82 FR 37472 - Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc.'s Options Platform
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 153 (August 10, 2017)
Federal Register Volume 82, Issue 153 (August 10, 2017)
| Page Range | 37472-37474 | |
| FR Document | 2017-16931 |
[Federal Register Volume 82, Number 153 (Thursday, August 10, 2017)] [Notices] [Pages 37472-37474] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-16931] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Release No. 34-81328; File No. SR-BatsBZX-2017-51] Self-Regulatory Organizations; Bats BZX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use on Bats BZX Exchange, Inc.'s Options Platform August 7, 2017. Pursuant to Section 19(b)(1) of the Securities Exchange Act of 1934 (the ``Act''),\1\ and Rule 19b-4 thereunder,\2\ notice is hereby given that on July 31, 2017, Bats BZX Exchange, Inc. (the ``Exchange'' or ``BZX'') filed with the Securities and Exchange Commission (``Commission'') the proposed rule change as described in Items I, II and III below, which Items have been prepared by the Exchange. The Exchange has designated the proposed rule change as one establishing or changing a member due, fee, or other charge imposed by the Exchange under Section 19(b)(3)(A)(ii) of the Act \3\ and Rule 19b-4(f)(2) thereunder,\4\ which renders the proposed rule change effective upon filing with the Commission. The Commission is publishing this notice to solicit comments on the proposed rule change from interested persons. --------------------------------------------------------------------------- \1\ 15 U.S.C. 78s(b)(1). \2\ 17 CFR 240.19b-4. \3\ 15 U.S.C. 78s(b)(3)(A)(ii). \4\ 17 CFR 240.19b-4(f)(2). --------------------------------------------------------------------------- I. Self-Regulatory Organization's Statement of the Terms of Substance of the Proposed Rule Change The Exchange filed a proposal to amend the fee schedule applicable to Members \5\ and non-Members of the Exchange pursuant to BZX Rules 15.1(a) and (c). --------------------------------------------------------------------------- \5\ The term ``Member'' is defined as ``any registered broker or dealer that has been admitted to membership in the Exchange.'' See Exchange Rule 1.5(n). --------------------------------------------------------------------------- The text of the proposed rule change is available at the Exchange's Web site at www.bats.com, at the principal office of the Exchange, and at the Commission's Public Reference Room. [[Page 37473]] II. Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change In its filing with the Commission, the Exchange included statements concerning the purpose of and basis for the proposed rule change and discussed any comments it received on the proposed rule change. The text of these statements may be examined at the places specified in Item IV below. The Exchange has prepared summaries, set forth in Sections A, B, and C below, of the most significant parts of such statements. (A) Self-Regulatory Organization's Statement of the Purpose of, and Statutory Basis for, the Proposed Rule Change 1. Purpose The Exchange proposes to amend its fee schedule for its equity options platform (``BZX Options'') to modify the qualification criteria of Tier 2 of the Firm,\6\ Broker Dealer \7\ and Joint Back Office \8\ Non-Penny Pilot \9\ Add Volume Tiers under footnote 8. --------------------------------------------------------------------------- \6\ ``Firm'' applies to any transaction identified by a Member for clearing in the Firm range at the OCC, excluding any Joint Back Office transaction. See the Exchange's fee schedule available at http://www.bats.com/us/options/membership/fee_schedule/bzx/. \7\ ``Broker Dealer'' applies to any order for the account of a broker dealer, including a foreign broker dealer, that clears in the Customer range at the Options Clearing Corporation (``OCC''). Id. \8\ ``Joint Back Office'' applies to any transaction identified by a Member for clearing in the Firm range at the OCC that is identified with an origin code as Joint Back Office. A Joint Back Office participant is a Member that maintains a Joint Back Office arrangement with a clearing broker-dealer. Id. \9\ ``Penny Pilot Securities'' are those issues quoted pursuant to Exchange Rule 21.5, Interpretation and Policy .01. Id. ``Non- Penny Pilot'' refers to all other issues. --------------------------------------------------------------------------- The Exchange currently offers three Firm, Broker Dealer and Joint Back Office Non-Penny Add Volume Tiers under footnote 8, which provide an enhanced rebate ranging from $0.33 to $0.82 per contract for qualifying orders that add liquidity in Non Penny Pilot Securities and yield fee code NF.\10\ The Exchange now proposes to modify Tier 2's required criteria. --------------------------------------------------------------------------- \10\ Fee code NF is appended to Firm, Broker Dealer and Joint Back Office orders in Non-Penny Pilot Securities that add liquidity. Orders that yield fee code NF are provided a standard rebate of $0.30 per contract. Id. --------------------------------------------------------------------------- Currently under Tier 2, a Member's orders that yield fee code NF receive an enhanced rebate of $0.53 per contract where the Member has an: (i) ADV \11\ greater than or equal to 3.00% of average OCV \12\; and (ii) ADAV \13\ in Market Maker \14\ orders greater than or equal to 2.75% of average OCV. The Exchange proposes to modify the second prong of the qualification criteria to instead require an ADAV in Market Maker orders greater than or equal to 2.50% of average OCV. The Exchange does not propose any other changes to Tier 2. Accordingly, as amended, the Exchange proposes to provide an enhanced rebate of $0.53 per contract for orders that yield fee code NF where the Member has an: (i) ADV greater than or equal to 3.00% of average OCV; and (ii) ADAV in Market Maker orders greater than or equal to 2.50% of average OCV. --------------------------------------------------------------------------- \11\ ``ADV'' means average daily volume calculated as the number of contracts added or removed, combined, per day. Id. \12\ ``OCV'' means the total equity and ETF options volume that clears in the Customer range at the Options Clearing Corporation (``OCC'') for the month for which the fees apply, excluding volume on any day that the Exchange experiences an Exchange System Disruption and on any day with a scheduled early market close. Id. \13\ ``ADAV'' means average daily added volume calculated as the number of contracts added per day. See the Exchange's fee schedule available at http://www.bats.com/us/options/membership/fee_schedule/bzx/. \14\ ``Market Maker'' applies to any transaction identified by a Member for clearing in the Market Maker range at the OCC, where such Member is registered with the Exchange as a Market Maker as defined in Rule 16.1(a)(37). Id. --------------------------------------------------------------------------- Implementation Date The Exchange proposes to implement the above changes to its fee schedule on August 1, 2017.\15\ --------------------------------------------------------------------------- \15\ The Exchange notes that is has already amended the Fee Schedule applicable to BZX Options for August 1, 2017, and thus, has not proposed to amend the date of the Fee Schedule. See SR-BatsBZX- 2017-48, available at http://www.bats.com/us/equities/regulation/rule_filings/bzx/. --------------------------------------------------------------------------- 2. Statutory Basis The Exchange believes that the proposed rule changes are consistent with the objectives of Section 6 of the Act,\16\ in general, and furthers the objectives of Section 6(b)(4),\17\ in particular, as it is designed to provide for the equitable allocation of reasonable dues, fees and other charges among its Members and other persons using its facilities. The Exchange believes that the proposed modification to the Exchange's tiered pricing structure is reasonable, fair and equitable, and non-discriminatory. The Exchange operates in a highly competitive market in which market participants may readily send order flow to many competing venues if they deem fees at the Exchange to be excessive or incentives provided to be insufficient. The proposed structure remains intended to attract order flow to the Exchange by offering market participants a competitive pricing structure. The Exchange believes it is reasonable to offer and incrementally modify incentives intended to help to contribute to the growth of the Exchange. --------------------------------------------------------------------------- \16\ 15 U.S.C. 78f. \17\ 15 U.S.C. 78f(b)(4). --------------------------------------------------------------------------- Volume-based pricing structures such as that maintained by the Exchange have been widely adopted by exchanges, including the Exchange, and are equitable because they are open to all Members on an equal basis and provide additional benefits or discounts that are reasonably related to: (i) The value to an exchange's market quality; (ii) associated higher levels of market activity, such as higher levels of liquidity provisions and/or growth patterns; and (iii) introduction of higher volumes of orders into the price and volume discovery processes. In particular, the proposed change to footnote 8 is a minor change intended to make meeting Tier 2 more attainable, which, in turn, is intended to continue to incentivize Members to send increased order flow to the Exchange in an effort to qualify for the enhanced rebates made available by the tier. This increased order flow, in turn, contributes to the growth of the Exchange. The Exchange also believes the rebate associated with the tier is reasonable as it continues to reflect the difficulty in achieving the tier. These incentives remain reasonably related to the value to the Exchange's market quality associated with higher levels of market activity, including liquidity provision and the introduction of higher volumes of orders into the price and volume discovery processes. The proposed change to the tiered pricing structure is not unfairly discriminatory because it will apply equally to all Members. (B) Self-Regulatory Organization's Statement on Burden on Competition The Exchange believes the proposed amendment to its fee schedule would not impose any burden on competition that is not necessary or appropriate in furtherance of the purposes of the Act. The Exchange does not believe that the proposed change represents a significant departure from previous pricing offered by the Exchange or pricing offered by the Exchange's competitors. Additionally, Members may opt to disfavor the Exchange's pricing if they believe that alternatives offer them better value. Accordingly, the Exchange does not believe that the proposed change will impair the ability of Members or competing venues to maintain their competitive standing in [[Page 37474]] the financial markets. The Exchange does not believe that the proposed change to the Exchange's tiered pricing structure burdens competition, but instead, enhances competition, as it is intended to increase the competitiveness of the Exchange. (C) Self-Regulatory Organization's Statement on Comments on the Proposed Rule Change Received From Members, Participants or Others The Exchange has not solicited, and does not intend to solicit, comments on this proposed rule change. The Exchange has not received any written comments from members or other interested parties. III. Date of Effectiveness of the Proposed Rule Change and Timing for Commission Action The foregoing rule change has become effective pursuant to Section 19(b)(3)(A) of the Act \18\ and paragraph (f) of Rule 19b-4 thereunder.\19\ At any time within 60 days of the filing of the proposed rule change, the Commission summarily may temporarily suspend such rule change if it appears to the Commission that such action is necessary or appropriate in the public interest, for the protection of investors, or otherwise in furtherance of the purposes of the Act. --------------------------------------------------------------------------- \18\ 15 U.S.C. 78s(b)(3)(A). \19\ 17 CFR 240.19b-4(f). --------------------------------------------------------------------------- IV. Solicitation of Comments Interested persons are invited to submit written data, views, and arguments concerning the foregoing, including whether the proposed rule change is consistent with the Act. Comments may be submitted by any of the following methods: Electronic CommentsUse the Commission's Internet comment form (http://www.sec.gov/rules/sro.shtml); or Send an email to [email protected]. Please include File Number SR-BatsBZX-2017-51 on the subject line. Paper Comments Send paper comments in triplicate to Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090. All submissions should refer to File Number SR-BatsBZX-2017-51. This file number should be included on the subject line if email is used. To help the Commission process and review your comments more efficiently, please use only one method. The Commission will post all comments on the Commission's Internet Web site (http://www.sec.gov/rules/sro.shtml). Copies of the submission, all subsequent amendments, all written statements with respect to the proposed rule change that are filed with the Commission, and all written communications relating to the proposed rule change between the Commission and any person, other than those that may be withheld from the public in accordance with the provisions of 5 U.S.C. 552, will be available for Web site viewing and printing in the Commission's Public Reference Room, 100 F Street NE., Washington, DC 20549, on official business days between the hours of 10:00 a.m. and 3:00 p.m. Copies of such filing will also be available for inspection and copying at the principal office of the Exchange. All comments received will be posted without change; the Commission does not edit personal identifying information from submissions. You should submit only information that you wish to make available publicly. All submissions should refer to File Number SR-BatsBZX-2017-51 and should be submitted on or before August 31, 2017. For the Commission, by the Division of Trading and Markets, pursuant to delegated authority.\20\ --------------------------------------------------------------------------- \20\ 17 CFR 200.30-3(a)(12). --------------------------------------------------------------------------- Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-16931 Filed 8-9-17; 8:45 am] BILLING CODE 8011-01-P
![37472 Federal Register / Vol. 82, No. 153 / Thursday, August 10, 2017 / Notices
• No Cost Overrun Policy Brief POSTAL SERVICE are available at www.prc.gov, Docket
Report Nos. MC2017–168, CP2017–261.
• Oversight for Major Research Product Change—Priority Mail
Stanley F. Mires,
Facilities Negotiated Service Agreement
Attorney, Federal Compliance.
Committee on National Science and AGENCY: Postal ServiceTM. [FR Doc. 2017–16833 Filed 8–9–17; 8:45 am]
Engineering Policy (SEP) ACTION: Notice. BILLING CODE 7710–12–P
Open session: 9:15–10:15 a.m.
SUMMARY: The Postal Service gives
• Committee Chair’s Opening
notice of filing a request with the Postal
Remarks
Regulatory Commission to add a SECURITIES AND EXCHANGE
• Approval of Prior Minutes
domestic shipping services contract to COMMISSION
• Discussion of S&E Indicators 2018 the list of Negotiated Service
Draft ‘‘Orange Book’’ Feedback Agreements in the Mail Classification
• Update on Indicators 2018 Draft Schedule’s Competitive Products List.
[Release No. 34–81328; File No. SR–
‘‘Digest’’ and ‘‘Overview of the State BatsBZX–2017–51]
of the U.S. S&E Enterprise in a DATES: Date of notice required under 39
U.S.C. 3642(d)(1): August 10, 2017. Self-Regulatory Organizations; Bats
Global Context’’ BZX Exchange, Inc.; Notice of Filing
• Discussion on Policy Companion FOR FURTHER INFORMATION CONTACT:
and Immediate Effectiveness of a
Statements/Briefs to Indicators 2018 Elizabeth A. Reed, 202–268–3179.
Proposed Rule Change Related to Fees
SUPPLEMENTARY INFORMATION: The for Use on Bats BZX Exchange, Inc.’s
Plenary Board
United States Postal Service® hereby Options Platform
Closed session: 10:30–11:00 a.m. gives notice that, pursuant to 39 U.S.C.
• Board Chair’s Opening Remarks 3642 and 3632(b)(3), on August 4, 2017, August 7, 2017.
• Director’s Remarks it filed with the Postal Regulatory Pursuant to Section 19(b)(1) of the
• Approval of Prior Minutes Commission a Request of the United Securities Exchange Act of 1934 (the
• Closed Committee Reports States Postal Service to Add Priority ‘‘Act’’),1 and Rule 19b–4 thereunder,2
• Vote: National High Magnetic Field Mail Contract 339 to Competitive notice is hereby given that on July 31,
Laboratory (NHMFL) Operations Product List. Documents are available at 2017, Bats BZX Exchange, Inc. (the
• Vote: National Ecological www.prc.gov, Docket Nos. MC2017–167, ‘‘Exchange’’ or ‘‘BZX’’) filed with the
Observatory Network (NEON) CP2017–260. Securities and Exchange Commission
Proposal for Initial Operations and Stanley F. Mires, (‘‘Commission’’) the proposed rule
Maintenance Attorney, Federal Compliance. change as described in Items I, II and III
• Vote: NSF FY 2019 OMB Budget below, which Items have been prepared
[FR Doc. 2017–16834 Filed 8–9–17; 8:45 am]
Submission by the Exchange. The Exchange has
BILLING CODE 7710–12–P
Plenary Board (Executive) designated the proposed rule change as
one establishing or changing a member
Closed session: 11:00–11:30 a.m. due, fee, or other charge imposed by the
POSTAL SERVICE
• Board Chair’s Opening Remarks Exchange under Section 19(b)(3)(A)(ii)
• Approval of Prior Minutes Product Change—Priority Mail of the Act 3 and Rule 19b–4(f)(2)
• Director’s Remarks Express, Priority Mail, & First-Class thereunder,4 which renders the
• Award Involving an NSB Member Package Service Negotiated Service proposed rule change effective upon
Agreement filing with the Commission. The
Plenary Board Commission is publishing this notice to
Open Session: 1:00–2:30 p.m. AGENCY: Postal ServiceTM. solicit comments on the proposed rule
• Board Chair’s Opening Remarks ACTION: Notice. change from interested persons.
• NSF Director’s Remarks I. Self-Regulatory Organization’s
• Approval of Prior Minutes SUMMARY: The Postal Service gives
notice of filing a request with the Postal Statement of the Terms of Substance of
• Open Committee Reports the Proposed Rule Change
Regulatory Commission to add a
• Vote: Merit Review Resolution
domestic shipping services contract to
• Approval of CY 2018 Meeting The Exchange filed a proposal to
the list of Negotiated Service amend the fee schedule applicable to
Schedule
Agreements in the Mail Classification
• Discussion of Skilled Technical Members 5 and non-Members of the
Schedule’s Competitive Products List. Exchange pursuant to BZX Rules 15.1(a)
Workforce
• Board Chair’s Closing Remarks DATES: Date of notice required under 39 and (c).
U.S.C. 3642(d)(1): August 10, 2017. The text of the proposed rule change
MEETING ADJOURNS: 2:30 p.m.
FOR FURTHER INFORMATION CONTACT: is available at the Exchange’s Web site
CONTACT PERSONS FOR MORE
Elizabeth A. Reed, (202) 268–3179. at www.bats.com, at the principal office
INFORMATION: The NSB Office contact is
Brad Gutierrez, bgutierr@nsf.gov, 703– SUPPLEMENTARY INFORMATION: The of the Exchange, and at the
292–7000. The Public Affairs contact is United States Postal Service® hereby Commission’s Public Reference Room.
gives notice that, pursuant to 39 U.S.C.
mstockstill on DSK30JT082PROD with NOTICES
Nadine Lymn, nlymn@nsf.gov, 703–
292–2490. 3642 and 3632(b)(3), on August 4, 2017, 1 15 U.S.C. 78s(b)(1).
it filed with the Postal Regulatory 2 17 CFR 240.19b–4.
Chris Blair, Commission a Request of the United 3 15 U.S.C. 78s(b)(3)(A)(ii).
4 17 CFR 240.19b–4(f)(2).
Executive Assistant, National Science Board States Postal Service to Add Priority 5 The term ‘‘Member’’ is defined as ‘‘any
Office. Mail Express, Priority Mail, & First-Class registered broker or dealer that has been admitted
[FR Doc. 2017–17031 Filed 8–8–17; 4:15 pm] Package Service Contract 21 to to membership in the Exchange.’’ See Exchange
BILLING CODE 7555–01–P Competitive Product List. Documents Rule 1.5(n).
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![37474 Federal Register / Vol. 82, No. 153 / Thursday, August 10, 2017 / Notices
the financial markets. The Exchange rules/sro.shtml). Copies of the change to adopt rules governing
does not believe that the proposed submission, all subsequent auctions in IEX-listed securities,
change to the Exchange’s tiered pricing amendments, all written statements provide for the dissemination of
structure burdens competition, but with respect to the proposed rule auction-related market data, and
instead, enhances competition, as it is change that are filed with the establish rules relating to trading halts
intended to increase the Commission, and all written and pauses. The proposed rule change
competitiveness of the Exchange. communications relating to the was published for comment in the
proposed rule change between the Federal Register on May 9, 2017.3 The
(C) Self-Regulatory Organization’s Commission and any person, other than
Statement on Comments on the Commission received one comment
those that may be withheld from the
Proposed Rule Change Received From regarding the proposal.4 IEX responded
public in accordance with the
Members, Participants or Others to the comment on June 5, 2017.5 On
provisions of 5 U.S.C. 552, will be
The Exchange has not solicited, and available for Web site viewing and June 22, 2017, pursuant to Section
does not intend to solicit, comments on printing in the Commission’s Public 19(b)(2) of the Act,6 the Commission
this proposed rule change. The Reference Room, 100 F Street NE., extended the time for Commission
Exchange has not received any written Washington, DC 20549, on official action on the proposal until August 7,
comments from members or other business days between the hours of 2017.7 IEX filed Amendment No. 1 to
interested parties. 10:00 a.m. and 3:00 p.m. Copies of such the proposal on July 10, 2017. On July
filing will also be available for 19, 2017, IEX filed Amendment No 2 to
III. Date of Effectiveness of the the proposal, which superseded and
inspection and copying at the principal
Proposed Rule Change and Timing for office of the Exchange. All comments replaced Amendment No. 1 in its
Commission Action received will be posted without change; entirety.8 The Commission is publishing
The foregoing rule change has become the Commission does not edit personal this notice to solicit comment on
effective pursuant to Section 19(b)(3)(A) identifying information from Amendment No. 2 to the proposed rule
of the Act 18 and paragraph (f) of Rule submissions. You should submit only change from interested persons and is
19b–4 thereunder.19 At any time within information that you wish to make approving the proposed rule change, as
60 days of the filing of the proposed rule available publicly. All submissions modified by Amendment No. 2, on an
change, the Commission summarily may should refer to File Number SR– accelerated basis.
temporarily suspend such rule change if BatsBZX–2017–51 and should be
it appears to the Commission that such submitted on or before August 31, 2017. II. Description of the Proposed Rule
action is necessary or appropriate in the For the Commission, by the Division of
Change, as Modified by Amendment
public interest, for the protection of Trading and Markets, pursuant to delegated No. 2
investors, or otherwise in furtherance of authority.20
the purposes of the Act. A. Overview
Eduardo A. Aleman,
IV. Solicitation of Comments Assistant Secretary. The Commission recently granted
[FR Doc. 2017–16931 Filed 8–9–17; 8:45 am] IEX’s Form 1 application for registration
Interested persons are invited to
BILLING CODE 8011–01–P
submit written data, views, and 3 See Securities Exchange Act Release No. 80583
arguments concerning the foregoing, (May 3, 2017), 82 FR 21634 (May 9, 2017)
including whether the proposed rule SECURITIES AND EXCHANGE (‘‘Notice’’).
change is consistent with the Act. COMMISSION
4 See letter from Joan C. Conley, Senior Vice
Comments may be submitted by any of President and Corporate Secretary, Nasdaq, to Brent
[Release No. 34–81316; File No. SR–IEX– J. Fields, Secretary, Commission, dated May 30,
the following methods: 2017 (‘‘Nasdaq Letter’’).
2017–10]
5 See letter from Sophia Lee, General Counsel,
Electronic Comments
IEX, to Brent J. Fields, Secretary, Commission,
• Use the Commission’s Internet Self-Regulatory Organizations; dated June 5, 2017 (‘‘IEX Response’’).
comment form (http://www.sec.gov/ Investors Exchange LLC; Notice of 6 15 U.S.C. 78s(b)(2).
rules/sro.shtml); or Filing of Amendment No. 2 and Order 7 See Securities Exchange Act Release No. 80998
• Send an email to rule-comments@ Granting Accelerated Approval of (June 22, 2017), 82 FR 29355 (June 28, 2017).
sec.gov. Please include File Number SR– Proposed Rule Change, as Modified by 8 As discussed more fully below, Amendment No.
Amendment No. 2, Relating to 2 revises the proposal to: (1) Clarify the process for
BatsBZX–2017–51 on the subject line. determining the auction match price; (2) modify
Auctions in IEX-Listed Securities, certain definitions used to determine the auction
Paper Comments Dissemination of Auction-Related match price to account for the requirement under
• Send paper comments in triplicate Market Data, and Trading Halts and the National Market System Plan to Implement a
Pauses Tick Size Pilot Program (‘‘Tick Size Pilot’’) that
to Secretary, Securities and Exchange certain securities be traded in nickel increments; (3)
Commission, 100 F Street NE., modify the process for affecting incremental
August 4, 2017.
Washington, DC 20549–1090. extensions of the period for accepting orders after
All submissions should refer to File I. Introduction a Limit Up-Limit Down (‘‘LULD’’) trading pause;
and (4) make other conforming and clarifying
Number SR–BatsBZX–2017–51. This file On April 20, 2017, Investors Exchange changes. To promote transparency of its proposed
number should be included on the LLC (‘‘IEX’’ or the ‘‘Exchange’’) filed amendment, when IEX filed Amendment No. 2 with
subject line if email is used. To help the with the Securities and Exchange the Commission, it also submitted Amendment No.
2 as a comment letter to the file, which the
Commission process and review your
mstockstill on DSK30JT082PROD with NOTICES
Commission (‘‘Commission’’), pursuant Commission posted on its Web site and placed in
comments more efficiently, please use to Section 19(b)(1) of the Securities the public comment file for SR–IEX–2017–10
only one method. The Commission will Exchange Act of 1934 (‘‘Act’’) 1 and Rule (available at https://www.sec.gov/comments/sr-iex-
post all comments on the Commission’s 19b–4 thereunder,2 a proposed rule 2017-10/iex201710-1865053-156219.pdf). The
Exchange also posted a copy of its Amendment No.
Internet Web site (http://www.sec.gov/ 2 on its Web site (available at https://
20 17 CFR 200.30–3(a)(12). iextrading.com/docs/rule-filings/SR-IEX-2017-10-
18 15 U.S.C. 78s(b)(3)(A). 1 15 U.S.C. 78s(b)(1). Amendment-2.pdf) when it filed Amendment No. 2
19 17 CFR 240.19b–4(f). 2 17 CFR 240.19b–4. with the Commission.
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Document Created: 2017-08-10 01:01:14
Document Modified: 2017-08-10 01:01:14
| Category | Regulatory Information | |
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| FR Citation | 82 FR 37472 |
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