82_FR_36177 82 FR 36030 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

82 FR 36030 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 147 (August 2, 2017)

Page Range36030-36031
FR Document2017-16273

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On June 19, 2017 and July 21, 2017, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of approximately $27,000 incurred in connection with the liquidation were paid by the applicant. Filing Dates: The application was filed on June 27, 2017 and amended on July 24, 2017. Applicant's Address: 4400 Computer Drive, Westborough, Massachusetts 01581.

Federal Register, Volume 82 Issue 147 (Wednesday, August 2, 2017) 
[Federal Register Volume 82, Number 147 (Wednesday, August 2, 2017)]
[Notices]
[Pages 36030-36031]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-16273]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-32764]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

July 28, 2017.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
July 2017.

[[Page 36031]]

A copy of each application may be obtained via the Commission's Web 
site by searching for the file number, or for an applicant using the 
Company name box, at http://www.sec.gov/search/search.htm or by calling 
(202) 551-8090. An order granting each application will be issued 
unless the SEC orders a hearing. Interested persons may request a 
hearing on any application by writing to the SEC's Secretary at the 
address below and serving the relevant applicant with a copy of the 
request, personally or by mail. Hearing requests should be received by 
the SEC by 5:30 p.m. on August 22, 2017, and should be accompanied by 
proof of service on applicants, in the form of an affidavit or, for 
lawyers, a certificate of service. Pursuant to Rule 0-5 under the Act, 
hearing requests should state the nature of the writer's interest, any 
facts bearing upon the desirability of a hearing on the matter, the 
reason for the request, and the issues contested. Persons who wish to 
be notified of a hearing may request notification by writing to the 
Commission's Secretary.
    Address: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.
    For Further Information Contact: Jessica Shin, Attorney-Adviser, at 
(202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

Susa Registered Fund, L.L.C. [File No. 811-22924]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 19, 
2017 and July 21, 2017, applicant made liquidating distributions to its 
shareholders, based on net asset value. Expenses of approximately 
$27,000 incurred in connection with the liquidation were paid by the 
applicant.
    Filing Dates: The application was filed on June 27, 2017 and 
amended on July 24, 2017.
    Applicant's Address: 4400 Computer Drive, Westborough, 
Massachusetts 01581.

Ramius Archview Credit & Distressed Fund [File No. 811-23056]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant 
currently has three beneficial owners, is not presently making an 
offering of securities and does not propose to make any offering of 
securities. Applicant will continue to operate as a private investment 
fund in reliance on section 3(c)(7) of the Act.
    Filing Dates: The application was filed on July 6, 2017 and amended 
on July 18, 2017.
    Applicant's Address: 599 Lexington Avenue, 19th Floor, New York, 
New York 10022.

RiverSource Tax-Exempt Series, Inc. [File No. 811-02686]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Applicant has transferred its assets to 
Columbia Intermediate Municipal Bond Fund, a series of Columbia Funds 
Series Trust I, and, on June 6, 2011, made a final distribution to its 
shareholders based on net asset value. Expenses of approximately 
$183,001 incurred in connection with the reorganization were paid by 
applicant's investment adviser.
    Filing Dates: The application was filed on December 16, 2016, and 
amended on July 17, 2017.
    Applicant's Address: 50606 Ameriprise Financial Center, 
Minneapolis, Minnesota 55474.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Brent J. Fields,
Secretary.
[FR Doc. 2017-16273 Filed 8-1-17; 8:45 am]
BILLING CODE 8011-01-P

36030 Federal Register / Vol. 82, No. 147 / Wednesday, August 2, 2017 / Notices to determine whether the proposed rule For the Commission, by the Division of On June 23, 2017, the Exchange filed change should be approved or Trading and Markets, pursuant to delegated Amendment No. 1 to the proposed rule disapproved. authority.39 change.7 The Commission has received Eduardo A. Aleman, no comments on the proposed rule IV. Solicitation of Comments Assistant Secretary. change. Interested persons are invited to [FR Doc. 2017–16209 Filed 8–1–17; 8:45 am] Section 19(b)(2) of the Act 8 provides submit written data, views, and BILLING CODE 8011–01–P that, after initiating disapproval arguments concerning the foregoing, proceedings, the Commission shall issue including whether the proposed rule an order approving or disapproving the SECURITIES AND EXCHANGE proposed rule change not later than 180 change is consistent with the Act. COMMISSION days after the date of publication of Comments may be submitted by any of [Release No. 34–81224; File No. SR– notice of filing of the proposed rule the following methods: NYSEArca–2017–05] change. The Commission may extend Electronic Comments the period for issuing an order Self-Regulatory Organizations; NYSE approving or disapproving the proposed • Use the Commission’s Internet Arca, Inc.; Notice of Designation of a rule change by not more than 60 days comment form (http://www.sec.gov/ Longer Period for Commission Action if the Commission determines that a rules/sro.shtml); or on Proceedings To Determine Whether longer period is appropriate and • Send an email to rule-comments@ To Approve or Disapprove a Proposed publishes the reasons for such sec.gov. Please include File Number SR– Rule Change, as Modified by determination. The proposed rule MIAX–2017–34 on the subject line. Amendment No. 1, To List and Trade change was published for notice and Shares of Direxion Daily Crude Oil Bull comment in the Federal Register on Paper Comments 3x Shares and Direxion Daily Crude Oil February 7, 2017. August 6, 2017 is 180 Bear 3x Shares Under NYSE Arca days from that date, and October 5, 2017 • Send paper comments in triplicate Equities Rule 8.200 is 240 days from that date. to Brent J. Fields, Secretary, Securities The Commission finds it appropriate and Exchange Commission, 100 F Street July 27, 2017. On January 23, 2017, NYSE Arca, Inc. to designate a longer period within NE., Washington, DC 20549–1090. which to issue an order approving or (‘‘Exchange’’) filed with the Securities All submissions should refer to File and Exchange Commission disapproving the proposed rule change Number SR–MIAX–2017–34. This file (‘‘Commission’’), pursuant to Section so that it has sufficient time to consider number should be included on the 19(b)(1) of the Securities Exchange Act this proposed rule change. Accordingly, subject line if email is used. To help the of 1934 (‘‘Act’’) 1 and Rule 19b–4 the Commission, pursuant to Section Commission process and review your thereunder,2 a proposed rule change to 19(b)(2) of the Act,9 designates October comments more efficiently, please use list and trade shares of Direxion Daily 5, 2017 as the date by which the only one method. The Commission will Crude Oil Bull 3x Shares and Direxion Commission shall either approve or post all comments on the Commission’s Daily Crude Oil Bear 3x Shares under disapprove the proposed rule change Internet Web site (http://www.sec.gov/ NYSE Arca Equities Rule 8.200. The (File No. SR–NYSEArca–2017–05), as rules/sro.shtml). Copies of the proposed rule change was published for modified by Amendment No. 1. submission, all subsequent comment in the Federal Register on For the Commission, by the Division of amendments, all written statements February 7, 2017.3 Trading and Markets, pursuant to delegated with respect to the proposed rule On March 16, 2017, pursuant to authority.10 change that are filed with the Section 19(b)(2) of the Act,4 the Eduardo A. Aleman, Commission, and all written Commission designated a longer period Assistant Secretary. communications relating to the within which to approve the proposed [FR Doc. 2017–16205 Filed 8–1–17; 8:45 am] proposed rule change between the rule change, disapprove the proposed BILLING CODE 8011–01–P Commission and any person, other than rule change, or institute proceedings to those that may be withheld from the determine whether to disapprove the public in accordance with the proposed rule change.5 On May 5, 2017, SECURITIES AND EXCHANGE provisions of 5 U.S.C. 552, will be the Commission instituted proceedings COMMISSION available for Web site viewing and to determine whether to approve or disapprove the proposed rule change.6 [Release No. IC–32764] printing in the Commission’s Public Reference Room, 100 F Street NE., 39 17 Notice of Applications for CFR 200.30–3(a)(12). Washington, DC 20549, on official 1 15 U.S.C. 78s(b)(1). Deregistration Under Section 8(f) of the business days between the hours of 2 17 CFR 240.19b–4. Investment Company Act of 1940 10:00 a.m. and 3:00 p.m. Copies of the 3 See Securities Exchange Act Release No. 79916 July 28, 2017. filing also will be available for (February 1, 2017), 82 FR 9608. inspection and copying at the principal 4 15 U.S.C. 78s(b)(2). The following is a notice of 5 See Securities Exchange Act Release No. 80265, applications for deregistration under office of the Exchange. All comments 82 FR 14778 (March 22, 2017). section 8(f) of the Investment Company received will be posted without change; 6 See Securities Exchange Act Release No. 80606, Act of 1940 for the month of July 2017. the Commission does not edit personal 82 FR 22042 (May 11, 2017). Specifically, the sradovich on DSKBCFCHB2PROD with NOTICES identifying information from Commission instituted proceedings to allow for 7 Amendment No. 1, which amended and submissions. You should submit only additional analysis of the proposed rule change’s consistency with Section 6(b)(5) of the Act, which replaced the proposed rule change in its entirety, information that you wish to make requires, among other things, that the rules of a is available on the Commission’s Web site at: available publicly. All submissions national securities exchange be ‘‘designed to https://www.sec.gov/comments/sr-nysearca-2017- prevent fraudulent and manipulative acts and 05/nysearca201705-1822806-154288.pdf. should refer to File Number SR–MIAX– 8 15 U.S.C. 78s(b)(2). practices, to promote just and equitable principles 2017–34 and should be submitted on or of trade,’’ and ‘‘to protect investors and the public 9 Id. before August 23, 2017. interest.’’ See id. at 22043. 10 17 CFR 200.30–3(a)(57). VerDate Sep<11>2014 19:43 Aug 01, 2017 Jkt 241001 PO 00000 Frm 00105 Fmt 4703 Sfmt 4703 E:\FR\FM\02AUN1.SGM 02AUN1

Federal Register / Vol. 82, No. 147 / Wednesday, August 2, 2017 / Notices 36031 A copy of each application may be any offering of securities. Applicant will thereunder, 2 a proposed rule change to obtained via the Commission’s Web site continue to operate as a private adopt new Rule 14.11(k) to permit it to by searching for the file number, or for investment fund in reliance on section list and trade Managed Portfolio Shares. an applicant using the Company name 3(c)(7) of the Act. The Exchange also proposed to list and box, at http://www.sec.gov/search/ Filing Dates: The application was trade shares of ClearBridge Appreciation search.htm or by calling (202) 551– filed on July 6, 2017 and amended on ETF, ClearBridge Large Cap ETF, 8090. An order granting each July 18, 2017. ClearBridge MidCap Growth ETF, application will be issued unless the Applicant’s Address: 599 Lexington ClearBridge Select ETF, and ClearBridge SEC orders a hearing. Interested persons Avenue, 19th Floor, New York, New All Cap Value ETF under proposed Rule may request a hearing on any York 10022. 14.11(k). The proposed rule change was application by writing to the SEC’s RiverSource Tax-Exempt Series, Inc. published for comment in the Federal Secretary at the address below and [File No. 811–02686] Register on June 19, 2017.3 The serving the relevant applicant with a copy of the request, personally or by Summary: Applicant seeks an order Commission has received three mail. Hearing requests should be declaring that it has ceased to be an comment letters on the proposed rule received by the SEC by 5:30 p.m. on investment company. Applicant has change.4 August 22, 2017, and should be transferred its assets to Columbia Section 19(b)(2) of the Act 5 provides accompanied by proof of service on Intermediate Municipal Bond Fund, a that, within 45 days of the publication applicants, in the form of an affidavit or, series of Columbia Funds Series Trust I, of notice of the filing of a proposed rule for lawyers, a certificate of service. and, on June 6, 2011, made a final change, or within such longer period up Pursuant to Rule 0–5 under the Act, distribution to its shareholders based on to 90 days as the Commission may hearing requests should state the nature net asset value. Expenses of designate if it finds such longer period of the writer’s interest, any facts bearing approximately $183,001 incurred in to be appropriate and publishes its upon the desirability of a hearing on the connection with the reorganization were reasons for so finding or as to which the matter, the reason for the request, and paid by applicant’s investment adviser. self-regulatory organization consents, the issues contested. Persons who wish Filing Dates: The application was the Commission shall either approve the to be notified of a hearing may request filed on December 16, 2016, and proposed rule change, disapprove the notification by writing to the amended on July 17, 2017. proposed rule change, or institute Commission’s Secretary. Applicant’s Address: 50606 proceedings to determine whether the Address: The Commission: Secretary, Ameriprise Financial Center, U.S. Securities and Exchange proposed rule change should be Minneapolis, Minnesota 55474. Commission, 100 F Street NE., disapproved. The 45th day after For the Commission, by the Division of publication of the notice for this Washington, DC 20549–1090. Investment Management, pursuant to For Further Information Contact: proposed rule change is August 3, 2017. delegated authority. Jessica Shin, Attorney-Adviser, at (202) The Commission is extending this 45- Brent J. Fields, 551–5921 or Chief Counsel’s Office at day time period. Secretary. (202) 551–6821; SEC, Division of The Commission finds that it is [FR Doc. 2017–16273 Filed 8–1–17; 8:45 am] Investment Management, Chief appropriate to designate a longer period BILLING CODE 8011–01–P Counsel’s Office, 100 F Street NE., within which to take action on the Washington, DC 20549–8010. proposed rule change so that it has Susa Registered Fund, L.L.C. [File No. SECURITIES AND EXCHANGE sufficient time to consider the proposed 811–22924] COMMISSION rule change and the comment letters. Summary: Applicant, a closed-end Accordingly, the Commission, pursuant [Release No. 34–81247; File No. SR- to Section 19(b)(2) of the Act,6 investment company, seeks an order BatsBZX–2017–30] declaring that it has ceased to be an designates September 17, 2017, as the investment company. On June 19, 2017 Self-Regulatory Organizations; Bats date by which the Commission shall and July 21, 2017, applicant made BZX Exchange, Inc.; Notice of either approve or disapprove, or liquidating distributions to its Designation of a Longer Period for institute proceedings to determine shareholders, based on net asset value. Commission Action on a Proposed whether to disapprove, the proposed Expenses of approximately $27,000 Rule Change To Permit the Listing and rule change (File Number SR–BatsBZX– incurred in connection with the Trading of Managed Portfolio Shares; 2017–30). liquidation were paid by the applicant. and To List and Trade Shares of the Filing Dates: The application was Following Under Proposed Rule filed on June 27, 2017 and amended on 14.11(k): ClearBridge Appreciation July 24, 2017. ETF; ClearBridge Large Cap ETF; Applicant’s Address: 4400 Computer ClearBridge MidCap Growth ETF; 2 17 CFR 240.19b–4. Drive, Westborough, Massachusetts ClearBridge Select ETF; and 3 See Securities Exchange Act Release No. 80911 01581. ClearBridge All Cap Value ETF (June 13, 2017), 82 FR 27925. 4 See letters from: (1) Gary Gastineau, President, Ramius Archview Credit & Distressed July 28, 2017. ETF Consultants.com, Inc., dated July 7, 2017; (2) Fund [File No. 811–23056] Todd J. Broms, Chief Executive Officer, Broms & sradovich on DSKBCFCHB2PROD with NOTICES On June 1, 2017, Bats BZX Exchange, Company LLC, dated July 10, 2017; and (3) James Summary: Applicant, a closed-end Inc. (‘‘Exchange’’) filed with the J. Angel, Associate Professor of Finance, investment company, seeks an order Securities and Exchange Commission Georgetown University, McDonough School of declaring that it has ceased to be an (‘‘Commission’’), pursuant to Section Business, dated July 10, 2017. The comment letters investment company. Applicant 19(b)(1) of the Securities Exchange Act are available at https://www.sec.gov/comments/sr- currently has three beneficial owners, is of 1934 (‘‘Act’’) 1 and Rule 19b–4 batsbzx-2017–30/batsbzx201730.htm. not presently making an offering of 5 15 U.S.C. 78s(b)(2). securities and does not propose to make 1 15 U.S.C. 78s(b)(1). 6 Id. VerDate Sep<11>2014 19:43 Aug 01, 2017 Jkt 241001 PO 00000 Frm 00106 Fmt 4703 Sfmt 4703 E:\FR\FM\02AUN1.SGM 02AUN1


Document Created: 2017-08-02 07:09:20
Document Modified: 2017-08-02 07:09:20
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on June 27, 2017 and amended on July 24, 2017.
ContactJessica Shin, Attorney-Adviser, at (202) 551-5921 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation82 FR 36030 
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