82 FR 42008 - Sunshine Act Meeting
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 170 (September 5, 2017)
Federal Register Volume 82, Issue 170 (September 5, 2017)
| Page Range | 42008-42008 | |
| FR Document | 2017-18807 |
[Federal Register Volume 82, Number 170 (Tuesday, September 5, 2017)] [Notices] [Page 42008] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-18807] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meeting Notice is hereby given, pursuant to the provisions of the Government in the Sunshine Act, Public Law 94-409, that the Securities and Exchange Commission will hold a closed meeting on Wednesday, September 6, 2017 at 2 p.m. Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit consideration of the scheduled matters at the closed meeting. Commissioner Stein, as duty officer, voted to consider the items listed for the closed meeting in closed session. The subject matters of the closed meeting will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; Adjudicatory matters; Resolution of litigation claims; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. For further information and to ascertain what, if any, matters have been added, deleted or postponed; please contact Brent J. Fields from the Office of the Secretary at (202) 551-5400. Dated: August 30, 2017. Brent J. Fields, Secretary. [FR Doc. 2017-18807 Filed 8-31-17; 11:15 am] BILLING CODE 8011-01-P
![42008 Federal Register / Vol. 82, No. 170 / Tuesday, September 5, 2017 / Notices
Commission process and review your U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) Commission is publishing this notice to
comments more efficiently, please use and 17 CFR 200.402(a)(3), (a)(5), (a)(7), solicit comments on the proposed rule
only one method. The Commission will (a)(9)(ii) and (a)(10), permit change from interested persons.
post all comments on the Commission’s consideration of the scheduled matters
I. Self-Regulatory Organization’s
Internet Web site (http://www.sec.gov/ at the closed meeting.
Statement of the Terms of Substance of
rules/sro.shtml). Copies of the Commissioner Stein, as duty officer, the Proposed Rule Change
submission, all subsequent voted to consider the items listed for the
amendments, all written statements closed meeting in closed session. The Exchange proposes to amend
with respect to the proposed rule The subject matters of the closed Section 202.06 of the NYSE Listed
change that are filed with the meeting will be: Company Manual (the ‘‘Manual’’) to
Commission, and all written Institution and settlement of limit the issuance of material news by
communications relating to the injunctive actions; listed companies in the period
proposed rule change between the Institution and settlement of immediately after the official closing
Commission and any person, other than administrative proceedings; time for the Exchange’s trading session.
those that may be withheld from the Adjudicatory matters; The proposed rule change is available
public in accordance with the Resolution of litigation claims; and on the Exchange’s Web site at
provisions of 5 U.S.C. 552, will be Other matters relating to enforcement www.nyse.com, at the principal office of
available for Web site viewing and proceedings. the Exchange, and at the Commission’s
printing in the Commission’s Public At times, changes in Commission Public Reference Room.
Reference Room, 100 F Street NE., priorities require alterations in the II. Self-Regulatory Organization’s
Washington, DC 20549 on official scheduling of meeting items. Statement of the Purpose of, and
business days between the hours of For further information and to Statutory Basis for, the Proposed Rule
10:00 a.m. and 3:00 p.m. Copies of the ascertain what, if any, matters have been Change
filing also will be available for added, deleted or postponed; please
In its filing with the Commission, the
inspection and copying at the principal contact Brent J. Fields from the Office of
self-regulatory organization included
office of the Exchange. All comments the Secretary at (202) 551–5400.
statements concerning the purpose of,
received will be posted without change; Dated: August 30, 2017. and basis for, the proposed rule change
the Commission does not edit personal
Brent J. Fields, and discussed any comments it received
identifying information from
Secretary. on the proposed rule change. The text
submissions. You should submit only
[FR Doc. 2017–18807 Filed 8–31–17; 11:15 am] of those statements may be examined at
information that you wish to make
the places specified in Item IV below.
available publicly. All submissions BILLING CODE 8011–01–P
The Exchange has prepared summaries,
should refer to File Number SR–
set forth in sections A, B, and C below,
BatsBZX–2017–56 and should be
SECURITIES AND EXCHANGE of the most significant parts of such
submitted on or before September 26,
COMMISSION statements.
2017.
For the Commission, by the Division of [Release No. 34–81494; File No. SR–NYSE– A. Self-Regulatory Organization’s
Trading and Markets, pursuant to delegated 2017–32] Statement of the Purpose of, and the
authority.19 Statutory Basis for, the Proposed Rule
Eduardo A. Aleman, Self-Regulatory Organizations; New Change
Assistant Secretary. York Stock Exchange LLC; Notice of
Filing of Proposed Rule Change To 1. Purpose
[FR Doc. 2017–18660 Filed 9–1–17; 8:45 am]
Amend Section 202.06 of the NYSE The Exchange proposes to amend
BILLING CODE 8011–01–P
Listed Company Manual To Prohibit Section 202.06 of the Manual to limit
Listed Companies From Issuing the issuance of material news by listed
SECURITIES AND EXCHANGE Material News After the Official Closing companies in the period immediately
COMMISSION Time for the Exchange’s Trading after the official closing time for the
Session Until the Earlier of Publication Exchange’s trading session.
Sunshine Act Meeting of Such Company’s Official Closing Continuous trading on the Exchange
Price on the Exchange or Five Minutes ends at the Exchange’s official closing
Notice is hereby given, pursuant to After the Official Closing Time time of 4:00 p.m. Eastern Time (except
the provisions of the Government in the that on certain days the official closing
Sunshine Act, Public Law 94–409, that August 29, 2017. time occurs early at 1:00 p.m. Eastern
the Securities and Exchange Pursuant to Section 19(b)(1) 1 of the Time), which is when the Exchange
Commission will hold a closed meeting Securities Exchange Act of 1934 (the stops accepting new orders, including
on Wednesday, September 6, 2017 at 2 ‘‘Act’’) 2 and Rule 19b–4 thereunder,3 orders designated for the closing
p.m. notice is hereby given that, on August auction, and requests to cancel orders.4
Commissioners, Counsel to the 17, 2017, New York Stock Exchange The Designated Market Maker (‘‘DMM’’)
Commissioners, the Secretary to the LLC (‘‘NYSE’’ or the ‘‘Exchange’’) filed registered in a security facilitates the
Commission, and recording secretaries with the Securities and Exchange close of trading after continuous trading
will attend the closed meeting. Certain Commission (the ‘‘Commission’’) the ends at the official closing time of 4:00
staff members who have an interest in
mstockstill on DSK30JT082PROD with NOTICES
proposed rule change as described in
the matters also may be present. Items I, II, and III below, which Items 4 Pursuant to NYSE Rule 123C(2), orders
The General Counsel of the have been prepared by the self- designated for the close, including Market on Close
Commission, or his designee, has regulatory organization. The (‘‘MOC’’) and Limit on Close (‘‘LOC’’) Orders can
certified that, in his opinion, one or be entered after 3:45 p.m. to offset a published
Mandatory MOC/LOC Imbalance Publication.
more of the exemptions set forth in 5 1 15 U.S.C. 78s(b)(1). Closing Offset (‘‘CO’’) Orders can be entered on
2 15 U.S.C. 78a. both sides of the market up to 4:00 p.m. regardless
19 17 CFR 200.30–3(a)(12). 3 17 CFR 240.19b–4. of whether there is a published imbalance.
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Document Created: 2017-09-02 03:24:57
Document Modified: 2017-09-02 03:24:57
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| FR Citation | 82 FR 42008 |
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