82_FR_37211 82 FR 37060 - Listing Endangered and Threatened Wildlife and Plants; Notice of 12-Month Finding on a Petition To List the Pacific Bluefin Tuna as Threatened or Endangered Under the Endangered Species Act

82 FR 37060 - Listing Endangered and Threatened Wildlife and Plants; Notice of 12-Month Finding on a Petition To List the Pacific Bluefin Tuna as Threatened or Endangered Under the Endangered Species Act

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 82, Issue 151 (August 8, 2017)

Page Range37060-37080
FR Document2017-16668

We, NMFS, announce a 12-month finding on a petition to list the Pacific bluefin tuna (Thunnus orientalis) as a threatened or endangered species under the Endangered Species Act (ESA) and to designate critical habitat concurrently with the listing. We have completed a comprehensive status review of the species in response to the petition. Based on the best scientific and commercial data available, including the status review report, and after taking into account efforts being made to protect the species, we have determined that listing of the Pacific bluefin tuna is not warranted. We conclude that the Pacific bluefin tuna is not an endangered species throughout all or a significant portion of its range, nor likely to become an endangered species within the foreseeable future throughout all or a significant portion of its range. We also announce the availability of a status review report, prepared pursuant to the ESA, for Pacific bluefin tuna.

Federal Register, Volume 82 Issue 151 (Tuesday, August 8, 2017)
[Federal Register Volume 82, Number 151 (Tuesday, August 8, 2017)]
[Notices]
[Pages 37060-37080]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-16668]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

[Docket No. 160719634-7697-02]
RIN 0648-XE756


Listing Endangered and Threatened Wildlife and Plants; Notice of 
12-Month Finding on a Petition To List the Pacific Bluefin Tuna as 
Threatened or Endangered Under the Endangered Species Act

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Notice of 12-month petition finding.

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SUMMARY: We, NMFS, announce a 12-month finding on a petition to list 
the Pacific bluefin tuna (Thunnus orientalis) as a threatened or 
endangered species under the Endangered Species Act (ESA) and to 
designate critical habitat concurrently with the listing. We have 
completed a comprehensive status review of the species in response to 
the petition. Based on the best scientific and commercial data 
available, including the status review report, and after taking into 
account efforts being made to protect the species, we have determined 
that listing of the Pacific bluefin tuna is not warranted. We conclude 
that the Pacific bluefin tuna is not an endangered species throughout 
all or a significant portion of its range, nor likely to become an 
endangered species within the foreseeable future throughout all or a 
significant portion of its range. We also announce the availability of 
a status review report, prepared pursuant to the ESA, for Pacific 
bluefin tuna.

DATES: This finding was made on August 8, 2017.

ADDRESSES: The documents informing the 12-month finding are available 
by submitting a request to the Assistant Regional Administrator, 
Protected Resources Division, West Coast Regional Office, 501 W. Ocean 
Blvd., Suite 4200, Long Beach, CA 90802, Attention: Pacific Bluefin 
Tuna 12-month Finding. The documents are also available electronically 
at http://www.westcoast.fisheries.noaa.gov/.

FOR FURTHER INFORMATION CONTACT: Gary Rule, NMFS West Coast Region at 
gary.rule@noaa.gov, (503) 230-5424; or Marta Nammack, NMFS Office of 
Protected Resources at marta.nammack@noaa.gov, (301) 427-8469.

SUPPLEMENTARY INFORMATION: 

Background

    On June 20, 2016, we received a petition from the Center for 
Biological Diversity (CBD), on behalf of 13 other co-petitioners, to 
list the Pacific bluefin tuna as threatened or endangered under the ESA 
and to designate critical habitat concurrently with its listing. On 
October 11, 2016, we published a positive 90-day finding (81 FR 70074) 
announcing that the petition presented substantial scientific or 
commercial information indicating that the petitioned action may be 
warranted. In our 90-day finding, we also announced the initiation of a 
status review of the Pacific bluefin tuna and requested information to 
inform our decision on whether the species warrants listing as 
threatened or endangered under the ESA.

ESA Statutory Provisions

    The ESA defines ``species'' to include any subspecies of fish or 
wildlife or plants, and any distinct population segment (DPS) of any 
vertebrate fish or wildlife which interbreeds when mature (16 U.S.C. 
1532(16)). The U.S. Fish and Wildlife Service (FWS) and NMFS have 
adopted a joint policy describing what constitutes a DPS under the ESA 
(61 FR 4722; February 7, 1996). The joint DPS policy identifies two 
criteria for making a determination that a population is a DPS: (1) The 
population must be discrete in relation to the remainder of the species 
to which it belongs; and (2) the population must be significant to the 
species to which it belongs.
    Section 3 of the ESA defines an endangered species as any species 
which is in danger of extinction throughout all or a significant 
portion of its range and a threatened species as one which is likely to 
become an endangered species within the foreseeable future throughout 
all or a significant portion of its range. Thus, we interpret an 
``endangered species'' to be one that is presently in danger of 
extinction. A ``threatened species,'' on the other hand, is not 
presently in danger of extinction, but is likely to become so in the 
foreseeable future (that is, at a later time). In other words, the 
primary statutory difference between a threatened and endangered 
species is the timing of when a species may be in danger of extinction, 
either presently (endangered) or in the foreseeable future 
(threatened).
    We determine whether any species is endangered or threatened as a 
result of any one or a combination of the following five factors: The 
present or threatened destruction, modification, or curtailment of its 
habitat or range; overutilization for commercial, recreational, 
scientific, or educational purposes; disease or predation; the 
inadequacy of existing regulatory mechanisms; or other natural or 
manmade factors affecting its continued existence (ESA section 
4(a)(1)(A)-(E)). Section 4(b)(1)(A) of the ESA requires us to make 
listing determinations based solely on the best scientific and 
commercial data available after conducting a review of the status of 
the species and after taking into account efforts being made by any 
State or foreign nation or political subdivision thereof to protect the 
species.
    The petition to list Pacific bluefin tuna identified the risk 
classification made by the International Union for Conservation of 
Nature (IUCN). The IUCN assessed the status of Pacific bluefin tuna and 
categorized the species

[[Page 37061]]

as ``vulnerable'' in 2014, meaning that the species was considered to 
be facing a high risk of extinction in the wild (Collette et al., 
2014). Species classifications under IUCN and the ESA are not 
equivalent; data standards, criteria used to evaluate species, and 
treatment of uncertainty are not necessarily the same. Thus, when a 
petition cites such classifications, we will evaluate the source of 
information that the classification is based upon in light of the ESA's 
standards on extinction risk and threats discussed above.

Status Review

    As part of our comprehensive status review of the Pacific bluefin 
tuna, we formed a status review team (SRT) comprised of Federal 
scientists from NMFS' Southwest Fisheries Science Center (SWFSC) having 
scientific expertise in tuna and other highly migratory species biology 
and ecology, population estimation and modeling, fisheries management, 
conservation biology, and climatology. We asked the SRT to compile and 
review the best available scientific and commercial information, and 
then to: (1) Conduct a ``distinct population segment'' (DPS) analysis 
to determine if there are any DPSs of Pacific bluefin tuna; (2) 
identify whether there are any portions of the species' geographic 
range that are significant in terms of the species' overall viability; 
and (3) evaluate the extinction risk of the population, taking into 
account both threats to the population and its biological status. While 
the petitioner did not request that we list any particular DPS(s) of 
the Pacific bluefin tuna, we decided to evaluate whether any 
populations met the criteria of our DPS Policy, in case doing so might 
result in a conservation benefit to the species. Generally, however, we 
opt to consider the species' rangewide status, rather than considering 
whether any DPSs might exist.
    In order to complete the status review, the SRT considered a 
variety of scientific information from the literature, unpublished 
documents, and direct communications with researchers working on 
Pacific bluefin tuna, as well as technical information submitted to 
NMFS. Information that was not previously peer-reviewed was formally 
reviewed by the SRT. Only the best-available science was considered 
further. The SRT evaluated all factors highlighted by the petitioners 
as well as additional factors that may contribute to Pacific bluefin 
tuna vulnerability.
    In assessing population (stock) structure and trends in abundance 
and productivity, the SRT relied on the International Scientific 
Committee for Tuna and Tuna-Like Species' (ISC) recently completed 
peer-reviewed stock assessment (ISC 2016). The ISC was established in 
1995 for the purpose of enhancing scientific research and cooperation 
for conservation and rational utilization of HMS species of the North 
Pacific Ocean, and to establish the scientific groundwork for the 
conservation and rational utilization of the HMS species in the North 
Pacific Ocean. The ISC is currently composed of scientists representing 
the following seven countries: Canada, Chinese Taipei, Japan, Republic 
of Korea, Mexico, People's Republic of China, and the United States. 
The ISC conducts regular stock assessments to assemble fishery 
statistics and biological information, estimate population parameters, 
summarize stock status, and develop conservation advice. The results 
are submitted to Regional Fishery Management Organizations (RFMOs), in 
particular the Western and Central Pacific Fisheries Commission (WCPFC) 
and the Inter-American Tropical Tuna Commission (IATTC), for review and 
are used as a basis of management actions. NMFS believes the ISC stock 
assessment (ISC 2016) represents best available science because: (1) It 
is the only scientifically based stock assessment of Pacific bluefin 
tuna; (2) it was completed by expert scientists of the ISC, including 
key contributions from the United States; (3) it was peer reviewed; and 
(4) we consider the input parameters to the assessment to represent the 
best available data, information, and assumptions.
    The SRT analyzed the status of Pacific bluefin tuna in a 3-step 
progressive process. First, the SRT evaluated 25 individual threats 
(covering the five factors in ESA section 4(a)(1)(A)-(E)). The SRT 
evaluated how each threat affects the species and contributes to a 
decline or degradation of Pacific bluefin tuna by ranking each threat 
in terms of severity (1-4, with ``1'' representing the lowest 
contribution, and ``4'' representing the highest contribution). The 
threats were evaluated in light of the Pacific bluefin tuna's 
vulnerability of and exposure to the threat, and its biological 
response.
    Following the initial rankings of specific threats, the SRT 
identified those threats where the range of rankings across the SRT was 
greater than one. For these threats, subsequent discussions ensured 
that the interpretation of the threat and its time-frame were clear and 
consistent across team members. For example, it was necessary to 
clarify that threats were considered only as they related to existing 
management measures and not historical management. After clarification, 
and a final round of discussion, each team member provided a final set 
of severity rankings for each specific threat.
    There were three specific threats (Illegal, Unregulated, and 
Unreported fishing, International Management, and sea surface 
temperature rise) for which the range of severity rankings remained 
greater than one after they had been discussed thoroughly. For these 
threats the SRT carried out a Structured Expert Decision Making process 
(SEDM) to determine the final severity rank. In this SEDM approach, 
each team member was asked to apportion 100 plausibility points across 
the four levels of severity. Points were totaled and mean scores were 
calculated. The severity level with the highest mean was determined to 
be the final ranking. As will be further detailed in the Analysis of 
Threats and Extinction Risk Analysis sections of this notice, the SRT 
also used SEDM in steps 2 and 3 of its analysis.
    The purpose of decision structuring is to provide a rational, 
thorough, and transparent decision, the basis for which is clear to 
both the decision maker(s) and to other observers, and to provide a 
means to capture uncertainty in the decision(s). Use of qualitative 
risk analysis and structured expert opinion methods allows for a 
rigorous decision-making process, the defensible use of expert opinion, 
and a well-documented record of how a decision was made. These tools 
also accommodate limitations in human understanding and allow for 
problem solving in complex situations. Risk analysis and other 
structured processes require uncertainty to be dealt with explicitly 
and biases controlled for. The information used may be empirical data, 
or it may come from subjective rankings or expert opinion expressed in 
explicit terms. Even in cases where data are sufficient to allow a 
quantitative analysis, the structuring process is important to clearly 
link outcomes and decision standards, and thereby reveal the reasoning 
behind the decision.
    This initial evaluation of individual threats and the potential 
demographic risk they pose forms the basis of understanding used during 
steps 2 and 3 of the SRT's analysis.
    In the second step of its analysis, the SRT used the same ranking 
system to evaluate the risk of each of the five factors in ESA section 
4(a)(1)(A)-(E) contributing to a decline or degradation of Pacific 
bluefin tuna. This involved a consideration of the combination of all 
threats that fall under each of the five

[[Page 37062]]

factors. In the final step, the SRT evaluated the overall extinction 
risk for Pacific bluefin tuna over two timeframes--25 years and 100 
years.
    The SRT's draft status review report was subjected to independent 
peer review as required by the Office of Management and Budget (OMB) 
Final Information Quality Bulletin for Peer Review (M- 05-03; December 
16, 2004). The draft status review report was peer reviewed by 
independent specialists selected from the academic and scientific 
community, with expertise in tuna and/or highly migratory species 
biology, conservation, and management. The peer reviewers were asked to 
evaluate the adequacy, appropriateness, and application of data used in 
the status review report, including the extinction risk analysis. All 
peer reviewer comments were addressed prior to dissemination and 
finalization of the draft status review report and publication of this 
finding.
    We subsequently reviewed the status review report, its cited 
references, and peer review comments, and believe the status review 
report, upon which this 12-month finding is based, provides the best 
available scientific and commercial information on the Pacific bluefin 
tuna. Much of the information discussed below on Pacific bluefin tuna 
biology, distribution, abundance, threats, and extinction risk is 
attributable to the status review report. However, in making the 12-
month finding determination, we have independently applied the 
statutory provisions of the ESA, including evaluation of the factors 
set forth in section 4(a)(1)(A)-(E); our regulations regarding listing 
determinations (50 CFR part 424); our Policy Regarding the Recognition 
of Distinct Vertebrate Population Segments Under the Endangered Species 
Act (DPS Policy, 61 FR 4722; February 7, 1996); and our Final Policy on 
Interpretation of the Phrase ``Significant Portion of Its Range'' in 
the Endangered Species Act's Definitions of ``Endangered Species'' and 
``Threatened Species (SPR Policy, 79 FR 37578; July 1, 2014).

Pacific Bluefin Tuna Description, Life History, and Ecology

Taxonomy and Description of Species

    Pacific bluefin tuna (Thunnus orientalis) belong to the family 
Scombridae (order Perciformes). They are one of three species of 
bluefin tuna; the other two are the southern bluefin tuna (Thunnus 
maccoyii) and the Atlantic bluefin tuna (Thunnus thynnus). The three 
species can be distinguished based on internal and external morphology 
as described by Collette (1999). The three species are also distinct 
genetically (Chow and Inoue 1993; Chow and Kishino 1995) and have 
limited overlap in their geographic ranges.
    Pacific bluefin tuna are large predators reaching nearly 3 meters 
(m) in length and 500 kilograms (kg) in weight (ISC 2016). They are 
pelagic species known to form large schools. As with all tunas and 
mackerels, Pacific bluefin tuna are fusiform in shape and possess 
numerous adaptations to facilitate efficient swimming. These include 
depressions in the body that accommodate the retraction of fins to 
reduce drag and a lunate tail that is among the most efficient tail 
shapes for generating thrust in sustained swimming (Bernal et al., 
2001).
    One of the most unique aspects of Pacific bluefin tuna biology is 
their ability to maintain a body temperature that is above ambient 
temperature (endothermy). While some other tunas and billfishes are 
also endothermic, these adaptations are highly advanced in the bluefin 
tunas (Carey et al., 1971; Graham and Dickson 2001) that can elevate 
the temperature of their viscera, locomotor muscle and cranial region. 
The elevation of their body temperature enables a more efficient energy 
usage and allows for the exploitation of a broader habitat range than 
would be available otherwise (Bernal, et al., 2001).

Range, Habitat Use, and Migration

    The Pacific bluefin tuna is a highly migratory species that is 
primarily distributed in sub-tropical and temperate latitudes of the 
North Pacific Ocean (NPO) between 20[deg] N. and 50[deg] N., but is 
occasionally found in tropical waters and in the southern hemisphere, 
in waters around New Zealand (Bayliff 1994).
    As members of a pelagic species, Pacific bluefin tuna use a range 
of habitats including open-water, coastal seas, and seamounts. Pacific 
bluefin tuna occur from the surface to depths of at least 550 m, 
although they spend most of their time in the upper 120 m of the water 
column (Kitagawa, et al., 2000; 2004; 2007; Boustany et al. 2010). As 
with many other pelagic species, Pacific bluefin tuna are often found 
along frontal zones where forage fish tend to be concentrated 
(Kitagawa, et al., 2009). Off the west coast of the United States, 
Pacific bluefin tuna are often more tightly clustered near areas of 
high productivity and more dispersed in areas of low productivity 
(Boustany, et al., 2010).
    Pacific bluefin tuna exhibit large inter-annual variations in 
movement (e.g., numbers of migrants, timing of migration and migration 
routes); however, general patterns of migration have been established 
using catch data and tagging study results (Bayliff 1994; Boustany et 
al., 2010; Block et al., 2011; Whitlock et al., 2015). Pacific bluefin 
tuna begin their lives in the western Pacific Ocean (WPO). Generally, 
age 0-1 fish migrate north along the Japanese and Korean coasts in the 
summer and south in the winter (Inagake et al., 2001; Itoh et al., 
2003; Yoon et al., 2012). Depending on ocean conditions, an unknown 
portion of young individuals (1-3 years old) from the WPO migrate 
eastward across the NPO, spending several years as juveniles in the 
eastern Pacific Ocean (EPO) before returning to the WPO (Bayliff 1994; 
Inagake et al., 2001; Perle 2011). Their migration rates have not been 
quantified and it is unknown what proportion of the population migrates 
to the EPO and what factors contribute to the high degree of 
variability across years.
    While in the EPO, the juveniles make north-south migrations along 
the west coast of North America (Kitagawa et al., 2007; Boustany et 
al., 2010; Perle, 2011). Pacific bluefin tuna tagged in the California 
Current span approximately 10[deg] of latitude between Monterey Bay 
(36[deg] N.) and northern Baja California (26[deg] N.) (Boustany et 
al., 2010; Block et al., 2011; Whitlock et al., 2015), although some 
individuals have been recorded as far north as Washington. This 
migration loosely follows the seasonal cycle of sea surface 
temperature, such that Pacific bluefin tuna move northward as 
temperatures warm in late summer to fall (Block et al., 2011). These 
movements also follow shifts in local peaks in primary productivity (as 
measured by surface chlorophyll) (Boustany et al., 2010; Block et al., 
2011). In the spring, Pacific bluefin tuna are concentrated off the 
southern coast of Baja California; in summer, Pacific bluefin tuna move 
northwest into the Southern California Bight; by fall, they are largely 
distributed between northern Baja California and northern California. 
In winter, Pacific bluefin tuna are generally more dispersed, with some 
individuals remaining near the coast, and some moving farther offshore 
(Boustany et al., 2010).
    After spending up to 5 years in the EPO, individuals return to the 
WPO where the only two spawning grounds (a southern area near the 
Philippines and Ryukyu Islands, and a northern area in the Sea of 
Japan) have been documented. No spawning activity, eggs, or larvae have 
been observed in the EPO. The timing of spawning and

[[Page 37063]]

the particular spawning ground used after their return to the WPO has 
not been established. Mature adults in the WPO generally migrate 
northwards to feeding grounds after spawning, although a small 
proportion of fish may move southward or eastward (Itoh 2006). Some of 
the mature individuals that migrate south are taken in New Zealand 
fisheries (Bayliff 1994, Smith et al., 2001), but the migration pathway 
of these individuals is unknown. It is also not known how long they may 
remain in the South Pacific.

Reproduction and Growth

    Like most pelagic fish, Pacific bluefin tuna are broadcast spawners 
and spawn more than once in their lifetime, and they spawn multiple 
times in a single spawning season (Okochi, et al., 2016). They are 
highly fecund, and the number of eggs they release during each spawning 
event is positively and linearly correlated with fish length and weight 
(Okochi et al., 2016; Ashida et al., 2015). Estimates of fecundity for 
female tuna from the southern spawning area (Philippines and Ryukyu 
Islands) indicate that individual fish can produce from 5 to 35 million 
eggs per spawning event (Ashida et al., 2015; Shimose et al., 2016; 
Chen et al., 2006). Females in the northern spawning ground (Sea of 
Japan) produce 780,000-13.89 million eggs per spawning event in fish 
116-170 cm fork length (FL) (Okochi, et al., 2016).
    Histological studies have shown that approximately 80 percent of 
the individuals found in the Sea of Japan from June to August are 
reproductively mature (Tanaka, et al., 2006, Okochi et al., 2016). This 
percentage does not necessarily represent the whole population as fish 
outside the Sea of Japan were not examined.
    Spawning in Pacific bluefin tuna occurs in only comparatively warm 
waters, so larvae are found within a relatively narrow sea surface 
temperature (SST) range (23.5-29.5 [deg]C) compared to juveniles and 
adults (Kimura et al., 2010; Tanaka & Suzuki 2016). Larvae are thought 
to be transported primarily by the northward flowing Kuroshio Current 
and are largely found off coastal Japan, both in the Pacific Ocean and 
Sea of Japan (Kimura et al., 2010).
    As discussed above, spawning in Pacific bluefin tuna has been 
recorded only in two locations: Near the Philippines and Ryukyu 
Islands, and in the Sea of Japan (Okochi et al., 2016; Shimose & Farley 
2016). These two spawning grounds differ in both timing and the size 
composition of individuals. Near the Philippines and Ryukyu Islands, 
spawning occurs from April to July and fish are from 6-25 years of age, 
though most are older than 9 years of age. In the Sea of Japan, 
spawning occurs later (June to August) and fish are 3-26 years old.
    Pacific bluefin tuna exhibit rapid growth, reaching 58 cm or more 
in length by age 1 and frequently more than 1 m in length by age 3 
(Shimose et al., 2009; Shimose and Ishihara 2015). The species tends to 
reach its maximum length of around 2.3 m at age 15 (Shimose et al., 
2009; Shimose and Ishihara 2015). The oldest Pacific bluefin tuna 
recorded was 26 years old and measured nearly 2.5 m in length (Shimose 
et al., 2009).

Feeding habits

    Pacific bluefin tuna are opportunistic feeders. Small individuals 
(age 0) feed on small squid and zooplankton (Shimose et al., 2013). 
Larger individuals (age 1+) have a diverse forage base that is 
temporally variable and, in both the EPO and WPO, they feed on a 
variety of fishes, cephalopods, and crustaceans (Pinkas et al., 1971; 
Shimose et al., 2013; Madigan et al., 2016; O. Snodgrass, NMFS SWFSC, 
unpublished data). Diet data indicate they forage in surface waters, on 
mesopelagic prey and even on benthic prey. The SWFSC conducted stomach 
content analysis of age 1-5 Pacific bluefin tuna caught off the coast 
of California from 2008 to 2016 and found that Pacific bluefin tuna are 
generalists altering their feeding habits depending on localized prey 
abundance (O. Snodgrass, NMFS SWFSC, unpublished data).

Species Finding

    Based on the best available scientific and commercial information 
summarized above, we find that the Pacific bluefin tuna is currently 
considered a taxonomically-distinct species and, therefore, meets the 
definition of ``species'' pursuant to section 3 of the ESA. Below, we 
evaluate whether the species warrants listing as endangered or 
threatened under the ESA throughout all or a significant portion of its 
range.

Distinct Population Segment Determination

    While we were not petitioned to list a distinct population segment 
(DPS) of the Pacific bluefin tuna and are therefore not required to 
identify DPSs, we decided, in this case, to evaluate whether any 
populations of the species meet the DPS Policy criteria. As described 
above, the ESA's definition of ``species'' includes ``any subspecies of 
fish or wildlife or plants, and any distinct population segment of any 
species of vertebrate fish or wildlife which interbreeds when mature.'' 
The DPS Policy requires the consideration of two elements: (1) The 
discreteness of the population segment in relation to the remainder of 
the species to which it belongs; and (2) the significance of the 
population segment to the species to which it belongs.
    A population segment of a vertebrate species may be considered 
discrete if it satisfies either one of the following conditions: (1) It 
is markedly separated from other populations of the same taxon as a 
consequence of physical, physiological, ecological, or behavioral 
factors. Quantitative measures of genetic or morphological 
discontinuity may provide evidence of this separation; or (2) it is 
delimited by international governmental boundaries within which 
differences in control of exploitation, management of habitat, 
conservation status, or regulatory mechanisms exist that are 
significant in light of section 4(a)(1)(D) of the ESA. If a population 
segment is found to be discrete under one or both of the above 
conditions, its biological and ecological significance to the taxon to 
which it belongs is evaluated. Factors that can be considered in 
evaluating significance may include, but are not limited to: (1) 
Persistence of the discrete population segment in an ecological setting 
unusual or unique for the taxon; (2) evidence that the loss of the 
discrete population segment would result in a significant gap in the 
range of a taxon; (3) evidence that the discrete population segment 
represents the only surviving natural occurrence of a taxon that may be 
more abundant elsewhere as an introduced population outside its 
historic range; or (4) evidence that the discrete population segment 
differs markedly from other populations of the species in its genetic 
characteristics.
    Pacific bluefin tuna are currently managed as a single stock with a 
trans-Pacific range. We considered a number of factors related to 
Pacific bluefin tuna movement patterns, geographic range, and life 
history that relate to the discreteness criteria. Among the many 
characteristics of Pacific bluefin tuna that were discussed as 
contributing factors to the determination of ESA discreteness, three 
were regarded as carrying the most weight in the identification of 
DPSs. The strongest argument for the existence of a DPS was the spatial 
specificity of Pacific bluefin tuna spawning. The strongest arguments 
against the existence of a DPS included Pacific bluefin tuna migratory 
behavior

[[Page 37064]]

and genetic characteristics of the Pacific bluefin tuna.
    Based on the current understanding of Pacific bluefin tuna 
movements, Pacific bluefin tuna use one of two areas in the WPO to 
spawn. There is no evidence to suggest that these represent two 
separate populations but rather that, as fish increase in size, they 
shift from using the Sea of Japan to using the spawning ground near the 
Ryukyu Islands (e.g., Shimose et al., 2016). The spawning areas are 
also characterized by physical oceanographic conditions (e.g., 
temperature), rather than a spatially fixed feature (e.g., a seamount 
or promontory). This implies that the location of the spawning grounds 
may be temporally and spatially fluid, as conditions change over time. 
Given these considerations, the existence of two spatially distinct 
spawning grounds does not provide compelling evidence that discrete 
population segments exist for Pacific bluefin tuna. In addition, 
concentrations of adult Pacific bluefin tuna on the spawning grounds 
are found only during spawning times and not year-round.
    Catch data and conventional and electronic tagging data demonstrate 
the highly migratory nature of Pacific bluefin tuna. Results support 
broad mixing around the Pacific. While fish cross the Pacific from the 
WPO to the EPO, results indicate that they then return to the WPO to 
spawn. Furthermore, the limited genetic data currently available (Tseng 
et al., 2012; Nomura et al., 2014) do not support the presence of 
genetically distinct population segments within the Pacific bluefin 
tuna.

Pacific Bluefin Tuna Stock Assessment

    The ISC stock assessment presented population dynamics of Pacific 
bluefin tuna based on catch per unit effort data from 1952-2015 using a 
fully integrated age-structured model. The model included various life-
history parameters including a length/age relationship and natural 
mortality estimates from tag-recapture and empirical life-history 
studies. Specific details on the modelling methods can be found in the 
ISC stock assessment available at http://isc.fra.go.jp/reports/stock_assessments.html.
    The 2016 ISC Pacific bluefin tuna stock assessment indicated three 
major trends: (1) Spawning stock biomass (SSB) fluctuated from 1952-
2014; (2) SSB declined from 1996 to 2010; and (3) the decline in SSB 
has ceased since 2010 yet remains near to its historical low.
    Based on the stock assessment model, the 2014 SSB was estimated to 
be around 17,000 mt, which represents 143,053 individuals capable of 
spawning. Relative to the theoretical, model-derived SSB had there been 
no fishing (i.e., the ``unfished'' SSB; 644,466 mt), 17,000 mt 
represents approximately 2.6 percent of fish in the spawning year 
classes. It is important to note that unfished SSB is a theoretical 
number derived from the stock assessment model and does not represent a 
``true'' estimate of what the SSB would have been with no fishing. This 
is because it is based on the equilibrium assumptions of the model 
(e.g., no environmental or density-dependent effects) and it changes 
with model structures. That is, in the absence of density-dependent 
effects on the population, the estimate may overestimate the population 
size that can be supported by the environment and may change with 
improved input parameters. When compared to the highest SSB of 160,004 
mt estimated by the model in 1959, the SSB in 2014 is 10.6 percent of 
the 1952-2014 historical peak.
    It is important to note that while the SSB as estimated by the ISC 
stock assessment is 2.6 percent of the theoretical, model-derived, 
``unfished'' SSB, this value is based on a theoretical unfished 
population, and only includes fish of spawning size/age. Based on the 
estimated number of individuals at each age class, the number of 
individuals capable of spawning in 2014 was 143,053. However, total 
population size, including non-spawning capable individuals that have 
not yet reached spawning age, is estimated at 1,625,837. This yields an 
8 percent ratio of spawning-capable individuals to total population. 
From 1952-2014, this ratio has ranged from 28 percent in 1960 to 2.5 
percent in 1984, with a mean of 8 percent. The ratio in 2014 indicates 
that, relative to population size, there were more spawning-capable 
fish than in some years even with a similarly low total population size 
(e.g., 1982-84), and the ratio was at the average for the period 1952-
2014.
    The 2016 ISC stock assessment was also used to project changes in 
SSB through the year 2034. The assessment evaluated 11 scenarios in 
which various management strategies were altered from the status quo 
(e.g., reduction in landings of smaller vs. larger individuals) and 
recruitment scenarios were variable (e.g., low to high recruitment). 
None of these 11 scenarios resulted in a projected reduction in SSB 
through fishing year 2034.
    The stock assessment also indicates that Pacific bluefin tuna is 
overfished and that overfishing is occurring. This assessment, however, 
is based on the abundance of the species through 2014. As described in 
the following section on existing regulatory measures, the first 
Pacific bluefin tuna regulations that placed limits on harvest were 
implemented in 2012 with additional regulations implemented in 2014 and 
2015.

Summary of Factors Affecting Pacific Bluefin Tuna

    As described above, section 4(a)(1) of the ESA and NMFS' 
implementing regulations (50 CFR 424.11(c)) state that we must 
determine whether a species is endangered or threatened because of any 
one or a combination of the following factors: The present or 
threatened destruction, modification, or curtailment of its habitat or 
range; overutilization for commercial, recreational, scientific, or 
educational purposes; disease or predation; inadequacy of existing 
regulatory mechanisms; or other natural or manmade factors affecting 
its continued existence. We evaluated whether and the extent to which 
each of the foregoing factors contribute to the overall extinction risk 
of Pacific bluefin tuna, with a ``significant'' contribution defined, 
for purposes of this evaluation, as increasing the risk to such a 
degree that the factor affects the species' demographics (i.e., 
abundance, productivity, spatial structure, diversity) either to the 
point where the species is strongly influenced by stochastic or 
depensatory processes or is on a trajectory toward this point.
    For their extinction risk analysis, the SRT members evaluated 
threats and the extinction risk over two time frames. The SRT used 25 
years (~3 generations for Pacific bluefin tuna) for the short time 
frame and 100 years (~13 generations) for the long time frame. The SRT 
concluded that the short time frame was a realistic window to evaluate 
current effects of potential threats with a good degree of reliability, 
especially when considering the limits of population forecasting models 
(e.g., projected population trends in stock assessment models). The SRT 
also concluded that 100 years was a more realistic window through which 
to evaluate the effects of a threat in the more distant future that, by 
nature, may not be able to be evaluated over shorter time periods. For 
example, the potential effects of climate change from external forces 
are best considered on multi-decadal to centennial timescales, due to 
the predominance of natural variability in determining environmental 
conditions in the shorter term.

[[Page 37065]]

    The following sections briefly summarize our findings and 
conclusions regarding threats to the Pacific bluefin tuna and their 
impact on the overall extinction risk of the species. More details can 
be found in the status review report, which is incorporated here by 
reference.

A. The Present or Threatened Destruction, Modification, or Curtailment 
of Its Habitat or Range

Water Pollution
    Given their highly migratory nature, Pacific bluefin tuna may be 
exposed to a variety of contaminants and pollutants. Pollutants vary in 
terms of their concentrations and composition depending on location, 
with higher concentrations typically occurring in coastal waters. There 
are two classes of pollutants in the sea that are most prevalent and 
that could pose potential risks to Pacific bluefin tuna: Persistent 
Organic Pollutants (POPs) and mercury. However, the SRT also considered 
Fukushima derived radiation and oil pollution as independent threats.
    Persistent organic pollutants are organic compounds that are 
resistant to environmental degradation and are most often derived from 
pesticides, solvents, pharmaceuticals, or industrial chemicals. Common 
POPs in the marine environment include the organochlorine 
Dichlorodiphenyltrichloroethane (DDT) and Polychlorinated biphenyls 
(PCBs). Because they are not readily broken down and enter the food-
web, POPs tend to bioaccumulate in marine organisms. In fishes, some 
POPs have been shown to impair reproductive function (e.g., white 
croaker; Cross et al., 1988; Hose et al., 1989).
    Specific information on POPs in Pacific bluefin tuna is limited. 
Ueno et al. (2002) examined the accumulation of POPs (e.g., PCBs, DDTs, 
and chlordanes (CHLs)) in the livers of Pacific bluefin tuna collected 
from coastal Japan. They determined, as expected, that the uptake of 
these organochlorines was driven by dietary uptake rather than through 
exposure to contaminated water (i.e., through the gills). This research 
showed that levels of organochlorines were positively and linearly 
correlated with body length. Body length normalized values for PCBs, 
DDTs, and CHLs were calculated as 530-2,600 ng/g lipid weight, 660-800 
ng/g lipid weight, and 87-300 ng/g lipid weight, respectively. More 
recently, Chiesa et al. (2016) measured pollutants from Pacific bluefin 
tuna in the Western Central Pacific Ocean and found that 100 percent of 
the individuals sampled tested positive for five of the six PCBs 
assayed. Three POPs (specifically, polybrominated diphenyl ethers) were 
detected in 5-60 percent of fish examined. Two organochlorines were 
detected in 30-80 percent of samples. Unlike the findings of Ueno et 
al. (2002) from coastal Japan, no DDT or its end-products were detected 
in Pacific bluefin tuna in the Western Central Pacific Ocean.
    While POPs have been detected in the tissues of Pacific bluefin 
tuna (see above), much higher levels have been measured in other marine 
fish (e.g., pelagic sharks; Lyons et al., 2015). While there is a lack 
of direct experimentation on the potential impacts of POPs on Pacific 
bluefin tuna, there are currently no studies which indicate that they 
exist at levels that are harmful to Pacific bluefin tuna. Based on the 
findings in the status review, we conclude that POPs pose no to low 
risk of contributing to a decline or degradation of the Pacific bluefin 
tuna.
    Mercury (Hg) enters the oceans primarily through the atmosphere-
water interface. Initial sources of Hg are both natural and 
anthropogenic. One of the main sources of anthropogenic Hg is coal-
fired power-plants. Total Hg emissions to the atmosphere have been 
estimated at 6,500-8,200 Mg/yr, of which 4,600-5,300 Mg/yr (50-75 
percent) are from natural sources (Driscoll et al., 2013). In water, 
elemental Hg is converted to methyl-Hg by bacteria. Once methylated, Hg 
is easily absorbed by plankton and thus enters the marine food-web. As 
with POPs, Hg bioaccumulates and concentrations increase in higher 
trophic level organisms.
    As a top predator, Pacific bluefin tuna can potentially accumulate 
high levels of Hg. Several studies have examined Hg in Pacific bluefin 
tuna and reported a wide range of concentrations that vary based on 
geographic location. In the WPO, measured Hg concentrations ranged from 
0.66-3.23 [mu]g/g wet mass (Hisamichi et al., 2010; Yamashita et al., 
2005), whereas in the EPO they ranged from 0.31-0.508 [mu]g/g wet mass 
(Lares et al., 2012; Coman et al., 2015). The latter study demonstrated 
that in the EPO individuals that had recently arrived from the WPO 
contained higher Hg concentrations than those that had resided in the 
EPO for 1-3 years, including wild-caught individuals being raised in 
net pens. By comparison, concentrations of Hg in Atlantic bluefin tuna 
have been measured at 0.25-3.15 mg/kg wet mass (Lee et al., 2016). 
Notably, Lee et al. (2016) demonstrated that Hg concentrations in 
Atlantic bluefin tuna declined 19 percent over an 8-year period from 
the 1990s to the early 2000s, a result of reduced anthropogenic Hg 
emissions in North America. Tunas are also known to accumulate high 
levels of selenium (Se), which is suggested to have a detoxifying 
effect on methyl-Hg compounds (reviewed in Ralston et al., 2016).
    The petitioners suggest that since some bluefin products are above 
1 ppm, the U.S. Food and Drug Administration's (FDA) threshold, there 
is cause for concern with regard to bluefin tuna health. The FDA levels 
are set at the point at which consumption is not recommended for 
children and women of child bearing age and are not linked to fish 
health. While methyl Hg compounds have been shown to cause 
neurobiological changes in a variety of animals, there have been no 
studies on tuna or tuna-like species showing detrimental effects from 
methyl Hg. As with the POPs, other marine species have much higher 
levels of Hg contamination (Montiero and Lopes 1990; Lyons et al., 
2015). The SRT was unanimous in the determination that Hg contamination 
does not pose a direct threat to Pacific bluefin tuna.
    We find that water pollution poses no risk of contributing to a 
decline or degradation of the Pacific bluefin tuna. While we 
acknowledge that bioaccumulation of pollutants in Pacific bluefin tuna 
may result in some risk to consumers, the absence of empirical studies 
showing that water pollution has direct effects on Pacific bluefin tuna 
implies that water pollution is not a high risk for Pacific bluefin 
tuna themselves.
Plastic Pollution
    Plastics have become a major source of pollution on a global scale 
and in all major marine habitats (Law 2017). In 2014, global plastic 
production was estimated to be 311 million metric tons (mt) (Plast. 
Eur. 2015). Plastics are the most abundant material collected as 
floating marine debris or from beaches (Law et al., 2010; Law 2017) and 
are known to occur on the seafloor. Impacts on the marine environment 
vary with type of plastic debris. Larger plastic debris can cause 
entanglement leading to injury or death, while ingestion of smaller 
plastic debris has the potential to cause injury to the digestive tract 
or accumulation of indigestible material in the gut. Studies have also 
shown that chemical pollutants may be adsorbed into plastic debris 
which would provide an additional pathway for exposure (e.g., Chua et 
al., 2014). Small plastics (microplastics) have been documented as the 
primary source of ingested plastic materials among fish species, 
particularly opportunistic planktivores

[[Page 37066]]

(e.g., Rochman et al., 2013; 2014; Matsson et al., 2015). Few studies 
have examined microplastic ingestion by larger predatory fishes such as 
Pacific bluefin tuna and results from these studies are mixed.
    Cannon et al. (2016) found no evidence of plastics in the digestive 
tracts of skipjack tuna (Katsuwonis pelamis) and blue mackerel (Scomber 
australensis) in Tasmania. Choy and Drazen (2013) found no evidence of 
plastic ingestion in K. pelamis and yellowfin tuna (Thunnus albacares) 
in Hawaiian waters, but found that approximately 33 percent of bigeye 
tuna (Thunnus obesus) had anthropogenic plastic debris in their 
stomachs. While no specific studies on plastic ingestion in Pacific 
bluefin tuna are available, a study of foraging ecology in the EPO 
found no plastic in over 500 stomachs examined from 2008-2016 (O. 
Snodgrass, NMFS, unpublished data).
    We find that plastic ingestion by Pacific bluefin tuna poses no to 
low risk of contributing to a decline or degradation of the Pacific 
bluefin tuna. This was based in large part upon the absence of 
empirical evidence of large amounts of macro- and micro-plastic 
directly impacting individual Pacific bluefin tuna health.
Oil and Gas Development
    There are numerous examples of oil and gas exploration and 
operations posing a threat to marine organisms and habitats. Threats 
include seismic activities during exploration and construction and 
events such as oil spills or uncontrolled natural gas escape where 
released chemicals can have severe and immediate effects on wildlife.
    Unfortunately, there is limited information on the direct impacts 
of oil and gas exploration and operation on pelagic fishes such as 
Pacific bluefin tuna. Studies looking at the impacts of seismic 
exploration on fish have mixed results. Wardle et al. (2001) and Popper 
et al. (2005) documented low to moderate impacts on behavior or 
hearing, whereas McCauley et al. (2003) reported long-term hearing loss 
from air-gun exposure. Risk associated with seismic exploration would 
likely be less of a concern for highly migratory species that can move 
away and do not use sounds to communicate. Reduced catch rates in areas 
for a period of time after air guns have been used are considered 
evidence for this avoidance behavior in a range of species (Popper and 
Hastings 2009).
    The effects of seismic exploration on larval Pacific bluefin tuna, 
however, could be greater than on older individuals due in part to the 
reduced capacity of larvae to move away from affected areas. Davies et 
al. (1989) stated that fish eggs and larvae can be killed at sound 
levels of 226-234 decibel (dB), which are typically found at 0.6-3.0 m 
from an air gun such as those used during seismic exploration. Visual 
damage to larvae can occur at 216 dB, levels found approximately 5 m 
from the air gun. Less obvious impacts such as disruptions to 
developing organs are harder to gauge and are little explored in the 
scientific literature; however, severe physical damage or mortality 
appears to be limited to larvae within a few meters of an air gun 
discharge (Dalen et al., 1987; Patin & Cascio 1999).
    The most relevant study, for the purposes of the SRT, is an 
evaluation of the impacts of oil pollution on the larval stage of 
Atlantic bluefin tuna. Oil released from the 2010 Deepwater Horizon oil 
spill in the Gulf of Mexico covered approximately 10 percent of the 
spawning habitat, prompting concerns about larval survival (Muhling et 
al., 2012). Modeled western Atlantic bluefin tuna recruitment for 2010 
was low compared to historical values, but it is not yet clear whether 
this was primarily due to oil-induced mortality, or unfavorable 
oceanographic conditions (Domingues et al., 2016). Results from 
laboratory studies showed that exposure to oil resulted in significant 
defects in heart development in larval Atlantic bluefin tuna (Incardona 
et al., 2014) with a likely reduction in fitness. A similar response 
would be expected in Pacific bluefin tuna. Consequently, an oil spill 
in or around the spawning grounds has the potential to impact larval 
survival of Pacific bluefin tuna. Previous spills near the spawning 
grounds have mostly been from ships (e.g., Varlamov et al., 1999; Chiau 
2005), and have resulted in much smaller, more coastally confined 
releases into the marine environment than from the Deepwater Horizon 
incident. However, offshore oil exploration has increased in the region 
in recent years, potentially increasing the risks of a large-scale 
spill. Despite these considerations, the overall risks to Pacific 
bluefin tuna associated with an oil spill were considered to be low for 
a number of reasons: (1) Large oil spills are rare events; (2) Pacific 
bluefin tuna larvae are spread over two spawning grounds with little 
oceanographic connectivity between them, reducing risk to the 
population as a whole; and (3) the population is broadly dispersed 
overall.
    Oil and gas infrastructure may have beneficial impacts on the 
marine environment by providing habitat for a range of species and de 
facto no fishing zones. California has been a prime area of research 
into the effects of decommissioned oil platforms. Claisse et al. (2014) 
showed that offshore oil platforms have the highest measured fish 
production of any habitat in the world, exceeding even coral reefs and 
estuaries. Caselle et al. (2002) showed that even remnant oil field 
debris (e.g., defunct pipe lines, piers, and associated structures) 
harbored diverse fish communities. This pattern is not unique to 
California. For example, Fabi et al. (2004) showed that fish diversity 
and richness increased within the first year after installation of two 
gas platforms in the Adriatic Sea, and that biomass of fishes on these 
platforms was substantial. Consequently, oil platforms may provide 
forage and refuge for Pacific bluefin tuna.
    In summary, we consider oil and gas development to pose no to low 
risk of contributing to a decline or degradation of the Pacific bluefin 
tuna.
Wind Energy Development
    Concerns about climate impacts linked to the use of petroleum 
products has led to an increase in renewable energy programs over the 
past two decades. Offshore and coastal wind energy generating stations 
have been among the fastest growing renewable energy sectors, 
particularly in shallow coastal areas, which generally have consistent 
wind patterns and reduced infrastructure costs due to shallow depths 
and proximity to land.
    Impacts of wind energy generating stations on marine fauna have 
been well studied (see K[ouml]ppel, 2017 for examples). There have been 
some studies predicting negative effects on marine life, particularly 
birds and benthic organisms, but few empirical studies have 
demonstrated direct impacts to fishes. Wilson et al. (2010) reviewed 
numerous papers discussing the impacts of wind energy infrastructure 
and concluded that while they are not environmentally benign, the 
impacts are minor and can often be ameliorated by proper placement.
    Studies on wind energy development and its impact on fishes has 
largely focused on demersal species assemblages. Similar to oil and gas 
platforms, wind energy platforms have been shown to have a positive 
effect on demersal fish communities in that they tend to harbor high 
diversity and biomass of fish populations (e.g., Wilhelmsson et al., 
2006). Following construction of ``wind farms,'' one particular concern 
has been the effects of noise created by the operating mechanisms on 
fish. Wahlberg and Westerberg (2005) concluded that wind

[[Page 37067]]

farm noise does not have any destructive effects on the hearing ability 
of fish, even within a few meters. The major impact of the noise is 
largely restricted to masking communication between fish species which 
use sounds (Wahlberg and Westerberg, 2005). Given that Pacific bluefin 
tuna are not known to use sounds for communication, the impact of noise 
would be minimal if any. Additionally, wind farms are likely to serve 
as de facto fish aggregating devices and may prove beneficial at 
attracting prey and thus Pacific bluefin tuna as well. Also, given the 
highly migratory nature of Pacific bluefin tuna and their broad range, 
wind farms would not take up a large portion of their range and could 
be avoided.
    We find that wind energy development poses no to low risk of 
contributing to a decline or degradation of the Pacific bluefin tuna. 
This was based largely on the ability of Pacific bluefin tuna to avoid 
wind farms and the absence of empirical evidence showing harm directly 
to Pacific bluefin tuna.
Large-Scale Aquaculture
    Operation of coastal aquaculture facilities can degrade local water 
quality, mostly through uneaten fish feed and feces, leading to 
nutrient pollution. The severity of these issues depends on the species 
being farmed, food composition and uptake efficiency, fish density in 
net pens, and the location and design of pens (Naylor et al., 2005). 
There are several offshore culture facilities throughout the world, 
most being within 25 kilometers (km) of shore.
    The petition by CBD highlights a proposed offshore aquaculture 
facility in California as a potential threat to Pacific bluefin tuna. 
The proposed Rose Canyon aquaculture project would construct a facility 
to raise yellowtail jack approximately 7 km from the San Diego coast. 
The high capacity of the proposed project (reaching up to 5,000 mt 
annually after 8 years of operation) has raised concerns about 
resulting impacts to the surrounding marine environment. As the 
proposed aquaculture facility would act as a point source of 
pollutants, the potential impacts to widely distributed pelagic species 
such as Pacific bluefin tuna will depend on oceanographic dispersal of 
these pollutants within the Southern California Bight (SCB) and 
surrounding regions.
    Data from current meters and Acoustic Doppler Current Profilers 
(ADCPs) near Point Loma have recorded seasonally reversing, and highly 
variable, alongshore flows (Hendricks 1977; Carson et al., 2010). 
However, cross-shelf currents were much weaker. Similarly, Lahet and 
Stramski (2010) showed that river plumes in the San Diego area 
identified by satellite ocean color imagery moved variably north or 
south along the coast until dispersing, but were not advected offshore. 
Recent studies using high-resolution simulations of a regional oceanic 
modeling system have also shown limited connectivity between the 
nearshore region off San Diego and the open SCB (Dong et al., 2009; 
Mitari et al., 2009). This suggests that pollutants resulting from the 
proposed Rose Canyon aquaculture facility would likely be dispersed 
along the southern California and northern Baja California coasts 
rather than offshore. Pacific bluefin tuna are distributed throughout 
much of the California Current ecosystem, and are often caught more 
than 100 km from shore (Holbeck et al., 2017). Tagging studies have 
also shown very broad habitat use of Pacific bluefin tuna offshore of 
Baja California and California (Boustany et al., 2010). It should be 
noted that any aquaculture facilities in the United States are 
subjected to rigorous environmental reviews and standards prior to 
being permitted.
    We find that habitat degradation from large-scale aquaculture poses 
no to low risk of contributing to population decline or degradation in 
Pacific bluefin tuna over both time-scales largely due to the very 
small proportion of their habitat which would be impacted as well as 
the absence of empirical evidence showing harm directly to Pacific 
bluefin tuna.
Prey Depletion
    As highly migratory, fast-swimming top predators, tunas have 
relatively high energy requirements (Olson and Boggs 1986; Korsmeyer 
and Dewar 2001; Whitlock et al., 2013; Golet et al., 2015). They 
fulfill these needs by feeding on a wide range of vertebrate and 
invertebrate prey, the relative contribution of which varies by 
species, region, and time period. Pacific bluefin tuna in the 
California Current ecosystem have been shown to prey on forage fish 
such as anchovy, as well as squid and crustaceans (Pinkas et al., 1971; 
Snodgrass et al., unpublished data). As commercial fisheries also 
target some of these species, substantial removals could conceivably 
reduce the prey base for predators such as Pacific bluefin tuna. 
Previous studies have used trophic ecosystem models to show that high 
rates of fishing on forage species could adversely impact other 
portions of the ecosystem, including higher-order predators (Smith et 
al., 2011; Pikitch et al., 2012).
    Biomass of the two main forage fish in the California Current, 
sardine and anchovy, has been low in recent years (Lindegren et al., 
2013; Lluch-Cota 2013). This likely represents part of the natural 
cycle of these species, which appear to undergo frequent ``boom and 
bust'' cycles, even in the absence of industrial-scale fishing 
(Schwartzlose et al., 1999; McClatchie et al., 2017). Pacific bluefin 
tuna appear to be generalists and consequently are less impacted by 
these shifts in abundance than specialists. Pinkas et al. (1971) found 
that Pacific bluefin tuna diets in the late 1960s were mostly anchovy 
(>80 percent), coinciding with a period of relatively high anchovy 
biomass. In contrast, more recent data from the 2000s show a much 
higher dominance of squid and crustaceans in Pacific bluefin tuna 
diets, with high interannual variability (Snodgrass et al., unpublished 
data). Neither study recorded a substantial contribution of sardine to 
Pacific bluefin tuna diets, but both diet studies (Pinkas et al., 
Snodgrass et al., unpublished data) were conducted during years in 
which sardine biomass was comparatively low.
    This ability to switch between prey species may be one reason why 
Hilborn et al. (2017) found little evidence that forage fish population 
fluctuations drive biomass of higher order consumers, including tunas. 
This disconnect is clear for Pacific bluefin tuna. For example, in the 
1980s, Pacific bluefin tuna biomass and recruitment were both very low, 
but forage fish abundances in both the California Current and Kuroshio-
Oyashio ecosystems were high (Lindegren et al., 2013; Yatsu et al., 
2014). Hilborn et al. (2017) considered that a major weakness of 
previous trophic studies was a lack of consideration of this strongly 
fluctuating nature of forage fish populations through time. Predators 
have thus likely adapted to high variability in abundance of forage 
fish and other prey species by being generalists.
    However, although Pacific bluefin tuna have a broad and varied prey 
base in the California Current, the physiological effects of switching 
between dominant prey types are not well known. Some species are more 
energy-rich than others, and may have lower metabolic costs to catch 
and digest (Olson & Boggs 1986; Whitlock et al., 2013). Fluctuations in 
the energy content and size spectra of a prey species may also be 
important, as was found for the closely-related Atlantic bluefin tuna 
(Golet et al., 2015). It is

[[Page 37068]]

therefore not yet clear how periods of strong reliance on anchovy vs. 
invertebrates, for example, may impact the condition and fitness of 
Pacific bluefin tuna.
    We find that prey depletion poses a very low threat to Pacific 
bluefin tuna over the 25-year time frame, primarily because it is clear 
that they are generally adapted to natural fluctuations of forage fish 
biomass through prey switching. We also find that prey depletion may 
pose a low to moderate threat over the 100-year timeframe, albeit with 
low certainty. This was mainly because climate change is expected to 
alter ecosystem structure and function to produce potentially novel 
conditions, over an evolutionarily short time period. If this results 
in a less favorable prey base for Pacific bluefin tuna, in either the 
California Current or other foraging areas, impacts on the population 
may be more deleterious than they have been in the past.

B. Overutilization for Commercial, Recreational, Scientific or 
Educational Purposes

    Potential threats to the Pacific bluefin tuna from overutilization 
for commercial, recreational, scientific or educational purposes also 
includes illegal, unregulated and unreported fishing. Each of these 
potential threats is discussed in the following sections.
Commercial Fishing
    Commercial fishing for Pacific bluefin tuna has occurred in the 
western Pacific since at least the late 1800s. Records from Japan 
indicate that several methods were used prior to 1952 when catch 
records began to be taken in earnest and included longline, pole and 
line, drift net, and set net fisheries. Estimates of global landings 
prior to 1952 peaked around 47,635 mt (36,217 mt in the WPO and 11,418 
mt in the EPO) in 1935 (Muto et al., 2008). After 1935, landings 
dropped in response to a shift in maritime activities caused by World 
War II. Fishing activities expanded across the North Pacific Ocean 
after the conclusion of the war, and landings increased consistently 
for the next decade prior to becoming more variable (Muto et al., 
2008).
    There are currently five major contributors to the Pacific bluefin 
tuna fisheries: Japan, Korea, Mexico, Taiwan, and the United States. 
Each operates in nearshore coastal waters in the Pacific Ocean while a 
few also operate in distant offshore waters. In modern fisheries, 
Pacific bluefin tuna are taken by a wide range of fishing gears (e.g., 
longline, purse seine, set net, troll, pole-and-line, drift nets, and 
hand line fisheries), which target different size classes (see below). 
Among these fisheries, purse seine fisheries are currently the primary 
contributor to landings, with the Japanese fleet being responsible for 
the majority of the catch. Much of the global purse-seine catch 
supports commercial grow-out facilities where fish aged approximately 
1-3 are kept in floating pens for fattening prior to sale.
    Estimates of landings indicate that annual catches of Pacific 
bluefin tuna by country have fluctuated dramatically from 1952-2015. 
During this period reported catches from the five major contributors to 
the ISC peaked at 40,144 mt in 1956 and reached a low of 8,627 mt in 
1990, with an average of 21,955 mt. Japanese fisheries are responsible 
for the majority of landings, followed by Mexico, the United States, 
Korea and Taiwan. In 2014, the United States reported commercial 
landings of 408 mt, Taiwan reported 525 mt, Korea reported 1,311 mt, 
Mexico reported 4,862 mt, and Japan reported 9,573 mt. These represent 
2.4 percent, 3 percent, 7.7 percent, 28.4 percent, and 56 percent of 
the total landings, respectively. Landings in the southern hemisphere 
are small and concentrated around New Zealand.
    The commercial Japanese Pacific bluefin tuna fisheries are 
comprised of both distant-water and coastal longline vessels, coastal 
trolling vessels, coastal pole-and-line vessels, coastal set net 
vessels, coastal hand line vessels, and purse seiners. Each fishery 
targets specific age classes of Pacific bluefin tuna: Coastal trolling 
and pole and line target fish less than 1 year old, coastal set net and 
coastal hand-line target ages 1-5, purse seiners target ages 0-10, and 
the distant-water and coastal longline vessels target ages 5-20. The 
distant water longline fisheries have operated for the longest time 
while the coastal longline fisheries did not begin in earnest until the 
mid-1960s. Between 1952 and 2015, total annual catches by Japanese 
fisheries have fluctuated between a maximum of approximately 34,000 mt 
in 1956 and a minimum of approximately 6,000 mt in 2012, and they have 
averaged 15,653 mt.
    The Japanese troll fleet harvests small, age-0 Pacific bluefin tuna 
for its commercial aquaculture grow-out facilities. From 2005-2015, the 
harvest of Pacific bluefin tuna for grow-out by the troll fishery has 
averaged 14 percent of Japan's total landings (approximately 8.5 
percent of global landings) by weight.
    Nearly all commercial Pacific bluefin tuna catches by U.S. flagged 
vessels on the west coast of the United States are landed in 
California. Historically, the commercial fisheries for Pacific bluefin 
tuna focused their efforts on the fishing grounds off Baja California, 
Mexico, until the 1980s. Following the creation of Mexico's EEZ, the 
U.S. purse seine fisheries largely ceased their efforts in Mexico and 
became more opportunistic (Aires-da-Silva et al., 2007). Since 1980, 
commercial landings of Pacific bluefin tuna have fluctuated 
dramatically, averaging 859.2 mt with two peaks in 1986 (4,731.4 mt) 
and 1996 (4,687.6 mt). The low catch rates are not caused by the 
absence of Pacific bluefin tuna, but rather the absence of a dedicated 
fishery, low market price, and the inability to fish in the Mexican 
EEZ. In 2014, commercial landings of Pacific bluefin tuna in the United 
States were 408 mt, representing 2.4 percent of the total global 
landings.
    Mexico's harvest of Pacific bluefin tuna is dominated by its purse 
seine fisheries, which dramatically increased in size following the 
creation of Mexico's EEZ. While most of the purse seine fisheries 
target yellowfin tuna (the dominant species in the catch) in tropical 
waters, Pacific bluefin tuna are caught by purse seine near Baja 
California. Since 1952, reported landings in Mexico have ranged from 1-
9,927 mt with an average of 1,766.7 mt (ISC catch database http://isc.fra.go.jp/fisheries_statistics/index.html). Since grow-out 
facilities began in Mexico in 1997, the purse seine fishery for Pacific 
bluefin tuna almost exclusively supports these facilities. These 
facilities take in age 1-3 Pacific bluefin tuna and ``fatten'' them in 
floating pens for export and represent virtually all of Mexico's 
reported capture of Pacific bluefin tuna. From 2005-2015, Mexico's 
harvest for its grow-out facilities has averaged 26.8 percent of the 
global landings.
    The Korean take of Pacific bluefin tuna is dominated by its 
offshore purse seine fishery with a small contribution by the coastal 
troll fisheries. The fisheries generally operate off Jeju Island with 
occasional forays into the Yellow Sea (Yoon et al., 2014). The purse 
seine fisheries did not fully develop until the mid-1990s, and landings 
were below 500 mt prior to this. Landings gradually increased and 
peaked at 2,601 mt in 2003, but have declined since then, with 676 mt 
landed in 2015. Since 1952, the average reported Korean landings of 
Pacific bluefin tuna has been 535 mt (data not reported from 1952-
1971).
    Historically, the Taiwanese fisheries have used a wide array of 
gears, but since the early 1990s the fisheries are largely comprised of 
small-scale longline vessels. These vessels are targeting fish on the 
spawning grounds

[[Page 37069]]

near the Ryukyu Islands. The highest reported catch was in 1990 at 
3,000 mt; however, landings declined to less than 1,000 mt in 2008 and 
to their lowest level of about 200 mt in 2012. Landings have since 
increased and the preliminary estimate of Pacific bluefin tuna landings 
in 2015 was 542 mt. Since 1952, Taiwanese landings of Pacific bluefin 
tuna have averaged 658 mt.
    We acknowledge the Petitioner's concern that a large proportion of 
Pacific bluefin tuna caught are between 0 and 2 years of age. The 
petition states that 97.6 percent of fish are caught before they have a 
chance to reproduce, and argues that this is a worrisome example of 
growth overfishing. The interpretation of the severity of this 
statement requires acknowledging several factors that are used to 
evaluate the production (amount of ``new'' fish capable of being 
produced by the current stock). Importantly, the estimate of production 
includes considering factors such as recruitment, growth of individuals 
(thus moving from one age class to the next and potentially reaching 
sexual maturity), catch, and natural mortality. Excluding all other 
parameters except catch results in erroneous interpretations of the 
severity of a high proportion of immature fish being landed on an 
annual basis. If all year classes are taken into account, the 
percentage of fish in the entire population (not just in the age 0 age 
class) that are harvested before reaching maturity is closer to 82 
percent. While we acknowledge that this is not an ideal harvest target, 
it is a more accurate representation of the catch of immature fish.
    Growth overfishing occurs when the average size of harvested 
individuals is smaller than the size that would produce the maximum 
yield per recruit. The effect of growth overfishing is that total yield 
(i.e., population size) is less than it would be if all fish were 
allowed to grow to a larger size. Reductions in yield per recruit due 
to growth overfishing can be ameliorated by reducing fishing mortality 
(i.e., reduced landings) and/or increasing the average size of 
harvested fish, both of which have been recommended by the relevant 
Regional Fisheries Management Organizations (RFMOs) and adopted for the 
purse seine fisheries in the western and central Pacific Ocean.
    We consider commercial fishing to pose the greatest risk to 
contribute to the decline or degradation of the Pacific bluefin tuna. 
Threat scores given by the BRT members for commercial fishing ranged 
from moderate to high (severity score of 2 to 3 with a mean of 2.29). 
While we acknowledge that past trends in commercial landings have been 
the largest contributor to the decline in the Pacific bluefin tuna, we 
find the population size in the terminal year of the ISC stock 
assessment (2014; >1,625,000 individuals and >143,000 spawning-capable 
individuals) as sufficient to prevent extinction in the foreseeable 
future. This is due to the fact that the population size is large 
enough to prevent small population effects (e.g., Allee effects) from 
having negative consequences. We also note that none of the scenarios 
evaluated in the ISC stock projections showed declining trends. This 
likely indicates that the proposed reductions in landings in the ISC 
stock assessment that were adopted by the relevant RFMOs and have been 
implemented by participating countries are likely to prevent future 
declines. Therefore, we consider commercial fishing to pose a moderate 
to high risk to contribute to the degradation of Pacific bluefin tuna.
Recreational Fishing
    Recreational fishing for Pacific bluefin tuna occurs to some extent 
in most areas where Pacific bluefin tuna occur relatively close to 
shore. The majority of recreational effort appears to be in the United 
States, although this may be an artifact of a lack of record keeping 
outside of the United States. From the mid-1980s onward, the majority 
of U.S. Pacific bluefin tuna landings have been from recreational 
fisheries. Along the west coast of the United States, the recreational 
fishing fleet for highly migratory species such as Pacific bluefin tuna 
is comprised of commercial passenger fishing vessels (CPFVs) and 
privately owned vessels operating from ports in southern California.
    The vast majority of recreational fishing vessels operate from 
ports in southern California from Los Angeles south to the U.S./Mexico 
border, with a large proportion operating out of San Diego. Much of the 
catch actually occurs in Mexican waters. The recreational catch for 
Pacific bluefin tuna is dominated by hook and line fishing with a very 
small contribution from spear fishing. The landings for Pacific bluefin 
tuna are highly variable. This variability is linked to changes in the 
number of young fish that move from the western Pacific (Bayliff 1994), 
and potentially regional oceanographic variability, and is not taken to 
reflect changes in overall Pacific-wide abundance.
    In addition to variability in immigration to the EPO, regulatory 
measures impact the number of fish caught. As mentioned, most U.S. 
fishing effort occurs in Mexican waters. In July 2014, Mexico banned 
the capture of Pacific bluefin tuna in its EEZ for the remainder of the 
year, reducing the catch by the U.S. recreational fleet. In 2015, while 
this ban was lifted, the United States instituted a two fish per angler 
per day bag limit and a 6 fish per multi-day fishing trip bag limit on 
Pacific bluefin tuna, lowered from 10 fish per angler per day and 30 
fish total for multi-day trips (80 FR 44887; July 28, 2015). It is 
difficult to quantify the effects of the reduced bag limit at the 
current time as there are only two years of landings data following the 
reduction (2015-16). This is further complicated by an absence of an 
index of availability of Pacific bluefin tuna to the recreational 
fishery. Anecdotal evidence in the form of informal crew and fisher 
interviews suggests that Pacific bluefin tuna have been in high 
abundance since 2012. CPFV landings in 2014-16 declined following an 
exceptionally productive year in 2013. Whether this was an effect of 
the reduced bag limit or an artifact of Pacific bluefin tuna 
availability is uncertain. While the petition raises the concern that 
the two fish per day per angler bag limit is insufficient as the 
fishery is ``open access'' (an angler may fish as many days as they 
wish), it is important to note that the number of anglers participating 
in CPFV trips has not increased dramatically since the late 1990s. It 
should also be noted that the average number of Pacific bluefin tuna 
caught per angler on an annual basis has never exceeded 1.4 (2013), 
thus the two fish per day per angler bag limit will effectively prevent 
a major expansion of the Pacific bluefin tuna recreational landings.
    Since 1980, the peak of the U.S. recreational fishery was in 2013 
when 63,702 individual fish were reported in CPFV log books, with an 
estimated weight of 809 tons. This was more than the total U.S. 
commercial catch in 2013 (10.1 mt), keeping in mind that commercial 
vessels cannot go into Mexican waters. The average recreational catch 
is far lower (264 mt average from 2006-2015). The peak recreational 
CPFV landings in the United States in 2013 represented 7 percent of the 
total global catch of Pacific bluefin tuna in that same year, whereas 
in 2015 it represented 3.2 percent of total global catch.
    Private vessel landings are more difficult to quantify as they rely 
on voluntary interviews with fishers at only a few of the many landing 
ports. In 2015, the estimated landings by private vessels was 6,195 
individual Pacific bluefin tuna, which represented approximately 30 
percent of all U.S.

[[Page 37070]]

recreational landings. Note, that these values are not included in the 
estimates above and represent additional landings.
    At 3.2 percent of the total global landings, we consider the U.S. 
recreational fishery to be a minor overall contributor to the global 
catch of Pacific bluefin tuna, and recent measures have been 
implemented to reduce landings. Given that recreational landings have 
been reduced through increased management, we consider recreational 
fishing as posing no or a low risk of contributing to population 
decline or degradation in Pacific bluefin tuna.
Illegal, Unreported, or Unregulated Fishing
    Illegal, Unreported or Unregulated (IUU) fishing, as defined in 50 
CFR 300.201, means:
    (1) In the case of parties to an international fishery management 
agreement to which the United States is a party, fishing activities 
that violate conservation and management measures required under an 
international fishery management agreement to which the United States 
is a party, including but not limited to catch limits or quotas, 
capacity restrictions, bycatch reduction requirements, shark 
conservation measures, and data reporting;
    (2) In the case of non-parties to an international fishery 
management agreement to which the United States is a party, fishing 
activities that would undermine the conservation of the resources 
managed under that agreement;
    (3) Overfishing of fish stocks shared by the United States, for 
which there are no applicable international conservation or management 
measures, or in areas with no applicable international fishery 
management organization or agreement, that has adverse impacts on such 
stocks;
    (4) Fishing activity that has a significant adverse impact on 
seamounts, hydrothermal vents, cold water corals and other vulnerable 
marine ecosystems located beyond any national jurisdiction, for which 
there are no applicable conservation or management measures or in areas 
with no applicable international fishery management organization or 
agreement; or
    (5) Fishing activities by foreign flagged vessels in U.S. waters 
without authorization of the United States.
    While there is likely some level of IUU fishing for Pacific bluefin 
tuna in the Pacific, no reports of substantial IUU fishing have 
emerged, thus the amount cannot be determined. However, improvements to 
catch document schemes in several countries have been proposed/
implemented in an effort to combat IUU harvest, and the most recent 
advice from the relevant RFMOs requires improvements to reporting. The 
SRT members had a range of opinions on the effects of IUU fishing on 
population decline or degradation for Pacific bluefin tuna, ranging 
from no impact to moderate impact. The SRT therefore performed a SEDM 
analysis to arrive at the conclusion that the magnitude of potential 
IUU fishing losses for Pacific bluefin tuna were likely low relative to 
existing commercial catches and thus not likely to increase 
substantially in the future; however, the certainty around this 
determination is low.
    Given the absence of estimates of IUU fishing losses for Pacific 
bluefin tuna, we have a low level of certainty for this threat. 
However, with the continued improvements in catch documentation and the 
assumption of low IUU take relative to the commercial harvest, we 
determined that IUU fishing represented a low to moderate risk of 
contributing to population decline or degradation in Pacific bluefin 
tuna.
Scientific and Educational Use
    Pacific bluefin tuna are used in scientific research for a range of 
studies such as migration patterns, stable isotope analysis, and 
feeding preference. The amount of lethal use of Pacific bluefin tuna in 
scientific and educational pursuits is negligible, as most tissues used 
in research (e.g. otoliths, muscle samples) are sourced from fish 
already landed by fishers. We therefore find no evidence that 
scientific or educational use poses a risk to contribute to the decline 
or degradation of Pacific bluefin tuna.

C. Disease and Predation

Disease
    Studies of disease in Pacific bluefin tuna are largely absent from 
the literature. Most studies involve the identification of parasites 
normally associated with cage culture. Parasites are often associated 
with mortalities and reduced production among farmed marine fishes 
(Hayward et al., 2007). Epizootic levels of parasites with short, 
direct, one-host life cycles, such as monogeneans, can be reached very 
quickly in cultured fish because of the confinement and proximity of 
these fish (Thoney and Hargis 1991). Among wild marine fishes, 
parasites are usually considered benign, though they can be associated 
with reduced fecundity of their hosts (Jones 2005; Hayward et al., 
2007).
    Munday et al. (2003) provided a summary of metazoan infections 
(myxosporeans, Kudoa sp., monogeneans, blood flukes, larval cestodes, 
nematodes, copepods) in tuna species. Many metazoans infect Thunnus 
spp., but not many are known to cause mortalities; most studies to date 
have focused on the health and/or economic importance of these 
diseases. For example, postmortem liquefaction of muscle due to 
myxosporean infections occurs in albacore, yellowfin tuna, and bigeye 
tuna (Thunnus obesus), and in poorly identified Thunnus spp. Lesions 
caused by Kudoa sp. have been found in yellowfin tuna and southern 
bluefin tuna (Langdon 1990; Kent et al., 2001). Munday et al. (2003) 
report that southern bluefin tuna have been found to be infected with 
an unidentified, capsalid monogenean that causes respiratory stress but 
does not lead to mortality.
    Young Pacific bluefin tuna are often infected with red sea bream 
iridoviral, but the disease never appears in Pacific bluefin tuna more 
than 1 year of age, and occurrence is restricted to periods of water 
temperatures greater than 24 [deg]C (Munday et al., 2003). Mortality 
rates rarely reach greater than 10 percent for young fish. The fish 
either die during the acute phase of the disease, or they become 
emaciated and die later.
    There is no evidence of transmission of parasites or other 
pathogens from captive Pacific bluefin tuna in tuna ranches. This is 
likely due to the fact that wild Pacific bluefin tuna are not likely to 
be in close enough proximity to pens used to house Pacific bluefin 
tuna.
    We find that disease poses no to low risk of contributing to 
population decline or degradation in Pacific bluefin tuna. This was 
based largely on the absence of empirical evidence of abnormal levels 
of natural disease outbreaks in Pacific bluefin tuna, the absence of 
observations of wild Pacific bluefin tuna swimming in close enough 
proximity to ``farms'' such that disease transmission is possible, and 
the absence of empirical evidence showing disease transmission from 
``farms'' to wild Pacific bluefin tuna.
Predation
    As large predators, Pacific bluefin tuna are not heavily preyed 
upon naturally after their first few years. Predators of adult Pacific 
bluefin tuna may include marine mammals such as killer whales (Orcinus 
orca) or shark species such as white (Carcharodon carcharias) and mako 
sharks (Isurus spp.) (Nortarbartolo di Sciara 1987; Collette and Klein-
MacPhee 2002; de

[[Page 37071]]

Stephanis 2004; Fromentin and Powers 2005). Juvenile Pacific bluefin 
tuna may be preyed upon by larger opportunistic predators and, to a 
lesser degree, seabirds.
    We find that natural predation poses no to low risk of contributing 
to population decline or degradation in Pacific bluefin tuna. This was 
based primarily on the limited diversity of predators and absence of 
empirical evidence showing abnormal decline/degradation of Pacific 
bluefin tuna by predation.

D. The Inadequacy of Existing Regulatory Mechanisms

    The current management and regulatory schemes for Pacific bluefin 
tuna are intrinsically linked to the patterns of utilization discussed 
in the previous section ``Overutilization for Commercial, Recreational, 
Scientific or Educational Purposes.'' The evaluation in this section 
focuses on the adequacy or inadequacy of the current management and 
regulatory schemes to address the threats identified in the section on 
``Overutilization for Commercial, Recreational, Scientific or 
Educational Purposes.''
    Pacific bluefin tuna fisheries are managed under the authorities of 
the Magnuson-Stevens Fishery Conservation and Management Act (MSA), the 
Tuna Conventions Act of 1950 (TCA), and the Western and Central Pacific 
Fisheries Convention Implementation Act (WCPFCIA). The TCA and WCPFCIA 
authorize the Secretary of Commerce to implement the conservation and 
management measures of the Inter-American Tropical Tuna Commission 
(IATTC) and Western and Central Pacific Fisheries Commission (WCPFC), 
respectively.
International Fisheries Management
    Pacific bluefin tuna is managed as a single Pacific-wide stock 
under two RFMOs: The IATTC and the WCPFC. Both RFMOs are responsible 
for establishing conservation and management measures based on the 
scientific information, such as stock status, obtained from the ISC.
    The IATTC has scientific staff that, in addition to conducting 
scientific studies and stock assessments, also provides science-based 
management advice. After reviewing the Pacific bluefin tuna stock 
assessment prepared by the ISC, the IATTC develops resolutions. Mexico 
and the United States are the two IATTC member countries that currently 
fish for, and have historically fished for, Pacific bluefin tuna in the 
EPO. Thus, the IATTC resolutions adopted were intended to apply to 
these two countries.
    The WCPFC has a Northern Committee (WCPFC-NC), which consists of a 
subset of the WCPFC members and cooperating non-members, that meets 
annually in advance of the WCPFC meeting to discuss management of 
designated ``northern stocks'' (currently North Pacific albacore, 
Pacific bluefin tuna, and North Pacific swordfish). After reviewing the 
stock assessments prepared by the ISC, the WCPFC-NC develops the 
conservation and management measures for northern stocks and makes 
recommendations to the full Commission for the adoption of measures. 
Because Pacific bluefin tuna is a ``northern stock'' in the WCPFC 
Convention Area, without the recommendation of the Northern Committee, 
those measures would not be adopted by the WCPFC. The WCPFC's 
Scientific Committee also has a role in providing advice to the WCPFC 
with respect to Pacific bluefin tuna; to date its role has been largely 
limited to reviewing and endorsing the stock assessments prepared by 
the ISC.
    The IATTC and WCPFC first adopted conservation and management 
measures for Pacific bluefin tuna in 2009, and the measures have been 
revised five times. The conservation and management measures include 
harvest limits, size limits, and stock status monitoring plans. In 
recent years, coordination among both RFMOs has improved in an effort 
to harmonize conservation and management measures to rebuild the 
depleted stock. The most relevant resolutions as they relate to recent 
Pacific bluefin tuna management are detailed below.
    In 2012, the IATTC adopted Resolution C-12-09, which set commercial 
catch limits on Pacific bluefin tuna in the EPO for the first time. 
This resolution limited catch by all IATTC members to 5,600 mt in 2012 
and to 10,000 mt in 2012 and 2013 combined, notwithstanding an 
allowance of up to 500 mt annually for any member with a historical 
catch record of Pacific bluefin tuna in the eastern Pacific Ocean 
(i.e., the United States and Mexico). Resolution C-13-02 applied to 
2014 only and, similar to C-12-09, limited catch to 5,000 mt with an 
allowance of up to 500 mt annually for the United States. Following the 
advice from the IATTC scientific staff, Resolution C-14-06 further 
reduced the catch limit by approximately 34 percent--6,000 mt for 
Mexico and 600 mt for the United States for 2015 and 2016 combined. The 
IATTC most recently adopted Resolution C-16-08. In accordance with the 
recommendations of the IATTC's scientific staff, this resolution 
maintains the same catch limits that were applicable to 2015 and 2016--
6,600 mt in the eastern Pacific Ocean during 2017 and 2018 combined. 
The final rule implementing Resolution C-16-08 was published on April 
21, 2017, and had an effective date of May 22, 2017. The most recent 
regulations represent roughly a 33 percent reduction compared to the 
average landings from 2010-2014 (5,142 mt). Resolution C-16-08 also 
outlined next steps in developing a framework for managing the stock in 
the long-term. This framework included an initial goal of rebuilding 
the SSB to the median point estimate for 1952-2014 by 2024 with at 
least 60 percent probability, and further specifies that the IATTC will 
adopt a second rebuilding target in 2018 to be achieved by 2030. The 
second Joint IATTC-WCPFC Northern Committee Working Group meeting on 
Pacific bluefin tuna, that will be held August 28-September 1, 2017, 
will discuss the development of a rebuilding strategy (second 
rebuilding target and timeline, etc.) and long-term precautionary 
management framework (e.g. management objectives, limit and target 
reference points, and harvest control rules).
    The conservation and management measures adopted by the WCPFC have 
become increasingly restrictive since the initial 2009 measure. In 
2009, total fishing effort north of 20[deg] N. was limited to the 2002-
2004 annual average level. At this time, an interim management 
objective--to ensure that the current level of fishing mortality rate 
was not increased in the western Pacific Ocean--was also established. 
In 2010, Conservation and Management Measure (referred to as CMM) 2010-
04 established catch restrictions in addition to the effort limits 
described above for 2011 and 2012. A similar measure, CMM 2012-06, was 
adopted for 2013. In 2014 (CMM 2013-09) all catch of Pacific bluefin 
tuna less than 30 kilograms (kg) was reduced by 15 percent below the 
2002-2004 annual average. In 2015 (CMM 2014-04) the harvest of Pacific 
bluefin tuna less than 30 kilograms was reduced to 50 percent of the 
2002-2004 annual average. The CMM 2014-04 also limits all catches of 
Pacific bluefin tuna greater than 30 kg to no more than the 2002-2004 
annual average level. The measure was amended in 2015 (CMM 2015-04) to 
include a requirement to adopt an ``emergency rule'' where additional 
actions would be triggered if recruitment in 2016 was extremely poor. 
However, this emergency rule was not

[[Page 37072]]

agreed to at the 2016 Northern Committee annual meeting. It is expected 
that it will be discussed again at the Northern Committee meeting in 
August 2017. Lastly, the measure was amended in 2016 (CMM 2016-04) to 
allow countries to transfer some of their catch limit for Pacific 
bluefin tuna less than 30 kg to their limit on fish larger than 30 kg 
(i.e., increase catch of larger fish and decrease catch of smaller 
fish); the reverse is not allowed. Unlike the IATTC resolutions for 
Pacific bluefin tuna, the current WCPFC Pacific bluefin tuna measure 
does not have an expiration date, although it may be amended or 
removed. Both the IATTC and WCPFC measures require reporting to promote 
compliance with the provisions of the measures.
    In summary, the WCPFC adopted harvest limits for Pacific bluefin 
tuna in 2010 and further reduced those limits in 2012, 2014, and 2016. 
The IATTC adopted harvest limits for Pacific bluefin tuna in 2012 and 
further reduced those limits in 2014 and 2016. Additionally, both RFMOs 
addressed concerns about monitoring harvest by adopting monitoring and 
reporting plans in 2010. Furthermore, the ISC stock assessment predicts 
that under all scenarios the current harvest limits will allow for 
rebuilding the abundance of Pacific bluefin tuna to targets by 2030.
    After thorough discussion, the SRT members had a range of opinions 
on the effects of international management on population decline or 
degradation for Pacific bluefin tuna, ranging from no impact to high 
impact. The SRT therefore used SEDM to arrive at the conclusion that 
inadequacy of international management poses a low risk of contributing 
to population decline or degradation in Pacific bluefin tuna over the 
short time period (25 years) and a moderate risk over the long time 
period (100 years).
Domestic Fisheries Management
    Domestic fisheries are managed under the MSA. The MSA provides 
regional fishery management councils with authority to prepare Fishery 
Management Plans (FMPs) for the conservation and management of 
fisheries in the U.S. EEZ. The MSA was reauthorized and amended in 1996 
by the Sustainable Fisheries Act (SFA) and again in 2006 by the 
Magnuson-Stevens Fishery Conservation and Management Reauthorization 
Act (MSRA). Among other modifications, the SFA added requirements that 
FMPs include measures to rebuild overfished stocks.
    The Pacific Fishery Management Council (Pacific Council) has 
purview over the U.S. West Coast fisheries, which catch the large 
majority of Pacific bluefin tuna caught by U.S. vessels. The Pacific 
Council makes recommendations on the implementation of the FMP for U.S. 
West Coast Fisheries for highly migratory species (HMS FMP) for 
consideration by NMFS. Additionally, the Pacific Council makes 
recommendations to NMFS on issues expected to be considered by the 
IATTC and WCPFC. During its November 2016 meeting, the Pacific Council, 
in response to a petition that NMFS received by the Center for 
Biological Diversity, recommended a review of domestic status 
determination criteria for Pacific bluefin tuna at upcoming meetings in 
March, June, and September 2017. The domestic status determination 
criteria, also commonly referred to as reference points, are targets 
for fishing effort and abundance of the population. At the March 2017 
meeting, NMFS provided a report to the Pacific Council that included 
domestic status determination criteria for Pacific bluefin tuna.
    The Pacific Council, in response to NMFS' 2013 determination that 
the Pacific bluefin tuna stock was overfished and subject to 
overfishing (78 FR 41033; July 9, 2013), recommended reducing the bag 
and possession limits for Pacific bluefin tuna in the recreational 
fishery. The Pacific Council recommended reducing the daily bag limit 
from 10 to 2 fish and the possession limit from 30 to 6 fish. Based on 
analyses conducted at the SWFSC, this was projected to reduce landings 
by 10.4 percent in U.S. waters and 19.4 percent in U.S. and Mexican 
waters combined (Stohs, 2016). We published a final rule in 2015 
implementing the bag limit of two fish per day and possession limit of 
six fish per trip (80 FR 44887, July 28, 2015).
    NMFS coordinates closely with the California Department of Fish and 
Wildlife (CDFW) to monitor the Pacific bluefin tuna fishery. The State 
of California requires that fish landed in California have a 
corresponding receipt, which indicates quantity landed. Together, NMFS 
and CDFW monitor landings to ensure catch limits agreed to by the IATTC 
are not exceeded.
    In summary, NMFS initially set limits for commercial and 
recreational harvest limits in 2010 and further reduced those limits in 
2012, 2014, and 2016. The CDFW monitors and reports commercial and 
recreation harvest to NMFS. When U.S. commercial catch limits are met, 
NMFS closes the fishery. Furthermore, the ISC stock assessment predicts 
that the current harvest limits will allow for stable or increasing 
Pacific bluefin tuna SSB. We expect the current harvest limits to be 
effective at reducing the impact of domestic commercial and 
recreational fisheries, and we will continue to monitor the 
effectiveness of those regulations. We find that U.S. domestic 
management of commercial and recreational fishing poses no or low risk 
of contributing to population decline or degradation in Pacific bluefin 
tuna.

E. Other Natural or Man-Made Factors Affecting Its Continued Existence

    The other factors affecting the continued existence of Pacific 
bluefin tuna that we analyzed are climate change, radiation 
contamination from Fukushima, and the risks of low abundance levels 
inherent in small populations.
Climate Change
    Over the next several decades climate change models predict changes 
to many atmospheric and oceanographic conditions. The SRT considered 
these predictions in light of the best available information. The SRT 
felt that there were three physical factors resulting from climate 
change predictions that would have the most impact on Pacific bluefin 
tuna: Rising sea surface temperatures (SST), increased ocean 
acidification, and decreases in dissolved oxygen.
Rising Sea Surface Temperatures
    Rising SST may affect Pacific bluefin tuna spawning and larval 
development, prey availability, and trans-pacific migration habits. 
Pacific bluefin tuna spawning has only been recorded in two locations: 
Near the Philippines and Ryukyu Islands in spring, and in the Sea of 
Japan during summer (Okochi et al., 2016; Shimose & Farley 2016). 
Spawning in Pacific bluefin tuna occurs in comparatively warm waters, 
and so larvae are found within a relatively narrow temperature range 
(23.5-29.5 [deg]C) compared to adults (Kimura et al., 2010; Tanaka & 
Suzuki 2016).
    Currently, SSTs within the theoretically suitable range for larvae 
are present near the Ryukyu Islands between April and June, and in the 
Sea of Japan during July and August (Caiyun & Ge 2006; Seo et al., 
2014; Tanaka & Suzuki 2016). Warming of 1.5-3 [deg]C in the region may 
shift suitable times to earlier in the year and/or places for spawning 
northwards. Under the most pessimistic (``business as usual'') 
CO2 emission and concentration scenarios, SSTs in the North 
Pacific are likely to increase substantially by the end of the 21st 
century (Hazen et al., 2013; Woodworth-Jefcoats et al., 2016). However, 
there is considerable spatial

[[Page 37073]]

heterogeneity in these projections. The southern Pacific bluefin tuna 
spawning area is projected to warm 1.5-2 [deg]C by the end of the 21st 
century, with particularly weak warming in the Kuroshio Current region. 
In contrast, the Sea of Japan may warm by more than 3 [deg]C compared 
to recent historical conditions (Seo et al., 2014; Scott et al., 2016; 
Woodworth-Jefcoats et al., 2016).
    The precise mechanisms by which warming waters will affect Pacific 
bluefin tuna larvae are not entirely clear. Kimura et al. (2010) 
assumed that the lethal temperature for larvae was 29.5 [deg]C. 
However, Muhling et al. (2010) and Tilley et al. (2016) both reported 
larvae of the closely-related Atlantic bluefin tuna in the Gulf of 
Mexico at SSTs of between 29.5 and 30.0 [deg]C. In addition, tropical 
tuna larvae can tolerate water temperatures of well above 30 [deg]C 
(Sanchez-Velasco et al., 1999; Wexler et al., 2011; Muhling et al., 
2017). Pacific bluefin tuna larvae may have fundamentally different 
physiology from that of these other species, or it is possible that the 
observed upper temperature limit for Pacific bluefin tuna larvae in the 
field is more a product of the time and place of spawning, rather than 
an upper physiological limit.
    Similar to other tuna species, larval Pacific bluefin tuna appear 
to have highly specialized and selective diets (Uotani et al., 1990; 
Llopiz & Hobday 2015). Smaller larvae rely primarily on copepod 
nauplii, before moving to cladocerans, copepods such as Farranula and 
Corycaeus spp. and other zooplankton. In the Sea of Japan region, the 
occurrence of potentially favorable prey organisms for larval Pacific 
bluefin tuna appears to be associated with stable post-bloom conditions 
during summer (Chiba & Saino, 2003). This suggests a potential 
phenological match to Pacific bluefin tuna spawning. Environmentally-
driven changes in the evolution of this zooplankton community, or the 
timing of spawning, could thus affect the temporal match between larvae 
and their prey. Woodworth-Jefcoats et al. (2016) project a 10-20 
percent decrease in overall zooplankton density in the western Pacific 
Ocean, but how this may relate to larval Pacific bluefin tuna prey 
availability is not yet known.
    Climate change may affect the foraging habitats of Pacific bluefin 
tuna. Adult and older juvenile (>1 year) Pacific bluefin tuna disperse 
from the spawning grounds in the western Pacific and older juveniles 
can make extensive migrations, using much of the temperate North 
Pacific. An unknown proportion of 1-2 year old fish migrate to foraging 
grounds in the eastern North Pacific (California Current LME) and 
typically remain and forage in this region for several years (Bayliff 
et al., 1991; Bayliff 1994; Rooker et al., 2001; Kitagawa et al., 2007; 
Boustany et al., 2010; Block et al., 2011; Madigan et al., 2013; 
Whitlock et al., 2015).
    Sea surface temperatures in the California Current are expected to 
increase up to 1.5-2 [deg]C by the end of the 21st century (Hazen et 
al., 2013; Woodworth-Jefcoats et al., 2016). Pacific bluefin tuna 
tagged in the California Current demonstrate a seasonal north-south 
migration between Baja California (10[deg] N.) and near the California-
Oregon border (42[deg] N.) (Boustany et al., 2010; Block et al., 2011; 
Whitlock et al., 2015), although some fish travel as far north as 
Washington State. The seasonal migration follows local peaks in 
productivity (as measured by surface chlorophyll), such that fish move 
northward from Baja California after the local productivity peak in 
late spring to summer (Boustany et al., 2010; Block et al., 2011). 
Uniform warming in this region could impact Pacific bluefin tuna 
distribution by moving their optimal temperature range (and thermal 
tolerance) northward. However, it is unlikely that rising temperatures 
will be a limiting factor for Pacific bluefin tuna, as appropriate 
thermal habitat will likely remain available.
    The high productivity and biodiversity of the California Current is 
driven largely by seasonal coastal upwelling. Although there is 
considerable uncertainty on how climate change will impact coastal 
upwelling, basic principles indicate a potential for upwelling 
intensification (Bakun 1990). Bakun's hypothesis suggested that the 
rate of heating over land would be enhanced relative to that over the 
ocean, resulting in a stronger cross-shore pressure gradient and a 
proportional increase in alongshore winds and resultant upwelling 
(Bakun et al., 2015; Bograd et al., 2017). A recent publication 
(Sydeman et al., 2014) described a meta-analysis of historical studies 
on the Bakun hypothesis and found general support for upwelling 
intensification, but with significant spatial (latitudinal) and 
temporal (intraseasonal) variability between and within the eastern 
boundary current systems. In the California Current, a majority of 
analyses indicated increased upwelling intensity during the summer 
(peak) months, though this signal was most pronounced in the northern 
California Current (Sydeman et al., 2014).
    To date, global climate models have generally been too coarse to 
adequately resolve coastal upwelling processes (Stock et al., 2010), 
although recent studies analyzing ensemble model output have found 
general support for projected increases in coastal upwelling in the 
northern portions of the eastern boundary current systems (Wang et al., 
2015; Rykaczewski et al., 2015). Using an ensemble of more than 20 
global climate models from the IPPC's Fifth Assessment Report, 
Rykaczewski et al. (2015) found evidence of a small projected increase 
in upwelling intensity in the California Current north of 40[deg] N. 
latitude and a decrease in upwelling intensity to the south of this 
range by the end of the 21st century under RCP 8.5. Pacific bluefin 
tuna are more commonly found to the south of the 40[deg] N. latitude 
mark. Perhaps more importantly, Rykaczewski et al. (2015) described 
projected changes in the phenology of coastal upwelling, with an 
earlier transition to positive upwelling within the peak upwelling 
domain. Overall, these results suggest a poleward displacement of peak 
upwelling and potential lengthening of the upwelling season in the 
California Current, even if upwelling intensity may decrease. The 
phenological changes in coastal upwelling may be most important, as 
these may lead to spatial and temporal mismatches between Pacific 
bluefin tuna and their preferred prey (Cushing 1990; Edwards and 
Richardson 2004; Bakun et al., 2015). However, the bluefin tuna's 
highly migratory nature and plasticity in migratory patterns may help 
to mitigate shifts in phenology.
    The information directly relating to food web alterations that may 
impact Pacific bluefin tuna is scarce. While changes to upwelling 
dynamics in foraging areas have been examined, it is still relatively 
speculative, and literature on the potential impacts of the projected 
changes is limited. Given their trophic position as an apex predator, 
and the fact that Pacific bluefin tuna are opportunistic feeders that 
can change their preferred diet from year to year, alterations to the 
food web may have less impact on Pacific bluefin tuna than on other 
organisms that are reliant on specific food sources.
    Climate change may affect the Pacific bluefin tuna's migratory 
pathways. Pacific bluefin tuna undergo trans-Pacific migrations, in 
both directions, between the western Pacific spawning grounds and 
eastern Pacific foraging grounds (Boustany et al., 2010; Block et al., 
2011). For both migrations, Pacific bluefin tuna remain within a 
relatively narrow latitudinal band (30-40[deg] N.) within the North 
Pacific Transition Zone (NPTZ), which is characterized by generally 
temperate conditions. This

[[Page 37074]]

region, marking the boundary between the oligotrophic subtropical and 
more productive subarctic gyres, is demarcated by the seasonally-
migrating Transition Zone Chlorophyll Front (TZCF; Polovina et al., 
2001; Bograd et al., 2004). Climate-driven changes in the position of 
the TZCF, and in the thermal environment and productivity within this 
region, could impact the migratory phase of the Pacific bluefin tuna 
life cycle.
    Under RCP 8.5, SSTs in the NPTZ are expected to increase by 2-3 
[deg]C by the end of the 21st century (Woodworth-Jefcoats et al., 
2016), with the highest increases on the western side. The increased 
temperatures within the NPTZ are part of the broader projected changes 
in the central North Pacific Ocean, including an expansion of the 
oligotrophic Subtropical Gyre, a northward displacement of the 
transition zone, and an overall decline in productivity (Polovina et 
al., 2011). The impacts of these changes on species that make extensive 
use of the NPTZ could be substantial, resulting in a gain or loss of 
core habitat, distributional shifts, and regional changes in 
biodiversity (Hazen et al., 2013). Using habitat models based on a 
multi-species biologging dataset, and a global climate model run under 
``business-as-usual'' forcing (the A2 CO2 emission scenario 
from the IPCC's fourth assessment report), Hazen et al. (2013) found a 
substantial loss of core habitat for a number of highly migratory 
species, and small gains in viable habitat for other species, including 
Pacific bluefin tuna. Although the net change in total potential 
Pacific bluefin tuna core habitat was positive, the projected physical 
changes in the bluefin tuna's migratory pathway could negatively impact 
them. The northward displacement of the NPTZ and TZCF could lead to 
longer migrations requiring greater energy expenditure. The generally 
lower productivity of the region could also diminish the abundance or 
quality of the Pacific bluefin tuna prey base.
    A recent study of projected climate change in the North Pacific 
that used an ensemble of 11 climate models, including measures of 
primary and secondary production, found that increasing temperatures 
could alter the spatial distribution of tuna and billfish species 
across the North Pacific (Woodworth-Jefcoats et al., 2016). As with 
Hazen et al. (2013), this study found species richness increasing to 
the north following the northward displacement of the NPTZ. They also 
estimated a 2-5 percent per decade decline in overall carrying capacity 
for commercially important tuna and billfish species, driven by warming 
waters and a basin-scale decline in zooplankton densities (Woodworth-
Jefcoats et al., 2016). While there is still substantial uncertainty 
inherent in these climate models, we can say with some confidence that 
the central North Pacific, which encompasses a key conduit between 
Pacific bluefin tuna spawning and foraging habitat, is likely to become 
warmer and less productive through the 21st century.
Increasing Ocean Acidification and Decreasing Dissolved Oxygen
    As CO2 uptake by the oceans increases, ocean pH will 
continue to decrease (Feely et al., 2009), with declines of between 0.2 
and 0.4 expected in the western North Pacific by 2100 under the 
Intergovernmental Panel on Climate Change's Representative 
Concentration Pathway (RCP) 8.5 (Ciais et al., 2013). RCP 8.5 is a high 
emission scenario, which assumes that radiative forcing due to 
greenhouse gas emissions will continue to increase strongly throughout 
the 21st century (Riahi et al., 2011). Rearing experiments on larval 
yellowfin tuna suggest that ocean acidification may result in longer 
hatch times, sub-lethal organ damage, and decreased growth and survival 
(Bromhead et al., 2014; Frommel et al., 2016). Other studies on coral 
reef fish larvae show that acidification can impair sensory abilities 
of larvae, and in combination with warming temperatures, can negatively 
affect metabolic scope (Munday et al., 2009a,b; Dixson et al., 2010; 
Simpson et al., 2011). Surface ocean pH on Pacific bluefin tuna 
spawning grounds is currently higher than that in the broader North 
Pacific (8.1-8.2) (Feely et al., 2009). How this may affect the ability 
of Pacific bluefin tuna larvae (in particular) to adapt to ocean 
acidification is unknown. Recent studies have shown that future 
adaptation to rising CO2 and acidification could be 
facilitated by individual genetic variability (Schunter et al., 2017). 
In addition, transgenerational plasticity may allow surprisingly rapid 
adaptation across generations (Rummer & Munday 2017). However, these 
studies examined small coral reef fish species, so results may not 
transfer to larger, highly migratory species such as Pacific bluefin 
tuna. As well as incurring direct effects on Pacific bluefin tuna, 
ocean acidification is also likely to change the prey base available to 
all life stages of this species. Different organisms vary substantially 
in their sensitivity to the combined effects of acidification and 
warming (Byrne 2011). A shift in the prey assemblage towards organisms 
more tolerant to acidification is therefore likely in the future.
    Current projections estimate a future decline in dissolved oxygen 
of 3-6 percent by 2100 under RCP 8.5 (Bindoff et al., 2013; Ciais et 
al., 2013). This may be most relevant for spawning-sized adult Pacific 
bluefin tuna, which may be subject to greater metabolic stress on 
spawning grounds. While some studies exist on the effects of 
temperature on metabolic rates, cardiac function and specific dynamic 
action in juvenile Pacific bluefin tuna (e.g. Blank et al., 2004; 2007; 
Clark et al., 2008; 2010; 2013; Whitlock et al., 2015), there are no 
published studies on larger adults, or on larvae. While future warming 
and decreases in dissolved oxygen may reduce the suitability of some 
parts of the Pacific bluefin tuna range (e.g. Muhling et al., 2016), 
likely biological responses to this are not yet known.
    Another factor to include in considerations of climate change 
impacts is biogeochemical changes. Driven by upper ocean warming, 
changes in source waters, enhanced stratification, and reduced mixing, 
the dissolved oxygen content of mid-depth oceanic waters is expected to 
decline (Keeling et al., 2010). This effect is especially important in 
the eastern Pacific, where the Oxygen Minimum Zone (OMZ) shoals to 
depths well within the vertical habitat of Pacific bluefin tuna and 
other highly migratory species and, in particular, their prey (Stramma 
et al., 2010; Moffit et al., 2015). The observed trend of declining 
oxygen levels in the Southern California Bight (Bograd et al., 2008; 
McClatchie et al., 2010; Bograd et al., 2015), combined with an 
increase in the frequency and severity of hypoxic events along the U.S. 
West Coast (Chan et al., 2008; Keller et al., 2010; Booth et al., 
2012), suggests that declining oxygen content could drive ecosystem 
change. Specifically, the vertical compression of viable habitat for 
some benthic and pelagic species could alter the available prey base 
for Pacific bluefin tuna. Given that Pacific bluefin tuna are 
opportunistic feeders, they could have resilience to these climate-
driven changes in their prey base.
    The effects of increasing hypoxia on marine fauna in the California 
Current may be magnified by ocean acidification. Ekstrom et al. (2015) 
predicted the West Coast is highly vulnerable to ecological impacts of 
ocean acidification due to reduction in aragonite saturation state 
exacerbated by coastal upwelling of ``corrosive,'' lower pH waters 
(Feely et al., 2008). The most

[[Page 37075]]

acute impacts would be on calcifying organisms (some marine 
invertebrates and pteropods), which are not generally part of the adult 
Pacific bluefin tuna diet. While direct impacts of ocean acidification 
on Pacific bluefin tuna may be minimal within their eastern Pacific 
foraging grounds, some common Pacific bluefin tuna prey do rely on 
calcifying organisms (Fabry et al., 2008).
Climate Change Conclusions
    We find that ocean acidification and changes in dissolved oxygen 
content due to climate change pose a very low risk to the decline or 
degradation of the Pacific bluefin tuna on the short-term time scale 
(25 years), and low to moderate threat on the long-time scale (100 
years). The reasoning behind this decision for acidification centered 
primarily on the disconnect between Pacific bluefin tuna and the lower 
trophic level prey which would be directly affected by acidification as 
well as by the lack of information on direct impacts on acidification 
on pelagic fish. Conclusions by the SRT members on the rising SST due 
to climate change required SEDM, as the range of values assigned by 
each SRT member was large. Following the SEDM, the SRT concluded that 
SST rise poses a low risk of contributing to population decline or 
degradation in PBF over the short (25 year) and long (100 year) time 
frames. This decision was reached primarily due to the highly migratory 
nature of Pacific bluefin tuna; despite likely latitudinal shifts in 
preferred habitat, it would take little effort for Pacific bluefin tuna 
to shift their movements along with the changing conditions.
Fukushima Associated Radiation
    On 11 March, 2011, the T[omacr]hoku megathrust earthquake at 
magnitude 9.1 produced a devastating tsunami that hit the Pacific coast 
of Japan. As a result of the earthquake, the Fukushima Daiichi Nuclear 
Power Plant was compromised, releasing radionuclides directly into the 
adjacent sea. The result was a 1- to 2-week pulse of emissions of the 
caesium radioisotopes Caesium-134 and Caesium-137. These isotopes were 
biochemically available to organisms in direct contact with the 
contaminated water (Oozeki et al., 2017).
    Madigan et al. (2012) reported on the presence of Caesium-134 and 
Caesium-137 in Pacific bluefin tuna caught in California in ratios that 
strongly suggested uptake as a result of the Fukushima Daiichi 
accident. The results indicated that highly migratory species can be 
vectors for the trans-Pacific movement of radionuclides. Importantly, 
the study highlighted that while the radiocaesium present in the 
Pacific bluefin tuna analyzed was directly traceable to the Fukushima 
accident, the concentrations were 30 times lower than background levels 
of naturally occurring radioisotopes such as potassium-40. In addition, 
Madigan et al. (2012) estimated the dose to human consumers of fish 
from Fukushima derived Caesium-137 was at 0.5 percent of the dose from 
Polonium-210, a natural decay product of Uranium-238, which is 
ubiquitously present and in constant concentrations globally.
    Fisher et al. (2013) further evaluated the dosage and associated 
risks to marine organisms and humans (by consumption of contaminated 
seafood) of the caesium radioisotopes associated with the Fukushima 
Daiichi accident. They confirmed that dosage of radioisotopes from 
consuming seafood were dominated by naturally occurring radionuclides 
and that those stemming directly from Fukushima derived radiocaesium 
were three to four orders of magnitude below doses from these natural 
radionuclides. Doses to marine organisms were two orders of magnitude 
lower than the lowest benchmark protection level for ecosystem health 
(ICRP 2008). The study concluded that even on the date at which the 
highest exposure levels may have been reached, dosages were very 
unlikely to have exceeded reference levels. This indicates that the 
amount of Fukushima derived radionuclides is not cause for concern with 
regard to the potential harm to the organisms themselves.
    We find that Fukushima associated radiation poses no risk of 
contributing to population decline or degradation in Pacific bluefin 
tuna. This was based largely on the absence of empirical evidence 
showing negative effects of Fukushima derived radiation on Pacific 
bluefin tuna.
Small Population Concerns
    Small populations face a number of inherent risks. These risks are 
tied to survival and reproduction (e.g. Allee or other depensation 
effects) via three mechanisms: Ecological (e.g., mate limitation, 
cooperative defense, cooperative feeding, and environmental 
conditioning), genetic (e.g., inbreeding and genetic drift), and 
demographic stochasticity (i.e., individual variability in survival and 
recruitment) (Berec et al., 2007). The actual number at which 
populations would be considered critically low and at risk varies 
depending on the species and the risk being considered. While the 
Pacific bluefin tuna is estimated to contain at least 1.6 million 
individuals, of which more than 140,000 are reproductively capable, the 
SRT deemed it prudent to examine the factors above that are 
traditionally used to evaluate the impacts of relatively low population 
numbers. In the paragraphs that follow we discuss how small population 
size can affect reproduction, demographic stochasticity, genetics, and 
how it can be affected by stochastic and catastrophic events, and Allee 
effects.
    In small populations, individuals may have difficulty finding a 
mate. However, the probability of finding a mate depends largely on 
density on the spawning grounds rather than absolute abundance. Pacific 
bluefin tuna are a schooling species and individual Pacific bluefin 
tuna are not randomly distributed throughout their range. They also 
exhibit regular seasonal migration patterns that include aggregating at 
two separate spawning grounds (Kitigawa et al., 2010). This schooling 
and aggregation behavior serves to increase their local density and the 
probability of individuals finding a mate. This mating strategy could 
reduce the effects of small population size on finding mates over other 
strategies that do not concentrate individuals. It is unknown whether 
spawning behavior is triggered by environmental conditions or densities 
of tuna. If density of adults triggers spawning, then reproduction 
could be affected by high levels of depletion. However, the abundance 
of Pacific bluefin tuna has reached similar lows in the past and 
rebounded. The number of adult Pacific bluefin tuna is currently 
estimated to be 2.6 percent of its unfished SSB. The number of adult 
Pacific bluefin tuna reached a similar low in 1984 of 1.8 percent and 
rebounded in the 1990s to 9.6 percent, the second highest level since 
1952.
    Another concern with small populations is demographic 
stochasticity. Demographic stochasticity refers to the variability of 
annual population change arising from random birth and death events at 
the individual level. When populations are very small (e.g., <100 
individuals), chance demographic events can have a large impact on the 
population. Species with low mean annual survival rates are generally 
at greater population risk from demographic stochasticity than those 
that are long-lived and have high mean annual survival rates. In other 
words, species that are long-lived and have high annual survival rates 
have lower ``safe'' abundance thresholds, above which the risk of 
extinction due to chance demographic processes becomes negligible. Even 
though the percentage of adult Pacific bluefin tuna relative to 
historical levels is low, they still

[[Page 37076]]

number in the hundreds of thousands. In addition, the total population 
size in 2014 as estimated by the 2016 ISC stock assessment was 
1,625,837. The high number of individuals, both mature and immature, 
should therefore counteract a particular year with low survivorship.
    Small populations may also face Allee effects. If a population is 
critically small in size, Allee effects can act upon genetic diversity 
to reduce the prevalence of beneficial alleles through genetic drift. 
This may lower the population's fitness by reducing adaptive potential 
and increasing the accumulation of deleterious alleles due to increased 
levels of inbreeding. Population genetic theory typically sets a 
threshold of 50 individuals (i.e., 25 males, 25 females) below which 
irreversible loss of genetic diversity is likely to occur in the near 
future. This value, however, is not necessarily based upon the number 
of individuals present in the population (i.e., census population size, 
NC) but rather on the effective population size 
(NE), which is linked to the overall genetic diversity in 
the population and is typically less than NC. In extreme 
cases NE may be much (e.g. 10-10,000 times) smaller, 
typically for species that experience high variance in reproductive 
success (e.g., sweepstakes recruitment events). NE may also 
be reduced in populations that deviate from a 1:1 sex ratio and from 
species that have suffered a genetic bottleneck.
    With respect to considerations of NE in Pacific bluefin 
tuna, the following points are relevant. Although there are no 
available data for nuclear DNA diversity in Pacific bluefin tuna, the 
relatively high number of unique mitochondrial DNA haplotypes (Tseng et 
al., 2014) can be used as a proxy for evidence of high levels of 
overall genetic diversity currently within the population. With two 
separate spawning grounds, and adult numbers remaining in the hundreds 
of thousands, genetic diversity is expected to still be at high levels 
with little chance for inbreeding, given that billions of gametes 
combine in concentrated spawning events.
    Animals that are highly mobile with a large range are less 
susceptible to stochastic and catastrophic events (such as oil spills) 
than those that occur in concentrated areas across life history stages. 
Pacific bluefin tuna are likely to be resilient to catastrophic and 
stochastic events for the following reasons: (1) They are highly 
migratory, (2) there is a large degree of spatial separation between 
life history stages, (3) there are two separated spawning areas, and 
(4) adults reproduce over many years such that poor recruitment even 
over a series of years will not result in reproductive collapse. As 
long as this spatial arrangement persists and poor recruitment years do 
not exceed the reproductive age span for the species, Pacific bluefin 
tuna should be resilient to both stochastic and catastrophic events.
    Although Pacific bluefin tuna are resilient to many of the risks 
that small populations face, there is increasing evidence for a 
reduction in population growth rate for marine fishes that have been 
fished to densities below those expected from natural fluctuations 
(Hutchings 2000, 2001). These studies focus on failure to recover at 
expected rates. A far more serious issue is not just reducing 
population growth but reducing it to the point that populations 
decrease (death rates exceed recruitment). Unfortunately, the reviews 
of marine fish stocks do not make a distinction between these two 
important categories of depensation: Reduced but neutral or positive 
growth versus negative growth. Many of the cases reviewed suggested 
depensatory effects for populations reduced to relatively low levels 
(0.2 to 0.5 SSBmsy) that would increase time to recovery, 
but no mention was made of declining towards extinction. However, these 
cases did not represent the extent of reduction observed in Pacific 
bluefin tuna (0.14 SSBmsy). Thus, this case falls outside 
that where recovery has been observed in other marine fishes and thus 
there remains considerable uncertainty as to how the species will 
respond to reductions in fishing pressure.
    Hutchings et al. (2012) also show that there is no positive 
relationship between per capita population growth rate and fecundity in 
a review of 233 populations of teleosts. Thus, the prior confidence 
that high fecundity provides more resilience to population reduction 
and ability to quickly recover should be abandoned. These findings, 
although not providing examples that marine fishes exploited to low 
levels will decline towards extinction, suggest that at a minimum such 
populations may not recover quickly. However, Pacific bluefin tuna 
recently showed an instance of positive growth from a population level 
similar to the most recent stock assessment. This suggests potential 
for recovery at low population levels. However, the conditions needed 
to allow positive growth remain uncertain.
Small Populations Conclusion
    We find that small population concerns pose low risk of 
contributing to population decline or degradation in Pacific bluefin 
tuna over both the 25- and 100-year time scales, though with low 
certainty. This was largely due to the estimated population size of 
more than 1.6 million individuals, of which at least 140,000 are 
reproductively capable. This, coupled with previous evidence of 
recovery from similarly low numbers and newly implemented harvest 
regulations, strongly suggests that small population concerns are not 
particularly serious in Pacific bluefin tuna.

Analysis of Threats

    As noted previously, the SRT conducted its analysis in a 3-step 
progressive process. First, the SRT evaluated the risk of 25 different 
threats (covering all of the ESA section 4(a)(1) categories) 
contributing to a decline or degradation of Pacific bluefin tuna. The 
second step was to evaluate the extinction risk in each of the 4(a)(1) 
categories. Finally, they performed an overall extinction risk analysis 
over two timeframes--25 years and 100 years.
    In step one, the evaluation of the risk of individual threats 
contributing to a decline or degradation of Pacific bluefin tuna 
considered how these threats have affected and how they are expected to 
continue to affect the species. The threats were evaluated in light of 
the vulnerability of and exposure to the threat, and the biological 
response. This evaluation of individual threats and the potential 
demographic risk they pose forms the basis of understanding used during 
the extinction risk analysis to inform the overall assessment of 
extinction risk.
    Within each threat category, individual threats have not only 
different magnitudes of influence on the overall risk to the species 
(weights) but also different degrees of certainty. The overall threat 
within a category is cumulative across these individual threats. Thus, 
the overall threat is no less than that for the individual threat with 
the highest influence but may be greater as the threats are taken 
together. For example, some of the individual threats rated as 
``moderate'' may result in an overall threat for that category of at 
least ``moderate'' but potentially ``high.'' When evaluating the 
overall threat, individual team members considered all threats taken 
together and performed a mental calculation, weighting the threats 
according to their expertise using the definitions below.
    Each team member was asked to record his or her confidence in their 
overall scoring for that category. If, for example, the scoring for the 
overall threat confidence was primarily a function of a single threat 
and that threat had a high level of certainty, then

[[Page 37077]]

they would likely have a high level of confidence in the overall 
confidence score. Alternatively, the overall confidence score could be 
reduced due to a combination of threats, some of which the team members 
had a low level of certainty about and consequently communicated this 
lower overall level of confidence with a corresponding score (using the 
definitions below). Generally, the level of confidence will be most 
influenced by the level of certainty in the threats of highest 
severity. The level of confidence for threats with no to low severity 
within a category that contains moderate to high severity threats will 
not be important to the overall level of confidence.
    The level of severity is defined as the level of risk of this 
threat category contributing to the decline or degradation of the 
species over each time frame (over the next 25 years or over the next 
100 years). Specific rankings for severity are: (1) High: The threat 
category is likely to eliminate or seriously degrade the species; (2) 
moderate: The threat category is likely to moderately degrade the 
species; (3) low: The threat category is likely to only slightly impair 
the species; and (4) none: The threat category is not likely to impact 
the species.
    The level of confidence is defined as the level of confidence that 
the threat category is affecting, or is likely to affect, the species 
over the time frame considered. Specific rankings for confidence are: 
(1) High: There is a high degree of confidence to support the 
conclusion that this threat category is affecting, or is likely to 
affect, the species with the severity ascribed over the time frame 
considered; (2) moderate: There is a moderate degree of confidence to 
support the conclusion that this threat category is affecting, or is 
likely to affect, the species with the severity ascribed over the time 
frame considered; (3) low: There is a low degree of confidence to 
support the conclusion that this threat category is affecting, or is 
likely to affect, the species with the severity ascribed over the time 
frame considered; and (4) none: There is no confidence to support the 
conclusion that this threat category is affecting, or is likely to 
affect, the species with the severity ascribed over the time frame 
considered.
    Based on the best available information and the SRT's SEDM 
analysis, we find that overutilization, particularly by commercial 
fishing activities, poses a moderate risk of decline or degradation of 
the species over both the 25 and 100-year time scales. While the degree 
of certainty for this risk assessment was moderate for the 25-year time 
frame, it was low for the 100-year time frame. This largely reflects 
the inability to accurately predict trends in both population size and 
catch over the longer time frame. In addition, management regimes may 
shift in either direction in response to the population trends at the 
time.
    Over the short and long time frames, we find that habitat 
destruction, disease, and predation are not likely to pose a risk to 
the extinction of the Pacific bluefin tuna. Among the specific threats 
in the Habitat Destruction category, water pollution was ranked the 
highest (mean severity score 1.5). This was largely due to the fact 
that any degradation to Pacific bluefin tuna by water pollution is a 
passive event. That is, behavioral avoidance might not be possible, 
whereas other specific threats involved factors where active avoidance 
would be possible.
    We also find that based on the best available information and the 
SRT's SEDM analysis, the inadequacy of existing regulatory mechanisms 
poses a low risk of decline or degradation to the species over both the 
25- and 100-year time scales, given the stable or upward trends of 
future projected SSB over the short time scale from various harvest 
scenarios in the 2016 ISC stock assessment. The confidence levels were 
moderate for the 25-year time frame and low for the 100-year time 
frame.
    Lastly, we find that other natural or manmade factors, which 
included climate change and small population concerns, pose a low risk 
of decline or degradation to the species over the 25-year time frame 
and moderate risk over the 100-year time frame.

Extinction Risk Analysis

    As described previously, following the evaluation of the risk of 25 
specific threats contributing to the decline or degradation of Pacific 
bluefin tuna, the SRT then conducted step 2 and step 3 to perform an 
extinction risk analysis. In step two the SRT used SEDM to evaluate the 
contribution of each section 4(a)(1) factor to extinction risk. 
Finally, in step 3 the SRT performed an overall extinction risk 
analysis over two timeframes--25 years and 100 years.
    This final risk assessment considered the threats, the results from 
the recent stock assessment, the species life history, and historical 
trends. After considering all factors, team members were asked to 
distribute 100 plausibility points into one of three risk categories 
for the short term and long term time frames. The short-term time frame 
was 25 years and the long-term time frame was 100 years.
    The SRT defined the extinction risk categories as low, moderate, 
and high. The species is deemed to be at low risk of extinction if at 
least one of the following conditions is met: (1) The species has high 
abundance or productivity; (2) There are stable or increasing trends in 
abundance; and (3) The distributional characteristics of the species 
are such that they allow resiliency to catastrophes or environmental 
changes. The species is deemed to be at moderate risk of extinction if 
it is not at high risk and at least one of the following conditions is 
met: (1) There are unstable or decreasing trends in abundance or 
productivity which are substantial relative to overall population size; 
(2) There have been reductions in genetic diversity; or (3) The 
distributional characteristics of the species are such that they make 
the species vulnerable to catastrophes or environmental changes. 
Finally, the species is deemed to be at high risk of extinction if at 
least one of the following conditions is met: (1) The abundance of the 
species is such that depensatory effects are plausible; (2) There are 
declining trends in abundance that are substantial relative to overall 
population size; (3) There is low and decreasing genetic diversity; (4) 
There are current or predicted environmental changes that may strongly 
and negatively affect a life history stage for a significant period of 
time; or (5) The species has distributional characteristics that result 
in vulnerability to catastrophes or environmental changes.
    The SRT members distributed their plausibility points across all 
three risk categories, with most members placing their points in the 
low and moderate risk categories. Over the 25-year time frame, a large 
proportion of plausibility points were assigned to the low and moderate 
risk by some team members. Over the 100-year time frame, more points 
were assigned to the moderate risk category by all members and a few 
members assigned points to the high risk category. After the scores 
were recorded, the SRT calculated the average number of points for each 
risk category under both the 25 and 100-year timeframes. For both 
timeframes, the greatest number of points were in the low risk 
category. The average number of points for the low risk category was 68 
for the 25-year timeframe and 51 for the 100-year timeframe.
    There are a number of factors that contributed to the low ranking 
of the overall extinction risk over both the 25 and 100-year time 
frames. The large number of mature individuals, while small relative to 
the theoretical, model-derived unfished population, coupled

[[Page 37078]]

with the total estimated population size, was deemed sufficiently large 
for Pacific bluefin tuna to avoid small population effects. Harvest 
regulations have been adopted by member nations to reduce landings and 
rebuild the population, with all model results from the ISC analysis 
showing stable or increasing trends under current management measures. 
Also, the SRT noted that over the past 40 years the SSB has been low 
relative to the theoretical, model-derived unfished population (less 
than 10 percent of unfished), and it has increased before. While the 
SRT agreed that climate change has the potential to negatively impact 
the population, many members of the team felt that the Pacific bluefin 
tuna's broad distribution across habitat, vagile nature, and generalist 
foraging strategy were mitigating factors in terms of extinction risk.
    After evaluating the extinction risk SEDM analysis conducted by the 
SRT over the 25-year and 100-year timeframes, we considered the overall 
extinction risk categories described below:
    High risk: A species or DPS with a high risk of extinction is at or 
near a level of abundance, productivity, spatial structure, and/or 
diversity that places its continued persistence in question. The 
demographics of a species or DPS at such a high level of risk may be 
highly uncertain and strongly influenced by stochastic or depensatory 
processes. Similarly, a species or DPS may be at high risk of 
extinction if it faces clear and present threats (e.g., confinement to 
a small geographic area; imminent destruction, modification, or 
curtailment of its habitat; or disease epidemic) that are likely to 
create present and substantial demographic risks.
    Moderate risk: A species or DPS is at moderate risk of extinction 
if it is on a trajectory that puts it at a high level of extinction 
risk in the foreseeable future (see description of ``High risk'' 
above). A species or DPS may be at moderate risk of extinction due to 
projected threats or declining trends in abundance, productivity, 
spatial structure, or diversity. The appropriate time horizon for 
evaluating whether a species or DPS is more likely than not to be at 
high risk in the foreseeable future depends on various case- and 
species-specific factors. For example, the time horizon may reflect 
certain life history characteristics (e.g., long generation time or 
late age-at-maturity) and may also reflect the time frame or rate over 
which identified threats are likely to impact the biological status of 
the species or DPS (e.g., the rate of disease spread). (The appropriate 
time horizon is not limited to the period that status can be 
quantitatively modeled or predicted within predetermined limits of 
statistical confidence. The biologist (or Team) should, to the extent 
possible, clearly specify the time horizon over which it has confidence 
in evaluating moderate risk.)
    Low risk: A species or DPS is at low risk of extinction if it is 
not at moderate or high level of extinction risk (see ``Moderate risk'' 
and ``High risk'' above). A species or DPS may be at low risk of 
extinction if it is not facing threats that result in declining trends 
in abundance, productivity, spatial structure, or diversity. A species 
or DPS at low risk of extinction is likely to show stable or increasing 
trends in abundance and productivity with connected, diverse 
populations.
    The SRT evaluation of extinction risk placed the majority of 
distributed points in the low risk category for both the 25-year and 
100-year timeframes. The SRT members explained their assessment of low 
risk over those timeframes recognizing that the large number of mature 
individuals, while small relative to the theoretical, model-derived 
unfished population, coupled with the total estimated population size, 
was deemed sufficiently large for Pacific bluefin tuna to avoid small 
population effects. Harvest regulations have been adopted by member 
nations to reduce landings and rebuild the population, with all model 
results from the ISC stock assessment analysis (ISC 2016) showing 
stable or increasing trends under current management measures. Also, 
the SRT noted that over the past 40 years the SSB has been low relative 
to the theoretical, model-derived unfished population (less than 10 
percent of unfished), and it has increased before. While the SRT agreed 
that climate change has the potential to negatively impact the 
population, many members of the team felt that the Pacific bluefin 
tuna's broad distribution across habitat, its vagile nature, and its 
generalist foraging strategy were mitigating factors in terms of 
extinction risk.
    Based upon the expert opinion of the SRT and for the reasons 
described above, we determine that the overall extinction risk to 
Pacific bluefin tuna is most accurately characterized by the 
description of the low risk category as noted above.

Review of Conservation Efforts

    Section 4(b)(1) of the ESA requires that NMFS make listing 
determinations based solely on the best scientific and commercial data 
available after conducting a review of the status of the species and 
taking into account those efforts, if any, being made by any state or 
foreign nation, or political subdivisions thereof, to protect and 
conserve the species. We are not aware of additional conservation 
efforts being made by any state or foreign nation to protect and 
conserve the species other than the fishery management agreements 
already considered, thus no additional measures were evaluated in this 
finding.

Significant Portion of Its Range Analysis

    As the definitions of ``endangered species'' and ``threatened 
species'' make clear, the determination of extinction risk can be based 
on either assessment of the rangewide status of the species, or the 
status of the species in a ``significant portion of its range'' (SPR). 
Because we determined that the Pacific bluefin tuna is at low risk of 
extinction throughout its range, the species does not warrant listing 
based on its rangewide status. Next, we needed to determine whether the 
species is threatened or endangered in a significant portion of its 
range. According to the SPR Policy (79 FR 37577; July 1, 2014), if a 
species is found to be endangered or threatened in a significant 
portion of its range, the entire species is listed as endangered or 
threatened, respectively, and the ESA's protections apply to all 
individuals of the species wherever found.
    On March 29, 2017, the Arizona District Court in Center for 
Biological Diversity, et al., v. Zinke, et al., 4:14-cv-02506-RM (D. 
Ariz.), a case brought against the U.S. Fish and Wildlife Service 
(FWS), remanded and vacated the joint FWS/NMFS SPR Policy after 
concluding that the policy's definition of ``significant'' was invalid. 
NMFS is not a party to the litigation. On April 26, 2017, the FWS filed 
a Motion to Alter or Amend the Court's Judgment, which is pending. In 
the meantime, we based our SPR analysis on our joint SPR Policy, as 
discussed below.
    The SPR Policy sets out the following three components:
    (1) Significant: A portion of the range of a species is 
``significant'' if the species is not currently endangered or 
threatened throughout its range, but the portion's contribution to the 
viability of the species is so important that, without the members in 
that portion, the species would be in danger of extinction, or likely 
to become so in the foreseeable future, throughout all of its range.
    (2) The range of a species is considered to be the general 
geographical area within which that species can be found at the time 
NMFS

[[Page 37079]]

makes any particular status determination. This range includes those 
areas used throughout all or part of the species' life cycle, even if 
they are not used regularly (e.g., seasonal habitats). Lost historical 
range is relevant to the analysis of the status of the species, but it 
cannot constitute a SPR.
    (3) If the species is endangered or threatened throughout a 
significant portion of its range, and the population in that 
significant portion is a valid DPS, we will list the DPS rather than 
the entire taxonomic species or subspecies.
    When we conduct a SPR analysis, we first identify any portions of 
the range that warrant further consideration. The range of a species 
can theoretically be divided into portions in an infinite number of 
ways. However, there is no purpose to analyzing portions of the range 
that are not reasonably likely to be of relatively greater biological 
significance, or in which a species may not be endangered or 
threatened. To identify only those portions that warrant further 
consideration, we determine whether there is substantial information 
indicating that (1) the portions may be significant and (2) the species 
may be in danger of extinction in those portions or likely to become so 
within the foreseeable future. We emphasize that answering these 
questions in the affirmative is not a determination that the species is 
endangered or threatened throughout a SPR, rather, it is a step in 
determining whether a more detailed analysis of the issue is required. 
Making this preliminary determination triggers a need for further 
review, but does not prejudge whether the portion actually meets these 
standards such that the species should be listed.
    If this preliminary determination identifies a particular portion 
or portions that may be significant and that may be threatened or 
endangered, those portions must then be evaluated under the SPR Policy 
as to whether the portion is in fact both significant and endangered or 
threatened. In making a determination of significance under the SPR 
Policy we would consider the contribution of the individuals in that 
portion to the viability of the species. That is, we would determine 
whether the portion's contribution to the viability of the species is 
so important that, without the members in that portion, the species 
would be in danger of extinction or likely to become so in the 
foreseeable future. Depending on the biology of the species, its range, 
and the threats it faces, it may be more efficient to address the 
``significant'' question first, or the status question first. If we 
determine that a portion of the range we are examining is not 
significant, we would not need to determine whether the species is 
endangered or threatened there; if we determine that the species is not 
endangered or threatened in the portion of the range we are examining, 
then we would not need to determine if that portion is significant.
    Because Pacific bluefin tuna range broadly throughout their 
lifecycle around the Pacific basin, there was no portion of the range 
that, if lost, would increase the population's extinction risk. In 
other words, risk of specific threats to Pacific bluefin tuna are 
buffered both in space and time. To be thorough, the SRT examined the 
potential for a SPR by considering the greatest known threats to the 
species and whether these were localized to a significant portion of 
the range of the species. The main threats to Pacific bluefin tuna 
identified by the SRT were overutilization, inadequacy of management, 
and climate change. Generally, these threats are spread throughout the 
range of Pacific bluefin tuna and not localized to a specific region.
    We also considered whether any potential SPRs might be identified 
on the basis of threats faced by the species in a portion of its range 
during one part of its life cycle. We further evaluated the potential 
for the two known spawning areas to meet the two criteria for a SPR. 
The spawning areas for Pacific bluefin tuna are likely to be somewhat 
temporally and spatially fluid in that they are characterized by 
physical oceanographic conditions (e.g., temperature) rather than a 
spatially explicit area. While commercial fisheries target Pacific 
bluefin tuna on the spawning grounds, spatial patterns of commercial 
fishing have not changed significantly over many decades. The 
historical pattern of exploitation on the spawning areas was part of 
the consideration in evaluating the threat of overexploitation to the 
species as a whole, and was determined to not significantly increase 
the species' risk of extinction for the members utilizing that portion 
of the range for the spawning stage of their life cycle. Given that the 
species has persisted throughout this time frame and has experienced 
similarly low levels of standing stock biomass, it has shown the 
ability to rebound and has yet to reach critically low levels. 
Therefore, it was determined that this fishery behavior has not 
significantly increased the species' risk of extinction for this life 
cycle phase.

Significant Portion of Its Range Determination

    Pacific bluefin tuna range broadly throughout their life cycle 
around the Pacific basin, and there is no portion of the range that 
merits evaluation as a potential SPR. If a threat was determined to 
impact the fish in the spawning area, it would impact the fish 
throughout its range and, therefore, the species would warrant listing 
as threatened or endangered based on its status throughout its entire 
range. Based on our review of the best available information, we find 
that there are no portions of the range of the Pacific bluefin tuna 
that were likely to be of heightened biological significance (relative 
to other areas) or likely to be either endangered or threatened 
themselves.

Final Determination

    Section 4(b)(1) of the ESA requires that NMFS make listing 
determinations based solely on the best scientific and commercial data 
available after conducting a review of the status of the species and 
taking into account those efforts, if any, being made by any state or 
foreign nation, or political subdivisions thereof, to protect and 
conserve the species. We have independently reviewed the best available 
scientific and commercial information including the petition, public 
comments submitted on the 90-day finding (81 FR 70074; October 11, 
2016), the status review report, and other published and unpublished 
information, and have consulted with species experts and individuals 
familiar with Pacific bluefin tuna. We considered each of the statutory 
factors to determine whether it presented an extinction risk to the 
species on its own, now or in the foreseeable future, and also 
considered the combination of those factors to determine whether they 
collectively contributed to the extinction risk of the species, now or 
in the foreseeable future.
    Our determination set forth here is based on a synthesis and 
integration of the foregoing information, factors and considerations, 
and their effects on the status of the species throughout its entire 
range. Based on our consideration of the best available scientific and 
commercial information, as summarized here and in the status review 
report, we conclude that no population segments of the Pacific bluefin 
tuna meet the DPS policy criteria and that the Pacific bluefin tuna 
faces an overall low risk of extinction. Therefore, we conclude that 
the species is not currently in danger of extinction throughout its 
range nor is it

[[Page 37080]]

likely to become so within the foreseeable future. Additionally, we did 
not identify any portions of the species' range that were likely to be 
of heightened biological significance (relative to other areas) or 
likely to be either endangered or threatened themselves. Accordingly, 
the Pacific bluefin tuna does not meet the definition of a threatened 
or endangered species, and thus, the Pacific bluefin tuna does not 
warrant listing as threatened or endangered at this time.
    This is a final action, and, therefore, we are not soliciting 
public comments.

References

    A complete list of all references cited herein is available upon 
request (see FOR FURTHER INFORMATION CONTACT).

Authority

    The authority for this action is the Endangered Species Act of 
1973, as amended (16 U.S.C. 1531 et seq.).

    Dated: August 3, 2017.
Samuel D. Rauch III,
Deputy Assistant Administrator for Regulatory Programs, National Marine 
Fisheries Service.
[FR Doc. 2017-16668 Filed 8-7-17; 8:45 am]
 BILLING CODE 3510-22-P



                                                    37060                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    be the rate applicable to the PRC                       orientalis) as a threatened or endangered             ESA Statutory Provisions
                                                    exporter that supplied that non-PRC                     species under the Endangered Species                     The ESA defines ‘‘species’’ to include
                                                    exporter. These deposit requirements,                   Act (ESA) and to designate critical                   any subspecies of fish or wildlife or
                                                    when imposed, shall remain in effect                    habitat concurrently with the listing. We             plants, and any distinct population
                                                    until further notice.                                   have completed a comprehensive status                 segment (DPS) of any vertebrate fish or
                                                    Notification to Importers                               review of the species in response to the              wildlife which interbreeds when mature
                                                                                                            petition. Based on the best scientific and            (16 U.S.C. 1532(16)). The U.S. Fish and
                                                      This notice also serves as a                          commercial data available, including                  Wildlife Service (FWS) and NMFS have
                                                    preliminary reminder to importers of                    the status review report, and after taking            adopted a joint policy describing what
                                                    their responsibility under 19 CFR                       into account efforts being made to                    constitutes a DPS under the ESA (61 FR
                                                    351.402(f)(2) to file a certificate                     protect the species, we have determined               4722; February 7, 1996). The joint DPS
                                                    regarding the reimbursement of                          that listing of the Pacific bluefin tuna is           policy identifies two criteria for making
                                                    antidumping duties prior to liquidation                 not warranted. We conclude that the                   a determination that a population is a
                                                    of the relevant entries during the POR.                 Pacific bluefin tuna is not an                        DPS: (1) The population must be
                                                    Failure to comply with this requirement                 endangered species throughout all or a                discrete in relation to the remainder of
                                                    could result in the Department’s                        significant portion of its range, nor                 the species to which it belongs; and (2)
                                                    presumption that reimbursement of                       likely to become an endangered species                the population must be significant to the
                                                    antidumping duties occurred and the                     within the foreseeable future throughout              species to which it belongs.
                                                    subsequent assessment of double                         all or a significant portion of its range.               Section 3 of the ESA defines an
                                                    antidumping duties.                                     We also announce the availability of a
                                                      These preliminary results are issued                                                                        endangered species as any species
                                                                                                            status review report, prepared pursuant               which is in danger of extinction
                                                    and published in accordance with
                                                                                                            to the ESA, for Pacific bluefin tuna.                 throughout all or a significant portion of
                                                    sections 751(a)(1) and 777(i)(1) of the
                                                    Act.                                                                                                          its range and a threatened species as one
                                                                                                            DATES:This finding was made on
                                                                                                                                                                  which is likely to become an
                                                      Dated: August 2, 2017.                                August 8, 2017.
                                                                                                                                                                  endangered species within the
                                                    Carole Showers,                                         ADDRESSES:   The documents informing                  foreseeable future throughout all or a
                                                    Executive Director, Office of Policy                    the 12-month finding are available by                 significant portion of its range. Thus, we
                                                    performing the duties of Deputy Assistant               submitting a request to the Assistant                 interpret an ‘‘endangered species’’ to be
                                                    Secretary for Enforcement and Compliance.               Regional Administrator, Protected                     one that is presently in danger of
                                                    Appendix                                                Resources Division, West Coast Regional               extinction. A ‘‘threatened species,’’ on
                                                                                                            Office, 501 W. Ocean Blvd., Suite 4200,               the other hand, is not presently in
                                                    List of Topics Discussed in the Preliminary                                                                   danger of extinction, but is likely to
                                                    Decision Memorandum
                                                                                                            Long Beach, CA 90802, Attention:
                                                                                                            Pacific Bluefin Tuna 12-month Finding.                become so in the foreseeable future (that
                                                    I. Summary                                              The documents are also available                      is, at a later time). In other words, the
                                                    II. Background                                                                                                primary statutory difference between a
                                                    III. Scope of the Order
                                                                                                            electronically at http://
                                                    IV. Discussion of the Methodology                       www.westcoast.fisheries.noaa.gov/.                    threatened and endangered species is
                                                       A. Partial Rescission                                                                                      the timing of when a species may be in
                                                                                                            FOR FURTHER INFORMATION CONTACT:  Gary                danger of extinction, either presently
                                                       B. NME Country Status
                                                                                                            Rule, NMFS West Coast Region at                       (endangered) or in the foreseeable future
                                                       C. Separate Rates
                                                    V. Recommendation                                       gary.rule@noaa.gov, (503) 230–5424; or                (threatened).
                                                                                                            Marta Nammack, NMFS Office of                            We determine whether any species is
                                                    [FR Doc. 2017–16690 Filed 8–7–17; 8:45 am]
                                                                                                            Protected Resources at                                endangered or threatened as a result of
                                                    BILLING CODE 3510–DS–P
                                                                                                            marta.nammack@noaa.gov, (301) 427–                    any one or a combination of the
                                                                                                            8469.                                                 following five factors: The present or
                                                    DEPARTMENT OF COMMERCE                                                                                        threatened destruction, modification, or
                                                                                                            SUPPLEMENTARY INFORMATION:
                                                                                                                                                                  curtailment of its habitat or range;
                                                    National Oceanic and Atmospheric                        Background                                            overutilization for commercial,
                                                    Administration                                                                                                recreational, scientific, or educational
                                                                                                               On June 20, 2016, we received a                    purposes; disease or predation; the
                                                    [Docket No. 160719634–7697–02]                          petition from the Center for Biological               inadequacy of existing regulatory
                                                    RIN 0648–XE756                                          Diversity (CBD), on behalf of 13 other                mechanisms; or other natural or
                                                                                                            co-petitioners, to list the Pacific bluefin           manmade factors affecting its continued
                                                    Listing Endangered and Threatened                       tuna as threatened or endangered under                existence (ESA section 4(a)(1)(A)–(E)).
                                                    Wildlife and Plants; Notice of 12-Month                 the ESA and to designate critical habitat             Section 4(b)(1)(A) of the ESA requires us
                                                    Finding on a Petition To List the                       concurrently with its listing. On October             to make listing determinations based
                                                    Pacific Bluefin Tuna as Threatened or                   11, 2016, we published a positive 90-                 solely on the best scientific and
                                                    Endangered Under the Endangered                         day finding (81 FR 70074) announcing                  commercial data available after
                                                    Species Act                                             that the petition presented substantial               conducting a review of the status of the
                                                    AGENCY:  National Marine Fisheries                      scientific or commercial information                  species and after taking into account
                                                                                                            indicating that the petitioned action
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    Service (NMFS), National Oceanic and                                                                          efforts being made by any State or
                                                    Atmospheric Administration (NOAA),                      may be warranted. In our 90-day                       foreign nation or political subdivision
                                                    Commerce.                                               finding, we also announced the                        thereof to protect the species.
                                                    ACTION: Notice of 12-month petition
                                                                                                            initiation of a status review of the                     The petition to list Pacific bluefin
                                                    finding.                                                Pacific bluefin tuna and requested                    tuna identified the risk classification
                                                                                                            information to inform our decision on                 made by the International Union for
                                                    SUMMARY:   We, NMFS, announce a 12-                     whether the species warrants listing as               Conservation of Nature (IUCN). The
                                                    month finding on a petition to list the                 threatened or endangered under the                    IUCN assessed the status of Pacific
                                                    Pacific bluefin tuna (Thunnus                           ESA.                                                  bluefin tuna and categorized the species


                                               VerDate Sep<11>2014   21:16 Aug 07, 2017   Jkt 241001   PO 00000   Frm 00021   Fmt 4703   Sfmt 4703   E:\FR\FM\08AUN1.SGM   08AUN1


                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                           37061

                                                    as ‘‘vulnerable’’ in 2014, meaning that                 productivity, the SRT relied on the                   threats were considered only as they
                                                    the species was considered to be facing                 International Scientific Committee for                related to existing management
                                                    a high risk of extinction in the wild                   Tuna and Tuna-Like Species’ (ISC)                     measures and not historical
                                                    (Collette et al., 2014). Species                        recently completed peer-reviewed stock                management. After clarification, and a
                                                    classifications under IUCN and the ESA                  assessment (ISC 2016). The ISC was                    final round of discussion, each team
                                                    are not equivalent; data standards,                     established in 1995 for the purpose of                member provided a final set of severity
                                                    criteria used to evaluate species, and                  enhancing scientific research and                     rankings for each specific threat.
                                                    treatment of uncertainty are not                        cooperation for conservation and                         There were three specific threats
                                                    necessarily the same. Thus, when a                      rational utilization of HMS species of                (Illegal, Unregulated, and Unreported
                                                    petition cites such classifications, we                 the North Pacific Ocean, and to                       fishing, International Management, and
                                                    will evaluate the source of information                 establish the scientific groundwork for               sea surface temperature rise) for which
                                                    that the classification is based upon in                the conservation and rational utilization             the range of severity rankings remained
                                                    light of the ESA’s standards on                         of the HMS species in the North Pacific               greater than one after they had been
                                                    extinction risk and threats discussed                   Ocean. The ISC is currently composed                  discussed thoroughly. For these threats
                                                    above.                                                  of scientists representing the following              the SRT carried out a Structured Expert
                                                                                                            seven countries: Canada, Chinese                      Decision Making process (SEDM) to
                                                    Status Review                                                                                                 determine the final severity rank. In this
                                                                                                            Taipei, Japan, Republic of Korea,
                                                       As part of our comprehensive status                  Mexico, People’s Republic of China, and               SEDM approach, each team member was
                                                    review of the Pacific bluefin tuna, we                  the United States. The ISC conducts                   asked to apportion 100 plausibility
                                                    formed a status review team (SRT)                       regular stock assessments to assemble                 points across the four levels of severity.
                                                    comprised of Federal scientists from                    fishery statistics and biological                     Points were totaled and mean scores
                                                    NMFS’ Southwest Fisheries Science                       information, estimate population                      were calculated. The severity level with
                                                    Center (SWFSC) having scientific                        parameters, summarize stock status, and               the highest mean was determined to be
                                                    expertise in tuna and other highly                      develop conservation advice. The                      the final ranking. As will be further
                                                    migratory species biology and ecology,                  results are submitted to Regional                     detailed in the Analysis of Threats and
                                                    population estimation and modeling,                     Fishery Management Organizations                      Extinction Risk Analysis sections of this
                                                    fisheries management, conservation                      (RFMOs), in particular the Western and                notice, the SRT also used SEDM in steps
                                                    biology, and climatology. We asked the                  Central Pacific Fisheries Commission                  2 and 3 of its analysis.
                                                    SRT to compile and review the best                      (WCPFC) and the Inter-American                           The purpose of decision structuring is
                                                    available scientific and commercial                     Tropical Tuna Commission (IATTC), for                 to provide a rational, thorough, and
                                                    information, and then to: (1) Conduct a                 review and are used as a basis of                     transparent decision, the basis for which
                                                    ‘‘distinct population segment’’ (DPS)                   management actions. NMFS believes the                 is clear to both the decision maker(s)
                                                    analysis to determine if there are any                  ISC stock assessment (ISC 2016)                       and to other observers, and to provide
                                                    DPSs of Pacific bluefin tuna; (2) identify              represents best available science                     a means to capture uncertainty in the
                                                    whether there are any portions of the                   because: (1) It is the only scientifically            decision(s). Use of qualitative risk
                                                    species’ geographic range that are                      based stock assessment of Pacific                     analysis and structured expert opinion
                                                    significant in terms of the species’                    bluefin tuna; (2) it was completed by                 methods allows for a rigorous decision-
                                                    overall viability; and (3) evaluate the                 expert scientists of the ISC, including               making process, the defensible use of
                                                    extinction risk of the population, taking               key contributions from the United                     expert opinion, and a well-documented
                                                    into account both threats to the                        States; (3) it was peer reviewed; and (4)             record of how a decision was made.
                                                    population and its biological status.                   we consider the input parameters to the               These tools also accommodate
                                                    While the petitioner did not request that               assessment to represent the best                      limitations in human understanding and
                                                    we list any particular DPS(s) of the                    available data, information, and                      allow for problem solving in complex
                                                    Pacific bluefin tuna, we decided to                     assumptions.                                          situations. Risk analysis and other
                                                    evaluate whether any populations met                       The SRT analyzed the status of Pacific             structured processes require uncertainty
                                                    the criteria of our DPS Policy, in case                 bluefin tuna in a 3-step progressive                  to be dealt with explicitly and biases
                                                    doing so might result in a conservation                 process. First, the SRT evaluated 25                  controlled for. The information used
                                                    benefit to the species. Generally,                      individual threats (covering the five                 may be empirical data, or it may come
                                                    however, we opt to consider the species’                factors in ESA section 4(a)(1)(A)–(E)).               from subjective rankings or expert
                                                    rangewide status, rather than                           The SRT evaluated how each threat                     opinion expressed in explicit terms.
                                                    considering whether any DPSs might                      affects the species and contributes to a              Even in cases where data are sufficient
                                                    exist.                                                  decline or degradation of Pacific bluefin             to allow a quantitative analysis, the
                                                       In order to complete the status review,              tuna by ranking each threat in terms of               structuring process is important to
                                                    the SRT considered a variety of                         severity (1–4, with ‘‘1’’ representing the            clearly link outcomes and decision
                                                    scientific information from the                         lowest contribution, and ‘‘4’’                        standards, and thereby reveal the
                                                    literature, unpublished documents, and                  representing the highest contribution).               reasoning behind the decision.
                                                    direct communications with researchers                  The threats were evaluated in light of                   This initial evaluation of individual
                                                    working on Pacific bluefin tuna, as well                the Pacific bluefin tuna’s vulnerability              threats and the potential demographic
                                                    as technical information submitted to                   of and exposure to the threat, and its                risk they pose forms the basis of
                                                    NMFS. Information that was not                          biological response.                                  understanding used during steps 2 and
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    previously peer-reviewed was formally                      Following the initial rankings of                  3 of the SRT’s analysis.
                                                    reviewed by the SRT. Only the best-                     specific threats, the SRT identified those               In the second step of its analysis, the
                                                    available science was considered                        threats where the range of rankings                   SRT used the same ranking system to
                                                    further. The SRT evaluated all factors                  across the SRT was greater than one. For              evaluate the risk of each of the five
                                                    highlighted by the petitioners as well as               these threats, subsequent discussions                 factors in ESA section 4(a)(1)(A)–(E)
                                                    additional factors that may contribute to               ensured that the interpretation of the                contributing to a decline or degradation
                                                    Pacific bluefin tuna vulnerability.                     threat and its time-frame were clear and              of Pacific bluefin tuna. This involved a
                                                       In assessing population (stock)                      consistent across team members. For                   consideration of the combination of all
                                                    structure and trends in abundance and                   example, it was necessary to clarify that             threats that fall under each of the five


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                                                    37062                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    factors. In the final step, the SRT                     Collette (1999). The three species are                (e.g., numbers of migrants, timing of
                                                    evaluated the overall extinction risk for               also distinct genetically (Chow and                   migration and migration routes);
                                                    Pacific bluefin tuna over two                           Inoue 1993; Chow and Kishino 1995)                    however, general patterns of migration
                                                    timeframes—25 years and 100 years.                      and have limited overlap in their                     have been established using catch data
                                                      The SRT’s draft status review report                  geographic ranges.                                    and tagging study results (Bayliff 1994;
                                                    was subjected to independent peer                         Pacific bluefin tuna are large                      Boustany et al., 2010; Block et al., 2011;
                                                    review as required by the Office of                     predators reaching nearly 3 meters (m)                Whitlock et al., 2015). Pacific bluefin
                                                    Management and Budget (OMB) Final                       in length and 500 kilograms (kg) in                   tuna begin their lives in the western
                                                    Information Quality Bulletin for Peer                   weight (ISC 2016). They are pelagic                   Pacific Ocean (WPO). Generally, age 0–
                                                    Review (M– 05–03; December 16, 2004).                   species known to form large schools. As               1 fish migrate north along the Japanese
                                                    The draft status review report was peer                 with all tunas and mackerels, Pacific                 and Korean coasts in the summer and
                                                    reviewed by independent specialists                     bluefin tuna are fusiform in shape and                south in the winter (Inagake et al., 2001;
                                                    selected from the academic and                          possess numerous adaptations to                       Itoh et al., 2003; Yoon et al., 2012).
                                                    scientific community, with expertise in                 facilitate efficient swimming. These                  Depending on ocean conditions, an
                                                    tuna and/or highly migratory species                    include depressions in the body that                  unknown portion of young individuals
                                                    biology, conservation, and management.                  accommodate the retraction of fins to                 (1–3 years old) from the WPO migrate
                                                    The peer reviewers were asked to                        reduce drag and a lunate tail that is                 eastward across the NPO, spending
                                                    evaluate the adequacy, appropriateness,                 among the most efficient tail shapes for              several years as juveniles in the eastern
                                                    and application of data used in the                     generating thrust in sustained                        Pacific Ocean (EPO) before returning to
                                                    status review report, including the                     swimming (Bernal et al., 2001).                       the WPO (Bayliff 1994; Inagake et al.,
                                                    extinction risk analysis. All peer                        One of the most unique aspects of                   2001; Perle 2011). Their migration rates
                                                    reviewer comments were addressed                        Pacific bluefin tuna biology is their                 have not been quantified and it is
                                                    prior to dissemination and finalization                 ability to maintain a body temperature                unknown what proportion of the
                                                    of the draft status review report and                   that is above ambient temperature                     population migrates to the EPO and
                                                    publication of this finding.                            (endothermy). While some other tunas                  what factors contribute to the high
                                                      We subsequently reviewed the status                   and billfishes are also endothermic,                  degree of variability across years.
                                                    review report, its cited references, and                these adaptations are highly advanced                    While in the EPO, the juveniles make
                                                    peer review comments, and believe the                   in the bluefin tunas (Carey et al., 1971;             north-south migrations along the west
                                                    status review report, upon which this                   Graham and Dickson 2001) that can                     coast of North America (Kitagawa et al.,
                                                    12-month finding is based, provides the                 elevate the temperature of their viscera,             2007; Boustany et al., 2010; Perle, 2011).
                                                    best available scientific and commercial                locomotor muscle and cranial region.                  Pacific bluefin tuna tagged in the
                                                    information on the Pacific bluefin tuna.                The elevation of their body temperature               California Current span approximately
                                                    Much of the information discussed                       enables a more efficient energy usage                 10° of latitude between Monterey Bay
                                                    below on Pacific bluefin tuna biology,                  and allows for the exploitation of a                  (36° N.) and northern Baja California
                                                    distribution, abundance, threats, and                   broader habitat range than would be                   (26° N.) (Boustany et al., 2010; Block et
                                                    extinction risk is attributable to the                  available otherwise (Bernal, et al.,                  al., 2011; Whitlock et al., 2015),
                                                    status review report. However, in                       2001).                                                although some individuals have been
                                                    making the 12-month finding                                                                                   recorded as far north as Washington.
                                                                                                            Range, Habitat Use, and Migration
                                                    determination, we have independently                                                                          This migration loosely follows the
                                                                                                               The Pacific bluefin tuna is a highly               seasonal cycle of sea surface
                                                    applied the statutory provisions of the
                                                                                                            migratory species that is primarily                   temperature, such that Pacific bluefin
                                                    ESA, including evaluation of the factors
                                                                                                            distributed in sub-tropical and                       tuna move northward as temperatures
                                                    set forth in section 4(a)(1)(A)–(E); our
                                                                                                            temperate latitudes of the North Pacific              warm in late summer to fall (Block et
                                                    regulations regarding listing
                                                                                                            Ocean (NPO) between 20° N. and 50° N.,                al., 2011). These movements also follow
                                                    determinations (50 CFR part 424); our
                                                                                                            but is occasionally found in tropical                 shifts in local peaks in primary
                                                    Policy Regarding the Recognition of
                                                                                                            waters and in the southern hemisphere,                productivity (as measured by surface
                                                    Distinct Vertebrate Population Segments
                                                                                                            in waters around New Zealand (Bayliff                 chlorophyll) (Boustany et al., 2010;
                                                    Under the Endangered Species Act (DPS
                                                                                                            1994).                                                Block et al., 2011). In the spring, Pacific
                                                    Policy, 61 FR 4722; February 7, 1996);                     As members of a pelagic species,
                                                    and our Final Policy on Interpretation of                                                                     bluefin tuna are concentrated off the
                                                                                                            Pacific bluefin tuna use a range of                   southern coast of Baja California; in
                                                    the Phrase ‘‘Significant Portion of Its                 habitats including open-water, coastal
                                                    Range’’ in the Endangered Species Act’s                                                                       summer, Pacific bluefin tuna move
                                                                                                            seas, and seamounts. Pacific bluefin                  northwest into the Southern California
                                                    Definitions of ‘‘Endangered Species’’                   tuna occur from the surface to depths of              Bight; by fall, they are largely
                                                    and ‘‘Threatened Species (SPR Policy,                   at least 550 m, although they spend                   distributed between northern Baja
                                                    79 FR 37578; July 1, 2014).                             most of their time in the upper 120 m                 California and northern California. In
                                                    Pacific Bluefin Tuna Description, Life                  of the water column (Kitagawa, et al.,                winter, Pacific bluefin tuna are
                                                    History, and Ecology                                    2000; 2004; 2007; Boustany et al. 2010).              generally more dispersed, with some
                                                                                                            As with many other pelagic species,                   individuals remaining near the coast,
                                                    Taxonomy and Description of Species                     Pacific bluefin tuna are often found                  and some moving farther offshore
                                                      Pacific bluefin tuna (Thunnus                         along frontal zones where forage fish                 (Boustany et al., 2010).
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    orientalis) belong to the family                        tend to be concentrated (Kitagawa, et                    After spending up to 5 years in the
                                                    Scombridae (order Perciformes). They                    al., 2009). Off the west coast of the                 EPO, individuals return to the WPO
                                                    are one of three species of bluefin tuna;               United States, Pacific bluefin tuna are               where the only two spawning grounds
                                                    the other two are the southern bluefin                  often more tightly clustered near areas               (a southern area near the Philippines
                                                    tuna (Thunnus maccoyii) and the                         of high productivity and more dispersed               and Ryukyu Islands, and a northern area
                                                    Atlantic bluefin tuna (Thunnus                          in areas of low productivity (Boustany,               in the Sea of Japan) have been
                                                    thynnus). The three species can be                      et al., 2010).                                        documented. No spawning activity,
                                                    distinguished based on internal and                        Pacific bluefin tuna exhibit large                 eggs, or larvae have been observed in
                                                    external morphology as described by                     inter-annual variations in movement                   the EPO. The timing of spawning and


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                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                           37063

                                                    the particular spawning ground used                     Islands, spawning occurs from April to                fish or wildlife or plants, and any
                                                    after their return to the WPO has not                   July and fish are from 6–25 years of age,             distinct population segment of any
                                                    been established. Mature adults in the                  though most are older than 9 years of                 species of vertebrate fish or wildlife
                                                    WPO generally migrate northwards to                     age. In the Sea of Japan, spawning                    which interbreeds when mature.’’ The
                                                    feeding grounds after spawning,                         occurs later (June to August) and fish                DPS Policy requires the consideration of
                                                    although a small proportion of fish may                 are 3–26 years old.                                   two elements: (1) The discreteness of
                                                    move southward or eastward (Itoh                           Pacific bluefin tuna exhibit rapid                 the population segment in relation to
                                                    2006). Some of the mature individuals                   growth, reaching 58 cm or more in                     the remainder of the species to which it
                                                    that migrate south are taken in New                     length by age 1 and frequently more                   belongs; and (2) the significance of the
                                                    Zealand fisheries (Bayliff 1994, Smith et               than 1 m in length by age 3 (Shimose                  population segment to the species to
                                                    al., 2001), but the migration pathway of                et al., 2009; Shimose and Ishihara 2015).             which it belongs.
                                                    these individuals is unknown. It is also                The species tends to reach its maximum                   A population segment of a vertebrate
                                                    not known how long they may remain                      length of around 2.3 m at age 15                      species may be considered discrete if it
                                                    in the South Pacific.                                   (Shimose et al., 2009; Shimose and                    satisfies either one of the following
                                                                                                            Ishihara 2015). The oldest Pacific                    conditions: (1) It is markedly separated
                                                    Reproduction and Growth                                 bluefin tuna recorded was 26 years old                from other populations of the same
                                                       Like most pelagic fish, Pacific bluefin              and measured nearly 2.5 m in length                   taxon as a consequence of physical,
                                                    tuna are broadcast spawners and spawn                   (Shimose et al., 2009).                               physiological, ecological, or behavioral
                                                    more than once in their lifetime, and                                                                         factors. Quantitative measures of genetic
                                                    they spawn multiple times in a single                   Feeding habits
                                                                                                                                                                  or morphological discontinuity may
                                                    spawning season (Okochi, et al., 2016).                    Pacific bluefin tuna are opportunistic
                                                                                                                                                                  provide evidence of this separation; or
                                                    They are highly fecund, and the number                  feeders. Small individuals (age 0) feed
                                                                                                                                                                  (2) it is delimited by international
                                                    of eggs they release during each                        on small squid and zooplankton
                                                                                                                                                                  governmental boundaries within which
                                                    spawning event is positively and                        (Shimose et al., 2013). Larger
                                                                                                                                                                  differences in control of exploitation,
                                                    linearly correlated with fish length and                individuals (age 1+) have a diverse
                                                                                                                                                                  management of habitat, conservation
                                                    weight (Okochi et al., 2016; Ashida et                  forage base that is temporally variable
                                                                                                                                                                  status, or regulatory mechanisms exist
                                                    al., 2015). Estimates of fecundity for                  and, in both the EPO and WPO, they
                                                                                                                                                                  that are significant in light of section
                                                    female tuna from the southern spawning                  feed on a variety of fishes, cephalopods,
                                                                                                                                                                  4(a)(1)(D) of the ESA. If a population
                                                    area (Philippines and Ryukyu Islands)                   and crustaceans (Pinkas et al., 1971;
                                                                                                                                                                  segment is found to be discrete under
                                                    indicate that individual fish can                       Shimose et al., 2013; Madigan et al.,
                                                    produce from 5 to 35 million eggs per                                                                         one or both of the above conditions, its
                                                                                                            2016; O. Snodgrass, NMFS SWFSC,
                                                    spawning event (Ashida et al., 2015;                                                                          biological and ecological significance to
                                                                                                            unpublished data). Diet data indicate
                                                    Shimose et al., 2016; Chen et al., 2006).                                                                     the taxon to which it belongs is
                                                                                                            they forage in surface waters, on
                                                    Females in the northern spawning                                                                              evaluated. Factors that can be
                                                                                                            mesopelagic prey and even on benthic
                                                    ground (Sea of Japan) produce 780,000–                                                                        considered in evaluating significance
                                                                                                            prey. The SWFSC conducted stomach
                                                    13.89 million eggs per spawning event                                                                         may include, but are not limited to: (1)
                                                                                                            content analysis of age 1–5 Pacific
                                                    in fish 116–170 cm fork length (FL)                                                                           Persistence of the discrete population
                                                                                                            bluefin tuna caught off the coast of
                                                    (Okochi, et al., 2016).                                                                                       segment in an ecological setting unusual
                                                                                                            California from 2008 to 2016 and found
                                                       Histological studies have shown that                                                                       or unique for the taxon; (2) evidence
                                                                                                            that Pacific bluefin tuna are generalists
                                                    approximately 80 percent of the                                                                               that the loss of the discrete population
                                                                                                            altering their feeding habits depending
                                                    individuals found in the Sea of Japan                                                                         segment would result in a significant
                                                                                                            on localized prey abundance (O.
                                                    from June to August are reproductively                                                                        gap in the range of a taxon; (3) evidence
                                                                                                            Snodgrass, NMFS SWFSC, unpublished
                                                    mature (Tanaka, et al., 2006, Okochi et                                                                       that the discrete population segment
                                                                                                            data).
                                                    al., 2016). This percentage does not                                                                          represents the only surviving natural
                                                    necessarily represent the whole                         Species Finding                                       occurrence of a taxon that may be more
                                                    population as fish outside the Sea of                      Based on the best available scientific             abundant elsewhere as an introduced
                                                    Japan were not examined.                                and commercial information                            population outside its historic range; or
                                                       Spawning in Pacific bluefin tuna                     summarized above, we find that the                    (4) evidence that the discrete population
                                                    occurs in only comparatively warm                       Pacific bluefin tuna is currently                     segment differs markedly from other
                                                    waters, so larvae are found within a                    considered a taxonomically-distinct                   populations of the species in its genetic
                                                    relatively narrow sea surface                           species and, therefore, meets the                     characteristics.
                                                    temperature (SST) range (23.5–29.5 °C)                  definition of ‘‘species’’ pursuant to                    Pacific bluefin tuna are currently
                                                    compared to juveniles and adults                        section 3 of the ESA. Below, we                       managed as a single stock with a trans-
                                                    (Kimura et al., 2010; Tanaka & Suzuki                   evaluate whether the species warrants                 Pacific range. We considered a number
                                                    2016). Larvae are thought to be                         listing as endangered or threatened                   of factors related to Pacific bluefin tuna
                                                    transported primarily by the northward                  under the ESA throughout all or a                     movement patterns, geographic range,
                                                    flowing Kuroshio Current and are                        significant portion of its range.                     and life history that relate to the
                                                    largely found off coastal Japan, both in                                                                      discreteness criteria. Among the many
                                                    the Pacific Ocean and Sea of Japan                      Distinct Population Segment                           characteristics of Pacific bluefin tuna
                                                    (Kimura et al., 2010).                                  Determination                                         that were discussed as contributing
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                       As discussed above, spawning in                         While we were not petitioned to list               factors to the determination of ESA
                                                    Pacific bluefin tuna has been recorded                  a distinct population segment (DPS) of                discreteness, three were regarded as
                                                    only in two locations: Near the                         the Pacific bluefin tuna and are                      carrying the most weight in the
                                                    Philippines and Ryukyu Islands, and in                  therefore not required to identify DPSs,              identification of DPSs. The strongest
                                                    the Sea of Japan (Okochi et al., 2016;                  we decided, in this case, to evaluate                 argument for the existence of a DPS was
                                                    Shimose & Farley 2016). These two                       whether any populations of the species                the spatial specificity of Pacific bluefin
                                                    spawning grounds differ in both timing                  meet the DPS Policy criteria. As                      tuna spawning. The strongest arguments
                                                    and the size composition of individuals.                described above, the ESA’s definition of              against the existence of a DPS included
                                                    Near the Philippines and Ryukyu                         ‘‘species’’ includes ‘‘any subspecies of              Pacific bluefin tuna migratory behavior


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                                                    37064                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    and genetic characteristics of the Pacific              around 17,000 mt, which represents                    assessment, however, is based on the
                                                    bluefin tuna.                                           143,053 individuals capable of                        abundance of the species through 2014.
                                                       Based on the current understanding of                spawning. Relative to the theoretical,                As described in the following section on
                                                    Pacific bluefin tuna movements, Pacific                 model-derived SSB had there been no                   existing regulatory measures, the first
                                                    bluefin tuna use one of two areas in the                fishing (i.e., the ‘‘unfished’’ SSB;                  Pacific bluefin tuna regulations that
                                                    WPO to spawn. There is no evidence to                   644,466 mt), 17,000 mt represents                     placed limits on harvest were
                                                    suggest that these represent two separate               approximately 2.6 percent of fish in the              implemented in 2012 with additional
                                                    populations but rather that, as fish                    spawning year classes. It is important to             regulations implemented in 2014 and
                                                    increase in size, they shift from using                 note that unfished SSB is a theoretical               2015.
                                                    the Sea of Japan to using the spawning                  number derived from the stock
                                                    ground near the Ryukyu Islands (e.g.,                   assessment model and does not                         Summary of Factors Affecting Pacific
                                                    Shimose et al., 2016). The spawning                     represent a ‘‘true’’ estimate of what the             Bluefin Tuna
                                                    areas are also characterized by physical                SSB would have been with no fishing.                     As described above, section 4(a)(1) of
                                                    oceanographic conditions (e.g.,                         This is because it is based on the                    the ESA and NMFS’ implementing
                                                    temperature), rather than a spatially                   equilibrium assumptions of the model                  regulations (50 CFR 424.11(c)) state that
                                                    fixed feature (e.g., a seamount or                      (e.g., no environmental or density-                   we must determine whether a species is
                                                    promontory). This implies that the                      dependent effects) and it changes with                endangered or threatened because of
                                                    location of the spawning grounds may                    model structures. That is, in the absence             any one or a combination of the
                                                    be temporally and spatially fluid, as                   of density-dependent effects on the                   following factors: The present or
                                                    conditions change over time. Given                      population, the estimate may                          threatened destruction, modification, or
                                                    these considerations, the existence of                  overestimate the population size that                 curtailment of its habitat or range;
                                                    two spatially distinct spawning grounds                 can be supported by the environment                   overutilization for commercial,
                                                    does not provide compelling evidence                    and may change with improved input                    recreational, scientific, or educational
                                                    that discrete population segments exist                 parameters. When compared to the                      purposes; disease or predation;
                                                    for Pacific bluefin tuna. In addition,                  highest SSB of 160,004 mt estimated by                inadequacy of existing regulatory
                                                    concentrations of adult Pacific bluefin                 the model in 1959, the SSB in 2014 is                 mechanisms; or other natural or
                                                    tuna on the spawning grounds are found                  10.6 percent of the 1952–2014 historical              manmade factors affecting its continued
                                                    only during spawning times and not                      peak.                                                 existence. We evaluated whether and
                                                    year-round.                                                It is important to note that while the             the extent to which each of the
                                                       Catch data and conventional and                      SSB as estimated by the ISC stock                     foregoing factors contribute to the
                                                    electronic tagging data demonstrate the                 assessment is 2.6 percent of the                      overall extinction risk of Pacific bluefin
                                                    highly migratory nature of Pacific                      theoretical, model-derived, ‘‘unfished’’              tuna, with a ‘‘significant’’ contribution
                                                    bluefin tuna. Results support broad                     SSB, this value is based on a theoretical             defined, for purposes of this evaluation,
                                                    mixing around the Pacific. While fish                   unfished population, and only includes                as increasing the risk to such a degree
                                                    cross the Pacific from the WPO to the                   fish of spawning size/age. Based on the
                                                                                                                                                                  that the factor affects the species’
                                                    EPO, results indicate that they then                    estimated number of individuals at each
                                                                                                                                                                  demographics (i.e., abundance,
                                                    return to the WPO to spawn.                             age class, the number of individuals
                                                                                                                                                                  productivity, spatial structure, diversity)
                                                    Furthermore, the limited genetic data                   capable of spawning in 2014 was
                                                                                                                                                                  either to the point where the species is
                                                    currently available (Tseng et al., 2012;                143,053. However, total population size,
                                                                                                                                                                  strongly influenced by stochastic or
                                                    Nomura et al., 2014) do not support the                 including non-spawning capable
                                                                                                                                                                  depensatory processes or is on a
                                                    presence of genetically distinct                        individuals that have not yet reached
                                                                                                                                                                  trajectory toward this point.
                                                    population segments within the Pacific                  spawning age, is estimated at 1,625,837.
                                                    bluefin tuna.                                           This yields an 8 percent ratio of                        For their extinction risk analysis, the
                                                                                                            spawning-capable individuals to total                 SRT members evaluated threats and the
                                                    Pacific Bluefin Tuna Stock Assessment                   population. From 1952–2014, this ratio                extinction risk over two time frames.
                                                       The ISC stock assessment presented                   has ranged from 28 percent in 1960 to                 The SRT used 25 years (∼3 generations
                                                    population dynamics of Pacific bluefin                  2.5 percent in 1984, with a mean of 8                 for Pacific bluefin tuna) for the short
                                                    tuna based on catch per unit effort data                percent. The ratio in 2014 indicates that,            time frame and 100 years (∼13
                                                    from 1952–2015 using a fully integrated                 relative to population size, there were               generations) for the long time frame.
                                                    age-structured model. The model                         more spawning-capable fish than in                    The SRT concluded that the short time
                                                    included various life-history parameters                some years even with a similarly low                  frame was a realistic window to
                                                    including a length/age relationship and                 total population size (e.g., 1982–84), and            evaluate current effects of potential
                                                    natural mortality estimates from tag-                   the ratio was at the average for the                  threats with a good degree of reliability,
                                                    recapture and empirical life-history                    period 1952–2014.                                     especially when considering the limits
                                                    studies. Specific details on the                           The 2016 ISC stock assessment was                  of population forecasting models (e.g.,
                                                    modelling methods can be found in the                   also used to project changes in SSB                   projected population trends in stock
                                                    ISC stock assessment available at http://               through the year 2034. The assessment                 assessment models). The SRT also
                                                    isc.fra.go.jp/reports/stock_                            evaluated 11 scenarios in which various               concluded that 100 years was a more
                                                    assessments.html.                                       management strategies were altered                    realistic window through which to
                                                       The 2016 ISC Pacific bluefin tuna                    from the status quo (e.g., reduction in               evaluate the effects of a threat in the
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    stock assessment indicated three major                  landings of smaller vs. larger                        more distant future that, by nature, may
                                                    trends: (1) Spawning stock biomass                      individuals) and recruitment scenarios                not be able to be evaluated over shorter
                                                    (SSB) fluctuated from 1952–2014; (2)                    were variable (e.g., low to high                      time periods. For example, the potential
                                                    SSB declined from 1996 to 2010; and (3)                 recruitment). None of these 11 scenarios              effects of climate change from external
                                                    the decline in SSB has ceased since                     resulted in a projected reduction in SSB              forces are best considered on multi-
                                                    2010 yet remains near to its historical                 through fishing year 2034.                            decadal to centennial timescales, due to
                                                    low.                                                       The stock assessment also indicates                the predominance of natural variability
                                                       Based on the stock assessment model,                 that Pacific bluefin tuna is overfished               in determining environmental
                                                    the 2014 SSB was estimated to be                        and that overfishing is occurring. This               conditions in the shorter term.


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                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                           37065

                                                      The following sections briefly                        assayed. Three POPs (specifically,                    2000s, a result of reduced anthropogenic
                                                    summarize our findings and                              polybrominated diphenyl ethers) were                  Hg emissions in North America. Tunas
                                                    conclusions regarding threats to the                    detected in 5–60 percent of fish                      are also known to accumulate high
                                                    Pacific bluefin tuna and their impact on                examined. Two organochlorines were                    levels of selenium (Se), which is
                                                    the overall extinction risk of the species.             detected in 30–80 percent of samples.                 suggested to have a detoxifying effect on
                                                    More details can be found in the status                 Unlike the findings of Ueno et al. (2002)             methyl-Hg compounds (reviewed in
                                                    review report, which is incorporated                    from coastal Japan, no DDT or its end-                Ralston et al., 2016).
                                                    here by reference.                                      products were detected in Pacific                        The petitioners suggest that since
                                                                                                            bluefin tuna in the Western Central                   some bluefin products are above 1 ppm,
                                                    A. The Present or Threatened                            Pacific Ocean.                                        the U.S. Food and Drug
                                                    Destruction, Modification, or                              While POPs have been detected in the               Administration’s (FDA) threshold, there
                                                    Curtailment of Its Habitat or Range                     tissues of Pacific bluefin tuna (see                  is cause for concern with regard to
                                                    Water Pollution                                         above), much higher levels have been                  bluefin tuna health. The FDA levels are
                                                                                                            measured in other marine fish (e.g.,                  set at the point at which consumption
                                                       Given their highly migratory nature,
                                                                                                            pelagic sharks; Lyons et al., 2015).                  is not recommended for children and
                                                    Pacific bluefin tuna may be exposed to                  While there is a lack of direct                       women of child bearing age and are not
                                                    a variety of contaminants and                           experimentation on the potential                      linked to fish health. While methyl Hg
                                                    pollutants. Pollutants vary in terms of                 impacts of POPs on Pacific bluefin tuna,              compounds have been shown to cause
                                                    their concentrations and composition                    there are currently no studies which                  neurobiological changes in a variety of
                                                    depending on location, with higher                      indicate that they exist at levels that are           animals, there have been no studies on
                                                    concentrations typically occurring in                   harmful to Pacific bluefin tuna. Based                tuna or tuna-like species showing
                                                    coastal waters. There are two classes of                on the findings in the status review, we              detrimental effects from methyl Hg. As
                                                    pollutants in the sea that are most                     conclude that POPs pose no to low risk                with the POPs, other marine species
                                                    prevalent and that could pose potential                 of contributing to a decline or                       have much higher levels of Hg
                                                    risks to Pacific bluefin tuna: Persistent               degradation of the Pacific bluefin tuna.              contamination (Montiero and Lopes
                                                    Organic Pollutants (POPs) and mercury.                     Mercury (Hg) enters the oceans                     1990; Lyons et al., 2015). The SRT was
                                                    However, the SRT also considered                        primarily through the atmosphere-water                unanimous in the determination that Hg
                                                    Fukushima derived radiation and oil                     interface. Initial sources of Hg are both             contamination does not pose a direct
                                                    pollution as independent threats.                       natural and anthropogenic. One of the                 threat to Pacific bluefin tuna.
                                                       Persistent organic pollutants are                    main sources of anthropogenic Hg is                      We find that water pollution poses no
                                                    organic compounds that are resistant to                 coal-fired power-plants. Total Hg                     risk of contributing to a decline or
                                                    environmental degradation and are most                  emissions to the atmosphere have been                 degradation of the Pacific bluefin tuna.
                                                    often derived from pesticides, solvents,                estimated at 6,500–8,200 Mg/yr, of                    While we acknowledge that
                                                    pharmaceuticals, or industrial                          which 4,600–5,300 Mg/yr (50–75                        bioaccumulation of pollutants in Pacific
                                                    chemicals. Common POPs in the marine                    percent) are from natural sources                     bluefin tuna may result in some risk to
                                                    environment include the organochlorine                  (Driscoll et al., 2013). In water,                    consumers, the absence of empirical
                                                    Dichlorodiphenyltrichloroethane (DDT)                   elemental Hg is converted to methyl-Hg                studies showing that water pollution
                                                    and Polychlorinated biphenyls (PCBs).                   by bacteria. Once methylated, Hg is                   has direct effects on Pacific bluefin tuna
                                                    Because they are not readily broken                     easily absorbed by plankton and thus                  implies that water pollution is not a
                                                    down and enter the food-web, POPs                       enters the marine food-web. As with                   high risk for Pacific bluefin tuna
                                                    tend to bioaccumulate in marine                         POPs, Hg bioaccumulates and                           themselves.
                                                    organisms. In fishes, some POPs have                    concentrations increase in higher
                                                    been shown to impair reproductive                                                                             Plastic Pollution
                                                                                                            trophic level organisms.
                                                    function (e.g., white croaker; Cross et                    As a top predator, Pacific bluefin tuna               Plastics have become a major source
                                                    al., 1988; Hose et al., 1989).                          can potentially accumulate high levels                of pollution on a global scale and in all
                                                       Specific information on POPs in                      of Hg. Several studies have examined                  major marine habitats (Law 2017). In
                                                    Pacific bluefin tuna is limited. Ueno et                Hg in Pacific bluefin tuna and reported               2014, global plastic production was
                                                    al. (2002) examined the accumulation of                 a wide range of concentrations that vary              estimated to be 311 million metric tons
                                                    POPs (e.g., PCBs, DDTs, and chlordanes                  based on geographic location. In the                  (mt) (Plast. Eur. 2015). Plastics are the
                                                    (CHLs)) in the livers of Pacific bluefin                WPO, measured Hg concentrations                       most abundant material collected as
                                                    tuna collected from coastal Japan. They                 ranged from 0.66–3.23 mg/g wet mass                   floating marine debris or from beaches
                                                    determined, as expected, that the uptake                (Hisamichi et al., 2010; Yamashita et al.,            (Law et al., 2010; Law 2017) and are
                                                    of these organochlorines was driven by                  2005), whereas in the EPO they ranged                 known to occur on the seafloor. Impacts
                                                    dietary uptake rather than through                      from 0.31–0.508 mg/g wet mass (Lares et               on the marine environment vary with
                                                    exposure to contaminated water (i.e.,                   al., 2012; Coman et al., 2015). The latter            type of plastic debris. Larger plastic
                                                    through the gills). This research showed                study demonstrated that in the EPO                    debris can cause entanglement leading
                                                    that levels of organochlorines were                     individuals that had recently arrived                 to injury or death, while ingestion of
                                                    positively and linearly correlated with                 from the WPO contained higher Hg                      smaller plastic debris has the potential
                                                    body length. Body length normalized                     concentrations than those that had                    to cause injury to the digestive tract or
                                                    values for PCBs, DDTs, and CHLs were                    resided in the EPO for 1–3 years,                     accumulation of indigestible material in
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                                                    calculated as 530–2,600 ng/g lipid                      including wild-caught individuals being               the gut. Studies have also shown that
                                                    weight, 660–800 ng/g lipid weight, and                  raised in net pens. By comparison,                    chemical pollutants may be adsorbed
                                                    87–300 ng/g lipid weight, respectively.                 concentrations of Hg in Atlantic bluefin              into plastic debris which would provide
                                                    More recently, Chiesa et al. (2016)                     tuna have been measured at 0.25–3.15                  an additional pathway for exposure
                                                    measured pollutants from Pacific                        mg/kg wet mass (Lee et al., 2016).                    (e.g., Chua et al., 2014). Small plastics
                                                    bluefin tuna in the Western Central                     Notably, Lee et al. (2016) demonstrated               (microplastics) have been documented
                                                    Pacific Ocean and found that 100                        that Hg concentrations in Atlantic                    as the primary source of ingested plastic
                                                    percent of the individuals sampled                      bluefin tuna declined 19 percent over an              materials among fish species,
                                                    tested positive for five of the six PCBs                8-year period from the 1990s to the early             particularly opportunistic planktivores


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                                                    37066                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    (e.g., Rochman et al., 2013; 2014;                      individuals due in part to the reduced                zones. California has been a prime area
                                                    Matsson et al., 2015). Few studies have                 capacity of larvae to move away from                  of research into the effects of
                                                    examined microplastic ingestion by                      affected areas. Davies et al. (1989) stated           decommissioned oil platforms. Claisse
                                                    larger predatory fishes such as Pacific                 that fish eggs and larvae can be killed               et al. (2014) showed that offshore oil
                                                    bluefin tuna and results from these                     at sound levels of 226–234 decibel (dB),              platforms have the highest measured
                                                    studies are mixed.                                      which are typically found at 0.6–3.0 m                fish production of any habitat in the
                                                       Cannon et al. (2016) found no                        from an air gun such as those used                    world, exceeding even coral reefs and
                                                    evidence of plastics in the digestive                   during seismic exploration. Visual                    estuaries. Caselle et al. (2002) showed
                                                    tracts of skipjack tuna (Katsuwonis                     damage to larvae can occur at 216 dB,                 that even remnant oil field debris (e.g.,
                                                    pelamis) and blue mackerel (Scomber                     levels found approximately 5 m from                   defunct pipe lines, piers, and associated
                                                    australensis) in Tasmania. Choy and                     the air gun. Less obvious impacts such                structures) harbored diverse fish
                                                    Drazen (2013) found no evidence of                      as disruptions to developing organs are               communities. This pattern is not unique
                                                    plastic ingestion in K. pelamis and                     harder to gauge and are little explored               to California. For example, Fabi et al.
                                                    yellowfin tuna (Thunnus albacares) in                   in the scientific literature; however,                (2004) showed that fish diversity and
                                                    Hawaiian waters, but found that                         severe physical damage or mortality                   richness increased within the first year
                                                    approximately 33 percent of bigeye tuna                 appears to be limited to larvae within a              after installation of two gas platforms in
                                                    (Thunnus obesus) had anthropogenic                      few meters of an air gun discharge                    the Adriatic Sea, and that biomass of
                                                    plastic debris in their stomachs. While                 (Dalen et al., 1987; Patin & Cascio 1999).            fishes on these platforms was
                                                    no specific studies on plastic ingestion                   The most relevant study, for the                   substantial. Consequently, oil platforms
                                                    in Pacific bluefin tuna are available, a                purposes of the SRT, is an evaluation of              may provide forage and refuge for
                                                    study of foraging ecology in the EPO                    the impacts of oil pollution on the larval            Pacific bluefin tuna.
                                                    found no plastic in over 500 stomachs                   stage of Atlantic bluefin tuna. Oil                      In summary, we consider oil and gas
                                                    examined from 2008–2016 (O.                             released from the 2010 Deepwater                      development to pose no to low risk of
                                                    Snodgrass, NMFS, unpublished data).                     Horizon oil spill in the Gulf of Mexico               contributing to a decline or degradation
                                                       We find that plastic ingestion by                    covered approximately 10 percent of the               of the Pacific bluefin tuna.
                                                    Pacific bluefin tuna poses no to low risk               spawning habitat, prompting concerns
                                                    of contributing to a decline or                                                                               Wind Energy Development
                                                                                                            about larval survival (Muhling et al.,
                                                    degradation of the Pacific bluefin tuna.                2012). Modeled western Atlantic bluefin                  Concerns about climate impacts
                                                    This was based in large part upon the                   tuna recruitment for 2010 was low                     linked to the use of petroleum products
                                                    absence of empirical evidence of large                  compared to historical values, but it is              has led to an increase in renewable
                                                    amounts of macro- and micro-plastic                     not yet clear whether this was primarily              energy programs over the past two
                                                    directly impacting individual Pacific                   due to oil-induced mortality, or                      decades. Offshore and coastal wind
                                                    bluefin tuna health.                                    unfavorable oceanographic conditions                  energy generating stations have been
                                                                                                            (Domingues et al., 2016). Results from                among the fastest growing renewable
                                                    Oil and Gas Development                                                                                       energy sectors, particularly in shallow
                                                                                                            laboratory studies showed that exposure
                                                       There are numerous examples of oil                   to oil resulted in significant defects in             coastal areas, which generally have
                                                    and gas exploration and operations                      heart development in larval Atlantic                  consistent wind patterns and reduced
                                                    posing a threat to marine organisms and                 bluefin tuna (Incardona et al., 2014)                 infrastructure costs due to shallow
                                                    habitats. Threats include seismic                       with a likely reduction in fitness. A                 depths and proximity to land.
                                                    activities during exploration and                       similar response would be expected in                    Impacts of wind energy generating
                                                    construction and events such as oil                     Pacific bluefin tuna. Consequently, an                stations on marine fauna have been well
                                                    spills or uncontrolled natural gas escape               oil spill in or around the spawning                   studied (see Köppel, 2017 for examples).
                                                    where released chemicals can have                       grounds has the potential to impact                   There have been some studies
                                                    severe and immediate effects on                         larval survival of Pacific bluefin tuna.              predicting negative effects on marine
                                                    wildlife.                                               Previous spills near the spawning                     life, particularly birds and benthic
                                                       Unfortunately, there is limited                      grounds have mostly been from ships                   organisms, but few empirical studies
                                                    information on the direct impacts of oil                (e.g., Varlamov et al., 1999; Chiau 2005),            have demonstrated direct impacts to
                                                    and gas exploration and operation on                    and have resulted in much smaller,                    fishes. Wilson et al. (2010) reviewed
                                                    pelagic fishes such as Pacific bluefin                  more coastally confined releases into                 numerous papers discussing the impacts
                                                    tuna. Studies looking at the impacts of                 the marine environment than from the                  of wind energy infrastructure and
                                                    seismic exploration on fish have mixed                  Deepwater Horizon incident. However,                  concluded that while they are not
                                                    results. Wardle et al. (2001) and Popper                offshore oil exploration has increased in             environmentally benign, the impacts are
                                                    et al. (2005) documented low to                         the region in recent years, potentially               minor and can often be ameliorated by
                                                    moderate impacts on behavior or                         increasing the risks of a large-scale spill.          proper placement.
                                                    hearing, whereas McCauley et al. (2003)                 Despite these considerations, the overall                Studies on wind energy development
                                                    reported long-term hearing loss from air-               risks to Pacific bluefin tuna associated              and its impact on fishes has largely
                                                    gun exposure. Risk associated with                      with an oil spill were considered to be               focused on demersal species
                                                    seismic exploration would likely be less                low for a number of reasons: (1) Large                assemblages. Similar to oil and gas
                                                    of a concern for highly migratory                       oil spills are rare events; (2) Pacific               platforms, wind energy platforms have
                                                    species that can move away and do not                   bluefin tuna larvae are spread over two               been shown to have a positive effect on
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                                                    use sounds to communicate. Reduced                      spawning grounds with little                          demersal fish communities in that they
                                                    catch rates in areas for a period of time               oceanographic connectivity between                    tend to harbor high diversity and
                                                    after air guns have been used are                       them, reducing risk to the population as              biomass of fish populations (e.g.,
                                                    considered evidence for this avoidance                  a whole; and (3) the population is                    Wilhelmsson et al., 2006). Following
                                                    behavior in a range of species (Popper                  broadly dispersed overall.                            construction of ‘‘wind farms,’’ one
                                                    and Hastings 2009).                                        Oil and gas infrastructure may have                particular concern has been the effects
                                                       The effects of seismic exploration on                beneficial impacts on the marine                      of noise created by the operating
                                                    larval Pacific bluefin tuna, however,                   environment by providing habitat for a                mechanisms on fish. Wahlberg and
                                                    could be greater than on older                          range of species and de facto no fishing              Westerberg (2005) concluded that wind


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                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                           37067

                                                    farm noise does not have any                            1977; Carson et al., 2010). However,                  predators (Smith et al., 2011; Pikitch et
                                                    destructive effects on the hearing ability              cross-shelf currents were much weaker.                al., 2012).
                                                    of fish, even within a few meters. The                  Similarly, Lahet and Stramski (2010)                     Biomass of the two main forage fish
                                                    major impact of the noise is largely                    showed that river plumes in the San                   in the California Current, sardine and
                                                    restricted to masking communication                     Diego area identified by satellite ocean              anchovy, has been low in recent years
                                                    between fish species which use sounds                   color imagery moved variably north or                 (Lindegren et al., 2013; Lluch-Cota
                                                    (Wahlberg and Westerberg, 2005). Given                  south along the coast until dispersing,               2013). This likely represents part of the
                                                    that Pacific bluefin tuna are not known                 but were not advected offshore. Recent                natural cycle of these species, which
                                                    to use sounds for communication, the                    studies using high-resolution                         appear to undergo frequent ‘‘boom and
                                                    impact of noise would be minimal if                     simulations of a regional oceanic                     bust’’ cycles, even in the absence of
                                                    any. Additionally, wind farms are likely                modeling system have also shown                       industrial-scale fishing (Schwartzlose et
                                                    to serve as de facto fish aggregating                   limited connectivity between the                      al., 1999; McClatchie et al., 2017).
                                                    devices and may prove beneficial at                     nearshore region off San Diego and the                Pacific bluefin tuna appear to be
                                                    attracting prey and thus Pacific bluefin                open SCB (Dong et al., 2009; Mitari et                generalists and consequently are less
                                                    tuna as well. Also, given the highly                    al., 2009). This suggests that pollutants             impacted by these shifts in abundance
                                                    migratory nature of Pacific bluefin tuna                resulting from the proposed Rose                      than specialists. Pinkas et al. (1971)
                                                    and their broad range, wind farms                       Canyon aquaculture facility would                     found that Pacific bluefin tuna diets in
                                                    would not take up a large portion of                    likely be dispersed along the southern                the late 1960s were mostly anchovy
                                                    their range and could be avoided.                       California and northern Baja California               (>80 percent), coinciding with a period
                                                       We find that wind energy                             coasts rather than offshore. Pacific                  of relatively high anchovy biomass. In
                                                    development poses no to low risk of                     bluefin tuna are distributed throughout               contrast, more recent data from the
                                                    contributing to a decline or degradation                much of the California Current                        2000s show a much higher dominance
                                                    of the Pacific bluefin tuna. This was                   ecosystem, and are often caught more                  of squid and crustaceans in Pacific
                                                    based largely on the ability of Pacific                 than 100 km from shore (Holbeck et al.,               bluefin tuna diets, with high
                                                    bluefin tuna to avoid wind farms and                    2017). Tagging studies have also shown                interannual variability (Snodgrass et al.,
                                                    the absence of empirical evidence                       very broad habitat use of Pacific bluefin             unpublished data). Neither study
                                                    showing harm directly to Pacific bluefin                tuna offshore of Baja California and                  recorded a substantial contribution of
                                                    tuna.                                                   California (Boustany et al., 2010). It                sardine to Pacific bluefin tuna diets, but
                                                                                                            should be noted that any aquaculture                  both diet studies (Pinkas et al.,
                                                    Large-Scale Aquaculture
                                                                                                            facilities in the United States are                   Snodgrass et al., unpublished data) were
                                                       Operation of coastal aquaculture                     subjected to rigorous environmental                   conducted during years in which
                                                    facilities can degrade local water                      reviews and standards prior to being                  sardine biomass was comparatively low.
                                                    quality, mostly through uneaten fish                    permitted.                                               This ability to switch between prey
                                                    feed and feces, leading to nutrient                        We find that habitat degradation from              species may be one reason why Hilborn
                                                    pollution. The severity of these issues                 large-scale aquaculture poses no to low               et al. (2017) found little evidence that
                                                    depends on the species being farmed,                    risk of contributing to population                    forage fish population fluctuations drive
                                                    food composition and uptake efficiency,                 decline or degradation in Pacific bluefin             biomass of higher order consumers,
                                                    fish density in net pens, and the                       tuna over both time-scales largely due to             including tunas. This disconnect is clear
                                                    location and design of pens (Naylor et                  the very small proportion of their                    for Pacific bluefin tuna. For example, in
                                                    al., 2005). There are several offshore                  habitat which would be impacted as                    the 1980s, Pacific bluefin tuna biomass
                                                    culture facilities throughout the world,                well as the absence of empirical                      and recruitment were both very low, but
                                                    most being within 25 kilometers (km) of                 evidence showing harm directly to                     forage fish abundances in both the
                                                    shore.                                                  Pacific bluefin tuna.                                 California Current and Kuroshio-
                                                       The petition by CBD highlights a                                                                           Oyashio ecosystems were high
                                                    proposed offshore aquaculture facility                  Prey Depletion                                        (Lindegren et al., 2013; Yatsu et al.,
                                                    in California as a potential threat to                    As highly migratory, fast-swimming                  2014). Hilborn et al. (2017) considered
                                                    Pacific bluefin tuna. The proposed Rose                 top predators, tunas have relatively high             that a major weakness of previous
                                                    Canyon aquaculture project would                        energy requirements (Olson and Boggs                  trophic studies was a lack of
                                                    construct a facility to raise yellowtail                1986; Korsmeyer and Dewar 2001;                       consideration of this strongly
                                                    jack approximately 7 km from the San                    Whitlock et al., 2013; Golet et al., 2015).           fluctuating nature of forage fish
                                                    Diego coast. The high capacity of the                   They fulfill these needs by feeding on a              populations through time. Predators
                                                    proposed project (reaching up to 5,000                  wide range of vertebrate and                          have thus likely adapted to high
                                                    mt annually after 8 years of operation)                 invertebrate prey, the relative                       variability in abundance of forage fish
                                                    has raised concerns about resulting                     contribution of which varies by species,              and other prey species by being
                                                    impacts to the surrounding marine                       region, and time period. Pacific bluefin              generalists.
                                                    environment. As the proposed                            tuna in the California Current ecosystem                 However, although Pacific bluefin
                                                    aquaculture facility would act as a point               have been shown to prey on forage fish                tuna have a broad and varied prey base
                                                    source of pollutants, the potential                     such as anchovy, as well as squid and                 in the California Current, the
                                                    impacts to widely distributed pelagic                   crustaceans (Pinkas et al., 1971;                     physiological effects of switching
                                                    species such as Pacific bluefin tuna will               Snodgrass et al., unpublished data). As               between dominant prey types are not
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                                                    depend on oceanographic dispersal of                    commercial fisheries also target some of              well known. Some species are more
                                                    these pollutants within the Southern                    these species, substantial removals                   energy-rich than others, and may have
                                                    California Bight (SCB) and surrounding                  could conceivably reduce the prey base                lower metabolic costs to catch and
                                                    regions.                                                for predators such as Pacific bluefin                 digest (Olson & Boggs 1986; Whitlock et
                                                       Data from current meters and                         tuna. Previous studies have used trophic              al., 2013). Fluctuations in the energy
                                                    Acoustic Doppler Current Profilers                      ecosystem models to show that high                    content and size spectra of a prey
                                                    (ADCPs) near Point Loma have recorded                   rates of fishing on forage species could              species may also be important, as was
                                                    seasonally reversing, and highly                        adversely impact other portions of the                found for the closely-related Atlantic
                                                    variable, alongshore flows (Hendricks                   ecosystem, including higher-order                     bluefin tuna (Golet et al., 2015). It is


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                                                    37068                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    therefore not yet clear how periods of                  fisheries), which target different size               landed in California. Historically, the
                                                    strong reliance on anchovy vs.                          classes (see below). Among these                      commercial fisheries for Pacific bluefin
                                                    invertebrates, for example, may impact                  fisheries, purse seine fisheries are                  tuna focused their efforts on the fishing
                                                    the condition and fitness of Pacific                    currently the primary contributor to                  grounds off Baja California, Mexico,
                                                    bluefin tuna.                                           landings, with the Japanese fleet being               until the 1980s. Following the creation
                                                       We find that prey depletion poses a                  responsible for the majority of the catch.            of Mexico’s EEZ, the U.S. purse seine
                                                    very low threat to Pacific bluefin tuna                 Much of the global purse-seine catch                  fisheries largely ceased their efforts in
                                                    over the 25-year time frame, primarily                  supports commercial grow-out facilities               Mexico and became more opportunistic
                                                    because it is clear that they are generally             where fish aged approximately 1–3 are                 (Aires-da-Silva et al., 2007). Since 1980,
                                                    adapted to natural fluctuations of forage               kept in floating pens for fattening prior             commercial landings of Pacific bluefin
                                                    fish biomass through prey switching.                    to sale.                                              tuna have fluctuated dramatically,
                                                    We also find that prey depletion may                       Estimates of landings indicate that                averaging 859.2 mt with two peaks in
                                                    pose a low to moderate threat over the                  annual catches of Pacific bluefin tuna by             1986 (4,731.4 mt) and 1996 (4,687.6 mt).
                                                    100-year timeframe, albeit with low                     country have fluctuated dramatically                  The low catch rates are not caused by
                                                    certainty. This was mainly because                      from 1952–2015. During this period                    the absence of Pacific bluefin tuna, but
                                                    climate change is expected to alter                     reported catches from the five major                  rather the absence of a dedicated
                                                    ecosystem structure and function to                     contributors to the ISC peaked at 40,144              fishery, low market price, and the
                                                    produce potentially novel conditions,                   mt in 1956 and reached a low of 8,627                 inability to fish in the Mexican EEZ. In
                                                    over an evolutionarily short time period.               mt in 1990, with an average of 21,955                 2014, commercial landings of Pacific
                                                    If this results in a less favorable prey                mt. Japanese fisheries are responsible                bluefin tuna in the United States were
                                                    base for Pacific bluefin tuna, in either                for the majority of landings, followed by             408 mt, representing 2.4 percent of the
                                                    the California Current or other foraging                Mexico, the United States, Korea and                  total global landings.
                                                    areas, impacts on the population may be                 Taiwan. In 2014, the United States                       Mexico’s harvest of Pacific bluefin
                                                    more deleterious than they have been in                 reported commercial landings of 408 mt,               tuna is dominated by its purse seine
                                                    the past.                                               Taiwan reported 525 mt, Korea reported                fisheries, which dramatically increased
                                                                                                            1,311 mt, Mexico reported 4,862 mt, and               in size following the creation of
                                                    B. Overutilization for Commercial,
                                                                                                            Japan reported 9,573 mt. These                        Mexico’s EEZ. While most of the purse
                                                    Recreational, Scientific or Educational
                                                                                                            represent 2.4 percent, 3 percent, 7.7                 seine fisheries target yellowfin tuna (the
                                                    Purposes
                                                                                                            percent, 28.4 percent, and 56 percent of              dominant species in the catch) in
                                                       Potential threats to the Pacific bluefin             the total landings, respectively.                     tropical waters, Pacific bluefin tuna are
                                                    tuna from overutilization for                           Landings in the southern hemisphere                   caught by purse seine near Baja
                                                    commercial, recreational, scientific or                 are small and concentrated around New                 California. Since 1952, reported
                                                    educational purposes also includes                      Zealand.                                              landings in Mexico have ranged from 1–
                                                    illegal, unregulated and unreported                        The commercial Japanese Pacific                    9,927 mt with an average of 1,766.7 mt
                                                    fishing. Each of these potential threats is             bluefin tuna fisheries are comprised of               (ISC catch database http://isc.fra.go.jp/
                                                    discussed in the following sections.                    both distant-water and coastal longline               fisheries_statistics/index.html). Since
                                                                                                            vessels, coastal trolling vessels, coastal            grow-out facilities began in Mexico in
                                                    Commercial Fishing
                                                                                                            pole-and-line vessels, coastal set net                1997, the purse seine fishery for Pacific
                                                       Commercial fishing for Pacific bluefin               vessels, coastal hand line vessels, and               bluefin tuna almost exclusively
                                                    tuna has occurred in the western Pacific                purse seiners. Each fishery targets                   supports these facilities. These facilities
                                                    since at least the late 1800s. Records                  specific age classes of Pacific bluefin               take in age 1–3 Pacific bluefin tuna and
                                                    from Japan indicate that several                        tuna: Coastal trolling and pole and line              ‘‘fatten’’ them in floating pens for export
                                                    methods were used prior to 1952 when                    target fish less than 1 year old, coastal             and represent virtually all of Mexico’s
                                                    catch records began to be taken in                      set net and coastal hand-line target ages             reported capture of Pacific bluefin tuna.
                                                    earnest and included longline, pole and                 1–5, purse seiners target ages 0–10, and              From 2005–2015, Mexico’s harvest for
                                                    line, drift net, and set net fisheries.                 the distant-water and coastal longline                its grow-out facilities has averaged 26.8
                                                    Estimates of global landings prior to                   vessels target ages 5–20. The distant                 percent of the global landings.
                                                    1952 peaked around 47,635 mt (36,217                    water longline fisheries have operated                   The Korean take of Pacific bluefin
                                                    mt in the WPO and 11,418 mt in the                      for the longest time while the coastal                tuna is dominated by its offshore purse
                                                    EPO) in 1935 (Muto et al., 2008). After                 longline fisheries did not begin in                   seine fishery with a small contribution
                                                    1935, landings dropped in response to                   earnest until the mid-1960s. Between                  by the coastal troll fisheries. The
                                                    a shift in maritime activities caused by                1952 and 2015, total annual catches by                fisheries generally operate off Jeju Island
                                                    World War II. Fishing activities                        Japanese fisheries have fluctuated                    with occasional forays into the Yellow
                                                    expanded across the North Pacific                       between a maximum of approximately                    Sea (Yoon et al., 2014). The purse seine
                                                    Ocean after the conclusion of the war,                  34,000 mt in 1956 and a minimum of                    fisheries did not fully develop until the
                                                    and landings increased consistently for                 approximately 6,000 mt in 2012, and                   mid-1990s, and landings were below
                                                    the next decade prior to becoming more                  they have averaged 15,653 mt.                         500 mt prior to this. Landings gradually
                                                    variable (Muto et al., 2008).                              The Japanese troll fleet harvests small,           increased and peaked at 2,601 mt in
                                                       There are currently five major                       age-0 Pacific bluefin tuna for its                    2003, but have declined since then, with
                                                    contributors to the Pacific bluefin tuna                commercial aquaculture grow-out                       676 mt landed in 2015. Since 1952, the
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                                                    fisheries: Japan, Korea, Mexico, Taiwan,                facilities. From 2005–2015, the harvest               average reported Korean landings of
                                                    and the United States. Each operates in                 of Pacific bluefin tuna for grow-out by               Pacific bluefin tuna has been 535 mt
                                                    nearshore coastal waters in the Pacific                 the troll fishery has averaged 14 percent             (data not reported from 1952–1971).
                                                    Ocean while a few also operate in                       of Japan’s total landings (approximately                 Historically, the Taiwanese fisheries
                                                    distant offshore waters. In modern                      8.5 percent of global landings) by                    have used a wide array of gears, but
                                                    fisheries, Pacific bluefin tuna are taken               weight.                                               since the early 1990s the fisheries are
                                                    by a wide range of fishing gears (e.g.,                    Nearly all commercial Pacific bluefin              largely comprised of small-scale
                                                    longline, purse seine, set net, troll, pole-            tuna catches by U.S. flagged vessels on               longline vessels. These vessels are
                                                    and-line, drift nets, and hand line                     the west coast of the United States are               targeting fish on the spawning grounds


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                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                           37069

                                                    near the Ryukyu Islands. The highest                    in commercial landings have been the                  2014, Mexico banned the capture of
                                                    reported catch was in 1990 at 3,000 mt;                 largest contributor to the decline in the             Pacific bluefin tuna in its EEZ for the
                                                    however, landings declined to less than                 Pacific bluefin tuna, we find the                     remainder of the year, reducing the
                                                    1,000 mt in 2008 and to their lowest                    population size in the terminal year of               catch by the U.S. recreational fleet. In
                                                    level of about 200 mt in 2012. Landings                 the ISC stock assessment (2014;                       2015, while this ban was lifted, the
                                                    have since increased and the                            >1,625,000 individuals and >143,000                   United States instituted a two fish per
                                                    preliminary estimate of Pacific bluefin                 spawning-capable individuals) as                      angler per day bag limit and a 6 fish per
                                                    tuna landings in 2015 was 542 mt. Since                 sufficient to prevent extinction in the               multi-day fishing trip bag limit on
                                                    1952, Taiwanese landings of Pacific                     foreseeable future. This is due to the fact           Pacific bluefin tuna, lowered from 10
                                                    bluefin tuna have averaged 658 mt.                      that the population size is large enough              fish per angler per day and 30 fish total
                                                       We acknowledge the Petitioner’s                      to prevent small population effects (e.g.,            for multi-day trips (80 FR 44887; July
                                                    concern that a large proportion of                      Allee effects) from having negative                   28, 2015). It is difficult to quantify the
                                                    Pacific bluefin tuna caught are between                 consequences. We also note that none of               effects of the reduced bag limit at the
                                                    0 and 2 years of age. The petition states               the scenarios evaluated in the ISC stock              current time as there are only two years
                                                    that 97.6 percent of fish are caught                    projections showed declining trends.                  of landings data following the reduction
                                                    before they have a chance to reproduce,                 This likely indicates that the proposed               (2015–16). This is further complicated
                                                    and argues that this is a worrisome                     reductions in landings in the ISC stock               by an absence of an index of availability
                                                    example of growth overfishing. The                      assessment that were adopted by the                   of Pacific bluefin tuna to the
                                                    interpretation of the severity of this                  relevant RFMOs and have been                          recreational fishery. Anecdotal evidence
                                                    statement requires acknowledging                        implemented by participating countries                in the form of informal crew and fisher
                                                    several factors that are used to evaluate               are likely to prevent future declines.                interviews suggests that Pacific bluefin
                                                    the production (amount of ‘‘new’’ fish                  Therefore, we consider commercial                     tuna have been in high abundance since
                                                    capable of being produced by the                        fishing to pose a moderate to high risk               2012. CPFV landings in 2014–16
                                                    current stock). Importantly, the estimate               to contribute to the degradation of                   declined following an exceptionally
                                                    of production includes considering                      Pacific bluefin tuna.                                 productive year in 2013. Whether this
                                                    factors such as recruitment, growth of                                                                        was an effect of the reduced bag limit or
                                                    individuals (thus moving from one age                   Recreational Fishing
                                                                                                                                                                  an artifact of Pacific bluefin tuna
                                                    class to the next and potentially                          Recreational fishing for Pacific bluefin           availability is uncertain. While the
                                                    reaching sexual maturity), catch, and                   tuna occurs to some extent in most areas              petition raises the concern that the two
                                                    natural mortality. Excluding all other                  where Pacific bluefin tuna occur                      fish per day per angler bag limit is
                                                    parameters except catch results in                      relatively close to shore. The majority of            insufficient as the fishery is ‘‘open
                                                    erroneous interpretations of the severity               recreational effort appears to be in the              access’’ (an angler may fish as many
                                                    of a high proportion of immature fish                   United States, although this may be an                days as they wish), it is important to
                                                    being landed on an annual basis. If all                 artifact of a lack of record keeping                  note that the number of anglers
                                                    year classes are taken into account, the                outside of the United States. From the                participating in CPFV trips has not
                                                    percentage of fish in the entire                        mid-1980s onward, the majority of U.S.                increased dramatically since the late
                                                    population (not just in the age 0 age                   Pacific bluefin tuna landings have been               1990s. It should also be noted that the
                                                    class) that are harvested before reaching               from recreational fisheries. Along the                average number of Pacific bluefin tuna
                                                    maturity is closer to 82 percent. While                 west coast of the United States, the                  caught per angler on an annual basis has
                                                    we acknowledge that this is not an ideal                recreational fishing fleet for highly                 never exceeded 1.4 (2013), thus the two
                                                    harvest target, it is a more accurate                   migratory species such as Pacific bluefin             fish per day per angler bag limit will
                                                    representation of the catch of immature                 tuna is comprised of commercial                       effectively prevent a major expansion of
                                                    fish.                                                   passenger fishing vessels (CPFVs) and                 the Pacific bluefin tuna recreational
                                                       Growth overfishing occurs when the                   privately owned vessels operating from                landings.
                                                    average size of harvested individuals is                ports in southern California.                            Since 1980, the peak of the U.S.
                                                    smaller than the size that would                           The vast majority of recreational                  recreational fishery was in 2013 when
                                                    produce the maximum yield per recruit.                  fishing vessels operate from ports in                 63,702 individual fish were reported in
                                                    The effect of growth overfishing is that                southern California from Los Angeles                  CPFV log books, with an estimated
                                                    total yield (i.e., population size) is less             south to the U.S./Mexico border, with a               weight of 809 tons. This was more than
                                                    than it would be if all fish were allowed               large proportion operating out of San                 the total U.S. commercial catch in 2013
                                                    to grow to a larger size. Reductions in                 Diego. Much of the catch actually occurs              (10.1 mt), keeping in mind that
                                                    yield per recruit due to growth                         in Mexican waters. The recreational                   commercial vessels cannot go into
                                                    overfishing can be ameliorated by                       catch for Pacific bluefin tuna is                     Mexican waters. The average
                                                    reducing fishing mortality (i.e., reduced               dominated by hook and line fishing                    recreational catch is far lower (264 mt
                                                    landings) and/or increasing the average                 with a very small contribution from                   average from 2006–2015). The peak
                                                    size of harvested fish, both of which                   spear fishing. The landings for Pacific               recreational CPFV landings in the
                                                    have been recommended by the relevant                   bluefin tuna are highly variable. This                United States in 2013 represented 7
                                                    Regional Fisheries Management                           variability is linked to changes in the               percent of the total global catch of
                                                    Organizations (RFMOs) and adopted for                   number of young fish that move from                   Pacific bluefin tuna in that same year,
                                                    the purse seine fisheries in the western                the western Pacific (Bayliff 1994), and               whereas in 2015 it represented 3.2
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    and central Pacific Ocean.                              potentially regional oceanographic                    percent of total global catch.
                                                       We consider commercial fishing to                    variability, and is not taken to reflect                 Private vessel landings are more
                                                    pose the greatest risk to contribute to the             changes in overall Pacific-wide                       difficult to quantify as they rely on
                                                    decline or degradation of the Pacific                   abundance.                                            voluntary interviews with fishers at
                                                    bluefin tuna. Threat scores given by the                   In addition to variability in                      only a few of the many landing ports.
                                                    BRT members for commercial fishing                      immigration to the EPO, regulatory                    In 2015, the estimated landings by
                                                    ranged from moderate to high (severity                  measures impact the number of fish                    private vessels was 6,195 individual
                                                    score of 2 to 3 with a mean of 2.29).                   caught. As mentioned, most U.S. fishing               Pacific bluefin tuna, which represented
                                                    While we acknowledge that past trends                   effort occurs in Mexican waters. In July              approximately 30 percent of all U.S.


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                                                    37070                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    recreational landings. Note, that these                 proposed/implemented in an effort to                     Munday et al. (2003) provided a
                                                    values are not included in the estimates                combat IUU harvest, and the most                      summary of metazoan infections
                                                    above and represent additional                          recent advice from the relevant RFMOs                 (myxosporeans, Kudoa sp.,
                                                    landings.                                               requires improvements to reporting. The               monogeneans, blood flukes, larval
                                                       At 3.2 percent of the total global                   SRT members had a range of opinions                   cestodes, nematodes, copepods) in tuna
                                                    landings, we consider the U.S.                          on the effects of IUU fishing on                      species. Many metazoans infect
                                                    recreational fishery to be a minor overall              population decline or degradation for                 Thunnus spp., but not many are known
                                                    contributor to the global catch of Pacific              Pacific bluefin tuna, ranging from no                 to cause mortalities; most studies to date
                                                    bluefin tuna, and recent measures have                  impact to moderate impact. The SRT                    have focused on the health and/or
                                                    been implemented to reduce landings.                    therefore performed a SEDM analysis to                economic importance of these diseases.
                                                    Given that recreational landings have                   arrive at the conclusion that the                     For example, postmortem liquefaction
                                                    been reduced through increased                          magnitude of potential IUU fishing                    of muscle due to myxosporean
                                                    management, we consider recreational                    losses for Pacific bluefin tuna were                  infections occurs in albacore, yellowfin
                                                    fishing as posing no or a low risk of                   likely low relative to existing                       tuna, and bigeye tuna (Thunnus obesus),
                                                    contributing to population decline or                   commercial catches and thus not likely                and in poorly identified Thunnus spp.
                                                    degradation in Pacific bluefin tuna.                    to increase substantially in the future;              Lesions caused by Kudoa sp. have been
                                                                                                            however, the certainty around this                    found in yellowfin tuna and southern
                                                    Illegal, Unreported, or Unregulated
                                                                                                            determination is low.                                 bluefin tuna (Langdon 1990; Kent et al.,
                                                    Fishing                                                                                                       2001). Munday et al. (2003) report that
                                                       Illegal, Unreported or Unregulated                      Given the absence of estimates of IUU
                                                                                                                                                                  southern bluefin tuna have been found
                                                    (IUU) fishing, as defined in 50 CFR                     fishing losses for Pacific bluefin tuna,
                                                                                                                                                                  to be infected with an unidentified,
                                                    300.201, means:                                         we have a low level of certainty for this
                                                                                                                                                                  capsalid monogenean that causes
                                                       (1) In the case of parties to an                     threat. However, with the continued
                                                                                                                                                                  respiratory stress but does not lead to
                                                    international fishery management                        improvements in catch documentation
                                                                                                                                                                  mortality.
                                                    agreement to which the United States is                 and the assumption of low IUU take                       Young Pacific bluefin tuna are often
                                                    a party, fishing activities that violate                relative to the commercial harvest, we                infected with red sea bream iridoviral,
                                                    conservation and management measures                    determined that IUU fishing represented               but the disease never appears in Pacific
                                                    required under an international fishery                 a low to moderate risk of contributing to             bluefin tuna more than 1 year of age,
                                                    management agreement to which the                       population decline or degradation in                  and occurrence is restricted to periods
                                                    United States is a party, including but                 Pacific bluefin tuna.                                 of water temperatures greater than 24 °C
                                                    not limited to catch limits or quotas,                  Scientific and Educational Use                        (Munday et al., 2003). Mortality rates
                                                    capacity restrictions, bycatch reduction                                                                      rarely reach greater than 10 percent for
                                                    requirements, shark conservation                          Pacific bluefin tuna are used in                    young fish. The fish either die during
                                                    measures, and data reporting;                           scientific research for a range of studies            the acute phase of the disease, or they
                                                       (2) In the case of non-parties to an                 such as migration patterns, stable                    become emaciated and die later.
                                                    international fishery management                        isotope analysis, and feeding preference.                There is no evidence of transmission
                                                    agreement to which the United States is                 The amount of lethal use of Pacific                   of parasites or other pathogens from
                                                    a party, fishing activities that would                  bluefin tuna in scientific and                        captive Pacific bluefin tuna in tuna
                                                    undermine the conservation of the                       educational pursuits is negligible, as                ranches. This is likely due to the fact
                                                    resources managed under that                            most tissues used in research (e.g.                   that wild Pacific bluefin tuna are not
                                                    agreement;                                              otoliths, muscle samples) are sourced                 likely to be in close enough proximity
                                                       (3) Overfishing of fish stocks shared                from fish already landed by fishers. We               to pens used to house Pacific bluefin
                                                    by the United States, for which there are               therefore find no evidence that scientific            tuna.
                                                    no applicable international conservation                or educational use poses a risk to                       We find that disease poses no to low
                                                    or management measures, or in areas                     contribute to the decline or degradation              risk of contributing to population
                                                    with no applicable international fishery                of Pacific bluefin tuna.                              decline or degradation in Pacific bluefin
                                                    management organization or agreement,                                                                         tuna. This was based largely on the
                                                    that has adverse impacts on such stocks;                C. Disease and Predation                              absence of empirical evidence of
                                                       (4) Fishing activity that has a                      Disease                                               abnormal levels of natural disease
                                                    significant adverse impact on                                                                                 outbreaks in Pacific bluefin tuna, the
                                                    seamounts, hydrothermal vents, cold                        Studies of disease in Pacific bluefin              absence of observations of wild Pacific
                                                    water corals and other vulnerable                       tuna are largely absent from the                      bluefin tuna swimming in close enough
                                                    marine ecosystems located beyond any                    literature. Most studies involve the                  proximity to ‘‘farms’’ such that disease
                                                    national jurisdiction, for which there are              identification of parasites normally                  transmission is possible, and the
                                                    no applicable conservation or                           associated with cage culture. Parasites               absence of empirical evidence showing
                                                    management measures or in areas with                    are often associated with mortalities and             disease transmission from ‘‘farms’’ to
                                                    no applicable international fishery                     reduced production among farmed                       wild Pacific bluefin tuna.
                                                    management organization or agreement;                   marine fishes (Hayward et al., 2007).
                                                                                                            Epizootic levels of parasites with short,             Predation
                                                    or
                                                       (5) Fishing activities by foreign                    direct, one-host life cycles, such as                   As large predators, Pacific bluefin
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                                                    flagged vessels in U.S. waters without                  monogeneans, can be reached very                      tuna are not heavily preyed upon
                                                    authorization of the United States.                     quickly in cultured fish because of the               naturally after their first few years.
                                                       While there is likely some level of                  confinement and proximity of these fish               Predators of adult Pacific bluefin tuna
                                                    IUU fishing for Pacific bluefin tuna in                 (Thoney and Hargis 1991). Among wild                  may include marine mammals such as
                                                    the Pacific, no reports of substantial IUU              marine fishes, parasites are usually                  killer whales (Orcinus orca) or shark
                                                    fishing have emerged, thus the amount                   considered benign, though they can be                 species such as white (Carcharodon
                                                    cannot be determined. However,                          associated with reduced fecundity of                  carcharias) and mako sharks (Isurus
                                                    improvements to catch document                          their hosts (Jones 2005; Hayward et al.,              spp.) (Nortarbartolo di Sciara 1987;
                                                    schemes in several countries have been                  2007).                                                Collette and Klein-MacPhee 2002; de


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                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                            37071

                                                    Stephanis 2004; Fromentin and Powers                    intended to apply to these two                        recommendations of the IATTC’s
                                                    2005). Juvenile Pacific bluefin tuna may                countries.                                            scientific staff, this resolution maintains
                                                    be preyed upon by larger opportunistic                     The WCPFC has a Northern                           the same catch limits that were
                                                    predators and, to a lesser degree,                      Committee (WCPFC–NC), which                           applicable to 2015 and 2016—6,600 mt
                                                    seabirds.                                               consists of a subset of the WCPFC                     in the eastern Pacific Ocean during 2017
                                                      We find that natural predation poses                  members and cooperating non-members,                  and 2018 combined. The final rule
                                                    no to low risk of contributing to                       that meets annually in advance of the                 implementing Resolution C–16–08 was
                                                    population decline or degradation in                    WCPFC meeting to discuss management                   published on April 21, 2017, and had an
                                                    Pacific bluefin tuna. This was based                    of designated ‘‘northern stocks’’                     effective date of May 22, 2017. The most
                                                    primarily on the limited diversity of                   (currently North Pacific albacore, Pacific            recent regulations represent roughly a
                                                    predators and absence of empirical                      bluefin tuna, and North Pacific                       33 percent reduction compared to the
                                                    evidence showing abnormal decline/                      swordfish). After reviewing the stock                 average landings from 2010–2014 (5,142
                                                    degradation of Pacific bluefin tuna by                  assessments prepared by the ISC, the                  mt). Resolution C–16–08 also outlined
                                                    predation.                                              WCPFC–NC develops the conservation                    next steps in developing a framework
                                                                                                            and management measures for northern                  for managing the stock in the long-term.
                                                    D. The Inadequacy of Existing                           stocks and makes recommendations to                   This framework included an initial goal
                                                    Regulatory Mechanisms                                   the full Commission for the adoption of               of rebuilding the SSB to the median
                                                      The current management and                            measures. Because Pacific bluefin tuna                point estimate for 1952–2014 by 2024
                                                    regulatory schemes for Pacific bluefin                  is a ‘‘northern stock’’ in the WCPFC                  with at least 60 percent probability, and
                                                    tuna are intrinsically linked to the                    Convention Area, without the                          further specifies that the IATTC will
                                                    patterns of utilization discussed in the                recommendation of the Northern                        adopt a second rebuilding target in 2018
                                                    previous section ‘‘Overutilization for                  Committee, those measures would not                   to be achieved by 2030. The second
                                                    Commercial, Recreational, Scientific or                 be adopted by the WCPFC. The                          Joint IATTC–WCPFC Northern
                                                    Educational Purposes.’’ The evaluation                  WCPFC’s Scientific Committee also has                 Committee Working Group meeting on
                                                    in this section focuses on the adequacy                 a role in providing advice to the WCPFC               Pacific bluefin tuna, that will be held
                                                    or inadequacy of the current                            with respect to Pacific bluefin tuna; to              August 28–September 1, 2017, will
                                                    management and regulatory schemes to                    date its role has been largely limited to             discuss the development of a rebuilding
                                                    address the threats identified in the                   reviewing and endorsing the stock                     strategy (second rebuilding target and
                                                    section on ‘‘Overutilization for                        assessments prepared by the ISC.                      timeline, etc.) and long-term
                                                                                                               The IATTC and WCPFC first adopted                  precautionary management framework
                                                    Commercial, Recreational, Scientific or
                                                                                                            conservation and management measures                  (e.g. management objectives, limit and
                                                    Educational Purposes.’’
                                                                                                            for Pacific bluefin tuna in 2009, and the             target reference points, and harvest
                                                      Pacific bluefin tuna fisheries are                    measures have been revised five times.
                                                    managed under the authorities of the                                                                          control rules).
                                                                                                            The conservation and management
                                                    Magnuson-Stevens Fishery                                measures include harvest limits, size                    The conservation and management
                                                    Conservation and Management Act                         limits, and stock status monitoring                   measures adopted by the WCPFC have
                                                    (MSA), the Tuna Conventions Act of                      plans. In recent years, coordination                  become increasingly restrictive since the
                                                    1950 (TCA), and the Western and                         among both RFMOs has improved in an                   initial 2009 measure. In 2009, total
                                                    Central Pacific Fisheries Convention                    effort to harmonize conservation and                  fishing effort north of 20° N. was limited
                                                    Implementation Act (WCPFCIA). The                       management measures to rebuild the                    to the 2002–2004 annual average level.
                                                    TCA and WCPFCIA authorize the                           depleted stock. The most relevant                     At this time, an interim management
                                                    Secretary of Commerce to implement                      resolutions as they relate to recent                  objective—to ensure that the current
                                                    the conservation and management                         Pacific bluefin tuna management are                   level of fishing mortality rate was not
                                                    measures of the Inter-American Tropical                 detailed below.                                       increased in the western Pacific
                                                    Tuna Commission (IATTC) and Western                        In 2012, the IATTC adopted                         Ocean—was also established. In 2010,
                                                    and Central Pacific Fisheries                           Resolution C–12–09, which set                         Conservation and Management Measure
                                                    Commission (WCPFC), respectively.                       commercial catch limits on Pacific                    (referred to as CMM) 2010–04
                                                    International Fisheries Management                      bluefin tuna in the EPO for the first                 established catch restrictions in
                                                                                                            time. This resolution limited catch by                addition to the effort limits described
                                                      Pacific bluefin tuna is managed as a                  all IATTC members to 5,600 mt in 2012                 above for 2011 and 2012. A similar
                                                    single Pacific-wide stock under two                     and to 10,000 mt in 2012 and 2013                     measure, CMM 2012–06, was adopted
                                                    RFMOs: The IATTC and the WCPFC.                         combined, notwithstanding an                          for 2013. In 2014 (CMM 2013–09) all
                                                    Both RFMOs are responsible for                          allowance of up to 500 mt annually for                catch of Pacific bluefin tuna less than 30
                                                    establishing conservation and                           any member with a historical catch                    kilograms (kg) was reduced by 15
                                                    management measures based on the                        record of Pacific bluefin tuna in the                 percent below the 2002–2004 annual
                                                    scientific information, such as stock                   eastern Pacific Ocean (i.e., the United               average. In 2015 (CMM 2014–04) the
                                                    status, obtained from the ISC.                          States and Mexico). Resolution C–13–02                harvest of Pacific bluefin tuna less than
                                                      The IATTC has scientific staff that, in               applied to 2014 only and, similar to C–               30 kilograms was reduced to 50 percent
                                                    addition to conducting scientific studies               12–09, limited catch to 5,000 mt with an              of the 2002–2004 annual average. The
                                                    and stock assessments, also provides                    allowance of up to 500 mt annually for                CMM 2014–04 also limits all catches of
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                                                    science-based management advice. After                  the United States. Following the advice               Pacific bluefin tuna greater than 30 kg
                                                    reviewing the Pacific bluefin tuna stock                from the IATTC scientific staff,                      to no more than the 2002–2004 annual
                                                    assessment prepared by the ISC, the                     Resolution C–14–06 further reduced the                average level. The measure was
                                                    IATTC develops resolutions. Mexico                      catch limit by approximately 34                       amended in 2015 (CMM 2015–04) to
                                                    and the United States are the two IATTC                 percent—6,000 mt for Mexico and 600                   include a requirement to adopt an
                                                    member countries that currently fish for,               mt for the United States for 2015 and                 ‘‘emergency rule’’ where additional
                                                    and have historically fished for, Pacific               2016 combined. The IATTC most                         actions would be triggered if
                                                    bluefin tuna in the EPO. Thus, the                      recently adopted Resolution C–16–08.                  recruitment in 2016 was extremely poor.
                                                    IATTC resolutions adopted were                          In accordance with the                                However, this emergency rule was not


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                                                    37072                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    agreed to at the 2016 Northern                          which catch the large majority of Pacific             limits to be effective at reducing the
                                                    Committee annual meeting. It is                         bluefin tuna caught by U.S. vessels. The              impact of domestic commercial and
                                                    expected that it will be discussed again                Pacific Council makes recommendations                 recreational fisheries, and we will
                                                    at the Northern Committee meeting in                    on the implementation of the FMP for                  continue to monitor the effectiveness of
                                                    August 2017. Lastly, the measure was                    U.S. West Coast Fisheries for highly                  those regulations. We find that U.S.
                                                    amended in 2016 (CMM 2016–04) to                        migratory species (HMS FMP) for                       domestic management of commercial
                                                    allow countries to transfer some of their               consideration by NMFS. Additionally,                  and recreational fishing poses no or low
                                                    catch limit for Pacific bluefin tuna less               the Pacific Council makes                             risk of contributing to population
                                                    than 30 kg to their limit on fish larger                recommendations to NMFS on issues                     decline or degradation in Pacific bluefin
                                                    than 30 kg (i.e., increase catch of larger              expected to be considered by the IATTC                tuna.
                                                    fish and decrease catch of smaller fish);               and WCPFC. During its November 2016
                                                                                                                                                                  E. Other Natural or Man-Made Factors
                                                    the reverse is not allowed. Unlike the                  meeting, the Pacific Council, in
                                                                                                                                                                  Affecting Its Continued Existence
                                                    IATTC resolutions for Pacific bluefin                   response to a petition that NMFS
                                                    tuna, the current WCPFC Pacific bluefin                 received by the Center for Biological                   The other factors affecting the
                                                    tuna measure does not have an                           Diversity, recommended a review of                    continued existence of Pacific bluefin
                                                    expiration date, although it may be                     domestic status determination criteria                tuna that we analyzed are climate
                                                    amended or removed. Both the IATTC                      for Pacific bluefin tuna at upcoming                  change, radiation contamination from
                                                    and WCPFC measures require reporting                    meetings in March, June, and September                Fukushima, and the risks of low
                                                    to promote compliance with the                          2017. The domestic status                             abundance levels inherent in small
                                                    provisions of the measures.                             determination criteria, also commonly                 populations.
                                                       In summary, the WCPFC adopted                        referred to as reference points, are                  Climate Change
                                                    harvest limits for Pacific bluefin tuna in              targets for fishing effort and abundance
                                                    2010 and further reduced those limits in                of the population. At the March 2017                     Over the next several decades climate
                                                    2012, 2014, and 2016. The IATTC                         meeting, NMFS provided a report to the                change models predict changes to many
                                                    adopted harvest limits for Pacific                      Pacific Council that included domestic                atmospheric and oceanographic
                                                    bluefin tuna in 2012 and further                        status determination criteria for Pacific             conditions. The SRT considered these
                                                    reduced those limits in 2014 and 2016.                  bluefin tuna.                                         predictions in light of the best available
                                                    Additionally, both RFMOs addressed                         The Pacific Council, in response to                information. The SRT felt that there
                                                    concerns about monitoring harvest by                    NMFS’ 2013 determination that the                     were three physical factors resulting
                                                    adopting monitoring and reporting                       Pacific bluefin tuna stock was                        from climate change predictions that
                                                    plans in 2010. Furthermore, the ISC                     overfished and subject to overfishing (78             would have the most impact on Pacific
                                                    stock assessment predicts that under all                FR 41033; July 9, 2013), recommended                  bluefin tuna: Rising sea surface
                                                    scenarios the current harvest limits will               reducing the bag and possession limits                temperatures (SST), increased ocean
                                                    allow for rebuilding the abundance of                   for Pacific bluefin tuna in the                       acidification, and decreases in dissolved
                                                    Pacific bluefin tuna to targets by 2030.                recreational fishery. The Pacific Council             oxygen.
                                                       After thorough discussion, the SRT                   recommended reducing the daily bag                    Rising Sea Surface Temperatures
                                                    members had a range of opinions on the                  limit from 10 to 2 fish and the
                                                    effects of international management on                  possession limit from 30 to 6 fish. Based               Rising SST may affect Pacific bluefin
                                                    population decline or degradation for                   on analyses conducted at the SWFSC,                   tuna spawning and larval development,
                                                    Pacific bluefin tuna, ranging from no                   this was projected to reduce landings by              prey availability, and trans-pacific
                                                    impact to high impact. The SRT                          10.4 percent in U.S. waters and 19.4                  migration habits. Pacific bluefin tuna
                                                    therefore used SEDM to arrive at the                    percent in U.S. and Mexican waters                    spawning has only been recorded in two
                                                    conclusion that inadequacy of                           combined (Stohs, 2016). We published a                locations: Near the Philippines and
                                                    international management poses a low                    final rule in 2015 implementing the bag               Ryukyu Islands in spring, and in the Sea
                                                    risk of contributing to population                      limit of two fish per day and possession              of Japan during summer (Okochi et al.,
                                                    decline or degradation in Pacific bluefin               limit of six fish per trip (80 FR 44887,              2016; Shimose & Farley 2016).
                                                    tuna over the short time period (25                     July 28, 2015).                                       Spawning in Pacific bluefin tuna occurs
                                                    years) and a moderate risk over the long                   NMFS coordinates closely with the                  in comparatively warm waters, and so
                                                    time period (100 years).                                California Department of Fish and                     larvae are found within a relatively
                                                                                                            Wildlife (CDFW) to monitor the Pacific                narrow temperature range (23.5–29.5 °C)
                                                    Domestic Fisheries Management                           bluefin tuna fishery. The State of                    compared to adults (Kimura et al., 2010;
                                                       Domestic fisheries are managed under                 California requires that fish landed in               Tanaka & Suzuki 2016).
                                                    the MSA. The MSA provides regional                      California have a corresponding receipt,                Currently, SSTs within the
                                                    fishery management councils with                        which indicates quantity landed.                      theoretically suitable range for larvae
                                                    authority to prepare Fishery                            Together, NMFS and CDFW monitor                       are present near the Ryukyu Islands
                                                    Management Plans (FMPs) for the                         landings to ensure catch limits agreed to             between April and June, and in the Sea
                                                    conservation and management of                          by the IATTC are not exceeded.                        of Japan during July and August (Caiyun
                                                    fisheries in the U.S. EEZ. The MSA was                     In summary, NMFS initially set limits              & Ge 2006; Seo et al., 2014; Tanaka &
                                                    reauthorized and amended in 1996 by                     for commercial and recreational harvest               Suzuki 2016). Warming of 1.5–3 °C in
                                                    the Sustainable Fisheries Act (SFA) and                 limits in 2010 and further reduced those              the region may shift suitable times to
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    again in 2006 by the Magnuson-Stevens                   limits in 2012, 2014, and 2016. The                   earlier in the year and/or places for
                                                    Fishery Conservation and Management                     CDFW monitors and reports commercial                  spawning northwards. Under the most
                                                    Reauthorization Act (MSRA). Among                       and recreation harvest to NMFS. When                  pessimistic (‘‘business as usual’’) CO2
                                                    other modifications, the SFA added                      U.S. commercial catch limits are met,                 emission and concentration scenarios,
                                                    requirements that FMPs include                          NMFS closes the fishery. Furthermore,                 SSTs in the North Pacific are likely to
                                                    measures to rebuild overfished stocks.                  the ISC stock assessment predicts that                increase substantially by the end of the
                                                       The Pacific Fishery Management                       the current harvest limits will allow for             21st century (Hazen et al., 2013;
                                                    Council (Pacific Council) has purview                   stable or increasing Pacific bluefin tuna             Woodworth-Jefcoats et al., 2016).
                                                    over the U.S. West Coast fisheries,                     SSB. We expect the current harvest                    However, there is considerable spatial


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                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                             37073

                                                    heterogeneity in these projections. The                 grounds in the eastern North Pacific                  resolve coastal upwelling processes
                                                    southern Pacific bluefin tuna spawning                  (California Current LME) and typically                (Stock et al., 2010), although recent
                                                    area is projected to warm 1.5–2 °C by                   remain and forage in this region for                  studies analyzing ensemble model
                                                    the end of the 21st century, with                       several years (Bayliff et al., 1991; Bayliff          output have found general support for
                                                    particularly weak warming in the                        1994; Rooker et al., 2001; Kitagawa et                projected increases in coastal upwelling
                                                    Kuroshio Current region. In contrast, the               al., 2007; Boustany et al., 2010; Block et            in the northern portions of the eastern
                                                    Sea of Japan may warm by more than 3                    al., 2011; Madigan et al., 2013; Whitlock             boundary current systems (Wang et al.,
                                                    °C compared to recent historical                        et al., 2015).                                        2015; Rykaczewski et al., 2015). Using
                                                    conditions (Seo et al., 2014; Scott et al.,                Sea surface temperatures in the                    an ensemble of more than 20 global
                                                    2016; Woodworth-Jefcoats et al., 2016).                 California Current are expected to                    climate models from the IPPC’s Fifth
                                                       The precise mechanisms by which                      increase up to 1.5–2 °C by the end of the             Assessment Report, Rykaczewski et al.
                                                    warming waters will affect Pacific                      21st century (Hazen et al., 2013;                     (2015) found evidence of a small
                                                    bluefin tuna larvae are not entirely                    Woodworth-Jefcoats et al., 2016). Pacific             projected increase in upwelling
                                                    clear. Kimura et al. (2010) assumed that                bluefin tuna tagged in the California                 intensity in the California Current north
                                                    the lethal temperature for larvae was                   Current demonstrate a seasonal north-                 of 40° N. latitude and a decrease in
                                                    29.5 °C. However, Muhling et al. (2010)                 south migration between Baja California               upwelling intensity to the south of this
                                                    and Tilley et al. (2016) both reported                  (10° N.) and near the California-Oregon               range by the end of the 21st century
                                                    larvae of the closely-related Atlantic                  border (42° N.) (Boustany et al., 2010;               under RCP 8.5. Pacific bluefin tuna are
                                                    bluefin tuna in the Gulf of Mexico at                   Block et al., 2011; Whitlock et al., 2015),           more commonly found to the south of
                                                    SSTs of between 29.5 and 30.0 °C. In                    although some fish travel as far north as             the 40° N. latitude mark. Perhaps more
                                                    addition, tropical tuna larvae can                      Washington State. The seasonal                        importantly, Rykaczewski et al. (2015)
                                                    tolerate water temperatures of well                     migration follows local peaks in                      described projected changes in the
                                                    above 30 °C (Sanchez-Velasco et al.,                    productivity (as measured by surface                  phenology of coastal upwelling, with an
                                                    1999; Wexler et al., 2011; Muhling et al.,              chlorophyll), such that fish move                     earlier transition to positive upwelling
                                                    2017). Pacific bluefin tuna larvae may                  northward from Baja California after the              within the peak upwelling domain.
                                                    have fundamentally different                            local productivity peak in late spring to             Overall, these results suggest a poleward
                                                    physiology from that of these other                     summer (Boustany et al., 2010; Block et               displacement of peak upwelling and
                                                    species, or it is possible that the                     al., 2011). Uniform warming in this                   potential lengthening of the upwelling
                                                    observed upper temperature limit for                    region could impact Pacific bluefin tuna              season in the California Current, even if
                                                    Pacific bluefin tuna larvae in the field                distribution by moving their optimal                  upwelling intensity may decrease. The
                                                    is more a product of the time and place                 temperature range (and thermal                        phenological changes in coastal
                                                    of spawning, rather than an upper                       tolerance) northward. However, it is                  upwelling may be most important, as
                                                    physiological limit.                                    unlikely that rising temperatures will be             these may lead to spatial and temporal
                                                       Similar to other tuna species, larval                a limiting factor for Pacific bluefin tuna,           mismatches between Pacific bluefin
                                                    Pacific bluefin tuna appear to have                     as appropriate thermal habitat will                   tuna and their preferred prey (Cushing
                                                    highly specialized and selective diets                  likely remain available.                              1990; Edwards and Richardson 2004;
                                                    (Uotani et al., 1990; Llopiz & Hobday                      The high productivity and                          Bakun et al., 2015). However, the
                                                    2015). Smaller larvae rely primarily on                 biodiversity of the California Current is             bluefin tuna’s highly migratory nature
                                                    copepod nauplii, before moving to                       driven largely by seasonal coastal                    and plasticity in migratory patterns may
                                                    cladocerans, copepods such as                           upwelling. Although there is                          help to mitigate shifts in phenology.
                                                    Farranula and Corycaeus spp. and other                  considerable uncertainty on how                          The information directly relating to
                                                    zooplankton. In the Sea of Japan region,                climate change will impact coastal                    food web alterations that may impact
                                                    the occurrence of potentially favorable                 upwelling, basic principles indicate a                Pacific bluefin tuna is scarce. While
                                                    prey organisms for larval Pacific bluefin               potential for upwelling intensification               changes to upwelling dynamics in
                                                    tuna appears to be associated with                      (Bakun 1990). Bakun’s hypothesis                      foraging areas have been examined, it is
                                                    stable post-bloom conditions during                     suggested that the rate of heating over               still relatively speculative, and literature
                                                    summer (Chiba & Saino, 2003). This                      land would be enhanced relative to that               on the potential impacts of the projected
                                                    suggests a potential phenological match                 over the ocean, resulting in a stronger               changes is limited. Given their trophic
                                                    to Pacific bluefin tuna spawning.                       cross-shore pressure gradient and a                   position as an apex predator, and the
                                                    Environmentally-driven changes in the                   proportional increase in alongshore                   fact that Pacific bluefin tuna are
                                                    evolution of this zooplankton                           winds and resultant upwelling (Bakun                  opportunistic feeders that can change
                                                    community, or the timing of spawning,                   et al., 2015; Bograd et al., 2017). A                 their preferred diet from year to year,
                                                    could thus affect the temporal match                    recent publication (Sydeman et al.,                   alterations to the food web may have
                                                    between larvae and their prey.                          2014) described a meta-analysis of                    less impact on Pacific bluefin tuna than
                                                    Woodworth-Jefcoats et al. (2016) project                historical studies on the Bakun                       on other organisms that are reliant on
                                                    a 10–20 percent decrease in overall                     hypothesis and found general support                  specific food sources.
                                                    zooplankton density in the western                      for upwelling intensification, but with                  Climate change may affect the Pacific
                                                    Pacific Ocean, but how this may relate                  significant spatial (latitudinal) and                 bluefin tuna’s migratory pathways.
                                                    to larval Pacific bluefin tuna prey                     temporal (intraseasonal) variability                  Pacific bluefin tuna undergo trans-
                                                    availability is not yet known.                          between and within the eastern                        Pacific migrations, in both directions,
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                       Climate change may affect the                        boundary current systems. In the                      between the western Pacific spawning
                                                    foraging habitats of Pacific bluefin tuna.              California Current, a majority of                     grounds and eastern Pacific foraging
                                                    Adult and older juvenile (>1 year)                      analyses indicated increased upwelling                grounds (Boustany et al., 2010; Block et
                                                    Pacific bluefin tuna disperse from the                  intensity during the summer (peak)                    al., 2011). For both migrations, Pacific
                                                    spawning grounds in the western Pacific                 months, though this signal was most                   bluefin tuna remain within a relatively
                                                    and older juveniles can make extensive                  pronounced in the northern California                 narrow latitudinal band (30–40° N.)
                                                    migrations, using much of the temperate                 Current (Sydeman et al., 2014).                       within the North Pacific Transition
                                                    North Pacific. An unknown proportion                       To date, global climate models have                Zone (NPTZ), which is characterized by
                                                    of 1–2 year old fish migrate to foraging                generally been too coarse to adequately               generally temperate conditions. This


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                                                    37074                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    region, marking the boundary between                    commercially important tuna and                       2011). A shift in the prey assemblage
                                                    the oligotrophic subtropical and more                   billfish species, driven by warming                   towards organisms more tolerant to
                                                    productive subarctic gyres, is                          waters and a basin-scale decline in                   acidification is therefore likely in the
                                                    demarcated by the seasonally-migrating                  zooplankton densities (Woodworth-                     future.
                                                    Transition Zone Chlorophyll Front                       Jefcoats et al., 2016). While there is still             Current projections estimate a future
                                                    (TZCF; Polovina et al., 2001; Bograd et                 substantial uncertainty inherent in these             decline in dissolved oxygen of 3–6
                                                    al., 2004). Climate-driven changes in the               climate models, we can say with some                  percent by 2100 under RCP 8.5 (Bindoff
                                                    position of the TZCF, and in the thermal                confidence that the central North                     et al., 2013; Ciais et al., 2013). This may
                                                    environment and productivity within                     Pacific, which encompasses a key                      be most relevant for spawning-sized
                                                    this region, could impact the migratory                 conduit between Pacific bluefin tuna                  adult Pacific bluefin tuna, which may be
                                                    phase of the Pacific bluefin tuna life                  spawning and foraging habitat, is likely              subject to greater metabolic stress on
                                                    cycle.                                                  to become warmer and less productive                  spawning grounds. While some studies
                                                       Under RCP 8.5, SSTs in the NPTZ are                  through the 21st century.                             exist on the effects of temperature on
                                                    expected to increase by 2–3 °C by the                                                                         metabolic rates, cardiac function and
                                                    end of the 21st century (Woodworth-                     Increasing Ocean Acidification and                    specific dynamic action in juvenile
                                                    Jefcoats et al., 2016), with the highest                Decreasing Dissolved Oxygen                           Pacific bluefin tuna (e.g. Blank et al.,
                                                    increases on the western side. The                         As CO2 uptake by the oceans                        2004; 2007; Clark et al., 2008; 2010;
                                                    increased temperatures within the                       increases, ocean pH will continue to                  2013; Whitlock et al., 2015), there are no
                                                    NPTZ are part of the broader projected                  decrease (Feely et al., 2009), with                   published studies on larger adults, or on
                                                    changes in the central North Pacific                    declines of between 0.2 and 0.4                       larvae. While future warming and
                                                    Ocean, including an expansion of the                    expected in the western North Pacific by              decreases in dissolved oxygen may
                                                    oligotrophic Subtropical Gyre, a                        2100 under the Intergovernmental Panel                reduce the suitability of some parts of
                                                    northward displacement of the                           on Climate Change’s Representative                    the Pacific bluefin tuna range (e.g.
                                                    transition zone, and an overall decline                 Concentration Pathway (RCP) 8.5 (Ciais                Muhling et al., 2016), likely biological
                                                    in productivity (Polovina et al., 2011).                et al., 2013). RCP 8.5 is a high emission             responses to this are not yet known.
                                                    The impacts of these changes on species                 scenario, which assumes that radiative                   Another factor to include in
                                                    that make extensive use of the NPTZ                     forcing due to greenhouse gas emissions               considerations of climate change
                                                    could be substantial, resulting in a gain               will continue to increase strongly                    impacts is biogeochemical changes.
                                                    or loss of core habitat, distributional                 throughout the 21st century (Riahi et al.,            Driven by upper ocean warming,
                                                    shifts, and regional changes in                         2011). Rearing experiments on larval                  changes in source waters, enhanced
                                                    biodiversity (Hazen et al., 2013). Using                yellowfin tuna suggest that ocean                     stratification, and reduced mixing, the
                                                    habitat models based on a multi-species                 acidification may result in longer hatch              dissolved oxygen content of mid-depth
                                                    biologging dataset, and a global climate                times, sub-lethal organ damage, and                   oceanic waters is expected to decline
                                                    model run under ‘‘business-as-usual’’                   decreased growth and survival                         (Keeling et al., 2010). This effect is
                                                    forcing (the A2 CO2 emission scenario                   (Bromhead et al., 2014; Frommel et al.,               especially important in the eastern
                                                    from the IPCC’s fourth assessment                       2016). Other studies on coral reef fish               Pacific, where the Oxygen Minimum
                                                    report), Hazen et al. (2013) found a                    larvae show that acidification can                    Zone (OMZ) shoals to depths well
                                                    substantial loss of core habitat for a                  impair sensory abilities of larvae, and in            within the vertical habitat of Pacific
                                                    number of highly migratory species, and                 combination with warming                              bluefin tuna and other highly migratory
                                                    small gains in viable habitat for other                 temperatures, can negatively affect                   species and, in particular, their prey
                                                    species, including Pacific bluefin tuna.                metabolic scope (Munday et al.,                       (Stramma et al., 2010; Moffit et al.,
                                                    Although the net change in total                        2009a,b; Dixson et al., 2010; Simpson et              2015). The observed trend of declining
                                                    potential Pacific bluefin tuna core                     al., 2011). Surface ocean pH on Pacific               oxygen levels in the Southern California
                                                    habitat was positive, the projected                     bluefin tuna spawning grounds is                      Bight (Bograd et al., 2008; McClatchie et
                                                    physical changes in the bluefin tuna’s                  currently higher than that in the broader             al., 2010; Bograd et al., 2015), combined
                                                    migratory pathway could negatively                      North Pacific (8.1–8.2) (Feely et al.,                with an increase in the frequency and
                                                    impact them. The northward                              2009). How this may affect the ability of             severity of hypoxic events along the
                                                    displacement of the NPTZ and TZCF                       Pacific bluefin tuna larvae (in                       U.S. West Coast (Chan et al., 2008;
                                                    could lead to longer migrations                         particular) to adapt to ocean                         Keller et al., 2010; Booth et al., 2012),
                                                    requiring greater energy expenditure.                   acidification is unknown. Recent                      suggests that declining oxygen content
                                                    The generally lower productivity of the                 studies have shown that future                        could drive ecosystem change.
                                                    region could also diminish the                          adaptation to rising CO2 and                          Specifically, the vertical compression of
                                                    abundance or quality of the Pacific                     acidification could be facilitated by                 viable habitat for some benthic and
                                                    bluefin tuna prey base.                                 individual genetic variability (Schunter              pelagic species could alter the available
                                                       A recent study of projected climate                  et al., 2017). In addition,                           prey base for Pacific bluefin tuna. Given
                                                    change in the North Pacific that used an                transgenerational plasticity may allow                that Pacific bluefin tuna are
                                                    ensemble of 11 climate models,                          surprisingly rapid adaptation across                  opportunistic feeders, they could have
                                                    including measures of primary and                       generations (Rummer & Munday 2017).                   resilience to these climate-driven
                                                    secondary production, found that                        However, these studies examined small                 changes in their prey base.
                                                    increasing temperatures could alter the                 coral reef fish species, so results may                  The effects of increasing hypoxia on
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    spatial distribution of tuna and billfish               not transfer to larger, highly migratory              marine fauna in the California Current
                                                    species across the North Pacific                        species such as Pacific bluefin tuna. As              may be magnified by ocean
                                                    (Woodworth-Jefcoats et al., 2016). As                   well as incurring direct effects on                   acidification. Ekstrom et al. (2015)
                                                    with Hazen et al. (2013), this study                    Pacific bluefin tuna, ocean acidification             predicted the West Coast is highly
                                                    found species richness increasing to the                is also likely to change the prey base                vulnerable to ecological impacts of
                                                    north following the northward                           available to all life stages of this species.         ocean acidification due to reduction in
                                                    displacement of the NPTZ. They also                     Different organisms vary substantially in             aragonite saturation state exacerbated by
                                                    estimated a 2–5 percent per decade                      their sensitivity to the combined effects             coastal upwelling of ‘‘corrosive,’’ lower
                                                    decline in overall carrying capacity for                of acidification and warming (Byrne                   pH waters (Feely et al., 2008). The most


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                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                           37075

                                                    acute impacts would be on calcifying                    while the radiocaesium present in the                 more than 140,000 are reproductively
                                                    organisms (some marine invertebrates                    Pacific bluefin tuna analyzed was                     capable, the SRT deemed it prudent to
                                                    and pteropods), which are not generally                 directly traceable to the Fukushima                   examine the factors above that are
                                                    part of the adult Pacific bluefin tuna                  accident, the concentrations were 30                  traditionally used to evaluate the
                                                    diet. While direct impacts of ocean                     times lower than background levels of                 impacts of relatively low population
                                                    acidification on Pacific bluefin tuna                   naturally occurring radioisotopes such                numbers. In the paragraphs that follow
                                                    may be minimal within their eastern                     as potassium-40. In addition, Madigan                 we discuss how small population size
                                                    Pacific foraging grounds, some common                   et al. (2012) estimated the dose to                   can affect reproduction, demographic
                                                    Pacific bluefin tuna prey do rely on                    human consumers of fish from                          stochasticity, genetics, and how it can
                                                    calcifying organisms (Fabry et al., 2008).              Fukushima derived Caesium-137 was at                  be affected by stochastic and
                                                                                                            0.5 percent of the dose from Polonium-                catastrophic events, and Allee effects.
                                                    Climate Change Conclusions                                                                                       In small populations, individuals may
                                                                                                            210, a natural decay product of
                                                       We find that ocean acidification and                 Uranium-238, which is ubiquitously                    have difficulty finding a mate. However,
                                                    changes in dissolved oxygen content                     present and in constant concentrations                the probability of finding a mate
                                                    due to climate change pose a very low                   globally.                                             depends largely on density on the
                                                    risk to the decline or degradation of the                  Fisher et al. (2013) further evaluated             spawning grounds rather than absolute
                                                    Pacific bluefin tuna on the short-term                  the dosage and associated risks to                    abundance. Pacific bluefin tuna are a
                                                    time scale (25 years), and low to                       marine organisms and humans (by                       schooling species and individual Pacific
                                                    moderate threat on the long-time scale                  consumption of contaminated seafood)                  bluefin tuna are not randomly
                                                    (100 years). The reasoning behind this                  of the caesium radioisotopes associated               distributed throughout their range. They
                                                    decision for acidification centered                     with the Fukushima Daiichi accident.                  also exhibit regular seasonal migration
                                                    primarily on the disconnect between                     They confirmed that dosage of                         patterns that include aggregating at two
                                                    Pacific bluefin tuna and the lower                      radioisotopes from consuming seafood                  separate spawning grounds (Kitigawa et
                                                    trophic level prey which would be                       were dominated by naturally occurring                 al., 2010). This schooling and
                                                    directly affected by acidification as well              radionuclides and that those stemming                 aggregation behavior serves to increase
                                                    as by the lack of information on direct                 directly from Fukushima derived                       their local density and the probability of
                                                    impacts on acidification on pelagic fish.               radiocaesium were three to four orders                individuals finding a mate. This mating
                                                    Conclusions by the SRT members on the                   of magnitude below doses from these                   strategy could reduce the effects of
                                                    rising SST due to climate change                        natural radionuclides. Doses to marine                small population size on finding mates
                                                    required SEDM, as the range of values                   organisms were two orders of magnitude                over other strategies that do not
                                                    assigned by each SRT member was                         lower than the lowest benchmark                       concentrate individuals. It is unknown
                                                    large. Following the SEDM, the SRT                      protection level for ecosystem health                 whether spawning behavior is triggered
                                                    concluded that SST rise poses a low risk                (ICRP 2008). The study concluded that                 by environmental conditions or
                                                    of contributing to population decline or                even on the date at which the highest                 densities of tuna. If density of adults
                                                    degradation in PBF over the short (25                   exposure levels may have been reached,                triggers spawning, then reproduction
                                                    year) and long (100 year) time frames.                  dosages were very unlikely to have                    could be affected by high levels of
                                                    This decision was reached primarily                     exceeded reference levels. This                       depletion. However, the abundance of
                                                    due to the highly migratory nature of                   indicates that the amount of Fukushima                Pacific bluefin tuna has reached similar
                                                    Pacific bluefin tuna; despite likely                    derived radionuclides is not cause for                lows in the past and rebounded. The
                                                    latitudinal shifts in preferred habitat, it             concern with regard to the potential                  number of adult Pacific bluefin tuna is
                                                    would take little effort for Pacific                    harm to the organisms themselves.                     currently estimated to be 2.6 percent of
                                                    bluefin tuna to shift their movements                      We find that Fukushima associated                  its unfished SSB. The number of adult
                                                    along with the changing conditions.                     radiation poses no risk of contributing               Pacific bluefin tuna reached a similar
                                                                                                            to population decline or degradation in               low in 1984 of 1.8 percent and
                                                    Fukushima Associated Radiation
                                                                                                            Pacific bluefin tuna. This was based                  rebounded in the 1990s to 9.6 percent,
                                                      On 11 March, 2011, the Tōhoku                        largely on the absence of empirical                   the second highest level since 1952.
                                                    megathrust earthquake at magnitude 9.1                  evidence showing negative effects of                     Another concern with small
                                                    produced a devastating tsunami that hit                 Fukushima derived radiation on Pacific                populations is demographic
                                                    the Pacific coast of Japan. As a result of              bluefin tuna.                                         stochasticity. Demographic stochasticity
                                                    the earthquake, the Fukushima Daiichi                                                                         refers to the variability of annual
                                                    Nuclear Power Plant was compromised,                    Small Population Concerns
                                                                                                                                                                  population change arising from random
                                                    releasing radionuclides directly into the                 Small populations face a number of                  birth and death events at the individual
                                                    adjacent sea. The result was a 1- to 2-                 inherent risks. These risks are tied to               level. When populations are very small
                                                    week pulse of emissions of the caesium                  survival and reproduction (e.g. Allee or              (e.g., <100 individuals), chance
                                                    radioisotopes Caesium-134 and                           other depensation effects) via three                  demographic events can have a large
                                                    Caesium-137. These isotopes were                        mechanisms: Ecological (e.g., mate                    impact on the population. Species with
                                                    biochemically available to organisms in                 limitation, cooperative defense,                      low mean annual survival rates are
                                                    direct contact with the contaminated                    cooperative feeding, and environmental                generally at greater population risk from
                                                    water (Oozeki et al., 2017).                            conditioning), genetic (e.g., inbreeding              demographic stochasticity than those
                                                      Madigan et al. (2012) reported on the                 and genetic drift), and demographic                   that are long-lived and have high mean
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    presence of Caesium-134 and Caesium-                    stochasticity (i.e., individual variability           annual survival rates. In other words,
                                                    137 in Pacific bluefin tuna caught in                   in survival and recruitment) (Berec et                species that are long-lived and have
                                                    California in ratios that strongly                      al., 2007). The actual number at which                high annual survival rates have lower
                                                    suggested uptake as a result of the                     populations would be considered                       ‘‘safe’’ abundance thresholds, above
                                                    Fukushima Daiichi accident. The results                 critically low and at risk varies                     which the risk of extinction due to
                                                    indicated that highly migratory species                 depending on the species and the risk                 chance demographic processes becomes
                                                    can be vectors for the trans-Pacific                    being considered. While the Pacific                   negligible. Even though the percentage
                                                    movement of radionuclides.                              bluefin tuna is estimated to contain at               of adult Pacific bluefin tuna relative to
                                                    Importantly, the study highlighted that                 least 1.6 million individuals, of which               historical levels is low, they still


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                                                    37076                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    number in the hundreds of thousands.                    even over a series of years will not                  and 100-year time scales, though with
                                                    In addition, the total population size in               result in reproductive collapse. As long              low certainty. This was largely due to
                                                    2014 as estimated by the 2016 ISC stock                 as this spatial arrangement persists and              the estimated population size of more
                                                    assessment was 1,625,837. The high                      poor recruitment years do not exceed                  than 1.6 million individuals, of which at
                                                    number of individuals, both mature and                  the reproductive age span for the                     least 140,000 are reproductively
                                                    immature, should therefore counteract a                 species, Pacific bluefin tuna should be               capable. This, coupled with previous
                                                    particular year with low survivorship.                  resilient to both stochastic and                      evidence of recovery from similarly low
                                                       Small populations may also face Allee                catastrophic events.                                  numbers and newly implemented
                                                    effects. If a population is critically small               Although Pacific bluefin tuna are                  harvest regulations, strongly suggests
                                                    in size, Allee effects can act upon                     resilient to many of the risks that small             that small population concerns are not
                                                    genetic diversity to reduce the                         populations face, there is increasing                 particularly serious in Pacific bluefin
                                                    prevalence of beneficial alleles through                evidence for a reduction in population                tuna.
                                                    genetic drift. This may lower the                       growth rate for marine fishes that have
                                                    population’s fitness by reducing                        been fished to densities below those                  Analysis of Threats
                                                    adaptive potential and increasing the                   expected from natural fluctuations                       As noted previously, the SRT
                                                    accumulation of deleterious alleles due                 (Hutchings 2000, 2001). These studies                 conducted its analysis in a 3-step
                                                    to increased levels of inbreeding.                      focus on failure to recover at expected               progressive process. First, the SRT
                                                    Population genetic theory typically sets                rates. A far more serious issue is not just           evaluated the risk of 25 different threats
                                                    a threshold of 50 individuals (i.e., 25                 reducing population growth but                        (covering all of the ESA section 4(a)(1)
                                                    males, 25 females) below which                          reducing it to the point that populations             categories) contributing to a decline or
                                                    irreversible loss of genetic diversity is               decrease (death rates exceed                          degradation of Pacific bluefin tuna. The
                                                    likely to occur in the near future. This                recruitment). Unfortunately, the reviews              second step was to evaluate the
                                                    value, however, is not necessarily based                of marine fish stocks do not make a                   extinction risk in each of the 4(a)(1)
                                                    upon the number of individuals present                  distinction between these two important               categories. Finally, they performed an
                                                    in the population (i.e., census                         categories of depensation: Reduced but                overall extinction risk analysis over two
                                                    population size, NC) but rather on the                  neutral or positive growth versus                     timeframes—25 years and 100 years.
                                                    effective population size (NE), which is                negative growth. Many of the cases                       In step one, the evaluation of the risk
                                                    linked to the overall genetic diversity in              reviewed suggested depensatory effects                of individual threats contributing to a
                                                    the population and is typically less than               for populations reduced to relatively                 decline or degradation of Pacific bluefin
                                                    NC. In extreme cases NE may be much                     low levels (0.2 to 0.5 SSBmsy) that would             tuna considered how these threats have
                                                    (e.g. 10–10,000 times) smaller, typically               increase time to recovery, but no                     affected and how they are expected to
                                                    for species that experience high                        mention was made of declining towards                 continue to affect the species. The
                                                    variance in reproductive success (e.g.,                 extinction. However, these cases did not              threats were evaluated in light of the
                                                    sweepstakes recruitment events). NE                     represent the extent of reduction                     vulnerability of and exposure to the
                                                    may also be reduced in populations that                 observed in Pacific bluefin tuna (0.14                threat, and the biological response. This
                                                    deviate from a 1:1 sex ratio and from                   SSBmsy). Thus, this case falls outside                evaluation of individual threats and the
                                                    species that have suffered a genetic                    that where recovery has been observed                 potential demographic risk they pose
                                                    bottleneck.                                             in other marine fishes and thus there                 forms the basis of understanding used
                                                       With respect to considerations of NE                 remains considerable uncertainty as to                during the extinction risk analysis to
                                                    in Pacific bluefin tuna, the following                  how the species will respond to                       inform the overall assessment of
                                                    points are relevant. Although there are                 reductions in fishing pressure.                       extinction risk.
                                                    no available data for nuclear DNA                          Hutchings et al. (2012) also show that                Within each threat category,
                                                    diversity in Pacific bluefin tuna, the                  there is no positive relationship                     individual threats have not only
                                                    relatively high number of unique                        between per capita population growth                  different magnitudes of influence on the
                                                    mitochondrial DNA haplotypes (Tseng                     rate and fecundity in a review of 233                 overall risk to the species (weights) but
                                                    et al., 2014) can be used as a proxy for                populations of teleosts. Thus, the prior              also different degrees of certainty. The
                                                    evidence of high levels of overall                      confidence that high fecundity provides               overall threat within a category is
                                                    genetic diversity currently within the                  more resilience to population reduction               cumulative across these individual
                                                    population. With two separate spawning                  and ability to quickly recover should be              threats. Thus, the overall threat is no
                                                    grounds, and adult numbers remaining                    abandoned. These findings, although                   less than that for the individual threat
                                                    in the hundreds of thousands, genetic                   not providing examples that marine                    with the highest influence but may be
                                                    diversity is expected to still be at high               fishes exploited to low levels will                   greater as the threats are taken together.
                                                    levels with little chance for inbreeding,               decline towards extinction, suggest that              For example, some of the individual
                                                    given that billions of gametes combine                  at a minimum such populations may not                 threats rated as ‘‘moderate’’ may result
                                                    in concentrated spawning events.                        recover quickly. However, Pacific                     in an overall threat for that category of
                                                       Animals that are highly mobile with                  bluefin tuna recently showed an                       at least ‘‘moderate’’ but potentially
                                                    a large range are less susceptible to                   instance of positive growth from a                    ‘‘high.’’ When evaluating the overall
                                                    stochastic and catastrophic events (such                population level similar to the most                  threat, individual team members
                                                    as oil spills) than those that occur in                 recent stock assessment. This suggests                considered all threats taken together and
                                                    concentrated areas across life history                  potential for recovery at low population              performed a mental calculation,
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                                                    stages. Pacific bluefin tuna are likely to              levels. However, the conditions needed                weighting the threats according to their
                                                    be resilient to catastrophic and                        to allow positive growth remain                       expertise using the definitions below.
                                                    stochastic events for the following                     uncertain.                                               Each team member was asked to
                                                    reasons: (1) They are highly migratory,                                                                       record his or her confidence in their
                                                    (2) there is a large degree of spatial                  Small Populations Conclusion                          overall scoring for that category. If, for
                                                    separation between life history stages,                   We find that small population                       example, the scoring for the overall
                                                    (3) there are two separated spawning                    concerns pose low risk of contributing                threat confidence was primarily a
                                                    areas, and (4) adults reproduce over                    to population decline or degradation in               function of a single threat and that
                                                    many years such that poor recruitment                   Pacific bluefin tuna over both the 25-                threat had a high level of certainty, then


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                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                            37077

                                                    they would likely have a high level of                  this risk assessment was moderate for                    The SRT defined the extinction risk
                                                    confidence in the overall confidence                    the 25-year time frame, it was low for                categories as low, moderate, and high.
                                                    score. Alternatively, the overall                       the 100-year time frame. This largely                 The species is deemed to be at low risk
                                                    confidence score could be reduced due                   reflects the inability to accurately                  of extinction if at least one of the
                                                    to a combination of threats, some of                    predict trends in both population size                following conditions is met: (1) The
                                                    which the team members had a low                        and catch over the longer time frame. In              species has high abundance or
                                                    level of certainty about and                            addition, management regimes may shift                productivity; (2) There are stable or
                                                    consequently communicated this lower                    in either direction in response to the                increasing trends in abundance; and (3)
                                                    overall level of confidence with a                      population trends at the time.                        The distributional characteristics of the
                                                    corresponding score (using the                             Over the short and long time frames,               species are such that they allow
                                                    definitions below). Generally, the level                we find that habitat destruction, disease,            resiliency to catastrophes or
                                                    of confidence will be most influenced                   and predation are not likely to pose a                environmental changes. The species is
                                                    by the level of certainty in the threats of             risk to the extinction of the Pacific                 deemed to be at moderate risk of
                                                    highest severity. The level of confidence               bluefin tuna. Among the specific threats              extinction if it is not at high risk and at
                                                    for threats with no to low severity                     in the Habitat Destruction category,                  least one of the following conditions is
                                                    within a category that contains                         water pollution was ranked the highest                met: (1) There are unstable or decreasing
                                                    moderate to high severity threats will                  (mean severity score 1.5). This was                   trends in abundance or productivity
                                                    not be important to the overall level of                largely due to the fact that any                      which are substantial relative to overall
                                                    confidence.                                             degradation to Pacific bluefin tuna by                population size; (2) There have been
                                                       The level of severity is defined as the              water pollution is a passive event. That              reductions in genetic diversity; or (3)
                                                    level of risk of this threat category                   is, behavioral avoidance might not be                 The distributional characteristics of the
                                                    contributing to the decline or                          possible, whereas other specific threats              species are such that they make the
                                                    degradation of the species over each                    involved factors where active avoidance               species vulnerable to catastrophes or
                                                    time frame (over the next 25 years or                   would be possible.                                    environmental changes. Finally, the
                                                    over the next 100 years). Specific                         We also find that based on the best                species is deemed to be at high risk of
                                                    rankings for severity are: (1) High: The                available information and the SRT’s                   extinction if at least one of the following
                                                    threat category is likely to eliminate or               SEDM analysis, the inadequacy of                      conditions is met: (1) The abundance of
                                                    seriously degrade the species; (2)                      existing regulatory mechanisms poses a                the species is such that depensatory
                                                    moderate: The threat category is likely                 low risk of decline or degradation to the             effects are plausible; (2) There are
                                                    to moderately degrade the species; (3)                  species over both the 25- and 100-year                declining trends in abundance that are
                                                    low: The threat category is likely to only              time scales, given the stable or upward               substantial relative to overall population
                                                    slightly impair the species; and (4)                    trends of future projected SSB over the               size; (3) There is low and decreasing
                                                    none: The threat category is not likely                 short time scale from various harvest                 genetic diversity; (4) There are current
                                                    to impact the species.                                  scenarios in the 2016 ISC stock                       or predicted environmental changes that
                                                       The level of confidence is defined as                assessment. The confidence levels were                may strongly and negatively affect a life
                                                    the level of confidence that the threat                 moderate for the 25-year time frame and               history stage for a significant period of
                                                    category is affecting, or is likely to                  low for the 100-year time frame.                      time; or (5) The species has
                                                    affect, the species over the time frame                    Lastly, we find that other natural or              distributional characteristics that result
                                                    considered. Specific rankings for                       manmade factors, which included                       in vulnerability to catastrophes or
                                                    confidence are: (1) High: There is a high               climate change and small population                   environmental changes.
                                                    degree of confidence to support the                     concerns, pose a low risk of decline or                  The SRT members distributed their
                                                    conclusion that this threat category is                 degradation to the species over the 25-               plausibility points across all three risk
                                                    affecting, or is likely to affect, the                  year time frame and moderate risk over                categories, with most members placing
                                                    species with the severity ascribed over                 the 100-year time frame.                              their points in the low and moderate
                                                    the time frame considered; (2) moderate:                                                                      risk categories. Over the 25-year time
                                                                                                            Extinction Risk Analysis
                                                    There is a moderate degree of                                                                                 frame, a large proportion of plausibility
                                                    confidence to support the conclusion                       As described previously, following                 points were assigned to the low and
                                                    that this threat category is affecting, or              the evaluation of the risk of 25 specific             moderate risk by some team members.
                                                    is likely to affect, the species with the               threats contributing to the decline or                Over the 100-year time frame, more
                                                    severity ascribed over the time frame                   degradation of Pacific bluefin tuna, the              points were assigned to the moderate
                                                    considered; (3) low: There is a low                     SRT then conducted step 2 and step 3                  risk category by all members and a few
                                                    degree of confidence to support the                     to perform an extinction risk analysis. In            members assigned points to the high
                                                    conclusion that this threat category is                 step two the SRT used SEDM to                         risk category. After the scores were
                                                    affecting, or is likely to affect, the                  evaluate the contribution of each section             recorded, the SRT calculated the
                                                    species with the severity ascribed over                 4(a)(1) factor to extinction risk. Finally,           average number of points for each risk
                                                    the time frame considered; and (4) none:                in step 3 the SRT performed an overall                category under both the 25 and 100-year
                                                    There is no confidence to support the                   extinction risk analysis over two                     timeframes. For both timeframes, the
                                                    conclusion that this threat category is                 timeframes—25 years and 100 years.                    greatest number of points were in the
                                                    affecting, or is likely to affect, the                     This final risk assessment considered              low risk category. The average number
                                                    species with the severity ascribed over                 the threats, the results from the recent              of points for the low risk category was
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                                                    the time frame considered.                              stock assessment, the species life                    68 for the 25-year timeframe and 51 for
                                                       Based on the best available                          history, and historical trends. After                 the 100-year timeframe.
                                                    information and the SRT’s SEDM                          considering all factors, team members                    There are a number of factors that
                                                    analysis, we find that overutilization,                 were asked to distribute 100 plausibility             contributed to the low ranking of the
                                                    particularly by commercial fishing                      points into one of three risk categories              overall extinction risk over both the 25
                                                    activities, poses a moderate risk of                    for the short term and long term time                 and 100-year time frames. The large
                                                    decline or degradation of the species                   frames. The short-term time frame was                 number of mature individuals, while
                                                    over both the 25 and 100-year time                      25 years and the long-term time frame                 small relative to the theoretical, model-
                                                    scales. While the degree of certainty for               was 100 years.                                        derived unfished population, coupled


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                                                    37078                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    with the total estimated population size,               horizon is not limited to the period that             species and taking into account those
                                                    was deemed sufficiently large for Pacific               status can be quantitatively modeled or               efforts, if any, being made by any state
                                                    bluefin tuna to avoid small population                  predicted within predetermined limits                 or foreign nation, or political
                                                    effects. Harvest regulations have been                  of statistical confidence. The biologist              subdivisions thereof, to protect and
                                                    adopted by member nations to reduce                     (or Team) should, to the extent possible,             conserve the species. We are not aware
                                                    landings and rebuild the population,                    clearly specify the time horizon over                 of additional conservation efforts being
                                                    with all model results from the ISC                     which it has confidence in evaluating                 made by any state or foreign nation to
                                                    analysis showing stable or increasing                   moderate risk.)                                       protect and conserve the species other
                                                    trends under current management                            Low risk: A species or DPS is at low               than the fishery management
                                                    measures. Also, the SRT noted that over                 risk of extinction if it is not at moderate           agreements already considered, thus no
                                                    the past 40 years the SSB has been low                  or high level of extinction risk (see                 additional measures were evaluated in
                                                    relative to the theoretical, model-                     ‘‘Moderate risk’’ and ‘‘High risk’’ above).           this finding.
                                                    derived unfished population (less than                  A species or DPS may be at low risk of
                                                                                                            extinction if it is not facing threats that           Significant Portion of Its Range
                                                    10 percent of unfished), and it has
                                                                                                            result in declining trends in abundance,              Analysis
                                                    increased before. While the SRT agreed
                                                    that climate change has the potential to                productivity, spatial structure, or                      As the definitions of ‘‘endangered
                                                    negatively impact the population, many                  diversity. A species or DPS at low risk               species’’ and ‘‘threatened species’’ make
                                                    members of the team felt that the Pacific               of extinction is likely to show stable or             clear, the determination of extinction
                                                    bluefin tuna’s broad distribution across                increasing trends in abundance and                    risk can be based on either assessment
                                                    habitat, vagile nature, and generalist                  productivity with connected, diverse                  of the rangewide status of the species,
                                                    foraging strategy were mitigating factors               populations.                                          or the status of the species in a
                                                    in terms of extinction risk.                               The SRT evaluation of extinction risk              ‘‘significant portion of its range’’ (SPR).
                                                       After evaluating the extinction risk                 placed the majority of distributed points             Because we determined that the Pacific
                                                    SEDM analysis conducted by the SRT                      in the low risk category for both the 25-             bluefin tuna is at low risk of extinction
                                                    over the 25-year and 100-year                           year and 100-year timeframes. The SRT                 throughout its range, the species does
                                                    timeframes, we considered the overall                   members explained their assessment of                 not warrant listing based on its
                                                    extinction risk categories described                    low risk over those timeframes                        rangewide status. Next, we needed to
                                                    below:                                                  recognizing that the large number of                  determine whether the species is
                                                       High risk: A species or DPS with a                   mature individuals, while small relative              threatened or endangered in a
                                                    high risk of extinction is at or near a                 to the theoretical, model-derived                     significant portion of its range.
                                                    level of abundance, productivity, spatial               unfished population, coupled with the                 According to the SPR Policy (79 FR
                                                    structure, and/or diversity that places its             total estimated population size, was                  37577; July 1, 2014), if a species is
                                                    continued persistence in question. The                  deemed sufficiently large for Pacific                 found to be endangered or threatened in
                                                    demographics of a species or DPS at                     bluefin tuna to avoid small population                a significant portion of its range, the
                                                    such a high level of risk may be highly                 effects. Harvest regulations have been                entire species is listed as endangered or
                                                    uncertain and strongly influenced by                    adopted by member nations to reduce                   threatened, respectively, and the ESA’s
                                                    stochastic or depensatory processes.                    landings and rebuild the population,                  protections apply to all individuals of
                                                    Similarly, a species or DPS may be at                   with all model results from the ISC                   the species wherever found.
                                                    high risk of extinction if it faces clear               stock assessment analysis (ISC 2016)                     On March 29, 2017, the Arizona
                                                    and present threats (e.g., confinement to               showing stable or increasing trends                   District Court in Center for Biological
                                                    a small geographic area; imminent                       under current management measures.                    Diversity, et al., v. Zinke, et al., 4:14–cv–
                                                    destruction, modification, or                           Also, the SRT noted that over the past                02506–RM (D. Ariz.), a case brought
                                                    curtailment of its habitat; or disease                  40 years the SSB has been low relative                against the U.S. Fish and Wildlife
                                                    epidemic) that are likely to create                     to the theoretical, model-derived                     Service (FWS), remanded and vacated
                                                    present and substantial demographic                     unfished population (less than 10                     the joint FWS/NMFS SPR Policy after
                                                    risks.                                                  percent of unfished), and it has                      concluding that the policy’s definition
                                                       Moderate risk: A species or DPS is at                increased before. While the SRT agreed                of ‘‘significant’’ was invalid. NMFS is
                                                    moderate risk of extinction if it is on a               that climate change has the potential to              not a party to the litigation. On April 26,
                                                    trajectory that puts it at a high level of              negatively impact the population, many                2017, the FWS filed a Motion to Alter
                                                    extinction risk in the foreseeable future               members of the team felt that the Pacific             or Amend the Court’s Judgment, which
                                                    (see description of ‘‘High risk’’ above).               bluefin tuna’s broad distribution across              is pending. In the meantime, we based
                                                    A species or DPS may be at moderate                     habitat, its vagile nature, and its                   our SPR analysis on our joint SPR
                                                    risk of extinction due to projected                     generalist foraging strategy were                     Policy, as discussed below.
                                                    threats or declining trends in                          mitigating factors in terms of extinction                The SPR Policy sets out the following
                                                    abundance, productivity, spatial                        risk.                                                 three components:
                                                    structure, or diversity. The appropriate                   Based upon the expert opinion of the                  (1) Significant: A portion of the range
                                                    time horizon for evaluating whether a                   SRT and for the reasons described                     of a species is ‘‘significant’’ if the
                                                    species or DPS is more likely than not                  above, we determine that the overall                  species is not currently endangered or
                                                    to be at high risk in the foreseeable                   extinction risk to Pacific bluefin tuna is            threatened throughout its range, but the
                                                    future depends on various case- and                     most accurately characterized by the                  portion’s contribution to the viability of
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                                                    species-specific factors. For example,                  description of the low risk category as               the species is so important that, without
                                                    the time horizon may reflect certain life               noted above.                                          the members in that portion, the species
                                                    history characteristics (e.g., long                                                                           would be in danger of extinction, or
                                                    generation time or late age-at-maturity)                Review of Conservation Efforts                        likely to become so in the foreseeable
                                                    and may also reflect the time frame or                    Section 4(b)(1) of the ESA requires                 future, throughout all of its range.
                                                    rate over which identified threats are                  that NMFS make listing determinations                    (2) The range of a species is
                                                    likely to impact the biological status of               based solely on the best scientific and               considered to be the general
                                                    the species or DPS (e.g., the rate of                   commercial data available after                       geographical area within which that
                                                    disease spread). (The appropriate time                  conducting a review of the status of the              species can be found at the time NMFS


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                                                                                  Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices                                            37079

                                                    makes any particular status                             are examining is not significant, we                  Significant Portion of Its Range
                                                    determination. This range includes                      would not need to determine whether                   Determination
                                                    those areas used throughout all or part                 the species is endangered or threatened                  Pacific bluefin tuna range broadly
                                                    of the species’ life cycle, even if they are            there; if we determine that the species               throughout their life cycle around the
                                                    not used regularly (e.g., seasonal                      is not endangered or threatened in the                Pacific basin, and there is no portion of
                                                    habitats). Lost historical range is                     portion of the range we are examining,                the range that merits evaluation as a
                                                    relevant to the analysis of the status of               then we would not need to determine if                potential SPR. If a threat was
                                                    the species, but it cannot constitute a                 that portion is significant.                          determined to impact the fish in the
                                                    SPR.
                                                                                                               Because Pacific bluefin tuna range                 spawning area, it would impact the fish
                                                       (3) If the species is endangered or
                                                    threatened throughout a significant                     broadly throughout their lifecycle                    throughout its range and, therefore, the
                                                    portion of its range, and the population                around the Pacific basin, there was no                species would warrant listing as
                                                    in that significant portion is a valid                  portion of the range that, if lost, would             threatened or endangered based on its
                                                    DPS, we will list the DPS rather than the               increase the population’s extinction                  status throughout its entire range. Based
                                                    entire taxonomic species or subspecies.                 risk. In other words, risk of specific                on our review of the best available
                                                       When we conduct a SPR analysis, we                                                                         information, we find that there are no
                                                                                                            threats to Pacific bluefin tuna are
                                                    first identify any portions of the range                                                                      portions of the range of the Pacific
                                                                                                            buffered both in space and time. To be
                                                    that warrant further consideration. The                                                                       bluefin tuna that were likely to be of
                                                                                                            thorough, the SRT examined the
                                                    range of a species can theoretically be                                                                       heightened biological significance
                                                                                                            potential for a SPR by considering the                (relative to other areas) or likely to be
                                                    divided into portions in an infinite                    greatest known threats to the species
                                                    number of ways. However, there is no                                                                          either endangered or threatened
                                                                                                            and whether these were localized to a                 themselves.
                                                    purpose to analyzing portions of the                    significant portion of the range of the
                                                    range that are not reasonably likely to be                                                                    Final Determination
                                                                                                            species. The main threats to Pacific
                                                    of relatively greater biological
                                                                                                            bluefin tuna identified by the SRT were                  Section 4(b)(1) of the ESA requires
                                                    significance, or in which a species may
                                                    not be endangered or threatened. To                     overutilization, inadequacy of                        that NMFS make listing determinations
                                                    identify only those portions that warrant               management, and climate change.                       based solely on the best scientific and
                                                    further consideration, we determine                     Generally, these threats are spread                   commercial data available after
                                                    whether there is substantial information                throughout the range of Pacific bluefin               conducting a review of the status of the
                                                    indicating that (1) the portions may be                 tuna and not localized to a specific                  species and taking into account those
                                                    significant and (2) the species may be in               region.                                               efforts, if any, being made by any state
                                                    danger of extinction in those portions or                                                                     or foreign nation, or political
                                                                                                               We also considered whether any
                                                    likely to become so within the                                                                                subdivisions thereof, to protect and
                                                                                                            potential SPRs might be identified on
                                                    foreseeable future. We emphasize that                                                                         conserve the species. We have
                                                                                                            the basis of threats faced by the species             independently reviewed the best
                                                    answering these questions in the                        in a portion of its range during one part
                                                    affirmative is not a determination that                                                                       available scientific and commercial
                                                                                                            of its life cycle. We further evaluated the           information including the petition,
                                                    the species is endangered or threatened                 potential for the two known spawning
                                                    throughout a SPR, rather, it is a step in                                                                     public comments submitted on the 90-
                                                                                                            areas to meet the two criteria for a SPR.             day finding (81 FR 70074; October 11,
                                                    determining whether a more detailed
                                                                                                            The spawning areas for Pacific bluefin                2016), the status review report, and
                                                    analysis of the issue is required. Making
                                                    this preliminary determination triggers a               tuna are likely to be somewhat                        other published and unpublished
                                                    need for further review, but does not                   temporally and spatially fluid in that                information, and have consulted with
                                                    prejudge whether the portion actually                   they are characterized by physical                    species experts and individuals familiar
                                                    meets these standards such that the                     oceanographic conditions (e.g.,                       with Pacific bluefin tuna. We
                                                    species should be listed.                               temperature) rather than a spatially                  considered each of the statutory factors
                                                       If this preliminary determination                    explicit area. While commercial                       to determine whether it presented an
                                                    identifies a particular portion or                      fisheries target Pacific bluefin tuna on              extinction risk to the species on its own,
                                                    portions that may be significant and that               the spawning grounds, spatial patterns                now or in the foreseeable future, and
                                                    may be threatened or endangered, those                  of commercial fishing have not changed                also considered the combination of
                                                    portions must then be evaluated under                   significantly over many decades. The                  those factors to determine whether they
                                                    the SPR Policy as to whether the portion                historical pattern of exploitation on the             collectively contributed to the
                                                    is in fact both significant and                         spawning areas was part of the                        extinction risk of the species, now or in
                                                    endangered or threatened. In making a                   consideration in evaluating the threat of             the foreseeable future.
                                                    determination of significance under the                 overexploitation to the species as a                     Our determination set forth here is
                                                    SPR Policy we would consider the                        whole, and was determined to not                      based on a synthesis and integration of
                                                    contribution of the individuals in that                 significantly increase the species’ risk of           the foregoing information, factors and
                                                    portion to the viability of the species.                                                                      considerations, and their effects on the
                                                                                                            extinction for the members utilizing that
                                                    That is, we would determine whether                                                                           status of the species throughout its
                                                                                                            portion of the range for the spawning
                                                    the portion’s contribution to the                                                                             entire range. Based on our consideration
                                                    viability of the species is so important                stage of their life cycle. Given that the             of the best available scientific and
                                                                                                            species has persisted throughout this
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                                                    that, without the members in that                                                                             commercial information, as summarized
                                                    portion, the species would be in danger                 time frame and has experienced                        here and in the status review report, we
                                                    of extinction or likely to become so in                 similarly low levels of standing stock                conclude that no population segments
                                                    the foreseeable future. Depending on the                biomass, it has shown the ability to                  of the Pacific bluefin tuna meet the DPS
                                                    biology of the species, its range, and the              rebound and has yet to reach critically               policy criteria and that the Pacific
                                                    threats it faces, it may be more efficient              low levels. Therefore, it was determined              bluefin tuna faces an overall low risk of
                                                    to address the ‘‘significant’’ question                 that this fishery behavior has not                    extinction. Therefore, we conclude that
                                                    first, or the status question first. If we              significantly increased the species’ risk             the species is not currently in danger of
                                                    determine that a portion of the range we                of extinction for this life cycle phase.              extinction throughout its range nor is it


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                                                    37080                         Federal Register / Vol. 82, No. 151 / Tuesday, August 8, 2017 / Notices

                                                    likely to become so within the                          Authority                                             SUMMARY:   The Department of Defense is
                                                    foreseeable future. Additionally, we did                  The authority for this action is the                publishing the unclassified text of an
                                                    not identify any portions of the species’               Endangered Species Act of 1973, as                    arms sales notification.
                                                    range that were likely to be of                         amended (16 U.S.C. 1531 et seq.).                     FOR FURTHER INFORMATION CONTACT:
                                                    heightened biological significance                        Dated: August 3, 2017.                              Pamela Young, (703) 697–9107,
                                                    (relative to other areas) or likely to be                                                                     pamela.a.young14.civ@mail.mil or
                                                                                                            Samuel D. Rauch III,
                                                    either endangered or threatened                                                                               Kathy Valadez, (703) 697–9217,
                                                                                                            Deputy Assistant Administrator for
                                                    themselves. Accordingly, the Pacific                    Regulatory Programs, National Marine
                                                                                                                                                                  kathy.a.valadez.civ@mail.mil; DSCA/
                                                    bluefin tuna does not meet the                          Fisheries Service.                                    DSA–RAN.
                                                    definition of a threatened or endangered                [FR Doc. 2017–16668 Filed 8–7–17; 8:45 am]            SUPPLEMENTARY INFORMATION: This
                                                    species, and thus, the Pacific bluefin                  BILLING CODE 3510–22–P                                36(b)(1) arms sales notification is
                                                    tuna does not warrant listing as                                                                              published to fulfill the requirements of
                                                    threatened or endangered at this time.                                                                        section 155 of Public Law 104–164
                                                       This is a final action, and, therefore,              DEPARTMENT OF DEFENSE                                 dated July 21, 1996. The following is a
                                                    we are not soliciting public comments.                                                                        copy of a letter to the Speaker of the
                                                                                                            Office of the Secretary                               House of Representatives, Transmittal
                                                    References                                                                                                    17–34 with attached Policy Justification
                                                                                                            [Transmittal No. 17–34]
                                                                                                                                                                  and Sensitivity of Technology.
                                                      A complete list of all references cited
                                                    herein is available upon request (see FOR               Arms Sales Notification                                 Dated: August 2, 2017.
                                                                                                                                                                  Aaron Siegel,
                                                    FURTHER INFORMATION CONTACT).                           AGENCY: Defense Security Cooperation
                                                                                                            Agency, Department of Defense.                        Alternate OSD Federal Register Liaison
                                                                                                                                                                  Officer, Department of Defense.
                                                                                                            ACTION: Arms sales notice.
                                                                                                                                                                  BILLING CODE 5001–06–P
asabaliauskas on DSKBBXCHB2PROD with NOTICES




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Document Created: 2017-08-08 00:18:09
Document Modified: 2017-08-08 00:18:09
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice of 12-month petition finding.
DatesThis finding was made on August 8, 2017.
ContactGary Rule, NMFS West Coast Region at [email protected], (503) 230-5424; or Marta Nammack, NMFS Office of Protected Resources at [email protected], (301) 427-8469.
FR Citation82 FR 37060 
RIN Number0648-XE75

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