82 FR 46587 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 192 (October 5, 2017)

Page Range		46587-46589
FR Document		2017-21416

Applicant seeks an order declaring that it has ceased to be an investment company. Applicant has transferred its assets to Putnam Multi-Cap Growth Fund and, on September 27, 2010, made a final distribution to its shareholders based on net asset value. Expenses of $725,531 incurred in connection with the reorganization were paid by the applicant and the acquiring fund. Filing Date: The application was filed on August 3, 2017, and amended on August 24, 2017. Applicant's Address: One Post Office Square, Boston, Massachusetts 02109.

Federal Register, Volume 82 Issue 192 (Thursday, October 5, 2017)

[Federal Register Volume 82, Number 192 (Thursday, October 5, 2017)]
[Notices]
[Pages 46587-46589]
From the Federal Register Online [www.thefederalregister.org]
[FR Doc No: 2017-21416]

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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 32846]

Notice of Applications for Deregistration Under Section 8(f) of
the Investment Company Act of 1940

September 29, 2017.
The following is a notice of applications for deregistration under
section 8(f) of the Investment Company Act of 1940 for the month of
September 2017. A copy of each application may be obtained via the
Commission's Web site by searching for the file number, or for

[[Page 46588]]

an applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each
application will be issued unless the SEC orders a hearing. Interested
persons may request a hearing on any application by writing to the
SEC's Secretary at the address below and serving the relevant applicant
with a copy of the request, personally or by mail. Hearing requests
should be received by the SEC by 5:30 p.m. on October 24, 2017, and
should be accompanied by proof of service on applicants, in the form of
an affidavit or, for lawyers, a certificate of service. Pursuant to
Rule 0-5 under the Act, hearing requests should state the nature of the
writer's interest, any facts bearing upon the desirability of a hearing
on the matter, the reason for the request, and the issues contested.
Persons who wish to be notified of a hearing may request notification
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Jill Ehrlich, Senior Counsel, at
(202) 551-6819 or Chief Counsel's Office at (202) 551-6821; SEC,
Division of Investment Management, Chief Counsel's Office, 100 F Street
NE., Washington, DC 20549-8010.

Putnam Vista Fund

[File No. 811-01561]

Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Applicant has transferred its assets to
Putnam Multi-Cap Growth Fund and, on September 27, 2010, made a final
distribution to its shareholders based on net asset value. Expenses of
$725,531 incurred in connection with the reorganization were paid by
the applicant and the acquiring fund.
Filing Date: The application was filed on August 3, 2017, and
amended on August 24, 2017.
Applicant's Address: One Post Office Square, Boston, Massachusetts
02109.

Putnam Investment Grade Municipal Trust

[File No. 811-05901]

Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant has
transferred its assets to Putnam Municipal Opportunities Trust and, on
February 25, 2008, made a final distribution to its shareholders based
on net asset value. Expenses of $566,232 incurred in connection with
the reorganization were paid by the applicant and the acquiring fund.
Filing Date: The application was filed on August 4, 2017, and
amended on August 24, 2017.
Applicant's Address: One Post Office Square, Boston, Massachusetts
02109.

Tennenbaum Opportunities Fund V, LLC

[File No. 811-21960]

Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. Applicant
currently has fewer than 100 beneficial owners, is not presently making
an offering of securities and does not propose to make any offering of
securities. Applicant will continue to operate as a private investment
fund in reliance on section 3(c)(1) of the Act.
Filing Date: The application was filed on September 6, 2017.
Applicant's Address: 2951 28th Street, Suite 1000, Santa Monica,
California 90405.

Tennenbaum Opportunities Partners V, LP

[File No. 811-21992]

Active Assets California Tax-Free Trust

[File No. 811-06350]

Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 20, 2016, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $1,644 incurred in connection with the liquidation were
paid by the applicant's investment adviser.
Filing Date: The application was filed on September 7, 2017.
Applicant's Address: c/o Morgan Stanley Investment Management Inc.,
522 Fifth Avenue, New York, New York 10036.

Active Assets Government Securities Trust

[File No. 811-03165]

Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. On September 20, 2016, applicant made a
liquidating distribution to its shareholders, based on net asset value.
Expenses of $1,645 incurred in connection with the liquidation were
paid by the applicant's investment adviser.
Filing Date: The application was filed on September 7, 2017.
Applicant's Address: c/o Morgan Stanley Investment Management Inc.,
522 Fifth Avenue, New York, New York 10036.

Active Assets Money Trust

[File No. 811-03159]

Active Assets Tax-Free Trust

[File No. 811-03162]

Crow Point Global Dividend Plus Fund

[File No. 811-23030]

Summary: Applicant, a closed-end investment company, seeks an order
declaring that it has ceased to be an investment company. On April 27,
2017 and April 28, 2017, applicant made liquidating distributions to
its shareholders, based on net asset value. No expenses were incurred
in connection with the liquidation.
Filing Date: The application was filed on September 12, 2017.

[[Page 46589]]

Applicant's Address: 25 Recreation Park Drive, Suite 110, Hingham,
MA 02043.

Century Capital Management Trust

[File No. 811-09561]

Summary: Applicant seeks an order declaring that it has ceased to
be an investment company. Each series of applicant has transferred its
assets to a corresponding series of Professionally Managed Portfolios
and, on September 15, 2017, made a final distribution to its
shareholders based on net asset value. Expenses of $473,317 incurred in
connection with the reorganization were paid by the applicant's
investment adviser and the acquiring fund's investment adviser.
Filing Date: The application was filed on September 19, 2017, and
amended on September 26, 2017 and September 27, 2017.
Applicant's Address: Century Capital Management LLC, 100 Federal
Street, 29th Floor, Boston, MA 02110.

For the Commission, by the Division of Investment Management,
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-21416 Filed 10-4-17; 8:45 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 192 / Thursday, October 5, 2017 / Notices 46587

RULE 13 CANCELLATION, rule book that in turn will support the All submissions should refer to File
SUSPENSION, AND re-launch of its trading platform. The Number SR–NYSENat–2017–04. This
REINSTATEMENT Exchange believes that the proposed file number should be included on the
RULE 14 LIABILITY OF DIRECTORS rule change would promote consistency subject line if email is used. To help the
AND EXCHANGE and transparency on both the Exchange Commission process and review your
The Exchange proposes to establish and its affiliate NYSE Arca, thus making comments more efficiently, please use
this framework in order to facilitate the the Exchange’s rules easier to navigate. only one method. The Commission will
amendment and re-publication of its C. Self-Regulatory Organization’s post all comments on the Commission’s
new rule book in advance of the re- Statement on Comments on the Internet Web site (http://www.sec.gov/
launch of trading operations on the Proposed Rule Change Received From rules/sro.shtml). Copies of the
Exchange. The Exchange intends to file Members, Participants, or Others submission, all subsequent
separate proposed rules changes for the amendments, all written statements
substantive areas identified in its new No written comments were solicited with respect to the proposed rule
rule book, as well as the related price or received with respect to the proposed change that are filed with the
list. rule change. Commission, and all written
2. Statutory Basis III. Date of Effectiveness of the communications relating to the
Proposed Rule Change and Timing for proposed rule change between the
The proposed rule change is Commission Action Commission and any person, other than
consistent with Section 6(b) of the those that may be withheld from the
Securities Exchange Act of 1934 (the Because the foregoing proposed rule
public in accordance with the
‘‘Act’’),9 in general, and furthers the change does not: (i) Significantly affect
provisions of 5 U.S.C. 552, will be
objectives of Section 6(b)(5),10 in the protection of investors or the public
interest; (ii) impose any significant available for Web site viewing and
particular, because it is designed to printing in the Commission’s Public
prevent fraudulent and manipulative burden on competition; and (iii) become
operative for 30 days from the date on Reference Room, 100 F Street NE.,
acts and practices, to promote just and Washington, DC 20549 on official
equitable principles of trade, to foster which it was filed, or such shorter time
as the Commission may designate, it has business days between the hours of
cooperation and coordination with 10:00 a.m. and 3:00 p.m. Copies of such
persons engaged in facilitating become effective pursuant to Section
19(b)(3)(A)(iii) of the Act 11 and filing also will be available for
transactions in securities, to remove inspection and copying at the principal
impediments to, and perfect the subparagraph (f)(6) of Rule 19b–4
thereunder.12 offices of the Exchange. All comments
mechanism of, a free and open market received will be posted without change;
and a national market system and, in At any time within 60 days of the
filing of the proposed rule change, the the Commission does not edit personal
general, to protect investors and the identifying information from
public interest. The Exchange believes Commission summarily may
temporarily suspend such rule change if submissions. You should submit only
that the proposed rules would remove information that you wish to make
impediments to and perfect the it appears to the Commission that such
action is: (i) Necessary or appropriate in available publicly. All submissions
mechanism of a free and open market should refer to File Number SR–
because the proposed rule set the public interest; (ii) for the protection
of investors; or (iii) otherwise in NYSENat–2017–04, and should be
establishing a rule numbering submitted on or before October 26,
framework would promote transparency furtherance of the purposes of the Act.
If the Commission takes such action, the 2017.
in Exchange rules by using consistent
rule numbers with the equities market Commission shall institute proceedings For the Commission, by the Division of
of NYSE Arca, which is the first market to determine whether the proposed rule Trading and Markets, pursuant to delegated
that migrated to the Pillar trading should be approved or disapproved. authority.13
platform. The Exchange believes that Eduardo A. Aleman,
IV. Solicitation of Comments
using a common framework of rule Assistant Secretary.
Interested persons are invited to
numbers for the equity markets that submit written data, views, and
[FR Doc. 2017–21414 Filed 10–4–17; 8:45 am]
operate on the Pillar trading platform arguments concerning the foregoing, BILLING CODE 8011–01–P
will better allow members, regulators, including whether the proposed rule
and the public to navigate the change is consistent with the Act.
Exchange’s rulebook and better SECURITIES AND EXCHANGE
Comments may be submitted by any of COMMISSION
understand how equity trading is the following methods:
conducted on the Exchange. [Investment Company Act Release No.
Electronic Comments 32846]
B. Self-Regulatory Organization’s
Statement on Burden on Competition • Use the Commission’s Internet
comment form (http://www.sec.gov/ Notice of Applications for
The Exchange does not believe that rules/sro.shtml); or Deregistration Under Section 8(f) of the
the proposed rule change will impose • Send an email to rule-comments@ Investment Company Act of 1940
any burden on competition that is not sec.gov. Please include File Number SR–
necessary or appropriate in furtherance September 29, 2017.
NYSENat–2017–04 on the subject line.
of the purposes of the Act. The The following is a notice of
proposed rule change is not designed to Paper Comments applications for deregistration under
ethrower on DSK3G9T082PROD with NOTICES

address any competitive issue but rather • Send paper comments in triplicate section 8(f) of the Investment Company
to adopt a new rule numbering to Secretary, Securities and Exchange Act of 1940 for the month of September
framework to support the Exchange’s Commission, 100 F Street NE., 2017. A copy of each application may be
amendment and re-publication of its Washington, DC 20549–1090. obtained via the Commission’s Web site
by searching for the file number, or for
9 15 U.S.C. 78f(b). 11 15 U.S.C. 78s(b)(3)(A)(iii).
10 15 U.S.C. 78f(b)(5). 12 17 CFR 240.19b–4(f)(6). 13 17 CFR 200.30–3(a)(12).

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Federal Register / Vol. 82, No. 192 / Thursday, October 5, 2017 / Notices 46589

Applicant’s Address: 25 Recreation 409 3rd Street SW., Suite 6050, Tribe of Florida and associated
Park Drive, Suite 110, Hingham, MA Washington, DC 20416, (202) 205–6734. lands.
02043. SUPPLEMENTARY INFORMATION: The notice Contiguous Counties (Economic Injury
of the President’s major disaster Loans Only):
Century Capital Management Trust
declaration for the State of Georgia, Florida: Broward, Collier, Glades,
[File No. 811–09561] dated 09/15/2017, is hereby amended to Hendry, Hillsborough, Saint Lucie.
Summary: Applicant seeks an order establish the incident period for this The Interest Rates are:
declaring that it has ceased to be an disaster as beginning 09/07/2017
investment company. Each series of through 09/20/2017. Percent
applicant has transferred its assets to a All other information in the original
corresponding series of Professionally declaration remains unchanged. For Physical Damage:
Homeowners with Credit Avail-
Managed Portfolios and, on September (Catalog of Federal Domestic Assistance able Elsewhere ...................... 3.500
15, 2017, made a final distribution to its Number 59008) Homeowners without Credit
shareholders based on net asset value. Available Elsewhere .............. 1.750
James E. Rivera,
Expenses of $473,317 incurred in Businesses with Credit Avail-
Associate Administrator for Disaster
connection with the reorganization were able Elsewhere ...................... 6.610
Assistance.
paid by the applicant’s investment Businesses without Credit
[FR Doc. 2017–21458 Filed 10–4–17; 8:45 am] Available Elsewhere .............. 3.305
adviser and the acquiring fund’s
investment adviser. BILLING CODE 8025–01–P Non-Profit Organizations with
Filing Date: The application was filed Credit Available Elsewhere ... 2.500
Non-Profit Organizations with-
on September 19, 2017, and amended
SMALL BUSINESS ADMINISTRATION out Credit Available Else-
on September 26, 2017 and September where ..................................... 2.500
27, 2017. [Disaster Declaration #15330 and #15331; For Economic Injury:
Applicant’s Address: Century Capital Seminole Tribe of Florida Disaster Number Businesses & Small Agricultural
Management LLC, 100 Federal Street, FL–00132] Cooperatives without Credit
29th Floor, Boston, MA 02110. Presidential Declaration of a Major
Available Elsewhere .............. 3.305
Non-Profit Organizations with-
For the Commission, by the Division of Disaster for the Seminole Tribe of out Credit Available Else-
Investment Management, pursuant to Florida where ..................................... 2.500
delegated authority.
Eduardo A. Aleman, AGENCY: U.S. Small Business
Administration. The number assigned to this disaster
Assistant Secretary. for physical damage is 153308 and for
[FR Doc. 2017–21416 Filed 10–4–17; 8:45 am] ACTION: Notice.
economic injury is 153310.
BILLING CODE 8011–01–P SUMMARY: This is a Notice of the (Catalog of Federal Domestic Assistance
Presidential declaration of a major Number 59008)
disaster for the Seminole Tribe of
Florida (FEMA–4341–DR), dated 09/27/ James E. Rivera,
SMALL BUSINESS ADMINISTRATION
2017. Associate Administrator for Disaster
[Disaster Declaration #15314 and #15315; Incident: Hurricane Irma. Assistance.
Georgia Disaster Number GA–00100] Incident Period: 09/04/2017 and [FR Doc. 2017–21452 Filed 10–4–17; 8:45 am]

Presidential Declaration Amendment of continuing. BILLING CODE 8025–01–P

a Major Disaster for the State of DATES: Issued on 09/27/2017.
Georgia Physical Loan Application Deadline
Date: 11/27/2017. SMALL BUSINESS ADMINISTRATION
AGENCY: U.S. Small Business Economic Injury (EIDL) Loan [Disaster Declaration #15300 and #15301;
Administration. Application Deadline Date: 06/27/2018. Puerto Rico Disaster Number PR–00030]
ACTION: Amendment 3. ADDRESSES: Submit completed loan
applications to: U.S. Small Business Presidential Declaration Amendment of
SUMMARY: This is an amendment of the Administration, Processing and a Major Disaster for Public Assistance
Presidential declaration of a major Disbursement Center, 14925 Kingsport Only for the Commonwealth of Puerto
disaster for the State of Georgia (FEMA– Road, Fort Worth, TX 76155. Rico
4338–DR), dated 09/15/2017. FOR FURTHER INFORMATION CONTACT: A.
Incident: Hurricane Irma. AGENCY: U.S. Small Business
Escobar, Office of Disaster Assistance, Administration.
Incident Period: 09/07/2017 through U.S. Small Business Administration,
09/20/2017. ACTION: Amendment 4.
409 3rd Street SW., Suite 6050,
DATES: Issued on 09/26/2017. Washington, DC 20416, (202) 205–6734. SUMMARY: This is an amendment of the
Physical Loan Application Deadline SUPPLEMENTARY INFORMATION: Notice is Presidential declaration of a major
Date: 11/14/2017. hereby given that as a result of the disaster for Public Assistance Only for
Economic Injury (EIDL) Loan President’s major disaster declaration on the Commonwealth of Puerto Rico
Application Deadline Date: 06/15/2018. 09/27/2017, applications for disaster (FEMA–4336–DR), dated 09/10/2017.
ADDRESS: Submit completed loan loans may be filed at the address listed Incident: Hurricane Irma.
ethrower on DSK3G9T082PROD with NOTICES

applications to: U.S. Small Business above or other locally announced Incident Period: 09/05/2017 through
Administration, Processing and locations. 09/07/2017.
Disbursement Center, 14925 Kingsport The following areas have been DATES: Issued on 09/26/2017.
Road, Fort Worth, TX 76155. determined to be adversely affected by Physical Loan Application Deadline
FOR FURTHER INFORMATION CONTACT: A. the disaster: Date: 11/09/2017.
Escobar, Office of Disaster Assistance, Primary Areas (Physical Damage and Economic Injury (EIDL) Loan
U.S. Small Business Administration, Economic Injury Loans): Seminole Application Deadline Date: 06/11/2018.

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Document Created: 2017-10-05 00:53:34
Document Modified: 2017-10-05 00:53:34

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		The application was filed on August 3, 2017, and amended on August 24, 2017.
Contact		Jill Ehrlich, Senior Counsel, at (202) 551-6819 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation		82 FR 46587