82 FR 34728 - Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 912
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 142 (July 26, 2017)
Federal Register Volume 82, Issue 142 (July 26, 2017)
| Page Range | 34728-34728 | |
| FR Document | 2017-15635 |
[Federal Register Volume 82, Number 142 (Wednesday, July 26, 2017)] [Notices] [Page 34728] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-15635] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-81180; File No. SR-GEMX-2017-24] Self-Regulatory Organizations; Nasdaq GEMX, LLC; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt Rule 912 July 20, 2017. On June 9, 2017, Nasdaq GEMX, LLC (``GEMX'' or the ``Exchange'') filed with the Securities and Exchange Commission (``Commission''), pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (``Act'' or ``Exchange Act'') \1\ and Rule 19b-4 thereunder,\2\ a proposed rule change to adopt Rule 912 (Consolidated Audit Trail--Fee Dispute Resolution). The proposed rule change was published for comment in the Federal Register on June 23, 2017.\3\ The Commission received no comment letters on the proposed rule change. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ Securities Exchange Act Release No. 80970 (June 19, 2017), 82 FR 28708 (``Notice''). --------------------------------------------------------------------------- Section 19(b)(2) of the Act \4\ provides that, within 45 days of the publication of notice of the filing of a proposed rule change, or within such longer period up to 90 days as the Commission may designate if it finds such longer period to be appropriate and publishes its reasons for so finding or as to which the self-regulatory organization consents, the Commission shall either approve the proposed rule change, disapprove the proposed rule change, or institute proceedings to determine whether the proposed rule change should be disapproved. The Commission is extending this 45-day time period. --------------------------------------------------------------------------- \4\ 15 U.S.C. 78s(b)(2). --------------------------------------------------------------------------- The Commission finds that it is appropriate to designate a longer period within which to take action on the proposed rule change so that it has sufficient time to consider the proposed rule change. The proposed rule change would establish the procedures for resolving potential disputes related to CAT Fees charged to Industry Members. Accordingly, the Commission, pursuant to Section 19(b)(2) of the Act,\5\ designates September 21, 2017, as the date by which the Commission should either approve or disapprove or institute proceedings to determine whether to disapprove the proposed rule change (File Number SR-GEMX-2017-24). --------------------------------------------------------------------------- \5\ 15 U.S.C. 78s(b)(2). For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\6\ --------------------------------------------------------------------------- \6\ 17 CFR 200.30-3(a)(31). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-15635 Filed 7-25-17; 8:45 am] BILLING CODE 8011-01-P
![34728 Federal Register / Vol. 82, No. 142 / Wednesday, July 26, 2017 / Notices
Accordingly, the Commission, The Commission finds that it is the Exchange, and at the Commission’s
pursuant to Section 19(b)(2) of the Act,5 appropriate to designate a longer period Public Reference Room.
designates September 21, 2017, as the within which to take action on the
II. Self-Regulatory Organization’s
date by which the Commission should proposed rule change so that it has
Statement of the Purpose of, and
either approve or disapprove or institute sufficient time to consider the proposed
Statutory Basis for, the Proposed Rule
proceedings to determine whether to rule change. The proposed rule change
Change
disapprove the proposed rule change would establish the procedures for
(File Number SR–ISE–2017–52). resolving potential disputes related to In its filing with the Commission, the
For the Commission, by the Division of CAT Fees charged to Industry Members. self-regulatory organization included
Trading and Markets, pursuant to delegated Accordingly, the Commission, statements concerning the purpose of,
authority.6 pursuant to Section 19(b)(2) of the Act,5 and basis for, the proposed rule change
Eduardo A. Aleman, designates September 21, 2017, as the and discussed any comments it received
Assistant Secretary. date by which the Commission should on the proposed rule change. The text
either approve or disapprove or institute of those statements may be examined at
[FR Doc. 2017–15636 Filed 7–25–17; 8:45 am]
proceedings to determine whether to the places specified in Item IV below.
BILLING CODE 8011–01–P
disapprove the proposed rule change The Exchange has prepared summaries,
(File Number SR–GEMX–2017–24). set forth in sections A, B, and C below,
SECURITIES AND EXCHANGE For the Commission, by the Division of of the most significant parts of such
COMMISSION Trading and Markets, pursuant to delegated statements.
authority.6
A. Self-Regulatory Organization’s
[Release No. 34–81180; File No. SR–GEMX– Eduardo A. Aleman, Statement of the Purpose of, and the
2017–24] Assistant Secretary. Statutory Basis for, the Proposed Rule
[FR Doc. 2017–15635 Filed 7–25–17; 8:45 am] Change
Self-Regulatory Organizations; Nasdaq BILLING CODE 8011–01–P
GEMX, LLC; Notice of Designation of a 1. Purpose
Longer Period for Commission Action The Exchange proposes to eliminate
on a Proposed Rule Change To Adopt SECURITIES AND EXCHANGE non-regular way trading on the
Rule 912 COMMISSION Exchange. To effect this change, the
July 20, 2017. [Release No. 34–81176; File No. SR–NYSE– Exchange proposes to amend or delete
2017–33] the following rules:
On June 9, 2017, Nasdaq GEMX, LLC
• Rule 12 (‘‘Business Day’’);
(‘‘GEMX’’ or the ‘‘Exchange’’) filed with Self-Regulatory Organizations; New • Rule 14 (Non-Regular Way
the Securities and Exchange York Stock Exchange LLC; Notice of Settlement Instructions for Orders);
Commission (‘‘Commission’’), pursuant Filing and Immediate Effectiveness of • Rule 14T (Non-Regular Way
to Section 19(b)(1) of the Securities Proposed Rule Change To Eliminate Settlement Instructions for Orders);
Exchange Act of 1934 (‘‘Act’’ or Non-Regular Way Trading on the • Dealings and Settlements (Rules
‘‘Exchange Act’’) 1 and Rule 19b–4 Exchange 45—299C);
thereunder,2 a proposed rule change to • Rule 64 (Bonds, Rights and 100-
adopt Rule 912 (Consolidated Audit July 20, 2017.
Share-Unit Stocks);
Trail—Fee Dispute Resolution). The Pursuant to Section 19(b)(1) 1 of the • Rule 64T (Bonds, Rights and 100-
proposed rule change was published for Securities Exchange Act of 1934 (the Share-Unit Stocks);
comment in the Federal Register on ‘‘Act’’) 2 and Rule 19b-4 thereunder,3 • Rule 66 (U.S. Government
June 23, 2017.3 The Commission notice is hereby given that on July 10, Securities);
received no comment letters on the 2017, New York Stock Exchange LLC • Rule 73 (Seller’s Option);
proposed rule change. (‘‘NYSE’’ or the ‘‘Exchange’’) filed with • Rule 123 (Record of Orders);
Section 19(b)(2) of the Act 4 provides the Securities and Exchange • Rule 130 (Overnight Comparison of
that, within 45 days of the publication Commission (the ‘‘Commission’’) the Exchange Transactions);
of notice of the filing of a proposed rule proposed rule change as described in • Rule 132 (Comparison and
change, or within such longer period up Items I and II below, which Items have Settlement of Transactions Through A
to 90 days as the Commission may been prepared by the self-regulatory Fully-Interfaced or Qualified Clearing
designate if it finds such longer period organization. The Commission is Agency);
to be appropriate and publishes its publishing this notice to solicit • Rule 137 (Written Contracts);
reasons for so finding or as to which the comments on the proposed rule change • Rule 137A (Samples of Written
self-regulatory organization consents, from interested persons. Contracts);
the Commission shall either approve the • Rule 177 (Delivery Time—‘‘Cash’’
I. Self-Regulatory Organization’s
proposed rule change, disapprove the Contracts);
Statement of the Terms of Substance of
proposed rule change, or institute • Rule 179 (‘‘Seller’s Option’’);
the Proposed Rule Change
proceedings to determine whether the • Rule 189 (Unit of Delivery);
proposed rule change should be The Exchange proposes to eliminate
• Rule 235 (Ex-Dividend, Ex-Rights);
disapproved. The Commission is non-regular way trading on the
• Rule 235T (Ex-Dividend, Ex-Rights);
extending this 45-day time period. Exchange. The proposed rule change is
• Rule 236 (Ex-Warrants);
mstockstill on DSK30JT082PROD with NOTICES
available on the Exchange’s Web site at
• Rule 236T (Ex-Warrants);
www.nyse.com, at the principal office of
• Rule 241 (Interest—Added to
5 15 U.S.C. 78s(b)(2).
6 17 CFR 200.30–3(a)(31).
1 15 U.S.C. 78s(b)(1). 5 15 U.S.C. 78s(b)(2).
Contract Price);
2 17 CFR 240.19b–4. 6 17 CFR 200.30–3(a)(31). • Rule 257 (Deliveries After ‘‘Ex’’
3 Securities Exchange Act Release No. 80970 1 15 U.S.C.78s(b)(1). Date);
(June 19, 2017), 82 FR 28708 (‘‘Notice’’). 2 15 U.S.C. 78a. • Rule 257T (Deliveries After ‘‘Ex’’
4 15 U.S.C. 78s(b)(2). 3 17 CFR 240.19b–4. Date); and
VerDate Sep<11>2014 17:49 Jul 25, 2017 Jkt 241001 PO 00000 Frm 00106 Fmt 4703 Sfmt 4703 E:\FR\FM\26JYN1.SGM 26JYN1](https://thefederalregister.org/doc/82_FR_34870/page/1.svg)
Document Created: 2017-07-26 01:29:57
Document Modified: 2017-07-26 01:29:57
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 82 FR 34728 |
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR