82_FR_32961 82 FR 32825 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Draft Guidance for Industry; How To Prepare a Pre-Request for Designation

82 FR 32825 - Agency Information Collection Activities; Submission for Office of Management and Budget Review; Comment Request; Draft Guidance for Industry; How To Prepare a Pre-Request for Designation

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 82, Issue 136 (July 18, 2017)

Page Range32825-32826
FR Document2017-15005

The Food and Drug Administration (FDA) is announcing that a proposed collection of information has been submitted to the Office of Management and Budget (OMB) for review and clearance under the Paperwork Reduction Act of 1995.

Federal Register, Volume 82 Issue 136 (Tuesday, July 18, 2017)
[Federal Register Volume 82, Number 136 (Tuesday, July 18, 2017)]
[Notices]
[Pages 32825-32826]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-15005]


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DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

[Docket No. FDA-2017-D-0040]


Agency Information Collection Activities; Submission for Office 
of Management and Budget Review; Comment Request; Draft Guidance for 
Industry; How To Prepare a Pre-Request for Designation

AGENCY: Food and Drug Administration, HHS.

ACTION: Notice.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA) is announcing that a 
proposed collection of information has been submitted to the Office of 
Management and Budget (OMB) for review and clearance under the 
Paperwork Reduction Act of 1995.

DATES: Fax written comments on the collection of information by August 
17, 2017.

ADDRESSES: To ensure that comments on the information collection are 
received, OMB recommends that written comments be faxed to the Office 
of Information and Regulatory Affairs, OMB, Attn: FDA Desk Officer, 
FAX: 202-395-7285, or emailed to [email protected]. All 
comments should be identified with the OMB control number 0910--NEW and 
title ``Draft Guidance for Industry; How to Prepare a Pre-Request for 
Designation (Pre-RFD).'' Also include the FDA docket number found in 
brackets in the heading of this document.

FOR FURTHER INFORMATION CONTACT: Amber Sanford, Office of Operations, 
Food and Drug Administration, Three White Flint North 10A-12M, 11601 
Landsdown St., North Bethesda, MD 20852, 301-796-8867, 
[email protected].

SUPPLEMENTARY INFORMATION: In compliance with 44 U.S.C. 3507, FDA has 
submitted the following proposed collection of information to OMB for 
review and clearance.

Draft Guidance for Industry; How To Prepare a Pre-Request for 
Designation (Pre-RFD)

OMB Control Number 0910--NEW

    Since its establishment on December 24, 2002, the FDA Office of 
Combination Products (OCP) has served as a resource for sponsors at 
various stages of development of their product. Sponsors often seek OCP 
feedback on whether their medical product will be regulated as a drug, 
a device, a biologic,

[[Page 32826]]

or a combination product, and which FDA medical product Agency Center 
(Center for Drug Evaluation and Research, Center for Biologics 
Evaluation and Research, or Center for Devices and Radiological Health) 
will regulate it, if it is a non-combination product, or will have the 
primary jurisdiction for the premarket review and regulation of the 
product, if it is a combination product.
    There are two ways that a sponsor can receive such feedback from 
OCP. One option is to submit an RFD to receive a formal, binding 
determination for the sponsor's product with respect to classification 
and/or center assignment that may be changed under conditions specified 
in section 563 of the Federal Food, Drug, and Cosmetic Act (21 U.S.C. 
360bbb-2) and 21 CFR 3.9 in the regulations. The RFD process is 
codified in 21 CFR part 3, and OCP has issued a guidance about this 
process (see ``How to Write a Request for Designation'' at https://www.fda.gov/RegulatoryInformation/Guidances/ucm126053.htm). A second 
more flexible option is for a sponsor to submit an inquiry to OCP to 
receive a preliminary jurisdictional assessment, which is not binding.
    Many sponsors seek to utilize the flexibility of more approachable 
ways to interact with OCP and the medical product Agency Centers to 
obtain feedback from the Agency before submitting a marketing 
application to the Agency. Over time, these informal methods of 
obtaining feedback have become increasingly customary with sponsors, 
and for some, even preferable to the formal RFD process. Accordingly, 
FDA is enhancing the transparency and consistency of this process, 
which will now be called the ``Pre-Request for Designation (Pre-RFD) 
Program.''
    This draft guidance describes this structured process with clear 
recommendations for sponsors wishing to submit Pre-RFDs. It also 
provides the process for review of Pre-RFDs by FDA staff, the general 
timeframes for sponsors to receive feedback from OCP, and the process 
for scheduling teleconferences and meetings in relation to a Pre-RFD.
    This draft guidance describes how to prepare a Pre-RFD. The 
guidance provides recommendations regarding the information that should 
be submitted in a Pre-RFD request and procedures that should be 
followed for meetings or conference calls between OCP, the Centers, and 
industry representatives or sponsors.
    The proposed collections of information are necessary to allow the 
Agency to receive Pre-RFD requests in order to implement this voluntary 
submission program.
    In the Federal Register of January 13, 2017 (82 FR 4351), FDA 
published a 60-day notice requesting public comment on the proposed 
collection of information. Although two comments were received, they 
were not responsive to the four collection of information topics 
solicited and therefore will not be discussed.
    FDA estimates the burden of this collection of information as 
follows:

                                 Table 1--Estimated Annual Reporting Burden \1\
----------------------------------------------------------------------------------------------------------------
                                                               Number of
                                                  Number of    responses      Total       Average
                    Activity                     respondents      per         annual     burden per  Total hours
                                                               respondent   responses     response
----------------------------------------------------------------------------------------------------------------
Pre-RFD Submissions............................          136            1          136           12        1,632
Pre-RFD Meetings...............................          136            1          136            1          136
                                                ----------------------------------------------------------------
    Total......................................  ...........  ...........  ...........  ...........        1,768
----------------------------------------------------------------------------------------------------------------
\1\ There are no capital costs or operating and maintenance costs associated with this collection of
  information.


    Dated: July 12, 2017.
Anna K. Abram,
Deputy Commissioner for Policy, Planning, Legislation, and Analysis.
[FR Doc. 2017-15005 Filed 7-17-17; 8:45 am]
BILLING CODE 4164-01-P



                                                                                Federal Register / Vol. 82, No. 136 / Tuesday, July 18, 2017 / Notices                                           32825

                                                purportedly ‘‘VOC-free’’ paints. ‘‘VOC’’                 representation prohibited by Parts I or               DEPARTMENT OF HEALTH AND
                                                is the abbreviation for volatile organic                 II.                                                   HUMAN SERVICES
                                                compounds. VOC-free includes claims                          To correct existing unsubstantiated
                                                such as ‘‘zero VOCs,’’ ‘‘0 VOCs,’’ and                                                                         Food and Drug Administration
                                                                                                         zero emission and VOC claims, Part III
                                                ‘‘No VOCs.’’ According to the FTC                        requires the respondent to send letters               [Docket No. FDA–2017–D–0040]
                                                complaint, respondent made
                                                                                                         to its dealers and distributors,
                                                unsubstantiated representations that its                                                                       Agency Information Collection
                                                                                                         instructing them to put stickers on paint
                                                paints: (1) Are VOC-free; (2) are VOC-                                                                         Activities; Submission for Office of
                                                free during or immediately after                         cans to obscure allegedly
                                                                                                         unsubstantiated emission and VOC                      Management and Budget Review;
                                                painting; (3) will not emit any chemical                                                                       Comment Request; Draft Guidance for
                                                or substance, including VOCs, that                       claims.
                                                                                                                                                               Industry; How To Prepare a Pre-
                                                causes material harm to consumers,                           Parts V through IX are reporting and              Request for Designation
                                                including sensitive populations such as                  compliance provisions. Part V mandates
                                                children; and (4) will not emit any                      that respondent acknowledge receipt of                AGENCY:    Food and Drug Administration,
                                                chemical or substance, including VOCs,                   the order, distribute the order to certain            HHS.
                                                during or immediately after painting,                    employees and agents, and secure                      ACTION:   Notice.
                                                that causes material harm to consumers,                  acknowledgments from recipients of the
                                                including sensitive populations such as                  order. Part VI requires that respondent               SUMMARY:    The Food and Drug
                                                children. The FTC further alleges that                   submit compliance reports to the FTC                  Administration (FDA) is announcing
                                                respondent provided independent                                                                                that a proposed collection of
                                                                                                         within sixty (60) days of the order’s
                                                retailers with promotional materials                                                                           information has been submitted to the
                                                                                                         issuance and submit additional reports
                                                containing the same claims it made to                                                                          Office of Management and Budget
                                                                                                         when certain events occur. Part VII                   (OMB) for review and clearance under
                                                consumers. Thus, the complaint alleges                   requires that respondent must create
                                                that respondent engaged in deceptive                                                                           the Paperwork Reduction Act of 1995.
                                                                                                         and retain certain records for five (5)
                                                practices in violation of Section 5(a) of                                                                      DATES: Fax written comments on the
                                                                                                         years. Part VIII provides for the FTC’s
                                                the FTC Act.                                                                                                   collection of information by August 17,
                                                                                                         continued compliance monitoring of
                                                   The proposed consent order contains                                                                         2017.
                                                                                                         respondent’s activity during the order’s
                                                three provisions designed to prevent                     effective dates. Part IX is a provision               ADDRESSES: To ensure that comments on
                                                respondent from engaging in similar                      ‘‘sunsetting’’ the order after twenty (20)            the information collection are received,
                                                acts and practices in the future. Part I                                                                       OMB recommends that written
                                                                                                         years, with certain exceptions.
                                                prohibits emission-free and VOC-free                                                                           comments be faxed to the Office of
                                                claims unless both content and                               If the Commission finalizes the                   Information and Regulatory Affairs,
                                                emissions are actually zero or at trace                  agreement’s proposed order, it plans to               OMB, Attn: FDA Desk Officer, FAX:
                                                levels. The orders define ‘‘emission’’ to                propose harmonizing with this order the               202–395–7285, or emailed to oira_
                                                include all emissions (not just VOCs                     consent orders issued in the PPG                      submission@omb.eop.gov. All
                                                that cause smog). This definition reflects               Architectural Finishes, Inc. (Docket No.              comments should be identified with the
                                                the Commission’s Enforcement Policy                      C–4385) and The Sherwin-Williams                      OMB control number 0910—NEW and
                                                Statement and consumer expectations:                     Company (Docket No. C–4386) matters.                  title ‘‘Draft Guidance for Industry; How
                                                consumers are likely concerned about                     Specifically, the Commission plans to                 to Prepare a Pre-Request for Designation
                                                the potential health effects from                        issue orders to show cause why those                  (Pre-RFD).’’ Also include the FDA
                                                exposure to chemical emissions found                     matters should not be modified                        docket number found in brackets in the
                                                in indoor air, not just VOCs that affect                 pursuant to Section 3.72(b) of the                    heading of this document.
                                                outdoor air quality. The order defines                   Commission Rules of Practice, 16 CFR                  FOR FURTHER INFORMATION CONTACT:
                                                ‘‘trace level of emission’’ to mean (1) no               3.72(b).                                              Amber Sanford, Office of Operations,
                                                intentionally added VOC, (2) emission                                                                          Food and Drug Administration, Three
                                                of the covered product does not cause                        The purpose of the analysis is to aid
                                                                                                         public comment on the proposed order.                 White Flint North 10A–12M, 11601
                                                material harm that consumers typically                                                                         Landsdown St., North Bethesda, MD
                                                associate with emission, including harm                  It is not intended to constitute an
                                                                                                                                                               20852, 301–796–8867, PRAStaff@
                                                to the environment or human health,                      official interpretation of the proposed
                                                                                                                                                               fda.hhs.gov.
                                                and (3) emission of the covered product                  order or to modify its terms in any way.
                                                does not result in more than harmless                                                                          SUPPLEMENTARY INFORMATION:    In
                                                                                                           By direction of the Commission.
                                                concentrations of and compound higher                                                                          compliance with 44 U.S.C. 3507, FDA
                                                                                                         Donald S. Clark,                                      has submitted the following proposed
                                                than would be found under normal
                                                                                                         Secretary.                                            collection of information to OMB for
                                                conditions in the typical residential
                                                home without interior architectural                      [FR Doc. 2017–14973 Filed 7–17–17; 8:45 am]           review and clearance.
                                                coating. Part II prohibits misleading                    BILLING CODE 6750–01–P
                                                                                                                                                               Draft Guidance for Industry; How To
                                                representations regarding emission,                                                                            Prepare a Pre-Request for Designation
                                                VOC levels, odor, and any general                                                                              (Pre-RFD)
                                                environmental and health benefit of
                                                paints. The order requires competent                                                                           OMB Control Number 0910—NEW
                                                and reliable scientific evidence to                                                                              Since its establishment on December
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                                                substantiate these representations. Part                                                                       24, 2002, the FDA Office of
                                                IV prohibits respondent from providing                                                                         Combination Products (OCP) has served
                                                third parties with the means and                                                                               as a resource for sponsors at various
                                                instrumentalities to make false,                                                                               stages of development of their product.
                                                unsubstantiated, or otherwise                                                                                  Sponsors often seek OCP feedback on
                                                misleading representations of material                                                                         whether their medical product will be
                                                fact regarding paints, including any                                                                           regulated as a drug, a device, a biologic,


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                                                32826                                     Federal Register / Vol. 82, No. 136 / Tuesday, July 18, 2017 / Notices

                                                or a combination product, and which                                        flexible option is for a sponsor to submit                                   teleconferences and meetings in relation
                                                FDA medical product Agency Center                                          an inquiry to OCP to receive a                                               to a Pre-RFD.
                                                (Center for Drug Evaluation and                                            preliminary jurisdictional assessment,                                          This draft guidance describes how to
                                                Research, Center for Biologics                                             which is not binding.                                                        prepare a Pre-RFD. The guidance
                                                Evaluation and Research, or Center for                                        Many sponsors seek to utilize the                                         provides recommendations regarding
                                                Devices and Radiological Health) will                                      flexibility of more approachable ways to                                     the information that should be
                                                regulate it, if it is a non-combination                                    interact with OCP and the medical                                            submitted in a Pre-RFD request and
                                                product, or will have the primary                                          product Agency Centers to obtain                                             procedures that should be followed for
                                                jurisdiction for the premarket review                                      feedback from the Agency before                                              meetings or conference calls between
                                                and regulation of the product, if it is a                                  submitting a marketing application to                                        OCP, the Centers, and industry
                                                combination product.                                                       the Agency. Over time, these informal                                        representatives or sponsors.
                                                  There are two ways that a sponsor can
                                                                                                                           methods of obtaining feedback have                                              The proposed collections of
                                                receive such feedback from OCP. One
                                                                                                                           become increasingly customary with                                           information are necessary to allow the
                                                option is to submit an RFD to receive a
                                                                                                                           sponsors, and for some, even preferable                                      Agency to receive Pre-RFD requests in
                                                formal, binding determination for the
                                                sponsor’s product with respect to                                          to the formal RFD process. Accordingly,                                      order to implement this voluntary
                                                classification and/or center assignment                                    FDA is enhancing the transparency and                                        submission program.
                                                that may be changed under conditions                                       consistency of this process, which will                                         In the Federal Register of January 13,
                                                specified in section 563 of the Federal                                    now be called the ‘‘Pre-Request for                                          2017 (82 FR 4351), FDA published a 60-
                                                Food, Drug, and Cosmetic Act (21 U.S.C.                                    Designation (Pre-RFD) Program.’’                                             day notice requesting public comment
                                                360bbb–2) and 21 CFR 3.9 in the                                               This draft guidance describes this                                        on the proposed collection of
                                                regulations. The RFD process is codified                                   structured process with clear                                                information. Although two comments
                                                in 21 CFR part 3, and OCP has issued                                       recommendations for sponsors wishing                                         were received, they were not responsive
                                                a guidance about this process (see ‘‘How                                   to submit Pre-RFDs. It also provides the                                     to the four collection of information
                                                to Write a Request for Designation’’ at                                    process for review of Pre-RFDs by FDA                                        topics solicited and therefore will not be
                                                https://www.fda.gov/                                                       staff, the general timeframes for                                            discussed.
                                                RegulatoryInformation/Guidances/                                           sponsors to receive feedback from OCP,                                          FDA estimates the burden of this
                                                ucm126053.htm). A second more                                              and the process for scheduling                                               collection of information as follows:

                                                                                                               TABLE 1—ESTIMATED ANNUAL REPORTING BURDEN 1
                                                                                                                                                                                        Number of                                        Average
                                                                                                                                                                  Number of              responses             Total annual
                                                                                                Activity                                                                                                                               burden per            Total hours
                                                                                                                                                                 respondents                per                 responses               response
                                                                                                                                                                                        respondent

                                                Pre-RFD Submissions .............................................................................                              136                       1                   136                      12           1,632
                                                Pre-RFD Meetings ...................................................................................                           136                       1                   136                       1             136

                                                      Total ..................................................................................................   ....................   ....................   ....................   ....................         1,768
                                                   1 There    are no capital costs or operating and maintenance costs associated with this collection of information.


                                                  Dated: July 12, 2017.                                                    information has been submitted to the                                        SUPPLEMENTARY INFORMATION:    In
                                                Anna K. Abram,                                                             Office of Management and Budget                                              compliance with 44 U.S.C. 3507, FDA
                                                Deputy Commissioner for Policy, Planning,                                  (OMB) for review and clearance under                                         has submitted the following proposed
                                                Legislation, and Analysis.                                                 the Paperwork Reduction Act of 1995.                                         collection of information to OMB for
                                                [FR Doc. 2017–15005 Filed 7–17–17; 8:45 am]                                DATES: Fax written comments on the                                           review and clearance.
                                                BILLING CODE 4164–01–P                                                     collection of information by August 17,                                      Animal Drug User Fee Cover Sheet
                                                                                                                           2017.                                                                        OMB Control Number 0910–0539—
                                                                                                                           ADDRESSES: To ensure that comments on                                        Extension
                                                DEPARTMENT OF HEALTH AND                                                   the information collection are received,
                                                HUMAN SERVICES                                                                                                                                            Under section 740 of the Federal
                                                                                                                           OMB recommends that written                                                  Food, Drug, and Cosmetic Act (the
                                                Food and Drug Administration                                               comments be faxed to the Office of                                           FD&C Act) (21 U.S.C. 379j–12), FDA has
                                                                                                                           Information and Regulatory Affairs,                                          the authority to assess and collect
                                                [Docket No. FDA–2010–N–0600]                                               OMB, Attn: FDA Desk Officer, FAX:                                            application fees from each person who
                                                                                                                           202–395–7285, or emailed to oira_                                            submits certain new animal drug
                                                Agency Information Collection                                              submission@omb.eop.gov. All                                                  applications or certain supplemental
                                                Activities; Submission for Office of                                       comments should be identified with the                                       animal drug applications. The Animal
                                                Management and Budget Review;                                              OMB control number 0910–0539. Also                                           Drug User Fee cover sheet (Form FDA
                                                Comment Request; Animal Drug User                                          include the FDA docket number found                                          3546) is designed to collect the
                                                Fee Cover Sheet                                                            in brackets in the heading of this                                           minimum necessary information to
sradovich on DSK3GMQ082PROD with NOTICES




                                                                                                                           document.                                                                    determine whether a fee is required for
                                                AGENCY:       Food and Drug Administration,
                                                HHS.                                                                       FOR FURTHER INFORMATION CONTACT:    Ila                                      the review of an application or
                                                ACTION:      Notice.                                                       S. Mizrachi, Office of Operations, Food                                      supplement or whether an application
                                                                                                                           and Drug Administration, Three White                                         fee waiver was granted, to determine the
                                                SUMMARY:   The Food and Drug                                               Flint North, 11601 Landsdown St.,                                            amount of the fee required, and to
                                                Administration (FDA) is announcing                                         North Bethesda, MD 20852, 301–796–                                           assure that each animal drug user fee
                                                that a proposed collection of                                              7726, PRAStaff@fda.hhs.gov.                                                  payment is appropriately linked to the


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Document Created: 2018-10-24 11:24:36
Document Modified: 2018-10-24 11:24:36
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesFax written comments on the collection of information by August 17, 2017.
ContactAmber Sanford, Office of Operations, Food and Drug Administration, Three White Flint North 10A-12M, 11601 Landsdown St., North Bethesda, MD 20852, 301-796-8867, [email protected]
FR Citation82 FR 32825 

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