82_FR_41619 82 FR 41451 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

82 FR 41451 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 168 (August 31, 2017)

Page Range41451-41452
FR Document2017-18453

Applicant seeks an order declaring that it has ceased to be an investment company. On April 21, 2017, applicant made a liquidating distribution to its shareholders, based on net asset value. Expenses of $2,325 incurred in connection with the liquidation were paid by the applicant. Filing Date: The application was filed on July 28, 2017. Applicant's Address: 345 Park Avenue, New York, New York 10154.

Federal Register, Volume 82 Issue 168 (Thursday, August 31, 2017) 
[Federal Register Volume 82, Number 168 (Thursday, August 31, 2017)]
[Notices]
[Pages 41451-41452]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-18453]


-----------------------------------------------------------------------

SECURITIES AND EXCHANGE COMMISSION

[Release No. IC-32796]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

August 25, 2017.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
August 2017. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on September 19, 2017, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Hae-Sung Lee, Attorney-Adviser, at 
(202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC, 
Division of Investment Management, Chief Counsel's Office, 100 F Street 
NE., Washington, DC 20549-8010.

Cash Reserve Fund, Inc. [File No. 811-03196]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On April 21, 2017, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $2,325 incurred in connection with the liquidation were 
paid by the applicant.
    Filing Date: The application was filed on July 28, 2017.
    Applicant's Address: 345 Park Avenue, New York, New York 10154.

Goldman Sachs Diversified Income Fund [File No. 811-23083]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Date: The application was filed on August 3, 2017.
    Applicant's Address: 200 West Street, New York, New York 10282.

Goldman Sachs Dynamic Income Opportunities Fund [File No. 811-22868]

    Summary: Applicant, a closed-end investment company, seeks an order

[[Page 41452]]

declaring that it has ceased to be an investment company. Applicant has 
never made a public offering of its securities and does not propose to 
make a public offering or engage in business of any kind.
    Filing Date: The application was filed on August 3, 2017.
    Applicant's Address: 200 West Street, New York, New York 10282.

HSBC Advisor Funds Trust [File No. 811-07583]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Each series of applicant has transferred its 
assets to a corresponding series of HSBC Funds and, on June 24, 2016, 
made a final distribution to its shareholders based on net asset value. 
Expenses of $15,173 incurred in connection with the reorganization were 
paid by the applicant and the applicant's investment adviser.
    Filing Dates: The application was filed on August 4, 2017, and 
amended on August 18, 2017.
    Applicant's Address: 4400 Easton Commons, Suite 200, Columbus, Ohio 
43219-3035.

HSBC Portfolios [File No. 811-08928]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Each series of applicant has transferred its 
assets to a corresponding series of HSBC Funds and, on June 24, 2016, 
made a final distribution to its shareholders based on net asset value. 
Expenses of $2,463 incurred in connection with the reorganization were 
paid by the applicant and the applicant's investment adviser.
    Filing Dates: The application was filed on August 4, 2017, and 
amended on August 18, 2017.
    Applicant's Address: 4400 Easton Commons, Suite 200, Columbus, Ohio 
43219-3035.

Kalmar Pooled Investment Trust [File No. 811-07853]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. On June 23, 2017, applicant made a 
liquidating distribution to its shareholders, based on net asset value. 
Expenses of $200,000 incurred in connection with the liquidation were 
paid by the applicant.
    Filing Date: The application was filed on August 18, 2017.
    Applicant's Address: Barley Mill House, 3701 Kennett Pike, 
Wilmington, Delaware 19807.

JPMorgan China Region Fund, Inc. [File No. 811-06686]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On July 14, 
2017, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Applicant has 62 remaining shareholders, and 
each is entitled to a pro rata share of the assets, if any, remaining 
after the winding up of applicant's affairs. Applicant's remaining 
assets were transferred to a liquidating trust in which shareholders 
have a pro rata beneficial interest. Expenses of $192,043 incurred in 
connection with the liquidation were paid by the applicant.
    Filing Date: The application was filed on August 18, 2017.
    Applicant's Address: 1 Beacon Street, 18th Floor, Boston, 
Massachusetts 02108.

Touchstone Investment Trust [File No. 811-02538]

    Summary: Applicant seeks an order declaring that it has ceased to 
be an investment company. Each series of applicant has transferred its 
assets to a corresponding series of Touchstone Funds Group Trust and, 
on January 27, 2017, made a final distribution to its shareholders 
based on net asset value. Expenses of $51,370 incurred in connection 
with the reorganization were paid by the applicant's investment 
adviser.
    Filing Dates: The application was filed on August 9, 2017, and 
amended on August 23, 2017.
    Applicant's Address: 303 Broadway, Suite 1100, Cincinnati, Ohio 
45202.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-18453 Filed 8-30-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 168 / Thursday, August 31, 2017 / Notices 41451 because, while the proposed fee would number should be included on the application will be issued unless the only be assessed in some circumstances, subject line if email is used. To help the SEC orders a hearing. Interested persons those circumstances are not based on Commission process and review your may request a hearing on any the type of Member entering the comments more efficiently, please use application by writing to the SEC’s liquidity removing order but on the only one method. The Commission will Secretary at the address below and percent and amount of liquidity post all comments on the Commission’s serving the relevant applicant with a removing volume that the Member Internet Web site (http://www.sec.gov/ copy of the request, personally or by executes when the CQI is on. Further, rules/sro.shtml). Copies of the mail. Hearing requests should be the proposed fee is intended to submission, all subsequent received by the SEC by 5:30 p.m. on encourage market participants to bring amendments, all written statements September 19, 2017, and should be increased volume to the Exchange, with respect to the proposed rule accompanied by proof of service on which benefits all market participants. change that are filed with the applicants, in the form of an affidavit or, Commission, and all written for lawyers, a certificate of service. C. Self-Regulatory Organization’s Pursuant to Rule 0–5 under the Act, communications relating to the Statement on Comments on the hearing requests should state the nature proposed rule change between the Proposed Rule Change Received From of the writer’s interest, any facts bearing Commission and any person, other than Members, Participants, or Others upon the desirability of a hearing on the those that may be withheld from the Written comments were neither public in accordance with the matter, the reason for the request, and solicited nor received. provisions of 5 U.S.C. 552, will be the issues contested. Persons who wish available for Web site viewing and to be notified of a hearing may request III. Date of Effectiveness of the printing in the Commission’s Public notification by writing to the Proposed Rule Change and Timing for Reference Room, 100 F Street NE., Commission’s Secretary. Commission Action Washington, DC 20549 on official ADDRESSES: The Commission: Secretary, The foregoing rule change has become business days between the hours of U.S. Securities and Exchange effective pursuant to Section 10:00 a.m. and 3:00 p.m. Copies of the Commission, 100 F Street NE., 19(b)(3)(A)(ii) 30 of the Act. filing also will be available for Washington, DC 20549–1090. At any time within 60 days of the inspection and copying at the principal FOR FURTHER INFORMATION CONTACT: Hae- filing of the proposed rule change, the office of the Exchange. All comments Sung Lee, Attorney-Adviser, at (202) Commission summarily may received will be posted without change; 551–7345 or Chief Counsel’s Office at temporarily suspend such rule change if the Commission does not edit personal (202) 551–6821; SEC, Division of it appears to the Commission that such identifying information from Investment Management, Chief action is necessary or appropriate in the submissions. You should submit only Counsel’s Office, 100 F Street NE., public interest, for the protection of information that you wish to make Washington, DC 20549–8010. investors, or otherwise in furtherance of available publicly. All submissions the purposes of the Act. If the should refer to File Number SR–IEX– Cash Reserve Fund, Inc. [File No. 811– Commission takes such action, the 2017–27, and should be submitted on or 03196] Commission shall institute proceedings before September 21, 2017. Summary: Applicant seeks an order under Section 19(b)(2)(B) 31 of the Act to declaring that it has ceased to be an determine whether the proposed rule For the Commission, by the Division of Trading and Markets, pursuant to delegated investment company. On April 21, change should be approved or 2017, applicant made a liquidating authority.32 disapproved. distribution to its shareholders, based Eduardo A. Aleman, IV. Solicitation of Comments Assistant Secretary. on net asset value. Expenses of $2,325 incurred in connection with the Interested persons are invited to [FR Doc. 2017–18447 Filed 8–30–17; 8:45 am] liquidation were paid by the applicant. submit written data, views, and BILLING CODE 8011–01–P Filing Date: The application was filed arguments concerning the foregoing, on July 28, 2017. including whether the proposed rule Applicant’s Address: 345 Park change is consistent with the Act. SECURITIES AND EXCHANGE Avenue, New York, New York 10154. Comments may be submitted by any of COMMISSION the following methods: Goldman Sachs Diversified Income [Release No. IC–32796] Fund [File No. 811–23083] Electronic Comments Notice of Applications for Summary: Applicant, a closed-end • Use the Commission’s Internet Deregistration Under Section 8(f) of the investment company, seeks an order comment form (http://www.sec.gov/ Investment Company Act of 1940 declaring that it has ceased to be an rules/sro.shtml); or investment company. Applicant has • Send an email to rule-comments@ August 25, 2017. never made a public offering of its sec.gov. Please include File Number SR– The following is a notice of securities and does not propose to make IEX–2017–27 on the subject line. applications for deregistration under a public offering or engage in business Paper Comments section 8(f) of the Investment Company of any kind. Act of 1940 for the month of August Filing Date: The application was filed • Send paper comments in triplicate 2017. A copy of each application may be on August 3, 2017. to Secretary, Securities and Exchange sradovich on DSK3GMQ082PROD with NOTICES obtained via the Commission’s Web site Applicant’s Address: 200 West Street, Commission, 100 F Street NE., by searching for the file number, or for New York, New York 10282. Washington, DC 20549–1090. an applicant using the Company name box, at http://www.sec.gov/search/ Goldman Sachs Dynamic Income All submissions should refer to File search.htm or by calling (202) 551– Opportunities Fund [File No. 811– Number SR–IEX–2017–27. This file 8090. An order granting each 22868] 30 15 U.S.C. 78s(b)(3)(A)(ii). Summary: Applicant, a closed-end 31 15 U.S.C. 78s(b)(2)(B). 32 17 CFR 200.30–3(a)(12). investment company, seeks an order VerDate Sep<11>2014 20:54 Aug 30, 2017 Jkt 241001 PO 00000 Frm 00061 Fmt 4703 Sfmt 4703 E:\FR\FM\31AUN1.SGM 31AUN1

41452 Federal Register / Vol. 82, No. 168 / Thursday, August 31, 2017 / Notices declaring that it has ceased to be an JPMorgan China Region Fund, Inc. [File ‘‘Exchange’’) filed with the Securities investment company. Applicant has No. 811–06686] and Exchange Commission never made a public offering of its Summary: Applicant, a closed-end (‘‘Commission’’), pursuant to Section securities and does not propose to make investment company, seeks an order 19(b)(1) of the Securities Exchange Act a public offering or engage in business declaring that it has ceased to be an of 1934 (‘‘Act’’) 1 and Rule 19b–4 of any kind. investment company. On July 14, 2017, thereunder,2 a proposed rule change to Filing Date: The application was filed applicant made a liquidating (i) introduce a new Market Maker Peg on August 3, 2017. distribution to its shareholders, based Order; (ii) amend IEX Rule 11.510(c) to Applicant’s Address: 200 West Street, on net asset value. Applicant has 62 specify connectivity within the New York, New York 10282. remaining shareholders, and each is Exchange System when repricing a entitled to a pro rata share of the assets, Market Maker Peg Order; and (iii) HSBC Advisor Funds Trust [File No. if any, remaining after the winding up amend IEX Rule 11.340(d) to describe 811–07583] of applicant’s affairs. Applicant’s how Market Maker Peg Orders will be remaining assets were transferred to a priced in order to comply with the Plan Summary: Applicant seeks an order liquidating trust in which shareholders to Implement a Tick Size Pilot Program declaring that it has ceased to be an have a pro rata beneficial interest. (‘‘Tick Pilot Plan’’).3 The proposed rule investment company. Each series of Expenses of $192,043 incurred in change was published for comment in applicant has transferred its assets to a connection with the liquidation were the Federal Register on July 11, 2017.4 corresponding series of HSBC Funds paid by the applicant. The Commission received no comments and, on June 24, 2016, made a final Filing Date: The application was filed on the proposed rule change. This order distribution to its shareholders based on on August 18, 2017. approves the proposed rule change. net asset value. Expenses of $15,173 incurred in connection with the Applicant’s Address: 1 Beacon Street, II. Description of the Proposed Rule reorganization were paid by the 18th Floor, Boston, Massachusetts Change applicant and the applicant’s 02108. The Exchange proposes to introduce a investment adviser. Touchstone Investment Trust [File No. new Market Maker Peg Order that the Filing Dates: The application was 811–02538] Exchange states is designed to promote filed on August 4, 2017, and amended Summary: Applicant seeks an order compliance by market makers with the on August 18, 2017. declaring that it has ceased to be an continuous quoting and pricing Applicant’s Address: 4400 Easton investment company. Each series of obligations of IEX Rule 11.151 (Market Commons, Suite 200, Columbus, Ohio applicant has transferred its assets to a Maker Obligations),5 in a manner 43219–3035. corresponding series of Touchstone consistent with the requirements under Funds Group Trust and, on January 27, Rule 15c3–5 of the Act (‘‘Market Access HSBC Portfolios [File No. 811–08928] Rule’’) 6 and Regulation SHO.7 The 2017, made a final distribution to its Summary: Applicant seeks an order shareholders based on net asset value. Exchange states that ‘‘this order-based declaring that it has ceased to be an Expenses of $51,370 incurred in approach would provide an effective investment company. Each series of connection with the reorganization were compliance tool to facilitate market applicant has transferred its assets to a paid by the applicant’s investment makers compliance with the corresponding series of HSBC Funds adviser. requirements of the Market Access Rule and, on June 24, 2016, made a final Filing Dates: The application was and Regulation SHO while also distribution to its shareholders based on filed on August 9, 2017, and amended providing quotation adjusting net asset value. Expenses of $2,463 on August 23, 2017. functionality to its market makers.’’ 8 incurred in connection with the Applicant’s Address: 303 Broadway, IEX also states that market makers will reorganization were paid by the Suite 1100, Cincinnati, Ohio 45202. have control of order origination, as applicant and the applicant’s For the Commission, by the Division of required by the Market Access Rule, and investment adviser. Investment Management, pursuant to retain the ability to make marking and Filing Dates: The application was delegated authority. locate determinations prior to order filed on August 4, 2017, and amended Eduardo A. Aleman, entry, as required by Regulation SHO.9 on August 18, 2017. Assistant Secretary. As proposed, the Market Maker Peg Order will be a one-sided limit order Applicant’s Address: 4400 Easton [FR Doc. 2017–18453 Filed 8–30–17; 8:45 am] Commons, Suite 200, Columbus, Ohio BILLING CODE 8011–01–P 1 15 U.S.C. 78s(b)(1). 43219–3035. 2 17 CFR 240.19b–4. 3 See Securities and Exchange Act Release No. Kalmar Pooled Investment Trust [File SECURITIES AND EXCHANGE 74892 (May 6, 2015), 80 FR 27513 (File No. 4–657). No. 811–07853] COMMISSION See also Securities and Exchange Act Release No. Summary: Applicant seeks an order 76382 (November 6, 2015) (File No. 4–657), 80 FR [Release No. 34–81482; File No. SR–IEX– 70284 (File No. 4–657) (November 13, 2015), which declaring that it has ceased to be an 2017–22] extended the pilot period commencement date from investment company. On June 23, 2017, May 6, 2015 to October 3, 2016. applicant made a liquidating Self-Regulatory Organizations; 4 See Securities Exchange Act Release No. 81078 distribution to its shareholders, based Investors Exchange LLC; Order (July 5, 2017), 82 FR 32026 (‘‘Notice’’). 5 IEX Rule 11.151 requires market makers for each on net asset value. Expenses of $200,000 Approving a Proposed Rule Change To sradovich on DSK3GMQ082PROD with NOTICES stock in which they are registered to continuously incurred in connection with the Introduce a New Market Maker Peg maintain a two-sided quotation within a designated liquidation were paid by the applicant. Order percentage of the National Best Bid (‘‘NBB’’) and Filing Date: The application was filed National Best Offer (‘‘NBO’’). August 25, 2017. 6 17 CFR 240.15c3–5. on August 18, 2017. 7 See Notice, supra note 4, at 32027. See also 17 Applicant’s Address: Barley Mill I. Introduction CFR 242.200 through 204 (Regulation SHO). House, 3701 Kennett Pike, Wilmington, On June 30, 2017, the Investors 8 See Notice, supra note 4, at 32027. Delaware 19807. Exchange LLC (‘‘IEX’’ or the 9 See id. VerDate Sep<11>2014 20:54 Aug 30, 2017 Jkt 241001 PO 00000 Frm 00062 Fmt 4703 Sfmt 4703 E:\FR\FM\31AUN1.SGM 31AUN1


Document Created: 2017-09-23 10:08:26
Document Modified: 2017-09-23 10:08:26
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
DatesThe application was filed on July 28, 2017.
ContactHae-Sung Lee, Attorney-Adviser, at (202) 551-7345 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation82 FR 41451 
2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR