82 FR 32910 - Sunshine Act Meeting

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 136 (July 18, 2017)

Page Range		32910-32910
FR Document		2017-15104

Federal Register, Volume 82 Issue 136 (Tuesday, July 18, 2017)

[Federal Register Volume 82, Number 136 (Tuesday, July 18, 2017)]
[Notices]
[Page 32910]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-15104]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meeting

    Notice is hereby given, pursuant to the provisions of the 
Government in the Sunshine Act, Public Law 94-409, that the Securities 
and Exchange Commission will hold a closed meeting on Thursday, July 
20, 2017 at 2 p.m.
    Commissioners, Counsel to the Commissioners, the Secretary to the 
Commission, and recording secretaries will attend the closed meeting. 
Certain staff members who have an interest in the matters also may be 
present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matters at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings;
    Resolution of litigation claims; and
    Other matters relating to enforcement proceedings.

    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.
    For further information and to ascertain what, if any, matters have 
been added, deleted or postponed; please contact Brent J. Fields from 
the Office of the Secretary at (202) 551-5400.

    Dated: July 13, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-15104 Filed 7-14-17; 11:15 am]
 BILLING CODE 8011-01-P

32910 Federal Register / Vol. 82, No. 136 / Tuesday, July 18, 2017 / Notices

received will be posted without change; general partner or non-resident Dated: July 11, 2017.
the Commission does not edit personal managing agent of an SEC-registered Jill M. Peterson,
identifying information from adviser and each non-resident general Assistant Secretary.
submissions. You should submit only partner or non-resident managing agent [FR Doc. 2017–14966 Filed 7–17–17; 8:45 am]
information that you wish to make of an exempt reporting adviser. The BILLING CODE 8011–01–P
available publicly. All submissions Commission has estimated that
should refer to File Number SR– compliance with the requirement to
NYSEArca–2017–76, and should be complete Form ADV–NR imposes a total SECURITIES AND EXCHANGE
submitted on or before August 8, 2017. burden of approximately 1.0 hours for COMMISSION
For the Commission, by the Division of an adviser. Based on our experience
Trading and Markets, pursuant to delegated Sunshine Act Meeting
with these filings, we estimate that we
authority.11
will receive 36 Form ADV–NR filings Notice is hereby given, pursuant to
Jill M. Peterson,
annually. Based on the 1.0 hours per the provisions of the Government in the
Assistant Secretary. Sunshine Act, Public Law 94–409, that
respondent estimate, the Commission
[FR Doc. 2017–14982 Filed 7–17–17; 8:45 am] staff estimates a total annual burden of the Securities and Exchange
BILLING CODE 8011–01–P
36 hours for this collection of Commission will hold a closed meeting
information. on Thursday, July 20, 2017 at 2 p.m.
Commissioners, Counsel to the
SECURITIES AND EXCHANGE Rule 0–2 and Form ADV–NR do not
Commissioners, the Secretary to the
COMMISSION require recordkeeping or records Commission, and recording secretaries
retention. The collection of information will attend the closed meeting. Certain
Proposed Collection; Comment requirements under the rule and form is
Request staff members who have an interest in
mandatory. The information collected the matters also may be present.
Upon Written Request, Copies Available pursuant to the rule and Form ADV–NR The General Counsel of the
From: Securities and Exchange is a filing with the Commission. This Commission, or his designee, has
Commission, Office of FOIA Services, filing is not kept confidential and must certified that, in his opinion, one or
100 F Street NE, Washington, DC be preserved until at least three years more of the exemptions set forth in 5
20549–2736 after termination of the enterprise. An U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
Extension: agency may not conduct or sponsor, and and 17 CFR 200.402(a)(3), (a)(5), (a)(7),
Rule 0–2; Form ADV–NR; SEC File No. a person is not required to respond to, (a)(9)(ii) and (a)(10), permit
270–214, OMB Control No. 3235–0240 a collection of information unless it consideration of the scheduled matters
Notice is hereby given that, pursuant displays a currently valid control at the closed meeting.
to the Paperwork Reduction Act of 1995 number. Commissioner Stein, as duty officer,
(44 U.S.C. 3501 et seq.), the Securities voted to consider the items listed for the
Written comments are invited on: (a)
and Exchange Commission closed meeting in closed session.
Whether the proposed collection of The subject matters of the closed
(‘‘Commission’’) is soliciting comments information is necessary for the proper
on the collection of information meeting will be:
performance of the functions of the Institution and settlement of
summarized below. The Commission agency, including whether the
plans to submit this existing collection injunctive actions;
information will have practical utility; Institution and settlement of
of information to the Office of
(b) the accuracy of the agency’s estimate administrative proceedings;
Management and Budget for extension
of the burden of the collection of Resolution of litigation claims; and
and approval.
The title for the collection of information; (c) ways to enhance the Other matters relating to enforcement
information is ‘‘Rule 0–2 and Form quality, utility, and clarity of the proceedings.
ADV–NR under the Investment Advisers information collected; and (d) ways to At times, changes in Commission
Act of 1940.’’ Rule 0–2 and Form ADV– minimize the burden of the collection of priorities require alterations in the
NR facilitate service of process to non- information on respondents, including scheduling of meeting items.
resident investment advisers and through the use of automated collection For further information and to
exempt reporting advisers and their techniques or other forms of information ascertain what, if any, matters have been
non-resident general partners or non- technology. Consideration will be given added, deleted or postponed; please
resident managing agents. The Form to comments and suggestions submitted contact Brent J. Fields from the Office of
requires these persons to designate the in writing within 60 days of this the Secretary at (202) 551–5400.
Commission as agent for service of publication. An agency may not conduct Dated: July 13, 2017.
process. The purpose of this collection or sponsor a collection of information Brent J. Fields,
of information to obtain appropriate unless it displays a currently valid OMB Secretary.
consent to permit the Commission and control number. No person shall be [FR Doc. 2017–15104 Filed 7–14–17; 11:15 am]
other parties to bring actions against subject to any penalty for failing to BILLING CODE 8011–01–P
non-resident partners and agents for comply with a collection of information
violations of the federal securities laws subject to the PRA that does not display
and to enable the commencement of a valid OMB control number. SECURITIES AND EXCHANGE
sradovich on DSK3GMQ082PROD with NOTICES

legal and/or regulatory actions against
Please direct your written comments COMMISSION
investment advisers that are doing
business in the United States, but are to Pamela Dyson, Director/Chief
Submission for OMB Review;
not residents. Information Officer, Securities and
Comment Request
The respondents to this information Exchange Commission, C/O Remi
collection would be each non-resident Pavlik-Simon, 100 F Street NE., Upon Written Request, Copies Available
Washington, DC 20549; or send an email From: Securities and Exchange
11 17 CFR 200.30–3(a)(12). to: PRA_Mailbox@sec.gov. Commission, Office of FOIA Services,

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Document Created: 2018-10-24 11:23:51
Document Modified: 2018-10-24 11:23:51

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 32910