drug shown to block
                                                    the prospective field of use that are filed              inventions to extend market coverage                  transmission, is known to cause serious
                                                    in response to this notice will be treated               for companies and may also be available               adverse side effects.
                                                    as objections to the grant of the                        for licensing.
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                                                    contemplated Exclusive                                                                                         Development Stage
                                                                                                             FOR FURTHER INFORMATION CONTACT: Dr.
                                                    Commercialization Patent License                         Peter Tung; 240–669–5483; peter.tung@                 • Pre-Clinical (animal data available)
                                                    Agreement. Comments and objections                       nih.gov. Licensing information and                      Inventors: Xin-zhuan Su and Dipak
                                                    submitted to this notice will not be                     copies of the patent applications listed              Raj (NIAID).
                                                    made available for public inspection                     below may be obtained by                                Publications: Eastman R.T.
                                                    and, to the extent permitted by law, will                communicating with the indicated                      Pattaradilokrat S. Raj D.K. Dixit S. Deng
                                                    not be released under the Freedom of                     licensing contact at the Technology                   B. Miura K. Yuan J. Tanaka T.Q.
                                                    Information Act, 5 U.S.C. 552.                           Transfer and Intellectual Property                    Johnson R.L. Jiang H. et al. 2013. A class


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Document Created: 2017-07-15 03:46:07
Document Modified: 2017-07-15 03:46:07
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesOnly written comments and/or applications for a license which are received by the National Cancer Institute's Technology Transfer Center on or before August 1, 2017 will be considered.
FR Citation82 FR 32712 

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