82 FR 43267 - The Vanguard Group, Inc., et al.
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 177 (September 14, 2017)
Federal Register Volume 82, Issue 177 (September 14, 2017)
| Page Range | 43267-43269 | |
| FR Document | 2017-19474 |
[Federal Register Volume 82, Number 177 (Thursday, September 14, 2017)] [Notices] [Pages 43267-43269] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-19474] ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION [Investment Company Act Release No. 32810; File No. 812-14691] The Vanguard Group, Inc., et al. September 8, 2017. AGENCY: Securities and Exchange Commission (``Commission''). ACTION: Notice. ----------------------------------------------------------------------- Notice of an application for an order under section 6(c) of the Investment Company Act of 1940 (the ``Act'') for an exemption from sections 2(a)(32), 5(a)(1), 22(d), and 22(e) of the Act and rule 22c-1 under the Act, under sections 6(c) and 17(b) of the Act for an exemption from sections 17(a)(1) and 17(a)(2) of the Act, and under section 12(d)(1)(J) for an exemption from sections 12(d)(1)(A) and 12(d)(1)(B) of the Act. The requested order would permit (a) actively- managed series of certain open-end management investment companies (``Funds'') to issue shares redeemable in large aggregations only (``Creation Units''); (b) secondary market transactions in Fund shares to occur at negotiated market prices rather than at net asset value (``NAV''); (c) certain Funds to pay redemption proceeds, under certain circumstances, more than seven days after the tender of Creation Units for redemption; (d) certain affiliated persons of a Fund to deposit securities into, and receive securities from, the Fund in connection with the purchase and redemption of Creation Units; and (e) certain registered management investment companies and unit investment trusts outside of the same group of investment companies as the Funds (``Acquiring Funds'') to acquire shares of the Funds. Applicants: The Vanguard Group, Inc. (``Initial Adviser''), a Pennsylvania corporation registered as an investment adviser under the Investment Advisers Act of 1940, Vanguard Marketing Corporation (``Distributor''), a wholly-owned subsidiary of the Initial Adviser and a broker-dealer registered under the Securities Exchange Act of 1934 (``Exchange Act''), and Vanguard Admiral Funds, Vanguard Bond Index Funds, Vanguard California Tax-Free Funds, Vanguard Charlotte Funds, Vanguard Chester Funds, Vanguard Convertible Securities Fund, Vanguard Explorer Fund, Vanguard Fenway Funds, Vanguard Fixed Income Securities Funds, Vanguard Horizon Funds, Vanguard Index Funds, Vanguard International Equity Index Funds, Vanguard Malvern Funds, Vanguard Massachusetts Tax-Exempt Funds, Vanguard Money Market Reserves, Vanguard Montgomery Funds, Vanguard Morgan Growth Fund, Vanguard Municipal Bond Funds, Vanguard New Jersey Tax-Free Funds, Vanguard New York Tax-Free Funds, Vanguard Ohio Tax-Free Funds, Vanguard Pennsylvania Tax-Free Funds, Vanguard Quantitative Funds, Vanguard Scottsdale Funds, Vanguard Specialized Funds, Vanguard STAR Funds, Vanguard Tax-Managed Funds, Vanguard Trustees' Equity Fund, Vanguard Valley Forge Funds, Vanguard Variable Insurance Funds, Vanguard Wellesley Income Fund, Vanguard Wellington Fund, Vanguard Whitehall Funds, Vanguard Windsor Funds, and Vanguard World Fund, each a Delaware statutory trust registered under the Act as an open-end management investment company with multiple series (each a ``Trust,'' and together, the ``Trusts''). Filing Date: The application was filed on August 17, 2016, and amended on May 19, 2017, August 22, 2017, and September 7, 2017. Hearing or Notification of Hearing: An order granting the requested relief will be issued unless the Commission orders a hearing. Interested persons may request a hearing by writing to the Commission's Secretary and serving applicants with a copy of the request, personally or by mail. Hearing requests should be received by the Commission by 5:30 p.m. on October 3, 2017, and should be accompanied by proof of service on applicants, in the form of an affidavit, or for lawyers, a certificate of service. Pursuant to rule 0-5 under the Act, hearing requests should state the nature of the writer's interest, any facts bearing upon the desirability of a hearing on the matter, the reason for the request, and the issues contested. Persons who wish to be notified of a hearing may request notification by writing to the Commission's Secretary. ADDRESSES: Secretary, Securities and Exchange Commission, 100 F Street NE., Washington, DC 20549-1090; Applicants: Brian P. Murphy, Esq., The Vanguard Group, Inc., Mail Stop V26, P.O. Box 2600, Valley Forge, PA 19482-2600. FOR FURTHER INFORMATION CONTACT: Asen Parachkevov, Senior Counsel, or Daniele Marchesani, Assistant Chief Counsel, at (202) 551-6821 (Division of Investment Management, Chief Counsel's Office). SUPPLEMENTARY INFORMATION: The following is a summary of the application. The complete application may be obtained via the Commission's Web site by searching for the file [[Page 43268]] number, or for an applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. Summary of the Application 1. Applicants request an order that would allow Funds to operate as actively-managed exchange traded funds (``ETFs'').\1\ Fund shares will be purchased and redeemed at their NAV in Creation Units only. All orders to purchase Creation Units and all redemption requests will be placed by or through an ``Authorized Participant,'' which will have signed a participant agreement with the Distributor. Shares will be listed and traded individually on a national securities exchange, where share prices will be based on the current bid/offer market. Any order granting the requested relief would be subject to the terms and conditions stated in the application. --------------------------------------------------------------------------- \1\ Applicants request that the order apply to future series of the Trusts and other open-end management investment companies or series thereof that currently exist or that may be created in the future (each, included in the term ``Fund''), each of which will operate as an actively-managed ETF. Any series of the Trusts, or of other open-end management investment companies, that have multiple share classes will not be able to rely on the order. Any Fund will (a) be advised by the Initial Adviser or an entity controlling, controlled by, or under common control with the Initial Adviser (each such entity or any successor thereto is included in the term ``Adviser'') and (b) comply with the terms and conditions of the application. For purposes of the requested order, the term ``successor'' is limited to an entity that results from a reorganization into another jurisdiction or a change in the type of business organization. --------------------------------------------------------------------------- 2. Each Fund will consist of a portfolio of securities, instruments, other assets or positions (``Portfolio Positions''). Each Fund will disclose on its Web site the identities and quantities of the Portfolio Positions that will form the basis for the Fund's calculation of NAV at the end of the day. 3. Shares will be purchased and redeemed in Creation Units and generally on an in-kind basis. Except where the purchase or redemption will include cash under the limited circumstances specified in the application, purchasers will be required to purchase Creation Units by depositing specified instruments (``Deposit Instruments''), and shareholders redeeming their shares will receive specified instruments (``Redemption Instruments''). The Deposit Instruments and the Redemption Instruments will each correspond pro rata to the positions in the Fund's portfolio (including cash positions) except as specified in the application. 4. Because shares will not be individually redeemable, applicants request an exemption from section 5(a)(1) and section 2(a)(32) of the Act that would permit the Funds to register as open-end management investment companies and issue shares that are redeemable in Creation Units only. 5. Applicants also request an exemption from section 22(d) of the Act and rule 22c-1 under the Act as secondary market trading in shares will take place at negotiated prices, not at a current offering price described in a Fund's prospectus, and not at a price based on NAV. Applicants state that (a) secondary market trading in shares does not involve a Fund as a party and will not result in dilution of an investment in shares, and (b) to the extent different prices exist during a given trading day, or from day to day, such variances occur as a result of third-party market forces, such as supply and demand. Therefore, applicants assert that secondary market transactions in shares will not lead to discrimination or preferential treatment among purchasers. Finally, applicants represent that share market prices will be disciplined by arbitrage opportunities, which should prevent shares from trading at a material discount or premium from NAV. 6. With respect to Funds that hold non-U.S. Portfolio Positions and that effect creations and redemptions of Creation Units in kind, applicants request relief from the requirement imposed by section 22(e) in order to allow such Funds to pay redemption proceeds within fifteen calendar days following the tender of Creation Units for redemption. Applicants assert that the requested relief would not be inconsistent with the spirit and intent of section 22(e) to prevent unreasonable, undisclosed or unforeseen delays in the actual payment of redemption proceeds. 7. Applicants request an exemption to permit Acquiring Funds to acquire Fund shares beyond the limits of section 12(d)(1)(A) of the Act; and the Funds, and any principal underwriter for the Funds, and/or any broker or dealer registered under the Exchange Act, to sell shares to Acquiring Funds beyond the limits of section 12(d)(1)(B) of the Act. The application's terms and conditions are designed to, among other things, help prevent any potential (i) undue influence over a Fund through control or voting power, or in connection with certain services, transactions, and underwritings, (ii) excessive layering of fees, and (iii) overly complex fund structures, which are the concerns underlying the limits in sections 12(d)(1)(A) and (B) of the Act. 8. Applicants request an exemption from sections 17(a)(1) and 17(a)(2) of the Act to permit persons that are affiliated persons, or second tier affiliates, of the Funds, solely by virtue of certain ownership interests, to effectuate purchases and redemptions in-kind. The deposit procedures for in-kind purchases of Creation Units and the redemption procedures for in-kind redemptions of Creation Units will be the same for all purchases and redemptions and Deposit Instruments and Redemption Instruments will be valued in the same manner as those Portfolio Positions currently held by the Funds. Applicants also seek relief from the prohibitions on affiliated transactions in section 17(a) to permit a Fund to sell its shares to and redeem its shares from an Acquiring Fund, and to engage in the accompanying in-kind transactions with the Acquiring Fund.\2\ The purchase of Creation Units by an Acquiring Fund directly from a Fund will be accomplished in accordance with the policies of the Acquiring Fund and will be based on the NAVs of the Funds. --------------------------------------------------------------------------- \2\ The requested relief would apply to direct sales of shares in Creation Units by a Fund to an Acquiring Fund and redemptions of those shares. Applicants, moreover, are not seeking relief from section 17(a) for, and the requested relief will not apply to, transactions where a Fund could be deemed an affiliated person, or a second-tier affiliate, of an Acquiring Fund because an investment adviser to the Funds is also an investment adviser to the Acquiring Fund. --------------------------------------------------------------------------- 9. Section 6(c) of the Act permits the Commission to exempt any persons or transactions from any provision of the Act if such exemption is necessary or appropriate in the public interest and consistent with the protection of investors and the purposes fairly intended by the policy and provisions of the Act. Section 12(d)(1)(J) of the Act provides that the Commission may exempt any person, security, or transaction, or any class or classes of persons, securities, or transactions, from any provision of section 12(d)(1) if the exemption is consistent with the public interest and the protection of investors. Section 17(b) of the Act authorizes the Commission to grant an order permitting a transaction otherwise prohibited by section 17(a) if it finds that (a) the terms of the proposed transaction are fair and reasonable and do not involve overreaching on the part of any person concerned; (b) the proposed transaction is consistent with the policies of each registered investment company involved; and (c) the proposed transaction is consistent with the general purposes of the Act. [[Page 43269]] For the Commission, by the Division of Investment Management, under delegated authority. Eduardo A. Aleman, Assistant Secretary. [FR Doc. 2017-19474 Filed 9-13-17; 8:45 am] BILLING CODE 8011-01-P
![Federal Register / Vol. 82, No. 177 / Thursday, September 14, 2017 / Notices 43267
the Commission does not edit personal SECURITIES AND EXCHANGE Vanguard Massachusetts Tax-Exempt
identifying information from COMMISSION Funds, Vanguard Money Market
submissions. You should submit only Reserves, Vanguard Montgomery Funds,
[Investment Company Act Release No. Vanguard Morgan Growth Fund,
information that you wish to make 32810; File No. 812–14691]
available publicly. All submissions Vanguard Municipal Bond Funds,
should refer to File Number SR– The Vanguard Group, Inc., et al. Vanguard New Jersey Tax-Free Funds,
NASDAQ–2017–061, and should be Vanguard New York Tax-Free Funds,
submitted on or before October 5, 2017. September 8, 2017. Vanguard Ohio Tax-Free Funds,
AGENCY: Securities and Exchange Vanguard Pennsylvania Tax-Free Funds,
V. Accelerated Approval of the Commission (‘‘Commission’’). Vanguard Quantitative Funds, Vanguard
Proposed Rule Change, as Modified by ACTION: Notice.
Scottsdale Funds, Vanguard Specialized
Amendment No. 1 Funds, Vanguard STAR Funds,
Notice of an application for an order Vanguard Tax-Managed Funds,
The Commission finds good cause to under section 6(c) of the Investment Vanguard Trustees’ Equity Fund,
approve the proposed rule change, as Company Act of 1940 (the ‘‘Act’’) for an Vanguard Valley Forge Funds, Vanguard
modified by Amendment No. 1, prior to exemption from sections 2(a)(32), Variable Insurance Funds, Vanguard
the thirtieth day after the date of 5(a)(1), 22(d), and 22(e) of the Act and Wellesley Income Fund, Vanguard
publication of Amendment No. 1 in the rule 22c–1 under the Act, under Wellington Fund, Vanguard Whitehall
Federal Register. In Amendment No. 1, sections 6(c) and 17(b) of the Act for an Funds, Vanguard Windsor Funds, and
the Exchange proposes to remove exemption from sections 17(a)(1) and Vanguard World Fund, each a Delaware
outdated references to Retail Orders and 17(a)(2) of the Act, and under section statutory trust registered under the Act
RPI Orders, which are no longer offered 12(d)(1)(J) for an exemption from as an open-end management investment
on the Exchange. The Commission sections 12(d)(1)(A) and 12(d)(1)(B) of company with multiple series (each a
believes that deleting these outdated the Act. The requested order would ‘‘Trust,’’ and together, the ‘‘Trusts’’).
references would help to bring clarity permit (a) actively-managed series of FILING DATE: The application was filed
and accuracy to the Exchange rules. The certain open-end management on August 17, 2016, and amended on
Commission also believes that these investment companies (‘‘Funds’’) to May 19, 2017, August 22, 2017, and
changes are of a technical nature and do issue shares redeemable in large September 7, 2017.
not materially or substantively alter the aggregations only (‘‘Creation Units’’); (b) HEARING OR NOTIFICATION OF HEARING: An
proposed rule change. In addition, in secondary market transactions in Fund order granting the requested relief will
Amendment No. 1, the Exchange shares to occur at negotiated market be issued unless the Commission orders
provides an example to illustrate and prices rather than at net asset value a hearing. Interested persons may
(‘‘NAV’’); (c) certain Funds to pay request a hearing by writing to the
support its assertion that extending the
redemption proceeds, under certain Commission’s Secretary and serving
time period for the entry of LOC orders applicants with a copy of the request,
circumstances, more than seven days
until immediately prior to 3:55 p.m. personally or by mail. Hearing requests
after the tender of Creation Units for
should facilitate the price discovery redemption; (d) certain affiliated should be received by the Commission
mechanism of the Nasdaq Closing Cross. persons of a Fund to deposit securities by 5:30 p.m. on October 3, 2017, and
Accordingly, the Commission finds into, and receive securities from, the should be accompanied by proof of
good cause, pursuant to Section 19(b)(2) Fund in connection with the purchase service on applicants, in the form of an
of the Act,44 to approve the proposed and redemption of Creation Units; and affidavit, or for lawyers, a certificate of
rule change, as modified by Amendment (e) certain registered management service. Pursuant to rule 0–5 under the
No. 1, on an accelerated basis. investment companies and unit Act, hearing requests should state the
investment trusts outside of the same nature of the writer’s interest, any facts
VI. Conclusion
group of investment companies as the bearing upon the desirability of a
It is therefore ordered, pursuant to Funds (‘‘Acquiring Funds’’) to acquire hearing on the matter, the reason for the
Section 19(b)(2) of the Act,45 that the shares of the Funds. request, and the issues contested.
proposed rule change (SR–NASDAQ– APPLICANTS: The Vanguard Group, Inc. Persons who wish to be notified of a
2017–061), as modified by Amendment (‘‘Initial Adviser’’), a Pennsylvania hearing may request notification by
No. 1, be, and hereby is, approved on an corporation registered as an investment writing to the Commission’s Secretary.
accelerated basis. adviser under the Investment Advisers ADDRESSES: Secretary, Securities and
Act of 1940, Vanguard Marketing Exchange Commission, 100 F Street NE.,
For the Commission, by the Division of Washington, DC 20549–1090;
Trading and Markets, pursuant to delegated
Corporation (‘‘Distributor’’), a wholly-
owned subsidiary of the Initial Adviser Applicants: Brian P. Murphy, Esq., The
authority.46 Vanguard Group, Inc., Mail Stop V26,
and a broker-dealer registered under the
Eduardo A. Aleman, Securities Exchange Act of 1934 P.O. Box 2600, Valley Forge, PA 19482–
Assistant Secretary. (‘‘Exchange Act’’), and Vanguard 2600.
[FR Doc. 2017–19478 Filed 9–13–17; 8:45 am] Admiral Funds, Vanguard Bond Index FOR FURTHER INFORMATION CONTACT:
BILLING CODE 8011–01–P Funds, Vanguard California Tax-Free Asen Parachkevov, Senior Counsel, or
Daniele Marchesani, Assistant Chief
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Funds, Vanguard Charlotte Funds,
Vanguard Chester Funds, Vanguard Counsel, at (202) 551–6821 (Division of
Convertible Securities Fund, Vanguard Investment Management, Chief
Explorer Fund, Vanguard Fenway Counsel’s Office).
Funds, Vanguard Fixed Income SUPPLEMENTARY INFORMATION: The
Securities Funds, Vanguard Horizon following is a summary of the
44 15 U.S.C. 78s(b)(2). Funds, Vanguard Index Funds, application. The complete application
45 Id. Vanguard International Equity Index may be obtained via the Commission’s
46 17 CFR 200.30–3(a)(12). Funds, Vanguard Malvern Funds, Web site by searching for the file
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![Federal Register / Vol. 82, No. 177 / Thursday, September 14, 2017 / Notices 43269
For the Commission, by the Division of portfolios, that are governed by the rule. permit certain joint transactions
Investment Management, under delegated For purposes of this analysis, the otherwise prohibited by sections 17(d)
authority. burden associated with the and 57(a)(4) of the Act and rule 17d–1
Eduardo A. Aleman, requirements of rule 30b2–1 has been under the Act.
Assistant Secretary. included in the collection of SUMMARY OF APPLICATION: Applicants
[FR Doc. 2017–19474 Filed 9–13–17; 8:45 am] information requirements of rule 30e–1 request an order to permit certain
BILLING CODE 8011–01–P and Form N–CSR, rather than the rule. business development companies (each,
The Commission has, however, a ‘‘BDC’’) and closed-end management
requested a one hour burden for investment companies to co-invest in
SECURITIES AND EXCHANGE administrative purposes. portfolio companies with each other and
COMMISSION The collection of information under with certain affiliated investment funds
[SEC File No. 270–213, OMB Control No. rule 30b2–1 is mandatory. The and accounts.
3235–0220] information provided under rule 30b2– APPLICANTS: Medley Capital Corporation
1 is not kept confidential. An agency (‘‘MCC’’); Medley SBIC, LP (‘‘Medley
Proposed Collection; Comment may not conduct or sponsor, and a SBIC’’); Medley SBIC GP, LLC (the
Request person is not required to respond to, a ‘‘SBIC General Partner’’); Medley LLC;
collection of information unless it MCC Advisors LLC (‘‘MCC Advisors’’);
Upon Written Request, Copies Available displays a currently valid OMB control Medley Capital LLC, MOF II
From: Securities and Exchange number. Management LLC, and MOF III
Commission, Office of FOIA Services, Written comments are invited on: (a) Management LLC (collectively, the
100 F Street NE., Washington, DC Whether the proposed collection of ‘‘Existing Affiliated Investment
20549–2736. information is necessary for the proper Advisers’’); MOF II GP LLC, MOF III GP
Extension: performance of the functions of the LLC, and Medley Credit Strategies GP,
Rule 30b2–1 agency, including whether the LLC (collectively, the ‘‘Existing General
Notice is hereby given that, pursuant information will have practical utility; Partners’’); Medley Opportunity Fund III
to the Paperwork Reduction Act of 1995 (b) the accuracy of the agency’s estimate LP, Medley Opportunity Fund II LP, and
(44 U.S.C. 3501 et seq.), the Securities of the burden of the collection of Medley Credit Strategies (KOC) LLC
and Exchange Commission (the information; (c) ways to enhance the (collectively, the ‘‘Existing Affiliated
‘‘Commission’’) is soliciting comments quality, utility, and clarity of the Funds’’); Sierra Income Corporation
on the collection of information information collected; and (d) ways to (‘‘Sierra’’); SIC Advisors LLC (‘‘SIC
summarized below. The Commission minimize the burden of the collection of Advisors’’); Sierra Total Return Fund
plans to submit the existing collection information on respondents, including (‘‘STRF’’); STRF Advisors LLC (‘‘STRF
of information to the Office of through the use of automated collection Advisors’’); Sierra Opportunity Fund
Management and Budget (‘‘OMB’’) for techniques or other forms of information (‘‘SOF’’); and SOF Advisor LLC (‘‘SOF
extension and approval. technology. Consideration will be given Advisors’’).
Rule 30b2–1 (17 CFR 270.30b2–1) to comments and suggestions submitted FILING DATE: The application was filed
under the Investment Company Act of in writing within 60 days of this on May 24, 2017.
1940 (15 U.S.C. 80a–1 et seq.) (the publication. HEARING OR NOTIFICATION OF HEARING: An
‘‘Investment Company Act’’) requires a Please direct your written comments order granting the requested relief will
registered investment company (‘‘fund’’) to Pamela Dyson, Director/Chief be issued unless the Commission orders
to (1) file a report with the Commission Information Officer, Securities and a hearing. Interested persons may
on Form N–CSR (17 CFR 249.331 and Exchange Commission, C/O Remi request a hearing by writing to the
274.128) not later than 10 days after the Pavlik-Simon, 100 F Street NE., Commission’s Secretary and serving
transmission of any report required to Washington, DC 20549; or send an email applicants with a copy of the request,
be transmitted to shareholders under to: PRA_Mailbox@sec.gov. personally or by mail. Hearing requests
rule 30e–1 under the Investment Dated: September 11, 2017. should be received by the Commission
Company Act, and (2) file with the Eduardo A. Aleman, by 5:30 p.m. on October 3, 2017 and
Commission a copy of every periodic or Assistant Secretary. should be accompanied by proof of
interim report or similar communication service on applicants, in the form of an
[FR Doc. 2017–19510 Filed 9–13–17; 8:45 am]
containing financial statements that is affidavit or, for lawyers, a certificate of
BILLING CODE 8011–01–P
transmitted by or on behalf of such fund service. Hearing requests should state
to any class of such fund’s security the nature of the writer’s interest, the
holders and that is not required to be reason for the request, and the issues
SECURITIES AND EXCHANGE
filed with the Commission under (1) contested. Persons who wish to be
COMMISSION
above, not later than 10 days after the notified of a hearing may request
transmission to security holders. The [Investment Company Act Release No. notification by writing to the
purpose of the collection of information 32809; File No. 812–14778] Commission’s Secretary.
required by rule 30b2–1 is to meet the ADDRESSES: Secretary, U.S. Securities
Medley Capital Corporation, et al.
disclosure requirements of the and Exchange Commission, 100 F St.
NE., Washington, DC 20549–1090.
asabaliauskas on DSKBBXCHB2PROD with NOTICES
Investment Company Act and September 8, 2017.
certification requirements of the AGENCY: Securities and Exchange Applicants: c/o Brooke Taube, Medley
Sarbanes-Oxley Act of 2002 (Pub. L. Commission (‘‘Commission’’). Capital Corporation, Seth Taube, Sierra
107–204, 116 Stat. 745 (2002)), and to ACTION: Notice.
Income Corporation, Sierra Total Return
provide investors with information Fund, and Sierra Opportunity Fund, 280
necessary to evaluate an interest in the Notice of application for an order Park Avenue, 6th Floor East, New York,
fund. under sections 17(d) and 57(i) of the NY 10017.
The Commission estimates that there Investment Company Act of 1940 (the FOR FURTHER INFORMATION CONTACT: Hae-
are 2,401 funds, with a total of 11,555 ‘‘Act’’) and rule 17d–1 under the Act to Sung Lee, Attorney-Adviser, at (202)
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Document Created: 2017-09-13 23:49:15
Document Modified: 2017-09-13 23:49:15
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Action | Notice. | |
| Dates | The application was filed on August 17, 2016, and amended on May 19, 2017, August 22, 2017, and September 7, 2017. | |
| Contact | Asen Parachkevov, Senior Counsel, or Daniele Marchesani, Assistant Chief Counsel, at (202) 551-6821 (Division of Investment Management, Chief Counsel's Office). | |
| FR Citation | 82 FR 43267 |
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