82 FR 39145 - SEC Advisory Committee on Small and Emerging Companies

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 158 (August 17, 2017)

Page Range		39145-39145
FR Document		2017-17409

The Securities and Exchange Commission Advisory Committee on Small and Emerging Companies is providing notice that it will hold a public meeting on Wednesday, September 13, 2017, in Multi-Purpose Room LL-006 at the Commission's headquarters, 100 F Street NE., Washington, DC. The meeting will begin at 9:30 a.m. (ET) and will be open to the public. The meeting will be webcast on the Commission's Web site at www.sec.gov. Persons needing special accommodations to take part because of a disability should notify the contact person listed below. The public is invited to submit written statements to the Committee. The agenda for the meeting includes matters relating to rules and regulations affecting small and emerging companies under the federal securities laws.

Federal Register, Volume 82 Issue 158 (Thursday, August 17, 2017)

[Federal Register Volume 82, Number 158 (Thursday, August 17, 2017)]
[Notices]
[Page 39145]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-17409]


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SECURITIES AND EXCHANGE COMMISSION

[Release Nos. 33-10399; 34-81389; File No. 265-27]


SEC Advisory Committee on Small and Emerging Companies

AGENCY: Securities and Exchange Commission.

ACTION: Notice of meeting.

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SUMMARY: The Securities and Exchange Commission Advisory Committee on 
Small and Emerging Companies is providing notice that it will hold a 
public meeting on Wednesday, September 13, 2017, in Multi-Purpose Room 
LL-006 at the Commission's headquarters, 100 F Street NE., Washington, 
DC. The meeting will begin at 9:30 a.m. (ET) and will be open to the 
public. The meeting will be webcast on the Commission's Web site at 
www.sec.gov. Persons needing special accommodations to take part 
because of a disability should notify the contact person listed below. 
The public is invited to submit written statements to the Committee. 
The agenda for the meeting includes matters relating to rules and 
regulations affecting small and emerging companies under the federal 
securities laws.

DATES: The public meeting will be held on Wednesday, September 13, 
2017. Written statements should be received on or before September 11, 
2017.

ADDRESSES: The meeting will be held at the Commission's headquarters, 
100 F Street NE., Washington, DC. Written statements may be submitted 
by any of the following methods:

Electronic Statements

     Use the Commission's Internet submission form (http://www.sec.gov/info/smallbus/acsec.shtml); or
     Send an email message to [email protected]. Please 
include File Number 265-27 on the subject line; or

Paper Statements

     Send paper statements to Brent J. Fields, Federal Advisory 
Committee Management Officer, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-1090.

All submissions should refer to File No. 265-27. This file number 
should be included on the subject line if email is used. To help us 
process and review your statement more efficiently, please use only one 
method. The Commission will post all statements on the Advisory 
Committee's Web site (https://www.sec.gov/info/smallbus/acsec.shtml).
    Statements also will be available for Web site viewing and printing 
in the Commission's Public Reference Room, 100 F Street NE., 
Washington, DC 20549, on official business days between the hours of 
10:00 a.m. and 3:00 p.m. All statements received will be posted without 
change; we do not edit personal identifying information from 
submissions. You should submit only information that you wish to make 
available publicly.

FOR FURTHER INFORMATION CONTACT: Julie Z. Davis, Senior Special 
Counsel, at (202) 551-3460, Office of Small Business Policy, Division 
of Corporation Finance, Securities and Exchange Commission, 100 F 
Street NE., Washington, DC 20549-3628.

SUPPLEMENTARY INFORMATION: In accordance with Section 10(a) of the 
Federal Advisory Committee Act, 5 U.S.C.-App. 1, and the regulations 
thereunder, William H. Hinman, Designated Federal Officer of the 
Committee, has ordered publication of this notice.

    Dated: August 14, 2017.
Brent J. Fields,
Committee Management Officer.
[FR Doc. 2017-17409 Filed 8-16-17; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 158 / Thursday, August 17, 2017 / Notices 39145

Washington, DC 20549; or send an email All submissions should refer to File No. (‘‘Commission’’) the proposed rule
to: PRA_Mailbox@sec.gov. 265–27. This file number should be change as described in Items I and II
Dated: August 11, 2017. included on the subject line if email is below, which Items have been prepared
Eduardo A. Aleman,
used. To help us process and review by the Exchange. The Commission is
your statement more efficiently, please publishing this notice to solicit
Assistant Secretary.
use only one method. The Commission comments on the proposed rule change
[FR Doc. 2017–17408 Filed 8–16–17; 8:45 am]
will post all statements on the Advisory from interested persons.
BILLING CODE 8011–01–P Committee’s Web site (https://
www.sec.gov/info/smallbus/ I. Self-Regulatory Organization’s
acsec.shtml). Statement of the Terms of Substance of
SECURITIES AND EXCHANGE Statements also will be available for the Proposed Rule Change
COMMISSION Web site viewing and printing in the
The Exchange proposes to further
Commission’s Public Reference Room,
[Release Nos. 33–10399; 34–81389; File No. clarify when the Exchange will utilize
100 F Street NE., Washington, DC
265–27] the Secondary Source of data pursuant
20549, on official business days
to Rule 4759.
between the hours of 10:00 a.m. and
SEC Advisory Committee on Small and 3:00 p.m. All statements received will The text of the proposed rule change
Emerging Companies be posted without change; we do not is available on the Exchange’s Web site
AGENCY: Securities and Exchange edit personal identifying information at http://nasdaqbx.cchwallstreet.com/,
Commission. from submissions. You should submit at the principal office of the Exchange,
only information that you wish to make and at the Commission’s Public
ACTION: Notice of meeting.
available publicly. Reference Room.
SUMMARY: The Securities and Exchange FOR FURTHER INFORMATION CONTACT: Julie II. Self-Regulatory Organization’s
Commission Advisory Committee on Z. Davis, Senior Special Counsel, at Statement of the Purpose of, and
Small and Emerging Companies is (202) 551–3460, Office of Small Statutory Basis for, the Proposed Rule
providing notice that it will hold a Business Policy, Division of Corporation Change
public meeting on Wednesday, Finance, Securities and Exchange
September 13, 2017, in Multi-Purpose Commission, 100 F Street NE., In its filing with the Commission, the
Room LL–006 at the Commission’s Washington, DC 20549–3628. Exchange included statements
headquarters, 100 F Street NE., SUPPLEMENTARY INFORMATION: In concerning the purpose of and basis for
Washington, DC. The meeting will begin accordance with Section 10(a) of the the proposed rule change and discussed
at 9:30 a.m. (ET) and will be open to the Federal Advisory Committee Act, 5 any comments it received on the
public. The meeting will be webcast on U.S.C.-App. 1, and the regulations proposed rule change. The text of these
the Commission’s Web site at thereunder, William H. Hinman, statements may be examined at the
www.sec.gov. Persons needing special Designated Federal Officer of the places specified in Item IV below. The
accommodations to take part because of Committee, has ordered publication of Exchange has prepared summaries, set
a disability should notify the contact this notice. forth in sections A, B, and C below, of
person listed below. The public is Dated: August 14, 2017. the most significant aspects of such
invited to submit written statements to statements.
Brent J. Fields,
the Committee. The agenda for the
meeting includes matters relating to Committee Management Officer. A. Self-Regulatory Organization’s
rules and regulations affecting small and [FR Doc. 2017–17409 Filed 8–16–17; 8:45 am] Statement of the Purpose of, and
emerging companies under the federal BILLING CODE 8011–01–P Statutory Basis for, the Proposed Rule
securities laws. Change
DATES: The public meeting will be held 1. Purpose
SECURITIES AND EXCHANGE
on Wednesday, September 13, 2017. COMMISSION
Written statements should be received The purpose of the proposed rule
on or before September 11, 2017. [Release No. 34–81381; File No. SR–BX– change is to clarify when the Exchange
ADDRESSES: The meeting will be held at
2017–037] will utilize the Secondary Source of
the Commission’s headquarters, 100 F data pursuant to Rule 4759. Rule 4759
Self-Regulatory Organizations; lists the proprietary and network
Street NE., Washington, DC. Written NASDAQ BX, Inc.; Notice of Filing and
statements may be submitted by any of processor feeds that are utilized for the
Immediate Effectiveness of Proposed handling, routing, and execution of
the following methods: Rule Change To Further Clarify When orders, as well as for the regulatory
Electronic Statements the Exchange Will Utilize the compliance processes related to those
Secondary Source of Data Pursuant to functions. Rule 4759 also lists
• Use the Commission’s Internet Rule 4759
submission form (http://www.sec.gov/ Secondary Sources of data that are
info/smallbus/acsec.shtml); or August 11, 2017. utilized in emergency market
• Send an email message to rule- Pursuant to Section 19(b)(1) of the conditions, and only until those
comments@sec.gov. Please include File Securities Exchange Act of 1934 emergency conditions are resolved. The
Exchange proposes to amend this rule to
sradovich on DSK3GMQ082PROD with NOTICES

Number 265–27 on the subject line; or (‘‘Act’’),1 and Rule 19b–4 thereunder,2
notice is hereby given that on August 2, describe how the BX trading system
Paper Statements decides when to use the Primary or
2017, NASDAQ BX, Inc. (‘‘BX’’ or
• Send paper statements to Brent J. ‘‘Exchange’’) filed with the Securities Secondary Source of data. Specifically,
Fields, Federal Advisory Committee and Exchange Commission the Exchange proposes to amend Rule
Management Officer, Securities and 4759 to clarify that the Primary Source
Exchange Commission, 100 F Street NE., 1 15 U.S.C. 78s(b)(1). of data is used unless it is delayed by
Washington, DC 20549–1090. 2 17 CFR 240.19b–4. a configurable amount compared to the

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Document Created: 2017-08-17 01:42:50
Document Modified: 2017-08-17 01:42:50

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Action		Notice of meeting.
Dates		The public meeting will be held on Wednesday, September 13, 2017. Written statements should be received on or before September 11, 2017.
Contact		Julie Z. Davis, Senior Special Counsel, at (202) 551-3460, Office of Small Business Policy, Division of Corporation Finance, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-3628.
FR Citation		82 FR 39145