82_FR_3641 82 FR 3633 - Civil Monetary Penalty Inflation Adjustment Rule

82 FR 3633 - Civil Monetary Penalty Inflation Adjustment Rule

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 82, Issue 8 (January 12, 2017)

Page Range3633-3637
FR Document2017-00160

The Environmental Protection Agency (EPA) is promulgating this final rule to adjust the level of statutory civil monetary penalty amounts under the statutes EPA administers. This action is mandated by the Federal Civil Penalties Inflation Adjustment Act of 1990, as amended through the Federal Civil Penalties Inflation Adjustment Act Improvements Act of 2015 (``the 2015 Act''). The 2015 Act prescribes a formula for annually adjusting statutory civil penalties to reflect inflation, maintain the deterrent effect of statutory civil penalties, and promote compliance with the law. The rule does not necessarily revise the penalty amounts that EPA chooses to seek pursuant to its civil penalty policies in a particular case. EPA's civil penalty policies, which guide enforcement personnel in how to exercise EPA's statutory penalty authorities, take into account a number of fact- specific considerations, e.g., the seriousness of the violation, the violator's good faith efforts to comply, any economic benefit gained by the violator as a result of its noncompliance, and a violator's ability to pay.

Federal Register, Volume 82 Issue 8 (Thursday, January 12, 2017)
[Federal Register Volume 82, Number 8 (Thursday, January 12, 2017)]
[Rules and Regulations]
[Pages 3633-3637]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-00160]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 19

[FRL-9958-06-OECA]


Civil Monetary Penalty Inflation Adjustment Rule

AGENCY: Environmental Protection Agency (EPA).

ACTION: Final rule.

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SUMMARY: The Environmental Protection Agency (EPA) is promulgating this 
final rule to adjust the level of statutory civil monetary penalty 
amounts under the statutes EPA administers. This action is mandated by 
the Federal Civil Penalties Inflation Adjustment Act of 1990, as

[[Page 3634]]

amended through the Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015 (``the 2015 Act''). The 2015 Act prescribes a 
formula for annually adjusting statutory civil penalties to reflect 
inflation, maintain the deterrent effect of statutory civil penalties, 
and promote compliance with the law. The rule does not necessarily 
revise the penalty amounts that EPA chooses to seek pursuant to its 
civil penalty policies in a particular case. EPA's civil penalty 
policies, which guide enforcement personnel in how to exercise EPA's 
statutory penalty authorities, take into account a number of fact-
specific considerations, e.g., the seriousness of the violation, the 
violator's good faith efforts to comply, any economic benefit gained by 
the violator as a result of its noncompliance, and a violator's ability 
to pay.

DATES: This final rule is effective on January 15, 2017.

FOR FURTHER INFORMATION CONTACT:  David Smith-Watts, Office of Civil 
Enforcement, Office of Enforcement and Compliance Assurance, Mail Code 
2241A, Environmental Protection Agency, 1200 Pennsylvania Avenue NW., 
Washington, DC 20460, telephone number: (202) 564-4083; [email protected].

SUPPLEMENTARY INFORMATION: 

I. Background

    Since 1990, Federal agencies have been required to issue 
regulations adjusting for inflation the statutory civil penalties \1\ 
that can be imposed under the laws administered by that agency. The 
Federal Civil Penalties Inflation Adjustment Act of 1990, as amended by 
the Debt Collection Improvement Act of 1996 (DCIA), required agencies 
to review their statutory civil penalties every 4 years, and to adjust 
the statutory civil penalty amounts for inflation if the increase met 
the DCIA's adjustment methodology. In accordance with the DCIA, EPA 
reviewed and, as appropriate, adjusted the civil penalty levels under 
each of the statutes the agency implements in 1996 (61 FR 69360), 2004 
(69 FR 7121), 2008 (73 FR 75340), and 2013 (78 FR 66643).
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    \1\ The Federal Civil Penalties Inflation Adjustment Act of 
1990, Public Law 101-410, 28 U.S.C. 2461 note, defines ``civil 
monetary penalty'' as ``any penalty, fine, or other sanction that--
(A)(i) is for a specific monetary amount as provided by Federal law; 
or (ii) has a maximum amount provided for by Federal law; and (B) is 
assessed or enforced by an agency pursuant to Federal law; and (C) 
is assessed or enforced pursuant to an administrative proceeding or 
a civil action in the Federal courts.''
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    The 2015 Act \2\ requires agencies to: (1) Adjust the level of 
statutory civil penalties with an initial ``catch-up'' adjustment 
through an interim final rulemaking; and (2) beginning January 15, 
2017, make subsequent annual adjustments for inflation. The purpose of 
the 2015 Act is to maintain the deterrent effect of civil penalties by 
translating originally enacted statutory civil penalty amounts to 
today's dollars and rounding statutory civil penalties to the nearest 
dollar.
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    \2\ The Federal Civil Penalties Inflation Adjustment Act 
Improvements Act of 2015 (Section 701 of Pub. L. 114-74) was signed 
into law on Nov. 2, 2015, and further amended the Federal Civil 
Penalties Inflation Adjustment Act of 1990.
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    As required by the 2015 Act, EPA issued a catch up rule on July 1, 
2016, which was effective August 1, 2016 (81 FR 43091). This rule 
implements the annual penalty inflation adjustments mandated by the 
2015 Act. Beginning in 2017, Section 4 of the 2015 Act requires each 
federal agency to publish annual adjustments to all civil penalties 
under the laws implemented by that agency. These annual adjustments are 
required to be published by January 15 of each year. The 2015 Act 
describes the method for calculating the adjustments. Each statutory 
maximum civil monetary penalty is multiplied by the cost-of-living 
adjustment, which is the percentage by which the Consumer Price Index 
for all Urban Consumers (CPI-U) for the month of October 2016 exceeds 
the CPI-U for the month of October 2015.
    With this rule, the new statutory maximum (or minimum \3\) penalty 
levels listed in Table 2 to 40 CFR 19.4 will apply to all statutory 
civil penalties assessed on or after January 15, 2017, for violations 
that occurred after November 2, 2015, when the 2015 Act was enacted. 
The statutory civil penalty levels, as codified at Table 1 to 40 CFR 
19.4, will continue to apply to: (1) Violations that occurred on or 
before November 2, 2015, and (2) violations that occurred after 
November 2, 2015, where the penalty assessment was made prior to August 
1, 2016.
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    \3\ Under Section 3(2)(A) of the 2015 Act, ``civil monetary 
penalty'' means ``a specific monetary amount as provided by Federal 
law''; or ``has a maximum amount provided for by Federal law.'' EPA-
administered statutes generally refer to statutory maximum 
penalties, with the following exceptions: Section 311(b)(7)(D) of 
the Clean Water Act, 33 U.S.C. 1321(b)(7)(D), refers to a minimum 
penalty of ``not less than $100,000 . . .''; Section 104B(d)(1) of 
the Marine Protection, Research, and Sanctuaries Act, 33 U.S.C. 
1414b(d)(1), refers to an exact penalty of $600 ``[f]or each dry ton 
(or equivalent) of sewage sludge or industrial waste dumped or 
transported by the person in violation of this subsection in 
calendar year 1992. . .''; and Section 325(d)(1) of the Emergency 
Planning and Community Right-to-Know Act, 42 U.S.C. 11045(d)(1), 
refers to an exact civil penalty of $25,000 for each frivolous trade 
secret claim.
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    The formula for determining the cost-of-living or inflation 
adjustment to statutory civil penalties consists of the following 
steps:
    Step 1: The cost-of-living adjustment multiplier for 2017, based on 
the CPI-U of October 2016, is 1.01636.\4\ Multiply 1.01636 by the 
current penalty amount. This is the raw adjusted penalty value.
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    \4\ Office of Management and Budget Memorandum, Implementation 
of the 2017 annual adjustment pursuant to the Federal Civil 
Penalties Inflation Adjustment Act Improvements Act of 2015 (OMB 
Memorandum M-17-11) at p. 1 (December 16, 2016).
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    Step 2: Round the raw adjusted penalty value. Section 5 of the 2015 
Act states that any adjustment shall be rounded to the nearest multiple 
of $1. The result is the final penalty value for the year.

II. The 2015 Act Requires Federal Agencies To Publish Annual Penalty 
Inflation Adjustments Notwithstanding Section 553 of the Administrative 
Procedures Act

    Section 4 of the 2015 Act directs federal agencies to publish 
annual adjustments no later than January 15, 2017. In accordance with 
section 553 of the Administrative Procedures Act (APA), most rules are 
subject to notice and comment and are effective no earlier than 30 days 
after publication in the Federal Register. However, Section 4(b)(2) of 
the 2015 Act provides that each agency shall make the annual inflation 
adjustments ``notwithstanding section 553'' of the APA. According to 
OMB guidance issued to Federal agencies on the implementation of the 
2017 annual adjustment,\5\ the phrase ``notwithstanding section 553'' 
means that ``the public procedure the APA generally provides--notice, 
an opportunity for comment, and a delay in effective date--is not 
required for agencies to issue regulations implementing the annual 
adjustment.'' Consistent with the language of the 2015 Act and OMB's 
implementation guidance, this rule is not subject to notice and an 
opportunity for public comment and will be effective immediately upon 
publication.
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    \5\ See OMB Memorandum M-17-11 at p. 3.
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III. Statutory and Executive Order Reviews

A. Executive Order 12866: Regulatory Planning and Review and Executive 
Order 13563: Improving Regulation and Regulatory Review

    Under Executive Order 12866, OMB determined this final rule to be a 
``non-significant'' regulatory action and, therefore, it did not 
undergo interagency review.\6\
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    \6\ See OMB Memorandum M-17-11 at p. 3.

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[[Page 3635]]

B. Paperwork Reduction Act (PRA)

    This action does not impose an information collection burden under 
the PRA. This rule merely increases the level of statutory civil 
penalties that could be imposed in the context of a Federal civil 
administrative enforcement action or civil judicial case for violations 
of EPA-administered statutes and their implementing regulations.

C. Regulatory Flexibility Act (RFA)

    This action is not subject to the RFA. The RFA applies only to 
rules subject to notice and comment rulemaking requirements under the 
APA, 5 U.S.C. 553, or any other statute. Because the 2015 Act directs 
Federal agencies to publish this rule notwithstanding section 553 of 
the APA, this rule is not subject to notice and comment requirements or 
the RFA.

D. Unfunded Mandates Reform Act (UMRA)

    This action does not contain any unfunded mandate as described in 
UMRA, 2 U.S.C. 1531-1538, and does not significantly or uniquely affect 
small governments. This action is required by the 2015 Act, without the 
exercise of any policy discretion by EPA. This action also imposes no 
enforceable duty on any state, local or tribal governments or the 
private sector. Because the calculation of any increase is formula-
driven pursuant to the 2015 Act, EPA has no policy discretion to vary 
the amount of the adjustment.

E. Executive Order 13132: Federalism

    This action does not have federalism implications. It will not have 
a substantial direct effect on the states, or on the relationship 
between the national government and the states, or on the distribution 
of power and responsibilities among the various levels of government.

F. Executive Order 13175: Consultation and Coordination With Indian 
Tribal Governments

    This action does not have tribal implications as specified in 
Executive Order 13175. This rule merely reconciles the real value of 
current statutory civil penalty levels to reflect and keep pace with 
the levels originally set by Congress when the statutes were enacted. 
The calculation of the increases is formula-driven and prescribed by 
statute, and EPA has no discretion to vary the amount of the adjustment 
to reflect any views or suggestions provided by commenters. 
Accordingly, this rule will not have a substantial direct effect on 
tribal governments, on the relationship between the Federal government 
and Indian tribes, or on the distribution of power and responsibilities 
between the Federal government and Indian tribes.

G. Executive Order 13045: Protection of Children From Environmental 
Health Risks and Safety Risks

    The EPA interprets Executive Order 13045 as applying only to those 
regulatory actions that concern environmental health or safety risks 
that EPA has reason to believe may disproportionately affect children, 
per the definition of ``covered regulatory action'' in section 2-202 of 
the Executive Order. This action is not subject to Executive Order 
13045 because it does not concern an environmental health risk or 
safety risk.

H. Executive Order 13211: Actions That Significantly Affect Energy 
Supply, Distribution, or Use

    This action is not subject to Executive Order 13211 because it is 
not a significant regulatory action under Executive Order 12866.

I. National Technology Transfer and Advancement Act

    The rule does not involve technical standards.

J. Executive Order 12898: Federal Actions To Address Environmental 
Justice in Minority Populations and Low-Income Populations

    The EPA believes that this action is not subject to Executive Order 
12898 (59 FR 7629, February 16, 1994) because it does not establish an 
environmental health or safety standard. Rather, this action is 
mandated by the 2015 Act, which prescribes a formula for adjusting 
statutory civil penalties on an annual basis to reflect inflation.

K. Congressional Review Act (CRA)

    This action is subject to the CRA, and EPA will submit a rule 
report to each House of the Congress and to the Comptroller General of 
the United States. The CRA allows the issuing agency to make a rule 
effective sooner than otherwise provided by the CRA if the agency finds 
that notice and comment rulemaking procedures are impracticable, 
unnecessary or contrary to the public interest (5 U.S.C. 808(2)). The 
2015 Act directs Federal agencies to publish their annual penalty 
inflation adjustments ``notwithstanding section 553 [of the APA].'' 
Because OMB has instructed Federal agencies that this provision means 
that ``notice, an opportunity for comment, and a delay in the effective 
date'' are not required for agencies to issue regulations implementing 
the annual adjustment,\7\ EPA finds that the APA's notice and comment 
rulemaking procedures are impracticable, unnecessary or contrary to the 
public interest.
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    \7\ See OMB Memorandum M-17-11 at p. 3.
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List of Subjects in 40 CFR Part 19

    Environmental protection, Administrative practice and procedure, 
Penalties.

    Dated: January 3, 2017.
Gina McCarthy,
Administrator.

    For the reasons set out in the preamble, EPA amends title 40, 
chapter I, part 19 of the Code of Federal Regulations as follows:

PART 19--ADJUSTMENT OF CIVIL MONETARY PENALTIES FOR INFLATION

0
1. The authority citation for part 19 continues to read as follows:

    Authority:  Pub. L. 101-410, Oct. 5, 1990, 104 Stat. 890, as 
amended by Pub. L. 104-134, title III, sec. 31001(s)(1), Apr. 26, 
1996, 110 Stat. 1321-373; Pub. L. 105-362, title XIII, sec. 1301(a), 
Nov. 10, 1998, 112 Stat. 3293; Pub. L. 114-74, title VII, sec. 
701(b), Nov. 2, 2015, 129 Stat. 599.

0
2. Revise Sec.  19.2 to read as follows:


Sec.  19.2   Effective date.

    The penalty levels in the last column of Table 1 to Sec.  19.4 
apply to all violations which occurred after December 6, 2013 through 
November 2, 2015, and to violations occurring after November 2, 2015, 
where penalties are assessed before August 1, 2016. The statutory civil 
penalty levels set forth in the fourth column of Table 2 to Sec.  19.4 
apply to all violations which occur after November 2, 2015, where the 
penalties are assessed on or after August 1, 2016 and before January 
15, 2017. The statutory civil penalty levels set forth in the last 
column of Table 2 to Sec.  19.4 apply to all violations which occur 
after November 2, 2015, where the penalties are assessed on or after 
January 15, 2017.

0
3. Amend Sec.  19.4 by revising the introductory text and Table 2 to 
read as follows:


Sec.  19.4   Statutory civil penalties, as adjusted for inflation, and 
tables.

    Table 1 to Sec.  19.4 sets out the statutory civil penalty 
provisions of statutes administered by EPA, with the original statutory 
civil penalty levels, as enacted, and the operative statutory civil 
penalty levels, as adjusted for inflation, for violations occurring on 
or before

[[Page 3636]]

November 2, 2015, and for violations occurring after November 2, 2015, 
where penalties are assessed before August 1, 2016. Table 2 sets out 
the statutory civil penalty provisions of statutes administered by EPA, 
with the third column displaying the original statutory civil penalty 
levels, as enacted. The fourth column of Table 2 displays the operative 
statutory civil penalty levels where penalties are assessed on or after 
August 1, 2016 but before January 15, 2017, for violations that 
occurred after November 2, 2015; the last column displays the operative 
statutory civil penalty levels where penalties are assessed on or after 
January 15, 2017, for violations that occurred after November 2, 2015.
* * * * *

                      Table 2 of Section 19.4--Civil Monetary Penalty Inflation Adjustments
----------------------------------------------------------------------------------------------------------------
                                                                         Statutory civil
                                                                          penalties for        Statutory civil
                                                                         violations that        penalties for
                                                   Statutory civil       occurred after        violations that
      U.S. Code citation        Environmental       penalties, as     November 2, 2015 and     occurred after
                                   statute             enacted        assessed on or after  November 2, 2015 and
                                                                       August 1, 2016 but   assessed on or after
                                                                       before January 15,     January 15, 2017
                                                                              2017
----------------------------------------------------------------------------------------------------------------
7 U.S.C. 136l.(a)(1).........  Federal                        $5,000               $18,750               $19,057
                                Insecticide,
                                Fungicide, and
                                Rodenticide
                                Act (FIFRA).
7 U.S.C. 136l.(a)(2) \1\.....  FIFRA..........    $1,000/$500/$1,000  $2,750/$1,772/$2,750  $2,795/$1,801/$2,795
15 U.S.C. 2615(a)(1).........  Toxic                         $25,000               $37,500               $38,114
                                Substances
                                Control Act
                                (TSCA).
15 U.S.C. 2647(a)............  TSCA...........                $5,000               $10,781               $10,957
15 U.S.C. 2647(g)............  TSCA...........                $5,000                $8,908                $9,054
31 U.S.C. 3802(a)(1).........  Program Fraud                  $5,000               $10,781               $10,957
                                Civil Remedies
                                Act (PFCRA).
31 U.S.C. 3802(a)(2).........  PFCRA..........                $5,000               $10,781               $10,957
33 U.S.C. 1319(d)............  Clean Water Act               $25,000               $51,570               $52,414
                                (CWA).
33 U.S.C. 1319(g)(2)(A)......  CWA............       $10,000/$25,000       $20,628/$51,570       $20,965/$52,414
33 U.S.C. 1319(g)(2)(B)......  CWA............      $10,000/$125,000      $20,628/$257,848      $20,965/$262,066
33 U.S.C. 1321(b)(6)(B)(i)...  CWA............       $10,000/$25,000       $17,816/$44,539       $18,107/$45,268
33 U.S.C. 1321(b)(6)(B)(ii)..  CWA............      $10,000/$125,000      $17,816/$222,695      $18,107/$226,338
33 U.S.C. 1321(b)(7)(A)......  CWA............        $25,000/$1,000        $44,539/$1,782        $45,268/$1,811
33 U.S.C. 1321(b)(7)(B)......  CWA............               $25,000               $44,539               $45,268
33 U.S.C. 1321(b)(7)(C)......  CWA............               $25,000               $44,539               $45,268
33 U.S.C. 1321(b)(7)(D)......  CWA............       $100,000/$3,000       $178,156/$5,345       $181,071/$5,432
33 U.S.C. 1414b(d)(1)........  Marine                           $600                $1,187                $1,206
                                Protection,
                                Research, and
                                Sanctuaries
                                Act (MPRSA).
33 U.S.C. 1415(a)............  MPRSA..........      $50,000/$125,000     $187,500/$247,336     $190,568/$251,382
33 U.S.C. 1901 note (see       Certain Alaskan       $10,000/$25,000       $13,669/$34,172       $13,893/$34,731
 1409(a)(2)(A)).                Cruise Ship
                                Operations
                                (CACSO).
33 U.S.C. 1901 note (see       CACSO..........      $10,000/$125,000      $13,669/$170,861      $13,893/$173,656
 1409(a)(2)(B)).
33 U.S.C. 1901 note (see       CACSO..........               $25,000               $34,172               $34,731
 1409(b)(1)).
33 U.S.C. 1908(b)(1).........  Act To Prevent                $25,000               $70,117               $71,264
                                Pollution From
                                Ships (APPS).
33 U.S.C. 1908(b)(2).........  APPS...........                $5,000               $14,023               $14,252
42 U.S.C. 300g-3(b)..........  Safe Drinking                 $25,000               $53,907               $54,789
                                Water Act
                                (SDWA).
42 U.S.C. 300g-3(g)(3)(A)....  SDWA...........               $25,000               $53,907               $54,789
42 U.S.C. 300g-3(g)(3)(B)....  SDWA...........        $5,000/$25,000       $10,781/$37,561       $10,957/$38,175
42 U.S.C. 300g-3(g)(3)(C)....  SDWA...........               $25,000               $37,561               $38,175
42 U.S.C. 300h-2(b)(1).......  SDWA...........               $25,000               $53,907               $54,789
42 U.S.C. 300h-2(c)(1).......  SDWA...........      $10,000/$125,000      $21,563/$269,535      $21,916/$273,945
42 U.S.C. 300h-2(c)(2).......  SDWA...........       $5,000/$125,000      $10,781/$269,535      $10,957/$273,945
42 U.S.C. 300h-3(c)..........  SDWA...........        $5,000/$10,000       $18,750/$40,000       $19,057/$40,654
42 U.S.C. 300i(b)............  SDWA...........               $15,000               $22,537               $22,906
42 U.S.C. 300i-1(c)..........  SDWA...........   $100,000/$1,000,000   $131,185/$1,311,850   $133,331/$1,333,312
42 U.S.C. 300j(e)(2).........  SDWA...........                $2,500                $9,375                $9,528
42 U.S.C. 300j-4(c)..........  SDWA...........               $25,000               $53,907               $54,789
42 U.S.C. 300j-6(b)(2).......  SDWA...........               $25,000               $37,561               $38,175
42 U.S.C. 300j-23(d).........  SDWA...........        $5,000/$50,000        $9,893/$98,935      $10,055/$100,554
42 U.S.C. 4852d(b)(5)........  Residential                   $10,000               $16,773               $17,047
                                Lead-Based
                                Paint Hazard
                                Reduction Act
                                of 1992.
42 U.S.C. 4910(a)(2).........  Noise Control                 $10,000               $35,445               $36,025
                                Act of 1972.
42 U.S.C. 6928(a)(3).........  Resource                      $25,000               $93,750               $95,284
                                Conservation
                                and Recovery
                                Act (RCRA).
42 U.S.C. 6928(c)............  RCRA...........               $25,000               $56,467               $57,391
42 U.S.C. 6928(g)............  RCRA...........               $25,000               $70,117               $71,264
42 U.S.C. 6928(h)(2).........  RCRA...........               $25,000               $56,467               $57,391
42 U.S.C. 6934(e)............  RCRA...........                $5,000               $14,023               $14,252
42 U.S.C. 6973(b)............  RCRA...........                $5,000               $14,023               $14,252
42 U.S.C. 6991e(a)(3)........  RCRA...........               $25,000               $56,467               $57,391
42 U.S.C. 6991e(d)(1)........  RCRA...........               $10,000               $22,587               $22,957
42 U.S.C. 6991e(d)(2)........  RCRA...........               $10,000               $22,587               $22,957
42 U.S.C. 7413(b)............  Clean Air Act                 $25,000               $93,750               $95,284
                                (CAA).
42 U.S.C. 7413(d)(1).........  CAA............      $25,000/$200,000      $44,539/$356,312      $45,268/$362,141
42 U.S.C. 7413(d)(3).........  CAA............                $5,000                $8,908                $9,054
42 U.S.C. 7524(a)............  CAA............        $25,000/$2,500        $44,539/$4,454        $45,268/$4,527
42 U.S.C. 7524(c)(1).........  CAA............              $200,000              $356,312              $362,141
42 U.S.C. 7545(d)(1).........  CAA............               $25,000               $44,539               $45,268
42 U.S.C. 9604(e)(5)(B)......  Comprehensive                 $25,000               $53,907               $54,789
                                Environmental
                                Response,
                                Compensation,
                                and Liability
                                Act (CERCLA).
42 U.S.C. 9606(b)(1).........  CERCLA.........               $25,000               $53,907               $54,789
42 U.S.C. 9609(a)(1).........  CERCLA.........               $25,000               $53,907               $54,789

[[Page 3637]]

 
42 U.S.C. 9609(b)............  CERCLA.........       $25,000/$75,000      $53,907/$161,721      $54,789/$164,367
42 U.S.C. 9609(c)............  CERCLA.........       $25,000/$75,000      $53,907/$161,721      $54,789/$164,367
42 U.S.C. 11045(a)...........  Emergency                     $25,000               $53,907               $54,789
                                Planning and
                                Community
                                Right-To-Know
                                Act (EPCRA).
42 U.S.C. 11045(b)(1)(A).....  EPCRA..........               $25,000               $53,907               $54,789
42 U.S.C. 11045(b)(2)........  EPCRA..........       $25,000/$75,000      $53,907/$161,721      $54,789/$164,367
42 U.S.C. 11045(b)(3)........  EPCRA..........       $25,000/$75,000      $53,907/$161,721      $54,789/$164,367
42 U.S.C. 11045(c)(1)........  EPCRA..........               $25,000               $53,907               $54,789
42 U.S.C. 11045(c)(2)........  EPCRA..........               $10,000               $21,563               $21,916
42 U.S.C. 11045(d)(1)........  EPCRA..........               $25,000               $53,907               $54,789
42 U.S.C. 14304(a)(1)........  Mercury-                      $10,000               $15,025               $15,271
                                Containing and
                                Rechargeable
                                Battery
                                Management Act
                                (Battery Act).
42 U.S.C. 14304(g)...........  Battery Act....               $10,000               $15,025               $15,271
----------------------------------------------------------------------------------------------------------------
\1\ Note that 7 U.S.C. 136l.(a)(2) contains three separate statutory maximum civil penalty provisions. The first
  mention of $1,000 and the $500 statutory maximum civil penalty amount were originally enacted in 1978 (Pub. L.
  95-396), and the second mention of $1,000 was enacted in 1972 (Pub. L. 92-516).

[FR Doc. 2017-00160 Filed 1-11-17; 8:45 am]
 BILLING CODE 6560-50-P



                                                                  Federal Register / Vol. 82, No. 8 / Thursday, January 12, 2017 / Rules and Regulations                                                3633

                                                accordance with this subpart. For the                   on your behalf in accordance with this                 your behalf in accordance with this
                                                purposes of this subpart, the terms—                    section for the following purposes:                    section for the following purposes:
                                                   (1) ‘‘Family’’ means all persons                        (A) Making handicrafts for personal                    (i) Making handicrafts for personal
                                                related by blood, marriage, or adoption,                use, customary trade, or barter; or                    use, customary trade, or barter; or
                                                or any person living within the                            (B) Making handicrafts for qualified                   (ii) Making handicrafts for qualified
                                                household on a permanent basis; and                     educational or cultural programs.                      educational or cultural programs.
                                                   (2) ‘‘Barter’’ means the exchange of                    (ii) The designated collector must                     (2) The designated collector must
                                                handicrafts or fish or wildlife or their                obtain a permit from the                               obtain a permit from the
                                                parts taken for subsistence uses—                       superintendent. The designated                         superintendent. The designated
                                                   (i) For other fish or game or their                  collector may not charge the recipient                 collector may not charge the recipient
                                                parts; or                                               for his/her services or for the collected              for his/her services or for the collected
                                                   (ii) For other food or for nonedible                 items.                                                 items.
                                                items other than money if the exchange                     (4) The use of paid employees to                       (e) The superintendent may establish
                                                is of a limited and noncommercial                       collect animal parts is prohibited. This               conditions, limits, and other restrictions
                                                nature; and                                             prohibition does not apply to qualified                on gathering activities. Violating a
                                                   (3) ‘‘Customary trade’’ means the                    educational or cultural programs that                  condition, limit, or restriction is
                                                exchange of handicrafts or furs for cash                collect animal parts to create                         prohibited.
                                                to support personal or family needs; and                handicrafts, provided that the resulting               *       *   *     *     *
                                                does not include trade which                            handicrafts are not exchanged through
                                                                                                                                                               ■ 7. Amend § 13.1902 by adding
                                                constitutes a significant commercial                    barter or customary trade.
                                                                                                           (b) The superintendent may establish                paragraph (d) to read as follows:
                                                enterprise.
                                                ■ 4. Amend § 13.480 by:                                 conditions, limits, and other restrictions             § 13.1902   Subsistence.
                                                ■ a. Designating the undesignated                       on collection activities. Areas open to                *      *    *     *     *
                                                paragraph as paragraph (a).                             collections will be identified on a map                  (d) Use of bait for taking bears. (1)
                                                ■ b. Adding paragraph (b).                              posted on the park Web site and                        The superintendent may issue
                                                   The addition reads as follows:                       available at the park visitor center or                individual, annual permits allowing the
                                                                                                        park headquarters. Violating a                         use of human-produced food items as
                                                § 13.480 Subsistence hunting and                        condition, limit, or restriction is
                                                trapping.                                                                                                      bait for taking bears upon a finding that:
                                                                                                        prohibited.                                              (i) Such use is compatible with the
                                                *      *    *      *     *                              ■ 6. Amend § 13.485 by:                                purposes and values for which the area
                                                  (b)(1) The following types of bait may                ■ a. Revising paragraph (b);                           was established (e.g. does not create a
                                                be used to take bears for subsistence                   ■ b. Redesignating paragraph (c) as                    user conflict); and
                                                uses:                                                   paragraph (f); and                                       (ii) The permit applicant does not
                                                  (i) Parts of legally taken native fish or             ■ c. Adding paragraphs (c), (d), and (e).              have reasonable access to natural bait
                                                wildlife that are not required to be                       The revision and additions read as                  that may be used under § 13.480(b)(1).
                                                salvaged; or                                            follows:                                                 (2) Permits will identify specific
                                                  (ii) Remains of native fish or wildlife
                                                                                                        § 13.485 Subsistence use of timber and                 locations within the park area where the
                                                that died of natural causes.
                                                                                                        plant material.                                        bait station may be established and will
                                                  (2) The use of any other type of bait
                                                                                                        *      *      *    *    *                              not include areas where the use of such
                                                to take bears for subsistence uses is
                                                                                                           (b) The gathering by local rural                    materials could create a user conflict.
                                                prohibited except under the terms and
                                                conditions of a permit issued under                     residents of fruits, berries, mushrooms,                 Dated: December 29, 2016.
                                                paragraph (d) of § 13.1902.                             and other plant materials for subsistence              Michael Bean,
                                                ■ 5. Add § 13.482 to read as follows:                   uses, and the gathering of dead or                     Principal Deputy Assistant Secretary for Fish
                                                                                                        downed timber for firewood for                         and Wildlife and Parks.
                                                § 13.482 Subsistence collection and use of              noncommercial subsistence uses, shall                  [FR Doc. 2016–32045 Filed 1–11–17; 8:45 am]
                                                animal parts.                                           be allowed without a permit in park                    BILLING CODE 4312–52–P
                                                   (a) Local rural residents may collect                areas where subsistence uses are
                                                animal parts (excluding parts of                        allowed.
                                                threatened or endangered species) for                      (c) The gathering by local rural                    ENVIRONMENTAL PROTECTION
                                                subsistence uses in park areas where                    residents of plant materials to make                   AGENCY
                                                subsistence uses are authorized,                        handicrafts for customary trade or barter
                                                provided that:                                          is authorized in park areas where                      40 CFR Part 19
                                                   (1) The resident’s primary permanent                 subsistence uses are allowed in
                                                residence is in an area or community                    accordance with terms and conditions                   [FRL–9958–06–OECA]
                                                with a federally recognized customary                   established by the superintendent and
                                                                                                                                                               Civil Monetary Penalty Inflation
                                                and traditional use determination for                   posted on the park Web site. The use of
                                                                                                                                                               Adjustment Rule
                                                the species in the game management                      paid employees to collect plant
                                                unit where the collecting occurs (50                    materials is prohibited. This prohibition              AGENCY:  Environmental Protection
                                                CFR part 100); and                                      does not apply to qualified educational                Agency (EPA).
                                                   (2) The resident has written                         or cultural programs that collect plant                ACTION: Final rule.
                                                authorization from the superintendent                   materials to create handicrafts, provided
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                                                issued under § 1.6 of this chapter that                 that the resulting handicrafts are not                 SUMMARY:   The Environmental Protection
                                                identifies specific areas where this                    exchanged through barter or customary                  Agency (EPA) is promulgating this final
                                                activity is allowed.                                    trade.                                                 rule to adjust the level of statutory civil
                                                   (3)(i) If you are a NPS-qualified                       (d)(1) If you are a NPS-qualified                   monetary penalty amounts under the
                                                subsistence user (recipient), you may                   subsistence (recipient), you may                       statutes EPA administers. This action is
                                                designate another NPS-qualified                         designate another NPS-qualified                        mandated by the Federal Civil Penalties
                                                subsistence user to collect animal parts                subsistence user to collect plants on                  Inflation Adjustment Act of 1990, as


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                                                3634               Federal Register / Vol. 82, No. 8 / Thursday, January 12, 2017 / Rules and Regulations

                                                amended through the Federal Civil                       penalties with an initial ‘‘catch-up’’                 statutory civil penalties consists of the
                                                Penalties Inflation Adjustment Act                      adjustment through an interim final                    following steps:
                                                Improvements Act of 2015 (‘‘the 2015                    rulemaking; and (2) beginning January                    Step 1: The cost-of-living adjustment
                                                Act’’). The 2015 Act prescribes a                       15, 2017, make subsequent annual                       multiplier for 2017, based on the CPI–
                                                formula for annually adjusting statutory                adjustments for inflation. The purpose                 U of October 2016, is 1.01636.4 Multiply
                                                civil penalties to reflect inflation,                   of the 2015 Act is to maintain the                     1.01636 by the current penalty amount.
                                                maintain the deterrent effect of statutory              deterrent effect of civil penalties by                 This is the raw adjusted penalty value.
                                                civil penalties, and promote compliance                 translating originally enacted statutory                 Step 2: Round the raw adjusted
                                                with the law. The rule does not                         civil penalty amounts to today’s dollars               penalty value. Section 5 of the 2015 Act
                                                necessarily revise the penalty amounts                  and rounding statutory civil penalties to              states that any adjustment shall be
                                                that EPA chooses to seek pursuant to its                the nearest dollar.                                    rounded to the nearest multiple of $1.
                                                civil penalty policies in a particular                     As required by the 2015 Act, EPA                    The result is the final penalty value for
                                                case. EPA’s civil penalty policies, which               issued a catch up rule on July 1, 2016,                the year.
                                                guide enforcement personnel in how to                   which was effective August 1, 2016 (81
                                                exercise EPA’s statutory penalty                        FR 43091). This rule implements the                    II. The 2015 Act Requires Federal
                                                authorities, take into account a number                 annual penalty inflation adjustments                   Agencies To Publish Annual Penalty
                                                of fact-specific considerations, e.g., the              mandated by the 2015 Act. Beginning in                 Inflation Adjustments Notwithstanding
                                                seriousness of the violation, the                       2017, Section 4 of the 2015 Act requires               Section 553 of the Administrative
                                                violator’s good faith efforts to comply,                each federal agency to publish annual                  Procedures Act
                                                any economic benefit gained by the                      adjustments to all civil penalties under                  Section 4 of the 2015 Act directs
                                                violator as a result of its noncompliance,              the laws implemented by that agency.                   federal agencies to publish annual
                                                and a violator’s ability to pay.                        These annual adjustments are required                  adjustments no later than January 15,
                                                DATES: This final rule is effective on                  to be published by January 15 of each                  2017. In accordance with section 553 of
                                                January 15, 2017.                                       year. The 2015 Act describes the                       the Administrative Procedures Act
                                                FOR FURTHER INFORMATION CONTACT:                        method for calculating the adjustments.                (APA), most rules are subject to notice
                                                David Smith-Watts, Office of Civil                      Each statutory maximum civil monetary                  and comment and are effective no
                                                Enforcement, Office of Enforcement and                  penalty is multiplied by the cost-of-                  earlier than 30 days after publication in
                                                Compliance Assurance, Mail Code                         living adjustment, which is the                        the Federal Register. However, Section
                                                2241A, Environmental Protection                         percentage by which the Consumer                       4(b)(2) of the 2015 Act provides that
                                                Agency, 1200 Pennsylvania Avenue                        Price Index for all Urban Consumers                    each agency shall make the annual
                                                NW., Washington, DC 20460, telephone                    (CPI–U) for the month of October 2016                  inflation adjustments ‘‘notwithstanding
                                                number: (202) 564–4083; smith-                          exceeds the CPI–U for the month of                     section 553’’ of the APA. According to
                                                watts.david@epa.gov.                                    October 2015.                                          OMB guidance issued to Federal
                                                                                                           With this rule, the new statutory                   agencies on the implementation of the
                                                SUPPLEMENTARY INFORMATION:
                                                                                                        maximum (or minimum 3) penalty levels                  2017 annual adjustment,5 the phrase
                                                I. Background                                           listed in Table 2 to 40 CFR 19.4 will                  ‘‘notwithstanding section 553’’ means
                                                   Since 1990, Federal agencies have                    apply to all statutory civil penalties                 that ‘‘the public procedure the APA
                                                been required to issue regulations                      assessed on or after January 15, 2017, for             generally provides—notice, an
                                                adjusting for inflation the statutory civil             violations that occurred after November                opportunity for comment, and a delay in
                                                penalties 1 that can be imposed under                   2, 2015, when the 2015 Act was                         effective date—is not required for
                                                the laws administered by that agency.                   enacted. The statutory civil penalty                   agencies to issue regulations
                                                The Federal Civil Penalties Inflation                   levels, as codified at Table 1 to 40 CFR               implementing the annual adjustment.’’
                                                Adjustment Act of 1990, as amended by                   19.4, will continue to apply to: (1)
                                                                                                                                                               Consistent with the language of the 2015
                                                the Debt Collection Improvement Act of                  Violations that occurred on or before
                                                                                                                                                               Act and OMB’s implementation
                                                1996 (DCIA), required agencies to                       November 2, 2015, and (2) violations
                                                                                                                                                               guidance, this rule is not subject to
                                                review their statutory civil penalties                  that occurred after November 2, 2015,
                                                                                                                                                               notice and an opportunity for public
                                                every 4 years, and to adjust the statutory              where the penalty assessment was made
                                                                                                                                                               comment and will be effective
                                                civil penalty amounts for inflation if the              prior to August 1, 2016.
                                                                                                                                                               immediately upon publication.
                                                increase met the DCIA’s adjustment                         The formula for determining the cost-
                                                methodology. In accordance with the                     of-living or inflation adjustment to                   III. Statutory and Executive Order
                                                DCIA, EPA reviewed and, as                                                                                     Reviews
                                                                                                        L. 114–74) was signed into law on Nov. 2, 2015, and
                                                appropriate, adjusted the civil penalty                 further amended the Federal Civil Penalties            A. Executive Order 12866: Regulatory
                                                levels under each of the statutes the                   Inflation Adjustment Act of 1990.                      Planning and Review and Executive
                                                agency implements in 1996 (61 FR                          3 Under Section 3(2)(A) of the 2015 Act, ‘‘civil
                                                                                                                                                               Order 13563: Improving Regulation and
                                                69360), 2004 (69 FR 7121), 2008 (73 FR                  monetary penalty’’ means ‘‘a specific monetary         Regulatory Review
                                                75340), and 2013 (78 FR 66643).                         amount as provided by Federal law’’; or ‘‘has a
                                                   The 2015 Act 2 requires agencies to:                 maximum amount provided for by Federal law.’’            Under Executive Order 12866, OMB
                                                                                                        EPA-administered statutes generally refer to           determined this final rule to be a ‘‘non-
                                                (1) Adjust the level of statutory civil                 statutory maximum penalties, with the following
                                                                                                        exceptions: Section 311(b)(7)(D) of the Clean Water    significant’’ regulatory action and,
                                                  1 The Federal Civil Penalties Inflation Adjustment    Act, 33 U.S.C. 1321(b)(7)(D), refers to a minimum      therefore, it did not undergo interagency
                                                Act of 1990, Public Law 101–410, 28 U.S.C. 2461         penalty of ‘‘not less than $100,000 . . .’’; Section   review.6
                                                note, defines ‘‘civil monetary penalty’’ as ‘‘any       104B(d)(1) of the Marine Protection, Research, and
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                                                penalty, fine, or other sanction that—(A)(i) is for a   Sanctuaries Act, 33 U.S.C. 1414b(d)(1), refers to an
                                                                                                                                                                 4 Office of Management and Budget
                                                specific monetary amount as provided by Federal         exact penalty of $600 ‘‘[f]or each dry ton (or
                                                law; or (ii) has a maximum amount provided for by       equivalent) of sewage sludge or industrial waste       Memorandum, Implementation of the 2017 annual
                                                Federal law; and (B) is assessed or enforced by an      dumped or transported by the person in violation       adjustment pursuant to the Federal Civil Penalties
                                                agency pursuant to Federal law; and (C) is assessed     of this subsection in calendar year 1992. . .’’; and   Inflation Adjustment Act Improvements Act of 2015
                                                or enforced pursuant to an administrative               Section 325(d)(1) of the Emergency Planning and        (OMB Memorandum M–17–11) at p. 1 (December
                                                proceeding or a civil action in the Federal courts.’’   Community Right-to-Know Act, 42 U.S.C.                 16, 2016).
                                                                                                                                                                 5 See OMB Memorandum M–17–11 at p. 3.
                                                  2 The Federal Civil Penalties Inflation Adjustment    11045(d)(1), refers to an exact civil penalty of
                                                Act Improvements Act of 2015 (Section 701 of Pub.       $25,000 for each frivolous trade secret claim.           6 See OMB Memorandum M–17–11 at p. 3.




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                                                                  Federal Register / Vol. 82, No. 8 / Thursday, January 12, 2017 / Rules and Regulations                                                 3635

                                                B. Paperwork Reduction Act (PRA)                        the relationship between the Federal                   agencies to issue regulations
                                                  This action does not impose an                        government and Indian tribes, or on the                implementing the annual adjustment,7
                                                information collection burden under the                 distribution of power and                              EPA finds that the APA’s notice and
                                                PRA. This rule merely increases the                     responsibilities between the Federal                   comment rulemaking procedures are
                                                level of statutory civil penalties that                 government and Indian tribes.                          impracticable, unnecessary or contrary
                                                could be imposed in the context of a                                                                           to the public interest.
                                                                                                        G. Executive Order 13045: Protection of
                                                Federal civil administrative                            Children From Environmental Health                     List of Subjects in 40 CFR Part 19
                                                enforcement action or civil judicial case               Risks and Safety Risks
                                                for violations of EPA-administered                                                                               Environmental protection,
                                                statutes and their implementing                           The EPA interprets Executive Order                   Administrative practice and procedure,
                                                regulations.                                            13045 as applying only to those                        Penalties.
                                                                                                        regulatory actions that concern                          Dated: January 3, 2017.
                                                C. Regulatory Flexibility Act (RFA)                     environmental health or safety risks that              Gina McCarthy,
                                                  This action is not subject to the RFA.                EPA has reason to believe may                          Administrator.
                                                The RFA applies only to rules subject to                disproportionately affect children, per
                                                                                                        the definition of ‘‘covered regulatory                    For the reasons set out in the
                                                notice and comment rulemaking
                                                                                                        action’’ in section 2–202 of the                       preamble, EPA amends title 40, chapter
                                                requirements under the APA, 5 U.S.C.
                                                                                                        Executive Order. This action is not                    I, part 19 of the Code of Federal
                                                553, or any other statute. Because the
                                                                                                        subject to Executive Order 13045                       Regulations as follows:
                                                2015 Act directs Federal agencies to
                                                publish this rule notwithstanding                       because it does not concern an
                                                                                                                                                               PART 19—ADJUSTMENT OF CIVIL
                                                section 553 of the APA, this rule is not                environmental health risk or safety risk.
                                                                                                                                                               MONETARY PENALTIES FOR
                                                subject to notice and comment                           H. Executive Order 13211: Actions That                 INFLATION
                                                requirements or the RFA.                                Significantly Affect Energy Supply,
                                                D. Unfunded Mandates Reform Act                         Distribution, or Use                                   ■ 1. The authority citation for part 19
                                                (UMRA)                                                                                                         continues to read as follows:
                                                                                                          This action is not subject to Executive
                                                                                                        Order 13211 because it is not a                          Authority: Pub. L. 101–410, Oct. 5, 1990,
                                                  This action does not contain any
                                                                                                                                                               104 Stat. 890, as amended by Pub. L. 104–
                                                unfunded mandate as described in                        significant regulatory action under                    134, title III, sec. 31001(s)(1), Apr. 26, 1996,
                                                UMRA, 2 U.S.C. 1531–1538, and does                      Executive Order 12866.                                 110 Stat. 1321–373; Pub. L. 105–362, title
                                                not significantly or uniquely affect small                                                                     XIII, sec. 1301(a), Nov. 10, 1998, 112 Stat.
                                                                                                        I. National Technology Transfer and
                                                governments. This action is required by                                                                        3293; Pub. L. 114–74, title VII, sec. 701(b),
                                                                                                        Advancement Act
                                                the 2015 Act, without the exercise of                                                                          Nov. 2, 2015, 129 Stat. 599.
                                                any policy discretion by EPA. This                         The rule does not involve technical                 ■   2. Revise § 19.2 to read as follows:
                                                action also imposes no enforceable duty                 standards.
                                                on any state, local or tribal governments                                                                      § 19.2       Effective date.
                                                                                                        J. Executive Order 12898: Federal
                                                or the private sector. Because the                                                                               The penalty levels in the last column
                                                                                                        Actions To Address Environmental
                                                calculation of any increase is formula-                                                                        of Table 1 to § 19.4 apply to all
                                                                                                        Justice in Minority Populations and
                                                driven pursuant to the 2015 Act, EPA                                                                           violations which occurred after
                                                                                                        Low-Income Populations
                                                has no policy discretion to vary the                                                                           December 6, 2013 through November 2,
                                                amount of the adjustment.                                  The EPA believes that this action is                2015, and to violations occurring after
                                                                                                        not subject to Executive Order 12898 (59               November 2, 2015, where penalties are
                                                E. Executive Order 13132: Federalism                    FR 7629, February 16, 1994) because it                 assessed before August 1, 2016. The
                                                  This action does not have federalism                  does not establish an environmental                    statutory civil penalty levels set forth in
                                                implications. It will not have a                        health or safety standard. Rather, this                the fourth column of Table 2 to § 19.4
                                                substantial direct effect on the states, or             action is mandated by the 2015 Act,                    apply to all violations which occur after
                                                on the relationship between the national                which prescribes a formula for adjusting               November 2, 2015, where the penalties
                                                government and the states, or on the                    statutory civil penalties on an annual                 are assessed on or after August 1, 2016
                                                distribution of power and                               basis to reflect inflation.                            and before January 15, 2017. The
                                                responsibilities among the various                                                                             statutory civil penalty levels set forth in
                                                                                                        K. Congressional Review Act (CRA)
                                                levels of government.                                                                                          the last column of Table 2 to § 19.4
                                                                                                          This action is subject to the CRA, and               apply to all violations which occur after
                                                F. Executive Order 13175: Consultation                  EPA will submit a rule report to each
                                                and Coordination With Indian Tribal                                                                            November 2, 2015, where the penalties
                                                                                                        House of the Congress and to the                       are assessed on or after January 15,
                                                Governments                                             Comptroller General of the United                      2017.
                                                   This action does not have tribal                     States. The CRA allows the issuing                     ■ 3. Amend § 19.4 by revising the
                                                implications as specified in Executive                  agency to make a rule effective sooner                 introductory text and Table 2 to read as
                                                Order 13175. This rule merely                           than otherwise provided by the CRA if                  follows:
                                                reconciles the real value of current                    the agency finds that notice and
                                                statutory civil penalty levels to reflect               comment rulemaking procedures are                      § 19.4 Statutory civil penalties, as adjusted
                                                and keep pace with the levels originally                impracticable, unnecessary or contrary                 for inflation, and tables.
                                                set by Congress when the statutes were                  to the public interest (5 U.S.C. 808(2)).                Table 1 to § 19.4 sets out the statutory
                                                enacted. The calculation of the increases               The 2015 Act directs Federal agencies to               civil penalty provisions of statutes
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                                                is formula-driven and prescribed by                     publish their annual penalty inflation                 administered by EPA, with the original
                                                statute, and EPA has no discretion to                   adjustments ‘‘notwithstanding section                  statutory civil penalty levels, as enacted,
                                                vary the amount of the adjustment to                    553 [of the APA].’’ Because OMB has                    and the operative statutory civil penalty
                                                reflect any views or suggestions                        instructed Federal agencies that this                  levels, as adjusted for inflation, for
                                                provided by commenters. Accordingly,                    provision means that ‘‘notice, an                      violations occurring on or before
                                                this rule will not have a substantial                   opportunity for comment, and a delay in
                                                direct effect on tribal governments, on                 the effective date’’ are not required for                  7 See   OMB Memorandum M–17–11 at p. 3.



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                                                3636                      Federal Register / Vol. 82, No. 8 / Thursday, January 12, 2017 / Rules and Regulations

                                                November 2, 2015, and for violations                                             statutory civil penalty levels, as enacted.                               last column displays the operative
                                                occurring after November 2, 2015,                                                The fourth column of Table 2 displays                                     statutory civil penalty levels where
                                                where penalties are assessed before                                              the operative statutory civil penalty                                     penalties are assessed on or after
                                                August 1, 2016. Table 2 sets out the                                             levels where penalties are assessed on                                    January 15, 2017, for violations that
                                                statutory civil penalty provisions of                                            or after August 1, 2016 but before                                        occurred after November 2, 2015.
                                                statutes administered by EPA, with the                                           January 15, 2017, for violations that                                     *     *     *     *    *
                                                third column displaying the original                                             occurred after November 2, 2015; the
                                                                                       TABLE 2 OF SECTION 19.4—CIVIL MONETARY PENALTY INFLATION ADJUSTMENTS
                                                                                                                                                                                                                  Statutory civil pen-    Statutory civil pen-
                                                                                                                                                                                                                  alties for violations   alties for violations
                                                                                                                                                                                                                  that occurred after      that occurred after
                                                                                                                                                                                          Statutory civil pen-    November 2, 2015
                                                                  U.S. Code citation                                                 Environmental statute                                                                                November 2, 2015
                                                                                                                                                                                          alties, as enacted     and assessed on or       and assessed on or
                                                                                                                                                                                                                 after August 1, 2016       after January 15,
                                                                                                                                                                                                                  but before January               2017
                                                                                                                                                                                                                        15, 2017

                                                7 U.S.C. 136l.(a)(1) .......................................        Federal       Insecticide,            Fungicide,             and                    $5,000                 $18,750                 $19,057
                                                                                                                      Rodenticide Act (FIFRA).
                                                7 U.S.C.    136l.(a)(2) 1  .....................................    FIFRA ............................................................     $1,000/$500/$1,000    $2,750/$1,772/$2,750     $2,795/$1,801/$2,795
                                                15 U.S.C.     2615(a)(1) .....................................      Toxic Substances Control Act (TSCA) .........                                    $25,000                  $37,500                 $38,114
                                                15 U.S.C.     2647(a) ..........................................    TSCA ............................................................                  $5,000                 $10,781                 $10,957
                                                15 U.S.C.     2647(g) ..........................................    TSCA ............................................................                  $5,000                  $8,908                   $9,054
                                                31 U.S.C.     3802(a)(1) .....................................      Program Fraud Civil Remedies Act                                                   $5,000                 $10,781                  $10,957
                                                                                                                      (PFCRA).
                                                31   U.S.C.   3802(a)(2) .....................................      PFCRA ..........................................................                  $5,000                 $10,781                  $10,957
                                                33   U.S.C.   1319(d) ..........................................    Clean Water Act (CWA) ...............................                            $25,000                 $51,570                  $52,414
                                                33   U.S.C.   1319(g)(2)(A) ................................        CWA ..............................................................       $10,000/$25,000         $20,628/$51,570          $20,965/$52,414
                                                33   U.S.C.   1319(g)(2)(B) ................................        CWA ..............................................................      $10,000/$125,000        $20,628/$257,848         $20,965/$262,066
                                                33   U.S.C.   1321(b)(6)(B)(i) .............................        CWA ..............................................................       $10,000/$25,000         $17,816/$44,539          $18,107/$45,268
                                                33   U.S.C.   1321(b)(6)(B)(ii) ............................        CWA ..............................................................      $10,000/$125,000        $17,816/$222,695         $18,107/$226,338
                                                33   U.S.C.   1321(b)(7)(A) ................................        CWA ..............................................................        $25,000/$1,000          $44,539/$1,782           $45,268/$1,811
                                                33   U.S.C.   1321(b)(7)(B) ................................        CWA ..............................................................               $25,000                 $44,539                  $45,268
                                                33   U.S.C.   1321(b)(7)(C) ................................        CWA ..............................................................               $25,000                 $44,539                  $45,268
                                                33   U.S.C.   1321(b)(7)(D) ................................        CWA ..............................................................       $100,000/$3,000         $178,156/$5,345          $181,071/$5,432
                                                33   U.S.C.   1414b(d)(1) ...................................       Marine Protection, Research, and Sanc-                                             $600                   $1,187                   $1,206
                                                                                                                      tuaries Act (MPRSA).
                                                33 U.S.C. 1415(a) ..........................................        MPRSA .........................................................         $50,000/$125,000       $187,500/$247,336        $190,568/$251,382
                                                33 U.S.C. 1901 note (see 1409(a)(2)(A)) ......                      Certain Alaskan Cruise Ship Operations                                   $10,000/$25,000         $13,669/$34,172          $13,893/$34,731
                                                                                                                      (CACSO).
                                                33 U.S.C. 1901 note (see 1409(a)(2)(B)) ......                      CACSO .........................................................         $10,000/$125,000        $13,669/$170,861         $13,893/$173,656
                                                33 U.S.C. 1901 note (see 1409(b)(1)) ..........                     CACSO .........................................................                  $25,000                 $34,172                  $34,731
                                                33 U.S.C. 1908(b)(1) .....................................          Act To Prevent Pollution From Ships                                              $25,000                 $70,117                  $71,264
                                                                                                                      (APPS).
                                                33   U.S.C.   1908(b)(2) .....................................      APPS ............................................................                  $5,000                $14,023                  $14,252
                                                42   U.S.C.   300g–3(b) ......................................      Safe Drinking Water Act (SDWA) .................                                  $25,000                $53,907                  $54,789
                                                42   U.S.C.   300g–3(g)(3)(A) ............................          SDWA ...........................................................                  $25,000                $53,907                  $54,789
                                                42   U.S.C.   300g–3(g)(3)(B) ............................          SDWA ...........................................................           $5,000/$25,000        $10,781/$37,561         $10,957/$38,175
                                                42   U.S.C.   300g–3(g)(3)(C) ............................          SDWA ...........................................................                  $25,000                $37,561                  $38,175
                                                42   U.S.C.   300h–2(b)(1) .................................        SDWA ...........................................................                  $25,000                $53,907                  $54,789
                                                42   U.S.C.   300h–2(c)(1) .................................        SDWA ...........................................................        $10,000/$125,000       $21,563/$269,535         $21,916/$273,945
                                                42   U.S.C.   300h–2(c)(2) .................................        SDWA ...........................................................         $5,000/$125,000        $10,781/$269,535        $10,957/$273,945
                                                42   U.S.C.   300h–3(c) ......................................      SDWA ...........................................................           $5,000/$10,000        $18,750/$40,000         $19,057/$40,654
                                                42   U.S.C.   300i(b) ...........................................   SDWA ...........................................................                  $15,000                $22,537                  $22,906
                                                42   U.S.C.   300i–1(c) .......................................     SDWA ...........................................................      $100,000/$1,000,000    $131,185/$1,311,850      $133,331/$1,333,312
                                                42   U.S.C.   300j(e)(2) ......................................     SDWA ...........................................................                   $2,500                 $9,375                   $9,528
                                                42   U.S.C.   300j–4(c) .......................................     SDWA ...........................................................                  $25,000                $53,907                  $54,789
                                                42   U.S.C.   300j–6(b)(2) ..................................       SDWA ...........................................................                  $25,000                $37,561                  $38,175
                                                42   U.S.C.   300j–23(d) .....................................      SDWA ...........................................................           $5,000/$50,000         $9,893/$98,935        $10,055/$100,554
                                                42   U.S.C.   4852d(b)(5) ...................................       Residential Lead–Based Paint Hazard Re-                                           $10,000                $16,773                  $17,047
                                                                                                                      duction Act of 1992.
                                                42 U.S.C. 4910(a)(2) .....................................          Noise Control Act of 1972 ............................                             $10,000                 $35,445                 $36,025
                                                42 U.S.C. 6928(a)(3) .....................................          Resource Conservation and Recovery Act                                             $25,000                 $93,750                 $95,284
                                                                                                                      (RCRA).
                                                42   U.S.C.   6928(c) ..........................................    RCRA ............................................................                $25,000                 $56,467                  $57,391
                                                42   U.S.C.   6928(g) ..........................................    RCRA ............................................................                $25,000                 $70,117                  $71,264
                                                42   U.S.C.   6928(h)(2) .....................................      RCRA ............................................................                $25,000                 $56,467                  $57,391
                                                42   U.S.C.   6934(e) ..........................................    RCRA ............................................................                 $5,000                 $14,023                  $14,252
                                                42   U.S.C.   6973(b) ..........................................    RCRA ............................................................                 $5,000                 $14,023                  $14,252
                                                42   U.S.C.   6991e(a)(3) ...................................       RCRA ............................................................                $25,000                 $56,467                  $57,391
                                                42   U.S.C.   6991e(d)(1) ...................................       RCRA ............................................................                $10,000                 $22,587                  $22,957
                                                42   U.S.C.   6991e(d)(2) ...................................       RCRA ............................................................                $10,000                 $22,587                  $22,957
                                                42   U.S.C.   7413(b) ..........................................    Clean Air Act (CAA) ......................................                       $25,000                 $93,750                  $95,284
                                                42   U.S.C.   7413(d)(1) .....................................      CAA ...............................................................     $25,000/$200,000        $44,539/$356,312         $45,268/$362,141
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                                                42   U.S.C.   7413(d)(3) .....................................      CAA ...............................................................               $5,000                  $8,908                   $9,054
                                                42   U.S.C.   7524(a) ..........................................    CAA ...............................................................       $25,000/$2,500          $44,539/$4,454           $45,268/$4,527
                                                42   U.S.C.   7524(c)(1) .....................................      CAA ...............................................................             $200,000                $356,312                 $362,141
                                                42   U.S.C.   7545(d)(1) .....................................      CAA ...............................................................              $25,000                 $44,539                  $45,268
                                                42   U.S.C.   9604(e)(5)(B) ................................        Comprehensive Environmental Response,                                            $25,000                 $53,907                  $54,789
                                                                                                                      Compensation,               and          Liability          Act
                                                                                                                      (CERCLA).
                                                42 U.S.C. 9606(b)(1) .....................................          CERCLA .......................................................                     $25,000                 $53,907                 $54,789
                                                42 U.S.C. 9609(a)(1) .....................................          CERCLA .......................................................                     $25,000                 $53,907                 $54,789



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                                                                         Federal Register / Vol. 82, No. 8 / Thursday, January 12, 2017 / Rules and Regulations                                                                                  3637

                                                                         TABLE 2 OF SECTION 19.4—CIVIL MONETARY PENALTY INFLATION ADJUSTMENTS—Continued
                                                                                                                                                                                                           Statutory civil pen-    Statutory civil pen-
                                                                                                                                                                                                           alties for violations   alties for violations
                                                                                                                                                                                                           that occurred after      that occurred after
                                                                                                                                                                                   Statutory civil pen-    November 2, 2015
                                                                 U.S. Code citation                                             Environmental statute                                                                              November 2, 2015
                                                                                                                                                                                   alties, as enacted     and assessed on or       and assessed on or
                                                                                                                                                                                                          after August 1, 2016       after January 15,
                                                                                                                                                                                                           but before January               2017
                                                                                                                                                                                                                 15, 2017

                                                42 U.S.C. 9609(b) ..........................................    CERCLA .......................................................         $25,000/$75,000       $53,907/$161,721         $54,789/$164,367
                                                42 U.S.C. 9609(c) ..........................................    CERCLA .......................................................         $25,000/$75,000       $53,907/$161,721         $54,789/$164,367
                                                42 U.S.C. 11045(a) ........................................     Emergency Planning and Community Right-                                        $25,000                $53,907                  $54,789
                                                                                                                  To-Know Act (EPCRA).
                                                42   U.S.C.   11045(b)(1)(A) ..............................     EPCRA ..........................................................               $25,000                $53,907                  $54,789
                                                42   U.S.C.   11045(b)(2) ...................................   EPCRA ..........................................................       $25,000/$75,000       $53,907/$161,721         $54,789/$164,367
                                                42   U.S.C.   11045(b)(3) ...................................   EPCRA ..........................................................       $25,000/$75,000       $53,907/$161,721         $54,789/$164,367
                                                42   U.S.C.   11045(c)(1) ...................................   EPCRA ..........................................................               $25,000                $53,907                  $54,789
                                                42   U.S.C.   11045(c)(2) ...................................   EPCRA ..........................................................               $10,000                $21,563                  $21,916
                                                42   U.S.C.   11045(d)(1) ...................................   EPCRA ..........................................................               $25,000                $53,907                  $54,789
                                                42   U.S.C.   14304(a)(1) ...................................   Mercury-Containing and Rechargeable Bat-                                       $10,000                $15,025                  $15,271
                                                                                                                  tery Management Act (Battery Act).
                                                42 U.S.C. 14304(g) ........................................     Battery Act ....................................................                $10,000                 $15,025                 $15,271
                                                  1 Note  that 7 U.S.C. 136l.(a)(2) contains three separate statutory maximum civil penalty provisions. The first mention of $1,000 and the $500 statutory maximum
                                                civil penalty amount were originally enacted in 1978 (Pub. L. 95–396), and the second mention of $1,000 was enacted in 1972 (Pub. L. 92–516).


                                                [FR Doc. 2017–00160 Filed 1–11–17; 8:45 am]                                 infrastructure SIP submission, provided                                 Notarianni can be reached via electronic
                                                BILLING CODE 6560–50–P                                                      to EPA on April 23, 2013, satisfy certain                               mail at notarianni.michele@epa.gov or
                                                                                                                            required infrastructure elements for the                                via telephone at (404) 562–9031.
                                                                                                                            2010 1-hour SO2 NAAQS.                                                  SUPPLEMENTARY INFORMATION:
                                                ENVIRONMENTAL PROTECTION                                                    DATES: This rule will be effective
                                                AGENCY                                                                                                                                              I. Background and Overview
                                                                                                                            February 13, 2017.
                                                                                                                                                                                                       On June 2, 2010 (75 FR 35520, June
                                                40 CFR Part 52                                                              ADDRESSES: EPA has established a
                                                                                                                                                                                                    22, 2010), EPA revised the primary SO2
                                                                                                                            docket for this action under Docket                                     NAAQS to an hourly standard of 75
                                                [EPA–R04–OAR–2014–0431; FRL–9957–93–                                        Identification No. EPA–R04–OAR–                                         parts per billion (ppb) based on a 3-year
                                                Region 4]                                                                   2014–0431. All documents in the docket                                  average of the annual 99th percentile of
                                                                                                                            are listed on the www.regulations.gov                                   1-hour daily maximum concentrations.
                                                Approval and Promulgation of                                                Web site. Although listed in the index,
                                                Implementation Plans; Alabama;                                                                                                                      Pursuant to section 110(a)(1) of the
                                                                                                                            some information is not publicly                                        CAA, states are required to submit SIPs
                                                Infrastructure Requirements or the                                          available, i.e., Confidential Business
                                                2010 Sulfur Dioxide National Ambient                                                                                                                meeting the applicable requirements of
                                                                                                                            Information or other information whose                                  section 110(a)(2) within three years after
                                                Air Quality Standard                                                        disclosure is restricted by statute.                                    promulgation of a new or revised
                                                AGENCY:  Environmental Protection                                           Certain other material, such as                                         NAAQS or within such shorter period
                                                Agency (EPA).                                                               copyrighted material, is not placed on                                  as EPA may prescribe. Section 110(a)(2)
                                                                                                                            the Internet and will be publicly                                       requires states to address basic SIP
                                                ACTION: Final rule.
                                                                                                                            available only in hard copy form.                                       elements such as requirements for
                                                SUMMARY:   The Environmental Protection                                     Publicly available docket materials are                                 monitoring, basic program requirements
                                                Agency (EPA) is taking final action to                                      available either electronically through                                 and legal authority that are designed to
                                                approve in part and disapprove in part                                      www.regulations.gov or in hard copy at                                  assure attainment and maintenance of
                                                portions of the April 23, 2013, State                                       the Air Regulatory Management Section,                                  the NAAQS. States were required to
                                                Implementation Plan (SIP) submission,                                       Air Planning and Implementation                                         submit such SIPs for the 2010 1-hour
                                                submitted by the State of Alabama,                                          Branch, Air, Pesticides and Toxics                                      SO2 NAAQS to EPA no later than June
                                                through the Alabama Department of                                           Management Division, U.S.                                               2, 2013.
                                                Environmental Management (ADEM),                                            Environmental Protection Agency,                                           EPA is taking final action to approve
                                                for inclusion into the Alabama SIP. This                                    Region 4, 61 Forsyth Street SW.,                                        Alabama’s April 23, 2013, submission
                                                final action pertains to the infrastructure                                 Atlanta, Georgia 30303–8960. EPA                                        that addresses the infrastructure
                                                requirements of the Clean Air Act (CAA                                      requests that if at all possible, you                                   requirements of CAA sections 110(a)(1)
                                                or Act) for the 2010 1-hour sulfur                                          contact the person listed in the FOR                                    and 110(a)(2) for the 2010 1-hour SO2
                                                dioxide (SO2) national ambient air                                          FURTHER INFORMATION CONTACT section to                                  NAAQS, with the exception of interstate
                                                quality standard (NAAQS). The CAA                                           schedule your inspection. The Regional                                  transport provisions pertaining to
                                                requires that each state adopt and                                          Office’s official hours of business are                                 visibility protection requirements of
                                                submit a SIP for the implementation,                                        Monday through Friday, 8:30 a.m. to                                     section 110(a)(2)(D)(i)(II) (prong 4) and
                                                maintenance and enforcement of each                                         4:30 p.m., excluding federal holidays.                                  the state board requirements of section
                                                NAAQS promulgated by EPA, which is                                          FOR FURTHER INFORMATION CONTACT:                                        110(a)(2)(E)(ii). With respect to the
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                                                commonly referred to as an                                                  Michele Notarianni, Air Regulatory                                      visibility protection requirements of
                                                ‘‘infrastructure SIP submission.’’ ADEM                                     Management Section, Air Planning and                                    section 110(a)(2)(D)(i)(II) (prong 4), EPA
                                                certified that the Alabama SIP contains                                     Implementation Branch, Air, Pesticides                                  is not finalizing any action at this time
                                                provisions that ensure the 2010 1-hour                                      and Toxics Management Division, U.S.                                    regarding this requirement. With respect
                                                SO2 NAAQS is implemented, enforced,                                         Environmental Protection Agency,                                        to Alabama’s infrastructure SIP
                                                and maintained in Alabama. EPA has                                          Region 4, 61 Forsyth Street, SW.,                                       submission related to section
                                                determined that portions of Alabama’s                                       Atlanta, Georgia 30303–8960. Ms.                                        110(a)(2)(E)(ii) requirements respecting


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Document Created: 2017-03-21 14:40:33
Document Modified: 2017-03-21 14:40:33
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThis final rule is effective on January 15, 2017.
ContactDavid Smith-Watts, Office of Civil Enforcement, Office of Enforcement and Compliance Assurance, Mail Code 2241A, Environmental Protection Agency, 1200 Pennsylvania Avenue NW., Washington, DC 20460, telephone number: (202) 564-4083; smith- [email protected]
FR Citation82 FR 3633 
CFR AssociatedEnvironmental Protection; Administrative Practice and Procedure and Penalties

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