82 FR 47265 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 195 (October 11, 2017)

Page Range		47265-47265
FR Document		2017-21987

Federal Register, Volume 82 Issue 195 (Wednesday, October 11, 2017)

[Federal Register Volume 82, Number 195 (Wednesday, October 11, 2017)]
[Notices]
[Page 47265]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-21987]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 2:00 p.m. on Wednesday, October 11, 2017.

PLACE: Closed Commission Hearing Room.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matters at the closed meeting.
    Commissioner Stein, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.

CONTACT PERSON FOR MORE INFORMATION: At times, changes in Commission 
priorities require alterations in the scheduling of meeting items. For 
further information and to ascertain what, if any, matters have been 
added, deleted or postponed; please contact Brent J. Fields from the 
Office of the Secretary at (202) 551-5400.

    Dated: October 4, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-21987 Filed 10-6-17; 11:15 am]
 BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 195 / Wednesday, October 11, 2017 / Notices 47265

site regarding microcap securities, collection at the following Web site: any, matters have been added, deleted
including penny stocks, from his or her www.reginfo.gov. Comments should be or postponed; please contact Brent J.
broker-dealer, the printing and mailing directed to: (i) Desk Officer for the Fields from the Office of the Secretary
of the document containing this Securities and Exchange Commission, at (202) 551–5400.
information takes no more than two Office of Information and Regulatory Dated: October 4, 2017.
minutes per customer. Because many Affairs, Office of Management and Brent J. Fields,
investors have access to the Budget, Room 10102, New Executive Secretary.
Commission’s Web site via computers Office Building, Washington, DC 20503,
[FR Doc. 2017–21987 Filed 10–6–17; 11:15 am]
located in their homes, or in easily or by sending an email to: Shagufta_
BILLING CODE 8011–01–P
accessible public places such as Ahmed@omb.eop.gov; and (ii) Pamela
libraries, then, at most, a quarter of Dyson, Director/Chief Information
customers who are required to receive Officer, Securities and Exchange SECURITIES AND EXCHANGE
the Rule 15g–2 disclosure document Commission, c/o Remi Pavlik-Simon, COMMISSION
request that their broker-dealer provide 100 F Street NE., Washington, DC
them with the additional microcap and 20549, or by sending an email to: PRA_ [Release No. 34–81815; File No. SR-
penny stock information posted on the Mailbox@sec.gov. Comments must be BatsBZX–2017–58]
Commission’s Web site. Thus, each submitted to OMB within 30 days of
broker-dealer respondent processes Self-Regulatory Organizations; Bats
this notice.
approximately 39 requests for paper BZX Exchange, Inc.; Notice of Filing of
Dated: October 4, 2017. a Proposed Rule Change To List and
copies of this information per year or an
aggregate total of 78 minutes per Eduardo A. Aleman, Trade Shares of the CBOE S&P 500®
respondent (2 minutes per customer × Assistant Secretary. Dividend Aristocrats® Target Income
39 requests per respondent). Since there [FR Doc. 2017–21910 Filed 10–10–17; 8:45 am] Index ETF Under the ETF Series
are 198 respondents, the estimated BILLING CODE 8011–01–P Solutions Trust, Under Rule
annual burden is 15,444 minutes (78 14.11(c)(3), Index Fund Shares
minutes per each of the 198 October 4, 2017.
respondents) or 257 hours. This is a SECURITIES AND EXCHANGE
Pursuant to Section 19(b)(1) of the
third party disclosure type of burden. COMMISSION
Securities Exchange Act of 1934
We have no way of knowing how (‘‘Act’’),1 and Rule 19b–4 thereunder,2
many broker-dealers and customers will Sunshine Act Meetings
notice is hereby given that on
choose to communicate electronically. TIME AND DATE: 2:00 p.m. on Wednesday, September 19, 2017, Bats BZX
Assuming that 50 percent of October 11, 2017. Exchange, Inc. (the ‘‘Exchange’’ or
respondents continue to provide ‘‘BZX’’) filed with the Securities and
PLACE: Closed Commission Hearing
documents and obtain signatures in Exchange Commission (‘‘Commission’’)
tangible form and 50 percent choose to Room.
STATUS: This meeting will be closed to
the proposed rule change as described
communicate electronically to satisfy in Items I and II below, which Items
the requirements of Rule 15g–2, the total the public.
have been prepared by the Exchange.
aggregate burden hours would be 2,060 MATTERS TO BE CONSIDERED:
The Commission is publishing this
((aggregate burden hours for sending Commissioners, Counsel to the
notice to solicit comments on the
disclosure documents and obtaining Commissioners, the Secretary to the proposed rule change from interested
signed customer acknowledgments in Commission, and recording secretaries persons.
tangible form × 0.50 of the respondents will attend the closed meeting. Certain
= 1,030 hours) + (aggregate burden staff members who have an interest in I. Self-Regulatory Organization’s
hours for electronically signed and the matters also may be present. Statement of the Terms of Substance of
transmitted documents × 0.50 of the The General Counsel of the the Proposed Rule Change
respondents = 773 hours) + (257 burden Commission, or his designee, has The Exchange filed a proposal to list
hours for those customers making certified that, in his opinion, one or and trade shares of the CBOE S&P 500 ®
requests for a copy of the information on more of the exemptions set forth in 5 Dividend Aristocrats® Target Income
the Commission’s Web site)). U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) Index ETF under the ETF Series
The Commission does not maintain and 17 CFR 200.402(a)(3), (a)(5), (a)(7), Solutions Trust (the ‘‘Trust’’), under
the risk disclosure document. Instead, it (a)(9)(ii) and (a)(10), permit Rule 14.11(c)(3) (‘‘Index Fund Shares’’).
must be retained by the broker-dealer consideration of the scheduled matters The text of the proposed rule change
for at least three years following the date at the closed meeting. is available at the Exchange’s Web site
on which the risk disclosure document Commissioner Stein, as duty officer, at www.bats.com, at the principal office
was provided to the customer, the first voted to consider the items listed for the of the Exchange, and at the
two years in an accessible place. The closed meeting in closed session. Commission’s Public Reference Room.
collection of information required by The subject matters of the closed
the rule is mandatory. The risk meeting will be: II. Self-Regulatory Organization’s
disclosure document is otherwise Institution and settlement of Statement of the Purpose of, and
governed by the internal policies of the injunctive actions; Statutory Basis for, the Proposed Rule
Institution and settlement of Change
asabaliauskas on DSKBBXCHB2PROD with NOTICES

broker-dealer regarding confidentiality,
etc. administrative proceedings; and In its filing with the Commission, the
An agency may not conduct or Other matters relating to enforcement Exchange included statements
sponsor, and a person is not required to proceedings. concerning the purpose of and basis for
respond to, a collection of information CONTACT PERSON FOR MORE INFORMATION: the proposed rule change and discussed
under the PRA unless it displays a At times, changes in Commission any comments it received on the
currently valid OMB control number. priorities require alterations in the
The public may view background scheduling of meeting items. For further 1 15 U.S.C. 78s(b)(1).
documentation for this information information and to ascertain what, if 2 17 CFR 240.19b–4.

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Document Created: 2018-10-25 10:00:03
Document Modified: 2018-10-25 10:00:03

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		2:00 p.m. on Wednesday, October 11, 2017.
FR Citation		82 FR 47265