82_FR_39091 82 FR 38934 - Certain Digital Video Receivers and Hardware and Software Components Thereof; Commission Determination To Review in Part a Final Initial Determination Finding a Violation of Section 337; Schedule for Written Submissions on the Issues Under Review and on Remedy, the Public Interest, and Bonding; Grant of Joint Unopposed Motion for Leave To Amend the Complaint and Notice of Investigation To Correct Corporate Names

82 FR 38934 - Certain Digital Video Receivers and Hardware and Software Components Thereof; Commission Determination To Review in Part a Final Initial Determination Finding a Violation of Section 337; Schedule for Written Submissions on the Issues Under Review and on Remedy, the Public Interest, and Bonding; Grant of Joint Unopposed Motion for Leave To Amend the Complaint and Notice of Investigation To Correct Corporate Names

INTERNATIONAL TRADE COMMISSION

Federal Register Volume 82, Issue 157 (August 16, 2017)

Page Range38934-38936
FR Document2017-17283

Notice is hereby given that the U.S. International Trade Commission (the ``Commission'') has determined to review in part the final initial determination (``the Final ID'') issued by the presiding administrative law judge (``ALJ'') on May 26, 2017, finding a violation of section 337 of the Tariff Act of 1930, as amended in connection with certain asserted patents. The Commission has also determined to deny Respondents' motion requesting leave to file a reply to Rovi's response to Respondents' petition for review of the Final ID. The Commission has further determined to grant a joint unopposed motion for leave to amend the complaint and notice of investigation to correct the corporate names of certain respondents.

Federal Register, Volume 82 Issue 157 (Wednesday, August 16, 2017)
[Federal Register Volume 82, Number 157 (Wednesday, August 16, 2017)]
[Notices]
[Pages 38934-38936]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-17283]


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INTERNATIONAL TRADE COMMISSION

[Investigation No. 337-TA-1001]


Certain Digital Video Receivers and Hardware and Software 
Components Thereof; Commission Determination To Review in Part a Final 
Initial Determination Finding a Violation of Section 337; Schedule for 
Written Submissions on the Issues Under Review and on Remedy, the 
Public Interest, and Bonding; Grant of Joint Unopposed Motion for Leave 
To Amend the Complaint and Notice of Investigation To Correct Corporate 
Names

AGENCY: U.S. International Trade Commission.

ACTION: Notice.

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SUMMARY: Notice is hereby given that the U.S. International Trade 
Commission (the ``Commission'') has determined to review in part the 
final initial determination (``the Final ID'') issued by the presiding 
administrative law judge (``ALJ'') on May 26, 2017, finding a violation 
of section 337 of the Tariff Act of 1930, as amended in connection with 
certain asserted patents. The Commission has also determined to deny 
Respondents' motion requesting leave to file a reply to Rovi's response 
to Respondents' petition for review of the Final ID. The Commission has 
further determined to grant a joint unopposed motion for leave to amend 
the complaint and notice of investigation to correct the corporate 
names of certain respondents.

FOR FURTHER INFORMATION CONTACT: Ron Traud, Office of the General 
Counsel, U.S. International Trade Commission, 500 E Street SW., 
Washington, DC 20436, telephone 202-205-3427. Copies of non-
confidential documents filed in connection with this investigation are 
or will be available for inspection during official business hours 
(8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S. 
International Trade Commission, 500 E Street SW., Washington, DC 20436, 
telephone 202-205-2000. General information concerning the Commission 
may also be obtained by accessing its Internet server at https://www.usitc.gov. The public record for this investigation may be viewed 
on the Commission's electronic docket (``EDIS'') at https://edis.usitc.gov. Hearing-impaired persons are advised that information 
on this matter can be obtained by contacting the Commission's TDD 
terminal, telephone 202-205-1810.

SUPPLEMENTARY INFORMATION: The Commission instituted this investigation 
on May 26, 2016, based on a complaint filed on behalf of Rovi 
Corporation and Rovi Guides, Inc. (collectively, ``Rovi''), both of San 
Carlos, California. 81 FR 33547-48 (May 26, 2016). The complaint, as 
amended, alleges violations of section 337 of the Tariff Act of 1930, 
as amended, 19 U.S.C. 1337, by reason of infringement of certain claims 
of U.S. Patent No. 8,006,263 (``the '263 patent''); U.S. Patent No. 
8,578,413 (``the '413 patent''); U.S. Patent No. 8,046,801 (``the '801 
patent''); U.S. Patent No. 8,621,512 (``the '512 patent''); U.S. Patent 
No. 8,768,147 (``the '147 patent''); U.S. Patent No. 8,566,871 (``the 
'871 patent''); and U.S. Patent No. 6,418,556 (``the '556 patent''). 
The complaint further alleges that a domestic industry exists. Id. at 
33548.
    The Commission's notice of investigation named sixteen respondents. 
The respondents are Comcast Corporation of Philadelphia, PA; Comcast 
Cable Communications, LLC of Philadelphia, PA; Comcast Cable 
Communications Management, LLC of Philadelphia, PA; Comcast Business 
Communications, LLC of Philadelphia, PA; Comcast Holdings Corporation 
of Philadelphia, PA; Comcast Shared Services, LLC of Chicago, IL; 
Technicolor SA of Issy-les-Moulineaux, France; Technicolor USA, Inc. of 
Indianapolis, IN; Technicolor Connected Home USA LLC of Indianapolis, 
IN; Pace Ltd. of Saltaire, England (now ARRIS Global Ltd.); Pace 
Americas, LLC of Boca Raton, FL; ARRIS International plc of Suwanee, 
GA; ARRIS Group Inc. of Suwanee, GA; ARRIS Technology, Inc. of Horsham, 
PA; ARRIS Enterprises Inc. of Suwanee, GA (now ARRIS Enterprises LLC); 
and ARRIS Solutions, Inc. of Suwanee, GA. 81 FR at 33548. The Office of 
Unfair Import Investigations is not a party to this investigation. Id.
    Prior to the evidentiary hearing, Rovi withdrew its allegations as 
to certain patent claims. See Notice of Commission Determination Not to 
Review an Initial Determination Granting Complainants' Motion to 
Terminate Certain Asserted Patent Claims from the Investigation (Oct. 
21, 2016); Notice of Commission Determination Not to Review an Initial 
Determination Granting Complainants' Motion to Terminate Certain 
Asserted Patent Claims from the Investigation (Dec. 2, 2016); Notice of 
Commission Determination Not to Review an Initial Determination 
Terminating U.S. Patent No. 8,768,147 from the Investigation (Dec. 28, 
2016). Rovi proceeded at the evidentiary hearing on the following 
patents and claims: Claims 7, 18, and 40 of the '556 patent; claims 1, 
2, 14, and 17 of the '263 patent; claims 1, 5, 10, and 15 of the '801 
patent; claims 12, 17, and 18 of the '871 patent; claims 1, 3, 5, 9, 
10, 14, and 18 of the '413 patent; and claims 1, 10, 13, and 22 of the 
'512 patent.
    On May 26, 2017, the ALJ issued the Final ID, which finds a 
violation of section 337 by the respondents in connection with the 
asserted claims of the '263 and '413 patents. The Final ID finds no 
violation of section 337 in connection with the asserted claims of the 
'556, '801, '871, and '512 patents. The ALJ recommended that, subject 
to any public interest determinations of the Commission, the Commission 
should issue a limited exclusion order directed to the accused 
products, that cease and desist orders issue to the respondents, and 
that the Commission should not require any bond during the Presidential 
review period.
    On June 12, 2017, Rovi and the respondents filed petitions for 
review of the Final ID. The respondents petitioned thirty-two of the 
Final ID's conclusions, and Rovi petitioned seven of the Final ID's 
conclusions. On June 20, 2017, the parties filed responses to the 
petitions for review. On July 11, 2017, Rovi and the respondents filed 
statements on the public interest. The Commission also received 
numerous comments on the public interest from the public.
    On June 26, 2017, Respondents filed a motion requesting leave to 
file a reply to Rovi's response to Respondents' petition for review, 
and on June 29, 2017, Rovi filed a response in opposition to that 
motion. That motion is denied.
    On July 5, 2017, Rovi and the ARRIS respondents filed a Joint 
Unopposed Motion for, and Memorandum in Support of, Leave to Amend the 
Complaint and Notice of Investigation to Correct Corporate Names of Two 
ARRIS Respondents. The motion indicates that ARRIS Enterprises, Inc. 
has changed its name to ARRIS Enterprises LLC and that Pace Ltd. has 
changed its name to ARRIS Global Ltd. That motion is granted.
    On July 25, 2017, Comcast submitted with the Office of the 
Secretary a letter including supplemental disclosure and

[[Page 38935]]

representations. On July 31, 2017, Rovi submitted with the Office of 
the Secretary a response thereto, which asserted that ``this new 
evidence confirms that there is no reason for the Commission to 
review'' certain of the Final ID's conclusions. On August 9, 2017, 
Comcast filed a response to Rovi's submission. The Commission has 
determined to reopen the evidentiary record and accept the supplemental 
disclosure, response thereto, and reply to the response.
    Having examined the record in this investigation, including the 
Final ID, the petitions for review, and the responses thereto, the 
Commission has determined to review the Final ID in part. In 
particular, the Commission has determined to review the following:
    (1) The Final ID's determination that Comcast is an importer of the 
accused products (Issue 1 in Respondents' Petition for Review).
    (2) The Final ID's determination that Comcast has not sold accused 
products in the United States after the importation of those products 
into the United States (the issue discussed in section III of Rovi's 
Petition for Review).
    (3) The Final ID's determination that the accused Legacy products 
are ``articles that infringe'' (Issue 2 in Respondents' Petition for 
Review).
    (4) The issue of whether the X1 products are ``articles that 
infringe'' (Issue 3 in Respondents' Petition for Review), the issue of 
direct infringement of the '263 and '413 patents by the X1 accused 
products (Issue 5 in Respondents' Petition for Review), and the issue 
of ``the nature and scope of the violation found'' (the issue discussed 
in section X of Respondents' Petition for Review).
    (5) The issue of whether Comcast's two alternative designs infringe 
the '263 and '413 patents (Issue 4 in Respondents' Petition for 
Review).
    (6) The Final ID's claim construction of ``cancel a function of the 
second tuner to permit the second tuner to perform the requested tuning 
operation'' in the '512 patent, and the Final ID's infringement 
determinations as to that patent (Issue 26 in Respondents' Petition for 
Review).
    (7) The Final ID's conclusion that the asserted claims of the '512 
patent are invalid as obvious (the issue discussed in section VI.B.4 of 
Rovi's Petition for Review).
    (8) The issue of whether the ARRIS-Rovi Agreement provides a 
defense to the allegations against the ARRIS respondents (the issue 
discussed in section XI of Respondents' Petition for Review).
    (9) The Final ID's conclusion that Rovi did not establish the 
economic prong of the domestic industry requirement based on patent 
licensing (the issue discussed in section IV of Rovi's Petition for 
Review).
    The Commission has determined to not review the remainder of the 
Final ID. The Commission has further determined that Respondents' 
petition of the Final ID's determinations is improper as to the 
following issues: (1) The representative accused X1 products for the 
'263, '413, and '801 patents; (2) the induced infringement of the '263 
and '413 patents; and (3) the eligibility under 35 U.S.C. 101 of the 
'512 patent. See 19 CFR 210.43(b)(2) (``Petitions for review may not 
incorporate statements, issues, or arguments by reference.''). Those 
assignments of error are therefore waived.
    The parties are requested to brief their positions with reference 
to the applicable law and the evidentiary record regarding the 
questions provided below:
    (1) As to whether the Legacy accused products are ``articles that 
infringe'' (Issue 2 in Respondents' Petition for Review):
    Has Rovi shown (or has Comcast conceded) that a Legacy accused 
product that infringes the asserted patents (and if so, which patents) 
has been imported or re-imported by any respondent or that respondent's 
agent(s)?
    (2) As to whether the X1 products are ``articles that infringe'' 
(Issue 3 in Respondents' Petition for Review), the issue of direct 
infringement of the '263 and '413 patents by the X1 accused products 
(Issue 5 in Respondents' Petition for Review), and the issue of ``the 
nature and scope of the violation found'' (the issue discussed in 
section X of Respondents' Petition for Review):
    a. For purposes of giving rise to a section 337 violation and 
whether the X1 STBs are ``articles that infringe,'' is the importation 
of and infringement through the use of the X1 STBs distinguishable from 
the importation of and infringement through the use of the scanners in 
Suprema v. Int'l Trade Comm'n, 796 F.3d 1338 (Fed. Cir. 2015)? For 
example, is Suprema distinguishable because the imported X1 STBs 
require cooperation with hardware (a mobile device and Comcast's 
servers) that is not imported by the respondents for an act of 
infringement to occur? Note that, in Suprema, the imported scanners 
were ``not standalone products,'' but rather, to function, the scanners 
had to ``be connected to a computer, and that computer must have 
custom-developed software installed and running.'' 796 F.3d at 1341-42.
    b. Please discuss any relevant statutory language, legislative 
history, case law, and Commission precedent that does or does not 
support interpreting the language of section 337 such that the X1 STBs 
are ``articles that infringe'' and that a violation arises from the 
importation or sale in the United States after importation of the X1 
STBs.
    In connection with the final disposition of this investigation, the 
Commission may (1) issue an order that could result in the exclusion of 
the subject articles from entry into the United States, and/or (2) 
issue one or more cease and desist orders that could result in the 
respondent being required to cease and desist from engaging in unfair 
acts in the importation and sale of such articles. Accordingly, the 
Commission is interested in receiving written submissions that address 
the form of remedy, if any, that should be ordered. If a party seeks 
exclusion of an article from entry into the United States for purposes 
other than entry for consumption, the party should so indicate and 
provide information establishing that activities involving other types 
of entry either are adversely affecting it or likely to do so. For 
background, see Certain Devices for Connecting Computers via Telephone 
Lines, Inv. No. 337-TA-360, USITC Pub. No. 2843 (December 1994) 
(Commission Opinion).
    If the Commission contemplates some form of remedy, it must 
consider the effects of that remedy upon the public interest. The 
factors the Commission will consider include the effect that an 
exclusion order and/or cease and desist orders would have on (1) the 
public health and welfare, (2) competitive conditions in the U.S. 
economy, (3) U.S. production of articles that are like or directly 
competitive with those that are subject to investigation, and (4) U.S. 
consumers. The Commission is therefore interested in receiving written 
submissions that address the aforementioned public interest factors in 
the context of this investigation.
    The parties and the public are requested to brief their positions 
regarding the public interest. The Commission is particularly 
interested in responses to the following:
    Should the Commission tailor any remedy to mitigate any harm 
considered by the public interest factors? Please provide any support, 
factual or otherwise, and relate that support to specific public 
interest factors.
    If the Commission orders some form of remedy, the U.S. Trade

[[Page 38936]]

Representative, as delegated by the President, has 60 days to approve 
or disapprove the Commission's action. See Presidential Memorandum of 
July 21, 2005. 70 FR 43251 (July 26, 2005). During this period, the 
subject articles would be entitled to enter the United States under 
bond, in an amount determined by the Commission and prescribed by the 
Secretary of the Treasury. The Commission is therefore interested in 
receiving submissions concerning the amount of the bond that should be 
imposed if a remedy is ordered.

Written Submissions

    The parties to the investigation are requested to file written 
submissions on the issues identified in this notice. Parties to the 
investigation, interested government agencies, and any other interested 
parties are encouraged to file written submissions on the issues of 
remedy, the public interest, and bonding. Such submissions should 
address the recommended determination by the ALJ on remedy and bonding. 
Complainants are requested to submit proposed remedial orders for the 
Commission's consideration. Complainants are also requested to state 
the date that the patents expire and the HTSUS numbers under which the 
accused products are imported. Complainants are further requested to 
supply the names of known importers of the products at issue in this 
investigation. The written submissions and proposed remedial orders 
must be filed no later than close of business on August 24, 2017. Reply 
submissions must be filed no later than the close of business on August 
31, 2017. No further submissions on any of these issues will be 
permitted unless otherwise ordered by the Commission.
    Persons filing written submissions must file the original document 
electronically on or before the deadlines stated above and submit 8 
true paper copies to the Office of the Secretary by noon the next day 
pursuant to section 210.4(f) of the Commission's Rules of Practice and 
Procedure (19 CFR 210.4(f)). Submissions should refer to the 
investigation number (``Inv. No. 337-TA-1001'') in a prominent place on 
the cover page and/or the first page. (See Handbook for Electronic 
Filing Procedures, https://www.usitc.gov/secretary/documents/handbook_on_filing_procedures.pdf). Persons with questions regarding 
filing should contact the Secretary ((202) 205-2000).
    Any person desiring to submit a document to the Commission in 
confidence must request confidential treatment. All such requests 
should be directed to the Secretary to the Commission and must include 
a full statement of the reasons why the Commission should grant such 
treatment. See 19 CFR 201.6. Documents for which confidential treatment 
by the Commission is properly sought will be treated accordingly. All 
information, including confidential business information and documents 
for which confidential treatment is properly sought, submitted to the 
Commission for purposes of this Investigation may be disclosed to and 
used: (i) By the Commission, its employees and Offices, and contract 
personnel (a) for developing or maintaining the records of this or a 
related proceeding, or (b) in internal investigations, audits, reviews, 
and evaluations relating to the programs, personnel, and operations of 
the Commission including under 5 U.S.C. appendix 3; or (ii) by U.S. 
government employees and contract personnel, solely for cybersecurity 
purposes (all contract personnel will sign appropriate nondisclosure 
agreements). All nonconfidential written submissions will be available 
for public inspection at the Office of the Secretary and on EDIS.
    This action is taken under the authority of section 337 of the 
Tariff Act of 1930, as amended (19 U.S.C. 1337), and in part 210 of the 
Commission's Rules of Practice and Procedure (19 CFR part 210).

    By order of the Commission.

    Issued: August 10, 2017.
Lisa R. Barton,
Secretary to the Commission.
[FR Doc. 2017-17283 Filed 8-15-17; 8:45 am]
BILLING CODE 7020-02-P



                                                    38934                      Federal Register / Vol. 82, No. 157 / Wednesday, August 16, 2017 / Notices

                                                    Reclamation Act of 1977, as amended (30                 Internet server at https://www.usitc.gov.             Determination Not to Review an Initial
                                                    U.S.C. 1201 et seq.), and the Paperwork                 The public record for this investigation              Determination Granting Complainants’
                                                    Reduction Act of 1995 (44 U.S.C. 3501 et                may be viewed on the Commission’s                     Motion to Terminate Certain Asserted
                                                    seq.).                                                  electronic docket (‘‘EDIS’’) at https://              Patent Claims from the Investigation
                                                      Dated: June 15, 2017.                                 edis.usitc.gov. Hearing-impaired                      (Dec. 2, 2016); Notice of Commission
                                                    John A. Trelease,                                       persons are advised that information on               Determination Not to Review an Initial
                                                    Acting Chief, Division of Regulatory Support.           this matter can be obtained by                        Determination Terminating U.S. Patent
                                                    [FR Doc. 2017–17290 Filed 8–15–17; 8:45 am]             contacting the Commission’s TDD                       No. 8,768,147 from the Investigation
                                                    BILLING CODE 4310–05–P
                                                                                                            terminal, telephone 202–205–1810.                     (Dec. 28, 2016). Rovi proceeded at the
                                                                                                            SUPPLEMENTARY INFORMATION: The                        evidentiary hearing on the following
                                                                                                            Commission instituted this investigation              patents and claims: Claims 7, 18, and 40
                                                                                                            on May 26, 2016, based on a complaint                 of the ’556 patent; claims 1, 2, 14, and
                                                    INTERNATIONAL TRADE
                                                                                                            filed on behalf of Rovi Corporation and               17 of the ’263 patent; claims 1, 5, 10,
                                                    COMMISSION
                                                                                                            Rovi Guides, Inc. (collectively, ‘‘Rovi’’),           and 15 of the ’801 patent; claims 12, 17,
                                                    [Investigation No. 337–TA–1001]                         both of San Carlos, California. 81 FR                 and 18 of the ’871 patent; claims 1, 3,
                                                                                                            33547–48 (May 26, 2016). The                          5, 9, 10, 14, and 18 of the ’413 patent;
                                                    Certain Digital Video Receivers and                                                                           and claims 1, 10, 13, and 22 of the ’512
                                                    Hardware and Software Components                        complaint, as amended, alleges
                                                                                                            violations of section 337 of the Tariff               patent.
                                                    Thereof; Commission Determination                                                                                On May 26, 2017, the ALJ issued the
                                                    To Review in Part a Final Initial                       Act of 1930, as amended, 19 U.S.C.
                                                                                                                                                                  Final ID, which finds a violation of
                                                    Determination Finding a Violation of                    1337, by reason of infringement of
                                                                                                                                                                  section 337 by the respondents in
                                                    Section 337; Schedule for Written                       certain claims of U.S. Patent No.
                                                                                                                                                                  connection with the asserted claims of
                                                    Submissions on the Issues Under                         8,006,263 (‘‘the ’263 patent’’); U.S.
                                                                                                                                                                  the ’263 and ’413 patents. The Final ID
                                                    Review and on Remedy, the Public                        Patent No. 8,578,413 (‘‘the ’413 patent’’);
                                                                                                                                                                  finds no violation of section 337 in
                                                    Interest, and Bonding; Grant of Joint                   U.S. Patent No. 8,046,801 (‘‘the ’801
                                                                                                                                                                  connection with the asserted claims of
                                                    Unopposed Motion for Leave To                           patent’’); U.S. Patent No. 8,621,512 (‘‘the
                                                                                                                                                                  the ’556, ’801, ’871, and ’512 patents.
                                                    Amend the Complaint and Notice of                       ’512 patent’’); U.S. Patent No. 8,768,147
                                                                                                                                                                  The ALJ recommended that, subject to
                                                    Investigation To Correct Corporate                      (‘‘the ’147 patent’’); U.S. Patent No.
                                                                                                                                                                  any public interest determinations of
                                                    Names                                                   8,566,871 (‘‘the ’871 patent’’); and U.S.             the Commission, the Commission
                                                                                                            Patent No. 6,418,556 (‘‘the ’556 patent’’).           should issue a limited exclusion order
                                                    AGENCY: U.S. International Trade                        The complaint further alleges that a                  directed to the accused products, that
                                                    Commission.                                             domestic industry exists. Id. at 33548.               cease and desist orders issue to the
                                                    ACTION: Notice.                                            The Commission’s notice of                         respondents, and that the Commission
                                                                                                            investigation named sixteen                           should not require any bond during the
                                                    SUMMARY:   Notice is hereby given that                  respondents. The respondents are                      Presidential review period.
                                                    the U.S. International Trade                            Comcast Corporation of Philadelphia,                     On June 12, 2017, Rovi and the
                                                    Commission (the ‘‘Commission’’) has                     PA; Comcast Cable Communications,                     respondents filed petitions for review of
                                                    determined to review in part the final                  LLC of Philadelphia, PA; Comcast Cable                the Final ID. The respondents petitioned
                                                    initial determination (‘‘the Final ID’’)                Communications Management, LLC of                     thirty-two of the Final ID’s conclusions,
                                                    issued by the presiding administrative                  Philadelphia, PA; Comcast Business                    and Rovi petitioned seven of the Final
                                                    law judge (‘‘ALJ’’) on May 26, 2017,                    Communications, LLC of Philadelphia,                  ID’s conclusions. On June 20, 2017, the
                                                    finding a violation of section 337 of the               PA; Comcast Holdings Corporation of                   parties filed responses to the petitions
                                                    Tariff Act of 1930, as amended in                       Philadelphia, PA; Comcast Shared                      for review. On July 11, 2017, Rovi and
                                                    connection with certain asserted                        Services, LLC of Chicago, IL;                         the respondents filed statements on the
                                                    patents. The Commission has also                        Technicolor SA of Issy-les-Moulineaux,                public interest. The Commission also
                                                    determined to deny Respondents’                         France; Technicolor USA, Inc. of                      received numerous comments on the
                                                    motion requesting leave to file a reply                 Indianapolis, IN; Technicolor                         public interest from the public.
                                                    to Rovi’s response to Respondents’                      Connected Home USA LLC of                                On June 26, 2017, Respondents filed
                                                    petition for review of the Final ID. The                Indianapolis, IN; Pace Ltd. of Saltaire,              a motion requesting leave to file a reply
                                                    Commission has further determined to                    England (now ARRIS Global Ltd.); Pace                 to Rovi’s response to Respondents’
                                                    grant a joint unopposed motion for leave                Americas, LLC of Boca Raton, FL;                      petition for review, and on June 29,
                                                    to amend the complaint and notice of                    ARRIS International plc of Suwanee,                   2017, Rovi filed a response in
                                                    investigation to correct the corporate                  GA; ARRIS Group Inc. of Suwanee, GA;                  opposition to that motion. That motion
                                                    names of certain respondents.                           ARRIS Technology, Inc. of Horsham,                    is denied.
                                                    FOR FURTHER INFORMATION CONTACT: Ron                    PA; ARRIS Enterprises Inc. of Suwanee,                   On July 5, 2017, Rovi and the ARRIS
                                                    Traud, Office of the General Counsel,                   GA (now ARRIS Enterprises LLC); and                   respondents filed a Joint Unopposed
                                                    U.S. International Trade Commission,                    ARRIS Solutions, Inc. of Suwanee, GA.                 Motion for, and Memorandum in
                                                    500 E Street SW., Washington, DC                        81 FR at 33548. The Office of Unfair                  Support of, Leave to Amend the
                                                    20436, telephone 202–205–3427. Copies                   Import Investigations is not a party to               Complaint and Notice of Investigation to
                                                    of non-confidential documents filed in                  this investigation. Id.                               Correct Corporate Names of Two ARRIS
asabaliauskas on DSKBBXCHB2PROD with NOTICES




                                                    connection with this investigation are or                  Prior to the evidentiary hearing, Rovi             Respondents. The motion indicates that
                                                    will be available for inspection during                 withdrew its allegations as to certain                ARRIS Enterprises, Inc. has changed its
                                                    official business hours (8:45 a.m. to 5:15              patent claims. See Notice of                          name to ARRIS Enterprises LLC and that
                                                    p.m.) in the Office of the Secretary, U.S.              Commission Determination Not to                       Pace Ltd. has changed its name to
                                                    International Trade Commission, 500 E                   Review an Initial Determination                       ARRIS Global Ltd. That motion is
                                                    Street SW., Washington, DC 20436,                       Granting Complainants’ Motion to                      granted.
                                                    telephone 202–205–2000. General                         Terminate Certain Asserted Patent                        On July 25, 2017, Comcast submitted
                                                    information concerning the Commission                   Claims from the Investigation (Oct. 21,               with the Office of the Secretary a letter
                                                    may also be obtained by accessing its                   2016); Notice of Commission                           including supplemental disclosure and


                                               VerDate Sep<11>2014   18:33 Aug 15, 2017   Jkt 241001   PO 00000   Frm 00060   Fmt 4703   Sfmt 4703   E:\FR\FM\16AUN1.SGM   16AUN1


                                                                               Federal Register / Vol. 82, No. 157 / Wednesday, August 16, 2017 / Notices                                          38935

                                                    representations. On July 31, 2017, Rovi                    (9) The Final ID’s conclusion that                 software installed and running.’’ 796
                                                    submitted with the Office of the                        Rovi did not establish the economic                   F.3d at 1341–42.
                                                    Secretary a response thereto, which                     prong of the domestic industry                           b. Please discuss any relevant
                                                    asserted that ‘‘this new evidence                       requirement based on patent licensing                 statutory language, legislative history,
                                                    confirms that there is no reason for the                (the issue discussed in section IV of                 case law, and Commission precedent
                                                    Commission to review’’ certain of the                   Rovi’s Petition for Review).                          that does or does not support
                                                    Final ID’s conclusions. On August 9,                       The Commission has determined to                   interpreting the language of section 337
                                                    2017, Comcast filed a response to Rovi’s                not review the remainder of the Final                 such that the X1 STBs are ‘‘articles that
                                                    submission. The Commission has                          ID. The Commission has further                        infringe’’ and that a violation arises
                                                    determined to reopen the evidentiary                    determined that Respondents’ petition                 from the importation or sale in the
                                                    record and accept the supplemental                      of the Final ID’s determinations is                   United States after importation of the X1
                                                    disclosure, response thereto, and reply                 improper as to the following issues: (1)              STBs.
                                                    to the response.                                        The representative accused X1 products                   In connection with the final
                                                       Having examined the record in this                   for the ’263, ’413, and ’801 patents; (2)             disposition of this investigation, the
                                                    investigation, including the Final ID, the              the induced infringement of the ’263                  Commission may (1) issue an order that
                                                    petitions for review, and the responses                 and ’413 patents; and (3) the eligibility             could result in the exclusion of the
                                                    thereto, the Commission has determined                  under 35 U.S.C. 101 of the ’512 patent.               subject articles from entry into the
                                                    to review the Final ID in part. In                      See 19 CFR 210.43(b)(2) (‘‘Petitions for              United States, and/or (2) issue one or
                                                    particular, the Commission has                          review may not incorporate statements,                more cease and desist orders that could
                                                    determined to review the following:                     issues, or arguments by reference.’’).                result in the respondent being required
                                                       (1) The Final ID’s determination that                Those assignments of error are therefore              to cease and desist from engaging in
                                                    Comcast is an importer of the accused                   waived.                                               unfair acts in the importation and sale
                                                    products (Issue 1 in Respondents’                          The parties are requested to brief their           of such articles. Accordingly, the
                                                    Petition for Review).                                   positions with reference to the                       Commission is interested in receiving
                                                                                                            applicable law and the evidentiary                    written submissions that address the
                                                       (2) The Final ID’s determination that
                                                                                                            record regarding the questions provided               form of remedy, if any, that should be
                                                    Comcast has not sold accused products
                                                                                                            below:                                                ordered. If a party seeks exclusion of an
                                                    in the United States after the                             (1) As to whether the Legacy accused               article from entry into the United States
                                                    importation of those products into the                  products are ‘‘articles that infringe’’               for purposes other than entry for
                                                    United States (the issue discussed in                   (Issue 2 in Respondents’ Petition for                 consumption, the party should so
                                                    section III of Rovi’s Petition for Review).             Review):                                              indicate and provide information
                                                       (3) The Final ID’s determination that                   Has Rovi shown (or has Comcast                     establishing that activities involving
                                                    the accused Legacy products are                         conceded) that a Legacy accused                       other types of entry either are adversely
                                                    ‘‘articles that infringe’’ (Issue 2 in                  product that infringes the asserted                   affecting it or likely to do so. For
                                                    Respondents’ Petition for Review).                      patents (and if so, which patents) has                background, see Certain Devices for
                                                       (4) The issue of whether the X1                      been imported or re-imported by any                   Connecting Computers via Telephone
                                                    products are ‘‘articles that infringe’’                 respondent or that respondent’s                       Lines, Inv. No. 337–TA–360, USITC
                                                    (Issue 3 in Respondents’ Petition for                   agent(s)?                                             Pub. No. 2843 (December 1994)
                                                    Review), the issue of direct infringement                  (2) As to whether the X1 products are              (Commission Opinion).
                                                    of the ’263 and ’413 patents by the X1                  ‘‘articles that infringe’’ (Issue 3 in                   If the Commission contemplates some
                                                    accused products (Issue 5 in                            Respondents’ Petition for Review), the                form of remedy, it must consider the
                                                    Respondents’ Petition for Review), and                  issue of direct infringement of the ’263              effects of that remedy upon the public
                                                    the issue of ‘‘the nature and scope of the              and ’413 patents by the X1 accused                    interest. The factors the Commission
                                                    violation found’’ (the issue discussed in               products (Issue 5 in Respondents’                     will consider include the effect that an
                                                    section X of Respondents’ Petition for                  Petition for Review), and the issue of                exclusion order and/or cease and desist
                                                    Review).                                                ‘‘the nature and scope of the violation               orders would have on (1) the public
                                                       (5) The issue of whether Comcast’s                   found’’ (the issue discussed in section X             health and welfare, (2) competitive
                                                    two alternative designs infringe the ’263               of Respondents’ Petition for Review):                 conditions in the U.S. economy, (3) U.S.
                                                    and ’413 patents (Issue 4 in                               a. For purposes of giving rise to a                production of articles that are like or
                                                    Respondents’ Petition for Review).                      section 337 violation and whether the                 directly competitive with those that are
                                                       (6) The Final ID’s claim construction                X1 STBs are ‘‘articles that infringe,’’ is            subject to investigation, and (4) U.S.
                                                    of ‘‘cancel a function of the second                    the importation of and infringement                   consumers. The Commission is
                                                    tuner to permit the second tuner to                     through the use of the X1 STBs                        therefore interested in receiving written
                                                    perform the requested tuning operation’’                distinguishable from the importation of               submissions that address the
                                                    in the ’512 patent, and the Final ID’s                  and infringement through the use of the               aforementioned public interest factors
                                                    infringement determinations as to that                  scanners in Suprema v. Int’l Trade                    in the context of this investigation.
                                                    patent (Issue 26 in Respondents’                        Comm’n, 796 F.3d 1338 (Fed. Cir.                         The parties and the public are
                                                    Petition for Review).                                   2015)? For example, is Suprema                        requested to brief their positions
                                                       (7) The Final ID’s conclusion that the               distinguishable because the imported                  regarding the public interest. The
                                                    asserted claims of the ’512 patent are                  X1 STBs require cooperation with                      Commission is particularly interested in
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                                                    invalid as obvious (the issue discussed                 hardware (a mobile device and                         responses to the following:
                                                    in section VI.B.4 of Rovi’s Petition for                Comcast’s servers) that is not imported                  Should the Commission tailor any
                                                    Review).                                                by the respondents for an act of                      remedy to mitigate any harm considered
                                                       (8) The issue of whether the ARRIS-                  infringement to occur? Note that, in                  by the public interest factors? Please
                                                    Rovi Agreement provides a defense to                    Suprema, the imported scanners were                   provide any support, factual or
                                                    the allegations against the ARRIS                       ‘‘not standalone products,’’ but rather,              otherwise, and relate that support to
                                                    respondents (the issue discussed in                     to function, the scanners had to ‘‘be                 specific public interest factors.
                                                    section XI of Respondents’ Petition for                 connected to a computer, and that                        If the Commission orders some form
                                                    Review).                                                computer must have custom-developed                   of remedy, the U.S. Trade


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                                                    38936                      Federal Register / Vol. 82, No. 157 / Wednesday, August 16, 2017 / Notices

                                                    Representative, as delegated by the                     directed to the Secretary to the                      500 E Street SW., Washington, DC
                                                    President, has 60 days to approve or                    Commission and must include a full                    20436, telephone (202) 205–2000. The
                                                    disapprove the Commission’s action.                     statement of the reasons why the                      public version of the complaint can be
                                                    See Presidential Memorandum of July                     Commission should grant such                          accessed on the Commission’s
                                                    21, 2005. 70 FR 43251 (July 26, 2005).                  treatment. See 19 CFR 201.6. Documents                Electronic Document Information
                                                    During this period, the subject articles                for which confidential treatment by the               System (EDIS) at https://edis.usitc.gov,
                                                    would be entitled to enter the United                   Commission is properly sought will be                 and will be available for inspection
                                                    States under bond, in an amount                         treated accordingly. All information,                 during official business hours (8:45 a.m.
                                                    determined by the Commission and                        including confidential business                       to 5:15 p.m.) in the Office of the
                                                    prescribed by the Secretary of the                      information and documents for which                   Secretary, U.S. International Trade
                                                    Treasury. The Commission is therefore                   confidential treatment is properly                    Commission, 500 E Street SW.,
                                                    interested in receiving submissions                     sought, submitted to the Commission for               Washington, DC 20436, telephone (202)
                                                    concerning the amount of the bond that                  purposes of this Investigation may be                 205–2000.
                                                    should be imposed if a remedy is                        disclosed to and used: (i) By the                        General information concerning the
                                                    ordered.                                                Commission, its employees and Offices,                Commission may also be obtained by
                                                                                                            and contract personnel (a) for                        accessing its Internet server at United
                                                    Written Submissions
                                                                                                            developing or maintaining the records                 States International Trade Commission
                                                       The parties to the investigation are                 of this or a related proceeding, or (b) in            (USITC) at https://www.usitc.gov. The
                                                    requested to file written submissions on                internal investigations, audits, reviews,             public record for this investigation may
                                                    the issues identified in this notice.                   and evaluations relating to the                       be viewed on the Commission’s
                                                    Parties to the investigation, interested                programs, personnel, and operations of                Electronic Document Information
                                                    government agencies, and any other                      the Commission including under 5                      System (EDIS) at https://edis.usitc.gov.
                                                    interested parties are encouraged to file               U.S.C. appendix 3; or (ii) by U.S.                    Hearing-impaired persons are advised
                                                    written submissions on the issues of                    government employees and contract                     that information on this matter can be
                                                    remedy, the public interest, and                        personnel, solely for cybersecurity                   obtained by contacting the
                                                    bonding. Such submissions should                        purposes (all contract personnel will                 Commission’s TDD terminal on (202)
                                                    address the recommended                                 sign appropriate nondisclosure                        205–1810.
                                                    determination by the ALJ on remedy                      agreements). All nonconfidential
                                                    and bonding. Complainants are                                                                                 SUPPLEMENTARY INFORMATION: The
                                                                                                            written submissions will be available for
                                                    requested to submit proposed remedial                                                                         Commission has received a complaint
                                                                                                            public inspection at the Office of the
                                                    orders for the Commission’s                                                                                   and a submission pursuant to § 210.8(b)
                                                                                                            Secretary and on EDIS.
                                                    consideration. Complainants are also                       This action is taken under the                     of the Commission’s Rules of Practice
                                                    requested to state the date that the                    authority of section 337 of the Tariff Act            and Procedure filed on behalf of
                                                    patents expire and the HTSUS numbers                    of 1930, as amended (19 U.S.C. 1337),                 Broadcom Limited and Avago
                                                    under which the accused products are                    and in part 210 of the Commission’s                   Technologies General IP (Singapore)
                                                    imported. Complainants are further                      Rules of Practice and Procedure (19 CFR               Pte. Ltd. on August 10, 2017. The
                                                    requested to supply the names of known                  part 210).                                            complaint alleges violations of section
                                                    importers of the products at issue in this                                                                    337 of the Tariff Act of 1930 (19 U.S.C.
                                                                                                              By order of the Commission.                         1337) in the importation into the United
                                                    investigation. The written submissions
                                                                                                              Issued: August 10, 2017.                            States, the sale for importation, and the
                                                    and proposed remedial orders must be
                                                                                                            Lisa R. Barton,                                       sale within the United States after
                                                    filed no later than close of business on
                                                    August 24, 2017. Reply submissions                      Secretary to the Commission.                          importation of certain wireless audio
                                                    must be filed no later than the close of                [FR Doc. 2017–17283 Filed 8–15–17; 8:45 am]           systems and components thereof. The
                                                    business on August 31, 2017. No further                 BILLING CODE 7020–02–P                                complaint names as respondents DTS,
                                                    submissions on any of these issues will                                                                       Inc. of Calabasas, CA; Phorus, Inc. of
                                                    be permitted unless otherwise ordered                                                                         Calabasas, CA; MartinLogan, Ltd. of
                                                    by the Commission.                                      INTERNATIONAL TRADE                                   Lawrence, KS; Paradigm Electronics Inc.
                                                       Persons filing written submissions                   COMMISSION                                            of Canada; Anthem Electronics, Inc. of
                                                    must file the original document                                                                               Canada; Wren Sound Systems, LLC of
                                                    electronically on or before the deadlines               Notice of Receipt of Complaint;                       Phoenixville, PA; McIntosh Laboratory,
                                                    stated above and submit 8 true paper                    Solicitation of Comments Relating to                  Inc. of Binghamton, NY; Definitive
                                                    copies to the Office of the Secretary by                the Public Interest                                   Technology of Owings Mills, MD; and
                                                    noon the next day pursuant to section                   AGENCY: U.S. International Trade                      Polk Audio Inc. of Vista, CA. The
                                                    210.4(f) of the Commission’s Rules of                   Commission.                                           complainant requests that the
                                                    Practice and Procedure (19 CFR                          ACTION: Notice.                                       Commission issue a limited exclusion
                                                    210.4(f)). Submissions should refer to                                                                        order, cease and desist orders, and
                                                    the investigation number (‘‘Inv. No.                    SUMMARY:   Notice is hereby given that                impose a bond upon respondents’
                                                    337–TA–1001’’) in a prominent place on                  the U.S. International Trade                          alleged infringing articles during the 60-
                                                    the cover page and/or the first page. (See              Commission has received a complaint                   day Presidential review period pursuant
                                                    Handbook for Electronic Filing                          entitled Certain Wireless Audio Systems               to 19 U.S.C. 1337(j).
                                                                                                            and Components Thereof, DN 3242; the
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                                                    Procedures, https://www.usitc.gov/                                                                               Proposed respondents, other
                                                    secretary/documents/handbook_on_                        Commission is soliciting comments on                  interested parties, and members of the
                                                    filing_procedures.pdf). Persons with                    any public interest issues raised by the              public are invited to file comments, not
                                                    questions regarding filing should                       complaint or complainant’s filing                     to exceed five (5) pages in length,
                                                    contact the Secretary ((202) 205–2000).                 pursuant to the Commission’s Rules of                 inclusive of attachments, on any public
                                                       Any person desiring to submit a                      Practice and Procedure.                               interest issues raised by the complaint
                                                    document to the Commission in                           FOR FURTHER INFORMATION CONTACT: Lisa                 or § 210.8(b) filing. Comments should
                                                    confidence must request confidential                    R. Barton, Secretary to the Commission,               address whether issuance of the relief
                                                    treatment. All such requests should be                  U.S. International Trade Commission,                  specifically requested by the


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Document Created: 2017-08-16 10:26:56
Document Modified: 2017-08-16 10:26:56
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionNotice.
ContactRon Traud, Office of the General Counsel, U.S. International Trade Commission, 500 E Street SW., Washington, DC 20436, telephone 202-205-3427. Copies of non- confidential documents filed in connection with this investigation are or will be available for inspection during official business hours (8:45 a.m. to 5:15 p.m.) in the Office of the Secretary, U.S. International Trade Commission, 500 E Street SW., Washington, DC 20436, telephone 202-205-2000. General information concerning the Commission may also be obtained by accessing its Internet server at https:// www.usitc.gov. The public record for this investigation may be viewed on the Commission's electronic docket (``EDIS'') at https:// edis.usitc.gov. Hearing-impaired persons are advised that information on this matter can be obtained by contacting the Commission's TDD terminal, telephone 202-205-1810.
FR Citation82 FR 38934 

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