82_FR_35188 82 FR 35045 - Crash Preventability Demonstration Program

82 FR 35045 - Crash Preventability Demonstration Program

DEPARTMENT OF TRANSPORTATION
Federal Motor Carrier Safety Administration

Federal Register Volume 82, Issue 143 (July 27, 2017)

Page Range35045-35050
FR Document2017-15833

On July 12, 2016, FMCSA proposed a crash preventability demonstration program. Based on the feedback received in response to the Federal Register notice, FMCSA announces the initiation of a crash preventability demonstration program in which the Agency would accept requests for data review (RDRs) to evaluate the preventability of certain categories of crashes through its national data correction system known as DataQs. This notice describes the crash types that will qualify for the demonstration program, the process for submitting RDRs to evaluate the preventability of a crash, how decisions on preventability will be displayed in Agency systems, and the data to be collected through this program for use in future decisions about a longer-term crash preventability program.

Federal Register, Volume 82 Issue 143 (Thursday, July 27, 2017)
[Federal Register Volume 82, Number 143 (Thursday, July 27, 2017)]
[Notices]
[Pages 35045-35050]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-15833]


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DEPARTMENT OF TRANSPORTATION

Federal Motor Carrier Safety Administration

[Docket No. FMCSA-2014-0177]


Crash Preventability Demonstration Program

AGENCY: Federal Motor Carrier Safety Administration (FMCSA), DOT.

ACTION: Notice.

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SUMMARY: On July 12, 2016, FMCSA proposed a crash preventability 
demonstration program. Based on the feedback received in response to 
the Federal Register notice, FMCSA announces the initiation of a crash 
preventability demonstration program in which the Agency would accept 
requests for data review (RDRs) to evaluate the preventability of 
certain categories of crashes through its national data correction 
system known as DataQs. This notice describes the crash types that will 
qualify for the demonstration program, the process for submitting RDRs 
to evaluate the preventability of a crash, how decisions on 
preventability will be displayed in Agency systems, and the data to be 
collected through this program for use in future decisions about a 
longer-term crash preventability program.

[[Page 35046]]


DATES: The crash preventability demonstration program will begin 
accepting RDRs on August 1, 2017, for crashes that occur on or after 
June 1, 2017.

FOR FURTHER INFORMATION CONTACT: Mr. Catterson Oh, Compliance Division, 
Federal Motor Carrier Safety Administration, 1200 New Jersey Avenue 
SE., Washington, DC 20590, Telephone 202-366-6160 or by email: 
[email protected]. If you have questions regarding viewing or 
submitting material to the docket, contact Docket Services, telephone 
(202) 366-9826.

SUPPLEMENTARY INFORMATION:

Background

    Since its implementation in 2010, the Safety Measurement System 
(SMS) has used safety performance information in the Behavior Analysis 
and Safety Improvement Categories (BASICs) plus recordable crashes 
involving commercial motor vehicles (CMVs), that are submitted by the 
States through the Agency's Motor Carrier Management Information System 
(MCMIS), to prioritize carriers for safety interventions (75 FR 18256). 
The Agency uses the definition of ``accident'' in 49 CFR 390.5 to 
identify those crashes that must be maintained by the motor carrier in 
an accident register under 49 CFR 390.15. These include crashes 
resulting in fatalities, bodily injuries requiring immediate medical 
treatment away from the scene of the crash, or a vehicle being towed 
from the scene because of disabling damage. These same crashes must be 
reported by the States to FMCSA, through MCMIS, if the CMV has an 
actual weight (i.e., gross vehicle weight) or gross vehicle weight 
rating of 10,001 or more pounds or a gross combination weight rating of 
10,001 or more pounds and is used on public highways. In addition, 
crashes must be reported if the CMV is designed to transport nine or 
more people, including the driver, and the motor carrier receives 
compensation, and if a CMV in the crash is designed to transport 16 or 
more people, including the driver regardless of compensation. 
Additionally, if any motor vehicle in the crash is required to display 
a hazardous materials placard, regardless of the weight of the vehicle, 
it must be reported to FMCSA by the State. The crash data reported to 
FMCSA by the States does not specify whether or not the crash was 
preventable by the CMV driver.
    The Crash Indicator BASIC uses crashes from the previous 24 months 
to calculate a percentile for a motor carrier. SMS weights crashes 
based on crash severity, with more weight given to fatality and injury 
crashes than those that resulted in a vehicle being towed from the 
scene with no injuries or fatalities. In addition, the crashes are time 
weighted, with more recent crashes having more weight. All reportable 
crashes are included in the Crash Indicator BASIC regardless of 
preventability.
    While the public SMS Web site provides a list of the recordable 
crashes for the motor carrier, the Crash Indicator BASIC percentiles 
have never been publicly available. The Crash Indicator BASIC 
percentiles are, however, available to motor carriers who log in to 
view their own data, as well as to FMCSA and law enforcement users.
    Stakeholders have expressed concern that the Crash Indicator BASIC 
may not identify the highest-risk motor carriers for interventions and 
that the listing of crashes on the public Web site, without an 
indication of preventability, can give an inaccurate impression about 
the risk posed by the company.
    On January 23, 2015, FMCSA announced the results of the Agency's 
study on the feasibility of using a motor carrier's role in crashes in 
the assessment of the company's safety (80 FR 3719). This study 
analyzed whether police accident reports provide sufficient, 
consistent, and reliable information to support crash-weighting 
determinations; whether a crash weighting determination process would 
offer an even stronger predictor of crash risk than overall crash 
involvement and how crash weighting would be implemented in the 
Agency's SMS; and how FMCSA might manage a process for making crash-
weighting determinations, including the acceptance of public input.
    Among the public comments to FMCSA's January 23, 2015, Federal 
Register notice, the American Trucking Associations (ATA) provided a 
list of certain types of not preventable crashes and suggested that 
FMCSA establish a process by which documents demonstrating that the 
crash was not preventable could be submitted to justify removing these 
crashes from the motor carriers' records.
    Based on ATA's recommendations and other feedback received in 
response to the January 2015 Federal Register notice, on July 12, 2016, 
FMCSA proposed, in a Federal Register notice, a demonstration program 
to determine the efficacy of preventability determinations on certain 
types of crashes that are generally less complex. (81 FR 45210) The 
Agency proposed to accept RDRs to evaluate the preventability of 
certain categories of crashes through its national data correction 
system known as DataQs. It proposed that a crash challenged through an 
RDR would be found not preventable when documentation submitted with 
the RDR established that the crash was not preventable.

Demonstration Program Details

Types of Crashes

    The Agency's July 2016 Federal Register notice advised that a crash 
would be considered not preventable if the documentation submitted by 
the motor carrier or driver established that the CMV was struck by a 
motorist who was convicted of one of the four following offenses or a 
related offense:
    1. Driving under the influence;
    2. Driving the wrong direction;
    3. Striking the CMV in the rear; or
    4. Striking the CMV while it was legally stopped.
    While there were comments opposing the demonstration program, there 
were no comments opposing the categorization of the four proposed crash 
scenarios as not preventable; so these categories will be retained in 
the demonstration program as crashes that may be challenged by the 
motor carrier through an RDR.
    Additionally, FMCSA advised in the July 2016 Federal Register 
notice that RDRs could also be submitted:
    1. When an individual committed suicide by stepping or driving in 
front of the CMV;
    2. When the CMV was incapacitated by an animal in the roadway; or
    3. When the crash was the result of an infrastructure failure.
    Comments to the Federal Register notice largely supported 
identifying these additional proposed crash scenarios as not 
preventable. Numerous commenters suggested expanding the list of 
crashes to include vehicles running stop signs and red lights, crashes 
involving two or fewer vehicles, or any crash where the other driver 
was cited. Many commenters provided specific examples of crashes their 
drivers were involved in that they felt were not preventable. For 
example, Bill Puckett discussed an incident where a driver was 
operating on the right hand shoulder and crashed into the CMV while the 
CMV was making a right turn.
    The Institute of Makers of Explosives recommended including crashes 
where vehicles are struck by debris, including trees and falling rocks. 
The American Bus Association recommended including crashes where 
vehicles are struck by cargo from another vehicle.

[[Page 35047]]

    After consideration of these comments, FMCSA modifies the original 
list of not preventable crash scenarios to include crashes involving an 
unattended CMV that is legally stopped or parked, and crashes involving 
road debris or cargo from another vehicle. FMCSA believes that these 
crash scenarios are similar to the scenarios originally proposed 
because they generally are not complex. However, other crash scenarios 
proposed by commenters are more complex and would require more analysis 
and probably generate less consistent findings.
    Therefore, the Agency has decided that the crashes that may be 
reviewed using the RDR process during the demonstration program 
include:
    1. When the CMV was struck by a motorist driving under the 
influence (or related offense);
    2. When the CMV was struck by a motorist driving the wrong 
direction;
    3. When the CMV was struck in the rear;
    4. When the CMV was struck while it was legally stopped or parked, 
including when the vehicle was unattended;
    5. When the CMV struck an individual committing or attempting to 
commit suicide by stepping or driving in front of the CMV;
    6. When the CMV sustained disabling damage after striking an animal 
in the roadway;
    7. When the crash was the result of an infrastructure failure, 
falling trees, rocks, or other debris; or
    8. When the CMV was struck by cargo or equipment from another 
vehicle.
    As proposed in the July 2016 notice, FMCSA will use the 
preventability standard in 49 CFR part 385, Appendix B: ``If a driver, 
who exercises normal judgment and foresight could have foreseen the 
possibility of the accident that in fact occurred, and avoided it by 
taking steps within his/her control which would not have risked causing 
another kind of mishap, the accident was preventable.''

Conviction Requirement

    FMCSA proposed that evidence of a conviction, as defined in 49 CFR 
383.5 and 390.5, be required to document that the crash was not 
preventable by the motor carrier or driver. However, the vast majority 
of commenters opposed this requirement, including Richard Metz, Douglas 
B. Marcello, Vigillo, Knight Transportation, Greyhound, Advocates for 
Highway and Auto Safety (Advocates), Truck Safety Coalition (TSC) and 
the National Ready Mixed Concrete Association. Reasons cited included 
the amount of time that courts take to adjudicate cases, and the fact 
that, when the other driver dies in the crash, there is no prosecution. 
In addition, some commenters pointed out that the courts make a 
determination of ``at fault'' which has a definition different from 
``preventable.''
    After consideration of this feedback, FMCSA will not require 
evidence of a conviction before processing crash preventability 
requests in the demonstration program. The Agency will, however, review 
conviction information, if provided.

Documents To Be Submitted

    In the July 2016 notice, FMCSA proposed that the RDRs should 
include all available law enforcement reports, insurance reports from 
all parties involved in the crash, and any other relevant information. 
Douglas B. Marcello, Vigillo, and the Owner Operators Independent 
Driver Association (OOIDA) noted that receiving insurance reports from 
other parties is unlikely and should not be required. In addition, 
Robert Spikes cited a crash where the insurance company paid because it 
was more cost effective than going to court. Comments also indicated 
that the Agency should accept other evidence, including videos.
    Therefore, FMCSA will not require someone submitting a crash 
preventability RDR to include any specific documentation from third 
parties, such as insurance companies, but it will be incumbent on the 
submitter to provide sufficient documentation that a crash was not 
preventable. The Agency will consider all relevant evidence submitted.
    The burden is on the submitter to show by compelling evidence that 
the crash was not preventable. However, in these and all crashes, FMCSA 
reserves the right to request additional information on the crash, 
which may include any documentation the carrier is required to maintain 
under the Agency's regulations. Failure to submit documents requested 
by the Agency may cause the RDR to be closed without a preventability 
determination.
    On August 1, the Agency's DataQs system will accept videos 5 MB or 
smaller in specific video container formats, including MP4, MPG, MKV, 
AVI, MPEG, and WMV file types. These file types will be accepted in 
this demonstration program.

Re-Opening RDRs

    If, during the demonstration program, a submitter receives a 
determination that the crash was preventable or undecided, or the RDR 
is closed for failure to submit additional requested documents, the RDR 
may be re-opened once and the request reconsidered by FMCSA if 
additional documentation is submitted.

Out of Service Violations

    The Agency proposed that a crash would be found preventable if 
documentation showed that the CMV driver was in violation of an out of 
service (OOS) regulation at the time of the crash, e.g., the driver had 
exceeded his/her hours of service limits. In addition, FMCSA advised 
that the crash would be considered preventable if the post-crash 
inspection revealed that an OOS violation existed prior to the crash.
    United Vision Logistics asserted that an OOS violation should not 
be determinative unless it was a contributing factor to the crash. 
Transportation Safety Services also indicated that crashes should not 
be considered preventable due to OOS violations.
    While some commenters did not want other violations to impact the 
crash preventability decision, the Agency is retaining this requirement 
in the demonstration program consistent with the Agency's current 
preventability review procedures. Operations in violation of an OOS 
regulation demonstrate a disregard for safety and compliance. These 
crashes were preventable because the vehicle and/or driver should not 
have been operating. Therefore, if a vehicle and/or driver was 
operating with any OOS condition under the North American Standard OOS 
Criteria at the time of the crash, the RDR will result in a preventable 
determination, because the vehicle and/or driver should not have been 
on the roadway because of an OOS condition. Additionally, if the motor 
carrier was in violation of an operations OOS order, the crash will be 
determined to have been preventable.

Display of Crashes in FMCSA Systems

    In the July 2016 Federal Register notice, the Agency proposed that 
it would remove crashes determined to be ``Not Preventable'' from the 
motor carrier's public SMS display. The Agency noted that Section 5223 
of the Fixing America's Surface Transportation Act, Public Law 114-94, 
prohibits the Agency from making available to the general public 
information regarding crashes in which a determination is made that the 
motor carrier or the CMV driver is not at fault.
    In response to the Agency's proposal to remove not preventable 
crashes from the public SMS display, commenters correctly stated that 
the Agency was

[[Page 35048]]

improperly equating a finding of ``not preventable'' with a finding of 
``not at fault.'' Advocates stated that determinations of fault are 
``the province of the legal system'' and noted that independent 
investigations of a crash may reach different fault conclusions. 
Advocates advised that using ``only a limited amount of information 
about the incident, and without all of the benefits provided to a jury 
during a civil trial, including going to the scene, is grossly 
misguided.'' The TSC added that the State court systems are responsible 
for making determinations of fault. ATA advised that, ``The goal of 
this process should not be to definitely declare fault, but to identify 
the predictive value of crashes in the same way the agency does with 
violations.''
    Fault is generally determined in the course of civil or criminal 
proceedings and results in the assignment of legal liability for the 
consequences of a crash. By contrast, a preventability determination 
seeks to identify the root causes for a crash and is used to prevent 
the same type of crash from re-occurring. A preventability 
determination is not a proceeding to assign legal liability for a 
crash. Because preventability determinations are distinct from findings 
of fault, Section 5223 does not prohibit the public display of not 
preventable crashes.
    The demonstration program is intended to analyze preventability. 
The Agency believes that the public display of all crashes, regardless 
of the preventability determination, provides the most complete 
information regarding a motor carrier's safety performance record. The 
Agency is committed to the open and transparent reporting of safety 
performance data. Therefore, during the demonstration program, not 
preventable crashes will continue to be listed on the public SMS site. 
However, the review of the crash, and the subsequent determination, 
will be clearly noted as described below. In addition, during the 
demonstration program, the motor carrier's Crash Indicator BASIC 
percentiles for motor carriers logged into the SMS, FMCSA, and law 
enforcement users will show percentiles with and without the crashes 
determined to be not preventable.
    During the demonstration program, changes in SMS will not be 
reflected in the Agency's mobile applications such as the SaferBus and 
Query Central (QC Mobile) apps or the Pre-employment Screening Program.

Weighting of Not Preventable Crashes

    FMCSA considered weighting crashes determined to be preventable 
with a higher weight in the SMS to see the impacts to the Agency's 
crash correlation models. YRC Worldwide, Inc. and OOIDA expressed 
concerns about weighting crashes determined to be preventable. It was 
noted that this might discourage participation in the demonstration 
program. As a result, FMCSA will not use a higher severity weighting 
for any crashes determined to be preventable for any SMS calculations 
during the demonstration program. However, the Agency's analysis of the 
demonstration program will review these crashes and include severity 
weight options to determine impacts on crash correlation.

Preventability Decisions

    The Agency did not receive comments requesting changes to the three 
proposed preventability decisions. The three preventability decisions 
will remain ``Not Preventable,'' ``Preventable,'' and ``Undecided.'' 
FMCSA clarifies below how these decisions will be displayed:
    1. Not Preventable--The public display of SMS will include a 
notation that reads, ``FMCSA reviewed this crash and determined that it 
was not preventable.'' For logged-in users (motor carriers viewing 
their own data, FMCSA, and law enforcement users), two Crash Indicator 
BASIC percentiles will be calculated--one with and one without the not 
preventable crash(es).
    2. Preventable--The public display of SMS will include a notation 
that reads, ``FMCSA reviewed this crash and determined that it was 
preventable.''
    3. Undecided--In these cases, the documentation submitted did not 
allow for a conclusive decision by reviewers. When crash reviews are 
undecided, SMS will include a notation that reads, ``FMCSA reviewed 
this crash and could not make a preventability determination based on 
the evidence provided.''
    In addition, if a submitter fails to provide documents requested by 
FMCSA, the RDR will be designated in DataQs as ``Closed Due to Non-
Response'' without any notation in the public display of SMS.

Input From the Public

    The July 2016 Federal Register notice proposed to allow public 
input on any crashes with a proposed not preventable determination. 
United Vision Logistics and the National Motor Freight Traffic 
Association do not believe that an opportunity for public input should 
be available in the program. The American Association for Justice 
advised that the public must have access to the data used to make a 
determination.
    The opportunity to collect information from other parties is 
critical to determining the impacts and costs of this program. 
Therefore, during the demonstration program, if a crash is reviewed and 
results in a preliminary finding that it was not preventable, the crash 
report number, U.S. DOT number, motor carrier name, crash event date, 
crash event State and crash type will be listed on the Agency's DataQs 
Web site.
    Any member of the public with documentation or data to refute the 
proposed finding will have 30 days to submit the documentation through 
the DataQs system at https://dataqs.fmcsa.dot.gov. Information on how 
to submit additional documentation is available at https://www.fmcsa.dot.gov/safety/crash-preventability-program.
    Any new documents or data will be reviewed and considered before 
FMCSA makes a final determination. Final determinations will be 
reflected on SMS within 60 days of the final decision.

DataQs

    Motor carriers and drivers will submit crash preventability RDRs 
through the Agency's DataQs system. DataQs has been modified to provide 
this functionality. The DataQs system is available at: https://dataqs.fmcsa.dot.gov.
    Information on how to submit a crash preventability RDR is 
available on the Agency's Web site at https://www.fmcsa.dot.gov/safety/crash-preventability-program.
    It should be noted that crash preventability RDRs for crashes that 
predate this program or that do not correspond to the crash scenarios 
listed above will not be processed. However, motor carriers and drivers 
should continue to submit RDRs through DataQs when crashes are assigned 
to the wrong carrier or the crash did not meet the definition of a 
recordable crash, using processes currently in place.

Reviewers

    FMCSA will use contract resources to complete two stages of review 
within the DataQs system. In stage 1, the reviewer will collect all 
documents related to the crash from the submitter and FMCSA systems.
    In stage 2, an experienced crash report reviewer will evaluate all 
of the documents from the submitter and FMCSA systems, including the 
MCMIS crash information. It should be noted that if an RDR is submitted 
before the MCMIS crash report is received, the

[[Page 35049]]

evaluation will be put on hold and the submitter will be advised.
    The stage 2 reviewer will confirm that the crash meets one of the 
crash types noted above. Based on the evidence reviewed, the stage 2 
reviewer will make a recommendation to FMCSA as to whether compelling 
evidence demonstrates that the crash was not preventable. The FMCSA 
reviewer will review the evidence considered by the stage 1 reviewer 
and the stage 2 recommendation. If FMCSA agrees with the recommendation 
of not preventable, the crash will be posted for public input as noted 
above. If the recommendation is for a determination that the crash was 
preventable or that the information submitted was insufficient to 
support a determination, and the FMCSA reviewer agrees, the 
determination of ``Preventable'' or ``Undecided'' would be noted in the 
public SMS display as described in the ``Preventability Decisions'' 
section above added to the corresponding crash in SMS. Changes would be 
reflected on SMS within 60 days.

Quality Controls

    At the onset of the program, all RDRs will be checked by a second 
reviewer during stage 2. If FMCSA's determination differs from the 
stage 2 recommendation, an additional final reviewer will be utilized 
and make a recommendation to FMCSA.
    Throughout the program, FMCSA will evaluate the quality control 
process. For continued consistency of crash preventability 
determinations, a percentage of RDRs will be reviewed before a 
recommendation is made to FMCSA.

Fraudulent Requests

    In accordance with the Agency's existing DataQs program, any 
intentionally false or misleading statement, representation, or 
document that is provided in support of an RDR may result in 
prosecution for a violation of Federal law (18 U.S.C. 1001).

Agency Use of Data

    Under 49 U.S.C. 504(f), ``No part of a report of an accident 
occurring in operations of a motor carrier, motor carrier of migrant 
workers, or motor private carrier and required by the Secretary, and no 
part of a report of an investigation of the accident made by the 
Secretary, may be admitted into evidence or used in a civil action for 
damages related to a matter mentioned in the report or investigation.'' 
The crash preventability determinations made under this program are 
intended only for FMCSA's use in determining whether the program may 
improve the Agency's prioritization tools. These determinations are 
made on the basis of information available to FMCSA at the time of the 
determination and are not appropriate for use by private parties in 
civil litigation. These determinations do not establish fault or 
negligence by any party and are made by persons with no personal 
knowledge of the crash.
    In addition, the crash preventability determinations made under 
this program will not affect any carrier's safety rating or ability to 
operate. FMCSA will not issue penalties or sanctions on the basis of 
these determinations, nor do they establish any obligations or impose 
legal requirements on any motor carrier. These determinations also will 
not change how the Agency will make enforcement decisions.
    Information submitted about a crash as part of this demonstration 
program may be shared with the appropriate FMCSA Division Office for 
further investigation. Likewise, if an investigation reveals additional 
information about a crash for which the demonstration program made a 
preventability determination, this information may be shared within the 
Agency and the crash subjected to further review.
    Throughout this demonstration period, FMCSA will maintain data so 
that at the conclusion of the test, the Agency can conduct certain 
analyses. It is expected that the Agency's analyses would include, but 
not be limited to, the cost of operating the test and its extrapolation 
to a larger program; future crash rates of carriers that submitted 
RDRs, future crash rates of motor carriers with not preventable 
crashes, and impacts to SMS crash rates and improvements to 
prioritization. The analysis will be used to examine ATA's assertion 
that crashes of these types are not preventable and that removing these 
crashes from the motor carriers' records would result in a better 
correlation to future crash risk, and inform future policy decisions on 
this issue.

Demonstration Period

    FMCSA will accept RDRs for crashes occurring on or after June 1, 
2017. FMCSA will begin accepting RDRs through DataQs for this 
demonstration program on August 1, 2017. This will provide the Agency 
with time to conduct outreach to the industry and for motor carriers or 
drivers to collect needed documents for submission.
    This demonstration program is expected to last a minimum of 24 
months.

Other Issues

Prioritization

    For the purpose of prioritizing motor carriers for safety 
interventions, FMCSA will continue to use all crashes during the 
demonstration program.

Safety Fitness Determination Rulemaking

    A few commenters asked how this program would impact the Agency's 
Safety Fitness Determination (SFD) notice of proposed rulemaking (NPRM) 
published on January 21, 2016. Preventability determinations made as 
part of this demonstration program will not be used for the purpose of 
safety ratings under the Agency's existing safety fitness determination 
process. The Agency will continue to make preventability determinations 
under its current procedures in 49 CFR part 385, Appendix B, when a 
crash adversely affects a carrier's safety rating. If a carrier 
disagrees with the calculation of the crash factor during a compliance 
review the carrier must request removal under the procedures identified 
in the compliance review report it receives or under the procedures 
identified in 49 CFR 385.15. The determinations made through this 
demonstration program will only be used to determine the impacts of 
preventability determinations on the effectiveness of the SMS in 
identifying the highest-risk carriers for interventions. Crash 
determinations made in this demonstration program will not be 
considered as part of any Agency action or proceeding that may impact a 
carrier's safety rating, including safety rating upgrade requests.
    In addition, FMCSA published a notice withdrawing the SFD NPRM on 
March 23, 2017.

Opposition

    While most comments to the July 2016 Federal Register notice 
supported the program, there were four commenters that expressed 
opposition on the program in its entirety. The TSC advised that it 
``firmly opposes'' the program. TSC and Road Safe America believe that 
FMCSA should not expend time or money pursuing this program, and that 
instead the Agency should focus on regulations that will reduce 
crashes. TSC, Road Safe America, and the American Association for 
Justice want all crashes to be in SMS. The Coalition of Seven added 
that the ``test study as proposed. . .is of marginal utility and would 
not materially improve the accuracy of the crash data.''
    The purpose of this demonstration program, however, is to gather 
data that

[[Page 35050]]

the Agency will use to examine the feasibility, costs, and benefits of 
making crash preventability determinations. The data gathered through 
the demonstration program will allow the Agency to better evaluate the 
utility of making crash preventability determinations. As a result, 
FMCSA is moving forward to implement this demonstration program.

    Issued under the authority delegated in 49 CFR 1.87 on: July 19, 
2017.
Daphne Y. Jefferson,
Deputy Administrator.
[FR Doc. 2017-15833 Filed 7-26-17; 8:45 am]
 BILLING CODE 4910-EX-P



                                                                                 Federal Register / Vol. 82, No. 143 / Thursday, July 27, 2017 / Notices                                                 35045

                                                  tractor-trailer combinations for 39 years,               John J. Tilton                                        specific section of this document to
                                                  accumulating 780,000 miles. He holds a                      Mr. Tilton, 47, has a prosthetic right             which each comment applies, and
                                                  Class AM CDL from Illinois. His driving                  eye due to a traumatic incident in 1986.              provide a reason for each suggestion or
                                                  record for the last three years shows no                 The visual acuity in his right eye is no              recommendation. If you submit your
                                                  crashes and no convictions for moving                    light perception, and in his left eye, 20/            comments by mail or hand delivery,
                                                  violations in a CMV.                                     20. Following an examination in 2017,                 submit them in an unbound format, no
                                                                                                           his ophthalmologist stated, ‘‘In my                   larger than 81⁄2 by 11 inches, suitable for
                                                  Dennis R. Jones                                                                                                copying and electronic filing. If you
                                                                                                           medical opinion, John’s visual acuity,
                                                    Mr. Jones, 55, has aphakia in his left                 Visual Field [sic], and color vision show             submit comments by mail and would
                                                  eye due to a traumatic incident in 2007.                 that he can continue to perform driving               like to know that they reached the
                                                                                                           tasks required to operate a commercial                facility, please enclose a stamped, self-
                                                  The visual acuity in his right eye is 20/
                                                                                                           vehicle.’’ Mr. Tilton reported that he has            addressed postcard or envelope.
                                                  15, and in his left eye, 20/150.                                                                                  We will consider all comments and
                                                  Following an examination in 2017, his                    driven straight trucks for three years,
                                                                                                           accumulating 25,000 miles. He holds a                 material received during the comment
                                                  ophthalmologist stated, ‘‘In my medical                                                                        period. FMCSA may issue a final
                                                  opinion Mr. Jones has sufficient vision                  Class B CDL from New Hampshire. His
                                                                                                           driving record for the last three years               determination at any time after the close
                                                  to perform to perform [sic] the driving                                                                        of the comment period.
                                                  tasks required to operate a commercial                   shows no crashes and no convictions for
                                                  vehicle as defined by requirements                       moving violations in a CMV.                           V. Viewing Comments and Documents
                                                  found in Federal Register Vol. 78, No.                   Randy D. VanScoy                                        To view comments, as well as any
                                                  243 page 76591, (6)–(9).’’ Mr. Jones                                                                           documents mentioned in this preamble,
                                                                                                             Mr. VanScoy, 60, has had amblyopia
                                                  reported that he has driven straight                                                                           go to http://www.regulations.gov and in
                                                                                                           in his left eye since birth. The visual
                                                  trucks for six years, accumulating                                                                             the search box insert the docket number
                                                                                                           acuity in his right eye is 20/20, and in
                                                  300,000 miles, and tractor-trailer                       his left eye, 20/200. Following an                    FMCSA–2017–0019 and click ‘‘Search.’’
                                                  combinations for seven years,                            examination in 2017, his optometrist                  Next, click ‘‘Open Docket Folder’’ and
                                                  accumulating 350,000 miles. He holds a                   stated, ‘‘Diagnosis congenital                        you will find all documents and
                                                  Class A CDL from Texas. His driving                      amblyopia. This patient meets the                     comments related to this notice.
                                                  record for the last three years shows no                 requirements to drive a commercial                      Issued on: July 19, 2017.
                                                  crashes and no convictions for moving                    vehicle. He shows no deficit in his                   Larry W. Minor,
                                                  violations in a CMV.                                     visual field.’’ Mr. VanScoy reported that             Associate Administrator for Policy.
                                                  Rufus L. Jones                                           he has driven tractor-trailer                         [FR Doc. 2017–15842 Filed 7–26–17; 8:45 am]
                                                                                                           combinations for 42 years, accumulating               BILLING CODE 4910–EX–P
                                                     Mr. Jones, 59, has a retinal scar in his              3.1 million miles. He holds a Class A
                                                  right eye due to a traumatic incident in                 CDL from Iowa. His driving record for
                                                  childhood. The visual acuity in his right                the last three years shows no crashes                 DEPARTMENT OF TRANSPORTATION
                                                  eye is 20/80, and in his left eye, 20/20.                and no convictions for moving
                                                  Following an examination in 2016, his                    violations in a CMV.                                  Federal Motor Carrier Safety
                                                  ophthalmologist stated, ‘‘In my opinion,                                                                       Administration
                                                                                                           III. Request for Comments
                                                  he has sufficient vision to perform the                                                                        [Docket No. FMCSA–2014–0177]
                                                  driving tasks required to operate a                         In accordance with 49 U.S.C. 31136(e)
                                                  commercial vehicle.’’ Mr. Jones reported                 and 31315, FMCSA requests public                      Crash Preventability Demonstration
                                                  that he has driven straight trucks for                   comment from all interested persons on                Program
                                                  four years, accumulating 144,000 miles,                  the exemption petitions described in
                                                  and buses for seven years, accumulating                  this notice. We will consider all                     AGENCY: Federal Motor Carrier Safety
                                                  700,000 miles. He holds a Class B CDL                    comments and material received before                 Administration (FMCSA), DOT.
                                                  from New Jersey. His driving record for                  the close of business on the closing date             ACTION: Notice.
                                                  the last three years shows one crash and                 indicated in the dates section of the
                                                                                                           notice.                                               SUMMARY:   On July 12, 2016, FMCSA
                                                  no convictions for moving violations in                                                                        proposed a crash preventability
                                                  a CMV.                                                   IV. Submitting Comments                               demonstration program. Based on the
                                                  Derek J. Savko                                              You may submit your comments and                   feedback received in response to the
                                                                                                           material online or by fax, mail, or hand              Federal Register notice, FMCSA
                                                    Mr. Savko, 35, has optic nerve                         delivery, but please use only one of                  announces the initiation of a crash
                                                  atrophy in his left eye due to a traumatic               these means. FMCSA recommends that                    preventability demonstration program
                                                  incident in childhood. The visual acuity                 you include your name and a mailing                   in which the Agency would accept
                                                  in his right eye is 20/20, and in his left               address, an email address, or a phone                 requests for data review (RDRs) to
                                                  eye, no light perception. Following an                   number in the body of your document                   evaluate the preventability of certain
                                                  examination in 2016, his                                 so that FMCSA can contact you if there                categories of crashes through its
                                                  ophthalmologist stated, ‘‘It is my                       are questions regarding your                          national data correction system known
                                                  opinion that he has sufficient vision in                 submission.                                           as DataQs. This notice describes the
                                                  the right eye to perform his driving tasks                  To submit your comment online, go to               crash types that will qualify for the
                                                  as required to operate a commercial                      http://www.regulations.gov and in the                 demonstration program, the process for
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                                                  vehicle.’’ Mr. Savko reported that he has                search box insert the docket number                   submitting RDRs to evaluate the
                                                  driven straight trucks for 13 years,                     FMCSA–2017–0019 and click the search                  preventability of a crash, how decisions
                                                  accumulating 162,500 miles. He holds a                   button. When the new screen appears,                  on preventability will be displayed in
                                                  Class B CDL from Montana. His driving                    click on the blue ‘‘Comment Now!’’                    Agency systems, and the data to be
                                                  record for the last three years shows no                 button on the right hand side of the                  collected through this program for use
                                                  crashes and no convictions for moving                    page. On the new page, enter                          in future decisions about a longer-term
                                                  violations in a CMV.                                     information required including the                    crash preventability program.


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                                                  35046                          Federal Register / Vol. 82, No. 143 / Thursday, July 27, 2017 / Notices

                                                  DATES: The crash preventability                          calculate a percentile for a motor carrier.           accept RDRs to evaluate the
                                                  demonstration program will begin                         SMS weights crashes based on crash                    preventability of certain categories of
                                                  accepting RDRs on August 1, 2017, for                    severity, with more weight given to                   crashes through its national data
                                                  crashes that occur on or after June 1,                   fatality and injury crashes than those                correction system known as DataQs. It
                                                  2017.                                                    that resulted in a vehicle being towed                proposed that a crash challenged
                                                  FOR FURTHER INFORMATION CONTACT: Mr.
                                                                                                           from the scene with no injuries or                    through an RDR would be found not
                                                  Catterson Oh, Compliance Division,                       fatalities. In addition, the crashes are              preventable when documentation
                                                  Federal Motor Carrier Safety                             time weighted, with more recent crashes               submitted with the RDR established that
                                                  Administration, 1200 New Jersey                          having more weight. All reportable                    the crash was not preventable.
                                                  Avenue SE., Washington, DC 20590,                        crashes are included in the Crash
                                                                                                           Indicator BASIC regardless of                         Demonstration Program Details
                                                  Telephone 202–366–6160 or by email:
                                                  Catterson.Oh@dot.gov. If you have                        preventability.                                       Types of Crashes
                                                                                                              While the public SMS Web site
                                                  questions regarding viewing or                                                                                    The Agency’s July 2016 Federal
                                                                                                           provides a list of the recordable crashes
                                                  submitting material to the docket,                                                                             Register notice advised that a crash
                                                                                                           for the motor carrier, the Crash Indicator
                                                  contact Docket Services, telephone (202)                                                                       would be considered not preventable if
                                                                                                           BASIC percentiles have never been
                                                  366–9826.                                                publicly available. The Crash Indicator               the documentation submitted by the
                                                  SUPPLEMENTARY INFORMATION:                               BASIC percentiles are, however,                       motor carrier or driver established that
                                                                                                           available to motor carriers who log in to             the CMV was struck by a motorist who
                                                  Background                                                                                                     was convicted of one of the four
                                                                                                           view their own data, as well as to
                                                     Since its implementation in 2010, the                                                                       following offenses or a related offense:
                                                                                                           FMCSA and law enforcement users.
                                                  Safety Measurement System (SMS) has                         Stakeholders have expressed concern                   1. Driving under the influence;
                                                  used safety performance information in                   that the Crash Indicator BASIC may not                   2. Driving the wrong direction;
                                                  the Behavior Analysis and Safety                         identify the highest-risk motor carriers                 3. Striking the CMV in the rear; or
                                                  Improvement Categories (BASICs) plus                     for interventions and that the listing of                4. Striking the CMV while it was
                                                  recordable crashes involving                             crashes on the public Web site, without               legally stopped.
                                                  commercial motor vehicles (CMVs), that                   an indication of preventability, can give                While there were comments opposing
                                                  are submitted by the States through the                  an inaccurate impression about the risk               the demonstration program, there were
                                                  Agency’s Motor Carrier Management                        posed by the company.                                 no comments opposing the
                                                  Information System (MCMIS), to                              On January 23, 2015, FMCSA                         categorization of the four proposed
                                                  prioritize carriers for safety                           announced the results of the Agency’s                 crash scenarios as not preventable; so
                                                  interventions (75 FR 18256). The                         study on the feasibility of using a motor             these categories will be retained in the
                                                  Agency uses the definition of                            carrier’s role in crashes in the                      demonstration program as crashes that
                                                  ‘‘accident’’ in 49 CFR 390.5 to identify                 assessment of the company’s safety (80                may be challenged by the motor carrier
                                                  those crashes that must be maintained                    FR 3719). This study analyzed whether                 through an RDR.
                                                  by the motor carrier in an accident                      police accident reports provide                          Additionally, FMCSA advised in the
                                                  register under 49 CFR 390.15. These                      sufficient, consistent, and reliable                  July 2016 Federal Register notice that
                                                  include crashes resulting in fatalities,                 information to support crash-weighting                RDRs could also be submitted:
                                                  bodily injuries requiring immediate                      determinations; whether a crash                          1. When an individual committed
                                                  medical treatment away from the scene                    weighting determination process would                 suicide by stepping or driving in front
                                                  of the crash, or a vehicle being towed                   offer an even stronger predictor of crash             of the CMV;
                                                  from the scene because of disabling                      risk than overall crash involvement and                  2. When the CMV was incapacitated
                                                  damage. These same crashes must be                       how crash weighting would be                          by an animal in the roadway; or
                                                  reported by the States to FMCSA,                         implemented in the Agency’s SMS; and                     3. When the crash was the result of an
                                                  through MCMIS, if the CMV has an                         how FMCSA might manage a process for                  infrastructure failure.
                                                  actual weight (i.e., gross vehicle weight)               making crash-weighting determinations,                   Comments to the Federal Register
                                                  or gross vehicle weight rating of 10,001                 including the acceptance of public                    notice largely supported identifying
                                                  or more pounds or a gross combination                    input.                                                these additional proposed crash
                                                  weight rating of 10,001 or more pounds                      Among the public comments to                       scenarios as not preventable. Numerous
                                                  and is used on public highways. In                       FMCSA’s January 23, 2015, Federal                     commenters suggested expanding the
                                                  addition, crashes must be reported if the                Register notice, the American Trucking                list of crashes to include vehicles
                                                  CMV is designed to transport nine or                     Associations (ATA) provided a list of                 running stop signs and red lights,
                                                  more people, including the driver, and                   certain types of not preventable crashes              crashes involving two or fewer vehicles,
                                                  the motor carrier receives                               and suggested that FMCSA establish a                  or any crash where the other driver was
                                                  compensation, and if a CMV in the                        process by which documents                            cited. Many commenters provided
                                                  crash is designed to transport 16 or                     demonstrating that the crash was not                  specific examples of crashes their
                                                  more people, including the driver                        preventable could be submitted to                     drivers were involved in that they felt
                                                  regardless of compensation.                              justify removing these crashes from the               were not preventable. For example, Bill
                                                  Additionally, if any motor vehicle in the                motor carriers’ records.                              Puckett discussed an incident where a
                                                  crash is required to display a hazardous                    Based on ATA’s recommendations                     driver was operating on the right hand
                                                  materials placard, regardless of the                     and other feedback received in response               shoulder and crashed into the CMV
                                                  weight of the vehicle, it must be                        to the January 2015 Federal Register                  while the CMV was making a right turn.
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                                                  reported to FMCSA by the State. The                      notice, on July 12, 2016, FMCSA                          The Institute of Makers of Explosives
                                                  crash data reported to FMCSA by the                      proposed, in a Federal Register notice,               recommended including crashes where
                                                  States does not specify whether or not                   a demonstration program to determine                  vehicles are struck by debris, including
                                                  the crash was preventable by the CMV                     the efficacy of preventability                        trees and falling rocks. The American
                                                  driver.                                                  determinations on certain types of                    Bus Association recommended
                                                     The Crash Indicator BASIC uses                        crashes that are generally less complex.              including crashes where vehicles are
                                                  crashes from the previous 24 months to                   (81 FR 45210) The Agency proposed to                  struck by cargo from another vehicle.


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                                                                                 Federal Register / Vol. 82, No. 143 / Thursday, July 27, 2017 / Notices                                           35047

                                                    After consideration of these                           included the amount of time that courts               failure to submit additional requested
                                                  comments, FMCSA modifies the                             take to adjudicate cases, and the fact                documents, the RDR may be re-opened
                                                  original list of not preventable crash                   that, when the other driver dies in the               once and the request reconsidered by
                                                  scenarios to include crashes involving                   crash, there is no prosecution. In                    FMCSA if additional documentation is
                                                  an unattended CMV that is legally                        addition, some commenters pointed out                 submitted.
                                                  stopped or parked, and crashes                           that the courts make a determination of
                                                                                                                                                                 Out of Service Violations
                                                  involving road debris or cargo from                      ‘‘at fault’’ which has a definition
                                                  another vehicle. FMCSA believes that                     different from ‘‘preventable.’’                         The Agency proposed that a crash
                                                  these crash scenarios are similar to the                    After consideration of this feedback,              would be found preventable if
                                                  scenarios originally proposed because                    FMCSA will not require evidence of a                  documentation showed that the CMV
                                                  they generally are not complex.                          conviction before processing crash                    driver was in violation of an out of
                                                  However, other crash scenarios                           preventability requests in the                        service (OOS) regulation at the time of
                                                  proposed by commenters are more                          demonstration program. The Agency                     the crash, e.g., the driver had exceeded
                                                  complex and would require more                           will, however, review conviction                      his/her hours of service limits. In
                                                  analysis and probably generate less                      information, if provided.                             addition, FMCSA advised that the crash
                                                  consistent findings.                                                                                           would be considered preventable if the
                                                                                                           Documents To Be Submitted                             post-crash inspection revealed that an
                                                    Therefore, the Agency has decided
                                                  that the crashes that may be reviewed                       In the July 2016 notice, FMCSA                     OOS violation existed prior to the crash.
                                                  using the RDR process during the                         proposed that the RDRs should include                   United Vision Logistics asserted that
                                                  demonstration program include:                           all available law enforcement reports,                an OOS violation should not be
                                                    1. When the CMV was struck by a                        insurance reports from all parties                    determinative unless it was a
                                                  motorist driving under the influence (or                 involved in the crash, and any other                  contributing factor to the crash.
                                                  related offense);                                        relevant information. Douglas B.                      Transportation Safety Services also
                                                    2. When the CMV was struck by a                        Marcello, Vigillo, and the Owner                      indicated that crashes should not be
                                                  motorist driving the wrong direction;                    Operators Independent Driver                          considered preventable due to OOS
                                                    3. When the CMV was struck in the                      Association (OOIDA) noted that                        violations.
                                                  rear;                                                    receiving insurance reports from other                  While some commenters did not want
                                                    4. When the CMV was struck while it                    parties is unlikely and should not be                 other violations to impact the crash
                                                  was legally stopped or parked,                           required. In addition, Robert Spikes                  preventability decision, the Agency is
                                                  including when the vehicle was                           cited a crash where the insurance                     retaining this requirement in the
                                                  unattended;                                              company paid because it was more cost                 demonstration program consistent with
                                                    5. When the CMV struck an                              effective than going to court. Comments               the Agency’s current preventability
                                                  individual committing or attempting to                   also indicated that the Agency should                 review procedures. Operations in
                                                  commit suicide by stepping or driving                    accept other evidence, including videos.              violation of an OOS regulation
                                                  in front of the CMV;                                        Therefore, FMCSA will not require                  demonstrate a disregard for safety and
                                                    6. When the CMV sustained disabling                    someone submitting a crash                            compliance. These crashes were
                                                  damage after striking an animal in the                   preventability RDR to include any                     preventable because the vehicle and/or
                                                  roadway;                                                 specific documentation from third                     driver should not have been operating.
                                                    7. When the crash was the result of an                 parties, such as insurance companies,                 Therefore, if a vehicle and/or driver was
                                                  infrastructure failure, falling trees,                   but it will be incumbent on the                       operating with any OOS condition
                                                  rocks, or other debris; or                               submitter to provide sufficient                       under the North American Standard
                                                    8. When the CMV was struck by cargo                    documentation that a crash was not                    OOS Criteria at the time of the crash, the
                                                  or equipment from another vehicle.                       preventable. The Agency will consider                 RDR will result in a preventable
                                                    As proposed in the July 2016 notice,                   all relevant evidence submitted.                      determination, because the vehicle and/
                                                  FMCSA will use the preventability                           The burden is on the submitter to                  or driver should not have been on the
                                                  standard in 49 CFR part 385, Appendix                    show by compelling evidence that the                  roadway because of an OOS condition.
                                                  B: ‘‘If a driver, who exercises normal                   crash was not preventable. However, in                Additionally, if the motor carrier was in
                                                  judgment and foresight could have                        these and all crashes, FMCSA reserves                 violation of an operations OOS order,
                                                  foreseen the possibility of the accident                 the right to request additional                       the crash will be determined to have
                                                  that in fact occurred, and avoided it by                 information on the crash, which may                   been preventable.
                                                  taking steps within his/her control                      include any documentation the carrier
                                                  which would not have risked causing                                                                            Display of Crashes in FMCSA Systems
                                                                                                           is required to maintain under the
                                                  another kind of mishap, the accident                     Agency’s regulations. Failure to submit                  In the July 2016 Federal Register
                                                  was preventable.’’                                       documents requested by the Agency                     notice, the Agency proposed that it
                                                                                                           may cause the RDR to be closed without                would remove crashes determined to be
                                                  Conviction Requirement                                                                                         ‘‘Not Preventable’’ from the motor
                                                                                                           a preventability determination.
                                                    FMCSA proposed that evidence of a                         On August 1, the Agency’s DataQs                   carrier’s public SMS display. The
                                                  conviction, as defined in 49 CFR 383.5                   system will accept videos 5 MB or                     Agency noted that Section 5223 of the
                                                  and 390.5, be required to document that                  smaller in specific video container                   Fixing America’s Surface Transportation
                                                  the crash was not preventable by the                     formats, including MP4, MPG, MKV,                     Act, Public Law 114–94, prohibits the
                                                  motor carrier or driver. However, the                    AVI, MPEG, and WMV file types. These                  Agency from making available to the
                                                  vast majority of commenters opposed                      file types will be accepted in this                   general public information regarding
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                                                  this requirement, including Richard                      demonstration program.                                crashes in which a determination is
                                                  Metz, Douglas B. Marcello, Vigillo,                                                                            made that the motor carrier or the CMV
                                                  Knight Transportation, Greyhound,                        Re-Opening RDRs                                       driver is not at fault.
                                                  Advocates for Highway and Auto Safety                       If, during the demonstration program,                 In response to the Agency’s proposal
                                                  (Advocates), Truck Safety Coalition                      a submitter receives a determination                  to remove not preventable crashes from
                                                  (TSC) and the National Ready Mixed                       that the crash was preventable or                     the public SMS display, commenters
                                                  Concrete Association. Reasons cited                      undecided, or the RDR is closed for                   correctly stated that the Agency was


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                                                  35048                          Federal Register / Vol. 82, No. 143 / Thursday, July 27, 2017 / Notices

                                                  improperly equating a finding of ‘‘not                   Weighting of Not Preventable Crashes                  Association for Justice advised that the
                                                  preventable’’ with a finding of ‘‘not at                   FMCSA considered weighting crashes                  public must have access to the data used
                                                  fault.’’ Advocates stated that                           determined to be preventable with a                   to make a determination.
                                                  determinations of fault are ‘‘the                                                                                 The opportunity to collect
                                                                                                           higher weight in the SMS to see the
                                                  province of the legal system’’ and noted                                                                       information from other parties is critical
                                                                                                           impacts to the Agency’s crash
                                                  that independent investigations of a                                                                           to determining the impacts and costs of
                                                                                                           correlation models. YRC Worldwide,
                                                  crash may reach different fault                                                                                this program. Therefore, during the
                                                                                                           Inc. and OOIDA expressed concerns
                                                  conclusions. Advocates advised that                                                                            demonstration program, if a crash is
                                                                                                           about weighting crashes determined to
                                                  using ‘‘only a limited amount of                                                                               reviewed and results in a preliminary
                                                                                                           be preventable. It was noted that this
                                                  information about the incident, and                                                                            finding that it was not preventable, the
                                                                                                           might discourage participation in the
                                                  without all of the benefits provided to                                                                        crash report number, U.S. DOT number,
                                                                                                           demonstration program. As a result,
                                                  a jury during a civil trial, including                                                                         motor carrier name, crash event date,
                                                                                                           FMCSA will not use a higher severity
                                                  going to the scene, is grossly                                                                                 crash event State and crash type will be
                                                                                                           weighting for any crashes determined to
                                                  misguided.’’ The TSC added that the                                                                            listed on the Agency’s DataQs Web site.
                                                                                                           be preventable for any SMS calculations                  Any member of the public with
                                                  State court systems are responsible for                  during the demonstration program.                     documentation or data to refute the
                                                  making determinations of fault. ATA                      However, the Agency’s analysis of the                 proposed finding will have 30 days to
                                                  advised that, ‘‘The goal of this process                 demonstration program will review                     submit the documentation through the
                                                  should not be to definitely declare fault,               these crashes and include severity                    DataQs system at https://
                                                  but to identify the predictive value of                  weight options to determine impacts on                dataqs.fmcsa.dot.gov. Information on
                                                  crashes in the same way the agency does                  crash correlation.                                    how to submit additional
                                                  with violations.’’                                                                                             documentation is available at https://
                                                                                                           Preventability Decisions
                                                     Fault is generally determined in the                                                                        www.fmcsa.dot.gov/safety/crash-
                                                                                                              The Agency did not receive comments
                                                  course of civil or criminal proceedings                                                                        preventability-program.
                                                                                                           requesting changes to the three
                                                  and results in the assignment of legal                                                                            Any new documents or data will be
                                                                                                           proposed preventability decisions. The
                                                  liability for the consequences of a crash.                                                                     reviewed and considered before FMCSA
                                                                                                           three preventability decisions will
                                                  By contrast, a preventability                                                                                  makes a final determination. Final
                                                                                                           remain ‘‘Not Preventable,’’
                                                  determination seeks to identify the root                                                                       determinations will be reflected on SMS
                                                                                                           ‘‘Preventable,’’ and ‘‘Undecided.’’
                                                  causes for a crash and is used to prevent                                                                      within 60 days of the final decision.
                                                                                                           FMCSA clarifies below how these
                                                  the same type of crash from re-                          decisions will be displayed:                          DataQs
                                                  occurring. A preventability                                 1. Not Preventable—The public
                                                  determination is not a proceeding to                                                                             Motor carriers and drivers will submit
                                                                                                           display of SMS will include a notation                crash preventability RDRs through the
                                                  assign legal liability for a crash. Because              that reads, ‘‘FMCSA reviewed this crash
                                                  preventability determinations are                                                                              Agency’s DataQs system. DataQs has
                                                                                                           and determined that it was not                        been modified to provide this
                                                  distinct from findings of fault, Section                 preventable.’’ For logged-in users (motor
                                                  5223 does not prohibit the public                                                                              functionality. The DataQs system is
                                                                                                           carriers viewing their own data,                      available at: https://
                                                  display of not preventable crashes.                      FMCSA, and law enforcement users),                    dataqs.fmcsa.dot.gov.
                                                     The demonstration program is                          two Crash Indicator BASIC percentiles                   Information on how to submit a crash
                                                  intended to analyze preventability. The                  will be calculated—one with and one                   preventability RDR is available on the
                                                  Agency believes that the public display                  without the not preventable crash(es).                Agency’s Web site at https://
                                                  of all crashes, regardless of the                           2. Preventable—The public display of               www.fmcsa.dot.gov/safety/crash-
                                                  preventability determination, provides                   SMS will include a notation that reads,               preventability-program.
                                                  the most complete information                            ‘‘FMCSA reviewed this crash and                         It should be noted that crash
                                                  regarding a motor carrier’s safety                       determined that it was preventable.’’                 preventability RDRs for crashes that
                                                  performance record. The Agency is                           3. Undecided—In these cases, the                   predate this program or that do not
                                                  committed to the open and transparent                    documentation submitted did not allow                 correspond to the crash scenarios listed
                                                  reporting of safety performance data.                    for a conclusive decision by reviewers.               above will not be processed. However,
                                                  Therefore, during the demonstration                      When crash reviews are undecided,                     motor carriers and drivers should
                                                  program, not preventable crashes will                    SMS will include a notation that reads,               continue to submit RDRs through
                                                  continue to be listed on the public SMS                  ‘‘FMCSA reviewed this crash and could                 DataQs when crashes are assigned to the
                                                  site. However, the review of the crash,                  not make a preventability determination               wrong carrier or the crash did not meet
                                                  and the subsequent determination, will                   based on the evidence provided.’’                     the definition of a recordable crash,
                                                  be clearly noted as described below. In                     In addition, if a submitter fails to               using processes currently in place.
                                                  addition, during the demonstration                       provide documents requested by
                                                                                                           FMCSA, the RDR will be designated in                  Reviewers
                                                  program, the motor carrier’s Crash
                                                  Indicator BASIC percentiles for motor                    DataQs as ‘‘Closed Due to Non-                          FMCSA will use contract resources to
                                                  carriers logged into the SMS, FMCSA,                     Response’’ without any notation in the                complete two stages of review within
                                                                                                           public display of SMS.                                the DataQs system. In stage 1, the
                                                  and law enforcement users will show
                                                                                                                                                                 reviewer will collect all documents
                                                  percentiles with and without the                         Input From the Public
                                                                                                                                                                 related to the crash from the submitter
                                                  crashes determined to be not                               The July 2016 Federal Register notice               and FMCSA systems.
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                                                  preventable.                                             proposed to allow public input on any                   In stage 2, an experienced crash report
                                                     During the demonstration program,                     crashes with a proposed not preventable               reviewer will evaluate all of the
                                                  changes in SMS will not be reflected in                  determination. United Vision Logistics                documents from the submitter and
                                                  the Agency’s mobile applications such                    and the National Motor Freight Traffic                FMCSA systems, including the MCMIS
                                                  as the SaferBus and Query Central (QC                    Association do not believe that an                    crash information. It should be noted
                                                  Mobile) apps or the Pre-employment                       opportunity for public input should be                that if an RDR is submitted before the
                                                  Screening Program.                                       available in the program. The American                MCMIS crash report is received, the


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                                                                                 Federal Register / Vol. 82, No. 143 / Thursday, July 27, 2017 / Notices                                           35049

                                                  evaluation will be put on hold and the                   whether the program may improve the                   Other Issues
                                                  submitter will be advised.                               Agency’s prioritization tools. These
                                                     The stage 2 reviewer will confirm that                                                                      Prioritization
                                                                                                           determinations are made on the basis of
                                                  the crash meets one of the crash types                   information available to FMCSA at the                   For the purpose of prioritizing motor
                                                  noted above. Based on the evidence                       time of the determination and are not                 carriers for safety interventions, FMCSA
                                                  reviewed, the stage 2 reviewer will                      appropriate for use by private parties in             will continue to use all crashes during
                                                  make a recommendation to FMCSA as                        civil litigation. These determinations do             the demonstration program.
                                                  to whether compelling evidence                           not establish fault or negligence by any              Safety Fitness Determination
                                                  demonstrates that the crash was not                      party and are made by persons with no                 Rulemaking
                                                  preventable. The FMCSA reviewer will                     personal knowledge of the crash.
                                                  review the evidence considered by the                                                                             A few commenters asked how this
                                                                                                              In addition, the crash preventability
                                                  stage 1 reviewer and the stage 2                                                                               program would impact the Agency’s
                                                                                                           determinations made under this
                                                  recommendation. If FMCSA agrees with                                                                           Safety Fitness Determination (SFD)
                                                                                                           program will not affect any carrier’s
                                                  the recommendation of not preventable,                                                                         notice of proposed rulemaking (NPRM)
                                                                                                           safety rating or ability to operate.
                                                  the crash will be posted for public input                                                                      published on January 21, 2016.
                                                                                                           FMCSA will not issue penalties or
                                                  as noted above. If the recommendation                                                                          Preventability determinations made as
                                                                                                           sanctions on the basis of these
                                                  is for a determination that the crash was                                                                      part of this demonstration program will
                                                                                                           determinations, nor do they establish
                                                  preventable or that the information                                                                            not be used for the purpose of safety
                                                                                                           any obligations or impose legal
                                                  submitted was insufficient to support a                                                                        ratings under the Agency’s existing
                                                                                                           requirements on any motor carrier.
                                                  determination, and the FMCSA reviewer                                                                          safety fitness determination process.
                                                                                                           These determinations also will not
                                                  agrees, the determination of                                                                                   The Agency will continue to make
                                                                                                           change how the Agency will make
                                                  ‘‘Preventable’’ or ‘‘Undecided’’ would                                                                         preventability determinations under its
                                                                                                           enforcement decisions.
                                                  be noted in the public SMS display as                                                                          current procedures in 49 CFR part 385,
                                                                                                              Information submitted about a crash                Appendix B, when a crash adversely
                                                  described in the ‘‘Preventability                        as part of this demonstration program
                                                  Decisions’’ section above added to the                                                                         affects a carrier’s safety rating. If a
                                                                                                           may be shared with the appropriate                    carrier disagrees with the calculation of
                                                  corresponding crash in SMS. Changes                      FMCSA Division Office for further
                                                  would be reflected on SMS within 60                                                                            the crash factor during a compliance
                                                                                                           investigation. Likewise, if an                        review the carrier must request removal
                                                  days.                                                    investigation reveals additional                      under the procedures identified in the
                                                  Quality Controls                                         information about a crash for which the               compliance review report it receives or
                                                                                                           demonstration program made a                          under the procedures identified in 49
                                                    At the onset of the program, all RDRs                  preventability determination, this
                                                  will be checked by a second reviewer                                                                           CFR 385.15. The determinations made
                                                                                                           information may be shared within the                  through this demonstration program
                                                  during stage 2. If FMCSA’s                               Agency and the crash subjected to
                                                  determination differs from the stage 2                                                                         will only be used to determine the
                                                                                                           further review.                                       impacts of preventability
                                                  recommendation, an additional final
                                                                                                              Throughout this demonstration                      determinations on the effectiveness of
                                                  reviewer will be utilized and make a
                                                                                                           period, FMCSA will maintain data so                   the SMS in identifying the highest-risk
                                                  recommendation to FMCSA.
                                                    Throughout the program, FMCSA will                     that at the conclusion of the test, the               carriers for interventions. Crash
                                                  evaluate the quality control process. For                Agency can conduct certain analyses. It               determinations made in this
                                                  continued consistency of crash                           is expected that the Agency’s analyses                demonstration program will not be
                                                  preventability determinations, a                         would include, but not be limited to, the             considered as part of any Agency action
                                                  percentage of RDRs will be reviewed                      cost of operating the test and its                    or proceeding that may impact a
                                                  before a recommendation is made to                       extrapolation to a larger program; future             carrier’s safety rating, including safety
                                                  FMCSA.                                                   crash rates of carriers that submitted                rating upgrade requests.
                                                                                                           RDRs, future crash rates of motor                        In addition, FMCSA published a
                                                  Fraudulent Requests                                      carriers with not preventable crashes,                notice withdrawing the SFD NPRM on
                                                    In accordance with the Agency’s                        and impacts to SMS crash rates and                    March 23, 2017.
                                                  existing DataQs program, any                             improvements to prioritization. The
                                                                                                           analysis will be used to examine ATA’s                Opposition
                                                  intentionally false or misleading
                                                  statement, representation, or document                   assertion that crashes of these types are               While most comments to the July
                                                  that is provided in support of an RDR                    not preventable and that removing these               2016 Federal Register notice supported
                                                  may result in prosecution for a violation                crashes from the motor carriers’ records              the program, there were four
                                                  of Federal law (18 U.S.C. 1001).                         would result in a better correlation to               commenters that expressed opposition
                                                                                                           future crash risk, and inform future                  on the program in its entirety. The TSC
                                                  Agency Use of Data                                       policy decisions on this issue.                       advised that it ‘‘firmly opposes’’ the
                                                    Under 49 U.S.C. 504(f), ‘‘No part of a                                                                       program. TSC and Road Safe America
                                                                                                           Demonstration Period
                                                  report of an accident occurring in                                                                             believe that FMCSA should not expend
                                                  operations of a motor carrier, motor                       FMCSA will accept RDRs for crashes                  time or money pursuing this program,
                                                  carrier of migrant workers, or motor                     occurring on or after June 1, 2017.                   and that instead the Agency should
                                                  private carrier and required by the                      FMCSA will begin accepting RDRs                       focus on regulations that will reduce
                                                  Secretary, and no part of a report of an                 through DataQs for this demonstration                 crashes. TSC, Road Safe America, and
                                                  investigation of the accident made by                    program on August 1, 2017. This will                  the American Association for Justice
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                                                  the Secretary, may be admitted into                      provide the Agency with time to                       want all crashes to be in SMS. The
                                                  evidence or used in a civil action for                   conduct outreach to the industry and for              Coalition of Seven added that the ‘‘test
                                                  damages related to a matter mentioned                    motor carriers or drivers to collect                  study as proposed. . .is of marginal
                                                  in the report or investigation.’’ The                    needed documents for submission.                      utility and would not materially
                                                  crash preventability determinations                        This demonstration program is                       improve the accuracy of the crash data.’’
                                                  made under this program are intended                     expected to last a minimum of 24                        The purpose of this demonstration
                                                  only for FMCSA’s use in determining                      months.                                               program, however, is to gather data that


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                                                  35050                          Federal Register / Vol. 82, No. 143 / Thursday, July 27, 2017 / Notices

                                                  the Agency will use to examine the                       I. Electronic Access                                     FMCSA recognizes that some drivers
                                                  feasibility, costs, and benefits of making                  You may see all the comments online                do not meet the vision requirement but
                                                  crash preventability determinations.                     through the Federal Document                          have adapted their driving to
                                                  The data gathered through the                            Management System (FDMS) at http://                   accommodate their limitation and
                                                  demonstration program will allow the                     www.regulations.gov.                                  demonstrated their ability to drive
                                                  Agency to better evaluate the utility of                    Docket: For access to the docket to                safely. The ten exemption applicants
                                                  making crash preventability                              read background documents or                          listed in this notice are in this category.
                                                  determinations. As a result, FMCSA is                    comments, go to http://                               They are unable to meet the vision
                                                  moving forward to implement this                         www.regulations.gov and/or Room                       requirement in one eye for various
                                                  demonstration program.                                   W12–140 on the ground level of the                    reasons, including amblyopia, complete
                                                    Issued under the authority delegated in 49             West Building, 1200 New Jersey Avenue                 loss of vision, congenital cataract,
                                                  CFR 1.87 on: July 19, 2017.                              SE., Washington, DC, between 9 a.m.                   corneal transplant, macular scar, optic
                                                  Daphne Y. Jefferson,                                     and 5 p.m., E.T., Monday through                      neuropathy, and prosthetic eye. In most
                                                                                                           Friday, except Federal holidays.                      cases, their eye conditions were not
                                                  Deputy Administrator.
                                                                                                              Privacy Act: In accordance with 5                  recently developed. Five of the
                                                  [FR Doc. 2017–15833 Filed 7–26–17; 8:45 am]                                                                    applicants were either born with their
                                                                                                           U.S.C. 553(c), DOT solicits comments
                                                  BILLING CODE 4910–EX–P
                                                                                                           from the public to better inform its                  vision impairments or have had them
                                                                                                           rulemaking process. DOT posts these                   since childhood.
                                                                                                           comments, without edit, including any                    The five individuals that sustained
                                                  DEPARTMENT OF TRANSPORTATION                                                                                   their vision conditions as adults have
                                                                                                           personal information the commenter
                                                                                                           provides, to www.regulations.gov, as                  had it for a range of 10 to 47 years.
                                                  Federal Motor Carrier Safety                                                                                      Although each applicant has one eye
                                                  Administration                                           described in the system of records
                                                                                                           notice (DOT/ALL–14 FDMS), which can                   which does not meet the vision
                                                                                                           be reviewed at www.dot.gov/privacy.                   requirement in 49 CFR 391.41(b)(10),
                                                  [Docket No. FMCSA–2017–0018]                                                                                   each has at least 20/40 corrected vision
                                                                                                           II. Background                                        in the other eye, and in a doctor’s
                                                  Qualification of Drivers; Exemption                                                                            opinion, has sufficient vision to perform
                                                                                                              On May 26, 2017, FMCSA published
                                                  Applications; Vision                                                                                           all the tasks necessary to operate a CMV.
                                                                                                           a notice of receipt of exemption
                                                                                                           applications from certain individuals,                Doctors’ opinions are supported by the
                                                  AGENCY:Federal Motor Carrier Safety
                                                                                                           and requested comments from the                       applicants’ possession of valid
                                                  Administration (FMCSA), DOT.
                                                                                                           public (82 FR 24430). That notice listed              commercial driver’s licenses (CDLs) or
                                                  ACTION:   Notice of final disposition.                   ten applicants’ case histories. The ten               non-CDLs to operate CMVs. Before
                                                                                                           individuals applied for exemptions from               issuing CDLs, States subject drivers to
                                                  SUMMARY:    FMCSA announces its                          the vision requirement in 49 CFR                      knowledge and skills tests designed to
                                                  decision to exempt ten individuals from                  391.41(b)(10), for drivers who operate                evaluate their qualifications to operate a
                                                  the vision requirement in the Federal                    CMVs in interstate commerce.                          CMV.
                                                  Motor Carrier Safety Regulations                            Under 49 U.S.C. 31136(e) and 31315,                   All of these applicants satisfied the
                                                  (FMCSRs). They are unable to meet the                    FMCSA may grant an exemption for a                    testing requirements for their State of
                                                  vision requirement in one eye for                        two year period if it finds ‘‘such                    residence. By meeting State licensing
                                                  various reasons. The exemptions will                     exemption would likely achieve a level                requirements, the applicants
                                                  enable these individuals to operate                      of safety that is equivalent to or greater            demonstrated their ability to operate a
                                                  commercial motor vehicles (CMVs) in                      than the level that would be achieved                 CMV, with their limited vision, to the
                                                  interstate commerce without meeting                      absent such exemption.’’ The statute                  satisfaction of the State.
                                                  the prescribed vision requirement in                     also allows the Agency to renew                          While possessing a valid CDL or non-
                                                  one eye. The Agency has concluded that                   exemptions at the end of the two year                 CDL, these ten drivers have been
                                                  granting these exemptions will provide                   period. Accordingly, FMCSA has                        authorized to drive a CMV in intrastate
                                                  a level of safety that is equivalent to or               evaluated the ten applications on their               commerce, even though their vision
                                                  greater than the level of safety                         merits and made a determination to                    disqualified them from driving in
                                                  maintained without the exemptions for                    grant exemptions to each of them.                     interstate commerce. They have driven
                                                  these CMV drivers.                                                                                             CMVs with their limited vision in
                                                                                                           III. Vision and Driving Experience of
                                                                                                                                                                 careers ranging for 5 to 35 years. In the
                                                  DATES: The exemptions were granted                       the Applicants
                                                                                                                                                                 past three years, no drivers were
                                                  June 27, 2017. The exemptions expire                        The vision requirement in the                      involved in crashes and no drivers were
                                                  on June 27, 2019.                                        FMCSRs provides:                                      convicted of moving violations in a
                                                                                                              A person is physically qualified to                CMV.
                                                  FOR FURTHER INFORMATION CONTACT:      Ms.
                                                                                                           drive a commercial motor vehicle if that                 The qualifications, experience, and
                                                  Christine A. Hydock, Chief, Medical
                                                                                                           person has distant visual acuity of at                medical condition of each applicant
                                                  Programs Division, (202) 366–4001,
                                                                                                           least 20/40 (Snellen) in each eye                     were stated and discussed in detail in
                                                  fmcsamedical@dot.gov, FMCSA,
                                                                                                           without corrective lenses or visual                   the May 26, 2017, notice (82 FR 24430).
                                                  Department of Transportation, 1200
                                                                                                           acuity separately corrected to 20/40
                                                  New Jersey Avenue SE., Room W64–                                                                               IV. Basis for Exemption Determination
                                                                                                           (Snellen) or better with corrective
                                                  113, Washington, DC 20590–0001.
                                                                                                           lenses, distant binocular acuity of a least             Under 49 U.S.C. 31136(e) and 31315,
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                                                  Office hours are 8:30 a.m. to 5 p.m.,
                                                                                                           20/40 (Snellen) in both eyes with or                  FMCSA may grant an exemption from
                                                  E.T., Monday through Friday, except
                                                                                                           without corrective lenses, field of vision            the vision requirement in 49 CFR
                                                  Federal holidays. If you have questions
                                                                                                           of at least 70° in the horizontal meridian            391.41(b)(10) if the exemption is likely
                                                  regarding viewing or submitting
                                                                                                           in each eye, and the ability to recognize             to achieve an equivalent or greater level
                                                  material to the docket, contact Docket
                                                                                                           the colors of traffic signals and devices             of safety than would be achieved
                                                  Services, telephone (202) 366–9826.
                                                                                                           showing red, green, and amber (49 CFR                 without the exemption. Without the
                                                  SUPPLEMENTARY INFORMATION:                               391.41(b)(10)).                                       exemption, applicants will continue to


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Document Created: 2017-07-27 02:07:06
Document Modified: 2017-07-27 02:07:06
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
DatesThe crash preventability demonstration program will begin accepting RDRs on August 1, 2017, for crashes that occur on or after June 1, 2017.
ContactMr. Catterson Oh, Compliance Division, Federal Motor Carrier Safety Administration, 1200 New Jersey Avenue SE., Washington, DC 20590, Telephone 202-366-6160 or by email: [email protected] If you have questions regarding viewing or submitting material to the docket, contact Docket Services, telephone (202) 366-9826.
FR Citation82 FR 35045 

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