82 FR 43269 - Proposed Collection; Comment Request

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 177 (September 14, 2017)

Page Range		43269-43269
FR Document		2017-19510

Federal Register, Volume 82 Issue 177 (Thursday, September 14, 2017)

[Federal Register Volume 82, Number 177 (Thursday, September 14, 2017)]
[Notices]
[Page 43269]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-19510]


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SECURITIES AND EXCHANGE COMMISSION

[SEC File No. 270-213, OMB Control No. 3235-0220]


Proposed Collection; Comment Request

Upon Written Request, Copies Available From: Securities and Exchange 
Commission, Office of FOIA Services, 100 F Street NE., Washington, DC 
20549-2736.

Extension:
    Rule 30b2-1

    Notice is hereby given that, pursuant to the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501 et seq.), the Securities and Exchange 
Commission (the ``Commission'') is soliciting comments on the 
collection of information summarized below. The Commission plans to 
submit the existing collection of information to the Office of 
Management and Budget (``OMB'') for extension and approval.
    Rule 30b2-1 (17 CFR 270.30b2-1) under the Investment Company Act of 
1940 (15 U.S.C. 80a-1 et seq.) (the ``Investment Company Act'') 
requires a registered investment company (``fund'') to (1) file a 
report with the Commission on Form N-CSR (17 CFR 249.331 and 274.128) 
not later than 10 days after the transmission of any report required to 
be transmitted to shareholders under rule 30e-1 under the Investment 
Company Act, and (2) file with the Commission a copy of every periodic 
or interim report or similar communication containing financial 
statements that is transmitted by or on behalf of such fund to any 
class of such fund's security holders and that is not required to be 
filed with the Commission under (1) above, not later than 10 days after 
the transmission to security holders. The purpose of the collection of 
information required by rule 30b2-1 is to meet the disclosure 
requirements of the Investment Company Act and certification 
requirements of the Sarbanes-Oxley Act of 2002 (Pub. L. 107-204, 116 
Stat. 745 (2002)), and to provide investors with information necessary 
to evaluate an interest in the fund.
    The Commission estimates that there are 2,401 funds, with a total 
of 11,555 portfolios, that are governed by the rule. For purposes of 
this analysis, the burden associated with the requirements of rule 
30b2-1 has been included in the collection of information requirements 
of rule 30e-1 and Form N-CSR, rather than the rule. The Commission has, 
however, requested a one hour burden for administrative purposes.
    The collection of information under rule 30b2-1 is mandatory. The 
information provided under rule 30b2-1 is not kept confidential. An 
agency may not conduct or sponsor, and a person is not required to 
respond to, a collection of information unless it displays a currently 
valid OMB control number.
    Written comments are invited on: (a) Whether the proposed 
collection of information is necessary for the proper performance of 
the functions of the agency, including whether the information will 
have practical utility; (b) the accuracy of the agency's estimate of 
the burden of the collection of information; (c) ways to enhance the 
quality, utility, and clarity of the information collected; and (d) 
ways to minimize the burden of the collection of information on 
respondents, including through the use of automated collection 
techniques or other forms of information technology. Consideration will 
be given to comments and suggestions submitted in writing within 60 
days of this publication.
    Please direct your written comments to Pamela Dyson, Director/Chief 
Information Officer, Securities and Exchange Commission, C/O Remi 
Pavlik-Simon, 100 F Street NE., Washington, DC 20549; or send an email 
to: [email protected].

    Dated: September 11, 2017.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-19510 Filed 9-13-17; 8:45 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 177 / Thursday, September 14, 2017 / Notices 43269

For the Commission, by the Division of portfolios, that are governed by the rule. permit certain joint transactions
Investment Management, under delegated For purposes of this analysis, the otherwise prohibited by sections 17(d)
authority. burden associated with the and 57(a)(4) of the Act and rule 17d–1
Eduardo A. Aleman, requirements of rule 30b2–1 has been under the Act.
Assistant Secretary. included in the collection of SUMMARY OF APPLICATION: Applicants
[FR Doc. 2017–19474 Filed 9–13–17; 8:45 am] information requirements of rule 30e–1 request an order to permit certain
BILLING CODE 8011–01–P and Form N–CSR, rather than the rule. business development companies (each,
The Commission has, however, a ‘‘BDC’’) and closed-end management
requested a one hour burden for investment companies to co-invest in
SECURITIES AND EXCHANGE administrative purposes. portfolio companies with each other and
COMMISSION The collection of information under with certain affiliated investment funds
[SEC File No. 270–213, OMB Control No. rule 30b2–1 is mandatory. The and accounts.
3235–0220] information provided under rule 30b2– APPLICANTS: Medley Capital Corporation
1 is not kept confidential. An agency (‘‘MCC’’); Medley SBIC, LP (‘‘Medley
Proposed Collection; Comment may not conduct or sponsor, and a SBIC’’); Medley SBIC GP, LLC (the
Request person is not required to respond to, a ‘‘SBIC General Partner’’); Medley LLC;
collection of information unless it MCC Advisors LLC (‘‘MCC Advisors’’);
Upon Written Request, Copies Available displays a currently valid OMB control Medley Capital LLC, MOF II
From: Securities and Exchange number. Management LLC, and MOF III
Commission, Office of FOIA Services, Written comments are invited on: (a) Management LLC (collectively, the
100 F Street NE., Washington, DC Whether the proposed collection of ‘‘Existing Affiliated Investment
20549–2736. information is necessary for the proper Advisers’’); MOF II GP LLC, MOF III GP
Extension: performance of the functions of the LLC, and Medley Credit Strategies GP,
Rule 30b2–1 agency, including whether the LLC (collectively, the ‘‘Existing General
Notice is hereby given that, pursuant information will have practical utility; Partners’’); Medley Opportunity Fund III
to the Paperwork Reduction Act of 1995 (b) the accuracy of the agency’s estimate LP, Medley Opportunity Fund II LP, and
(44 U.S.C. 3501 et seq.), the Securities of the burden of the collection of Medley Credit Strategies (KOC) LLC
and Exchange Commission (the information; (c) ways to enhance the (collectively, the ‘‘Existing Affiliated
‘‘Commission’’) is soliciting comments quality, utility, and clarity of the Funds’’); Sierra Income Corporation
on the collection of information information collected; and (d) ways to (‘‘Sierra’’); SIC Advisors LLC (‘‘SIC
summarized below. The Commission minimize the burden of the collection of Advisors’’); Sierra Total Return Fund
plans to submit the existing collection information on respondents, including (‘‘STRF’’); STRF Advisors LLC (‘‘STRF
of information to the Office of through the use of automated collection Advisors’’); Sierra Opportunity Fund
Management and Budget (‘‘OMB’’) for techniques or other forms of information (‘‘SOF’’); and SOF Advisor LLC (‘‘SOF
extension and approval. technology. Consideration will be given Advisors’’).
Rule 30b2–1 (17 CFR 270.30b2–1) to comments and suggestions submitted FILING DATE: The application was filed
under the Investment Company Act of in writing within 60 days of this on May 24, 2017.
1940 (15 U.S.C. 80a–1 et seq.) (the publication. HEARING OR NOTIFICATION OF HEARING: An
‘‘Investment Company Act’’) requires a Please direct your written comments order granting the requested relief will
registered investment company (‘‘fund’’) to Pamela Dyson, Director/Chief be issued unless the Commission orders
to (1) file a report with the Commission Information Officer, Securities and a hearing. Interested persons may
on Form N–CSR (17 CFR 249.331 and Exchange Commission, C/O Remi request a hearing by writing to the
274.128) not later than 10 days after the Pavlik-Simon, 100 F Street NE., Commission’s Secretary and serving
transmission of any report required to Washington, DC 20549; or send an email applicants with a copy of the request,
be transmitted to shareholders under to: PRA_Mailbox@sec.gov. personally or by mail. Hearing requests
rule 30e–1 under the Investment Dated: September 11, 2017. should be received by the Commission
Company Act, and (2) file with the Eduardo A. Aleman, by 5:30 p.m. on October 3, 2017 and
Commission a copy of every periodic or Assistant Secretary. should be accompanied by proof of
interim report or similar communication service on applicants, in the form of an
[FR Doc. 2017–19510 Filed 9–13–17; 8:45 am]
containing financial statements that is affidavit or, for lawyers, a certificate of
BILLING CODE 8011–01–P
transmitted by or on behalf of such fund service. Hearing requests should state
to any class of such fund’s security the nature of the writer’s interest, the
holders and that is not required to be reason for the request, and the issues
SECURITIES AND EXCHANGE
filed with the Commission under (1) contested. Persons who wish to be
COMMISSION
above, not later than 10 days after the notified of a hearing may request
transmission to security holders. The [Investment Company Act Release No. notification by writing to the
purpose of the collection of information 32809; File No. 812–14778] Commission’s Secretary.
required by rule 30b2–1 is to meet the ADDRESSES: Secretary, U.S. Securities
Medley Capital Corporation, et al.
disclosure requirements of the and Exchange Commission, 100 F St.
NE., Washington, DC 20549–1090.
asabaliauskas on DSKBBXCHB2PROD with NOTICES

Investment Company Act and September 8, 2017.
certification requirements of the AGENCY: Securities and Exchange Applicants: c/o Brooke Taube, Medley
Sarbanes-Oxley Act of 2002 (Pub. L. Commission (‘‘Commission’’). Capital Corporation, Seth Taube, Sierra
107–204, 116 Stat. 745 (2002)), and to ACTION: Notice.
Income Corporation, Sierra Total Return
provide investors with information Fund, and Sierra Opportunity Fund, 280
necessary to evaluate an interest in the Notice of application for an order Park Avenue, 6th Floor East, New York,
fund. under sections 17(d) and 57(i) of the NY 10017.
The Commission estimates that there Investment Company Act of 1940 (the FOR FURTHER INFORMATION CONTACT: Hae-
are 2,401 funds, with a total of 11,555 ‘‘Act’’) and rule 17d–1 under the Act to Sung Lee, Attorney-Adviser, at (202)

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Document Created: 2017-09-13 23:49:47
Document Modified: 2017-09-13 23:49:47

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 43269