82_FR_39248 82 FR 39090 - Air Plan Approval; Alabama; Regional Haze Plan and Prong 4 (Visibility) for the 2012 PM2.5

82 FR 39090 - Air Plan Approval; Alabama; Regional Haze Plan and Prong 4 (Visibility) for the 2012 PM2.5

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 82, Issue 158 (August 17, 2017)

Page Range39090-39097
FR Document2017-17346

The Environmental Protection Agency (EPA) is proposing to take the following four actions regarding the Alabama State Implementation Plan (SIP), contingent upon a final determination from the Agency that a state's participation in the Cross-State Air Pollution Rule (CSAPR) continues to meet the Regional Haze Rule (RHR)'s criteria to qualify as an alternative to the application of Best Available Retrofit Technology (BART): Approve the portion of Alabama's October 26, 2015, SIP submittal seeking to change reliance from the Clean Air Interstate Rule (CAIR) to CSAPR for certain regional haze requirements; convert EPA's limited approval/limited disapproval of Alabama's July 15, 2008, regional haze SIP to a full approval; approve the visibility prong of Alabama's infrastructure SIP submittals for the 2012 Fine Particulate Matter (PM<INF>2.5</INF>), 2010 Nitrogen Dioxide (NO<INF>2</INF>), and 2010 Sulfur Dioxide (SO<INF>2</INF>) National Ambient Air Quality Standards (NAAQS); and convert EPA's disapproval of the visibility portion of Alabama's infrastructure SIP submittal for the 2008 Ozone NAAQS to an approval.

Federal Register, Volume 82 Issue 158 (Thursday, August 17, 2017)
[Federal Register Volume 82, Number 158 (Thursday, August 17, 2017)]
[Proposed Rules]
[Pages 39090-39097]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-17346]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 52

[EPA-R04-OAR-2017-0104; FRL-9966-18-Region 4]


Air Plan Approval; Alabama; Regional Haze Plan and Prong 4 
(Visibility) for the 2012 PM2.5, 2010 NO2, 2010 SO2, and 2008 Ozone 
NAAQS

AGENCY: Environmental Protection Agency (EPA).

ACTION: Proposed rule.

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SUMMARY: The Environmental Protection Agency (EPA) is proposing to take 
the following four actions regarding the Alabama State Implementation 
Plan (SIP), contingent upon a final determination from the Agency that 
a state's participation in the Cross-State Air Pollution Rule (CSAPR) 
continues to meet the Regional Haze Rule (RHR)'s criteria to qualify as 
an alternative to the application of Best Available Retrofit Technology 
(BART): Approve the portion of Alabama's October 26, 2015, SIP 
submittal seeking to change reliance from the Clean Air Interstate Rule 
(CAIR) to CSAPR for certain regional haze requirements; convert EPA's 
limited approval/limited disapproval of Alabama's July 15, 2008, 
regional haze SIP to a full approval; approve the visibility prong of 
Alabama's infrastructure SIP submittals for the 2012 Fine Particulate 
Matter (PM2.5), 2010 Nitrogen Dioxide (NO2), and 
2010 Sulfur Dioxide (SO2) National Ambient Air Quality 
Standards (NAAQS); and convert EPA's disapproval of the visibility 
portion of Alabama's infrastructure SIP submittal for the 2008 Ozone 
NAAQS to an approval.

DATES: Comments must be received on or before September 18, 2017.

ADDRESSES: Submit your comments, identified by Docket ID No EPA-R04-
OAR-2017-0104 at http://www.regulations.gov. Follow the online 
instructions for submitting comments. Once submitted, comments cannot 
be edited or removed from Regulations.gov. EPA may publish any comment 
received to its public docket. Do not submit electronically any 
information you consider to be Confidential Business Information (CBI) 
or other information whose disclosure is restricted by statute. 
Multimedia submissions (audio, video, etc.) must be accompanied by a 
written comment. The written comment is considered the official comment 
and should include discussion of all points you wish to make. EPA will 
generally not consider comments or comment contents located outside of 
the primary

[[Page 39091]]

submission (i.e., on the Web, cloud, or other file sharing system). For 
additional submission methods, the full EPA public comment policy, 
information about CBI or multimedia submissions, and general guidance 
on making effective comments, please visit http://www2.epa.gov/dockets/commenting-epa-dockets.

FOR FURTHER INFORMATION CONTACT: Michele Notarianni, Air Regulatory 
Management Section, Air, Pesticides and Toxics Management Division, 
U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., 
Atlanta, Georgia 30303-8960. Ms. Notarianni can be reached by telephone 
at (404) 562-9031 or via electronic mail at [email protected].

SUPPLEMENTARY INFORMATION:

I. Background

A. Regional Haze SIPs and Their Relationship With CAIR and CSAPR

    Section 169A(b)(2)(A) of the Clean Air Act (CAA or Act) requires 
states to submit regional haze SIPs that contain such measures as may 
be necessary to make reasonable progress towards the natural visibility 
goal, including a requirement that certain categories of existing major 
stationary sources built between 1962 and 1977 procure, install, and 
operate BART as determined by the state. Under the RHR, states are 
directed to conduct BART determinations for such ``BART-eligible'' 
sources that may be anticipated to cause or contribute to any 
visibility impairment in a Class I area. Rather than requiring source-
specific BART controls, states also have the flexibility to adopt an 
emissions trading program or other alternative program as long as the 
alternative provides greater reasonable progress towards improving 
visibility than BART. See 40 CFR 51.308(e)(2). EPA provided states with 
this flexibility in the RHR, adopted in 1999, and further refined the 
criteria for assessing whether an alternative program provides for 
greater reasonable progress in two subsequent rulemakings. See 64 FR 
35714 (July 1, 1999); 70 FR 39104 (July 6, 2005); 71 FR 60612 (October 
13, 2006).
    EPA demonstrated that CAIR would achieve greater reasonable 
progress than BART in revisions to the regional haze program made in 
2005.\1\ See 70 FR 39104. In those revisions, EPA amended its 
regulations to provide that states participating in the CAIR cap-and-
trade programs pursuant to an EPA-approved CAIR SIP or states that 
remain subject to a CAIR Federal Implementation Plan (FIP) need not 
require affected BART-eligible electric generating units (EGUs) to 
install, operate, and maintain BART for emissions of SO2 and 
nitrogen oxides (NOX). As a result of EPA's determination 
that CAIR was ``better-than-BART,'' a number of states in the CAIR 
region, including Alabama, relied on the CAIR cap-and-trade programs as 
an alternative to BART for EGU emissions of SO2 and 
NOX in designing their regional haze SIPs. These states also 
relied on CAIR as an element of a long-term strategy (LTS) for 
achieving their reasonable progress goals (RPGs) for their regional 
haze programs. However, in 2008, the United States Court of Appeals for 
the District of Columbia Circuit (D.C. Circuit) remanded CAIR to EPA 
without vacatur to preserve the environmental benefits provided by 
CAIR. North Carolina v. EPA, 550 F.3d 1176, 1178 (D.C. Cir. 2008). On 
August 8, 2011 (76 FR 48208), acting on the D.C. Circuit's remand, EPA 
promulgated CSAPR to replace CAIR and issued FIPs to implement the rule 
in CSAPR-subject states.\2\ Implementation of CSAPR was scheduled to 
begin on January 1, 2012, when CSAPR would have superseded the CAIR 
program.
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    \1\ CAIR created regional cap-and-trade programs to reduce 
SO2 and NOX emissions in 27 eastern states 
(and the District of Columbia), including Alabama, that contributed 
to downwind nonattainment or interfered with maintenance of the 1997 
8-hour ozone NAAQS or the 1997 PM2.5 NAAQS.
    \2\ CSAPR requires 28 eastern states to limit their statewide 
emissions of SO2 and/or NOX in order to 
mitigate transported air pollution unlawfully impacting other 
states' ability to attain or maintain four NAAQS: The 1997 ozone 
NAAQS, the 1997 annual PM2.5 NAAQS, the 2006 24-hour 
PM2.5 NAAQS, and the 2008 8-hour ozone NAAQS. The CSAPR 
emissions limitations are defined in terms of maximum statewide 
``budgets'' for emissions of annual SO2, annual 
NOX, and/or ozone-season NOX by each covered 
state's large EGUs. The CSAPR state budgets are implemented in two 
phases of generally increasing stringency, with the Phase 1 budgets 
applying to emissions in 2015 and 2016 and the Phase 2 budgets 
applying to emissions in 2017 and later years.
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    Due to the D.C. Circuit's 2008 ruling that CAIR was ``fatally 
flawed'' and its resulting status as a temporary measure following that 
ruling, EPA could not fully approve regional haze SIPs to the extent 
that they relied on CAIR to satisfy the BART requirement and the 
requirement for a LTS sufficient to achieve the state-adopted RPGs. On 
these grounds, EPA finalized a limited disapproval of Alabama's 
regional haze SIP on June 7, 2012, triggering the requirement for EPA 
to promulgate a FIP unless Alabama submitted and EPA approved a SIP 
revision that corrected the deficiency. See 77 FR 33642. EPA finalized 
a limited approval of Alabama's regional haze SIP on June 28, 2012, as 
meeting the remaining applicable regional haze requirements set forth 
in the CAA and the RHR. See 77 FR 38515.
    In the June 7, 2012, limited disapproval action, EPA also amended 
the RHR to provide that participation by a state's EGUs in a CSAPR 
trading program for a given pollutant--either a CSAPR federal trading 
program implemented through a CSAPR FIP or an integrated CSAPR state 
trading program implemented through an approved CSAPR SIP revision--
qualifies as a BART alternative for those EGUs for that pollutant.\3\ 
See 40 CFR 51.308(e)(4). Since EPA promulgated this amendment, numerous 
states covered by CSAPR have come to rely on the provision through 
either SIPs or FIPs.\4\
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    \3\ Legal challenges to the CSAPR-Better-than-BART rule from 
state, industry, and other petitioners are pending. Utility Air 
Regulatory Group v. EPA, No. 12-1342 (D.C. Cir. filed August 6, 
2012).
    \4\ EPA has promulgated FIPs relying on CSAPR participation for 
BART purposes for Georgia, Indiana, Iowa, Kentucky, Michigan, 
Missouri, Ohio, Pennsylvania, South Carolina, Tennessee, Virginia, 
and West Virginia, 77 FR at 33654, and Nebraska, 77 FR 40150, 40151 
(July 6, 2012). EPA has approved Minnesota's and Wisconsin's SIPs 
relying on CSAPR participation for BART purposes. See 77 FR 34801, 
34806 (June 12, 2012) for Minnesota and 77 FR 46952, 46959 (August 
7, 2012) for Wisconsin.
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    Numerous parties filed petitions for review of CSAPR in the D.C. 
Circuit, and on August 21, 2012, the court issued its ruling, vacating 
and remanding CSAPR to EPA and ordering continued implementation of 
CAIR. EME Homer City Generation, L.P. v. EPA, 696 F.3d 7, 38 (D.C. Cir. 
2012). The D.C. Circuit's vacatur of CSAPR was reversed by the United 
States Supreme Court on April 29, 2014, and the case was remanded to 
the D.C. Circuit to resolve remaining issues in accordance with the 
high court's ruling. EPA v. EME Homer City Generation, L.P., 134 S. Ct. 
1584 (2014). On remand, the D.C. Circuit affirmed CSAPR in most 
respects, but invalidated without vacating some of the CSAPR budgets as 
to a number of states. EME Homer City Generation, L.P. v. EPA, 795 F.3d 
118 (D.C. Cir. 2015). The remanded budgets include the Phase 2 
SO2 emissions budgets for Alabama, Georgia, South Carolina, 
and Texas and the Phase 2 ozone-season NOX budgets for 11 
states. This litigation ultimately delayed implementation of CSAPR for 
three years, from January 1, 2012, when CSAPR's cap-and-trade programs 
were originally scheduled to replace the CAIR cap-and-trade programs, 
to January 1, 2015. Thus, the rule's Phase 2 budgets that were 
originally promulgated to begin on January 1, 2014, began on January 1, 
2017.

[[Page 39092]]

    On November 10, 2016, EPA published a notice of proposed rulemaking 
(NPRM) explaining the Agency's belief that the potentially material 
changes to the scope of CSAPR coverage resulting from the D.C. 
Circuit's remand will be limited to the withdrawal of the FIP 
provisions providing SO2 and annual NOX budgets 
for Texas and ozone-season NOX budgets for Florida. This is 
due, in part, to EPA's approval of the portion of Alabama's October 26, 
2015, SIP submittal adopting Phase 2 annual NOX and 
SO2 budgets equivalent to the federally-developed budgets 
and to commitments from Georgia and South Carolina to submit SIP 
revisions adopting Phase 2 annual NOX and SO2 
budgets equal to or more stringent than the federally-developed 
budgets. See 81 FR 78954. Since publication of the NPRM, Georgia and 
South Carolina have submitted these SIP revisions to EPA.\5\ In the 
NPRM, EPA also proposed to determine that the limited changes to the 
scope of CSAPR coverage do not alter EPA's conclusion that CSAPR 
remains ``better-than-BART;'' that is, that participation in CSAPR 
remains available as an alternative to BART for EGUs covered by the 
trading program. At this time, EPA has not finalized this proposed 
determination.
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    \5\ Georgia's rulemaking to adopt the Phase 2 annual 
NOX and SO2 budgets became state effective on 
July 20, 2017, and the State will submit a SIP revision to EPA in 
the near future. South Carolina submitted a SIP revision to EPA for 
parallel processing on May 26, 2017, to adopt the Phase 2 annual 
NOX and SO2 budgets.
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    Alabama's October 26, 2015, SIP submittal also seeks to correct the 
deficiencies identified in the June 7, 2012, limited disapproval of its 
regional haze SIP by replacing reliance on CAIR with reliance on 
CSAPR.\6\ Specifically, Alabama requests that EPA amend the State's 
regional haze SIP by replacing its reliance on CAIR with CSAPR to 
satisfy SO2 and NOX BART requirements and 
SO2 reasonable progress requirements for EGUs formerly 
subject to CAIR,\7\ and to support the RPGs for the Sipsey Wilderness 
Area in Alabama for the first planning period. EPA is proposing to take 
these actions in this action.
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    \6\ On August 31, 2016 (81 FR 59869), EPA approved portions of 
the October 26, 2015, SIP submission incorporating into Alabama's 
SIP the State's regulations requiring Alabama EGUs to participate in 
CSAPR state trading programs for annual NOX and 
SO2 emissions integrated with the CSAPR federal trading 
programs and thus replacing the corresponding FIP requirements. In 
the August 31, 2016, action, EPA did not take any action regarding 
Alabama's request in this October 26, 2015, SIP submission to revise 
the State's regional haze SIP nor regarding the prong 4 for the 2008 
lead, 2008 8-hour ozone, 2010 1-hour NO2, and 2010 1-hour 
SO2 NAAQS.
    \7\ In its regional haze SIP, Alabama concluded and EPA found 
acceptable the State's determination that no additional controls 
beyond CAIR are reasonable for SO2 for affected Alabama 
EGUs for the first implementation period. See 77 FR 11949 (February 
28, 2012).
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B. Infrastructure SIPs

    By statute, SIPs meeting the requirements of sections 110(a)(1) and 
(2) of the CAA are to be submitted by states within three years (or 
less, if the Administrator so prescribes) after promulgation of a new 
or revised NAAQS to provide for the implementation, maintenance, and 
enforcement of the new or revised NAAQS. EPA has historically referred 
to these SIP submissions made for the purpose of satisfying the 
requirements of sections 110(a)(1) and 110(a)(2) as ``infrastructure 
SIP'' submissions. Sections 110(a)(1) and (2) require states to address 
basic SIP elements such as for monitoring, basic program requirements, 
and legal authority that are designed to assure attainment and 
maintenance of the newly established or revised NAAQS. More 
specifically, section 110(a)(1) provides the procedural and timing 
requirements for infrastructure SIPs. Section 110(a)(2) lists specific 
elements that states must meet for the infrastructure SIP requirements 
related to a newly established or revised NAAQS. The contents of an 
infrastructure SIP submission may vary depending upon the data and 
analytical tools available to the state, as well as the provisions 
already contained in the state's implementation plan at the time in 
which the state develops and submits the submission for a new or 
revised NAAQS.
    Section 110(a)(2)(D) has two components: 110(a)(2)(D)(i) and 
110(a)(2)(D)(ii). Section 110(a)(2)(D)(i) includes four distinct 
components, commonly referred to as ``prongs,'' that must be addressed 
in infrastructure SIP submissions. The first two prongs, which are 
codified in section 110(a)(2)(D)(i)(I), are provisions that prohibit 
any source or other type of emissions activity in one state from 
contributing significantly to nonattainment of the NAAQS in another 
state (prong 1) and from interfering with maintenance of the NAAQS in 
another state (prong 2). The third and fourth prongs, which are 
codified in section 110(a)(2)(D)(i)(II), are provisions that prohibit 
emissions activity in one state from interfering with measures required 
to prevent significant deterioration of air quality in another state 
(prong 3) or from interfering with measures to protect visibility in 
another state (prong 4). Section 110(a)(2)(D)(ii) requires SIPs to 
include provisions ensuring compliance with sections 115 and 126 of the 
Act, relating to interstate and international pollution abatement.
    Through this action, EPA is proposing to approve the prong 4 
portion of Alabama's infrastructure SIP submissions for the 2010 1-hour 
NO2, 2010 1-hour SO2, and 2012 annual 
PM2.5 NAAQS, and to convert EPA's disapproval of the prong 4 
portion of Alabama's infrastructure SIP submission for the 2008 8-hour 
Ozone NAAQS to an approval, as discussed in section IV of this 
notice.\8\ All other applicable infrastructure SIP requirements for 
these SIP submissions have been or will be addressed in separate 
rulemakings. A brief background regarding the NAAQS relevant to this 
proposal is provided below. For comprehensive information on these 
NAAQS, please refer to the Federal Register notices cited in the 
following subsections.
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    \8\ See 82 FR 9512 (February 7, 2017).
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1. 2010 1-Hour SO2 NAAQS
    On June 2, 2010, EPA revised the 1-hour primary SO2 
NAAQS to an hourly standard of 75 parts per billion (ppb) based on a 3-
year average of the annual 99th percentile of 1-hour daily maximum 
concentrations. See 75 FR 35520 (June 22, 2010). States were required 
to submit infrastructure SIP submissions for the 2010 1-hour 
SO2 NAAQS to EPA no later than June 2, 2013. Alabama 
submitted an infrastructure SIP submission for the 2010 1-hour 
SO2 NAAQS on April 23, 2013. This proposed action only 
addresses the prong 4 element of that submission.\9\
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    \9\ The other portions of Alabama's April 23 2013, 
SO2 infrastructure submission have been addressed in a 
previous EPA action. See 82 FR 3637 (January 12, 2017).
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2. 2010 1-Hour NO2 NAAQS
    On January 22, 2010, EPA promulgated a new 1-hour primary NAAQS for 
NO2 at a level of 100 ppb, based on a 3-year average of the 
98th percentile of the yearly distribution of 1-hour daily maximum 
concentrations. See 75 FR 6474 (February 9, 2010). States were required 
to submit infrastructure SIP submissions for the 2010 1-hour 
NO2 NAAQS to EPA no later than January 22, 2013. Alabama 
submitted infrastructure SIP submissions for the 2010 1-hour 
NO2 NAAQS on April 23, 2013, and December 9, 2015. This 
proposed action only addresses the prong 4 element of those 
submissions.\10\
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    \10\ The other portions for Alabama's April 23 2013, and 
December 9, 2015, NO2 infrastructure submissions have 
been addressed in previous EPA actions. See 81 FR 83142 (November 
21, 2016); 80 FR 14019 (March 18, 2015).

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[[Page 39093]]

3. 2012 PM2.5 NAAQS
    On December 14, 2012, EPA revised the annual primary 
PM2.5 NAAQS to 12 micrograms per cubic meter ([mu]g/m\3\). 
See 78 FR 3086 (January 15, 2013). States were required to submit 
infrastructure SIP submissions for the 2012 PM2.5 NAAQS to 
EPA no later than December 14, 2015. Alabama submitted an 
infrastructure SIP submission for the 2012 PM2.5 NAAQS on 
December 9, 2015. This proposed action only addresses the prong 4 
element of that submission.\11\
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    \11\ The other portions of Alabama's December 9, 2015, 
PM2.5 infrastructure submission are being addressed in 
separate actions.
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4. 2008 8-Hour Ozone NAAQS
    On March 12, 2008, EPA revised the 8-hour Ozone NAAQS to 0.075 
parts per million. See 73 FR 16436 (March 27, 2008). States were 
required to submit infrastructure SIP submissions for the 2008 8-hour 
Ozone NAAQS to EPA no later than March 12, 2011. Alabama submitted an 
infrastructure SIP for the 2008 8-hour Ozone NAAQS on August 20, 2012. 
On February 7, 2017, EPA disapproved the prong 4 element of Alabama's 
2008 8-hour Ozone infrastructure submission. See 82 FR 9512. This 
proposed action addresses that disapproval and proposes to convert it 
to a full approval for prong 4.\12\
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    \12\ The other portions of Alabama's March 12, 2008, ozone 
infrastructure SIP submission have been addressed in previous EPA 
actions. See 80 FR 14019 (March 3, 2015); 80 FR 17689 (April 2, 
2015).
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II. What is EPA's approach to the review of infrastructure SIP 
submissions?

    The requirement for states to make a SIP submission of this type 
arises out of section 110(a)(1). Pursuant to section 110(a)(1), states 
must make SIP submissions ``within 3 years (or such shorter period as 
the Administrator may prescribe) after the promulgation of a national 
primary ambient air quality standard (or any revision thereof),'' and 
these SIP submissions are to provide for the ``implementation, 
maintenance, and enforcement'' of such NAAQS. The statute directly 
imposes on states the duty to make these SIP submissions, and the 
requirement to make the submissions is not conditioned upon EPA's 
taking any action other than promulgating a new or revised NAAQS. 
Section 110(a)(2) includes a list of specific elements that ``each such 
plan'' submission must address.
    EPA has historically referred to these SIP submissions made for the 
purpose of satisfying the requirements of section 110(a)(1) and (2) as 
``infrastructure SIP'' submissions. Although the term ``infrastructure 
SIP'' does not appear in the CAA, EPA uses the term to distinguish this 
particular type of SIP submission from submissions that are intended to 
satisfy other SIP requirements under the CAA, such as ``nonattainment 
SIP'' or ``attainment plan SIP'' submissions to address the 
nonattainment planning requirements of part D of Title I of the CAA, 
``regional haze SIP'' submissions required by EPA rule to address the 
visibility protection requirements of section 169A of the CAA, and 
nonattainment new source review (NSR) permit program submissions to 
address the permit requirements of CAA, Title I, part D.
    Section 110(a)(1) addresses the timing and general requirements for 
infrastructure SIP submissions and section 110(a)(2) provides more 
details concerning the required contents of these submissions. The list 
of required elements provided in section 110(a)(2) contains a wide 
variety of disparate provisions, some of which pertain to required 
legal authority, some of which pertain to required substantive program 
provisions, and some of which pertain to requirements for both 
authority and substantive program provisions.\13\ EPA therefore 
believes that while the timing requirement in section 110(a)(1) is 
unambiguous, some of the other statutory provisions are ambiguous. In 
particular, EPA believes that the list of required elements for 
infrastructure SIP submissions provided in section 110(a)(2) contains 
ambiguities concerning what is required for inclusion in an 
infrastructure SIP submission.
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    \13\ For example: Section 110(a)(2)(E)(i) provides that states 
must provide assurances that they have adequate legal authority 
under state and local law to carry out the SIP; section 110(a)(2)(C) 
provides that states must have a SIP-approved program to address 
certain sources as required by part C of Title I of the CAA; and 
section 110(a)(2)(G) provides that states must have legal authority 
to address emergencies as well as contingency plans that are 
triggered in the event of such emergencies.
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    The following examples of ambiguities illustrate the need for EPA 
to interpret some section 110(a)(1) and section 110(a)(2) requirements 
with respect to infrastructure SIP submissions for a given new or 
revised NAAQS. One example of ambiguity is that section 110(a)(2) 
requires that ``each'' SIP submission must meet the list of 
requirements therein, while EPA has long noted that this literal 
reading of the statute is internally inconsistent and would create a 
conflict with the nonattainment provisions in part D of Title I of the 
CAA, which specifically address nonattainment SIP requirements.\14\ 
Section 110(a)(2)(I) pertains to nonattainment SIP requirements and 
part D addresses when attainment plan SIP submissions to address 
nonattainment area requirements are due. For example, section 172(b) 
requires EPA to establish a schedule for submission of such plans for 
certain pollutants when the Administrator promulgates the designation 
of an area as nonattainment, and section 107(d)(1)(B) allows up to two 
years or in some cases three years, for such designations to be 
promulgated.\15\ This ambiguity illustrates that rather than apply all 
the stated requirements of section 110(a)(2) in a strict literal sense, 
EPA must determine which provisions of section 110(a)(2) are applicable 
for a particular infrastructure SIP submission.
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    \14\ See, e.g., ``Rule To Reduce Interstate Transport of Fine 
Particulate Matter and Ozone (Clean Air Interstate Rule); Revisions 
to Acid Rain Program; Revisions to the NOX SIP Call; 
Final Rule,'' 70 FR 25162, at 25163-65 (May 12, 2005) (explaining 
relationship between timing requirement of section 110(a)(2)(D) 
versus section 110(a)(2)(I)).
    \15\ EPA notes that this ambiguity within section 110(a)(2) is 
heightened by the fact that various subparts of part D set specific 
dates for submission of certain types of SIP submissions in 
designated nonattainment areas for various pollutants. Note, e.g., 
that section 182(a)(1) provides specific dates for submission of 
emissions inventories for the ozone NAAQS. Some of these specific 
dates are necessarily later than three years after promulgation of 
the new or revised NAAQS.
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    Another example of ambiguity within section 110(a)(1) and (2) with 
respect to infrastructure SIPs pertains to whether states must meet all 
of the infrastructure SIP requirements in a single SIP submission, and 
whether EPA must act upon such SIP submission in a single action. 
Although section 110(a)(1) directs states to submit ``a plan'' to meet 
these requirements, EPA interprets the CAA to allow states to make 
multiple SIP submissions separately addressing infrastructure SIP 
elements for the same NAAQS. If states elect to make such multiple SIP 
submissions to meet the infrastructure SIP requirements, EPA can elect 
to act on such submissions either individually or in a larger combined 
action.\16\ Similarly, EPA

[[Page 39094]]

interprets the CAA to allow it to take action on the individual parts 
of one larger, comprehensive infrastructure SIP submission for a given 
NAAQS without concurrent action on the entire submission. For example, 
EPA has sometimes elected to act at different times on various elements 
and sub-elements of the same infrastructure SIP submission.\17\
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    \16\ See, e.g., ``Approval and Promulgation of Implementation 
Plans; New Mexico; Revisions to the New Source Review (NSR) State 
Implementation Plan (SIP); Prevention of Significant Deterioration 
(PSD) and Nonattainment New Source Review (NNSR) Permitting,'' 78 FR 
4339 (January 22, 2013) (EPA's final action approving the structural 
PSD elements of the New Mexico SIP submitted by the State separately 
to meet the requirements of EPA's 2008 PM2.5 NSR rule), 
and ``Approval and Promulgation of Air Quality Implementation Plans; 
New Mexico; Infrastructure and Interstate Transport Requirements for 
the 2006 PM2.5 NAAQS,'' 78 FR 4337 (January 22, 2013) 
(EPA's final action on the infrastructure SIP for the 2006 
PM2.5 NAAQS).
    \17\ On December 14, 2007, the State of Tennessee, through the 
Tennessee Department of Environment and Conservation, made a SIP 
revision to EPA demonstrating that the State meets the requirements 
of sections 110(a)(1) and (2). EPA proposed action for 
infrastructure SIP elements (C) and (J) on January 23, 2012 (77 FR 
3213) and took final action on March 14, 2012 (77 FR 14976). On 
April 16, 2012 (77 FR 22533) and July 23, 2012 (77 FR 42997), EPA 
took separate proposed and final actions on all other section 
110(a)(2) infrastructure SIP elements of Tennessee's December 14, 
2007, submittal.
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    Ambiguities within section 110(a)(1) and (2) may also arise with 
respect to infrastructure SIP submission requirements for different 
NAAQS. Thus, EPA notes that not every element of section 110(a)(2) 
would be relevant, or as relevant, or relevant in the same way, for 
each new or revised NAAQS. The states' attendant infrastructure SIP 
submissions for each NAAQS therefore could be different. For example, 
the monitoring requirements that a state might need to meet in its 
infrastructure SIP submission for purposes of section 110(a)(2)(B) 
could be very different for different pollutants, because the content 
and scope of a state's infrastructure SIP submission to meet this 
element might be very different for an entirely new NAAQS than for a 
minor revision to an existing NAAQS.\18\
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    \18\ For example, implementation of the 1997 PM2.5 
NAAQS required the deployment of a system of new monitors to measure 
ambient levels of that new indicator species for the new NAAQS.
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    EPA notes that interpretation of section 110(a)(2) is also 
necessary when EPA reviews other types of SIP submissions required 
under the CAA. Therefore, as with infrastructure SIP submissions, EPA 
also has to identify and interpret the relevant elements of section 
110(a)(2) that logically apply to these other types of SIP submissions. 
For example, section 172(c)(7) requires attainment plan SIP submissions 
required by part D to meet the ``applicable requirements'' of section 
110(a)(2); thus, attainment plan SIP submissions must meet the 
requirements of section 110(a)(2)(A) regarding enforceable emission 
limits and control measures and section 110(a)(2)(E)(i) regarding air 
agency resources and authority. By contrast, it is clear that 
attainment plan SIP submissions required by part D would not need to 
meet the portion of section 110(a)(2)(C) that pertains to the 
prevention of significant deterioration (PSD) program required in part 
C of Title I of the CAA, because PSD does not apply to a pollutant for 
which an area is designated nonattainment and thus subject to part D 
planning requirements. As this example illustrates, each type of SIP 
submission may implicate some elements of section 110(a)(2) but not 
others.
    Given the potential for ambiguity in some of the statutory language 
of section 110(a)(1) and section 110(a)(2), EPA believes that it is 
appropriate to interpret the ambiguous portions of section 110(a)(1) 
and section 110(a)(2) in the context of acting on a particular SIP 
submission. In other words, EPA assumes that Congress could not have 
intended that each and every SIP submission, regardless of the NAAQS in 
question or the history of SIP development for the relevant pollutant, 
would meet each of the requirements, or meet each of them in the same 
way. Therefore, EPA has adopted an approach under which it reviews 
infrastructure SIP submissions against the list of elements in section 
110(a)(2), but only to the extent each element applies for that 
particular NAAQS.
    Historically, EPA has elected to use guidance documents to make 
recommendations to states for infrastructure SIPs, in some cases 
conveying needed interpretations on newly arising issues and in some 
cases conveying interpretations that have already been developed and 
applied to individual SIP submissions for particular elements.\19\ EPA 
most recently issued guidance for infrastructure SIPs on September 13, 
2013 (2013 Guidance).\20\ EPA developed this document to provide states 
with up-to-date guidance for infrastructure SIPs for any new or revised 
NAAQS. Within this guidance, EPA describes the duty of states to make 
infrastructure SIP submissions to meet basic structural SIP 
requirements within three years of promulgation of a new or revised 
NAAQS. EPA also made recommendations about many specific subsections of 
section 110(a)(2) that are relevant in the context of infrastructure 
SIP submissions.\21\ The guidance also discusses the substantively 
important issues that are germane to certain subsections of section 
110(a)(2). EPA interprets sections 110(a)(1) and (2) such that 
infrastructure SIP submissions need to address certain issues and need 
not address others. Accordingly, EPA reviews each infrastructure SIP 
submission for compliance with the applicable statutory provisions of 
section 110(a)(2), as appropriate.
---------------------------------------------------------------------------

    \19\ EPA notes, however, that nothing in the CAA requires EPA to 
provide guidance or to promulgate regulations for infrastructure SIP 
submissions. The CAA directly applies to states and requires the 
submission of infrastructure SIP submissions, regardless of whether 
or not EPA provides guidance or regulations pertaining to such 
submissions. EPA elects to issue such guidance in order to assist 
states, as appropriate.
    \20\ ``Guidance on Infrastructure State Implementation Plan 
(SIP) Elements under Clean Air Act Sections 110(a)(1) and 
110(a)(2),'' Memorandum from Stephen D. Page, September 13, 2013.
    \21\ EPA's September 13, 2013, guidance did not make 
recommendations with respect to infrastructure SIP submissions to 
address section 110(a)(2)(D)(i)(I). EPA issued the guidance shortly 
after the U.S. Supreme Court agreed to review the D.C. Circuit 
decision in EME Homer City, 696 F.3d 7 (D.C. Cir. 2012) which had 
interpreted the requirements of section 110(a)(2)(D)(i)(I). In light 
of the uncertainty created by ongoing litigation, EPA elected not to 
provide additional guidance on the requirements of section 
110(a)(2)(D)(i)(I) at that time. As the guidance is neither binding 
nor required by statute, whether EPA elects to provide guidance on a 
particular section has no impact on a state's CAA obligations.
---------------------------------------------------------------------------

    As an example, section 110(a)(2)(E)(ii) is a required element of 
section 110(a)(2) for infrastructure SIP submissions. Under this 
element, a state must meet the substantive requirements of section 128, 
which pertain to state boards that approve permits or enforcement 
orders and heads of executive agencies with similar powers. Thus, EPA 
reviews infrastructure SIP submissions to ensure that the state's SIP 
appropriately addresses the requirements of section 110(a)(2)(E)(ii) 
and section 128. The 2013 Guidance explains EPA's interpretation that 
there may be a variety of ways by which states can appropriately 
address these substantive statutory requirements, depending on the 
structure of an individual state's permitting or enforcement program 
(e.g., whether permits and enforcement orders are approved by a multi-
member board or by a head of an executive agency). Regardless of how 
they are addressed by the state, the substantive requirements of 
section 128 are necessarily included in EPA's evaluation of 
infrastructure SIP submissions because section 110(a)(2)(E)(ii) 
explicitly requires that the state satisfy the provisions of section 
128.
    As another example, EPA's review of infrastructure SIP submissions 
with respect to the PSD program requirements in section 110(a)(2)(C), 
(D)(i)(II), and (J) focuses upon the structural PSD program 
requirements contained in part C and EPA's PSD regulations. Structural 
PSD program requirements include provisions necessary for the PSD 
program to address all regulated sources and NSR

[[Page 39095]]

pollutants, including greenhouse gases. By contrast, structural PSD 
program requirements do not include provisions that are not required 
under EPA's regulations at 40 CFR 51.166 but are merely available as an 
option for the state, such as the option to provide grandfathering of 
complete permit applications with respect to the PM2.5 
NAAQS. Accordingly, the latter optional provisions are types of 
provisions EPA considers irrelevant in the context of an infrastructure 
SIP action.
    For other section 110(a)(2) elements, however, EPA's review of a 
state's infrastructure SIP submission focuses on assuring that the 
state's SIP meets basic structural requirements. For example, section 
110(a)(2)(C) includes, inter alia, the requirement that states have a 
program to regulate minor new sources. Thus, EPA evaluates whether the 
state has an EPA-approved minor NSR program and whether the program 
addresses the pollutants relevant to that NAAQS. In the context of 
acting on an infrastructure SIP submission, however, EPA does not think 
it is necessary to conduct a review of each and every provision of a 
state's existing minor source program (i.e., already in the existing 
SIP) for compliance with the requirements of the CAA and EPA's 
regulations that pertain to such programs.
    With respect to certain other issues, EPA does not believe that an 
action on a state's infrastructure SIP submission is necessarily the 
appropriate type of action in which to address possible deficiencies in 
a state's existing SIP. These issues include: (i) Existing provisions 
related to excess emissions from sources during periods of startup, 
shutdown, or malfunction (SSM) that may be contrary to the CAA and 
EPA's policies addressing such excess emissions; \22\ (ii) existing 
provisions related to ``director's variance'' or ``director's 
discretion'' that may be contrary to the CAA because they purport to 
allow revisions to SIP-approved emissions limits while limiting public 
process or not requiring further approval by EPA; and (iii) existing 
provisions for PSD programs that may be inconsistent with current 
requirements of EPA's ``Final NSR Improvement Rule,'' 67 FR 80186 
(December 31, 2002), as amended by 72 FR 32526 (June 13, 2007) (NSR 
Reform). Thus, EPA believes that it may approve an infrastructure SIP 
submission without scrutinizing the totality of the existing SIP for 
such potentially deficient provisions and may approve the submission 
even if it is aware of such existing provisions.\23\ It is important to 
note that EPA's approval of a state's infrastructure SIP submission 
should not be construed as explicit or implicit re-approval of any 
existing potentially deficient provisions that relate to the three 
specific issues just described.
---------------------------------------------------------------------------

    \22\ Subsequent to issuing the 2013 Guidance, EPA's 
interpretation of the CAA with respect to the approvability of 
affirmative defense provisions in SIPs has changed. See ``State 
Implementation Plans: Response to Petition for Rulemaking; 
Restatement and Update of EPA's SSM Policy Applicable to SIPs; 
Findings of Substantial Inadequacy; and SIP Calls To Amend 
Provisions Applying to Excess Emissions During Periods of Startup, 
Shutdown and Malfunction,'' 80 FR 33839 (June 12, 2015). As a 
result, EPA's 2013 Guidance (p. 21 & n.30) no longer represents the 
EPA's view concerning the validity of affirmative defense 
provisions, in light of the requirements of section 113 and section 
304.
    \23\ By contrast, EPA notes that if a state were to include a 
new provision in an infrastructure SIP submission that contained a 
legal deficiency, such as a new exemption or affirmative defense for 
excess emissions during SSM events, then EPA would need to evaluate 
that provision for compliance against the rubric of applicable CAA 
requirements in the context of the action on the infrastructure SIP.
---------------------------------------------------------------------------

    EPA's approach to review of infrastructure SIP submissions is to 
identify the CAA requirements that are logically applicable to that 
submission. EPA believes that this approach to the review of a 
particular infrastructure SIP submission is appropriate, because it 
would not be reasonable to read the general requirements of section 
110(a)(1) and the list of elements in section 110(a)(2) as requiring 
review of each and every provision of a state's existing SIP against 
all requirements in the CAA and EPA regulations merely for purposes of 
assuring that the state in question has the basic structural elements 
for a functioning SIP for a new or revised NAAQS. Because SIPs have 
grown by accretion over the decades as statutory and regulatory 
requirements under the CAA have evolved, they may include some outmoded 
provisions and historical artifacts. These provisions, while not fully 
up to date, nevertheless may not pose a significant problem for the 
purposes of ``implementation, maintenance, and enforcement'' of a new 
or revised NAAQS when EPA evaluates adequacy of the infrastructure SIP 
submission. EPA believes that a better approach is for states and EPA 
to focus attention on those elements of section 110(a)(2) of the CAA 
most likely to warrant a specific SIP revision due to the promulgation 
of a new or revised NAAQS or other factors.
    For example, EPA's 2013 Guidance gives simpler recommendations with 
respect to carbon monoxide than other NAAQS pollutants to meet the 
visibility requirements of section 110(a)(2)(D)(i)(II), because carbon 
monoxide does not affect visibility. As a result, an infrastructure SIP 
submission for any future new or revised NAAQS for carbon monoxide need 
only state this fact in order to address the visibility prong of 
section 110(a)(2)(D)(i)(II).
    Finally, EPA believes that its approach with respect to 
infrastructure SIP requirements is based on a reasonable reading of 
section 110(a)(1) and (2) because the CAA provides other avenues and 
mechanisms to address specific substantive deficiencies in existing 
SIPs. These other statutory tools allow EPA to take appropriately 
tailored action, depending upon the nature and severity of the alleged 
SIP deficiency. Section 110(k)(5) authorizes EPA to issue a ``SIP 
call'' whenever the Agency determines that a state's implementation 
plan is substantially inadequate to attain or maintain the NAAQS, to 
mitigate interstate transport, or to otherwise comply with the CAA.\24\ 
Section 110(k)(6) authorizes EPA to correct errors in past actions, 
such as past approvals of SIP submissions.\25\ Significantly, EPA's 
determination that an action on a state's infrastructure SIP submission 
is not the appropriate time and place to address all potential existing 
SIP deficiencies does not preclude EPA's subsequent reliance on 
provisions in section 110(a)(2) as part of the basis for action to 
correct those deficiencies at a later time. For example, although it 
may not be appropriate to require a state to eliminate all existing 
inappropriate director's discretion provisions in the course of acting 
on an infrastructure SIP submission, EPA believes that section 
110(a)(2)(A) may be among the statutory bases that EPA relies upon in 
the course of addressing

[[Page 39096]]

such deficiency in a subsequent action.\26\
---------------------------------------------------------------------------

    \24\ For example, EPA issued a SIP call to Utah to address 
specific existing SIP deficiencies related to the treatment of 
excess emissions during SSM events. See ``Finding of Substantial 
Inadequacy of Implementation Plan; Call for Utah State 
Implementation Plan Revisions,'' 74 FR 21639 (April 18, 2011).
    \25\ EPA has used this authority to correct errors in past 
actions on SIP submissions related to PSD programs. See ``Limitation 
of Approval of Prevention of Significant Deterioration Provisions 
Concerning Greenhouse Gas Emitting-Sources in State Implementation 
Plans; Final Rule,'' 75 FR 82536 (December 30, 2010). EPA has 
previously used its authority under section 110(k)(6) of the CAA to 
remove numerous other SIP provisions that the Agency determined it 
had approved in error. See, e.g., 61 FR 38664 (July 25, 1996) and 62 
FR 34641 (June 27, 1997) (corrections to American Samoa, Arizona, 
California, Hawaii, and Nevada SIPs); 69 FR 67062, November 16, 2004 
(corrections to California SIP); and 74 FR 57051 (November 3, 2009) 
(corrections to Arizona and Nevada SIPs).
    \26\ See, e.g., EPA's disapproval of a SIP submission from 
Colorado on the grounds that it would have included a director's 
discretion provision inconsistent with CAA requirements, including 
section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344 (July 21, 
2010) (proposed disapproval of director's discretion provisions); 76 
FR 4540 (January 26, 2011) (final disapproval of such provisions).
---------------------------------------------------------------------------

III. What are the Prong 4 requirements?

    CAA section 110(a)(2)(D)(i)(II) requires a state's implementation 
plan to contain provisions prohibiting sources in that state from 
emitting pollutants in amounts that interfere with any other state's 
efforts to protect visibility under part C of the CAA (which includes 
sections 169A and 169B). The 2013 Guidance states that these prong 4 
requirements can be satisfied by approved SIP provisions that EPA has 
found to adequately address any contribution of that state's sources 
that impacts the visibility program requirements in other states. The 
2013 Guidance also states that EPA interprets this prong to be 
pollutant-specific, such that the infrastructure SIP submission need 
only address the potential for interference with protection of 
visibility caused by the pollutant (including precursors) to which the 
new or revised NAAQS applies.
    The 2013 Guidance lays out how a state's infrastructure SIP may 
satisfy prong 4. One way that a state can meet the requirements is via 
confirmation in its infrastructure SIP submission that the state has an 
approved regional haze SIP that fully meets the requirements of 40 CFR 
51.308 or 51.309. 40 CFR 51.308 and 51.309 specifically require that a 
state participating in a regional planning process include all measures 
needed to achieve its apportionment of emission reduction obligations 
agreed upon through that process. A fully approved regional haze SIP 
will ensure that emissions from sources under an air agency's 
jurisdiction are not interfering with measures required to be included 
in other air agencies' plans to protect visibility.
    Alternatively, in the absence of a fully approved regional haze 
SIP, a state may meet the requirements of prong 4 through a 
demonstration in its infrastructure SIP submission that emissions 
within its jurisdiction do not interfere with other air agencies' plans 
to protect visibility. Such an infrastructure SIP submission would need 
to include measures to limit visibility-impairing pollutants and ensure 
that the reductions conform with any mutually agreed regional haze RPGs 
for mandatory Class I areas in other states.

IV. What is EPA's analysis of how Alabama addressed Prong 4 and 
regional haze?

    Alabama's August 20, 2012, 2008 8-hour Ozone infrastructure SIP 
submission; April 23, 2013, and December 9, 2015, 2010 1-hour 
NO2 submissions; April 23, 2013, 2010 1-hour SO2 
submission; and December 9, 2015, 2012 annual PM2.5 
submission rely on the State having a fully approved regional haze SIP 
to satisfy its prong 4 requirements. However, EPA has not fully 
approved Alabama's regional haze SIP, as the Agency issued a limited 
disapproval of the State's original regional haze plan on June 7, 2012, 
due to its reliance on CAIR. To correct the deficiencies in its 
regional haze SIP and obtain approval of the aforementioned 
infrastructure SIPs that rely on the regional haze SIP, the State 
submitted a SIP revision on October 26, 2015, to replace reliance on 
CAIR with reliance on CSAPR. \27\
---------------------------------------------------------------------------

    \27\ See Alabama's October 26, 2015, SIP submittal, Part H--
Proposed Revisions to Alabama Regional Haze State Implementation 
Plan (SIP).
---------------------------------------------------------------------------

    EPA is proposing to approve the regional haze portion of the 
State's October 26, 2015, SIP revision and convert EPA's previous 
action on Alabama's regional haze SIP from a limited approval/limited 
disapproval to a full approval because final approval of this portion 
of the SIP revision would correct the deficiencies that led to EPA's 
limited approval/limited disapproval of the State's regional haze SIP. 
Specifically, EPA's approval of this portion of Alabama's October 26, 
2015, SIP revision would satisfy the SO2 and NOx BART 
requirements and SO2 reasonable progress requirements for 
EGUs formerly subject to CAIR and the requirement that a LTS include 
measures as necessary to achieve the State-adopted RPGs. Because a 
state may satisfy prong 4 requirements through a fully approved 
regional haze SIP, EPA is therefore also proposing to approve the prong 
4 portion of Alabama's April 23, 2013, and December 9, 2015, 2010 1-
hour NO2 infrastructure submissions; the April 23, 2013, 
2010 1-hour SO2 infrastructure submission; and the December 
9, 2015, 2012 annual PM2.5 submission; and to convert EPA's 
February 7, 2017, disapproval of the prong 4 portions of Alabama's 
August 20, 2012, 2008 8-hour Ozone infrastructure submission to an 
approval. However, as noted above, EPA proposed in November 2016 to 
find that CSAPR remains ``better than BART'' given the changes to 
CSAPR's scope in response to the D.C. Circuit's remand, but the Agency 
has not finalized this national rulemaking. Therefore, EPA will not 
finalize the proposed approvals of Alabama's regional haze and prong 4 
submissions described above unless it has finalized the CSAPR remains 
``better-than-BART'' rulemaking or otherwise determined that 
participation in CSAPR remains a viable alternative to BART.

V. Proposed Action

    As described above, EPA is proposing to take the following actions, 
contingent upon a final determination that CSAPR continues to qualify 
as an alternative to the application of BART under the RHR: (1) Approve 
the regional haze portion of Alabama's October 26, 2015, SIP submission 
to change reliance from CAIR to CSAPR; (2) convert EPA's limited 
approval/limited disapproval of Alabama's July 15, 2008, regional haze 
SIP to a full approval; (3) approve the prong 4 portion of Alabama's 
April 23, 2013, and December 9, 2015, 2010 1-hour NO2 
submissions; April 23, 2013, 2010 1-hour SO2 submission; and 
December 9, 2015, 2012 annual PM2.5 submission; and (4) 
convert EPA's February 7, 2017, disapproval of the prong 4 portion of 
Alabama's August 20, 2012, 2008 8-hour Ozone submission to an approval. 
All other applicable infrastructure requirements for the infrastructure 
SIP submissions have been or will be addressed in separate rulemakings.

VI. Statutory and Executive Order Reviews

    Under the CAA, the Administrator is required to approve a SIP 
submission that complies with the provisions of the Act and applicable 
federal regulations. See 42 U.S.C. 7410(k); 40 CFR 52.02(a). Thus, in 
reviewing SIP submissions, EPA's role is to approve state choices, 
provided that they meet the criteria of the CAA. Accordingly, these 
proposed actions merely propose to approve state law as meeting Federal 
requirements and do not impose additional requirements beyond those 
imposed by state law. For that reason, these proposed actions:
     Are not ``significant regulatory actions'' subject to 
review by the Office of Management and Budget under Executive Orders 
12866 (58 FR 51735, October 4, 1993) and 13563 (76 FR 3821, January 21, 
2011);
     do not impose an information collection burden under the 
provisions of the Paperwork Reduction Act (44 U.S.C. 3501 et seq.);

[[Page 39097]]

     are certified as not having a significant economic impact 
on a substantial number of small entities under the Regulatory 
Flexibility Act (5 U.S.C. 601 et seq.);
     do not contain any unfunded mandate or significantly or 
uniquely affect small governments, as described in the Unfunded 
Mandates Reform Act of 1995 (Pub. L. 104-4);
     do not have Federalism implications as specified in 
Executive Order 13132 (64 FR 43255, August 10, 1999);
     are not economically significant regulatory actions based 
on health or safety risks subject to Executive Order 13045 (62 FR 
19885, April 23, 1997);
     are not significant regulatory actions subject to 
Executive Order 13211 (66 FR 28355, May 22, 2001);
     are not subject to requirements of Section 12(d) of the 
National Technology Transfer and Advancement Act of 1995 (15 U.S.C. 272 
note) because application of those requirements would be inconsistent 
with the CAA; and
     do not provide EPA with the discretionary authority to 
address, as appropriate, disproportionate human health or environmental 
effects, using practicable and legally permissible methods, under 
Executive Order 12898 (59 FR 7629, February 16, 1994).
    The SIP is not approved to apply on any Indian reservation land or 
in any other area where EPA or an Indian tribe has demonstrated that a 
tribe has jurisdiction. In those areas of Indian country, the rule does 
not have tribal implications as specified by Executive Order 13175 (65 
FR 67249, November 9, 2000), nor will it impose substantial direct 
costs on tribal governments or preempt tribal law.

List of Subjects in 40 CFR Part 52

    Environmental protection, Administrative practice and procedure, 
Air pollution control, Incorporation by reference, Intergovernmental 
relations, Nitrogen dioxide, Ozone, Particulate Matter, Reporting and 
recordkeeping requirements, Sulfur oxides.

    Authority:  42 U.S.C. 7401 et seq.

    Dated: August 4, 2017.
V. Anne Heard,
Acting Regional Administrator, Region 4.
[FR Doc. 2017-17346 Filed 8-16-17; 8:45 am]
 BILLING CODE 6560-50-P



                                                  39090                  Federal Register / Vol. 82, No. 158 / Thursday, August 17, 2017 / Proposed Rules

                                                  and its updated provisions into the SIP,                   • is certified as not having a                     ENVIRONMENTAL PROTECTION
                                                  pursuant to CAA section 110(a)(2)(C).                   significant economic impact on a                      AGENCY
                                                                                                          substantial number of small entities
                                                  IV. Incorporation by Reference                                                                                40 CFR Part 52
                                                                                                          under the Regulatory Flexibility Act (5
                                                     In this rule, EPA is proposing to                    U.S.C. 601 et seq.);                                  [EPA–R04–OAR–2017–0104; FRL–9966–18–
                                                  include in a final EPA rule regulatory                     • does not contain any unfunded                    Region 4]
                                                  text that includes incorporation by                     mandate or significantly or uniquely
                                                  reference. In accordance with the                       affect small governments, as described                Air Plan Approval; Alabama; Regional
                                                  requirements of 1 CFR 51.5, EPA is                      in the Unfunded Mandates Reform Act                   Haze Plan and Prong 4 (Visibility) for
                                                  proposing to incorporate by reference                   of 1995 (Public Law 104–4);                           the 2012 PM2.5, 2010 NO2, 2010 SO2,
                                                  South Carolina Regulation 61–62.1,                         • does not have Federalism                         and 2008 Ozone NAAQS
                                                  Section II—‘‘Permit Requirements,’’                     implications as specified in Executive
                                                                                                          Order 13132 (64 FR 43255, August 10,                  AGENCY:  Environmental Protection
                                                  effective June 24, 2016,11 which revises                                                                      Agency (EPA).
                                                  the federally enforceable minor source                  1999);
                                                  construction and operating permit                          • is not an economically significant               ACTION: Proposed rule.
                                                  program. EPA has made, and will                         regulatory action based on health or
                                                                                                          safety risks subject to Executive Order               SUMMARY:    The Environmental Protection
                                                  continue to make, these materials                                                                             Agency (EPA) is proposing to take the
                                                  generally available through                             13045 (62 FR 19885, April 23, 1997);
                                                                                                             • is not a significant regulatory action           following four actions regarding the
                                                  www.regulations.gov and/or at the EPA                                                                         Alabama State Implementation Plan
                                                                                                          subject to Executive Order 13211 (66 FR
                                                  Region 4 office (please contact the                                                                           (SIP), contingent upon a final
                                                                                                          28355, May 22, 2001);
                                                  person identified in the FOR FURTHER                       • is not subject to requirements of                determination from the Agency that a
                                                  INFORMATION CONTACT section of this                                                                           state’s participation in the Cross-State
                                                                                                          Section 12(d) of the National
                                                  preamble for more information).                         Technology Transfer and Advancement                   Air Pollution Rule (CSAPR) continues to
                                                  V. Proposed Action                                      Act of 1995 (15 U.S.C. 272 note) because              meet the Regional Haze Rule (RHR)’s
                                                                                                          application of those requirements would               criteria to qualify as an alternative to the
                                                    EPA is proposing to approve portions                  be inconsistent with the CAA; and                     application of Best Available Retrofit
                                                  of revisions to the South Carolina SIP                     • does not provide EPA with the                    Technology (BART): Approve the
                                                  submitted by SC DHEC to EPA on                          discretionary authority to address, as                portion of Alabama’s October 26, 2015,
                                                  October 1, 2007, July 18, 2011, June 17,                appropriate, disproportionate human                   SIP submittal seeking to change reliance
                                                  2013, August 8, 2014, January 20, 2016,                 health or environmental effects, using                from the Clean Air Interstate Rule
                                                  and July 27, 2016. Specifically, EPA is                 practicable and legally permissible                   (CAIR) to CSAPR for certain regional
                                                  proposing to approve the changes to                     methods, under Executive Order 12898                  haze requirements; convert EPA’s
                                                  S.C. Code Ann. Regs. 61–62.1, Section                   (59 FR 7629, February 16, 1994).                      limited approval/limited disapproval of
                                                  II—‘‘Permit Requirements,’’ as                                                                                Alabama’s July 15, 2008, regional haze
                                                                                                          In addition, this proposed rule for South
                                                  discussed above, pursuant to CAA                                                                              SIP to a full approval; approve the
                                                                                                          Carolina does not have Tribal
                                                  section 110(a)(2)(C), section 110(l), and                                                                     visibility prong of Alabama’s
                                                                                                          implications as specified by Executive
                                                  40 CFR 51.160—164.                                                                                            infrastructure SIP submittals for the
                                                                                                          Order 13175 (65 FR 67249, November 9,
                                                                                                                                                                2012 Fine Particulate Matter (PM2.5),
                                                  VI. Statutory and Executive Order                       2000), because it does not have
                                                                                                                                                                2010 Nitrogen Dioxide (NO2), and 2010
                                                  Reviews                                                 substantial direct effects on an Indian
                                                                                                                                                                Sulfur Dioxide (SO2) National Ambient
                                                                                                          Tribe. The Catawba Indian Nation
                                                    Under the CAA, the Administrator is                                                                         Air Quality Standards (NAAQS); and
                                                                                                          Reservation is located within the state of
                                                  required to approve a SIP submission                                                                          convert EPA’s disapproval of the
                                                                                                          South Carolina. Pursuant to the Catawba
                                                  that complies with the provisions of the                                                                      visibility portion of Alabama’s
                                                                                                          Indian Claims Settlement Act, S.C. Code
                                                  Act and applicable Federal regulations.                                                                       infrastructure SIP submittal for the 2008
                                                                                                          Ann. 27–16–120, ‘‘all state and local
                                                  See 42 U.S.C. 7410(k); 40 CFR 52.02(a).                                                                       Ozone NAAQS to an approval.
                                                                                                          environmental laws and regulations
                                                  Thus, in reviewing SIP submissions,                     apply to the [Catawba Indian Nation]                  DATES: Comments must be received on
                                                  EPA’s role is to approve state choices,                 and Reservation and are fully                         or before September 18, 2017.
                                                  provided that they meet the criteria of                 enforceable by all relevant state and                 ADDRESSES: Submit your comments,
                                                  the CAA. Accordingly, this proposed                     local agencies and authorities.’’ EPA                 identified by Docket ID No EPA–R04–
                                                  action merely proposes to approve state                 notes this action will not impose                     OAR–2017–0104 at http://
                                                  law as meeting Federal requirements                     substantial direct costs on Tribal                    www.regulations.gov. Follow the online
                                                  and does not impose additional                          governments or preempt Tribal law.                    instructions for submitting comments.
                                                  requirements beyond those imposed by                                                                          Once submitted, comments cannot be
                                                  state law. For that reason, this proposed               List of Subjects in 40 CFR Part 52                    edited or removed from Regulations.gov.
                                                  action:                                                   Environmental protection, Air                       EPA may publish any comment received
                                                    • Is not a significant regulatory action              pollution control, Carbon monoxide,                   to its public docket. Do not submit
                                                  subject to review by the Office of                      Incorporation by reference, Lead,                     electronically any information you
                                                  Management and Budget under                             Nitrogen dioxide, Ozone, Particulate                  consider to be Confidential Business
                                                  Executive Orders 12866 (58 FR 51735,                    matter, Reporting and recordkeeping                   Information (CBI) or other information
                                                  October 4, 1993) and 13563 (76 FR 3821,                 requirements, Sulfur oxides, Volatile                 whose disclosure is restricted by statute.
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                  January 21, 2011);                                      organic compounds.                                    Multimedia submissions (audio, video,
                                                    • does not impose an information                        Authority: 42 U.S.C. 7401 et seq.                   etc.) must be accompanied by a written
                                                  collection burden under the provisions                                                                        comment. The written comment is
                                                                                                            Dated: August 7, 2017.                              considered the official comment and
                                                  of the Paperwork Reduction Act (44
                                                  U.S.C. 3501 et seq.);                                   V. Anne Heard,                                        should include discussion of all points
                                                                                                          Acting Regional Administrator, Region 4.              you wish to make. EPA will generally
                                                    11 See Section I and Section II.C. of this proposed   [FR Doc. 2017–17345 Filed 8–16–17; 8:45 am]           not consider comments or comment
                                                  rule for additional detail.                             BILLING CODE 6560–50–P                                contents located outside of the primary


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                                                                        Federal Register / Vol. 82, No. 158 / Thursday, August 17, 2017 / Proposed Rules                                                   39091

                                                  submission (i.e., on the Web, cloud, or                 participating in the CAIR cap-and-trade                 applicable regional haze requirements
                                                  other file sharing system). For                         programs pursuant to an EPA-approved                    set forth in the CAA and the RHR. See
                                                  additional submission methods, the full                 CAIR SIP or states that remain subject                  77 FR 38515.
                                                  EPA public comment policy,                              to a CAIR Federal Implementation Plan                      In the June 7, 2012, limited
                                                  information about CBI or multimedia                     (FIP) need not require affected BART-                   disapproval action, EPA also amended
                                                  submissions, and general guidance on                    eligible electric generating units (EGUs)               the RHR to provide that participation by
                                                  making effective comments, please visit                 to install, operate, and maintain BART                  a state’s EGUs in a CSAPR trading
                                                  http://www2.epa.gov/dockets/                            for emissions of SO2 and nitrogen                       program for a given pollutant—either a
                                                  commenting-epa-dockets.                                 oxides (NOX). As a result of EPA’s                      CSAPR federal trading program
                                                  FOR FURTHER INFORMATION CONTACT:                        determination that CAIR was ‘‘better-                   implemented through a CSAPR FIP or
                                                  Michele Notarianni, Air Regulatory                      than-BART,’’ a number of states in the                  an integrated CSAPR state trading
                                                  Management Section, Air, Pesticides                     CAIR region, including Alabama, relied                  program implemented through an
                                                  and Toxics Management Division, U.S.                    on the CAIR cap-and-trade programs as                   approved CSAPR SIP revision—
                                                  Environmental Protection Agency,                        an alternative to BART for EGU                          qualifies as a BART alternative for those
                                                  Region 4, 61 Forsyth Street SW.,                        emissions of SO2 and NOX in designing                   EGUs for that pollutant.3 See 40 CFR
                                                  Atlanta, Georgia 30303–8960. Ms.                        their regional haze SIPs. These states                  51.308(e)(4). Since EPA promulgated
                                                  Notarianni can be reached by telephone                  also relied on CAIR as an element of a                  this amendment, numerous states
                                                  at (404) 562–9031 or via electronic mail                long-term strategy (LTS) for achieving                  covered by CSAPR have come to rely on
                                                  at notarianni.michele@epa.gov.                          their reasonable progress goals (RPGs)                  the provision through either SIPs or
                                                  SUPPLEMENTARY INFORMATION:                              for their regional haze programs.                       FIPs.4
                                                                                                          However, in 2008, the United States                        Numerous parties filed petitions for
                                                  I. Background                                           Court of Appeals for the District of                    review of CSAPR in the D.C. Circuit,
                                                  A. Regional Haze SIPs and Their                         Columbia Circuit (D.C. Circuit)                         and on August 21, 2012, the court
                                                  Relationship With CAIR and CSAPR                        remanded CAIR to EPA without vacatur                    issued its ruling, vacating and
                                                                                                          to preserve the environmental benefits                  remanding CSAPR to EPA and ordering
                                                     Section 169A(b)(2)(A) of the Clean Air               provided by CAIR. North Carolina v.                     continued implementation of CAIR.
                                                  Act (CAA or Act) requires states to                     EPA, 550 F.3d 1176, 1178 (D.C. Cir.                     EME Homer City Generation, L.P. v.
                                                  submit regional haze SIPs that contain                  2008). On August 8, 2011 (76 FR 48208),                 EPA, 696 F.3d 7, 38 (D.C. Cir. 2012). The
                                                  such measures as may be necessary to                    acting on the D.C. Circuit’s remand, EPA                D.C. Circuit’s vacatur of CSAPR was
                                                  make reasonable progress towards the                    promulgated CSAPR to replace CAIR                       reversed by the United States Supreme
                                                  natural visibility goal, including a                    and issued FIPs to implement the rule                   Court on April 29, 2014, and the case
                                                  requirement that certain categories of                  in CSAPR-subject states.2                               was remanded to the D.C. Circuit to
                                                  existing major stationary sources built                 Implementation of CSAPR was                             resolve remaining issues in accordance
                                                  between 1962 and 1977 procure, install,                 scheduled to begin on January 1, 2012,                  with the high court’s ruling. EPA v. EME
                                                  and operate BART as determined by the                   when CSAPR would have superseded                        Homer City Generation, L.P., 134 S. Ct.
                                                  state. Under the RHR, states are directed               the CAIR program.                                       1584 (2014). On remand, the D.C.
                                                  to conduct BART determinations for                         Due to the D.C. Circuit’s 2008 ruling                Circuit affirmed CSAPR in most
                                                  such ‘‘BART-eligible’’ sources that may                 that CAIR was ‘‘fatally flawed’’ and its                respects, but invalidated without
                                                  be anticipated to cause or contribute to                resulting status as a temporary measure                 vacating some of the CSAPR budgets as
                                                  any visibility impairment in a Class I                  following that ruling, EPA could not                    to a number of states. EME Homer City
                                                  area. Rather than requiring source-                     fully approve regional haze SIPs to the                 Generation, L.P. v. EPA, 795 F.3d 118
                                                  specific BART controls, states also have                extent that they relied on CAIR to satisfy              (D.C. Cir. 2015). The remanded budgets
                                                  the flexibility to adopt an emissions                   the BART requirement and the                            include the Phase 2 SO2 emissions
                                                  trading program or other alternative                    requirement for a LTS sufficient to                     budgets for Alabama, Georgia, South
                                                  program as long as the alternative                      achieve the state-adopted RPGs. On                      Carolina, and Texas and the Phase 2
                                                  provides greater reasonable progress                    these grounds, EPA finalized a limited                  ozone-season NOX budgets for 11 states.
                                                  towards improving visibility than                       disapproval of Alabama’s regional haze                  This litigation ultimately delayed
                                                  BART. See 40 CFR 51.308(e)(2). EPA                      SIP on June 7, 2012, triggering the                     implementation of CSAPR for three
                                                  provided states with this flexibility in                requirement for EPA to promulgate a                     years, from January 1, 2012, when
                                                  the RHR, adopted in 1999, and further                   FIP unless Alabama submitted and EPA                    CSAPR’s cap-and-trade programs were
                                                  refined the criteria for assessing whether              approved a SIP revision that corrected                  originally scheduled to replace the CAIR
                                                  an alternative program provides for                     the deficiency. See 77 FR 33642. EPA                    cap-and-trade programs, to January 1,
                                                  greater reasonable progress in two                      finalized a limited approval of                         2015. Thus, the rule’s Phase 2 budgets
                                                  subsequent rulemakings. See 64 FR                       Alabama’s regional haze SIP on June 28,                 that were originally promulgated to
                                                  35714 (July 1, 1999); 70 FR 39104 (July                 2012, as meeting the remaining                          begin on January 1, 2014, began on
                                                  6, 2005); 71 FR 60612 (October 13,                                                                              January 1, 2017.
                                                  2006).                                                    2 CSAPR requires 28 eastern states to limit their

                                                     EPA demonstrated that CAIR would                     statewide emissions of SO2 and/or NOX in order to          3 Legal challenges to the CSAPR-Better-than-

                                                  achieve greater reasonable progress than                mitigate transported air pollution unlawfully           BART rule from state, industry, and other
                                                                                                          impacting other states’ ability to attain or maintain   petitioners are pending. Utility Air Regulatory
                                                  BART in revisions to the regional haze                  four NAAQS: The 1997 ozone NAAQS, the 1997              Group v. EPA, No. 12–1342 (D.C. Cir. filed August
                                                  program made in 2005.1 See 70 FR
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                                                                                                          annual PM2.5 NAAQS, the 2006 24-hour PM2.5              6, 2012).
                                                  39104. In those revisions, EPA amended                  NAAQS, and the 2008 8-hour ozone NAAQS. The                4 EPA has promulgated FIPs relying on CSAPR
                                                                                                          CSAPR emissions limitations are defined in terms        participation for BART purposes for Georgia,
                                                  its regulations to provide that states                  of maximum statewide ‘‘budgets’’ for emissions of       Indiana, Iowa, Kentucky, Michigan, Missouri, Ohio,
                                                                                                          annual SO2, annual NOX, and/or ozone-season NOX         Pennsylvania, South Carolina, Tennessee, Virginia,
                                                    1 CAIR created regional cap-and-trade programs to     by each covered state’s large EGUs. The CSAPR           and West Virginia, 77 FR at 33654, and Nebraska,
                                                  reduce SO2 and NOX emissions in 27 eastern states       state budgets are implemented in two phases of          77 FR 40150, 40151 (July 6, 2012). EPA has
                                                  (and the District of Columbia), including Alabama,      generally increasing stringency, with the Phase 1       approved Minnesota’s and Wisconsin’s SIPs relying
                                                  that contributed to downwind nonattainment or           budgets applying to emissions in 2015 and 2016          on CSAPR participation for BART purposes. See 77
                                                  interfered with maintenance of the 1997 8-hour          and the Phase 2 budgets applying to emissions in        FR 34801, 34806 (June 12, 2012) for Minnesota and
                                                  ozone NAAQS or the 1997 PM2.5 NAAQS.                    2017 and later years.                                   77 FR 46952, 46959 (August 7, 2012) for Wisconsin.



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                                                  39092                 Federal Register / Vol. 82, No. 158 / Thursday, August 17, 2017 / Proposed Rules

                                                    On November 10, 2016, EPA                             to support the RPGs for the Sipsey                    compliance with sections 115 and 126
                                                  published a notice of proposed                          Wilderness Area in Alabama for the first              of the Act, relating to interstate and
                                                  rulemaking (NPRM) explaining the                        planning period. EPA is proposing to                  international pollution abatement.
                                                  Agency’s belief that the potentially                    take these actions in this action.                      Through this action, EPA is proposing
                                                  material changes to the scope of CSAPR                                                                        to approve the prong 4 portion of
                                                                                                          B. Infrastructure SIPs                                Alabama’s infrastructure SIP
                                                  coverage resulting from the D.C.
                                                  Circuit’s remand will be limited to the                    By statute, SIPs meeting the                       submissions for the 2010 1-hour NO2,
                                                  withdrawal of the FIP provisions                        requirements of sections 110(a)(1) and                2010 1-hour SO2, and 2012 annual PM2.5
                                                  providing SO2 and annual NOX budgets                    (2) of the CAA are to be submitted by                 NAAQS, and to convert EPA’s
                                                  for Texas and ozone-season NOX                          states within three years (or less, if the            disapproval of the prong 4 portion of
                                                  budgets for Florida. This is due, in part,              Administrator so prescribes) after                    Alabama’s infrastructure SIP submission
                                                  to EPA’s approval of the portion of                     promulgation of a new or revised                      for the 2008 8-hour Ozone NAAQS to an
                                                  Alabama’s October 26, 2015, SIP                         NAAQS to provide for the                              approval, as discussed in section IV of
                                                  submittal adopting Phase 2 annual NOX                   implementation, maintenance, and                      this notice.8 All other applicable
                                                  and SO2 budgets equivalent to the                       enforcement of the new or revised                     infrastructure SIP requirements for these
                                                  federally-developed budgets and to                      NAAQS. EPA has historically referred to               SIP submissions have been or will be
                                                  commitments from Georgia and South                      these SIP submissions made for the                    addressed in separate rulemakings. A
                                                  Carolina to submit SIP revisions                        purpose of satisfying the requirements                brief background regarding the NAAQS
                                                  adopting Phase 2 annual NOX and SO2                     of sections 110(a)(1) and 110(a)(2) as                relevant to this proposal is provided
                                                  budgets equal to or more stringent than                 ‘‘infrastructure SIP’’ submissions.                   below. For comprehensive information
                                                  the federally-developed budgets. See 81                 Sections 110(a)(1) and (2) require states             on these NAAQS, please refer to the
                                                  FR 78954. Since publication of the                      to address basic SIP elements such as                 Federal Register notices cited in the
                                                  NPRM, Georgia and South Carolina have                   for monitoring, basic program                         following subsections.
                                                  submitted these SIP revisions to EPA.5                  requirements, and legal authority that
                                                                                                          are designed to assure attainment and                 1. 2010 1-Hour SO2 NAAQS
                                                  In the NPRM, EPA also proposed to
                                                  determine that the limited changes to                   maintenance of the newly established or                  On June 2, 2010, EPA revised the 1-
                                                  the scope of CSAPR coverage do not                      revised NAAQS. More specifically,                     hour primary SO2 NAAQS to an hourly
                                                  alter EPA’s conclusion that CSAPR                       section 110(a)(1) provides the                        standard of 75 parts per billion (ppb)
                                                  remains ‘‘better-than-BART;’’ that is,                  procedural and timing requirements for                based on a 3-year average of the annual
                                                  that participation in CSAPR remains                     infrastructure SIPs. Section 110(a)(2)                99th percentile of 1-hour daily
                                                  available as an alternative to BART for                 lists specific elements that states must              maximum concentrations. See 75 FR
                                                  EGUs covered by the trading program.                    meet for the infrastructure SIP                       35520 (June 22, 2010). States were
                                                  At this time, EPA has not finalized this                requirements related to a newly                       required to submit infrastructure SIP
                                                  proposed determination.                                 established or revised NAAQS. The                     submissions for the 2010 1-hour SO2
                                                     Alabama’s October 26, 2015, SIP                      contents of an infrastructure SIP                     NAAQS to EPA no later than June 2,
                                                  submittal also seeks to correct the                     submission may vary depending upon                    2013. Alabama submitted an
                                                  deficiencies identified in the June 7,                  the data and analytical tools available to            infrastructure SIP submission for the
                                                  2012, limited disapproval of its regional               the state, as well as the provisions                  2010 1-hour SO2 NAAQS on April 23,
                                                  haze SIP by replacing reliance on CAIR                  already contained in the state’s                      2013. This proposed action only
                                                  with reliance on CSAPR.6 Specifically,                  implementation plan at the time in                    addresses the prong 4 element of that
                                                  Alabama requests that EPA amend the                     which the state develops and submits                  submission.9
                                                  State’s regional haze SIP by replacing its              the submission for a new or revised                   2. 2010 1-Hour NO2 NAAQS
                                                  reliance on CAIR with CSAPR to satisfy                  NAAQS.
                                                  SO2 and NOX BART requirements and                          Section 110(a)(2)(D) has two                          On January 22, 2010, EPA
                                                  SO2 reasonable progress requirements                    components: 110(a)(2)(D)(i) and                       promulgated a new 1-hour primary
                                                  for EGUs formerly subject to CAIR,7 and                 110(a)(2)(D)(ii). Section 110(a)(2)(D)(i)             NAAQS for NO2 at a level of 100 ppb,
                                                                                                          includes four distinct components,                    based on a 3-year average of the 98th
                                                    5 Georgia’s rulemaking to adopt the Phase 2           commonly referred to as ‘‘prongs,’’ that              percentile of the yearly distribution of 1-
                                                  annual NOX and SO2 budgets became state effective       must be addressed in infrastructure SIP               hour daily maximum concentrations.
                                                  on July 20, 2017, and the State will submit a SIP       submissions. The first two prongs,                    See 75 FR 6474 (February 9, 2010).
                                                  revision to EPA in the near future. South Carolina                                                            States were required to submit
                                                  submitted a SIP revision to EPA for parallel            which are codified in section
                                                  processing on May 26, 2017, to adopt the Phase 2        110(a)(2)(D)(i)(I), are provisions that               infrastructure SIP submissions for the
                                                  annual NOX and SO2 budgets.                             prohibit any source or other type of                  2010 1-hour NO2 NAAQS to EPA no
                                                    6 On August 31, 2016 (81 FR 59869), EPA
                                                                                                          emissions activity in one state from                  later than January 22, 2013. Alabama
                                                  approved portions of the October 26, 2015, SIP                                                                submitted infrastructure SIP
                                                  submission incorporating into Alabama’s SIP the
                                                                                                          contributing significantly to
                                                  State’s regulations requiring Alabama EGUs to           nonattainment of the NAAQS in another                 submissions for the 2010 1-hour NO2
                                                  participate in CSAPR state trading programs for         state (prong 1) and from interfering with             NAAQS on April 23, 2013, and
                                                  annual NOX and SO2 emissions integrated with the        maintenance of the NAAQS in another                   December 9, 2015. This proposed action
                                                  CSAPR federal trading programs and thus replacing                                                             only addresses the prong 4 element of
                                                  the corresponding FIP requirements. In the August
                                                                                                          state (prong 2). The third and fourth
                                                  31, 2016, action, EPA did not take any action           prongs, which are codified in section                 those submissions.10
                                                  regarding Alabama’s request in this October 26,         110(a)(2)(D)(i)(II), are provisions that
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                                                  2015, SIP submission to revise the State’s regional                                                             8 See 82 FR 9512 (February 7, 2017).
                                                                                                          prohibit emissions activity in one state
                                                  haze SIP nor regarding the prong 4 for the 2008                                                                 9 The other portions of Alabama’s April 23 2013,
                                                  lead, 2008 8-hour ozone, 2010 1-hour NO2, and           from interfering with measures required               SO2 infrastructure submission have been addressed
                                                  2010 1-hour SO2 NAAQS.                                  to prevent significant deterioration of air           in a previous EPA action. See 82 FR 3637 (January
                                                    7 In its regional haze SIP, Alabama concluded and     quality in another state (prong 3) or                 12, 2017).
                                                  EPA found acceptable the State’s determination that     from interfering with measures to                       10 The other portions for Alabama’s April 23

                                                  no additional controls beyond CAIR are reasonable                                                             2013, and December 9, 2015, NO2 infrastructure
                                                  for SO2 for affected Alabama EGUs for the first
                                                                                                          protect visibility in another state (prong            submissions have been addressed in previous EPA
                                                  implementation period. See 77 FR 11949 (February        4). Section 110(a)(2)(D)(ii) requires SIPs            actions. See 81 FR 83142 (November 21, 2016); 80
                                                  28, 2012).                                              to include provisions ensuring                        FR 14019 (March 18, 2015).



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                                                                        Federal Register / Vol. 82, No. 158 / Thursday, August 17, 2017 / Proposed Rules                                                     39093

                                                  3. 2012 PM2.5 NAAQS                                     submissions. Although the term                          requirements.14 Section 110(a)(2)(I)
                                                     On December 14, 2012, EPA revised                    ‘‘infrastructure SIP’’ does not appear in               pertains to nonattainment SIP
                                                  the annual primary PM2.5 NAAQS to 12                    the CAA, EPA uses the term to                           requirements and part D addresses
                                                  micrograms per cubic meter (mg/m3).                     distinguish this particular type of SIP                 when attainment plan SIP submissions
                                                  See 78 FR 3086 (January 15, 2013).                      submission from submissions that are                    to address nonattainment area
                                                  States were required to submit                          intended to satisfy other SIP                           requirements are due. For example,
                                                  infrastructure SIP submissions for the                  requirements under the CAA, such as                     section 172(b) requires EPA to establish
                                                  2012 PM2.5 NAAQS to EPA no later than                   ‘‘nonattainment SIP’’ or ‘‘attainment                   a schedule for submission of such plans
                                                  December 14, 2015. Alabama submitted                    plan SIP’’ submissions to address the                   for certain pollutants when the
                                                  an infrastructure SIP submission for the                nonattainment planning requirements of                  Administrator promulgates the
                                                  2012 PM2.5 NAAQS on December 9,                         part D of Title I of the CAA, ‘‘regional                designation of an area as nonattainment,
                                                  2015. This proposed action only                         haze SIP’’ submissions required by EPA                  and section 107(d)(1)(B) allows up to
                                                  addresses the prong 4 element of that                   rule to address the visibility protection               two years or in some cases three years,
                                                  submission.11                                           requirements of section 169A of the                     for such designations to be
                                                                                                          CAA, and nonattainment new source                       promulgated.15 This ambiguity
                                                  4. 2008 8-Hour Ozone NAAQS                              review (NSR) permit program                             illustrates that rather than apply all the
                                                     On March 12, 2008, EPA revised the                   submissions to address the permit                       stated requirements of section 110(a)(2)
                                                  8-hour Ozone NAAQS to 0.075 parts per                   requirements of CAA, Title I, part D.                   in a strict literal sense, EPA must
                                                  million. See 73 FR 16436 (March 27,                        Section 110(a)(1) addresses the timing               determine which provisions of section
                                                  2008). States were required to submit                   and general requirements for                            110(a)(2) are applicable for a particular
                                                  infrastructure SIP submissions for the                  infrastructure SIP submissions and                      infrastructure SIP submission.
                                                  2008 8-hour Ozone NAAQS to EPA no                       section 110(a)(2) provides more details                    Another example of ambiguity within
                                                  later than March 12, 2011. Alabama                      concerning the required contents of                     section 110(a)(1) and (2) with respect to
                                                  submitted an infrastructure SIP for the                 these submissions. The list of required                 infrastructure SIPs pertains to whether
                                                  2008 8-hour Ozone NAAQS on August                       elements provided in section 110(a)(2)                  states must meet all of the infrastructure
                                                  20, 2012. On February 7, 2017, EPA                      contains a wide variety of disparate                    SIP requirements in a single SIP
                                                  disapproved the prong 4 element of                      provisions, some of which pertain to                    submission, and whether EPA must act
                                                  Alabama’s 2008 8-hour Ozone                             required legal authority, some of which                 upon such SIP submission in a single
                                                  infrastructure submission. See 82 FR                    pertain to required substantive program                 action. Although section 110(a)(1)
                                                  9512. This proposed action addresses                    provisions, and some of which pertain                   directs states to submit ‘‘a plan’’ to meet
                                                  that disapproval and proposes to                        to requirements for both authority and                  these requirements, EPA interprets the
                                                  convert it to a full approval for prong                 substantive program provisions.13 EPA                   CAA to allow states to make multiple
                                                  4.12                                                    therefore believes that while the timing                SIP submissions separately addressing
                                                  II. What is EPA’s approach to the                       requirement in section 110(a)(1) is                     infrastructure SIP elements for the same
                                                  review of infrastructure SIP                            unambiguous, some of the other                          NAAQS. If states elect to make such
                                                  submissions?                                            statutory provisions are ambiguous. In                  multiple SIP submissions to meet the
                                                                                                          particular, EPA believes that the list of               infrastructure SIP requirements, EPA
                                                     The requirement for states to make a                 required elements for infrastructure SIP
                                                  SIP submission of this type arises out of                                                                       can elect to act on such submissions
                                                                                                          submissions provided in section                         either individually or in a larger
                                                  section 110(a)(1). Pursuant to section                  110(a)(2) contains ambiguities
                                                  110(a)(1), states must make SIP                                                                                 combined action.16 Similarly, EPA
                                                                                                          concerning what is required for
                                                  submissions ‘‘within 3 years (or such                   inclusion in an infrastructure SIP                        14 See, e.g., ‘‘Rule To Reduce Interstate Transport
                                                  shorter period as the Administrator may                 submission.                                             of Fine Particulate Matter and Ozone (Clean Air
                                                  prescribe) after the promulgation of a                     The following examples of                            Interstate Rule); Revisions to Acid Rain Program;
                                                  national primary ambient air quality                    ambiguities illustrate the need for EPA                 Revisions to the NOX SIP Call; Final Rule,’’ 70 FR
                                                  standard (or any revision thereof),’’ and                                                                       25162, at 25163–65 (May 12, 2005) (explaining
                                                                                                          to interpret some section 110(a)(1) and
                                                  these SIP submissions are to provide for                                                                        relationship between timing requirement of section
                                                                                                          section 110(a)(2) requirements with                     110(a)(2)(D) versus section 110(a)(2)(I)).
                                                  the ‘‘implementation, maintenance, and
                                                                                                          respect to infrastructure SIP                             15 EPA notes that this ambiguity within section
                                                  enforcement’’ of such NAAQS. The
                                                                                                          submissions for a given new or revised                  110(a)(2) is heightened by the fact that various
                                                  statute directly imposes on states the                                                                          subparts of part D set specific dates for submission
                                                                                                          NAAQS. One example of ambiguity is
                                                  duty to make these SIP submissions,                                                                             of certain types of SIP submissions in designated
                                                                                                          that section 110(a)(2) requires that                    nonattainment areas for various pollutants. Note,
                                                  and the requirement to make the
                                                                                                          ‘‘each’’ SIP submission must meet the                   e.g., that section 182(a)(1) provides specific dates
                                                  submissions is not conditioned upon
                                                                                                          list of requirements therein, while EPA                 for submission of emissions inventories for the
                                                  EPA’s taking any action other than                                                                              ozone NAAQS. Some of these specific dates are
                                                                                                          has long noted that this literal reading
                                                  promulgating a new or revised NAAQS.                                                                            necessarily later than three years after promulgation
                                                  Section 110(a)(2) includes a list of                    of the statute is internally inconsistent               of the new or revised NAAQS.
                                                  specific elements that ‘‘each such plan’’               and would create a conflict with the                      16 See, e.g., ‘‘Approval and Promulgation of


                                                  submission must address.                                nonattainment provisions in part D of                   Implementation Plans; New Mexico; Revisions to
                                                                                                          Title I of the CAA, which specifically                  the New Source Review (NSR) State
                                                     EPA has historically referred to these                                                                       Implementation Plan (SIP); Prevention of
                                                  SIP submissions made for the purpose                    address nonattainment SIP                               Significant Deterioration (PSD) and Nonattainment
                                                  of satisfying the requirements of section                                                                       New Source Review (NNSR) Permitting,’’ 78 FR
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                                                                                                             13 For example: Section 110(a)(2)(E)(i) provides     4339 (January 22, 2013) (EPA’s final action
                                                  110(a)(1) and (2) as ‘‘infrastructure SIP’’             that states must provide assurances that they have      approving the structural PSD elements of the New
                                                                                                          adequate legal authority under state and local law      Mexico SIP submitted by the State separately to
                                                    11 The other portions of Alabama’s December 9,
                                                                                                          to carry out the SIP; section 110(a)(2)(C) provides     meet the requirements of EPA’s 2008 PM2.5 NSR
                                                  2015, PM2.5 infrastructure submission are being         that states must have a SIP-approved program to         rule), and ‘‘Approval and Promulgation of Air
                                                  addressed in separate actions.                          address certain sources as required by part C of        Quality Implementation Plans; New Mexico;
                                                    12 The other portions of Alabama’s March 12,          Title I of the CAA; and section 110(a)(2)(G) provides   Infrastructure and Interstate Transport
                                                  2008, ozone infrastructure SIP submission have          that states must have legal authority to address        Requirements for the 2006 PM2.5 NAAQS,’’ 78 FR
                                                  been addressed in previous EPA actions. See 80 FR       emergencies as well as contingency plans that are       4337 (January 22, 2013) (EPA’s final action on the
                                                  14019 (March 3, 2015); 80 FR 17689 (April 2, 2015).     triggered in the event of such emergencies.             infrastructure SIP for the 2006 PM2.5 NAAQS).



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                                                  39094                  Federal Register / Vol. 82, No. 158 / Thursday, August 17, 2017 / Proposed Rules

                                                  interprets the CAA to allow it to take                    110(a)(2)(C) that pertains to the                     relevant in the context of infrastructure
                                                  action on the individual parts of one                     prevention of significant deterioration               SIP submissions.21 The guidance also
                                                  larger, comprehensive infrastructure SIP                  (PSD) program required in part C of                   discusses the substantively important
                                                  submission for a given NAAQS without                      Title I of the CAA, because PSD does                  issues that are germane to certain
                                                  concurrent action on the entire                           not apply to a pollutant for which an                 subsections of section 110(a)(2). EPA
                                                  submission. For example, EPA has                          area is designated nonattainment and                  interprets sections 110(a)(1) and (2)
                                                  sometimes elected to act at different                     thus subject to part D planning                       such that infrastructure SIP submissions
                                                  times on various elements and sub-                        requirements. As this example                         need to address certain issues and need
                                                  elements of the same infrastructure SIP                   illustrates, each type of SIP submission              not address others. Accordingly, EPA
                                                  submission.17                                             may implicate some elements of section                reviews each infrastructure SIP
                                                     Ambiguities within section 110(a)(1)                   110(a)(2) but not others.                             submission for compliance with the
                                                  and (2) may also arise with respect to                       Given the potential for ambiguity in               applicable statutory provisions of
                                                  infrastructure SIP submission                             some of the statutory language of section             section 110(a)(2), as appropriate.
                                                  requirements for different NAAQS.                         110(a)(1) and section 110(a)(2), EPA                     As an example, section 110(a)(2)(E)(ii)
                                                  Thus, EPA notes that not every element                    believes that it is appropriate to                    is a required element of section
                                                  of section 110(a)(2) would be relevant,                   interpret the ambiguous portions of                   110(a)(2) for infrastructure SIP
                                                  or as relevant, or relevant in the same                   section 110(a)(1) and section 110(a)(2)               submissions. Under this element, a state
                                                  way, for each new or revised NAAQS.                       in the context of acting on a particular              must meet the substantive requirements
                                                  The states’ attendant infrastructure SIP                  SIP submission. In other words, EPA                   of section 128, which pertain to state
                                                  submissions for each NAAQS therefore                      assumes that Congress could not have                  boards that approve permits or
                                                  could be different. For example, the                      intended that each and every SIP                      enforcement orders and heads of
                                                  monitoring requirements that a state                      submission, regardless of the NAAQS in                executive agencies with similar powers.
                                                  might need to meet in its infrastructure                  question or the history of SIP                        Thus, EPA reviews infrastructure SIP
                                                  SIP submission for purposes of section                    development for the relevant pollutant,               submissions to ensure that the state’s
                                                  110(a)(2)(B) could be very different for                  would meet each of the requirements, or               SIP appropriately addresses the
                                                  different pollutants, because the content                 meet each of them in the same way.                    requirements of section 110(a)(2)(E)(ii)
                                                  and scope of a state’s infrastructure SIP                 Therefore, EPA has adopted an                         and section 128. The 2013 Guidance
                                                  submission to meet this element might                     approach under which it reviews                       explains EPA’s interpretation that there
                                                  be very different for an entirely new                     infrastructure SIP submissions against                may be a variety of ways by which states
                                                  NAAQS than for a minor revision to an                     the list of elements in section 110(a)(2),            can appropriately address these
                                                  existing NAAQS.18                                         but only to the extent each element                   substantive statutory requirements,
                                                     EPA notes that interpretation of                       applies for that particular NAAQS.                    depending on the structure of an
                                                  section 110(a)(2) is also necessary when                     Historically, EPA has elected to use               individual state’s permitting or
                                                  EPA reviews other types of SIP                            guidance documents to make                            enforcement program (e.g., whether
                                                  submissions required under the CAA.                       recommendations to states for                         permits and enforcement orders are
                                                  Therefore, as with infrastructure SIP                     infrastructure SIPs, in some cases                    approved by a multi-member board or
                                                  submissions, EPA also has to identify                     conveying needed interpretations on                   by a head of an executive agency).
                                                  and interpret the relevant elements of                    newly arising issues and in some cases                Regardless of how they are addressed by
                                                  section 110(a)(2) that logically apply to                 conveying interpretations that have                   the state, the substantive requirements
                                                  these other types of SIP submissions.                     already been developed and applied to                 of section 128 are necessarily included
                                                  For example, section 172(c)(7) requires                   individual SIP submissions for                        in EPA’s evaluation of infrastructure SIP
                                                  attainment plan SIP submissions                           particular elements.19 EPA most                       submissions because section
                                                  required by part D to meet the                            recently issued guidance for                          110(a)(2)(E)(ii) explicitly requires that
                                                  ‘‘applicable requirements’’ of section                    infrastructure SIPs on September 13,                  the state satisfy the provisions of section
                                                  110(a)(2); thus, attainment plan SIP                      2013 (2013 Guidance).20 EPA developed                 128.
                                                  submissions must meet the                                 this document to provide states with up-                 As another example, EPA’s review of
                                                  requirements of section 110(a)(2)(A)                      to-date guidance for infrastructure SIPs              infrastructure SIP submissions with
                                                  regarding enforceable emission limits                     for any new or revised NAAQS. Within                  respect to the PSD program
                                                  and control measures and section                          this guidance, EPA describes the duty of              requirements in section 110(a)(2)(C),
                                                  110(a)(2)(E)(i) regarding air agency                      states to make infrastructure SIP                     (D)(i)(II), and (J) focuses upon the
                                                  resources and authority. By contrast, it                  submissions to meet basic structural SIP              structural PSD program requirements
                                                  is clear that attainment plan SIP                         requirements within three years of                    contained in part C and EPA’s PSD
                                                  submissions required by part D would                      promulgation of a new or revised                      regulations. Structural PSD program
                                                  not need to meet the portion of section                   NAAQS. EPA also made                                  requirements include provisions
                                                                                                            recommendations about many specific                   necessary for the PSD program to
                                                    17 On December 14, 2007, the State of Tennessee,
                                                                                                            subsections of section 110(a)(2) that are             address all regulated sources and NSR
                                                  through the Tennessee Department of Environment
                                                  and Conservation, made a SIP revision to EPA                                                                       21 EPA’s September 13, 2013, guidance did not
                                                  demonstrating that the State meets the requirements         19 EPA   notes, however, that nothing in the CAA    make recommendations with respect to
                                                  of sections 110(a)(1) and (2). EPA proposed action        requires EPA to provide guidance or to promulgate     infrastructure SIP submissions to address section
                                                  for infrastructure SIP elements (C) and (J) on            regulations for infrastructure SIP submissions. The   110(a)(2)(D)(i)(I). EPA issued the guidance shortly
                                                  January 23, 2012 (77 FR 3213) and took final action       CAA directly applies to states and requires the
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                                                                                                                                                                  after the U.S. Supreme Court agreed to review the
                                                  on March 14, 2012 (77 FR 14976). On April 16,             submission of infrastructure SIP submissions,         D.C. Circuit decision in EME Homer City, 696 F.3d
                                                  2012 (77 FR 22533) and July 23, 2012 (77 FR               regardless of whether or not EPA provides guidance    7 (D.C. Cir. 2012) which had interpreted the
                                                  42997), EPA took separate proposed and final              or regulations pertaining to such submissions. EPA    requirements of section 110(a)(2)(D)(i)(I). In light of
                                                  actions on all other section 110(a)(2) infrastructure     elects to issue such guidance in order to assist      the uncertainty created by ongoing litigation, EPA
                                                  SIP elements of Tennessee’s December 14, 2007,            states, as appropriate.                               elected not to provide additional guidance on the
                                                  submittal.                                                  20 ‘‘Guidance on Infrastructure State
                                                                                                                                                                  requirements of section 110(a)(2)(D)(i)(I) at that
                                                    18 For example, implementation of the 1997 PM           Implementation Plan (SIP) Elements under Clean        time. As the guidance is neither binding nor
                                                                                                      2.5
                                                  NAAQS required the deployment of a system of              Air Act Sections 110(a)(1) and 110(a)(2),’’           required by statute, whether EPA elects to provide
                                                  new monitors to measure ambient levels of that new        Memorandum from Stephen D. Page, September 13,        guidance on a particular section has no impact on
                                                  indicator species for the new NAAQS.                      2013.                                                 a state’s CAA obligations.



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                                                                        Federal Register / Vol. 82, No. 158 / Thursday, August 17, 2017 / Proposed Rules                                                   39095

                                                  pollutants, including greenhouse gases.                 existing provisions for PSD programs                  requirements of section
                                                  By contrast, structural PSD program                     that may be inconsistent with current                 110(a)(2)(D)(i)(II), because carbon
                                                  requirements do not include provisions                  requirements of EPA’s ‘‘Final NSR                     monoxide does not affect visibility. As
                                                  that are not required under EPA’s                       Improvement Rule,’’ 67 FR 80186                       a result, an infrastructure SIP
                                                  regulations at 40 CFR 51.166 but are                    (December 31, 2002), as amended by 72                 submission for any future new or
                                                  merely available as an option for the                   FR 32526 (June 13, 2007) (NSR Reform).                revised NAAQS for carbon monoxide
                                                  state, such as the option to provide                    Thus, EPA believes that it may approve                need only state this fact in order to
                                                  grandfathering of complete permit                       an infrastructure SIP submission                      address the visibility prong of section
                                                  applications with respect to the PM2.5                  without scrutinizing the totality of the              110(a)(2)(D)(i)(II).
                                                  NAAQS. Accordingly, the latter                          existing SIP for such potentially
                                                  optional provisions are types of                        deficient provisions and may approve                     Finally, EPA believes that its
                                                  provisions EPA considers irrelevant in                  the submission even if it is aware of                 approach with respect to infrastructure
                                                  the context of an infrastructure SIP                    such existing provisions.23 It is                     SIP requirements is based on a
                                                  action.                                                 important to note that EPA’s approval of              reasonable reading of section 110(a)(1)
                                                     For other section 110(a)(2) elements,                a state’s infrastructure SIP submission               and (2) because the CAA provides other
                                                  however, EPA’s review of a state’s                      should not be construed as explicit or                avenues and mechanisms to address
                                                  infrastructure SIP submission focuses                   implicit re-approval of any existing                  specific substantive deficiencies in
                                                  on assuring that the state’s SIP meets                  potentially deficient provisions that                 existing SIPs. These other statutory tools
                                                  basic structural requirements. For                      relate to the three specific issues just              allow EPA to take appropriately tailored
                                                  example, section 110(a)(2)(C) includes,                 described.                                            action, depending upon the nature and
                                                  inter alia, the requirement that states                    EPA’s approach to review of                        severity of the alleged SIP deficiency.
                                                  have a program to regulate minor new                    infrastructure SIP submissions is to                  Section 110(k)(5) authorizes EPA to
                                                  sources. Thus, EPA evaluates whether                    identify the CAA requirements that are                issue a ‘‘SIP call’’ whenever the Agency
                                                  the state has an EPA-approved minor                     logically applicable to that submission.              determines that a state’s implementation
                                                  NSR program and whether the program                     EPA believes that this approach to the                plan is substantially inadequate to attain
                                                  addresses the pollutants relevant to that               review of a particular infrastructure SIP             or maintain the NAAQS, to mitigate
                                                  NAAQS. In the context of acting on an                   submission is appropriate, because it                 interstate transport, or to otherwise
                                                  infrastructure SIP submission, however,                 would not be reasonable to read the                   comply with the CAA.24 Section
                                                  EPA does not think it is necessary to                   general requirements of section                       110(k)(6) authorizes EPA to correct
                                                  conduct a review of each and every                      110(a)(1) and the list of elements in                 errors in past actions, such as past
                                                  provision of a state’s existing minor                   section 110(a)(2) as requiring review of              approvals of SIP submissions.25
                                                  source program (i.e., already in the                    each and every provision of a state’s                 Significantly, EPA’s determination that
                                                  existing SIP) for compliance with the                   existing SIP against all requirements in              an action on a state’s infrastructure SIP
                                                  requirements of the CAA and EPA’s                       the CAA and EPA regulations merely for                submission is not the appropriate time
                                                  regulations that pertain to such                        purposes of assuring that the state in                and place to address all potential
                                                  programs.                                               question has the basic structural                     existing SIP deficiencies does not
                                                     With respect to certain other issues,                elements for a functioning SIP for a new              preclude EPA’s subsequent reliance on
                                                  EPA does not believe that an action on                  or revised NAAQS. Because SIPs have                   provisions in section 110(a)(2) as part of
                                                  a state’s infrastructure SIP submission is              grown by accretion over the decades as                the basis for action to correct those
                                                  necessarily the appropriate type of                     statutory and regulatory requirements                 deficiencies at a later time. For example,
                                                  action in which to address possible                     under the CAA have evolved, they may                  although it may not be appropriate to
                                                  deficiencies in a state’s existing SIP.                 include some outmoded provisions and                  require a state to eliminate all existing
                                                  These issues include: (i) Existing                      historical artifacts. These provisions,               inappropriate director’s discretion
                                                  provisions related to excess emissions                  while not fully up to date, nevertheless              provisions in the course of acting on an
                                                  from sources during periods of startup,                 may not pose a significant problem for                infrastructure SIP submission, EPA
                                                  shutdown, or malfunction (SSM) that                     the purposes of ‘‘implementation,                     believes that section 110(a)(2)(A) may be
                                                  may be contrary to the CAA and EPA’s                    maintenance, and enforcement’’ of a
                                                                                                                                                                among the statutory bases that EPA
                                                  policies addressing such excess                         new or revised NAAQS when EPA
                                                                                                                                                                relies upon in the course of addressing
                                                  emissions; 22 (ii) existing provisions                  evaluates adequacy of the infrastructure
                                                  related to ‘‘director’s variance’’ or                   SIP submission. EPA believes that a                     24 For example, EPA issued a SIP call to Utah to
                                                  ‘‘director’s discretion’’ that may be                   better approach is for states and EPA to              address specific existing SIP deficiencies related to
                                                  contrary to the CAA because they                        focus attention on those elements of                  the treatment of excess emissions during SSM
                                                  purport to allow revisions to SIP-                      section 110(a)(2) of the CAA most likely              events. See ‘‘Finding of Substantial Inadequacy of
                                                  approved emissions limits while                         to warrant a specific SIP revision due to             Implementation Plan; Call for Utah State
                                                                                                                                                                Implementation Plan Revisions,’’ 74 FR 21639
                                                  limiting public process or not requiring                the promulgation of a new or revised                  (April 18, 2011).
                                                  further approval by EPA; and (iii)                      NAAQS or other factors.                                 25 EPA has used this authority to correct errors in
                                                                                                             For example, EPA’s 2013 Guidance                   past actions on SIP submissions related to PSD
                                                    22 Subsequent to issuing the 2013 Guidance,
                                                                                                          gives simpler recommendations with                    programs. See ‘‘Limitation of Approval of
                                                  EPA’s interpretation of the CAA with respect to the     respect to carbon monoxide than other                 Prevention of Significant Deterioration Provisions
                                                  approvability of affirmative defense provisions in                                                            Concerning Greenhouse Gas Emitting-Sources in
                                                  SIPs has changed. See ‘‘State Implementation Plans:     NAAQS pollutants to meet the visibility               State Implementation Plans; Final Rule,’’ 75 FR
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                                                  Response to Petition for Rulemaking; Restatement                                                              82536 (December 30, 2010). EPA has previously
                                                  and Update of EPA’s SSM Policy Applicable to              23 By contrast, EPA notes that if a state were to   used its authority under section 110(k)(6) of the
                                                  SIPs; Findings of Substantial Inadequacy; and SIP       include a new provision in an infrastructure SIP      CAA to remove numerous other SIP provisions that
                                                  Calls To Amend Provisions Applying to Excess            submission that contained a legal deficiency, such    the Agency determined it had approved in error.
                                                  Emissions During Periods of Startup, Shutdown and       as a new exemption or affirmative defense for         See, e.g., 61 FR 38664 (July 25, 1996) and 62 FR
                                                  Malfunction,’’ 80 FR 33839 (June 12, 2015). As a        excess emissions during SSM events, then EPA          34641 (June 27, 1997) (corrections to American
                                                  result, EPA’s 2013 Guidance (p. 21 & n.30) no           would need to evaluate that provision for             Samoa, Arizona, California, Hawaii, and Nevada
                                                  longer represents the EPA’s view concerning the         compliance against the rubric of applicable CAA       SIPs); 69 FR 67062, November 16, 2004 (corrections
                                                  validity of affirmative defense provisions, in light    requirements in the context of the action on the      to California SIP); and 74 FR 57051 (November 3,
                                                  of the requirements of section 113 and section 304.     infrastructure SIP.                                   2009) (corrections to Arizona and Nevada SIPs).



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                                                  39096                  Federal Register / Vol. 82, No. 158 / Thursday, August 17, 2017 / Proposed Rules

                                                  such deficiency in a subsequent                          for mandatory Class I areas in other                  given the changes to CSAPR’s scope in
                                                  action.26                                                states.                                               response to the D.C. Circuit’s remand,
                                                                                                                                                                 but the Agency has not finalized this
                                                  III. What are the Prong 4 requirements?                  IV. What is EPA’s analysis of how
                                                                                                                                                                 national rulemaking. Therefore, EPA
                                                     CAA section 110(a)(2)(D)(i)(II)                       Alabama addressed Prong 4 and
                                                                                                           regional haze?                                        will not finalize the proposed approvals
                                                  requires a state’s implementation plan                                                                         of Alabama’s regional haze and prong 4
                                                  to contain provisions prohibiting                           Alabama’s August 20, 2012, 2008 8-                 submissions described above unless it
                                                  sources in that state from emitting                      hour Ozone infrastructure SIP                         has finalized the CSAPR remains
                                                  pollutants in amounts that interfere                     submission; April 23, 2013, and                       ‘‘better-than-BART’’ rulemaking or
                                                  with any other state’s efforts to protect                December 9, 2015, 2010 1-hour NO2                     otherwise determined that participation
                                                  visibility under part C of the CAA                       submissions; April 23, 2013, 2010 1-                  in CSAPR remains a viable alternative to
                                                  (which includes sections 169A and                        hour SO2 submission; and December 9,                  BART.
                                                  169B). The 2013 Guidance states that                     2015, 2012 annual PM2.5 submission
                                                  these prong 4 requirements can be                        rely on the State having a fully                      V. Proposed Action
                                                  satisfied by approved SIP provisions                     approved regional haze SIP to satisfy its               As described above, EPA is proposing
                                                  that EPA has found to adequately                         prong 4 requirements. However, EPA                    to take the following actions, contingent
                                                  address any contribution of that state’s                 has not fully approved Alabama’s                      upon a final determination that CSAPR
                                                  sources that impacts the visibility                      regional haze SIP, as the Agency issued               continues to qualify as an alternative to
                                                  program requirements in other states.                    a limited disapproval of the State’s                  the application of BART under the RHR:
                                                  The 2013 Guidance also states that EPA                   original regional haze plan on June 7,                (1) Approve the regional haze portion of
                                                  interprets this prong to be pollutant-                   2012, due to its reliance on CAIR. To                 Alabama’s October 26, 2015, SIP
                                                  specific, such that the infrastructure SIP               correct the deficiencies in its regional              submission to change reliance from
                                                  submission need only address the                         haze SIP and obtain approval of the                   CAIR to CSAPR; (2) convert EPA’s
                                                  potential for interference with                          aforementioned infrastructure SIPs that               limited approval/limited disapproval of
                                                  protection of visibility caused by the                   rely on the regional haze SIP, the State              Alabama’s July 15, 2008, regional haze
                                                  pollutant (including precursors) to                      submitted a SIP revision on October 26,               SIP to a full approval; (3) approve the
                                                  which the new or revised NAAQS                           2015, to replace reliance on CAIR with                prong 4 portion of Alabama’s April 23,
                                                  applies.                                                 reliance on CSAPR. 27                                 2013, and December 9, 2015, 2010 1-
                                                     The 2013 Guidance lays out how a                         EPA is proposing to approve the                    hour NO2 submissions; April 23, 2013,
                                                  state’s infrastructure SIP may satisfy                   regional haze portion of the State’s                  2010 1-hour SO2 submission; and
                                                  prong 4. One way that a state can meet                   October 26, 2015, SIP revision and                    December 9, 2015, 2012 annual PM2.5
                                                  the requirements is via confirmation in                  convert EPA’s previous action on                      submission; and (4) convert EPA’s
                                                  its infrastructure SIP submission that                   Alabama’s regional haze SIP from a                    February 7, 2017, disapproval of the
                                                  the state has an approved regional haze                  limited approval/limited disapproval to               prong 4 portion of Alabama’s August 20,
                                                  SIP that fully meets the requirements of                 a full approval because final approval of             2012, 2008 8-hour Ozone submission to
                                                  40 CFR 51.308 or 51.309. 40 CFR 51.308                   this portion of the SIP revision would                an approval. All other applicable
                                                  and 51.309 specifically require that a                   correct the deficiencies that led to EPA’s            infrastructure requirements for the
                                                  state participating in a regional planning               limited approval/limited disapproval of               infrastructure SIP submissions have
                                                  process include all measures needed to                   the State’s regional haze SIP.                        been or will be addressed in separate
                                                  achieve its apportionment of emission                    Specifically, EPA’s approval of this                  rulemakings.
                                                  reduction obligations agreed upon                        portion of Alabama’s October 26, 2015,
                                                  through that process. A fully approved                   SIP revision would satisfy the SO2 and                VI. Statutory and Executive Order
                                                  regional haze SIP will ensure that                       NOx BART requirements and SO2                         Reviews
                                                  emissions from sources under an air                      reasonable progress requirements for                    Under the CAA, the Administrator is
                                                  agency’s jurisdiction are not interfering                EGUs formerly subject to CAIR and the                 required to approve a SIP submission
                                                  with measures required to be included                    requirement that a LTS include                        that complies with the provisions of the
                                                  in other air agencies’ plans to protect                  measures as necessary to achieve the                  Act and applicable federal regulations.
                                                  visibility.                                              State-adopted RPGs. Because a state                   See 42 U.S.C. 7410(k); 40 CFR 52.02(a).
                                                     Alternatively, in the absence of a fully              may satisfy prong 4 requirements                      Thus, in reviewing SIP submissions,
                                                  approved regional haze SIP, a state may                  through a fully approved regional haze                EPA’s role is to approve state choices,
                                                  meet the requirements of prong 4                         SIP, EPA is therefore also proposing to               provided that they meet the criteria of
                                                  through a demonstration in its                           approve the prong 4 portion of                        the CAA. Accordingly, these proposed
                                                  infrastructure SIP submission that                       Alabama’s April 23, 2013, and                         actions merely propose to approve state
                                                  emissions within its jurisdiction do not                 December 9, 2015, 2010 1-hour NO2                     law as meeting Federal requirements
                                                  interfere with other air agencies’ plans                 infrastructure submissions; the April 23,             and do not impose additional
                                                  to protect visibility. Such an                           2013, 2010 1-hour SO2 infrastructure                  requirements beyond those imposed by
                                                  infrastructure SIP submission would                      submission; and the December 9, 2015,                 state law. For that reason, these
                                                  need to include measures to limit                        2012 annual PM2.5 submission; and to                  proposed actions:
                                                  visibility-impairing pollutants and                      convert EPA’s February 7, 2017,                         • Are not ‘‘significant regulatory
                                                  ensure that the reductions conform with                  disapproval of the prong 4 portions of                actions’’ subject to review by the Office
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                                                  any mutually agreed regional haze RPGs                   Alabama’s August 20, 2012, 2008 8-hour                of Management and Budget under
                                                                                                           Ozone infrastructure submission to an                 Executive Orders 12866 (58 FR 51735,
                                                     26 See, e.g., EPA’s disapproval of a SIP submission
                                                                                                           approval. However, as noted above, EPA                October 4, 1993) and 13563 (76 FR 3821,
                                                  from Colorado on the grounds that it would have          proposed in November 2016 to find that
                                                  included a director’s discretion provision                                                                     January 21, 2011);
                                                                                                           CSAPR remains ‘‘better than BART’’
                                                  inconsistent with CAA requirements, including                                                                    • do not impose an information
                                                  section 110(a)(2)(A). See, e.g., 75 FR 42342 at 42344
                                                  (July 21, 2010) (proposed disapproval of director’s        27 See Alabama’s October 26, 2015, SIP submittal,   collection burden under the provisions
                                                  discretion provisions); 76 FR 4540 (January 26,          Part H—Proposed Revisions to Alabama Regional         of the Paperwork Reduction Act (44
                                                  2011) (final disapproval of such provisions).            Haze State Implementation Plan (SIP).                 U.S.C. 3501 et seq.);


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                                                                        Federal Register / Vol. 82, No. 158 / Thursday, August 17, 2017 / Proposed Rules                                                39097

                                                     • are certified as not having a                      ENVIRONMENTAL PROTECTION                              http://www2.epa.gov/dockets/
                                                  significant economic impact on a                        AGENCY                                                commenting-epa-dockets.
                                                  substantial number of small entities                                                                          FOR FURTHER INFORMATION CONTACT:
                                                  under the Regulatory Flexibility Act (5                 40 CFR Part 52                                        Sean Lakeman or Nacosta C. Ward, Air
                                                  U.S.C. 601 et seq.);                                    [EPA–R04–OAR–2007–0085; FRL–9966–23–                  Regulatory Management Section, Air
                                                     • do not contain any unfunded                        Region 4]                                             Planning and Implementation Branch,
                                                  mandate or significantly or uniquely                                                                          Air, Pesticides and Toxics Management
                                                                                                          Air Plan Approval; NC; Air Curtain                    Division, U.S. Environmental Protection
                                                  affect small governments, as described
                                                                                                          Burners                                               Agency, Region 4, 61 Forsyth Street
                                                  in the Unfunded Mandates Reform Act
                                                                                                                                                                SW., Atlanta, Georgia 30303–8960. Mr.
                                                  of 1995 (Pub. L. 104–4);                                AGENCY:  Environmental Protection
                                                                                                                                                                Lakeman can be reached via telephone
                                                     • do not have Federalism                             Agency.
                                                                                                                                                                at (404) 562–9043 or via electronic mail
                                                  implications as specified in Executive                  ACTION: Proposed rule.                                at lakeman.sean@epa.gov. Ms. Ward can
                                                  Order 13132 (64 FR 43255, August 10,                                                                          be reached via telephone at (404) 562–
                                                                                                          SUMMARY:   The Environmental Protection
                                                  1999);                                                                                                        9140, or via electronic mail at
                                                                                                          Agency (EPA) is proposing to approve
                                                     • are not economically significant                   portions of revisions to the North                    ward.nacosta@epa.gov.
                                                  regulatory actions based on health or                   Carolina State Implementation Plan                    SUPPLEMENTARY INFORMATION: In the
                                                  safety risks subject to Executive Order                 (SIP) submitted by the State of North                 Final Rules section of this Federal
                                                  13045 (62 FR 19885, April 23, 1997);                    Carolina through the North Carolina                   Register, EPA is approving the State’s
                                                                                                          Department of Environmental Quality                   SIP revision as a direct final rule
                                                     • are not significant regulatory
                                                                                                          (formerly the North Carolina                          without prior proposal because the
                                                  actions subject to Executive Order                                                                            Agency views this as a noncontroversial
                                                  13211 (66 FR 28355, May 22, 2001);                      Department of Environment and Natural
                                                                                                          Resources (NCDENR)), Division of Air                  submittal and anticipates no adverse
                                                     • are not subject to requirements of                 Quality (DAQ), on October 14, 2004,                   comments. A detailed rationale for the
                                                  Section 12(d) of the National                           March 24, 2006, and January 31, 2008.                 approval is set forth in the direct final
                                                  Technology Transfer and Advancement                     The proposed revisions are changes to                 rule. If no adverse comments are
                                                  Act of 1995 (15 U.S.C. 272 note) because                the air curtain burner regulation of the              received in response to this rule, no
                                                  application of those requirements would                 North Carolina SIP and are part of North              further activity is contemplated. If EPA
                                                  be inconsistent with the CAA; and                       Carolina’s strategy to meet and maintain              receives adverse comments, the direct
                                                     • do not provide EPA with the                        the national ambient air quality                      final rule will be withdrawn and all
                                                                                                          standards (NAAQS). EPA has taken or                   public comments received will be
                                                  discretionary authority to address, as
                                                                                                          will take action with respect to all other            addressed in a subsequent final rule
                                                  appropriate, disproportionate human
                                                                                                          portions of these SIP revisions. This                 based on this proposed rule. EPA will
                                                  health or environmental effects, using                                                                        not institute a second comment period
                                                  practicable and legally permissible                     action is being taken pursuant to the
                                                                                                          Clean Air Act (CAA or Act) and its                    on this document. Any parties
                                                  methods, under Executive Order 12898                                                                          interested in commenting on this
                                                  (59 FR 7629, February 16, 1994).                        implementing regulations.
                                                                                                                                                                document should do so at this time.
                                                                                                          DATES: Written comments must be
                                                     The SIP is not approved to apply on                                                                          Dated: August 4, 2017
                                                                                                          received on or before September 18,
                                                  any Indian reservation land or in any                   2017.                                                 V. Anne Heard,
                                                  other area where EPA or an Indian tribe                                                                       Acting Regional Administrator, Region 4.
                                                  has demonstrated that a tribe has                       ADDRESSES:   Submit your comments,
                                                                                                          identified by Docket ID No. EPA–R04–                  [FR Doc. 2017–17243 Filed 8–16–17; 8:45 am]
                                                  jurisdiction. In those areas of Indian
                                                  country, the rule does not have tribal                  OAR–2007–0085 at http://                              BILLING CODE 6560–50–P

                                                  implications as specified by Executive                  www.regulations.gov. Follow the online
                                                  Order 13175 (65 FR 67249, November 9,                   instructions for submitting comments.
                                                                                                          Once submitted, comments cannot be                    ENVIRONMENTAL PROTECTION
                                                  2000), nor will it impose substantial                                                                         AGENCY
                                                                                                          edited or removed from Regulations.gov.
                                                  direct costs on tribal governments or
                                                                                                          EPA may publish any comment received
                                                  preempt tribal law.                                                                                           40 CFR Part 52
                                                                                                          to its public docket. Do not submit
                                                  List of Subjects in 40 CFR Part 52                      electronically any information you                    [EPA–R03–OAR–2017–0382; FRL–9966–30–
                                                                                                          consider to be Confidential Business                  Region 3]
                                                    Environmental protection,                             Information (CBI) or other information
                                                  Administrative practice and procedure,                  whose disclosure is restricted by statute.            Approval and Promulgation of Air
                                                  Air pollution control, Incorporation by                 Multimedia submissions (audio, video,                 Quality Implementation Plans; Virginia;
                                                  reference, Intergovernmental relations,                 etc.) must be accompanied by a written                Revisions To Implement the
                                                  Nitrogen dioxide, Ozone, Particulate                    comment. The written comment is                       Revocation of the 1997 Ozone NAAQS
                                                  Matter, Reporting and recordkeeping                     considered the official comment and                   AGENCY:  Environmental Protection
                                                  requirements, Sulfur oxides.                            should include discussion of all points               Agency (EPA).
                                                     Authority: 42 U.S.C. 7401 et seq.
                                                                                                          you wish to make. EPA will generally                  ACTION: Proposed rule.
                                                                                                          not consider comments or comment
sradovich on DSK3GMQ082PROD with PROPOSALS




                                                    Dated: August 4, 2017.                                contents located outside of the primary               SUMMARY:  The Environmental Protection
                                                  V. Anne Heard,                                          submission (i.e., on the Web, cloud, or               Agency (EPA) proposes to approve the
                                                  Acting Regional Administrator, Region 4.                other file sharing system). For                       state implementation plan (SIP) revision
                                                  [FR Doc. 2017–17346 Filed 8–16–17; 8:45 am]             additional submission methods, the full               submitted by the Commonwealth of
                                                                                                          EPA public comment policy,                            Virginia which includes revised
                                                  BILLING CODE 6560–50–P
                                                                                                          information about CBI or multimedia                   provisions of the State Air Pollution
                                                                                                          submissions, and general guidance on                  Control Board’s Regulations for the
                                                                                                          making effective comments, please visit               Control and Abatement of Air Pollution


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Document Created: 2017-08-17 01:42:59
Document Modified: 2017-08-17 01:42:59
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments must be received on or before September 18, 2017.
ContactMichele Notarianni, Air Regulatory Management Section, Air, Pesticides and Toxics Management Division, U.S. Environmental Protection Agency, Region 4, 61 Forsyth Street SW., Atlanta, Georgia 30303-8960. Ms. Notarianni can be reached by telephone at (404) 562-9031 or via electronic mail at [email protected]
FR Citation82 FR 39090 
CFR AssociatedEnvironmental Protection; Administrative Practice and Procedure; Air Pollution Control; Incorporation by Reference; Intergovernmental Relations; Nitrogen Dioxide; Ozone; Particulate Matter; Reporting and Recordkeeping Requirements and Sulfur Oxides

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