82_FR_37155 82 FR 37004 - Procedures for Disclosure or Production of Information Under the Freedom of Information Act

82 FR 37004 - Procedures for Disclosure or Production of Information Under the Freedom of Information Act

CONSUMER PRODUCT SAFETY COMMISSION

Federal Register Volume 82, Issue 151 (August 8, 2017)

Page Range37004-37010
FR Document2017-16550

The Consumer Product Safety Commission (Commission, CPSC, or we) is issuing a final rule to update its Freedom of Information Act (FOIA) rule. The final rule revises the rule to conform to the amendments of the FOIA Improvement Act of 2016 (the 2016 FOIA) to the FOIA. The final rule is also updated to reflect changes in Commission procedures; updates Commission contact information, including current methods of submitting requests for records to the Commission; revises employee titles; and makes various technical changes and corrections.

Federal Register, Volume 82 Issue 151 (Tuesday, August 8, 2017)
[Federal Register Volume 82, Number 151 (Tuesday, August 8, 2017)]
[Rules and Regulations]
[Pages 37004-37010]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-16550]


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CONSUMER PRODUCT SAFETY COMMISSION

16 CFR Part 1015

[Docket No. CPSC-2016-0030]


Procedures for Disclosure or Production of Information Under the 
Freedom of Information Act

AGENCY: Consumer Product Safety Commission.

ACTION: Final rule.

-----------------------------------------------------------------------

SUMMARY: The Consumer Product Safety Commission (Commission, CPSC, or 
we) is issuing a final rule to update its Freedom of Information Act 
(FOIA) rule. The final rule revises the rule to conform to the 
amendments of the FOIA Improvement Act of 2016 (the 2016 FOIA) to the 
FOIA. The final rule is also updated to reflect changes in Commission 
procedures; updates Commission contact information, including current 
methods of submitting requests for records to the Commission; revises 
employee titles; and makes various technical changes and corrections.

DATES: The rule is effective on September 7, 2017.

FOR FURTHER INFORMATION CONTACT: Renee McCune, Office of the General 
Counsel, Consumer Product Safety Commission, 4330 East West Highway, 
Bethesda, MD 20814, (301) 504-7673; or Todd A. Stevenson, Chief Freedom 
of Information Officer, Consumer Product Safety Commission, 4330 East 
West

[[Page 37005]]

Highway, Bethesda, MD 20814, (301) 504-6836.

SUPPLEMENTARY INFORMATION: The Commission amends the agency's 
procedures for disclosure or production of information under the 
Freedom of Information Act. 16 CFR part 1015.

Table of Contents

I. Background Information
II. Response to Comments
III. Environmental Considerations
IV. Regulatory Flexibility Act
V. Paperwork Reduction Act
VI. Executive Order 12988 (Preemption)
VII. Effective Date

I. Background Information

    On June 30, 2016, the President signed into law the 2016 FOIA, 
Public Law 114-185 (2016). The 2016 FOIA amends the Freedom of 
Information Act, 5 U.S.C. 552, requiring an agency to review its FOIA 
regulations and issue regulations on procedures for the disclosure of 
records under the new amendments. Specifically, the 2016 FOIA requires: 
Certain records be available for public inspection in an electronic 
format; agencies to make available for public inspection in an 
electronic format records that have been requested three or more times; 
that an agency not withhold information under FOIA unless the agency 
reasonably foresees that disclosure would harm an interest protected by 
a FOIA Exemption or disclosure is prohibited by law; extending the 
number of days for an administrative appeal of an adverse determination 
from 30 to 90 days; the assessment of fees be limited in certain 
circumstances; and requesters be notified of available dispute 
resolution services from the FOIA Public Liaison of the agency or the 
Office of Government Information Services.
    The Commission amends its regulations to implement the 2016 FOIA, 
16 CFR part 1015, by incorporating these new statutory requirements. 
The amendments revise the Commission's FOIA regulations to comply with 
the FOIA, as amended by the 2016 FOIA, and update Commission 
procedures, contact information, and methods of submitting requests for 
records to the Commission, in addition to other conforming and 
technical revisions. Updating Commission procedures and Commission 
contact information provides clarity for requesters seeking records 
from the Commission.

II. Response to Comments

    On January 3, 2017, the Commission published a Notice of Proposed 
Rulemaking (NPR) in the Federal Register. 82 FR 59. CPSC received two 
comments in response to the NPR. The comments addressed seven separate 
issues. Comments submitted in response to the NPR are available at: 
www.regulations.gov, by searching under the docket number of the 
rulemaking, CPSC-2016-0030.

A. Purpose and Scope (Sec.  1015.1)

    Based on informal input from the Office of Information Policy 
(``OIP'') within the U.S. Department of Justice, we clarified the 
Privacy Act discussion in Sec.  1015.1(a) to reflect current practices 
and provided further guidance to first and third party requesters. With 
respect to an individual's request for records about himself or 
herself, we clarified that we would process such a request under the 
Privacy Act and then under the FOIA. Thus, if a request is denied under 
the Privacy Act, the records will be processed under the FOIA. This 
change is consistent with the FOIA and allows a requester access to the 
greatest number of records.
    Additionally, with respect to a request by a third party for 
records under the Privacy Act, we removed the sentence on third party 
requests (not including a request on behalf of a first party for 
Privacy Act records) because such requests are only processed under the 
FOIA. Therefore the reference to third party requests being processed 
under the Privacy Act is not required.
    One commenter asserted that the Commission's policy regarding 
requests for records in Sec.  1015.1(b) should not characterize 
disclosure as a ``rule'' and withholding as an ``exception.'' The 
commenter stated that ``disclosure'' and ``withholding'' are 
``prescribed equally by rules'' and suggested that the Commission's 
policy should indicate that the Commission will apply a presumption of 
disclosure when processing responsive records.
    We believe that a presumption of disclosure is already reflected in 
the Commission's policy statement in Sec.  1015.1(b), which states that 
the Commission's policy regarding requests for records is that 
disclosure is the rule and withholding is the exception. The 
Commission's policy is further clarified by the next two sentences in 
the rule, which incorporate a presumption of disclosure in explaining 
the limited circumstances under which records that are exempted from 
disclosure will not be made available. Accordingly, we decline to 
revise the sentence.

B. Time Limitation on Responses to Requests for Records and Requests 
for Expedited Processing (Sec.  1015.5)

    One commenter observed that the time limitations as written in 
Sec. Sec.  1015.5(a) and 1015.7(b) of the NPR could result in 
unintended consequences. The commenter suggested that, under this 
formulation, a request or an appeal submitted at, for example, 7:59 
a.m., would begin running the next work day, instead of one minute 
later, at 8 a.m. Additionally, the commenter noted that the phrase ``to 
requests for records'' should be added after the word ``responses'' at 
the end of the sentence and a comma should be added after the word 
``received.''
    We agree with the commenter. If an electronic submission occurs 
during non-working hours, we intend for time limitations to begin to 
run when working hours resume. Accordingly, we have revised the 
sentence, which also takes into account the grammatical concerns the 
commenter raised. For example, if a request is submitted electronically 
at 7:59 a.m. EST on a working day, the time limitations will begin to 
run at 8 a.m. EST on that day when working hours resume. In response to 
the comment addressing Sec.  1015.7(b) we made the same conforming 
changes to Sec.  1015.7(b).
    One commenter stated that, to be consistent with other provisions 
in the rule that expressly state whether time periods are measured in 
calendar days or working days, the Commission should clarify Sec.  
1015.5(g)(3) to reflect that the Secretariat or delegate of the 
Secretariat will determine whether to grant a request for expedited 
processing within 10 calendar days of receipt of the request.
    The rule does not indicate whether the 10 days are calendar days or 
working days. For clarity and consistency with other provisions in the 
rule that specify ``calendar days'' or ``working days'' we have amended 
the sentence to refer to ``ten (10) calendar days.'' This amendment is 
consistent with the Commission's current practice of treating the 10 
day time period as calendar days. It is also consistent with the FOIA, 
which does not specify ``working days.'' 5 U.S.C. 552(a)(6)(E)(ii)(I).

C. Responses: Form and Content (Sec.  1015.6)

    One commenter remarked that neither party may be able to 
definitively prove the date of receipt of the Commission's denial of a 
request for records under Sec.  1015.6(b)(4) if the Commission sends 
the denial by regular mail. The rule

[[Page 37006]]

states that the requester has 90 calendar days from the receipt of the 
denial or partial denial to make an appeal. To avoid this problem, the 
commenter suggested that the Commission calculate the 90-day deadline 
from the date the Commission issues its denial.
    In response to the comment, we have revised Sec. Sec.  1015.6(b)(4) 
and 1015.7(a) to state that an appeal must be made within 90 calendar 
days of the Commission's response. The Commission's practice is to send 
certified letters of denial, which allow the Commission to determine 
the date that the requester received the letter. This revision 
simplifies the process, eliminates any ambiguity, and allows the 
Commission flexibility to implement future changes electronically where 
feasible. This change also tracks the FOIA, which provides that, in the 
case of an adverse determination, there is a right to appeal ``within a 
period determined by the head of the agency that is not less than 90 
days after the date of such adverse determination.'' 5 U.S.C. 
552(a)(6)(A)(i)(III)(aa). The revisions also revise Sec. Sec.  
1015.6(b), (b)(4), and 1015.7(a) to state that denials include partial 
denials, for consistency with the current language in Sec.  1015.7(a), 
which refers to denials of requests for records ``in whole or in 
part.'' The Commission's practice is to include a date on denial 
letters, but we have amended Sec.  1015.6(b) to explicitly require that 
a denial letter be dated.

D. Appeals From Initial Denials; Reconsideration by the Secretariat 
(Sec.  1015.7)

    As noted above, one commenter identified that proposed Sec.  
1015.7(b), which sets forth time limits for responding to appeals, 
would add an extra day for responding to an appeal received just before 
the start of a working day.
    As stated in our above response, we agree that the sentence should 
be revised. Accordingly, for the same reasons we noted above, we have 
similarly revised the sentence, except that we refer to ``appeals'' 
instead of ``requests'' (an error in the NPR). For that same reason, we 
also revised the preceding sentence to correct ``request'' to state 
``appeal.'' Finally, we updated a parenthetical citation at the end of 
Sec.  1015.7.

E. Fees for Production of Records (Sec.  1015.9)

    One commenter asserted that the definition of a ``representative of 
the news media'' at Sec.  1015.9(c)(8) should be amended because it is 
outdated and conflicts with the FOIA, as amended, and to conform to 
judicial authorities, citing Cause of Action v. Federal Trade 
Commission, 799 F.3d 1108 (D.C. Cir. 2015). Additionally, the commenter 
suggested that we consider other elements of the Cause of Action 
decision with respect to the news media requester fee category. 
Specifically, the commenter stated that the news media requester fee 
category should focus on the nature of the requester, not its request. 
With respect to the requirement that a news media requester use 
``editorial skills'' to turn ``raw materials'' into a ``distinct 
work,'' the commenter asserted that even a simple press release 
commenting on records satisfies this criterion. Finally, the commenter 
stated that the Cause of Action court indicated that the statutory 
definition of a ``representative of the news media'' includes 
``alternative media'' and evolving news media formats, and therefore, 
we should state that any examples of news media entities we may include 
in the rule are non-exhaustive.
    We agree with the commenter that the definition of ``representative 
of the news media,'' which is used to determine fee waivers in Sec.  
1015.9, is outdated and should be amended to track the definition in 
the FOIA at 5 U.S.C. 552(a)(4)(A)(ii). Therefore, we have revised the 
first sentence of the definition to follow the FOIA definition. 
Additionally, to provide further clarification and guidance for this 
definition, we have incorporated some additional language from the FOIA 
definition and the template guidelines for agency FOIA regulations 
provided by the OIP.
    This additional language encompasses the OIP guidance and addresses 
the commenter's suggestions. First, the additional language added to 
the definition of news media focuses on the nature of the requester as 
opposed to the content of the request. Second, the commenter's 
observation that a press release should meet the distinct work standard 
would be permissible under the revised definition as long as it meets 
the requirement that it is about current events or of current interest 
to the public. Finally, we explain that the revised definition uses 
examples of news media entities that are not all-inclusive.
    One commenter suggested clarifying that the ``10 additional days'' 
in Sec.  1015.9(f)(6)(i) are working days. We agree with the commenter 
and for clarity have amended Sec.  1015.9(f)(6)(i) accordingly. This 
section is an exception to the requirement that the Commission waive 
certain fees if it fails to meet certain time limits. Although the ``10 
additional days'' language we proposed in the NPR tracks the language 
used in the 2016 FOIA at 5 U.S.C. 552(a)(4)(A)(viii)(ll), the 10 days 
are in addition to the 20 working days that the Commission has to 
respond to the request for records per 5 U.S.C. 552(a)(6)(A)(i) and 
therefore also are calculated as working days. This revision is 
consistent with 5 U.S.C. 552(a)(6)(B)(i), which refers to the extension 
for unusual circumstances as no more than 10 working days, and the 
revision is also consistent with the Commission's current practices.
    Additionally, on our own initiative, we made some clarifications 
and corrections to Sec.  1015.9(f)(6). Specifically, we added or 
corrected citations to other sections in the rule and made other 
conforming changes to the 2016 FOIA. First, we added or corrected some 
references to sections in the rule that had previously been omitted or 
needed to be revised. Second, we revised the first sentence to remove 
``and notice'' to track the language of the 2016 FOIA at 5 U.S.C. 
552(a)(4)(A)(viii), which only refers to ``any time limits.'' The 
notice portion is instead a requirement of the exceptions at Sec.  
1015.9(f)(6)(i) and (ii), as stated in the 2016 FOIA at 5 U.S.C. 
552(a)(4)(A)(viii)(ll)(aa) and (bb). Finally, we corrected two citation 
errors in Sec.  1015.9(f)(6)(iii).

F. Commission Report of Actions to Congress (Sec.  1015.10)

    Based on informal OIP input on this section we removed Sec.  
1015.10 because it unnecessarily repeats the requirements stated in the 
FOIA at 5 U.S.C. 552(e)(1), and, at the same time, is incomplete and 
lacks various other requirements listed in the FOIA. See 5 U.S.C. 
552(e)(1)(B)(2), (C), and (F)-(M). Amending this section to restate all 
of the requirements from the FOIA would make the rule unnecessarily 
dense and provides no additional guidance about the requirement.

G. Exemptions (5 U.S.C. 552(b)) (Sec.  1015.16)

    Also based on informal OIP input on this section, we removed Sec.  
1015.16 for similar reasons. Because the requirements are already 
specified in the FOIA at 5 U.S.C. 552(b), it is unnecessary to repeat 
them in the rule. Moreover, Sec.  1015.16(c) is incomplete. See 5 
U.S.C. 552(b)(3). In making this revision, we revised Sec.  1015.15(d) 
and Sec.  1015.20 to reference the exemptions contained in the FOIA at 
5 U.S.C. 552(b) instead of the exemptions contained in Sec.  1015.16.

[[Page 37007]]

III. Environmental Considerations

    The Commission's regulations address whether the Commission is 
required to prepare an environmental assessment or an environmental 
impact statement. 16 CFR part 1021. These regulations provide a 
categorical exclusion for certain CPSC actions that normally have 
``little or no potential for affecting the human environment.'' 16 CFR 
1021.5(c)(1). This final rule falls within the categorical exclusion.

IV. Regulatory Flexibility Act

    Under section 603 of the Regulatory Flexibility Act (RFA), when the 
Administrative Procedure Act (APA) or another law requires an agency to 
publish a general notice of proposed rulemaking, the agency must 
prepare an initial regulatory flexibility analysis and a final 
regulatory flexibility analysis assessing the economic impact of the 
rule on small entities or certify that the rule will not have a 
significant economic impact on a substantial number of small entities. 
5 U.S.C. 603(a), 604(a), and 605. As noted in the NPR, the Commission 
chose to provide notice and comment for this rulemaking. However, 
because this is a ``rule of agency organization, procedure, or 
practice,'' the APA does not require an NPR. 5 U.S.C. 553. Thus, the 
RFA requirement does not apply to this rulemaking. We further noted in 
the NPR that the rule would merely set out in a regulation the 
procedural requirements stated in the FOIA of 2016, update Commission 
procedures, and make other technical changes and corrections. We expect 
that the final rule will not have a significant economic impact on a 
substantial number of small entities.

V. Paperwork Reduction Act

    The Paperwork Reduction Act (PRA) establishes certain requirements 
when an agency conducts or sponsors a ``collection of information.'' 44 
U.S.C. 3501-3520. The final rule amends the Commission's rule to 
conform to the 2016 FOIA, to update Commission procedures, and make 
other technical changes and corrections. The final rule would not 
impose any information collection requirements. The existing rule and 
the amendment do not require or request information from firms, but 
rather, explain the Commission's FOIA procedures. Thus, this rulemaking 
does not implicate the PRA.

VI. Executive Order 12988 (Preemption)

    According to Executive Order 12988 (February 5, 1996), agencies 
must state in clear language the preemptive effect, if any, of new 
regulations. Section 26 of the Consumer Product Safety Act (CPSA) 
explains the preemptive effect of consumer product safety standards 
issued under the CPSA. 15 U.S.C. 2075. The final rule is not a consumer 
product safety standard. The final rule revises a rule of agency 
practice and procedure by implementing the FOIA of 2016 and making 
technical revisions or corrections. Therefore, section 26 of the CPSA 
would not apply to this rule.

VII. Effective Date

    The Commission proposed that the final rule would become effective 
30 days after the final rule is published in the Federal Register in 
accordance with the APA's general requirement that the effective date 
of a rule be at least 30 days after publication of the final rule. 5 
U.S.C. 553(d). We received no comments regarding the effective date. 
Therefore, the final rule will become effective 30 days after the final 
rule is published in the Federal Register.

List of Subjects in 16 CFR Part 1015

    Administrative practice and procedure, Consumer protection, 
Disclosure of information, Freedom of information.

    Accordingly, the Commission amends 16 CFR part 1015 as follows:

PART 1015--PROCEDURES FOR DISCLOSURE OR PRODUCTION OF INFORMATION 
UNDER THE FREEDOM OF INFORMATION ACT

0
1. The authority citation for part 1015 is revised to read as follows:

    Authority: 15 U.S.C. 2051-2084; 15 U.S.C. 1261-1278; 15 U.S.C. 
1471-1476; 15 U.S.C. 1211-1214; 15 U.S.C. 1191-1204; 15 U.S.C. 8001-
8008; Pub. L. 110-278, 122 Stat. 2602; 5 U.S.C. 552.


0
2. Revise Sec.  1015.1 to read as follows:


1015.1  Purpose and scope.

    (a) The regulations of this subpart provide information concerning 
the procedures by which Consumer Product Safety Commission records may 
be made available for inspection and the procedures for obtaining 
copies of records from the Consumer Product Safety Commission. Official 
records of the Consumer Product Safety Commission consist of all 
documentary material maintained by the Commission in any format, 
including an electronic format. These records include those maintained 
in connection with the Commission's responsibilities and functions 
under the Consumer Product Safety Act, as well as those 
responsibilities and functions transferred to the Commission under the 
Federal Hazardous Substances Act, the Poison Prevention Packaging Act 
of 1970, the Refrigerator Safety Act, the Flammable Fabrics Act, the 
Children's Gasoline Burn Prevention Act, the Virginia Graeme Baker Pool 
and Spa Safety Act, and the Child Nicotine Poisoning Prevention Act, 
and those maintained under any other authorized activity. Official 
records do not, however, include objects or articles such as tangible 
exhibits, samples, models, equipment, or other items of valuable 
property; books, magazines, or other reference material; or documents 
routinely distributed by the Commission in the normal course of 
business such as copies of Federal Register notices, pamphlets, and 
laws. Official records include only existing records. Official records 
of the Commission made available under the requirements of the Freedom 
of Information Act (5 U.S.C. 552) shall be furnished to the public as 
prescribed by this part 1015. A request by an individual for records 
about himself or herself that are contained in the Commission's system 
of records under the Privacy Act (5 U.S.C. 552a) will be processed 
under the Privacy Act and the FOIA. Documents routinely distributed to 
the public in the normal course of business will continue to be 
furnished to the public by employees of the Commission informally and 
without compliance with the procedures prescribed herein.
    (b) The Commission's policy with respect to requests for records is 
that disclosure is the rule and withholding is the exception. All 
records or portions of records not exempt from disclosure will be made 
available. Records which may be exempted from disclosure will be made 
available unless: Disclosure is prohibited by law; the Commission 
reasonably foresees that disclosure would harm an interest protected by 
an exemption described in 5 U.S.C. 552(b); or disclosure is exempted 
under 5 U.S.C. 552(b)(3). See Sec.  1015.15(b). Section 6(a)(2) of the 
Consumer Product Safety Act, 15 U.S.C. 2055(a)(2), prohibits the 
disclosure of trade secrets or other matters referred to in 18 U.S.C. 
1905; section 6(b) and section 25(c) of the CPSA. The Commission will 
consider the record's age, content, and character in assessing whether 
it reasonably foresees that disclosure of the document would harm an 
interest protected by an exemption. Additionally, the Commission will 
consider whether partial disclosure of information is possible whenever 
the Commission determines that a full disclosure of a requested record 
is not possible and will take reasonable steps

[[Page 37008]]

necessary to segregate and release nonexempt information.
    (c) The Secretariat of the Commission is the designated Chief 
Freedom of Information Officer who, subject to the authority of the 
Chairman, is responsible for compliance with and implementation of 5 
U.S.C. 552(j).

0
3. Revise Sec.  1015.2 to read as follows:


Sec.  1015.2  Public inspection.

    (a) The Consumer Product Safety Commission will maintain in a 
public reference room or area the materials relating to the Consumer 
Product Safety Commission that are required by 5 U.S.C. 552(a)(2) and 
552(a)(5) to be made available for public inspection in an electronic 
format. The principal location will be in the Office of the Secretariat 
of the Commission. The address of this office is: Office of the 
Secretariat, Consumer Product Safety Commission, Room 820, 4330 East 
West Highway, Bethesda, MD 20814.
    (b) This public reference facility will maintain and make available 
for public inspection in an electronic format a current index of the 
materials available at that facility which are required to be indexed 
by 5 U.S.C. 552(a)(2).
    (c) The Consumer Product Safety Commission will maintain an 
``electronic reading room'' on the World-Wide Web at https://www.cpsc.gov for those records that are required by 5 U.S.C. 552(a)(2) 
to be available by ``computer telecommunications.'' Records that the 
FOIA requires the Commission to make available for public inspection in 
an electronic format may be accessed through the e-FOIA Public Access 
Link at https://www.cpsc.gov.
    (d) Subject to the requirements of Section 6 of the CPSA, the 
Commission will make available for public inspection in an electronic 
format copies of all records, regardless of form or format, that:
    (1) Have been released to any person under 5 U.S.C. 552(a)(3); and
    (2) Because of the nature of their subject matter, the Commission 
determines have become or are likely to become the subject of 
subsequent requests for substantially the same records or that have 
been requested three or more times.

0
4. Amend Sec.  1015.3 by:
0
a. Revising the section heading;
0
b. Revising the first sentence of paragraph (a);
0
c. Adding a sentence at the end of paragraph (b); and
0
d. Removing the word ``Secretary'' from paragraphs (d) and (e), 
wherever it appears, and adding, in its place, the word 
``Secretariat''.
    The revisions and additions read as follows:


Sec.  1015.3  Requests for records.

    (a) A request for access to records of the Commission shall be in 
writing addressed to the Secretariat and shall be submitted through any 
of the following methods: The e-FOIA Public Access Link at https://www.cpsc.gov; email to [email protected]; mail to Consumer Product 
Safety Commission, 4330 East West Highway, Room 820, Bethesda, MD 
20814; or facsimile to 301-504-0127. * * *
    (b) * * * Before submitting their requests, requesters may contact 
the Commission's FOIA contact or FOIA Public Liaison to discuss the 
records they seek and to receive assistance in describing the records.
* * * * *


Sec.  1015.4  [Amended]

0
5. Amend Sec.  1015.4 by removing the word ``Secretary'' wherever it 
appears, and adding, in its place, the word ``Secretariat''.
0
6. Amend Sec.  1015.5 by:
0
a. Revising paragraph (a);
0
 b. Removing the word ``Secretary'' in paragraphs (b) introductory 
text, (b)(1), (d), and (d)(2) wherever it appears, and adding, in its 
place, the word ``Secretariat'';
0
c. Redesignating paragraphs (e) through (g) as paragraphs (f) through 
(h), respectively;
0
d. Adding new paragraph (e);
0
e. Removing the word ``Secretary'' in redesignated paragraphs (f), (g) 
introductory text, (g)(5), and (h) wherever it appears, and adding, in 
its place, the word ``Secretariat''; and
0
f. Revising redesignated paragraphs (g)(2) and g(3).
    The revisions and additions read as follows:


Sec.  1015.5  Time limitation on responses to requests for records and 
requests for expedited processing.

    (a) The Secretariat or delegate of the Secretariat shall respond to 
all written requests for records within twenty (20) working days 
(excepting Saturdays, Sundays, and legal public holidays). The time 
limitations on responses to requests for records submitted by mail 
shall begin to run at the time a request for records is received and 
date stamped by the Office of the Secretariat. The Office of the 
Secretariat shall date stamp the request the same day that it receives 
the request. The time limitations on responses to requests for records 
submitted electronically during working hours (8 a.m. to 4:30 p.m. EST) 
shall begin to run at the time the request was electronically received, 
and the time limitations on responses to requests for records submitted 
electronically during non-working hours will begin to run when working 
hours resume.
* * * * *
    (e) If an extension of time greater than ten (10) working days is 
necessary, the Commission shall make available its FOIA Public Liaison 
for this purpose. A list of the Commission FOIA Public Liaisons is 
available at https://www.cpsc.gov/Newsroom/FOIA. The Commission will 
also notify requesters in writing to the availability of the Office of 
Government Information Services of the National Archives and Records 
Administration to provide dispute resolution services.
    (g) * * *
    (2) Requesters for expedited processing must include in their 
requests, which may be submitted through any of the methods described 
in Sec.  1015.3(a), a statement setting forth the basis for the claim 
that a ``compelling need'' exists for the requested information, 
certified by the requester to be true and correct to the best of his or 
her knowledge and belief.
    (3) The Secretariat or delegate of the Secretariat will determine 
whether to grant a request for expedited processing and will notify the 
requester of such determination within ten (10) calendar days of 
receipt of the request.
* * * * *

0
7. Amend Sec.  1015.6 by:
0
a. Revising paragraphs (a), (b) introductory text, and (b)(4);
0
b. Adding paragraph (b)(5); and
0
c. Removing the word ``Secretary'' from paragraph (c) wherever it 
appears, and adding, in its place, the word ``Secretariat''.
    The revisions and additions read as follows:


Sec.  1015.6  Responses: Form and content.

    (a) When a requested record has been identified and is available 
for disclosure, the requester shall be supplied with a copy or notified 
as to where and when the record will be made available for public 
inspection in an electronic format. If the payment of fees is required 
the requester shall be advised by the Secretariat in writing of any 
applicable fees under Sec.  1015.9 hereof. The requester will be 
notified of the right to seek assistance from the Commission's FOIA 
Public Liaison.
    (b) A response denying or partially denying a written request for a 
record shall be in writing, dated, and signed by the Secretariat or 
delegate of the Secretariat and shall include:
* * * * *

[[Page 37009]]

    (4) A statement that the denial may be appealed to the 
Commissioners of the Consumer Product Safety Commission. Any such 
appeal must be made within 90 calendar days after the date of the 
denial or partial denial of the Commission's response to a request for 
records.
    (5) A statement that the requester has the right to seek dispute 
resolution services from the Commission's FOIA Public Liaison or the 
Office of Government Information Services.
* * * * *

0
8. Amend Sec.  1015.7 by:
0
a. Revising the section heading;
0
b. Revising paragraphs (a) and (b);
0
c. Removing the word ``Secretary'' in paragraphs (c) and (g) wherever 
it appears, and adding, in its place, the word ``Secretariat'';
0
d. Revising paragraph (e); and
0
e. Revising the sectional authority citation following paragraph (g).
    The revisions read as follows:


Sec.  1015.7  Appeals from initial denials; reconsideration by the 
Secretariat.

    (a) When the Secretariat or delegate of the Secretariat has denied 
a request for records in whole or in part, the requester may, within 90 
calendar days after the date of the denial or partial denial, appeal 
the denial to the General Counsel of the Consumer Product Safety 
Commission, attention of the Secretariat. Appeals may be submitted 
through any of the following methods: the e-FOIA Public Access Link at 
https://www.cpsc.gov; email to [email protected]; mail to 4330 East 
West Highway, Room 820, Bethesda, MD 20814; or facsimile to 301-504-
0127.
    (b) The General Counsel, or the Secretariat upon reconsideration, 
will act upon an appeal within 20 working days of its receipt. The time 
limitations on an appeal submitted by mail shall begin to run at the 
time an appeal is received and date stamped by the Office of the 
Secretariat. The Office of the Secretariat will date stamp the appeal 
the same day that it receives the appeal. The time limitations on an 
appeal submitted electronically during working hours (8 a.m. to 4:30 
p.m. EST) shall begin to run at the time the appeal was electronically 
received, and the time limitations on appeals submitted electronically 
during non-working hours will begin to run when working hours resume.
* * * * *
    (e) The General Counsel's action on appeal shall be in writing, 
shall be signed by the General Counsel, and shall constitute final 
agency action. A denial in whole or in part of a request on appeal 
shall set forth the exemption relied upon; a brief explanation, 
consistent with the purpose of the exemption, of how the exemption 
applies to the records withheld; and the reasons for asserting it. The 
decision will inform the requester of the right to seek dispute 
resolution services from the Commission's FOIA Liaison or the Office of 
Government Information Services. A denial in whole or in part shall 
also inform the requester of his/her right to seek judicial review of 
the Commission's final determination in a United States district court, 
as specified in 5 U.S.C. 552(a)(4)(B).
* * * * *

(5 U.S.C. 552(a)(6)(A); 5 U.S.C. 553; 15 U.S.C. 2076(b)(10))


0
9. Amend Sec.  1015.9 by:
0
a. Removing the word ``Secretary'' in paragraphs (a), (e)(9), (f)(4), 
and (5), and adding, in its place, the word ``Secretariat'';
0
b. Revising paragraphs (b), (c)(2), (3), and (8);
0
c. Adding a sentence at the end of paragraph (e)(1);
0
d. Redesignating paragraph (f)(6) as paragraph (f)(7);
0
e. Adding new paragraph (f)(6); and
0
f. Removing the word ``Secretary'' in newly redesignated paragraph 
(f)(7) and adding, in its place, the word ``Secretariat''.
    The revisions and additions read as follows:


Sec.  1015.9  Fees for production of records.

* * * * *
    (b) Fees shall be paid to the Treasury of the United States 
according to the directions provided by the Commission.
    (c) * * *
    (2) Search includes all time spent looking for material that is 
responsive to a request, including page-by-page or line-by-line 
identification of material within documents and the reasonable efforts 
expended to locate and retrieve information from electronic records.
    (3) Duplication refers to the process of making a copy of a 
document, including electronically, necessary to respond to a FOIA 
request. The Commission will honor the requester's preference for 
receiving a record in a particular format when it can readily reproduce 
it in the form or format requested.
* * * * *
    (8) Representative of the news media refers to any person or entity 
that gathers information of potential interest to a segment of the 
public, uses its editorial skills to turn the raw materials into a 
distinct work, and distributes that work to an audience. The term 
``news'' means information that is about current events or that would 
be of current interest to the public. Examples of news media entities 
include television or radio stations that broadcast ``news'' to the 
public at large and publishers of periodicals that disseminate ``news'' 
and make their products available through a variety of means to the 
general public, including news organizations that disseminate solely on 
the Internet. A request for records supporting the news-dissemination 
function of the requester will not be considered to be for a commercial 
use. ``Freelance'' journalists who demonstrate a solid basis for 
expecting publication through a news media entity will be considered as 
a representative of the news media. A publishing contract would provide 
the clearest evidence that publication is expected; however, the 
Commission can also consider a requester's past publication record in 
making this determination. These examples are not all-inclusive.
* * * * *
    (e) * * *
    (1) * * * Where paper documents must be scanned in order to comply 
with a requester's preference to receive records in an electronic 
format, the requester must also pay the direct costs associated with 
scanning those materials.
* * * * *
    (f) * * *
    (6) Search fees shall be waived for all requests and duplication 
fees shall be waived for requests from educational institutions, non-
commercial scientific institutions, and representatives of the news 
media if the Commission fails to comply with any time limit under 
Sec. Sec.  1015.5(a), (g)(3), 1015.7(b), and 5 U.S.C. 552(a)(6) other 
than those exceptions stated in 5 U.S.C. 552(a)(4)(A)(viii)(ll). Those 
exceptions include:
    (i) If the Commission has determined that unusual circumstances as 
defined in Sec.  1015.5(b) apply and the Commission provided timely 
written notice to the requester as required by Sec.  1015.5(c) or Sec.  
1015.7(f), then failure to comply with the time limit in Sec. Sec.  
1015.5(a), (g)(3), 1015.7(b), and 5 U.S.C. 552(a)(6) is excused for 10 
additional working days; or
    (ii) If the Commission has determined that unusual circumstances as 
defined in Sec.  1015.5(b) apply and more than 5,000 pages are 
necessary to respond to the request, and the Commission has provided 
timely written notice in accordance with Sec.  1015.5(c) and (e) and 
the Commission has discussed with the requester via written mail, 
email, or telephone (or made not less than three

[[Page 37010]]

good-faith efforts to do so) how the requester could effectively limit 
the scope of the request; or
    (iii) If a court has determined that exceptional circumstances 
exist as defined in 5 U.S.C. 552(a)(6)(C), then failure to comply with 
Sec. Sec.  1015.5(a), (g)(3), 1015.7(b), and 5 U.S.C. 552(a)(6) shall 
be excused for the length of time provided by the court order.
* * * * *


Sec.  1015.10  [Removed and Reserved]

0
10. Remove and reserve Sec.  1015.10.

0
11. Revise Sec.  1015.11 to read as follows:


Sec.  1015.11  Disclosure of trade secrets to consultants and 
contractors; nondisclosure to advisory committees and other government 
agencies.

    (a) In accordance with section 6(a)(2) of the CPSA, the Commission 
may disclose information which it has determined to be a trade secret 
or other matter referred to under 5 U.S.C. 552(b)(4) to Commission 
consultants and contractors for use only in their work for the 
Commission. Such persons are subject to the same restrictions with 
respect to disclosure of such information as any Commission employee.
    (b) In accordance with section 6(a)(2) of the CPSA, the Commission 
is prohibited from disclosing information which it has determined to be 
a trade secret or other matter referred to under 5 U.S.C. 552(b)(4) to 
advisory committees, except when required in the official conduct of 
their business, or to other Federal agencies and state and local 
governments except when permitted by the provisions of section 29(f) of 
the CPSA.

0
12. Revise Sec.  1015.15 to read as follows:


Sec.  1015.15  Purpose and scope.

    (a) The regulations of this subpart provide information concerning 
the types of records which may be withheld from production and 
disclosure by the Consumer Product Safety Commission. These regulations 
also provide information on the method whereby persons submitting 
information to the Commission may request that the information be 
considered exempt from disclosure, and information concerning the 
Commission's treatment of documents submitted with a request that they 
be treated as exempt from disclosure.
    (b) No identifiable record requested in accordance with the 
procedures contained in this part shall be withheld from disclosure 
unless it falls within one of the classes of records exempt under 5 
U.S.C. 552(b). The Commission will make available, to the extent 
permitted by law, records authorized to be withheld under 5 U.S.C. 
552(b) unless the Commission reasonably foresees that disclosure would 
harm an interest protected by the exemption or disclosure is prohibited 
by law or otherwise exempted from disclosure under 5 U.S.C. 552(b)(3). 
In this regard the Commission will not ordinarily release documents 
that provide legal advice to the Commission concerning pending or 
prospective litigation where the release of such documents would 
significantly interfere with the Commission's regulatory or enforcement 
proceedings.
    (c) Draft documents that are agency records are subject to release 
upon request in accordance with this regulation. However, in order to 
avoid any misunderstanding of the preliminary nature of a draft 
document, each draft document released will be marked to indicate its 
tentative nature. Similarly, staff briefing packages, which have been 
completed but not yet transmitted to the Commission by the Office of 
the Secretariat are subject to release upon request in accordance with 
this regulation. Each briefing package or portion thereof released will 
be marked to indicate that it has not been transmitted to or acted upon 
by the Commission. In addition, briefing packages, or portions thereof, 
which the Secretariat upon the advice of the Office of the General 
Counsel has determined would be released upon request in accordance 
with this regulation, will be made available for public inspection in 
an electronic format through the Commission's Web site at https://www.cpsc.gov promptly after the briefing package has been transmitted 
to the Commissioners by the Office of the Secretariat. Such packages 
will be marked to indicate that they have not been acted upon by the 
Commission.
    (d) The exemptions contained in 5 U.S.C. 552(b) will be interpreted 
in accordance with the applicable law at the time a request for 
production or disclosure is considered.


Sec.  1015.16  [Removed and Reserved]

0
13. Remove and reserve Sec.  1015.16.


Sec.  1015.17  [Removed and Reserved]

0
14. Remove and reserve Sec.  1015.17.

0
15. Amend Sec.  1015.20 by removing the first and second sentences of 
paragraph (a) and adding one sentence in their place to read as 
follows:


Sec.  1015.20  Public availability of accident or investigation 
reports.

    (a) Accident or investigation reports made by an officer, employee, 
or agent of the Commission are available to the public under the 
procedures set forth in subpart A of this part 1015 unless such reports 
are subject to the investigatory file exemption contained in the 
Freedom of Information Act (5 U.S.C. 552(b)) except that portions 
identifying any injured person or any person treating such injured 
person will be deleted in accordance with section 25(c)(1) of the CPSA. 
* * *
* * * * *

    Dated: August 2, 2017.
Todd A. Stevenson,
Secretariat, Consumer Product Safety Commission.
[FR Doc. 2017-16550 Filed 8-7-17; 8:45 am]
 BILLING CODE 6355-01-P



                                                  37004             Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Rules and Regulations

                                                  an administrative appeal under the                      selected for EM coverage for the                         (i) Meet the requirements described in
                                                  administrative appeals procedures set                   subsequent fishing trip after the                     paragraph (f) of this section.
                                                  out at 15 CFR part 906.                                 malfunction has been repaired.                           (ii) Register in ODDS that he or she
                                                     (v) If changes are required to the VMP                  (2) If the EM system function test                 intends to fish in multiple regulatory
                                                  to improve the data collection of the EM                detects a malfunction identified as a low             areas using the exception in
                                                  system or address fishing operation                     priority in the vessel’s VMP, the vessel              § 679.7(f)(4).
                                                  changes, the vessel owner or operator                   operator may depart on the scheduled                     (iii) Ensure the EM system is powered
                                                  must work with NMFS and the EM                          fishing trip following the procedures for             continuously during the fishing trip. If
                                                  service provider to alter the VMP. The                  low priority malfunctions described in                the EM system is powered down during
                                                  vessel owner or operator must sign the                  the vessel’s VMP. At the end of the trip              periods of non-fishing, the VMP must
                                                  updated VMP and submit these changes                    the vessel operator must work with the                describe alternate methods to ensure
                                                  to the VMP to NMFS prior to departing                   EM service provider to repair the                     location information about the vessel is
                                                  on the next fishing trip selected for EM                malfunction. The vessel operator may                  available for the entire fishing trip, as
                                                  coverage.                                               not depart on another fishing trip                    specified in the VMP template available
                                                     (5) Vessel owner or operator                         selected for EM coverage with this                    through the NMFS Alaska Region Web
                                                  responsibilities. To use an EM system                   system malfunction unless the vessel                  site https://alaskafisheries.noaa.gov/.
                                                  under this section, the vessel owner or                 operator has contacted the EM service                    (iv) If an EM system malfunction
                                                  operator must:                                          provider.                                             occurs during a fishing trip that does
                                                     (i) Make the vessel available for the                   (B) During a fishing trip selected for             not allow the recording of retrieval
                                                  installation of EM equipment by an EM                   EM coverage, before each set is retrieved             location information and imagery of
                                                  service provider.                                       the vessel operator must verify all                   catch as described in the vessel’s VMP,
                                                     (ii) Provide access to the vessel’s                  cameras are recording and all sensors                 the vessel operator must cease fishing
                                                  systems and reasonable assistance to the                and other required EM system                          and contact OLE immediately.
                                                  EM service provider.                                    components are functioning as
                                                                                                                                                                [FR Doc. 2017–16703 Filed 8–7–17; 8:45 am]
                                                     (iii) Maintain a copy of a NMFS-                     instructed in the vessel’s VMP.
                                                  approved VMP aboard the vessel at all                      (1) If a malfunction is detected, prior            BILLING CODE 3510–22–P

                                                  times when the vessel is directed fishing               to retrieving the set the vessel operator
                                                  in a fishery subject to EM coverage.                    must attempt to correct the problem
                                                     (iv) Comply with all elements of the                 using the instructions in the vessel’s                CONSUMER PRODUCT SAFETY
                                                  VMP when selected for EM coverage in                    VMP.                                                  COMMISSION
                                                  ODDS.                                                      (2) If the malfunction cannot be
                                                     (v) Maintain the EM system, including                repaired at sea, the vessel operator must             16 CFR Part 1015
                                                  the following:                                          notify the EM service provider of the
                                                     (A) Ensure power is maintained to the                malfunction at the end of the fishing                 [Docket No. CPSC–2016–0030]
                                                  EM system at all times when the vessel                  trip. The malfunction must be repaired
                                                  is underway.                                            prior to departing on a subsequent                    Procedures for Disclosure or
                                                     (B) Ensure the system is functioning                 fishing trip selected for EM coverage.                Production of Information Under the
                                                  for the entire fishing trip, camera views                  (vii) At the end of a fishing trip                 Freedom of Information Act
                                                  are unobstructed and clear in quality,                  selected for EM coverage, the vessel                  AGENCY:  Consumer Product Safety
                                                  and catch and discards may be                           operator must submit the video data                   Commission.
                                                  completely viewed, identified, and                      storage device and associated
                                                                                                                                                                ACTION: Final rule.
                                                  quantified.                                             documentation identified in the vessel’s
                                                     (C) Ensure EM system components are                  VMP to NMFS using a method that                       SUMMARY:   The Consumer Product Safety
                                                  not tampered with, disabled, destroyed,                 requires a signature for delivery and                 Commission (Commission, CPSC, or we)
                                                  or operated or maintained improperly.                   provides a return receipt or delivery                 is issuing a final rule to update its
                                                     (vi) Complete pre-departure function                 notification to the sender. The vessel                Freedom of Information Act (FOIA) rule.
                                                  test and daily verification of EM system.               operator must postmark the video data                 The final rule revises the rule to
                                                     (A) Prior to departing port, the vessel              storage device and associated                         conform to the amendments of the FOIA
                                                  operator must conduct a system                          documentation no later than 2 business                Improvement Act of 2016 (the 2016
                                                  function test following the instructions                days after the end of the fishing trip. If            FOIA) to the FOIA. The final rule is also
                                                  from the EM service provider. The                       the fishing trip ends in a remote port                updated to reflect changes in
                                                  vessel operator must verify that the EM                 with limited postal service or at a tender            Commission procedures; updates
                                                  system has adequate memory to record                    vessel, the vessel operator must ensure               Commission contact information,
                                                  the entire fishing trip.                                the video data storage device and                     including current methods of submitting
                                                     (1) If the EM system function test                   associated documentation is postmarked                requests for records to the Commission;
                                                  detects a malfunction identified as a                   as soon as possible but no later than two             revises employee titles; and makes
                                                  high priority in the vessel’s VMP or                    weeks after the end of the fishing trip.              various technical changes and
                                                  does not allow the data collection                         (viii) Make the EM system and                      corrections.
                                                  objectives to be achieved, the vessel                   associated equipment available for
                                                  must remain in port for up to 72 hours                  inspection upon request by OLE, a                     DATES:The rule is effective on
                                                  to allow an EM service provider time to                 NMFS-authorized officer, or other                     September 7, 2017.
asabaliauskas on DSKBBXCHB2PROD with RULES




                                                  conduct repairs. If the repairs cannot be               NMFS-authorized personnel.                            FOR FURTHER INFORMATION CONTACT:
                                                  completed within the 72-hour time                          (6) EM for fishing in multiple                     Renee McCune, Office of the General
                                                  frame, the vessel is released from EM                   regulatory areas. If a vessel owner or                Counsel, Consumer Product Safety
                                                  coverage for that fishing trip and may                  operator intends to fish in multiple                  Commission, 4330 East West Highway,
                                                  depart on the scheduled fishing trip. A                 regulatory areas using an EM system                   Bethesda, MD 20814, (301) 504–7673; or
                                                  malfunction must be repaired prior to                   under the exception provided at                       Todd A. Stevenson, Chief Freedom of
                                                  departing on a subsequent fishing trip.                 § 679.7(f)(4), the vessel owner or                    Information Officer, Consumer Product
                                                  The vessel will automatically be                        operator must:                                        Safety Commission, 4330 East West


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                                                                    Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Rules and Regulations                                         37005

                                                  Highway, Bethesda, MD 20814, (301)                      Register. 82 FR 59. CPSC received two                 B. Time Limitation on Responses to
                                                  504–6836.                                               comments in response to the NPR. The                  Requests for Records and Requests for
                                                  SUPPLEMENTARY INFORMATION: The                          comments addressed seven separate                     Expedited Processing (§ 1015.5)
                                                  Commission amends the agency’s                          issues. Comments submitted in response                   One commenter observed that the
                                                  procedures for disclosure or production                 to the NPR are available at:                          time limitations as written in
                                                  of information under the Freedom of                     www.regulations.gov, by searching                     §§ 1015.5(a) and 1015.7(b) of the NPR
                                                  Information Act. 16 CFR part 1015.                      under the docket number of the                        could result in unintended
                                                  Table of Contents                                       rulemaking, CPSC–2016–0030.                           consequences. The commenter
                                                                                                                                                                suggested that, under this formulation, a
                                                  I. Background Information                               A. Purpose and Scope (§ 1015.1)
                                                                                                                                                                request or an appeal submitted at, for
                                                  II. Response to Comments
                                                                                                             Based on informal input from the                   example, 7:59 a.m., would begin
                                                  III. Environmental Considerations
                                                  IV. Regulatory Flexibility Act                          Office of Information Policy (‘‘OIP’’)                running the next work day, instead of
                                                  V. Paperwork Reduction Act                              within the U.S. Department of Justice,                one minute later, at 8 a.m. Additionally,
                                                  VI. Executive Order 12988 (Preemption)                  we clarified the Privacy Act discussion               the commenter noted that the phrase ‘‘to
                                                  VII. Effective Date                                     in § 1015.1(a) to reflect current practices           requests for records’’ should be added
                                                                                                          and provided further guidance to first                after the word ‘‘responses’’ at the end of
                                                  I. Background Information                                                                                     the sentence and a comma should be
                                                                                                          and third party requesters. With respect
                                                    On June 30, 2016, the President                                                                             added after the word ‘‘received.’’
                                                                                                          to an individual’s request for records
                                                  signed into law the 2016 FOIA, Public                                                                            We agree with the commenter. If an
                                                  Law 114–185 (2016). The 2016 FOIA                       about himself or herself, we clarified
                                                                                                                                                                electronic submission occurs during
                                                  amends the Freedom of Information Act,                  that we would process such a request                  non-working hours, we intend for time
                                                  5 U.S.C. 552, requiring an agency to                    under the Privacy Act and then under                  limitations to begin to run when
                                                  review its FOIA regulations and issue                   the FOIA. Thus, if a request is denied                working hours resume. Accordingly, we
                                                  regulations on procedures for the                       under the Privacy Act, the records will               have revised the sentence, which also
                                                  disclosure of records under the new                     be processed under the FOIA. This                     takes into account the grammatical
                                                  amendments. Specifically, the 2016                      change is consistent with the FOIA and                concerns the commenter raised. For
                                                  FOIA requires: Certain records be                       allows a requester access to the greatest             example, if a request is submitted
                                                  available for public inspection in an                   number of records.                                    electronically at 7:59 a.m. EST on a
                                                  electronic format; agencies to make                        Additionally, with respect to a request            working day, the time limitations will
                                                  available for public inspection in an                   by a third party for records under the                begin to run at 8 a.m. EST on that day
                                                  electronic format records that have been                Privacy Act, we removed the sentence                  when working hours resume. In
                                                  requested three or more times; that an                  on third party requests (not including a              response to the comment addressing
                                                  agency not withhold information under                   request on behalf of a first party for                § 1015.7(b) we made the same
                                                  FOIA unless the agency reasonably                       Privacy Act records) because such                     conforming changes to § 1015.7(b).
                                                  foresees that disclosure would harm an                  requests are only processed under the                    One commenter stated that, to be
                                                  interest protected by a FOIA Exemption                                                                        consistent with other provisions in the
                                                                                                          FOIA. Therefore the reference to third
                                                  or disclosure is prohibited by law;                                                                           rule that expressly state whether time
                                                                                                          party requests being processed under
                                                  extending the number of days for an                                                                           periods are measured in calendar days
                                                  administrative appeal of an adverse                     the Privacy Act is not required.                      or working days, the Commission
                                                  determination from 30 to 90 days; the                      One commenter asserted that the                    should clarify § 1015.5(g)(3) to reflect
                                                  assessment of fees be limited in certain                Commission’s policy regarding requests                that the Secretariat or delegate of the
                                                  circumstances; and requesters be                        for records in § 1015.1(b) should not                 Secretariat will determine whether to
                                                  notified of available dispute resolution                characterize disclosure as a ‘‘rule’’ and             grant a request for expedited processing
                                                  services from the FOIA Public Liaison of                withholding as an ‘‘exception.’’ The                  within 10 calendar days of receipt of the
                                                  the agency or the Office of Government                  commenter stated that ‘‘disclosure’’ and              request.
                                                  Information Services.                                   ‘‘withholding’’ are ‘‘prescribed equally                 The rule does not indicate whether
                                                    The Commission amends its                             by rules’’ and suggested that the                     the 10 days are calendar days or
                                                  regulations to implement the 2016                       Commission’s policy should indicate                   working days. For clarity and
                                                  FOIA, 16 CFR part 1015, by                              that the Commission will apply a                      consistency with other provisions in the
                                                  incorporating these new statutory                       presumption of disclosure when                        rule that specify ‘‘calendar days’’ or
                                                  requirements. The amendments revise                     processing responsive records.                        ‘‘working days’’ we have amended the
                                                  the Commission’s FOIA regulations to                                                                          sentence to refer to ‘‘ten (10) calendar
                                                  comply with the FOIA, as amended by                        We believe that a presumption of                   days.’’ This amendment is consistent
                                                  the 2016 FOIA, and update Commission                    disclosure is already reflected in the                with the Commission’s current practice
                                                  procedures, contact information, and                    Commission’s policy statement in                      of treating the 10 day time period as
                                                  methods of submitting requests for                      § 1015.1(b), which states that the                    calendar days. It is also consistent with
                                                  records to the Commission, in addition                  Commission’s policy regarding requests                the FOIA, which does not specify
                                                  to other conforming and technical                       for records is that disclosure is the rule            ‘‘working days.’’ 5 U.S.C.
                                                  revisions. Updating Commission                          and withholding is the exception. The                 552(a)(6)(E)(ii)(I).
                                                  procedures and Commission contact                       Commission’s policy is further clarified
asabaliauskas on DSKBBXCHB2PROD with RULES




                                                                                                                                                                C. Responses: Form and Content
                                                  information provides clarity for                        by the next two sentences in the rule,
                                                                                                                                                                (§ 1015.6)
                                                  requesters seeking records from the                     which incorporate a presumption of
                                                  Commission.                                             disclosure in explaining the limited                    One commenter remarked that neither
                                                                                                          circumstances under which records that                party may be able to definitively prove
                                                  II. Response to Comments                                                                                      the date of receipt of the Commission’s
                                                                                                          are exempted from disclosure will not
                                                    On January 3, 2017, the Commission                    be made available. Accordingly, we                    denial of a request for records under
                                                  published a Notice of Proposed                          decline to revise the sentence.                       § 1015.6(b)(4) if the Commission sends
                                                  Rulemaking (NPR) in the Federal                                                                               the denial by regular mail. The rule


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                                                  37006             Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Rules and Regulations

                                                  states that the requester has 90 calendar               and to conform to judicial authorities,               the ‘‘10 additional days’’ language we
                                                  days from the receipt of the denial or                  citing Cause of Action v. Federal Trade               proposed in the NPR tracks the language
                                                  partial denial to make an appeal. To                    Commission, 799 F.3d 1108 (D.C. Cir.                  used in the 2016 FOIA at 5 U.S.C.
                                                  avoid this problem, the commenter                       2015). Additionally, the commenter                    552(a)(4)(A)(viii)(ll), the 10 days are in
                                                  suggested that the Commission calculate                 suggested that we consider other                      addition to the 20 working days that the
                                                  the 90-day deadline from the date the                   elements of the Cause of Action                       Commission has to respond to the
                                                  Commission issues its denial.                           decision with respect to the news media               request for records per 5 U.S.C.
                                                     In response to the comment, we have                  requester fee category. Specifically, the             552(a)(6)(A)(i) and therefore also are
                                                  revised §§ 1015.6(b)(4) and 1015.7(a) to                commenter stated that the news media                  calculated as working days. This
                                                  state that an appeal must be made                       requester fee category should focus on                revision is consistent with 5 U.S.C.
                                                  within 90 calendar days of the                          the nature of the requester, not its                  552(a)(6)(B)(i), which refers to the
                                                  Commission’s response. The                              request. With respect to the requirement              extension for unusual circumstances as
                                                  Commission’s practice is to send                        that a news media requester use                       no more than 10 working days, and the
                                                  certified letters of denial, which allow                ‘‘editorial skills’’ to turn ‘‘raw                    revision is also consistent with the
                                                  the Commission to determine the date                    materials’’ into a ‘‘distinct work,’’ the             Commission’s current practices.
                                                  that the requester received the letter.                 commenter asserted that even a simple                    Additionally, on our own initiative,
                                                  This revision simplifies the process,                   press release commenting on records                   we made some clarifications and
                                                  eliminates any ambiguity, and allows                    satisfies this criterion. Finally, the                corrections to § 1015.9(f)(6).
                                                  the Commission flexibility to implement                 commenter stated that the Cause of                    Specifically, we added or corrected
                                                  future changes electronically where                     Action court indicated that the statutory             citations to other sections in the rule
                                                  feasible. This change also tracks the                   definition of a ‘‘representative of the               and made other conforming changes to
                                                  FOIA, which provides that, in the case                  news media’’ includes ‘‘alternative                   the 2016 FOIA. First, we added or
                                                  of an adverse determination, there is a                 media’’ and evolving news media                       corrected some references to sections in
                                                  right to appeal ‘‘within a period                       formats, and therefore, we should state               the rule that had previously been
                                                  determined by the head of the agency                    that any examples of news media                       omitted or needed to be revised.
                                                  that is not less than 90 days after the                 entities we may include in the rule are               Second, we revised the first sentence to
                                                  date of such adverse determination.’’ 5                 non-exhaustive.                                       remove ‘‘and notice’’ to track the
                                                  U.S.C. 552(a)(6)(A)(i)(III)(aa). The                       We agree with the commenter that the
                                                                                                                                                                language of the 2016 FOIA at 5 U.S.C.
                                                  revisions also revise §§ 1015.6(b), (b)(4),             definition of ‘‘representative of the news
                                                                                                                                                                552(a)(4)(A)(viii), which only refers to
                                                  and 1015.7(a) to state that denials                     media,’’ which is used to determine fee
                                                                                                                                                                ‘‘any time limits.’’ The notice portion is
                                                  include partial denials, for consistency                waivers in § 1015.9, is outdated and
                                                                                                                                                                instead a requirement of the exceptions
                                                  with the current language in § 1015.7(a),               should be amended to track the
                                                                                                                                                                at § 1015.9(f)(6)(i) and (ii), as stated in
                                                  which refers to denials of requests for                 definition in the FOIA at 5 U.S.C.
                                                                                                                                                                the 2016 FOIA at 5 U.S.C.
                                                  records ‘‘in whole or in part.’’ The                    552(a)(4)(A)(ii). Therefore, we have
                                                                                                                                                                552(a)(4)(A)(viii)(ll)(aa) and (bb).
                                                  Commission’s practice is to include a                   revised the first sentence of the
                                                                                                          definition to follow the FOIA definition.             Finally, we corrected two citation errors
                                                  date on denial letters, but we have
                                                                                                          Additionally, to provide further                      in § 1015.9(f)(6)(iii).
                                                  amended § 1015.6(b) to explicitly
                                                  require that a denial letter be dated.                  clarification and guidance for this                   F. Commission Report of Actions to
                                                                                                          definition, we have incorporated some                 Congress (§ 1015.10)
                                                  D. Appeals From Initial Denials;                        additional language from the FOIA
                                                  Reconsideration by the Secretariat                      definition and the template guidelines                  Based on informal OIP input on this
                                                  (§ 1015.7)                                              for agency FOIA regulations provided                  section we removed § 1015.10 because it
                                                     As noted above, one commenter                        by the OIP.                                           unnecessarily repeats the requirements
                                                  identified that proposed § 1015.7(b),                      This additional language encompasses               stated in the FOIA at 5 U.S.C. 552(e)(1),
                                                  which sets forth time limits for                        the OIP guidance and addresses the                    and, at the same time, is incomplete and
                                                  responding to appeals, would add an                     commenter’s suggestions. First, the                   lacks various other requirements listed
                                                  extra day for responding to an appeal                   additional language added to the                      in the FOIA. See 5 U.S.C.
                                                  received just before the start of a                     definition of news media focuses on the               552(e)(1)(B)(2), (C), and (F)–(M).
                                                  working day.                                            nature of the requester as opposed to the             Amending this section to restate all of
                                                     As stated in our above response, we                  content of the request. Second, the                   the requirements from the FOIA would
                                                  agree that the sentence should be                       commenter’s observation that a press                  make the rule unnecessarily dense and
                                                  revised. Accordingly, for the same                      release should meet the distinct work                 provides no additional guidance about
                                                  reasons we noted above, we have                         standard would be permissible under                   the requirement.
                                                  similarly revised the sentence, except                  the revised definition as long as it meets            G. Exemptions (5 U.S.C. 552(b))
                                                  that we refer to ‘‘appeals’’ instead of                 the requirement that it is about current              (§ 1015.16)
                                                  ‘‘requests’’ (an error in the NPR). For                 events or of current interest to the
                                                  that same reason, we also revised the                   public. Finally, we explain that the                    Also based on informal OIP input on
                                                  preceding sentence to correct ‘‘request’’               revised definition uses examples of                   this section, we removed § 1015.16 for
                                                  to state ‘‘appeal.’’ Finally, we updated a              news media entities that are not all-                 similar reasons. Because the
                                                  parenthetical citation at the end of                    inclusive.                                            requirements are already specified in
                                                  § 1015.7.                                                  One commenter suggested clarifying                 the FOIA at 5 U.S.C. 552(b), it is
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                                                                                                          that the ‘‘10 additional days’’ in                    unnecessary to repeat them in the rule.
                                                  E. Fees for Production of Records                       § 1015.9(f)(6)(i) are working days. We                Moreover, § 1015.16(c) is incomplete.
                                                  (§ 1015.9)                                              agree with the commenter and for                      See 5 U.S.C. 552(b)(3). In making this
                                                     One commenter asserted that the                      clarity have amended § 1015.9(f)(6)(i)                revision, we revised § 1015.15(d) and
                                                  definition of a ‘‘representative of the                 accordingly. This section is an                       § 1015.20 to reference the exemptions
                                                  news media’’ at § 1015.9(c)(8) should be                exception to the requirement that the                 contained in the FOIA at 5 U.S.C. 552(b)
                                                  amended because it is outdated and                      Commission waive certain fees if it fails             instead of the exemptions contained in
                                                  conflicts with the FOIA, as amended,                    to meet certain time limits. Although                 § 1015.16.


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                                                                    Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Rules and Regulations                                        37007

                                                  III. Environmental Considerations                       the Consumer Product Safety Act                       Poison Prevention Packaging Act of
                                                     The Commission’s regulations address                 (CPSA) explains the preemptive effect of              1970, the Refrigerator Safety Act, the
                                                  whether the Commission is required to                   consumer product safety standards                     Flammable Fabrics Act, the Children’s
                                                  prepare an environmental assessment or                  issued under the CPSA. 15 U.S.C. 2075.                Gasoline Burn Prevention Act, the
                                                  an environmental impact statement. 16                   The final rule is not a consumer product              Virginia Graeme Baker Pool and Spa
                                                  CFR part 1021. These regulations                        safety standard. The final rule revises a             Safety Act, and the Child Nicotine
                                                  provide a categorical exclusion for                     rule of agency practice and procedure                 Poisoning Prevention Act, and those
                                                  certain CPSC actions that normally have                 by implementing the FOIA of 2016 and                  maintained under any other authorized
                                                  ‘‘little or no potential for affecting the              making technical revisions or                         activity. Official records do not,
                                                  human environment.’’ 16 CFR                             corrections. Therefore, section 26 of the             however, include objects or articles
                                                  1021.5(c)(1). This final rule falls within              CPSA would not apply to this rule.                    such as tangible exhibits, samples,
                                                  the categorical exclusion.                              VII. Effective Date                                   models, equipment, or other items of
                                                                                                                                                                valuable property; books, magazines, or
                                                  IV. Regulatory Flexibility Act                             The Commission proposed that the                   other reference material; or documents
                                                     Under section 603 of the Regulatory                  final rule would become effective 30
                                                                                                                                                                routinely distributed by the Commission
                                                  Flexibility Act (RFA), when the                         days after the final rule is published in
                                                                                                                                                                in the normal course of business such as
                                                  Administrative Procedure Act (APA) or                   the Federal Register in accordance with
                                                                                                                                                                copies of Federal Register notices,
                                                  another law requires an agency to                       the APA’s general requirement that the
                                                                                                                                                                pamphlets, and laws. Official records
                                                  publish a general notice of proposed                    effective date of a rule be at least 30
                                                                                                                                                                include only existing records. Official
                                                  rulemaking, the agency must prepare an                  days after publication of the final rule.
                                                                                                          5 U.S.C. 553(d). We received no                       records of the Commission made
                                                  initial regulatory flexibility analysis and                                                                   available under the requirements of the
                                                  a final regulatory flexibility analysis                 comments regarding the effective date.
                                                                                                          Therefore, the final rule will become                 Freedom of Information Act (5 U.S.C.
                                                  assessing the economic impact of the
                                                                                                          effective 30 days after the final rule is             552) shall be furnished to the public as
                                                  rule on small entities or certify that the
                                                                                                          published in the Federal Register.                    prescribed by this part 1015. A request
                                                  rule will not have a significant
                                                  economic impact on a substantial                                                                              by an individual for records about
                                                                                                          List of Subjects in 16 CFR Part 1015                  himself or herself that are contained in
                                                  number of small entities. 5 U.S.C.
                                                  603(a), 604(a), and 605. As noted in the                  Administrative practice and                         the Commission’s system of records
                                                  NPR, the Commission chose to provide                    procedure, Consumer protection,                       under the Privacy Act (5 U.S.C. 552a)
                                                  notice and comment for this                             Disclosure of information, Freedom of                 will be processed under the Privacy Act
                                                  rulemaking. However, because this is a                  information.                                          and the FOIA. Documents routinely
                                                  ‘‘rule of agency organization, procedure,                 Accordingly, the Commission amends                  distributed to the public in the normal
                                                  or practice,’’ the APA does not require                 16 CFR part 1015 as follows:                          course of business will continue to be
                                                  an NPR. 5 U.S.C. 553. Thus, the RFA                                                                           furnished to the public by employees of
                                                  requirement does not apply to this                      PART 1015—PROCEDURES FOR                              the Commission informally and without
                                                  rulemaking. We further noted in the                     DISCLOSURE OR PRODUCTION OF                           compliance with the procedures
                                                  NPR that the rule would merely set out                  INFORMATION UNDER THE FREEDOM                         prescribed herein.
                                                  in a regulation the procedural                          OF INFORMATION ACT                                      (b) The Commission’s policy with
                                                  requirements stated in the FOIA of                                                                            respect to requests for records is that
                                                                                                          ■  1. The authority citation for part 1015
                                                  2016, update Commission procedures,                                                                           disclosure is the rule and withholding is
                                                                                                          is revised to read as follows:
                                                  and make other technical changes and                                                                          the exception. All records or portions of
                                                  corrections. We expect that the final                     Authority: 15 U.S.C. 2051–2084; 15 U.S.C.           records not exempt from disclosure will
                                                  rule will not have a significant                        1261–1278; 15 U.S.C. 1471–1476; 15 U.S.C.
                                                                                                          1211–1214; 15 U.S.C. 1191–1204; 15 U.S.C.
                                                                                                                                                                be made available. Records which may
                                                  economic impact on a substantial                                                                              be exempted from disclosure will be
                                                                                                          8001–8008; Pub. L. 110–278, 122 Stat. 2602;
                                                  number of small entities.                               5 U.S.C. 552.                                         made available unless: Disclosure is
                                                  V. Paperwork Reduction Act                                                                                    prohibited by law; the Commission
                                                                                                          ■   2. Revise § 1015.1 to read as follows:
                                                                                                                                                                reasonably foresees that disclosure
                                                     The Paperwork Reduction Act (PRA)
                                                                                                          1015.1    Purpose and scope.                          would harm an interest protected by an
                                                  establishes certain requirements when
                                                                                                             (a) The regulations of this subpart                exemption described in 5 U.S.C. 552(b);
                                                  an agency conducts or sponsors a
                                                                                                          provide information concerning the                    or disclosure is exempted under 5
                                                  ‘‘collection of information.’’ 44 U.S.C.
                                                                                                          procedures by which Consumer Product                  U.S.C. 552(b)(3). See § 1015.15(b).
                                                  3501–3520. The final rule amends the
                                                  Commission’s rule to conform to the                     Safety Commission records may be                      Section 6(a)(2) of the Consumer Product
                                                  2016 FOIA, to update Commission                         made available for inspection and the                 Safety Act, 15 U.S.C. 2055(a)(2),
                                                  procedures, and make other technical                    procedures for obtaining copies of                    prohibits the disclosure of trade secrets
                                                  changes and corrections. The final rule                 records from the Consumer Product                     or other matters referred to in 18 U.S.C.
                                                  would not impose any information                        Safety Commission. Official records of                1905; section 6(b) and section 25(c) of
                                                  collection requirements. The existing                   the Consumer Product Safety                           the CPSA. The Commission will
                                                  rule and the amendment do not require                   Commission consist of all documentary                 consider the record’s age, content, and
                                                  or request information from firms, but                  material maintained by the Commission                 character in assessing whether it
                                                  rather, explain the Commission’s FOIA                   in any format, including an electronic                reasonably foresees that disclosure of
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                                                  procedures. Thus, this rulemaking does                  format. These records include those                   the document would harm an interest
                                                  not implicate the PRA.                                  maintained in connection with the                     protected by an exemption.
                                                                                                          Commission’s responsibilities and                     Additionally, the Commission will
                                                  VI. Executive Order 12988 (Preemption)                  functions under the Consumer Product                  consider whether partial disclosure of
                                                     According to Executive Order 12988                   Safety Act, as well as those                          information is possible whenever the
                                                  (February 5, 1996), agencies must state                 responsibilities and functions                        Commission determines that a full
                                                  in clear language the preemptive effect,                transferred to the Commission under the               disclosure of a requested record is not
                                                  if any, of new regulations. Section 26 of               Federal Hazardous Substances Act, the                 possible and will take reasonable steps


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                                                  37008             Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Rules and Regulations

                                                  necessary to segregate and release                        The revisions and additions read as                 electronically received, and the time
                                                  nonexempt information.                                  follows:                                              limitations on responses to requests for
                                                     (c) The Secretariat of the Commission                                                                      records submitted electronically during
                                                  is the designated Chief Freedom of                      § 1015.3    Requests for records.                     non-working hours will begin to run
                                                  Information Officer who, subject to the                   (a) A request for access to records of              when working hours resume.
                                                  authority of the Chairman, is                           the Commission shall be in writing                    *      *      *    *    *
                                                  responsible for compliance with and                     addressed to the Secretariat and shall be                (e) If an extension of time greater than
                                                  implementation of 5 U.S.C. 552(j).                      submitted through any of the following                ten (10) working days is necessary, the
                                                  ■ 3. Revise § 1015.2 to read as follows:                methods: The e-FOIA Public Access                     Commission shall make available its
                                                                                                          Link at https://www.cpsc.gov; email to                FOIA Public Liaison for this purpose. A
                                                  § 1015.2   Public inspection.                           cpsc-foia@cpsc.gov; mail to Consumer                  list of the Commission FOIA Public
                                                     (a) The Consumer Product Safety                      Product Safety Commission, 4330 East                  Liaisons is available at https://
                                                  Commission will maintain in a public                    West Highway, Room 820, Bethesda,                     www.cpsc.gov/Newsroom/FOIA. The
                                                  reference room or area the materials                    MD 20814; or facsimile to 301–504–                    Commission will also notify requesters
                                                  relating to the Consumer Product Safety                 0127. * * *                                           in writing to the availability of the
                                                  Commission that are required by 5                         (b) * * * Before submitting their                   Office of Government Information
                                                  U.S.C. 552(a)(2) and 552(a)(5) to be                    requests, requesters may contact the                  Services of the National Archives and
                                                  made available for public inspection in                 Commission’s FOIA contact or FOIA                     Records Administration to provide
                                                  an electronic format. The principal                     Public Liaison to discuss the records                 dispute resolution services.
                                                  location will be in the Office of the                   they seek and to receive assistance in                   (g) * * *
                                                  Secretariat of the Commission. The                      describing the records.                                  (2) Requesters for expedited
                                                  address of this office is: Office of the                *     *     *    *     *                              processing must include in their
                                                  Secretariat, Consumer Product Safety                                                                          requests, which may be submitted
                                                  Commission, Room 820, 4330 East West                    § 1015.4    [Amended]
                                                                                                                                                                through any of the methods described in
                                                  Highway, Bethesda, MD 20814.                            ■  5. Amend § 1015.4 by removing the                  § 1015.3(a), a statement setting forth the
                                                     (b) This public reference facility will              word ‘‘Secretary’’ wherever it appears,               basis for the claim that a ‘‘compelling
                                                  maintain and make available for public                  and adding, in its place, the word                    need’’ exists for the requested
                                                  inspection in an electronic format a                    ‘‘Secretariat’’.                                      information, certified by the requester to
                                                  current index of the materials available                ■ 6. Amend § 1015.5 by:                               be true and correct to the best of his or
                                                  at that facility which are required to be               ■ a. Revising paragraph (a);                          her knowledge and belief.
                                                  indexed by 5 U.S.C. 552(a)(2).                          ■ b. Removing the word ‘‘Secretary’’ in                  (3) The Secretariat or delegate of the
                                                     (c) The Consumer Product Safety                      paragraphs (b) introductory text, (b)(1),             Secretariat will determine whether to
                                                  Commission will maintain an                             (d), and (d)(2) wherever it appears, and              grant a request for expedited processing
                                                  ‘‘electronic reading room’’ on the                      adding, in its place, the word                        and will notify the requester of such
                                                  World-Wide Web at https://                              ‘‘Secretariat’’;                                      determination within ten (10) calendar
                                                  www.cpsc.gov for those records that are                 ■ c. Redesignating paragraphs (e)                     days of receipt of the request.
                                                  required by 5 U.S.C. 552(a)(2) to be                    through (g) as paragraphs (f) through (h),
                                                  available by ‘‘computer                                                                                       *      *      *    *    *
                                                                                                          respectively;
                                                  telecommunications.’’ Records that the                  ■ d. Adding new paragraph (e);                        ■ 7. Amend § 1015.6 by:
                                                  FOIA requires the Commission to make                    ■ e. Removing the word ‘‘Secretary’’ in               ■ a. Revising paragraphs (a), (b)
                                                  available for public inspection in an                   redesignated paragraphs (f), (g)                      introductory text, and (b)(4);
                                                  electronic format may be accessed                                                                             ■ b. Adding paragraph (b)(5); and
                                                                                                          introductory text, (g)(5), and (h)
                                                  through the e-FOIA Public Access Link                                                                         ■ c. Removing the word ‘‘Secretary’’
                                                                                                          wherever it appears, and adding, in its
                                                  at https://www.cpsc.gov.                                place, the word ‘‘Secretariat’’; and                  from paragraph (c) wherever it appears,
                                                     (d) Subject to the requirements of                   ■ f. Revising redesignated paragraphs
                                                                                                                                                                and adding, in its place, the word
                                                  Section 6 of the CPSA, the Commission                   (g)(2) and g(3).                                      ‘‘Secretariat’’.
                                                  will make available for public                             The revisions and additions read as                   The revisions and additions read as
                                                  inspection in an electronic format                      follows:                                              follows:
                                                  copies of all records, regardless of form                                                                     § 1015.6   Responses: Form and content.
                                                  or format, that:                                        § 1015.5 Time limitation on responses to
                                                     (1) Have been released to any person                 requests for records and requests for                   (a) When a requested record has been
                                                  under 5 U.S.C. 552(a)(3); and                           expedited processing.                                 identified and is available for
                                                     (2) Because of the nature of their                     (a) The Secretariat or delegate of the              disclosure, the requester shall be
                                                  subject matter, the Commission                          Secretariat shall respond to all written              supplied with a copy or notified as to
                                                  determines have become or are likely to                 requests for records within twenty (20)               where and when the record will be
                                                  become the subject of subsequent                        working days (excepting Saturdays,                    made available for public inspection in
                                                  requests for substantially the same                     Sundays, and legal public holidays).                  an electronic format. If the payment of
                                                  records or that have been requested                     The time limitations on responses to                  fees is required the requester shall be
                                                  three or more times.                                    requests for records submitted by mail                advised by the Secretariat in writing of
                                                                                                          shall begin to run at the time a request              any applicable fees under § 1015.9
                                                  ■ 4. Amend § 1015.3 by:
                                                  ■ a. Revising the section heading;                      for records is received and date stamped              hereof. The requester will be notified of
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                                                  ■ b. Revising the first sentence of                     by the Office of the Secretariat. The                 the right to seek assistance from the
                                                  paragraph (a);                                          Office of the Secretariat shall date stamp            Commission’s FOIA Public Liaison.
                                                  ■ c. Adding a sentence at the end of                    the request the same day that it receives               (b) A response denying or partially
                                                  paragraph (b); and                                      the request. The time limitations on                  denying a written request for a record
                                                  ■ d. Removing the word ‘‘Secretary’’                    responses to requests for records                     shall be in writing, dated, and signed by
                                                  from paragraphs (d) and (e), wherever it                submitted electronically during working               the Secretariat or delegate of the
                                                  appears, and adding, in its place, the                  hours (8 a.m. to 4:30 p.m. EST) shall                 Secretariat and shall include:
                                                  word ‘‘Secretariat’’.                                   begin to run at the time the request was              *     *     *     *     *


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                                                                    Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Rules and Regulations                                          37009

                                                     (4) A statement that the denial may be               on appeal shall set forth the exemption               events or that would be of current
                                                  appealed to the Commissioners of the                    relied upon; a brief explanation,                     interest to the public. Examples of news
                                                  Consumer Product Safety Commission.                     consistent with the purpose of the                    media entities include television or
                                                  Any such appeal must be made within                     exemption, of how the exemption                       radio stations that broadcast ‘‘news’’ to
                                                  90 calendar days after the date of the                  applies to the records withheld; and the              the public at large and publishers of
                                                  denial or partial denial of the                         reasons for asserting it. The decision                periodicals that disseminate ‘‘news’’
                                                  Commission’s response to a request for                  will inform the requester of the right to             and make their products available
                                                  records.                                                seek dispute resolution services from                 through a variety of means to the
                                                     (5) A statement that the requester has               the Commission’s FOIA Liaison or the                  general public, including news
                                                  the right to seek dispute resolution                    Office of Government Information                      organizations that disseminate solely on
                                                  services from the Commission’s FOIA                     Services. A denial in whole or in part                the Internet. A request for records
                                                  Public Liaison or the Office of                         shall also inform the requester of his/her            supporting the news-dissemination
                                                  Government Information Services.                        right to seek judicial review of the                  function of the requester will not be
                                                  *      *     *    *     *                               Commission’s final determination in a                 considered to be for a commercial use.
                                                  ■ 8. Amend § 1015.7 by:
                                                                                                          United States district court, as specified            ‘‘Freelance’’ journalists who
                                                  ■ a. Revising the section heading;
                                                                                                          in 5 U.S.C. 552(a)(4)(B).                             demonstrate a solid basis for expecting
                                                  ■ b. Revising paragraphs (a) and (b);                   *     *     *     *     *                             publication through a news media entity
                                                  ■ c. Removing the word ‘‘Secretary’’ in
                                                                                                                                                                will be considered as a representative of
                                                                                                          (5 U.S.C. 552(a)(6)(A); 5 U.S.C. 553; 15 U.S.C.
                                                  paragraphs (c) and (g) wherever it                      2076(b)(10))
                                                                                                                                                                the news media. A publishing contract
                                                  appears, and adding, in its place, the                                                                        would provide the clearest evidence
                                                                                                          ■  9. Amend § 1015.9 by:                              that publication is expected; however,
                                                  word ‘‘Secretariat’’;                                   ■  a. Removing the word ‘‘Secretary’’ in
                                                  ■ d. Revising paragraph (e); and                                                                              the Commission can also consider a
                                                                                                          paragraphs (a), (e)(9), (f)(4), and (5), and
                                                  ■ e. Revising the sectional authority                                                                         requester’s past publication record in
                                                                                                          adding, in its place, the word
                                                  citation following paragraph (g).                                                                             making this determination. These
                                                                                                          ‘‘Secretariat’’;
                                                     The revisions read as follows:                                                                             examples are not all-inclusive.
                                                                                                          ■ b. Revising paragraphs (b), (c)(2), (3),
                                                                                                          and (8);                                              *       *     *   *      *
                                                  § 1015.7 Appeals from initial denials;                                                                           (e) * * *
                                                                                                          ■ c. Adding a sentence at the end of
                                                  reconsideration by the Secretariat.                                                                              (1) * * * Where paper documents
                                                                                                          paragraph (e)(1);
                                                     (a) When the Secretariat or delegate of              ■ d. Redesignating paragraph (f)(6) as                must be scanned in order to comply
                                                  the Secretariat has denied a request for                paragraph (f)(7);                                     with a requester’s preference to receive
                                                  records in whole or in part, the                        ■ e. Adding new paragraph (f)(6); and                 records in an electronic format, the
                                                  requester may, within 90 calendar days                  ■ f. Removing the word ‘‘Secretary’’ in               requester must also pay the direct costs
                                                  after the date of the denial or partial                 newly redesignated paragraph (f)(7) and               associated with scanning those
                                                  denial, appeal the denial to the General                adding, in its place, the word                        materials.
                                                  Counsel of the Consumer Product Safety                  ‘‘Secretariat’’.                                      *       *     *   *      *
                                                  Commission, attention of the                               The revisions and additions read as                   (f) * * *
                                                  Secretariat. Appeals may be submitted                   follows:                                                 (6) Search fees shall be waived for all
                                                  through any of the following methods:                                                                         requests and duplication fees shall be
                                                  the e-FOIA Public Access Link at                        § 1015.9    Fees for production of records.           waived for requests from educational
                                                  https://www.cpsc.gov; email to cpsc-                    *      *     *     *     *                            institutions, non-commercial scientific
                                                  foia@cpsc.gov; mail to 4330 East West                      (b) Fees shall be paid to the Treasury             institutions, and representatives of the
                                                  Highway, Room 820, Bethesda, MD                         of the United States according to the                 news media if the Commission fails to
                                                  20814; or facsimile to 301–504–0127.                    directions provided by the Commission.                comply with any time limit under
                                                     (b) The General Counsel, or the                         (c) * * *                                          §§ 1015.5(a), (g)(3), 1015.7(b), and 5
                                                  Secretariat upon reconsideration, will                     (2) Search includes all time spent                 U.S.C. 552(a)(6) other than those
                                                  act upon an appeal within 20 working                    looking for material that is responsive to            exceptions stated in 5 U.S.C.
                                                  days of its receipt. The time limitations               a request, including page-by-page or                  552(a)(4)(A)(viii)(ll). Those exceptions
                                                  on an appeal submitted by mail shall                    line-by-line identification of material               include:
                                                  begin to run at the time an appeal is                   within documents and the reasonable                      (i) If the Commission has determined
                                                  received and date stamped by the Office                 efforts expended to locate and retrieve               that unusual circumstances as defined
                                                  of the Secretariat. The Office of the                   information from electronic records.                  in § 1015.5(b) apply and the
                                                  Secretariat will date stamp the appeal                     (3) Duplication refers to the process of           Commission provided timely written
                                                  the same day that it receives the appeal.               making a copy of a document, including                notice to the requester as required by
                                                  The time limitations on an appeal                       electronically, necessary to respond to a             § 1015.5(c) or § 1015.7(f), then failure to
                                                  submitted electronically during working                 FOIA request. The Commission will                     comply with the time limit in
                                                  hours (8 a.m. to 4:30 p.m. EST) shall                   honor the requester’s preference for                  §§ 1015.5(a), (g)(3), 1015.7(b), and 5
                                                  begin to run at the time the appeal was                 receiving a record in a particular format             U.S.C. 552(a)(6) is excused for 10
                                                  electronically received, and the time                   when it can readily reproduce it in the               additional working days; or
                                                  limitations on appeals submitted                        form or format requested.                                (ii) If the Commission has determined
                                                  electronically during non-working hours                 *      *     *     *     *                            that unusual circumstances as defined
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                                                  will begin to run when working hours                       (8) Representative of the news media               in § 1015.5(b) apply and more than
                                                  resume.                                                 refers to any person or entity that                   5,000 pages are necessary to respond to
                                                  *      *    *      *    *                               gathers information of potential interest             the request, and the Commission has
                                                     (e) The General Counsel’s action on                  to a segment of the public, uses its                  provided timely written notice in
                                                  appeal shall be in writing, shall be                    editorial skills to turn the raw materials            accordance with § 1015.5(c) and (e) and
                                                  signed by the General Counsel, and                      into a distinct work, and distributes that            the Commission has discussed with the
                                                  shall constitute final agency action. A                 work to an audience. The term ‘‘news’’                requester via written mail, email, or
                                                  denial in whole or in part of a request                 means information that is about current               telephone (or made not less than three


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                                                  37010             Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Rules and Regulations

                                                  good-faith efforts to do so) how the                    under 5 U.S.C. 552(b). The Commission                 § 1015.20 Public availability of accident or
                                                  requester could effectively limit the                   will make available, to the extent                    investigation reports.
                                                  scope of the request; or                                permitted by law, records authorized to                  (a) Accident or investigation reports
                                                     (iii) If a court has determined that                 be withheld under 5 U.S.C. 552(b)                     made by an officer, employee, or agent
                                                  exceptional circumstances exist as                      unless the Commission reasonably                      of the Commission are available to the
                                                  defined in 5 U.S.C. 552(a)(6)(C), then                  foresees that disclosure would harm an                public under the procedures set forth in
                                                  failure to comply with §§ 1015.5(a),                    interest protected by the exemption or                subpart A of this part 1015 unless such
                                                  (g)(3), 1015.7(b), and 5 U.S.C. 552(a)(6)               disclosure is prohibited by law or                    reports are subject to the investigatory
                                                  shall be excused for the length of time                 otherwise exempted from disclosure                    file exemption contained in the
                                                  provided by the court order.                            under 5 U.S.C. 552(b)(3). In this regard              Freedom of Information Act (5 U.S.C.
                                                  *       *      *    *     *                             the Commission will not ordinarily                    552(b)) except that portions identifying
                                                                                                          release documents that provide legal                  any injured person or any person
                                                  § 1015.10   [Removed and Reserved]                                                                            treating such injured person will be
                                                                                                          advice to the Commission concerning
                                                  ■ 10. Remove and reserve § 1015.10.                     pending or prospective litigation where               deleted in accordance with section
                                                  ■ 11. Revise § 1015.11 to read as                       the release of such documents would                   25(c)(1) of the CPSA. * * *
                                                  follows:                                                significantly interfere with the                      *      *    *    *      *
                                                  § 1015.11 Disclosure of trade secrets to                Commission’s regulatory or enforcement                  Dated: August 2, 2017.
                                                  consultants and contractors; nondisclosure              proceedings.                                          Todd A. Stevenson,
                                                  to advisory committees and other                           (c) Draft documents that are agency                Secretariat, Consumer Product Safety
                                                  government agencies.                                                                                          Commission.
                                                                                                          records are subject to release upon
                                                    (a) In accordance with section 6(a)(2)                request in accordance with this                       [FR Doc. 2017–16550 Filed 8–7–17; 8:45 am]
                                                  of the CPSA, the Commission may                         regulation. However, in order to avoid                BILLING CODE 6355–01–P
                                                  disclose information which it has                       any misunderstanding of the
                                                  determined to be a trade secret or other                preliminary nature of a draft document,
                                                  matter referred to under 5 U.S.C.                       each draft document released will be                  DEPARTMENT OF HOMELAND
                                                  552(b)(4) to Commission consultants                     marked to indicate its tentative nature.              SECURITY
                                                  and contractors for use only in their                   Similarly, staff briefing packages, which
                                                  work for the Commission. Such persons                   have been completed but not yet                       Coast Guard
                                                  are subject to the same restrictions with
                                                                                                          transmitted to the Commission by the
                                                  respect to disclosure of such                                                                                 33 CFR Part 100
                                                                                                          Office of the Secretariat are subject to
                                                  information as any Commission
                                                                                                          release upon request in accordance with
                                                  employee.                                                                                                     [Docket No. USCG–2017–0640]
                                                    (b) In accordance with section 6(a)(2)                this regulation. Each briefing package or
                                                  of the CPSA, the Commission is                          portion thereof released will be marked               Special Local Regulation for Marine
                                                  prohibited from disclosing information                  to indicate that it has not been                      Events; Back River, Hampton, VA
                                                  which it has determined to be a trade                   transmitted to or acted upon by the
                                                                                                          Commission. In addition, briefing                     AGENCY:  Coast Guard, DHS.
                                                  secret or other matter referred to under
                                                  5 U.S.C. 552(b)(4) to advisory                          packages, or portions thereof, which the              ACTION: Notice of enforcement of
                                                  committees, except when required in                     Secretariat upon the advice of the Office             regulation.
                                                  the official conduct of their business, or              of the General Counsel has determined
                                                                                                          would be released upon request in                     SUMMARY:    The Coast Guard will enforce
                                                  to other Federal agencies and state and                                                                       special local regulations for the
                                                  local governments except when                           accordance with this regulation, will be
                                                                                                          made available for public inspection in               Poquoson Seafood Festival Workboat
                                                  permitted by the provisions of section                                                                        Race held on the Back River on October
                                                  29(f) of the CPSA.                                      an electronic format through the
                                                                                                                                                                15, 2017, with a rain date of October 29,
                                                  ■ 12. Revise § 1015.15 to read as                       Commission’s Web site at https://
                                                                                                                                                                2017. This action is necessary to
                                                  follows:                                                www.cpsc.gov promptly after the
                                                                                                                                                                provide for the safety of life on
                                                                                                          briefing package has been transmitted to
                                                  § 1015.15   Purpose and scope.                                                                                navigable waterways during the power
                                                                                                          the Commissioners by the Office of the
                                                                                                                                                                boat race. Our regulation for recurring
                                                     (a) The regulations of this subpart                  Secretariat. Such packages will be                    marine events in Captain of the Port—
                                                  provide information concerning the                      marked to indicate that they have not                 Sector Hampton Roads zone identifies
                                                  types of records which may be withheld                  been acted upon by the Commission.                    the regulated area for this regatta.
                                                  from production and disclosure by the                      (d) The exemptions contained in 5                  During the enforcement period, no
                                                  Consumer Product Safety Commission.
                                                                                                          U.S.C. 552(b) will be interpreted in                  vessel may transit this regulated area
                                                  These regulations also provide
                                                                                                          accordance with the applicable law at                 without approval from the Captain of
                                                  information on the method whereby
                                                                                                          the time a request for production or                  the Port or a designated representative.
                                                  persons submitting information to the
                                                                                                          disclosure is considered.                             DATES: The regulations in 33 CFR
                                                  Commission may request that the
                                                  information be considered exempt from                                                                         100.501 will be enforced for the location
                                                                                                          § 1015.16    [Removed and Reserved]
                                                  disclosure, and information concerning                                                                        listed at (c)(8) in the Table to § 100.501,
                                                  the Commission’s treatment of                           ■   13. Remove and reserve § 1015.16.                 Coast Guard Sector Hampton Roads—
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                                                  documents submitted with a request                                                                            COTP Zone, from 1 p.m. through 4 p.m.
                                                  that they be treated as exempt from                     § 1015.17    [Removed and Reserved]                   on October 15, 2017, with a rain date of
                                                  disclosure.                                                                                                   October 29, 2017.
                                                                                                          ■   14. Remove and reserve § 1015.17.
                                                     (b) No identifiable record requested in                                                                    FOR FURTHER INFORMATION CONTACT: If
                                                  accordance with the procedures                          ■  15. Amend § 1015.20 by removing the                you have questions about this notice of
                                                  contained in this part shall be withheld                first and second sentences of paragraph               enforcement, call or email LCDR
                                                  from disclosure unless it falls within                  (a) and adding one sentence in their                  Barbara Wilk, Waterways Management
                                                  one of the classes of records exempt                    place to read as follows:                             Sector Hampton Roads, U.S. Coast


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Document Created: 2017-08-08 00:17:44
Document Modified: 2017-08-08 00:17:44
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal rule.
DatesThe rule is effective on September 7, 2017.
ContactRenee McCune, Office of the General Counsel, Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814, (301) 504-7673; or Todd A. Stevenson, Chief Freedom of Information Officer, Consumer Product Safety Commission, 4330 East West Highway, Bethesda, MD 20814, (301) 504-6836.
FR Citation82 FR 37004 
CFR AssociatedAdministrative Practice and Procedure; Consumer Protection; Disclosure of Information and Freedom of Information

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