82_FR_34858 82 FR 34716 - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6896 and Chapter IX, Section 9

82 FR 34716 - Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 6896 and Chapter IX, Section 9

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 142 (July 26, 2017)

Page Range34716-34716
FR Document2017-15634

Federal Register, Volume 82 Issue 142 (Wednesday, July 26, 2017)
[Federal Register Volume 82, Number 142 (Wednesday, July 26, 2017)]
[Notices]
[Page 34716]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-15634]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-81179; File No. SR-BX-2017-029]


Self-Regulatory Organizations; NASDAQ BX, Inc.; Notice of 
Designation of a Longer Period for Commission Action on a Proposed Rule 
Change To Adopt Rule 6896 and Chapter IX, Section 9

July 20, 2017.
    On June 9, 2017, NASDAQ BX, Inc. (``BX'' or the ``Exchange'') filed 
with the Securities and Exchange Commission (``Commission''), pursuant 
to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or 
``Exchange Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule 
change to adopt Rule 6896 and Chapter IX, Section 9 (Consolidated Audit 
Trail--Fee Dispute Resolution). The proposed rule change was published 
for comment in the Federal Register on June 23, 2017.\3\ The Commission 
received no comment letters on the proposed rule change.
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ Securities Exchange Act Release No. 80968 (June 19, 2017), 
82 FR 28705 (``Notice'').
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    Section 19(b)(2) of the Act \4\ provides that, within 45 days of 
the publication of notice of the filing of a proposed rule change, or 
within such longer period up to 90 days as the Commission may designate 
if it finds such longer period to be appropriate and publishes its 
reasons for so finding or as to which the self-regulatory organization 
consents, the Commission shall either approve the proposed rule change, 
disapprove the proposed rule change, or institute proceedings to 
determine whether the proposed rule change should be disapproved. The 
Commission is extending this 45-day time period.
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    \4\ 15 U.S.C. 78s(b)(2).
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    The Commission finds that it is appropriate to designate a longer 
period within which to take action on the proposed rule change so that 
it has sufficient time to consider the proposed rule change. The 
proposed rule change would establish the procedures for resolving 
potential disputes related to CAT Fees charged to Industry Members.
    Accordingly, the Commission, pursuant to Section 19(b)(2) of the 
Act,\5\ designates September 21, 2017, as the date by which the 
Commission should either approve or disapprove or institute proceedings 
to determine whether to disapprove the proposed rule change (File 
Number SR-BX-2017-029).
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    \5\ 15 U.S.C. 78s(b)(2).
    \6\ 17 CFR 200.30-3(a)(31).

    For the Commission, by the Division of Trading and Markets, 
pursuant to delegated authority.\6\
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-15634 Filed 7-25-17; 8:45 am]
 BILLING CODE 8011-01-P



                                                  34716                        Federal Register / Vol. 82, No. 142 / Wednesday, July 26, 2017 / Notices

                                                  comment in the Federal Register on                       19(b)(1) of the Securities Exchange Act                 SECURITIES AND EXCHANGE
                                                  June 23, 2017.3 The Commission                           of 1934 (‘‘Act’’ or ‘‘Exchange Act’’) 1 and             COMMISSION
                                                  received no comment letters on the                       Rule 19b–4 thereunder,2 a proposed rule                 [Release No. 34–81177; File No. SR–
                                                  proposed rule change.                                    change to adopt Rule 6896 and Chapter                   NYSEArca–2016–177]
                                                     Section 19(b)(2) of the Act 4 provides                IX, Section 9 (Consolidated Audit
                                                  that, within 45 days of the publication                  Trail—Fee Dispute Resolution). The                      Self-Regulatory Organizations; NYSE
                                                  of notice of the filing of a proposed rule               proposed rule change was published for                  Arca, Inc.; Notice of Designation of a
                                                  change, or within such longer period up                  comment in the Federal Register on                      Longer Period for Commission Action
                                                  to 90 days as the Commission may                         June 23, 2017.3 The Commission                          on Proceedings To Determine Whether
                                                  designate if it finds such longer period                 received no comment letters on the                      To Approve or Disapprove a Proposed
                                                  to be appropriate and publishes its                                                                              Rule Change, as Modified by
                                                                                                           proposed rule change.
                                                  reasons for so finding or as to which the                                                                        Amendment No. 3, Relating to the
                                                  self-regulatory organization consents,                      Section 19(b)(2) of the Act 4 provides               Listing and Trading of Shares of the
                                                  the Commission shall either approve the                  that, within 45 days of the publication                 USCF Canadian Crude Oil Index Fund
                                                  proposed rule change, disapprove the                     of notice of the filing of a proposed rule              Under NYSE Arca Equities Rule 8.200
                                                  proposed rule change, or institute                       change, or within such longer period up
                                                  proceedings to determine whether the                     to 90 days as the Commission may                        July 20, 2017.
                                                  proposed rule change should be                           designate if it finds such longer period                   On December 30, 2016, NYSE Arca,
                                                  disapproved. The Commission is                           to be appropriate and publishes its                     Inc. (‘‘Exchange’’) filed with the
                                                  extending this 45-day time period.                       reasons for so finding or as to which the               Securities and Exchange Commission
                                                     The Commission finds that it is                       self-regulatory organization consents,                  (‘‘Commission’’), pursuant to Section
                                                  appropriate to designate a longer period                 the Commission shall either approve the                 19(b)(1) of the Securities Exchange Act
                                                  within which to take action on the                                                                               of 1934 (‘‘Act’’) 1 and Rule 19b–4
                                                                                                           proposed rule change, disapprove the
                                                  proposed rule change so that it has                                                                              thereunder,2 a proposed rule change to
                                                                                                           proposed rule change, or institute
                                                  sufficient time to consider the proposed                                                                         list and trade shares of the USCF
                                                                                                           proceedings to determine whether the                    Canadian Crude Oil Index Fund under
                                                  rule change. The proposed rule change                    proposed rule change should be
                                                  would establish the procedures for                                                                               NYSE Arca Equities Rule 8.200. The
                                                                                                           disapproved. The Commission is                          proposed rule change was published for
                                                  resolving potential disputes related to
                                                                                                           extending this 45-day time period.                      comment in the Federal Register on
                                                  CAT Fees charged to Industry Members.
                                                     Accordingly, the Commission,                             The Commission finds that it is                      January 23, 2017.3 On March 8, 2017,
                                                  pursuant to Section 19(b)(2) of the Act,5                appropriate to designate a longer period                pursuant to Section 19(b)(2) of the Act,4
                                                  designates September 21, 2017, as the                    within which to take action on the                      the Commission designated a longer
                                                  date by which the Commission should                      proposed rule change so that it has                     period within which to approve the
                                                  either approve or disapprove or institute                sufficient time to consider the proposed                proposed rule change, disapprove the
                                                  proceedings to determine whether to                      rule change. The proposed rule change                   proposed rule change, or institute
                                                  disapprove the proposed rule change                      would establish the procedures for                      proceedings to determine whether to
                                                  (File Number SR–MRX–2017–08).                            resolving potential disputes related to                 disapprove the proposed rule change.5
                                                                                                                                                                   On April 19, 2017, the Commission
                                                    For the Commission, by the Division of                 CAT Fees charged to Industry Members.
                                                  Trading and Markets, pursuant to delegated
                                                                                                                                                                   instituted proceedings to determine
                                                                                                              Accordingly, the Commission,                         whether to approve or disapprove the
                                                  authority.6
                                                                                                           pursuant to Section 19(b)(2) of the Act,5               proposed rule change.6 On May 8, 2017,
                                                  Eduardo A. Aleman,
                                                                                                           designates September 21, 2017, as the                   the Exchange filed Amendment No. 1 to
                                                  Assistant Secretary.                                     date by which the Commission should                     the proposed rule change.7 On June 30,
                                                  [FR Doc. 2017–15633 Filed 7–25–17; 8:45 am]              either approve or disapprove or institute               2017, the Exchange filed Amendment
                                                  BILLING CODE 8011–01–P                                   proceedings to determine whether to                     No. 2 to the proposed rule change.8 On
                                                                                                           disapprove the proposed rule change                     July 13, 2017, the Exchange filed
                                                                                                           (File Number SR–BX–2017–029).                           Amendment No. 3 to the proposed rule
                                                  SECURITIES AND EXCHANGE                                                                                          change.9 The Commission has received
                                                  COMMISSION                                                 For the Commission, by the Division of
                                                                                                           Trading and Markets, pursuant to delegated                1 15
                                                  [Release No. 34–81179; File No. SR–BX–                                                                                   U.S.C. 78s(b)(1).
                                                                                                           authority.6                                               2 17  CFR 240.19b–4.
                                                  2017–029]
                                                                                                           Eduardo A. Aleman,                                         3 See Securities Exchange Act Release No. 79793

                                                  Self-Regulatory Organizations;                                                                                   (January 13, 2017), 82 FR 7885.
                                                                                                           Assistant Secretary.                                       4 15 U.S.C. 78s(b)(2).
                                                  NASDAQ BX, Inc.; Notice of                               [FR Doc. 2017–15634 Filed 7–25–17; 8:45 am]                5 See Securities Exchange Act Release No. 80180,
                                                  Designation of a Longer Period for                       BILLING CODE 8011–01–P                                  82 FR 13702 (March 14, 2017).
                                                  Commission Action on a Proposed                                                                                     6 See Securities Exchange Act Release No. 80486,

                                                  Rule Change To Adopt Rule 6896 and                                                                               82 FR 19115 (April 25, 2017).
                                                                                                                                                                      7 Amendment No. 1, which amended and
                                                  Chapter IX, Section 9
                                                                                                                                                                   replaced the proposed rule change in its entirety,
                                                  July 20, 2017.                                                                                                   is available at: https://www.sec.gov/comments/sr-
                                                                                                                                                                   nysearca-2016-177/nysearca2016177-1742591-
                                                     On June 9, 2017, NASDAQ BX, Inc.                                                                              151260.pdf.
                                                  (‘‘BX’’ or the ‘‘Exchange’’) filed with the                                                                         8 Amendment No. 2, which amended and
mstockstill on DSK30JT082PROD with NOTICES




                                                  Securities and Exchange Commission                                                                               replaced the proposed rule change, as modified by
                                                                                                                1 15
                                                                                                                   U.S.C. 78s(b)(1).
                                                  (‘‘Commission’’), pursuant to Section                                                                            Amendment No. 1, in its entirety, is available at:
                                                                                                                2 17
                                                                                                                   CFR 240.19b–4.                                  https://www.sec.gov/comments/sr-nysearca-2016-
                                                                                                              3 Securities Exchange Act Release No. 80968          177/nysearca2016177-1856704-156210.pdf.
                                                     3 Securities Exchange Act Release No. 80966
                                                                                                                                                                      9 Amendment No. 3, which amended and
                                                  (June 19, 2017), 82 FR 28702 (‘‘Notice’’).               (June 19, 2017), 82 FR 28705 (‘‘Notice’’).
                                                                                                              4 15 U.S.C. 78s(b)(2).
                                                                                                                                                                   replaced the proposed rule change, as modified by
                                                     4 15 U.S.C. 78s(b)(2).
                                                                                                                                                                   Amendment No. 2, in its entirety, is available at:
                                                     5 15 U.S.C. 78s(b)(2).                                   5 15 U.S.C. 78s(b)(2).
                                                                                                                                                                   https://www.sec.gov/comments/sr-nysearca-2016-
                                                     6 17 CFR 200.30–3(a)(31).                                6 17 CFR 200.30–3(a)(31).                            177/nysearca2016177-1852899-155351.pdf.



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Document Created: 2017-07-26 01:29:42
Document Modified: 2017-07-26 01:29:42
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 34716 

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