82_FR_48884 82 FR 48683 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to U.S. Navy 2018 Ice Exercise Activities in the Beaufort Sea and Arctic Ocean

82 FR 48683 - Takes of Marine Mammals Incidental to Specified Activities; Taking Marine Mammals Incidental to U.S. Navy 2018 Ice Exercise Activities in the Beaufort Sea and Arctic Ocean

DEPARTMENT OF COMMERCE
National Oceanic and Atmospheric Administration

Federal Register Volume 82, Issue 201 (October 19, 2017)

Page Range48683-48701
FR Document2017-22637

NMFS has received a request from the United States Department of the Navy (Navy) for authorization to take marine mammals incidental to Ice Exercise 2018 (ICEX18) activities proposed within the Beaufort Sea and Arctic Ocean north of Prudhoe Bay, Alaska. Pursuant to the Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its proposal to issue an incidental harassment authorization (IHA) to incidentally take marine mammals during the specified activities. NMFS will consider public comments prior to making any final decision on the issuance of the requested MMPA authorizations and agency responses will be summarized in the final notice of our decision. The Navy's activities are considered a military readiness activity pursuant to the Marine Mammal Protection Act (MMPA), as amended by the National Defense Authorization Act for Fiscal Year 2004 (NDAA).

Federal Register, Volume 82 Issue 201 (Thursday, October 19, 2017)
[Federal Register Volume 82, Number 201 (Thursday, October 19, 2017)]
[Notices]
[Pages 48683-48701]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-22637]


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DEPARTMENT OF COMMERCE

National Oceanic and Atmospheric Administration

RIN 0648-XF470


Takes of Marine Mammals Incidental to Specified Activities; 
Taking Marine Mammals Incidental to U.S. Navy 2018 Ice Exercise 
Activities in the Beaufort Sea and Arctic Ocean

AGENCY: National Marine Fisheries Service (NMFS), National Oceanic and 
Atmospheric Administration (NOAA), Commerce.

ACTION: Proposed incidental harassment authorization (IHA); request for 
comments.

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SUMMARY: NMFS has received a request from the United States Department 
of the Navy (Navy) for authorization to take marine mammals incidental 
to Ice Exercise 2018 (ICEX18) activities proposed within the Beaufort 
Sea and Arctic Ocean north of Prudhoe Bay, Alaska. Pursuant to the 
Marine Mammal Protection Act (MMPA), NMFS is requesting comments on its 
proposal to issue an incidental harassment authorization (IHA) to 
incidentally take marine mammals during the specified activities. NMFS 
will consider public comments prior to making any final decision on the 
issuance of the requested MMPA authorizations and agency responses will 
be summarized in the final notice of our decision. The Navy's 
activities are considered a military readiness activity pursuant to the 
Marine Mammal Protection Act (MMPA), as amended by the National Defense 
Authorization Act for Fiscal Year 2004 (NDAA).

DATES: Comments and information must be received no later than November 
20, 2017.

ADDRESSES: Comments should be addressed to Jolie Harrison, Chief, 
Permits and Conservation Division, Office of Protected Resources, 
National Marine Fisheries Service. Physical comments should be sent to 
1315 East-West Highway, Silver Spring, MD 20910 and electronic comments 
should be sent to [email protected].
    Instructions: NMFS is not responsible for comments sent by any 
other method, to any other address or individual, or received after the 
end of the comment period. Comments received electronically, including 
all attachments, must not exceed a 25-megabyte file size. Attachments 
to electronic comments will be accepted in Microsoft Word or Excel or 
Adobe PDF file formats only. All comments received are a part of the 
public record and will generally be posted online at www.nmfs.noaa.gov/pr/permits/incidental/military.htm without change. All personal 
identifying information (e.g., name, address) voluntarily submitted by 
the commenter may be publicly accessible. Do not submit confidential 
business information or otherwise sensitive or protected information.

FOR FURTHER INFORMATION CONTACT: Rob Pauline, Office of Protected 
Resources, NMFS, (301) 427-8408. Electronic copies of the application 
and supporting documents, as well as a list of the references cited in 
this document, may be obtained online at: www.nmfs.noaa.gov/pr/permits/incidental/military.htm. In case of problems accessing these documents, 
please call the contact listed above.

SUPPLEMENTARY INFORMATION:

Background

    Sections 101(a)(5)(A) and (D) of the MMPA (16 U.S.C. 1361 et seq.) 
direct the Secretary of Commerce (as delegated to NMFS) to allow, upon 
request, the incidental, but not intentional, taking of small numbers 
of marine mammals by U.S. citizens who engage in a specified activity 
(other than commercial fishing) within a specified geographical region 
if certain findings are made and either regulations are issued or, if 
the taking is limited to harassment, a notice of a proposed 
authorization is provided to the public for review.

[[Page 48684]]

    An authorization for incidental takings shall be granted if NMFS 
finds that the taking will have a negligible impact on the species or 
stock(s), will not have an unmitigable adverse impact on the 
availability of the species or stock(s) for subsistence uses (where 
relevant), and if the permissible methods of taking and requirements 
pertaining to the mitigation, monitoring and reporting of such takings 
are set forth.
    NMFS has defined ``negligible impact'' in 50 CFR 216.103 as an 
impact resulting from the specified activity that cannot be reasonably 
expected to, and is not reasonably likely to, adversely affect the 
species or stock through effects on annual rates of recruitment or 
survival.
    The MMPA states that the term ``take'' means to harass, hunt, 
capture, kill or attempt to harass, hunt, capture, or kill any marine 
mammal.
    The MMPA defines ``harassment'' as: Any act of pursuit, torment, or 
annoyance which (i) has the potential to injure a marine mammal or 
marine mammal stock in the wild (Level A harassment); or (ii) has the 
potential to disturb a marine mammal or marine mammal stock in the wild 
by causing disruption of behavioral patterns, including, but not 
limited to, migration, breathing, nursing, breeding, or sheltering 
(Level B harassment).The NDAA (Pub. L. 108-136) removed the ``small 
numbers'' and ``specified geographical region'' limitations indicated 
above and amended the definition of ``harassment'' as it applies to a 
``military readiness activity'' to read as follows (Section 3(18)(B) of 
the MMPA): (i) Any act that injures or has the significant potential to 
injure a marine mammal or marine mammal stock in the wild (Level A 
Harassment); or (ii) Any act that disturbs or is likely to disturb a 
marine mammal or marine mammal stock in the wild by causing disruption 
of natural behavioral patterns, including, but not limited to, 
migration, surfacing, nursing, breeding, feeding, or sheltering, to a 
point where such behavioral patterns are abandoned or significantly 
altered (Level B Harassment).

National Environmental Policy Act

    To comply with the National Environmental Policy Act of 1969 (NEPA; 
42 U.S.C. Sec. Sec.  4321 et seq.) and NOAA Administrative Order (NAO) 
216-6A, NMFS must review our proposed action (i.e., the issuance of an 
incidental harassment authorization) with respect to environmental 
consequences on the human environment.
    The Navy is currently preparing an environmental assessment (EA) 
titled Environmental Assessment/Overseas Environmental Assessment for 
Ice Exercise. Once the EA is finalized, NMFS plans to adopt the Navy's 
EA, provided our independent evaluation of the document finds that it 
includes adequate information analyzing the effects on the human 
environment of issuing the IHA.
    We will review all comments submitted in response to this notice 
prior to concluding our NEPA process or making a final decision on the 
IHA request.

Summary of Request

    On April 12, 2017, NMFS received a request from the Navy for the 
taking of marine mammals incidental to submarine training and testing 
activities including establishment of a tracking range on an ice floe 
in the Beaufort Sea and Arctic Ocean north of Prudhoe Bay, Alaska. The 
Navy's request is for take of ringed seals (Pusa hispida hispida) by 
Level B harassment. Neither the Navy nor NMFS expects Level A take or 
mortality to result from this activity and, therefore, an IHA is 
appropriate.

Description of Proposed Activity

Overview

    The Navy proposes to conduct submarine training and testing 
activities from an ice camp stationed on an ice floe in the Beaufort 
Sea and Arctic Ocean for six weeks between February and April 2018. 
Active acoustic transmissions (low, mid, and high-frequency) may result 
in the occurrence of temporary hearing impairment (temporary threshold 
shift (TTS)) and behavioral harassment of ringed seals.

Dates and Duration

    The proposed action would occur over approximately a six-week 
period from February through April 2018, including deployment and 
demobilization of the ice camp. The submarine training and testing 
activities would occur over approximately four weeks during the six-
week period. The proposed IHA would be valid from February 1, 2018 
through May 1, 2018.

Specific Geographic Region

    The ice camp would be established approximately 100-200 nmi (185-
370 kilometers (km)) north of Prudhoe Bay, Alaska. The exact location 
cannot be identified ahead of time as required conditions (e.g., ice 
cover) cannot be forecasted until exercises are expected to commence. 
The vast majority of submarine training and testing would occur near 
the ice camp. The ice camp action area is comprised of 27,171 square 
miles (mi\2\) or 70,374 square kilometers (km\2\) of ice and open 
water. However, limited submarine training and testing may occur 
intermittently throughout the deep Arctic Ocean basin near the North 
Pole, within the total study area of 1,109,858 mi\2\ (2,874,520 km\2\) 
as shown in Figure 2-1 in the Application). The ice camp itself will be 
no more than 1 mi (1.6 km) in diameter and 0.77 mi\2\ (2 km\2\) in 
area.

Detailed Description of Specific Activities

    ICEX18 includes the deployment of a temporary camp situated on an 
ice floe. The camp will consist of a series of portable tents. In the 
past, the Navy would construct temporary wooden structures at ICEX 
camps, but they no longer do so. A portable tracking range for 
submarine training and testing would be installed near the ice camp. 
Eight hydrophones, located on the ice and extending to 30 meters (m) 
below the ice, would be deployed by drilling holes in the ice and 
lowering the cable down into the water column. Four hydrophones would 
be physically connected to the command hut via cables (Figure 1-2 in 
Application) while the remaining four would transmit data via radio 
frequencies. Additionally, tracking pingers would be configured aboard 
each submarine to continuously monitor the location of the submarines. 
Acoustic communications with the submarines would be used to coordinate 
the training and testing schedule with the submarines; an underwater 
telephone would be used as a backup to the acoustic communications.
    Submarine activities associated with ICEX18 are classified, but 
generally entail safety maneuvers, active sonar use and exercise 
torpedo use. These maneuvers and sonar use are similar to submarine 
activities conducted in other undersea environments. They are being 
conducted in the Arctic to test their performance in a cold 
environment.
    Submarine training and testing activities generate acoustic 
transmissions that may impact marine mammals. Some acoustic sources 
either are above the known hearing range of marine species or have 
narrow beam widths and short pulse lengths that would not result in 
effects to marine species. Potential effects from these de minimis 
sources are analyzed qualitatively in accordance with current Navy 
policy. Navy acoustic sources are categorized into ``bins'' based on 
frequency, source level, and mode of usage, as previously established 
by the Navy (Department of the Navy 2015). The acoustic transmissions 
associated

[[Page 48685]]

with submarine training fall within bins HF1 (hull-mounted submarine 
sonars that produce high-frequency (greater than 10 kilohertz (kHz) but 
less than 200 kHz) signals)), M3 (mid-frequency (1-10 kHz) acoustic 
modems greater than 190 decibel (dB) re 1micropascal ([mu]Pa)), and 
TORP2 (heavyweight torpedo). As, described below, transmissions are 
associated with discrete events that may last up to 24 hours. Time 
between events would not have acoustic transmissions.
    Active buoys and moored sources would be used during ICEX18. One 
active buoy would be the Autonomous Reverberation Measurement System, 
which would be attached to the bottom of the ice and may be active for 
up to 30 days of ICEX18. Additionally, a Massachusetts Institute of 
Technology/Lincoln Lab vertical line array would be deployed through a 
hole in the ice to a source depth of 150 meters (m). This array would 
have continuous wave and chirp transmission capability. The continuous 
wave and chirp transmissions would both be active for no more than 8 
days during ICEX18. Over one day of testing (i.e., 24-hour period), he 
continuous wave source will continuously transmit for 4 hours, the 
chirp will then transmit for 15 seconds on and 45 seconds off for 4 
hours, and the sources will then be silent for 16 hours.
    The Naval Research Laboratory would also utilize an unmanned 
underwater vehicle for the deployment of a synthetic aperture source 
(SAS), which would transmit for 24 hours per day for up to 4 days. The 
SAS would be used to make measurements of the acoustic interaction with 
the ice/water interface. Source parameters, including active sonar 
transmissions from submarines and torpedoes, are classified. Additional 
details for the active sources described above can be found in Table 1.

                                     Table 1--Active Acoustic Parameters for ICEX18 Training and Testing Activities
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                  Frequency      Source          Pulse length        Duty cycle
   Command or research institution            Source name        range (kHz)   level (dB)       (milliseconds)       (percent)         Source type
--------------------------------------------------------------------------------------------------------------------------------------------------------
U.S. Fleet Forces....................  Exercise Torpedo........                                        Classified.
                                                                ----------------------------------------------------------------------------------------
Office of Naval Research.............  Autonomous Reverberation       3 to 6          200  1,000..................         1.67  Moored.
                                        Measurement System.
                                                                ----------------------------------------------------------------------------------------
Naval Research Laboratory............  SAS.....................                            Classified                            Unmanned Underwater
                                                                                                                                  Vehicle (UUV).
                                                                ----------------------------------------------------------------------------------------
Massachusetts Institute of Technology/ Continuous Wave *.......  0.20 to 1.2          190  continuous.............          100  Moored.
 Lincoln Labs.                         Chirp *.................  0.25 to 1.2          190  15,000.................           25  Moored.
--------------------------------------------------------------------------------------------------------------------------------------------------------
* Both sources are located on the Massachusetts Institute of Technology/Lincoln Labs deployed vertical line array.

    Proposed mitigation, monitoring, and reporting measures are 
described in detail later in this document (please see ``Proposed 
Mitigation'' and ``Proposed Monitoring and Reporting'').

Description of Marine Mammals in the Area of Specified Activities

    Sections 3 and 4 of the application summarize available information 
regarding status and trends, distribution and habitat preferences, and 
behavior and life history, of ringed seals (Pusa hispida hispida), 
which is the only potentially affected species. Other marine mammal 
species that may occur in the study area include bowhead whales 
(Balaena mysticetus), beluga whales (Delphinapterus leucas), and 
bearded seals (Erignathus barbatus). Bowhead whales migrate annually 
from wintering areas (December to March) in the northern Bering Sea, 
through the Chukchi Sea in the spring (April through May), to the 
eastern Beaufort Sea, where they spend much of the summer (June through 
early to mid-October) before returning again to the Bering Sea (Muto et 
al., 2017). They are unlikely to be found in the ICEX18 study area 
during the February through April ICEX18 timeframe. Beluga whales 
follow a similar pattern, as they tend to spend winter months in the 
Bering Sea and migrate north to the eastern Beaufort Sea during the 
summer months. In the fall and winter, Bearded seals also move south 
with the advancing ice edge through the Bering Strait into the Bering 
Sea where they spend the winter (Muto et al. 2016). While these species 
are often observed in areas of sea ice, they require access to some 
open water (e.g. leads, polynyas) in order to breath. The Navy proposes 
to establish its ice camp and conduct operations in late winter when 
the extent and thickness of the Arctic ice pack is peaking. The ice 
camp will be located on a multi-year ice floe without cracks or leads 
that can support a runway for aircraft. Only ringed seals are able to 
create and maintain their own breathing holes and, therefore, may 
inhabit areas featuring thick multi-year ice. Additional information 
regarding population trends and threats may be found in NMFS's Stock 
Assessment Reports (SAR; www.nmfs.noaa.gov/pr/sars/) and more general 
information about this species (e.g., physical and behavioral 
descriptions) may be found on NMFS's Web site (www.nmfs.noaa.gov/pr/species/mammals/).
    Table 2 lists all of the species that could occur in the project 
area and summarizes information related to the population or stock, 
including regulatory status under the MMPA and the Endangered Species 
Act (ESA) and potential biological removal (PBR). Only the ringed seal, 
however, is expected to occur in the project area during the time of 
year when project activities would take place. For taxonomy, we follow 
Committee on Taxonomy (2016). PBR is defined by the MMPA as the maximum 
number of animals, not including natural mortalities, that may be 
removed from a marine mammal stock while allowing that stock to reach 
or maintain its optimum sustainable population (as described in NMFS's 
SARs). While no mortality is anticipated or authorized here, PBR and 
annual serious injury and mortality from anthropogenic sources are 
included here as gross indicators of the status of the species and 
other threats.
    The marine mammal abundance estimates presented in this document 
represents the total number of individuals that make up a given stock 
or the total number estimated within a particular study or survey area. 
NMFS's stock abundance estimates for most species represent the total 
estimate of individuals within the geographic area, if known, that 
comprises that stock. For some species, this geographic area may extend 
beyond U.S. waters. The

[[Page 48686]]

managed stocks in this region are assessed in NMFS's U.S. Alaska SARs 
(Muto et al., 2017). All values presented in Table 2 are the most 
recent available at the time of publication and are available in the 
2016 SARs (Muto et al., 2017) (available online at: www.nmfs.noaa.gov/pr/sars/)
    The only species that could potentially occur in the proposed 
survey area is the ringed seal. Total sea ice coverage is expected 
across the study area during the study period which precludes the 
presence of other arctic marine mammal species. As described below, 
ringed seals temporally and spatially co-occur with the activity to the 
degree that take is reasonably likely to occur, and therefore we have 
proposed authorizing take.

                                         Table 2--Marine Mammal Species Potentially Present in the Project Area
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                                                    Stock abundance (CV,
                                                                                 ESA/MMPA status;     Nmin, most recent                          Annual
            Common name                Scientific name            Stock           strategic (Y/N)     abundance survey)            PBR          M/SI \3\
                                                                                        \1\                  \2\
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                          Order Cetartiodactyla--Cetacea--Superfamily Mysticeti (baleen whales)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                    Family Balaenidai
--------------------------------------------------------------------------------------------------------------------------------------------------------
Bowhead whale.....................  Balaena mysticetus..  Western Arctic......  E/D;Y               16,982 (0.058,        161.................        44
                                                                                                     16,091, 2011).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                            Superfamily Odontoceti (toothed whales, dolphins, and porpoises)
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                                   Family Delphinidae
--------------------------------------------------------------------------------------------------------------------------------------------------------
Beluga whale......................  Delphinapterus        Beaufort Sea........  -/-;N               39,258 (0.229,        649.................       166
                                     leucas.                                                         32,453, 1992).
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                         Order Carnivora--Superfamily Pinnipedia
--------------------------------------------------------------------------------------------------------------------------------------------------------
                                                             Family Phocidae (earless seals)
--------------------------------------------------------------------------------------------------------------------------------------------------------
Ringed seal.......................  Pusa hispida hispida  Alaska..............  -/-;N               170,000 (Bering Sea   5,100 (Bearing Sea-      1,054
                                                                                                     and Sea of Okhotsk    U.S. portion only).
                                                                                                     only)--2013).
Bearded seal......................  Erignathus barbatus   Alaska..............  -/-;N               299,174 (-,273,676,   8,210...............       1.4
                                     nauticus.                                                       2012) (Bearing Sea-- (Bearing Sea--U.S.
                                                                                                     U.S. portion only).   portion only).
--------------------------------------------------------------------------------------------------------------------------------------------------------
\1\ Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed
  under the ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality
  exceeds PBR or which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed
  under the ESA is automatically designated under the MMPA as depleted and as a strategic stock.
\2\ NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; Nmin is the minimum estimate of
  stock abundance. In some cases, CV is not applicable [explain if this is the case]
\3\ These values, found in NMFS's SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g.,
  commercial fisheries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV
  associated with estimated mortality due to commercial fisheries is presented in some cases.
Note: Italicized species are not expected to be taken or proposed for authorization.

Ringed Seal

    Ringed seals are found in seasonally and permanently ice-covered 
waters of the Northern Hemisphere (North Atlantic Marine Mammal 
Commission 2004). The Alaska stock of ringed seals is found in the 
study area. Though a reliable population estimate for the entire Alaska 
stock is not available, research programs have recently developed new 
survey methods and partial, but useful, abundance estimates. In spring 
of 2012 and 2013, U.S. and Russian researchers conducted aerial 
abundance and distribution surveys of the entire Bering Sea and Sea of 
Okhotsk (Moreland et al., 2013). The data from these image-based 
surveys are still being analyzed, but Conn et al. (2014), using a very 
limited sub-sample of the data collected from the U.S. portion of the 
Bering Sea in 2012, calculated an abundance estimate of about 170,000 
ringed seals in the U.S. EEZ of the Bering Sea in late April. This 
estimate does did not account for availability bias, and did not 
include ringed seals in the shorefast ice zone, which were surveyed 
using a different method. Thus, the actual number of ringed seals in 
the U.S. sector of the Bering Sea is likely much higher, perhaps by a 
factor of two or more. Using data from surveys by Bengtson et al. 
(2005) and Frost et al. (2004) in the late 1990s and 2000, Kelly et al. 
(2010) estimated the total population in the Alaska Chukchi and 
Beaufort seas to be at least 300,000 ringed seals (Muto et al., 2017). 
This is likely an underestimate since the Beaufort Sea surveys were 
limited to within 40 km of shore. Current and reliable data on trends 
in population abundance for the Alaska stock of ringed seals are 
unavailable. A minimum population estimate (Nmin) and PBR 
value are also unavailable. A PBR for only those ringed seals in the 
U.S. portion of the Bering Sea is 5,100 ringed seals. The total 
estimated annual level of human-caused mortality and serious injury is 
1,062 (Muto et al., 2016). Since the level of human-caused mortality is 
considerably less than the PBR, the stock is not likely to be declining 
due to direct human actions (e.g. subsistence hunting) and the stock is 
not listed under the MMPA as strategic. Note, however, that other non-
anthropogenic factors (e.g. disease, decline is sea ice coverage) may 
influence overall stock abundance and population trends.
    Throughout their range, ringed seals have an affinity for ice-
covered waters and are well adapted to occupying both shore-fast and 
pack ice (Kelly 1988b). Ringed seals can be found further offshore than 
other pinnipeds since they can maintain breathing holes in ice 
thickness greater than 2 m (Smith and Stirling 1975). Breathing holes 
are maintained by ringed seals' sharp teeth and claws on their fore 
flippers. They remain in contact with ice most of the year and use it 
as a platform for molting in late spring to early summer, for pupping 
and nursing in late winter to early spring, and for resting at other 
times of the year.

[[Page 48687]]

    Ringed seals have at least two distinct types of subnivean lairs: 
haul-out lairs and birthing lairs (Smith and Stirling 1975). Haul-out 
lairs are typically single-chambered and offer protection from 
predators and cold weather. Birthing lairs are larger, multi-chambered 
areas that are used for pupping in addition to protection from 
predators. Ringed seal populations pup on both land-fast ice as well as 
stable pack ice. Lentfer (1972) found that ringed seals north of 
Barrow, Alaska (west of the ice camp), build their subnivean lairs on 
the pack ice near pressure ridges. Since subnivean lairs were found 
north of Barrow, Alaska, in pack ice, they are also assumed to be found 
within the sea ice in the ice camp proposed action area. Ringed seals 
excavate subnivean lairs in drifts over their breathing holes in the 
ice, in which they rest, give birth, and nurse their pups for 5-9 weeks 
during late winter and spring (Chapskii 1940; McLaren 1958; Smith and 
Stirling 1975). Snow depths of at least 50-65 centimeters (cm) are 
required for functional birth lairs (Kelly 1988a; Lydersen 1998; 
Lydersen and Gjertz 1986; Smith and Stirling 1975), and such depths 
typically are found only where 20-30 cm or more of snow has accumulated 
on flat ice and then drifted along pressure ridges or ice hummocks 
(Hammill 2008; Lydersen et al., 1990; Lydersen and Ryg 1991; Smith and 
Lydersen 1991). Ringed seals are born beginning in March, but the 
majority of births occur in early April. About a month after 
parturition, mating begins in late April and early May.
    In Alaskan waters, during winter and early spring when sea ice is 
at its maximal extent, ringed seals are abundant in the northern Bering 
Sea, Norton and Kotzebue Sounds, and throughout the Chukchi and 
Beaufort Seas (Frost 1985; Kelly 1988b) and, therefore, are found in 
the study area (Figure 2-1 in Application). Passive acoustic monitoring 
of ringed seals from a high frequency recording package deployed at a 
depth of 240 m in the Chukchi Sea 120 km north- northwest of Barrow, 
Alaska, detected ringed seals in the area between mid- December and 
late May over the four year study (Jones et al., 2014). With the onset 
of the fall freeze, ringed seal movements become increasingly 
restricted and seals will either move west and south with the advancing 
ice pack with many seals dispersing throughout the Chukchi and Bering 
Seas, or remain in the Beaufort Sea (Crawford et al., 2012; Frost and 
Lowry 1984; Harwood et al., 2012). Kelly et al, (2010) tracked home 
ranges for ringed seals in the subnivean period (using shorefast ice); 
the size of the home ranges varied from less than 1 up to 27.9 km\2\; 
(median is 0.62 km\2\ for adult males and 0.65 km\2\ for adult 
females). Most (94 percent) of the home ranges were less than 3 km\2\ 
during the subnivean period (Kelly et al., 2010). Near large polynyas, 
ringed seals maintain ranges up to 7,000 km\2\ during winter and 2,100 
km\2\ during spring (Born et al., 2004). Some adult ringed seals return 
to the same small home ranges they occupied during the previous winter 
(Kelly et al., 2010). The size of winter home ranges can, however, vary 
by up to a factor of 10 depending on the amount of fast ice; seal 
movements were more restricted during winters with extensive fast ice, 
and were much less restricted where fast ice did not form at high 
levels. Ringed seals may occur within the study area throughout the 
year and during the proposed action.
    In general, ringed seals prey on fish and crustaceans. Ringed seals 
are known to consume up to 72 different species in their diet; their 
preferred prey species is the polar cod (Jefferson et al., 2008). 
Ringed seals also prey upon a variety of other members of the cod 
family, including Arctic cod (Holst et al., 2001) and saffron cod, with 
the latter being particularly important during the summer months in 
Alaskan waters (Lowry et al., 1980). Invertebrate prey seems to become 
prevalent in the ringed seals diet during the open-water season and 
often dominates the diet of young animals (Holst et al., 2001; Lowry et 
al., 1980). Large amphipods (e.g., Themisto libellula), krill (e.g., 
Thysanoessa inermis), mysids (e.g., Mysis oculata), shrimps (e.g., 
Pandalus spp., Eualus spp., Lebbeus polaris, and Crangon 
septemspinosa), and cephalopods (e.g., Gonatus spp.) are also consumed 
by ringed seals.

Marine Mammal Hearing

    Hearing is the most important sensory modality for marine mammals 
underwater, and exposure to anthropogenic sound can have deleterious 
effects. To appropriately assess the potential effects of exposure to 
sound, it is necessary to understand the frequency ranges marine 
mammals are able to hear. Current data indicate that not all marine 
mammal species have equal hearing capabilities (e.g., Richardson et 
al., 1995; Wartzok and Ketten, 1999; Au and Hastings, 2008). To reflect 
this, Southall et al. (2007) recommended that marine mammals be divided 
into functional hearing groups based on directly measured or estimated 
hearing ranges on the basis of available behavioral response data, 
audiograms derived using auditory evoked potential techniques, 
anatomical modeling, and other data. Note that no direct measurements 
of hearing ability have been successfully completed for mysticetes 
(i.e., low-frequency cetaceans). Subsequently, NMFS (2016) described 
generalized hearing ranges for these marine mammal hearing groups. 
Generalized hearing ranges were chosen based on the approximately 65 dB 
threshold from the normalized composite audiograms, with the exception 
for lower limits for low-frequency cetaceans where the lower bound was 
deemed to be biologically implausible and the lower bound from Southall 
et al. (2007) retained. The functional groups and the associated 
frequencies are indicated below (note that these frequency ranges 
correspond to the range for the composite group, with the entire range 
not necessarily reflecting the capabilities of every species within 
that group):
     Low-frequency cetaceans (mysticetes): Generalized hearing 
is estimated to occur between approximately 7 Hz and 35 kHz, with best 
hearing estimated to be from 100 Hz to 8 kHz;
     Mid-frequency cetaceans (larger toothed whales, beaked 
whales, and most delphinids): Generalized hearing is estimated to occur 
between approximately 150 Hz and 160 kHz, with best hearing from 10 to 
less than 100 kHz;
     High-frequency cetaceans (porpoises, river dolphins, and 
members of the genera Kogia and Cephalorhynchus; including two members 
of the genus Lagenorhynchus, on the basis of recent echolocation data 
and genetic data): Generalized hearing is estimated to occur between 
approximately 275 Hz and 160 kHz;
     Pinnipeds in water; Phocidae (true seals): Generalized 
hearing is estimated to occur between approximately 50 Hz to 86 kHz, 
with best hearing between 1-50 kHz;
     Pinnipeds in water; Otariidae (eared seals): Generalized 
hearing is estimated to occur between 60 Hz and 39 kHz, with best 
hearing between 2-48 kHz.
    The pinniped functional hearing group was modified from Southall et 
al. (2007) on the basis of data indicating that phocid species have 
consistently demonstrated an extended frequency range of hearing 
compared to otariids, especially in the higher frequency range 
(Hemil[auml] et al., 2006; Kastelein et al., 2009b; Reichmuth and Holt, 
2013).
    For more detail concerning these groups and associated frequency 
ranges, please see NMFS (2016) for a review of

[[Page 48688]]

available information. As noted previously a single phocid species, 
ringed seal, has the reasonable potential to co-occur with the proposed 
survey activities.

Potential Effects of Specified Activities on Marine Mammals and Their 
Habitat

    This section includes a summary and discussion of the ways that 
components of the specified activity may impact marine mammals and 
their habitat. The ``Estimated Take by Incidental Harassment'' section 
later in this document will include a quantitative analysis of the 
number of individuals that are expected to be taken by this activity. 
The ``Negligible Impact Analysis and Determination'' section considers 
the content of this section, the ``Estimated Take by Incidental 
Harassment'' section, and the ``Proposed Mitigation'' section, to draw 
conclusions regarding the likely impacts of these activities on the 
reproductive success or survivorship of individuals and how those 
impacts on individuals are likely to impact marine mammal species or 
stocks.

Description of Sound Sources

    Here, we first provide background information on marine mammal 
hearing before discussing the potential effects of the use of active 
acoustic sources on marine mammals.
    Sound travels in waves, the basic components of which are 
frequency, wavelength, velocity, and amplitude. Frequency is the number 
of pressure waves that pass by a reference point per unit of time and 
is measured in hertz (Hz) or cycles per second. Wavelength is the 
distance between two peaks of a sound wave; lower frequency sounds have 
longer wavelengths than higher frequency sounds and attenuate 
(decrease) more rapidly in shallower water. Amplitude is the height of 
the sound pressure wave or the `loudness' of a sound and is typically 
measured using the decibel (dB) scale. A dB is the ratio between a 
measured pressure (with sound) and a reference pressure (sound at a 
constant pressure, established by scientific standards). It is a 
logarithmic unit that accounts for large variations in amplitude; 
therefore, relatively small changes in dB ratings correspond to large 
changes in sound pressure. When referring to sound pressure levels 
(SPLs; the sound force per unit area), sound is referenced in the 
context of underwater sound pressure to 1 microPascal ([mu]Pa). One 
pascal is the pressure resulting from a force of one newton exerted 
over an area of one square meter. The source level (SL) represents the 
sound level at a distance of 1 m from the source (referenced to 1 
[mu]Pa). The received level is the sound level at the listener's 
position. Note that all underwater sound levels in this document are 
referenced to a pressure of 1 [micro]Pa and all airborne sound levels 
in this document are referenced to a pressure of 20 [micro]Pa.
    Root mean square (rms) is the quadratic mean sound pressure over 
the duration of an impulse. RMS is calculated by squaring all of the 
sound amplitudes, averaging the squares, and then taking the square 
root of the average (Urick 1983). Rms accounts for both positive and 
negative values; squaring the pressures makes all values positive so 
that they may be accounted for in the summation of pressure levels 
(Hastings and Popper 2005). This measurement is often used in the 
context of discussing behavioral effects, in part because behavioral 
effects, which often result from auditory cues, may be better expressed 
through averaged units than by peak pressures.
    When underwater objects vibrate or activity occurs, sound-pressure 
waves are created. These waves alternately compress and decompress the 
water as the sound wave travels. Underwater sound waves radiate in all 
directions away from the source (similar to ripples on the surface of a 
pond), except in cases where the source is directional. The 
compressions and decompressions associated with sound waves are 
detected as changes in pressure by aquatic life and man-made sound 
receptors such as hydrophones.
    Even in the absence of sound from the specified activity, the 
underwater environment is typically loud due to ambient sound. Ambient 
sound is defined as environmental background sound levels lacking a 
single source or point (Richardson et al.,1995), and the sound level of 
a region is defined by the total acoustical energy being generated by 
known and unknown sources. These sources may include physical (e.g., 
waves, earthquakes, ice, atmospheric sound), biological (e.g., sounds 
produced by marine mammals, fish, and invertebrates), and anthropogenic 
sound (e.g., vessels, dredging, aircraft, construction). A number of 
sources contribute to ambient sound, including the following 
(Richardson et al., 1995):
     Wind and waves: The complex interactions between wind and 
water surface, including processes such as breaking waves and wave-
induced bubble oscillations and cavitation, are a main source of 
naturally occurring ambient noise for frequencies between 200 Hz and 50 
kHz (Mitson, 1995). Under sea ice, noise generated by ice deformation 
and ice fracturing may be caused by thermal, wind, drift and current 
stresses (Roth et al., 2012).
     Precipitation: Sound from rain and hail impacting the 
water surface can become an important component of total noise at 
frequencies above 500 Hz, and possibly down to 100 Hz during quiet 
times. In the ice-covered study area, precipitation is unlikely to 
impact ambient sound.
     Biological: Marine mammals can contribute significantly to 
ambient noise levels, as can some fish and shrimp. The frequency band 
for biological contributions is from approximately 12 Hz to over 100 
kHz.
     Anthropogenic: Sources of ambient noise related to human 
activity include transportation (surface vessels and aircraft), 
dredging and construction, oil and gas drilling and production, seismic 
surveys, sonar, explosions, and ocean acoustic studies. Shipping noise 
typically dominates the total ambient noise for frequencies between 20 
and 300 Hz. In general, the frequencies of anthropogenic sounds are 
below 1 kHz and, if higher frequency sound levels are created, they 
attenuate rapidly (Richardson et al., 1995). Sound from identifiable 
anthropogenic sources other than the activity of interest (e.g., a 
passing vessel) is sometimes termed background sound, as opposed to 
ambient sound. Anthropogenic sources are unlikely to significantly 
contribute to ambient underwater noise during the late winter and early 
spring in the study area as most anthropogenic activities will not be 
active due to ice cover (e.g. seismic surveys, shipping) (Roth et al., 
2012).
    The sum of the various natural and anthropogenic sound sources at 
any given location and time--which comprise ``ambient'' or 
``background'' sound--depends not only on the source levels (as 
determined by current weather conditions and levels of biological and 
shipping activity) but also on the ability of sound to propagate 
through the environment. In turn, sound propagation is dependent on the 
spatially and temporally varying properties of the water column and sea 
floor, and is frequency-dependent. As a result of the dependence on a 
large number of varying factors, ambient sound levels can be expected 
to vary widely over both coarse and fine spatial and temporal scales. 
Sound levels at a given frequency and location can vary by 10-20 dB 
from day to day (Richardson et al., 1995). The result is that, 
depending on the source type and its intensity, sound from the 
specified activity may be a negligible addition to the local 
environment or could form a

[[Page 48689]]

distinctive signal that may affect marine mammals.
    Underwater sounds fall into one of two general sound types: Pulsed 
and non-pulsed (defined in the following paragraphs). The distinction 
between these two sound types is important because they have differing 
potential to cause physical effects, particularly with regard to 
hearing (e.g., Ward, 1997 in Southall et al., 2007). Please see 
Southall et al., (2007) for an in-depth discussion of these concepts.
    Pulsed sound sources (e.g., explosions, gunshots, sonic booms, 
impact pile driving) produce signals that are brief (typically 
considered to be less than one second), broadband, atonal transients 
(ANSI 1986; Harris 1998; NIOSH 1998; ISO 2003; ANSI 2005) and occur 
either as isolated events or repeated in some succession. Pulsed sounds 
are all characterized by a relatively rapid rise from ambient pressure 
to a maximal pressure value followed by a rapid decay period that may 
include a period of diminishing, oscillating maximal and minimal 
pressures, and generally have an increased capacity to induce physical 
injury as compared with sounds that lack these features. There are no 
pulsed sound sources associated with any planned ICEX18 activities.
    Non-pulsed sounds can be tonal, narrowband, or broadband, brief or 
prolonged, and may be either continuous or non-continuous (ANSI 1995; 
NIOSH 1998). Some of these non-pulsed sounds can be transient signals 
of short duration but without the essential properties of pulses (e.g., 
rapid rise time). Examples of non-pulsed sounds include those produced 
by vessels, aircraft, machinery operations such as drilling or 
dredging, vibratory pile driving, and active sonar systems such as 
those planned for use by the U.S. Navy as part of the proposed action. 
The duration of such sounds, as received at a distance, can be greatly 
extended in a highly reverberant environment.
    Modern sonar technology includes a variety of sonar sensor and 
processing systems. In concept, the simplest active sonar emits sound 
waves, or ``pings,'' sent out in multiple directions, and the sound 
waves then reflect off of the target object in multiple directions. The 
sonar source calculates the time it takes for the reflected sound waves 
to return; this calculation determines the distance to the target 
object. More sophisticated active sonar systems emit a ping and then 
rapidly scan or listen to the sound waves in a specific area. This 
provides both distance to the target and directional information. Even 
more advanced sonar systems use multiple receivers to listen to echoes 
from several directions simultaneously and provide efficient detection 
of both direction and distance. In general, when sonar is in use, the 
sonar `pings' occur at intervals, referred to as a duty cycle, and the 
signals themselves are very short in duration. For example, sonar that 
emits a 1-second ping every 10 seconds has a 10 percent duty cycle. The 
Navy's most powerful hull-mounted mid-frequency sonar source typically 
emits a 1-second ping every 50 seconds representing a 2 percent duty 
cycle. The Navy utilizes sonar systems and other acoustic sensors in 
support of a variety of mission requirements.

Acoustic Impacts

    Please refer to the information given previously regarding sound, 
characteristics of sound types, and metrics used in this document. 
Anthropogenic sounds cover a broad range of frequencies and sound 
levels and can have a range of highly variable impacts on marine life, 
from none or minor to potentially severe responses, depending on 
received levels, duration of exposure, behavioral context, and various 
other factors. The potential effects of underwater sound from active 
acoustic sources can potentially result in one or more of the 
following: temporary or permanent hearing impairment, non-auditory 
physical or physiological effects, behavioral disturbance, stress, and 
masking (Richardson et al., 1995; Gordon et al., 2004; Nowacek et al., 
2007; Southall et al., 2007; Gotz et al., 2009). The degree of effect 
is intrinsically related to the signal characteristics, received level, 
distance from the source, and duration of the sound exposure. In 
general, sudden, high level sounds can cause hearing loss, as can 
longer exposures to lower level sounds. Temporary or permanent loss of 
hearing will occur almost exclusively for noise within an animal's 
hearing range. In this section, we first describe specific 
manifestations of acoustic effects before providing discussion specific 
to the proposed activities in the next section.
    Permanent Threshold Shift--Marine mammals exposed to high-intensity 
sound, or to lower-intensity sound for prolonged periods, can 
experience hearing threshold shift (TS), which is the loss of hearing 
sensitivity at certain frequency ranges (Finneran 2015). TS can be 
permanent (PTS), in which case the loss of hearing sensitivity is not 
fully recoverable, or (TTS, in which case the animal's hearing 
threshold would recover over time (Southall et al., 2007). Repeated 
sound exposure that leads to TTS could cause PTS. In severe cases of 
PTS, there can be total or partial deafness, while in most cases the 
animal has an impaired ability to hear sounds in specific frequency 
ranges (Kryter 1985).
    When PTS occurs, there is physical damage to the sound receptors in 
the ear (i.e., tissue damage), whereas TTS represents primarily tissue 
fatigue and is reversible (Southall et al., 2007). In addition, other 
investigators have suggested that TTS is within the normal bounds of 
physiological variability and tolerance and does not represent physical 
injury (e.g., Ward, 1997). Therefore, NMFS does not consider TTS to 
constitute auditory injury.
    Relationships between TTS and PTS thresholds have not been studied 
in marine mammals--PTS data exists only for a single harbor seal 
(Kastak et al., 2008)--but are assumed to be similar to those in humans 
and other terrestrial mammals. PTS typically occurs at exposure levels 
at least several decibels above (a 40-dB threshold shift approximates 
PTS onset; e.g., Kryter et al., 1966; Miller, 1974) that inducing mild 
TTS (a 6-dB threshold shift approximates TTS onset; e.g., Southall et 
al., 2007). Based on data from terrestrial mammals, a precautionary 
assumption is that the PTS thresholds for impulse sounds (such as 
impact pile driving pulses as received close to the source) are at 
least six dB higher than the TTS threshold on a peak-pressure basis and 
PTS cumulative sound exposure level thresholds are 15 to 20 dB higher 
than TTS cumulative sound exposure level thresholds (Southall et al., 
2007).
    Temporary threshold shift--TTS is the mildest form of hearing 
impairment that can occur during exposure to sound (Kryter, 1985). 
While experiencing TTS, the hearing threshold rises, and a sound must 
be at a higher level in order to be heard. In terrestrial and marine 
mammals, TTS can last from minutes or hours to days (in cases of strong 
TTS). In many cases, hearing sensitivity recovers rapidly after 
exposure to the sound ends.
    Marine mammal hearing plays a critical role in communication with 
conspecifics, and interpretation of environmental cues for purposes 
such as predator avoidance and prey capture. Depending on the degree 
(elevation of threshold in dB), duration (i.e., recovery time), and 
frequency range of TTS, and the context in which it is experienced, TTS 
can have effects on marine mammals ranging from discountable to 
serious. For example, a marine mammal may be able to readily compensate 
for a brief, relatively small amount of TTS

[[Page 48690]]

in a non-critical frequency range that occurs during a time where 
ambient noise is lower and there are not as many competing sounds 
present. Alternatively, a larger amount and longer duration of TTS 
sustained during time when communication is critical for successful 
mother/calf interactions could have more serious impacts.
    Currently, TTS data only exist for four species of cetaceans 
(bottlenose dolphin (Tursiops truncatus), beluga whale (Delphinapterus 
leucas), harbor porpoise, and Yangtze finless porpoise (Neophocoena 
asiaeorientalis)) and three species of pinnipeds (northern elephant 
seal (Mirounga angustirostris), harbor seal, and California sea lion 
(Zalophus californianus)) exposed to a limited number of sound sources 
(i.e., mostly tones and octave-band noise) in laboratory settings 
(Finneran 2015). In general, harbor seals and harbor porpoises have a 
lower TTS onset than other measured pinniped or cetacean species. 
Additionally, the existing marine mammal TTS data come from a limited 
number of individuals within these species. There are no data available 
on noise-induced hearing loss for mysticetes. For summaries of data on 
TTS in marine mammals or for further discussion of TTS onset 
thresholds, please see Southall et al. (2007), Finneran and Jenkins 
(2012), and Finneran et al. (2015).
    Behavioral effects--Behavioral disturbance may include a variety of 
effects, including subtle changes in behavior (e.g., minor or brief 
avoidance of an area or changes in vocalizations), more conspicuous 
changes in similar behavioral activities, and more sustained and/or 
potentially severe reactions, such as displacement from or abandonment 
of high-quality habitat. Behavioral responses to sound are highly 
variable and context-specific and any reactions depend on numerous 
intrinsic and extrinsic factors (e.g., species, state of maturity, 
experience, current activity, reproductive state, auditory sensitivity, 
time of day), as well as the interplay between factors (e.g., 
Richardson et al., 1995; Wartzok et al., 2003; Southall et al., 2007; 
Weilgart, 2007; Archer et al., 2010). Behavioral reactions can vary not 
only among individuals but also within an individual, depending on 
previous experience with a sound source, context, and numerous other 
factors (Ellison et al., 2012), and can vary depending on 
characteristics associated with the sound source (e.g., whether it is 
moving or stationary, number of sources, distance from the source). 
Please see Appendices B-C of Southall et al. (2007) for a review of 
studies involving marine mammal behavioral responses to sound.
    Habituation can occur when an animal's response to a stimulus wanes 
with repeated exposure, usually in the absence of unpleasant associated 
events (Wartzok et al., 2003). Animals are most likely to habituate to 
sounds that are predictable and unvarying. It is important to note that 
habituation is appropriately considered as a ``progressive reduction in 
response to stimuli that are perceived as neither aversive nor 
beneficial,'' rather than as, more generally, moderation in response to 
human disturbance (Bejder et al., 2009). The opposite process is 
sensitization, when an unpleasant experience leads to subsequent 
responses, often in the form of avoidance, at a lower level of 
exposure. As noted, behavioral state may affect the type of response. 
For example, animals that are resting may show greater behavioral 
change in response to disturbing sound levels than animals that are 
highly motivated to remain in an area for feeding (Richardson et al. 
1995; NRC 2003; Wartzok et al. 2003). Controlled experiments with 
captive marine mammals have showed pronounced behavioral reactions, 
including avoidance of loud sound sources (Ridgway et al. 1997; 
Finneran et al. 2003). Observed responses of wild marine mammals to 
loud pulsed sound sources (typically seismic airguns or acoustic 
harassment devices) have been varied but often consist of avoidance 
behavior or other behavioral changes suggesting discomfort (Morton and 
Symonds 2002; see also Richardson et al., 1995; Nowacek et al., 2007).
    Available studies show wide variation in response to underwater 
sound; therefore, it is difficult to predict specifically how any given 
sound in a particular instance might affect marine mammals perceiving 
the signal. If a marine mammal does react briefly to an underwater 
sound by changing its behavior or moving a small distance, the impacts 
of the change are unlikely to be significant to the individual, let 
alone the stock or population. However, if a sound source displaces 
marine mammals from an important feeding or breeding area for a 
prolonged period, impacts on individuals and populations could be 
significant (e.g., Lusseau and Bejder 2007; Weilgart 2007; NRC 2003). 
However, there are broad categories of potential response, which we 
describe in greater detail here, that include alteration of dive 
behavior, alteration of foraging behavior, effects to breathing, 
interference with or alteration of vocalization, avoidance, and flight.
    Changes in dive behavior can vary widely, and may consist of 
increased or decreased dive times and surface intervals as well as 
changes in the rates of ascent and descent during a dive (e.g., Frankel 
and Clark 2000; Costa et al., 2003; Ng and Leung, 2003; Nowacek et al., 
2004; Goldbogen et al., 2013). Variations in dive behavior may reflect 
interruptions in biologically significant activities (e.g., foraging) 
or they may be of little biological significance. The impact of an 
alteration to dive behavior resulting from an acoustic exposure depends 
on what the animal is doing at the time of the exposure and the type 
and magnitude of the response.
    Disruption of feeding behavior can be difficult to correlate with 
anthropogenic sound exposure, so it is usually inferred by observed 
displacement from known foraging areas, the appearance of secondary 
indicators (e.g., bubble nets or sediment plumes), or changes in dive 
behavior. As for other types of behavioral response, the frequency, 
duration, and temporal pattern of signal presentation, as well as 
differences in species sensitivity, are likely contributing factors to 
differences in response in any given circumstance (e.g., Croll et al., 
2001; Nowacek et al.; 2004; Madsen et al., 2006; Yazvenko et al., 
2007). A determination of whether foraging disruptions incur fitness 
consequences would require information on or estimates of the energetic 
requirements of the affected individuals and the relationship between 
prey availability, foraging effort and success, and the life history 
stage of the animal.
    Variations in respiration naturally vary with different behaviors 
and alterations to breathing rate as a function of acoustic exposure 
can be expected to co-occur with other behavioral reactions, such as a 
flight response or an alteration in diving. However, respiration rates 
in and of themselves may be representative of annoyance or an acute 
stress response. Various studies have shown that respiration rates may 
either be unaffected or could increase, depending on the species and 
signal characteristics, again highlighting the importance in 
understanding species differences in the tolerance of underwater noise 
when determining the potential for impacts resulting from anthropogenic 
sound exposure (e.g., Kastelein et al., 2001, 2005b, 2006; Gailey et 
al., 2007).
    Marine mammals vocalize for different purposes and across multiple 
modes, such as whistling, echolocation click production, calling, and 
singing. Changes in vocalization behavior in response to anthropogenic 
noise can

[[Page 48691]]

occur for any of these modes and may result from a need to compete with 
an increase in background noise or may reflect increased vigilance or a 
startle response. For example, in the presence of potentially masking 
signals, humpback whales and killer whales have been observed to 
increase the length of their songs (Miller et al., 2000; Fristrup et 
al., 2003; Foote et al., 2004), while right whales have been observed 
to shift the frequency content of their calls upward while reducing the 
rate of calling in areas of increased anthropogenic noise (Parks et 
al., 2007b). In some cases, animals may cease sound production during 
production of aversive signals (Bowles et al., 1994).
    Avoidance is the displacement of an individual from an area or 
migration path as a result of the presence of a sound or other 
stressors, and is one of the most obvious manifestations of disturbance 
in marine mammals (Richardson et al., 1995). For example, gray whales 
are known to change direction--deflecting from customary migratory 
paths--in order to avoid noise from seismic surveys (Malme et al., 
1984). Avoidance may be short-term, with animals returning to the area 
once the noise has ceased (e.g., Bowles et al., 1994; Goold, 1996; 
Morton and Symonds, 2002; Gailey et al., 2007). Longer-term 
displacement is possible, however, which may lead to changes in 
abundance or distribution patterns of the affected species in the 
affected region if habituation to the presence of the sound does not 
occur (e.g., Blackwell et al., 2004; Bejder et al., 2006).
    A flight response is a dramatic change in normal movement to a 
directed and rapid movement away from the perceived location of a sound 
source. The flight response differs from other avoidance responses in 
the intensity of the response (e.g., directed movement, rate of 
travel). Relatively little information on flight responses of marine 
mammals to anthropogenic signals exist, although observations of flight 
responses to the presence of predators have occurred (Connor and 
Heithaus 1996). The result of a flight response could range from brief, 
temporary exertion and displacement from the area where the signal 
provokes flight to, in extreme cases, marine mammal strandings (Evans 
and England 2001). However, it should be noted that response to a 
perceived predator does not necessarily invoke flight (Ford and Reeves 
2008), and whether individuals are solitary or in groups may influence 
the response.
    Behavioral disturbance can also impact marine mammals in more 
subtle ways. Increased vigilance may result in costs related to 
diversion of focus and attention (i.e., when a response consists of 
increased vigilance, it may come at the cost of decreased attention to 
other critical behaviors such as foraging or resting). These effects 
have generally not been demonstrated for marine mammals, but studies 
involving fish and terrestrial animals have shown that increased 
vigilance may substantially reduce feeding rates (e.g., Beauchamp and 
Livoreil,1997; Fritz et al., 2002; Purser and Radford 2011). In 
addition, chronic disturbance can cause population declines through 
reduction of fitness (e.g., decline in body condition) and subsequent 
reduction in reproductive success, survival, or both (e.g., Harrington 
and Veitch 1992; Daan et al., 1996; Bradshaw et al., 1998). However, 
Ridgway et al. (2006) reported that increased vigilance in bottlenose 
dolphins exposed to sound over a five-day period did not cause any 
sleep deprivation or stress effects.
    Many animals perform vital functions, such as feeding, resting, 
traveling, and socializing, on a diel cycle (24-hour cycle). Disruption 
of such functions resulting from reactions to stressors such as sound 
exposure are more likely to be significant if they last more than one 
diel cycle or recur on subsequent days (Southall et al., 2007). 
Consequently, a behavioral response lasting less than one day and not 
recurring on subsequent days is not considered particularly severe 
unless it could directly affect reproduction or survival (Southall et 
al., 2007). Note that there is a difference between multi-day 
substantive behavioral reactions and multi-day anthropogenic 
activities. For example, just because an activity lasts for multiple 
days does not necessarily mean that individual animals are either 
exposed to activity-related stressors for multiple days or, further, 
exposed in a manner resulting in sustained multi-day substantive 
behavioral responses.
    For non-impulsive sounds (i.e., similar to the sources used during 
the proposed action), data suggest that exposures of pinnipeds to 
sources between 90 and 140 dB re 1 [mu]Pa do not elicit strong 
behavioral responses; no data were available for exposures at higher 
received levels for Southall et al. (2007) to include in the severity 
scale analysis. Reactions of harbor seals were the only available data 
for which the responses could be ranked on the severity scale. For 
reactions that were recorded, the majority (17 of 18 individuals/
groups) were ranked on the severity scale as a 4 (defined as moderate 
change in movement, brief shift in group distribution, or moderate 
change in vocal behavior) or lower; the remaining response was ranked 
as a 6 (defined as minor or moderate avoidance of the sound source). 
Additional data on hooded seals (Cystophora cristata) indicate 
avoidance responses to signals above 160-170 dB re 1 [mu]Pa (Kvadsheim 
et al., 2010), and data on grey (Halichoerus grypus) and harbor seals 
indicate avoidance response at received levels of 135-144 dB re 1 
[mu]Pa (G[ouml]tz et al., 2010). In each instance where food was 
available, which provided the seals motivation to remain near the 
source, habituation to the signals occurred rapidly. In the same study, 
it was noted that habituation was not apparent in wild seals where no 
food source was available (G[ouml]tz et al. 2010). This implies that 
the motivation of the animal is necessary to consider in determining 
the potential for a reaction. In one study aimed to investigate the 
under-ice movements and sensory cues associated with under-ice 
navigation of ice seals, acoustic transmitters (60-69 kHz at 159 dB re 
1 [mu]Pa at 1 m) were attached to ringed seals (Wartzok et al., 1992a; 
Wartzok et al., 1992b). An acoustic tracking system then was installed 
in the ice to receive the acoustic signals and provide real-time 
tracking of ice seal movements. Although the frequencies used in this 
study are at the upper limit of ringed seal hearing, the ringed seals 
appeared unaffected by the acoustic transmissions, as they were able to 
maintain normal behaviors (e.g., finding breathing holes).
    Seals exposed to non-impulsive sources with a received sound 
pressure level within the range of calculated exposures, (142-193 dB re 
1 [mu]Pa), have been shown to change their behavior by modifying diving 
activity and avoidance of the sound source (G[ouml]tz et al., 2010; 
Kvadsheim et al., 2010). Although a minor change to a behavior may 
occur as a result of exposure to the sources in the Proposed Action, 
these changes would be within the normal range of behaviors for the 
animal (e.g., the use of a breathing hole further from the source, 
rather than one closer to the source, would be within the normal range 
of behavior) (Kelly et al. 1988).
    Adult ringed seals spend up to 20 percent of the time in subnivean 
lairs during the timeframe of the proposed action (Kelly et al., 
2010a). Ringed seal pups spend about 50 percent of their time in the 
lair during the nursing period (Lydersen and Hammill 1993). Ringed seal 
lairs are typically used by individual seals (haul-out lairs) or by a 
mother with a pup (birthing lairs); large

[[Page 48692]]

lairs used by many seals for hauling out are rare (Smith and Stirling 
1975). Although the exact amount of transmission loss of sound 
traveling through ice and snow is unknown, it is clear that sound 
attenuation would occur due to the environment itself. Due to the 
significant attenuation of sound through the water (ice)/air interface, 
any potential sound entering a lair would be below the behavioral 
threshold and would not result in take. In-air (i.e., in the subnivean 
lair), the best hearing sensitivity for ringed seals has been 
documented between 3 and 5 kHz; at higher frequencies, the hearing 
threshold rapidly increases (Sills et al., 2015).
    If the acoustic transmissions are heard and are perceived as a 
threat, ringed seals within subnivean lairs could react to the sound in 
a similar fashion to their reaction to other threats, such as polar 
bears (Ursus maritimus) and Arctic foxes (Vulpes lagopus), although the 
type of sound would be novel to them. Responses of ringed seals to a 
variety of human-induced noises (e.g., helicopter noise, snowmobiles, 
dogs, people, and seismic activity) have been variable; some seals 
entered the water and some seals remained in the lair (Kelly et al., 
1988). However, in all instances in which observed seals departed lairs 
in response to noise disturbance, they subsequently reoccupied the lair 
(Kelly et al., 1988).
    Ringed seal mothers have a strong bond with their pups and may 
physically move their pups from the birth lair to an alternate lair to 
avoid predation, sometimes risking their lives to defend their pups 
from potential predators (Smith 1987). Additionally, it is not unusual 
to find up to three birth lairs within 100 m of each other, probably 
made by the same female seal, as well as one or more haul-out lairs in 
the immediate area (Smith et al., 1991). If a ringed seal mother 
perceives the acoustic transmissions as a threat, the network of 
multiple birth and haul-out lairs allows the mother and pup to move to 
a new lair (Smith and Hammill 1981; Smith and Stirling 1975). However, 
the acoustic transmissions are unlike the low frequency sounds and 
vibrations felt from approaching predators. Additionally, the acoustic 
transmissions are not likely to impede a ringed seal from finding a 
breathing hole or lair, as captive seals have been found to primarily 
use vision to locate breathing holes and no effect to ringed seal 
vision would occur from the acoustic transmissions (Elsner et al., 
1989; Wartzok et al., 1992a). It is anticipated that a ringed seal 
would be able to relocate to a different breathing hole relatively 
easily without impacting their normal behavior patterns.
    Stress responses--An animal's perception of a threat may be 
sufficient to trigger stress responses consisting of some combination 
of behavioral responses, autonomic nervous system responses, 
neuroendocrine responses, or immune responses (e.g., Seyle 1950; Moberg 
2000). In many cases, an animal's first and sometimes most economical 
(in terms of energetic costs) response is behavioral avoidance of the 
potential stressor. Autonomic nervous system responses to stress 
typically involve changes in heart rate, blood pressure, and 
gastrointestinal activity. These responses have a relatively short 
duration and may or may not have a significant long-term effect on an 
animal's fitness.
    Neuroendocrine stress responses often involve the hypothalamus-
pituitary-adrenal system. Virtually all neuroendocrine functions that 
are affected by stress--including immune competence, reproduction, 
metabolism, and behavior--are regulated by pituitary hormones. Stress-
induced changes in the secretion of pituitary hormones have been 
implicated in failed reproduction, altered metabolism, reduced immune 
competence, and behavioral disturbance (e.g., Moberg, 1987; Blecha, 
2000). Increases in the circulation of glucocorticoids are also equated 
with stress (Romano et al., 2004).
    The primary distinction between stress (which is adaptive and does 
not normally place an animal at risk) and ``distress'' is the cost of 
the response. During a stress response, an animal uses glycogen stores 
that can be quickly replenished once the stress is alleviated. In such 
circumstances, the cost of the stress response would not pose serious 
fitness consequences. However, when an animal does not have sufficient 
energy reserves to satisfy the energetic costs of a stress response, 
energy resources must be diverted from other functions. This state of 
distress will last until the animal replenishes its energetic reserves 
sufficient to restore normal function.
    Relationships between these physiological mechanisms, animal 
behavior, and the costs of stress responses are well-studied through 
controlled experiments and for both laboratory and free-ranging animals 
(e.g., Holberton et al., 1996; Hood et al., 1998; Jessop et al., 2003; 
Krausman et al., 2004; Lankford et al., 2005). Stress responses due to 
exposure to anthropogenic sounds or other stressors and their effects 
on marine mammals have also been reviewed (Fair and Becker, 2000; 
Romano et al., 2002b) and, more rarely, studied in wild populations 
(e.g., Romano et al., 2002a). These and other studies lead to a 
reasonable expectation that some marine mammals will experience 
physiological stress responses upon exposure to acoustic stressors and 
that it is possible that some of these would be classified as 
``distress.'' In addition, any animal experiencing TTS would likely 
also experience stress responses (NRC, 2003).
    Auditory masking--Sound can disrupt behavior through masking, or 
interfering with, an animal's ability to detect, recognize, or 
discriminate between acoustic signals of interest (e.g., those used for 
intraspecific communication and social interactions, prey detection, 
predator avoidance, navigation) (Richardson et al., 1995). Masking 
occurs when the receipt of a sound is interfered with by another 
coincident sound at similar frequencies and at similar or higher 
intensity, and may occur whether the sound is natural (e.g., snapping 
shrimp, wind, waves, precipitation) or anthropogenic (e.g., shipping, 
sonar, seismic exploration) in origin. The ability of a noise source to 
mask biologically important sounds depends on the characteristics of 
both the noise source and the signal of interest (e.g., signal-to-noise 
ratio, temporal variability, direction), in relation to each other and 
to an animal's hearing abilities (e.g., sensitivity, frequency range, 
critical ratios, frequency discrimination, directional discrimination, 
age or TTS hearing loss), and existing ambient noise and propagation 
conditions.
    Under certain circumstances, marine mammals experiencing 
significant masking could also be impaired from maximizing their 
performance fitness in survival and reproduction. Therefore, when the 
coincident (masking) sound is man-made, it may be considered harassment 
when disrupting or altering critical behaviors. It is important to 
distinguish TTS and PTS, which persist after the sound exposure, from 
masking, which occurs during the sound exposure. Because masking 
(without resulting in TS) is not associated with abnormal physiological 
function, it is not considered a physiological effect, but rather a 
potential behavioral effect.
    The frequency range of the potentially masking sound is important 
in determining any potential behavioral impacts. For example, low-
frequency signals may have less effect on high-frequency echolocation 
sounds produced by odontocetes but are more likely to affect detection 
of mysticete communication calls and other potentially important 
natural sounds

[[Page 48693]]

such as those produced by surf and some prey species. The masking of 
communication signals by anthropogenic noise may be considered as a 
reduction in the communication space of animals (e.g., Clark et al., 
2009) and may result in energetic or other costs as animals change 
their vocalization behavior (e.g., Miller et al., 2000; Foote et al., 
2004; Parks et al., 2007b; Di Iorio and Clark, 2009; Holt et al., 
2009). Masking can be reduced in situations where the signal and noise 
come from different directions (Richardson et al., 1995), through 
amplitude modulation of the signal, or through other compensatory 
behaviors (Houser and Moore, 2014). Masking can be tested directly in 
captive species (e.g., Erbe, 2008), but in wild populations it must be 
either modeled or inferred from evidence of masking compensation. There 
are few studies addressing real-world masking sounds likely to be 
experienced by marine mammals in the wild (e.g., Branstetter et al., 
2013).
    Masking affects both senders and receivers of acoustic signals and 
can potentially have long-term chronic effects on marine mammals at the 
population level as well as at the individual level. Low-frequency 
ambient sound levels have increased by as much as 20 dB (more than 
three times in terms of SPL) in the world's ocean from pre-industrial 
periods, with most of the increase from distant commercial shipping 
(Hildebrand 2009). All anthropogenic sound sources, but especially 
chronic and lower-frequency signals (e.g., from vessel traffic), 
contribute to elevated ambient sound levels, thus intensifying masking.
    Potential Effects of Sonar on Prey--Ringed seals feed on marine 
invertebrates and fish. Marine invertebrates occur in the world's 
oceans, from warm shallow waters to cold deep waters, and are the 
dominant animals in all habitats of the study area. Although most 
species are found within the benthic zone, marine invertebrates can be 
found in all zones (sympagic (within the sea ice), pelagic (open 
ocean), or benthic (bottom dwelling)) of the Beaufort Sea (Josefson et 
al., 2013). The diverse range of species include oysters, crabs, worms, 
ghost shrimp, snails, sponges, sea fans, isopods, and stony corals 
(Chess and Hobson 1997; Dugan et al., 2000; Proctor et al., 1980).
    Hearing capabilities of invertebrates are largely unknown (Lovell 
et al., 2005; Popper and Schilt 2008). Outside of studies conducted to 
test the sensitivity of invertebrates to vibrations, very little is 
known on the effects of anthropogenic underwater noise on invertebrates 
(Edmonds et al., 2016). While data are limited, research suggests that 
some of the major cephalopods and decapods may have limited hearing 
capabilities (Hanlon 1987; Offutt 1970), and may hear only low-
frequency (less than 1 kHz) sources (Offutt 1970), which is most likely 
within the frequency band of biological signals (Hill 2009). In a 
review of crustacean sensitivity of high amplitude underwater noise by 
Edmonds et al. (2016), crustaceans may be able to hear the frequencies 
at which they produce sound, but it remains unclear which noises are 
incidentally produced and if there are any negative effects from 
masking them. Acoustic signals produced by crustaceans range from low 
frequency rumbles (20-60 Hz) to high frequency signals (20-55 kHz) 
(Henninger and Watson 2005; Patek and Caldwell 2006; Staaterman et al., 
2016). Aquatic invertebrates that can sense local water movements with 
ciliated cells include cnidarians, flatworms, segmented worms, 
urochordates (tunicates), mollusks, and arthropods (Budelmann 1992a, 
1992b; Popper et al., 2001). Some aquatic invertebrates have 
specialized organs called statocysts for determination of equilibrium 
and, in some cases, linear or angular acceleration. Statocysts allow an 
animal to sense movement and may enable some species, such as 
cephalopods and crustaceans, to be sensitive to water particle 
movements associated with sound (Goodall et al., 1990; Hu et al., 2009; 
Kaifu et al., 2008; Montgomery et al., 2006; Popper et al., 2001; 
Roberts and Breithaupt 2016; Salmon 1971). Because any acoustic sensory 
capabilities, if present at all, are limited to detecting water motion, 
and water particle motion near a sound source falls off rapidly with 
distance, aquatic invertebrates are probably limited to detecting 
nearby sound sources rather than sound caused by pressure waves from 
distant sources.
    Studies of sound energy effects on invertebrates are few, and 
identify only behavioral responses. Non-auditory injury, permanent 
threshold shift, temporary threshold shift, and masking studies have 
not been conducted for invertebrates. Both behavioral and auditory 
brainstem response studies suggest that crustaceans may sense 
frequencies up to 3 kHz, but best sensitivity is likely below 200 Hz 
(Goodall et al., 1990; Lovell et al., 2005; Lovell et al., 2006). Most 
cephalopods likely sense low-frequency sound below 1 kHz, with best 
sensitivities at lower frequencies (Budelmann 2010; Mooney et al., 
2010; Offutt 1970). A few cephalopods may sense higher frequencies up 
to 1,500 Hz (Hu et al., 2009).
    It is expected that most marine invertebrates would not sense the 
frequencies of the sonar associated with the proposed action. Most 
marine invertebrates would not be close enough to active sonar systems 
to potentially experience impacts to sensory structures. Any marine 
invertebrate capable of sensing sound may alter its behavior if exposed 
to sonar. Although acoustic transmissions produced during the proposed 
action may briefly impact individuals, intermittent exposures to sonar 
are not expected to impact survival, growth, recruitment, or 
reproduction of widespread marine invertebrate populations.
    The fish species located in the study area include those that are 
closely associated with the deep ocean habitat of the Beaufort Sea. 
Nearly 250 marine fish species have been described in the Arctic, 
excluding the larger parts of the sub-Arctic Bering, Barents, and 
Norwegian Seas (Mecklenburg et al., 2011). However, only about 30 are 
known to occur in the Arctic waters of the Beaufort Sea (Christiansen 
and Reist 2013). Largely because of the difficulty of sampling in 
remote, ice-covered seas, many high-Arctic fish species are known only 
from rare or geographically patchy records (Mecklenburg et al., 2011). 
Aquatic systems of the Arctic undergo extended seasonal periods of ice 
cover and other harsh environmental conditions. Fish inhabiting such 
systems must be biologically and ecologically adapted to surviving such 
conditions. Important environmental factors that Arctic fish must 
contend with include reduced light, seasonal darkness, ice cover, low 
biodiversity, and low seasonal productivity.
    All fish have two sensory systems to detect sound in the water: The 
inner ear, which functions very much like the inner ear in other 
vertebrates, and the lateral line, which consists of a series of 
receptors along the fish's body (Popper and Fay 2010; Popper et al., 
2014). The inner ear generally detects relatively higher-frequency 
sounds, while the lateral line detects water motion at low frequencies 
(below a few hundred Hz) (Hastings and Popper 2005). Lateral line 
receptors respond to the relative motion between the body surface and 
surrounding water; this relative motion, however, only takes place very 
close to sound sources and most fish are unable to detect this motion 
at more than one to two body lengths distance away (Popper et al., 
2014). Although hearing capability data only exist for fewer than 100 
of the 32,000 fish species, current data suggest that most species of 
fish

[[Page 48694]]

detect sounds from 50 to 1,000 Hz, with few fish hearing sounds above 4 
kHz (Popper 2008). It is believed that most fish have their best 
hearing sensitivity from 100 to 400 Hz (Popper 2003). Permanent hearing 
loss has not been documented in fish. A study by Halvorsen et al. 
(2012) found that for temporary hearing loss or similar negative 
impacts to occur, the noise needed to be within the fish's individual 
hearing frequency range; external factors, such as developmental 
history of the fish or environmental factors, may result in differing 
impacts to sound exposure in fish of the same species. The sensory hair 
cells of the inner ear in fish can regenerate after they are damaged, 
unlike in mammals where sensory hair cells loss is permanent (Lombarte 
et al., 1993; Smith et al., 2006). As a consequence, any hearing loss 
in fish may be as temporary as the timeframe required to repair or 
replace the sensory cells that were damaged or destroyed (Smith et al., 
2006), and no permanent loss of hearing in fish would result from 
exposure to sound.
    Fish species in the study area are expected to hear the low-
frequency sources associated with the proposed action, but most are not 
expected to detect sounds above this threshold. Only a few fish species 
are able to detect mid-frequency sonar above 1 kHz and could have 
behavioral reactions or experience auditory masking during these 
activities. These effects are expected to be transient and long-term 
consequences for the population are not expected. Fish with hearing 
specializations capable of detecting high-frequency sounds are not 
expected to be within the study area. If hearing specialists were 
present, they would have to be in close vicinity to the source to 
experience effects from the acoustic transmission. Human-generated 
sound could alter the behavior of a fish in a manner that would affect 
its way of living, such as where it tries to locate food or how well it 
can locate a potential mate; behavioral responses to loud noise could 
include a startle response, such as the fish swimming away from the 
source, the fish ``freezing'' and staying in place, or scattering 
(Popper 2003). Auditory masking could also interfere with a fish's 
ability to hear biologically relevant sounds, inhibiting the ability to 
detect both predators and prey, and impacting schooling, mating, and 
navigating (Popper 2003). If an individual fish comes into contact with 
low-frequency acoustic transmissions and is able to perceive the 
transmissions, they are expected to exhibit short-term behavioral 
reactions, when initially exposed to acoustic transmissions, which 
would not significantly alter breeding, foraging, or populations. 
Overall effects to fish from active sonar sources would be localized, 
temporary, and infrequent.
    Effects to Physical and Foraging Habitat--Unless the sound source 
is stationary and/or continuous over a long duration in one area, 
neither of which applies to ICEX18 activities, the effects of the 
introduction of sound into the environment are generally considered to 
have a less severe impact on marine mammal habitat compared to any 
physical alteration of the habitat. Acoustic exposures are not expected 
to result in long-term physical alteration of the water column or 
bottom topography as the occurrences are of limited duration and would 
occur intermittently. Acoustic transmissions also would have no 
structural impact to subnivean lairs in the ice. Furthermore, since ice 
dampens acoustic transmissions (Richardson et al., 1995) the level of 
sound energy that reaches the interior of a subnivean lair will be less 
than that ensonifying water under surrounding ice.
    Non-acoustic Impacts--Deployment of the ice camp could potentially 
affect ringed seal habitat by physically damaging or crushing subnivean 
lairs. These non-acoustic impacts could result in ringed seal injury or 
mortality. However, seals usually choose to locate lairs near pressure 
ridges and the ice camp will be deployed in an area without pressure 
ridges in order to allow operation of an aircraft runway. Further, 
portable tents will be erected for lodging and operations purposes. 
Tents do not require building materials or typical construction 
methods. The tents are relatively easy to mobilize and will not be 
situated near areas featuring pressure ridges. Finally, the camp 
buildup will be gradual, with activity increasing over the first five 
days. This approach allows seals to move to different lair locations 
outside the ice camp area. Based on this information, we do not 
anticipate any damage to subnivean lairs that could result in ringed 
seal injury or mortality.
    ICEX18 personnel will be actively conducting testing and training 
operations on the sea ice and will travel around the camp area, 
including the runway, on snowmobiles. Although the Navy does not 
anticipate observing any seals on the ice, it is possible that the 
presence of active humans could behaviorally disturb ringed seals that 
are in lairs or on the ice. As discussed above, the camp will not be 
deployed in areas with pressure ridges and seals will have opportunity 
to move away from disturbances associated with human activity. 
Furthermore, camp personnel will maintain a 100-meter avoidance 
distance for all marine mammals on the ice. Based on this information, 
we do not believe the presence of humans on ice will result in take.
    Our preliminary determination of effects to the physical 
environment includes minimal possible impacts to ringed seals and 
ringed seal habitat from camp operation or deployment activities. In 
summary, given the relatively short duration of submarine testing and 
training activities, relatively small area that would be affected, and 
lack of physical impacts to habitat, the proposed actions are not 
likely to have a permanent, adverse effect on populations of prey 
species or marine mammal habitat. Therefore, any impacts to marine 
mammal habitat are not expected to cause significant or long-term 
consequences for individual ringed seals or their populations.

Estimated Take

    This section provides an estimate of the number of incidental takes 
proposed for authorization through this IHA, which will inform the 
negligible impact determination.
    Harassment is the only type of take expected to result from these 
activities. For this military readiness activity, the MMPA defines 
``harassment'' as: (i) Any act that injures or has the significant 
potential to injure a marine mammal or marine mammal stock in the wild 
(Level A Harassment); or (ii) Any act that disturbs or is likely to 
disturb a marine mammal or marine mammal stock in the wild by causing 
disruption of natural behavioral patterns, including, but not limited 
to, migration, surfacing, nursing, breeding, feeding, or sheltering, to 
a point where such behavioral patterns are abandoned or significantly 
altered (Level B Harassment).
    Authorized takes would be by Level B harassment only, in the form 
of disruption of behavioral patterns and TTS, for individual marine 
mammals resulting from exposure to acoustic transmissions. Based on the 
nature of the activity, Level A harassment is neither anticipated nor 
proposed to be authorized. However, as described previously, no serious 
injury or mortality is anticipated or proposed to be authorized for 
this activity. Below we describe how the take is estimated.
    Described in the most basic way, we estimate take by considering: 
(1) Acoustic thresholds above which NMFS believes the best available 
science indicates marine mammals will be

[[Page 48695]]

behaviorally harassed or incur some degree of permanent hearing 
impairment; (2) the area or volume of water that will be ensonified 
above these levels in a day; (3) the density or occurrence of marine 
mammals within these ensonified areas; and, (4) and the number of days 
of activities. For the proposed IHA, the Navy employed a sophisticated 
model known as the Navy Acoustic Effects Model (NAEMO) for assessing 
the impacts of underwater sound.

Acoustic Thresholds

    Using the best available science, NMFS recommends acoustic 
thresholds that identify the received level of underwater sound above 
which exposed marine mammals would be reasonably expected to incur PTS 
of some degree (equated to Level A harassment), TTS, or behavioral 
harassment (Level B harassment). The thresholds used to predict 
occurrences of each type of take are described below.
    Behavioral harassment--In coordination with NMFS, the Navy 
developed behavioral harassment thresholds to support Phase III 
environmental analyses and MMPA Letter of Authorization renewals for 
the Navy's testing and training military readiness activities; these 
behavioral harassment thresholds are being proposed for use here to 
evaluate the potential effects of this proposed action. The response of 
a marine mammal to an anthropogenic sound will depend on the frequency, 
duration, temporal pattern and amplitude of the sound as well as the 
animal's prior experience with the sound and the context in which the 
sound is encountered (i.e., what the animal is doing at the time of the 
exposure). The distance from the sound source and whether it is 
perceived as approaching or moving away can also affect the way an 
animal responds to a sound (Wartzok et al. 2003). For marine mammals, a 
review of responses to anthropogenic sound was first conducted by 
Richardson et al. (1995). Reviews by Nowacek et al. (2007) and Southall 
et al. (2007) address studies conducted since 1995 and focus on 
observations where the received sound level of the exposed marine 
mammal(s) was known or could be estimated. Multi-year research efforts 
have conducted sonar exposure studies for odontocetes and mysticetes 
(Miller et al. 2012; Sivle et al. 2012). Several studies with captive 
animals have provided data under controlled circumstances for 
odontocetes and pinnipeds (Houser et al. 2013a; Houser et al. 2013b). 
Moretti et al. (2014) published a beaked whale dose-response curve 
based on passive acoustic monitoring of beaked whales during U.S. Navy 
training activity at Atlantic Underwater Test and Evaluation Center 
during actual Anti-Submarine Warfare exercises. This new information 
necessitated the update of the Navy's behavioral response criteria for 
the Phase III environmental analyses.
    Southall et al. (2007) synthesized data from many past behavioral 
studies and observations to determine the likelihood of behavioral 
reactions at specific sound levels. While in general, the louder the 
sound source the more intense the behavioral response, it was clear 
that the proximity of a sound source and the animal's experience, 
motivation, and conditioning were also critical factors influencing the 
response (Southall et al. 2007). After examining all of the available 
data, the authors felt that the derivation of thresholds for behavioral 
response based solely on exposure level was not supported because 
context of the animal at the time of sound exposure was an important 
factor in estimating response. Nonetheless, in some conditions, 
consistent avoidance reactions were noted at higher sound levels 
depending on the marine mammal species or group allowing conclusions to 
be drawn. Phocid seals showed avoidance reactions at or below 190 dB re 
1 [micro]Pa @1m; thus, seals may actually receive levels adequate to 
produce TTS before avoiding the source.
    The Navy's Phase III proposed pinniped behavioral threshold has 
been updated based on controlled exposure experiments on the following 
captive animals: Hooded seal, gray seal, and California sea lion 
(G[ouml]tz et al. 2010; Houser et al. 2013a; Kvadsheim et al. 2010). 
Overall exposure levels were 110-170 dB re 1 [mu]Pa for hooded seals, 
140-180 dB re 1 [mu]Pa for gray seals and 125-185 dB re 1 [mu]Pa for 
California sea lions; responses occurred at received levels ranging 
from 125 to 185 dB re 1 [mu]Pa. However, the means of the response data 
were between 159 and 170 dB re 1 [mu]Pa. Hooded seals were exposed to 
increasing levels of sonar until an avoidance response was observed, 
while the grey seals were exposed first to a single received level 
multiple times, then an increasing received level. Each individual 
California sea lion was exposed to the same received level ten times. 
These exposure sessions were combined into a single response value, 
with an overall response assumed if an animal responded in any single 
session. Because these data represent a dose-response type relationship 
between received level and a response, and because the means were all 
tightly clustered, the Bayesian biphasic Behavioral Response Function 
for pinnipeds most closely resembles a traditional sigmoidal dose-
response function at the upper received levels and has a 50% 
probability of response at 166 dB re 1 [mu]Pa. Additional details 
regarding the Phase III criteria may be found in the technical report, 
Criteria and Thresholds for U.S. Navy Acoustic and Explosive Effects 
Analysis (2017a) which may be found at: http://aftteis.com/Portals/3/docs/newdocs/Criteria%20and%20Thresholds_TR_Submittal_05262017.pdf. 
This technical report was as part of the Navy's Atlantic Fleet Training 
and Testing Draft Environmental Impact Statement/Overseas Environmental 
Impact Statement (EIS/OEIS) (Navy 2017b) which is located at: http://www.aftteis.com/. NMFS is proposing the use of this dose response 
function to predict behavioral harassment of pinnipeds for this 
activity.
    Level A harassment and TTS--NMFS' Technical Guidance for Assessing 
the Effects of Anthropogenic Sound on Marine Mammal Hearing (Technical 
Guidance, 2016) identifies dual criteria to assess auditory injury 
(Level A harassment) to five different marine mammal groups (based on 
hearing sensitivity) as a result of exposure to noise from two 
different types of sources (impulsive or non-impulsive).
    These thresholds were developed by compiling and synthesizing the 
best available science and soliciting input multiple times from both 
the public and peer reviewers to inform the final product. The 
references, analysis, and methodology used in the development of the 
thresholds are described in NMFS 2016 Technical Guidance, which may be 
accessed at: http://www.nmfs.noaa.gov/pr/acoustics/guidelines.htm.
    The PTS/TTS analyses begins with mathematical modeling to predict 
the sound transmission patterns from Navy sources, including sonar. 
These data are then coupled with marine species distribution and 
abundance data to determine the sound levels likely to be received by 
various marine species. These criteria and thresholds are applied to 
estimate specific effects that animals exposed to Navy-generated sound 
may experience. For weighting function derivation, the most critical 
data required are TTS onset exposure levels as a function of exposure 
frequency. These values can be estimated from published literature by 
examining TTS as a function of sound exposure level (SEL) for various 
frequencies.
    To estimate TTS onset values, only TTS data from behavioral hearing 
tests

[[Page 48696]]

were used. To determine TTS onset for each subject, the amount of TTS 
observed after exposures with different SPLs and durations were 
combined to create a single TTS growth curve as a function of SEL. The 
use of (cumulative) SEL is a simplifying assumption to accommodate 
sounds of various SPLs, durations, and duty cycles. This is referred to 
as an ``equal energy'' approach, since SEL is related to the energy of 
the sound and this approach assumes exposures with equal SEL result in 
equal effects, regardless of the duration or duty cycle of the sound. 
It is well known that the equal energy rule will over-estimate the 
effects of intermittent noise, since the quiet periods between noise 
exposures will allow some recovery of hearing compared to noise that is 
continuously present with the same total SEL (Ward 1997). For 
continuous exposures with the same SEL but different durations, the 
exposure with the longer duration will also tend to produce more TTS 
(Finneran et al., 2010; Kastak et al., 2007; Mooney et al., 2009a).
    As in previous acoustic effects analysis (Finneran and Jenkins 
2012; Southall et al., 2007), the shape of the PTS exposure function 
for each species group is assumed to be identical to the TTS exposure 
function for each group. A difference of 20 dB between TTS onset and 
PTS onset is used for all marine mammals including pinnipeds. This is 
based on estimates of exposure levels actually required for PTS (i.e., 
40 dB of TTS) from the marine mammal TTS growth curves, which show 
differences of 13 to 37 dB between TTS and PTS onset in marine mammals. 
Details regarding these criteria and thresholds can be found in NMFS' 
Technical Guidance (NMFS 2016).
    Table 3 below provides the weighted criteria and thresholds used in 
this analysis for estimating quantitative acoustic exposures of marine 
mammals from the proposed action.

            Table 3--Injury (PTS) and Disturbance (TTS, Behavioral) Thresholds for Underwater Sounds
----------------------------------------------------------------------------------------------------------------
                                                                                  Physiological criteria
              Group                     Species           Behavioral     ---------------------------------------
                                                           criteria            Onset TTS           Onset PTS
----------------------------------------------------------------------------------------------------------------
Phocid (in water)...............  Ringed seal.......  Pinniped Dose       181 dB SEL          201 dB SEL
                                                       Response Function.  cumulative.         cumulative.
----------------------------------------------------------------------------------------------------------------

Quantitative Modeling

    The Navy performed a quantitative analysis to estimate the number 
of mammals that could be harassed by the underwater acoustic 
transmissions during the proposed action. Inputs to the quantitative 
analysis included marine mammal density estimates, marine mammal depth 
occurrence distributions (Navy 2017a), oceanographic and environmental 
data, marine mammal hearing data, and criteria and thresholds for 
levels of potential effects.
    The density estimate used to estimate take is derived from habitat-
based modeling by Kaschner et al., (2006) and Kaschner (2004). The area 
of the Arctic where the proposed action will occur (100-200 nm north of 
Prudhoe Bay, Alaska) has not been surveyed in a manner that supports 
quantifiable density estimation of marine mammals. In the absence of 
empirical survey data, information on known or inferred associations 
between marine habitat features and (the likelihood of) the presence of 
specific species have been used to predict densities using model-based 
approaches. These habitat suitability models include relative 
environmental suitability (RES) models. Habitat suitability models can 
be used to understand the possible extent and relative expected 
concentration of a marine species distribution. These models are 
derived from an assessment of the species occurrence in association 
with evaluated environmental explanatory variables that results in 
defining the RES suitability of a given environment. A fitted model 
that quantitatively describes the relationship of occurrence with the 
environmental variables can be used to estimate unknown occurrence in 
conjunction with known habitat suitability. Abundance can thus be 
estimated for each RES value based on the values of the environmental 
variables, providing a means to estimate density for areas that have 
not been surveyed. Use of the Kaschner's RES model resulted in a value 
of 0.3957 animals per km\2\ in the cold season (defined as December 
through May). The density numbers are assumed static throughout the ice 
camp proposed action area for this species. The density data generated 
for this species was based on environmental variables known to exist 
within the proposed ice camp action area during the late winter/early 
springtime period.
    Note that while other surveys by Frost et al. (2004) and Bengston 
et al. (2005) provided ringed seal density estimates for areas near or 
within the Beaufort Sea, the Navy felt that those findings were not 
applicable to the proposed action area. Frost et al. (2004) only 
surveyed ringed seals out to 40 km from shore in the Beaufort Sea. A 
small portion of the surveys from Bengston et al. (2005) were out to a 
maximum extent of 185 km (100 nm) from shore, but the surveys were 
located within the Chukchi Sea, not the Beaufort Sea. Frost et al. 
(2004) also stated the highest densities of ringed seals were in water 
depths from 5-25 m (1-1.33 seals per km\2\). Lower densities were seen 
in waters greater than 35 m in depth (0-0.77 seals per km\2\).The 
proposed action area where acoustic transmissions would occur is 3,000 
to 4,000 m deep (International Bathymetric Chart of the Arctic Ocean 
2015), which makes the bathymetric nature of the areas different enough 
to be non-comparable. Furthermore, the ice camp is located on multi-
year ice and would not be located near the ice edge. Frost et al. 
(2004), and Bengston et al. (2005) both had a high percentage of fast 
or pack ice in their survey area which would not be present in the 
proposed action area. Additionally, there were areas of cracked ice 
that were part of the surveys. As previously noted, the ice camp needs 
to be situated in an area without cracks in the ice. After reviewing 
both Frost et al. (2004) and Bengston et al. (2005) NMFS agrees with 
the Navy that the density data from the RES model provides the most 
appropriate density values to be assessed for acoustic transmissions 
during ICEX18.
    The quantitative analysis consists of computer modeled estimates 
and a post-model analysis to determine the number of potential animal 
exposures. The model calculates sound energy propagation from the 
proposed active acoustic sources, the sound received by animat (virtual 
animal) dosimeters representing marine mammals distributed in the area 
around the modeled activity, and whether the sound received by a marine 
mammal exceeds the thresholds for effects.
    The Navy developed a set of software tools and compiled data for 
estimating

[[Page 48697]]

acoustic effects on marine mammals without consideration of behavioral 
avoidance or Navy's standard mitigations. These tools and data sets 
serve are integral components of NAEMO. In NAEMO, animats are 
distributed nonuniformly based on species-specific density, depth 
distribution, and group size information and animats record energy 
received at their location in the water column. A fully three-
dimensional environment is used for calculating sound propagation and 
animat exposure in NAEMO. Site-specific bathymetry, sound speed 
profiles, wind speed, and bottom properties are incorporated into the 
propagation modeling process. NAEMO calculates the likely propagation 
for various levels of energy (sound or pressure) resulting from each 
source used during the training event.
    NAEMO then records the energy received by each animat within the 
energy footprint of the event and calculates the number of animats 
having received levels of energy exposures that fall within defined 
impact thresholds. Predicted effects on the animats within a scenario 
are then tallied and the highest order effect (based on severity of 
criteria; e.g., PTS over TTS) predicted for a given animat is assumed. 
Each scenario or each 24-hour period for scenarios lasting greater than 
24 hours is independent of all others, and therefore, the same 
individual marine animal could be impacted during each independent 
scenario or 24-hour period. In few instances, although the activities 
themselves all occur within the study area, sound may propagate beyond 
the boundary of the study area. Any exposures occurring outside the 
boundary of the study area are counted as if they occurred within the 
study area boundary. NAEMO provides the initial estimated impacts on 
marine species with a static horizontal distribution.
    There are limitations to the data used in the acoustic effects 
model, and the results must be interpreted within these context. While 
the most accurate data and input assumptions have been used in the 
modeling, when there is a lack of definitive data to support an aspect 
of the modeling, modeling assumptions believed to overestimate the 
number of exposures have been chosen:
     Animats are modeled as being underwater, stationary, and 
facing the source and therefore always predicted to receive the maximum 
sound level (i.e., no porpoising or pinnipeds' heads above water);
     Animats do not move horizontally (but change their 
position vertically within the water column), which may overestimate 
physiological effects such as hearing loss, especially for slow moving 
or stationary sound sources in the model;
     Animats are stationary horizontally and therefore do not 
avoid the sound source, unlike in the wild where animals would most 
often avoid exposures at higher sound levels, especially those 
exposures that may result in PTS;
     Multiple exposures within any 24-hour period are 
considered one continuous exposure for the purposes of calculating the 
temporary or permanent hearing loss, because there are not sufficient 
data to estimate a hearing recovery function for the time between 
exposures; and
     Mitigation measures that are implemented were not 
considered in the model. In reality, sound-producing activities would 
be reduced, stopped, or delayed if marine mammals are detected by 
submarines via passive acoustic monitoring.
    Because of these inherent model limitations and simplifications, 
model-estimated results must be further analyzed, considering such 
factors as the range to specific effects, avoidance, and the likelihood 
of successfully implementing mitigation measures. This analysis uses a 
number of factors in addition to the acoustic model results to predict 
acoustic effects on marine mammals.
    For non-impulsive sources, NAEMO calculates the sound pressure 
level (SPL) and SEL for each active emission over the entire duration 
of an event. These data are then processed using a bootstrapping 
routine to compute the number of animats exposed to SPL and SEL in 1 dB 
bins across all track iterations and population draws. (Bootstrapping 
is a type of resampling where large numbers of smaller samples of the 
same size are repeatedly drawn, with replacement, from a single 
original sample.) SEL is checked during this process to ensure that all 
animats are grouped in either an SPL or SEL category. A mean number of 
SPL and SEL exposures are computed for each 1 dB bin. The mean value is 
based on the number of animats exposed at that dB level from each track 
iteration and population draw. The behavioral risk function curve is 
applied to each 1 dB bin to compute the number of behaviorally exposed 
animats per bin. The number of behaviorally exposed animats per bin is 
summed to produce the total number of behavior exposures.
    Mean 1 dB bin SEL exposures are then summed to determine the number 
of PTS and TTS exposures. PTS exposures represent the cumulative number 
of animats exposed at or above the PTS threshold. The number of TTS 
exposures represents the cumulative number of animats exposed at or 
above the TTS threshold and below the PTS threshold. Animats exposed 
below the TTS threshold were grouped in the SPL category.
    Platforms such as a submarine using one or more sound sources are 
modeled in accordance with relevant vehicle dynamics and time durations 
by moving them across an area whose size is representative of the 
training event's operational area. For analysis purposes, the Navy uses 
distance cutoffs, which is the maximum distance a Level B take would 
occur, beyond which the potential for significant behavioral responses 
is considered unlikely. For animals located beyond the range to 
effects, no significant behavioral responses are predicted. This is 
based on the Navy's Phase III environmental analysis (Navy 2017a). The 
Navy referenced Southall et al. (2007) who reported that pinnipeds do 
not exhibit strong reactions to SPLs up to 140 dB re 1 [micro]Pa from 
steady state (non-impulsive) sources. In some cases, pinnipeds tolerate 
impulsive exposures up to 180 dB re 1 [micro]Pa with limited avoidance 
noted (Southall et al., 2007), and no avoidance noted at distances as 
close as 42 m (Jacobs & Terhune 2002). While limited data exists on 
pinniped behavioral responses beyond 3 km in the water, the data that 
is available suggest that most pinnipeds likely do not exhibit 
significant behavioral reactions to sonar and other transducers beyond 
a few kilometers, independent of received levels of sound (Navy 2017a). 
Therefore, in the Navy's Phase III environmental analysis, the range to 
effects for pinnipeds is set at 5 km for moderate source level, single 
platform training and testing events and 10 km for all other events 
with multiple sonar platforms or sonar with source levels at or 
exceeding 215 dB re 1 [micro]Pa @1 m. Regardless of the source level, 
take beyond 10 km is not anticipated. These ranges are expected to 
reasonably contain the anticipated effects predicted by the behavioral 
response dose curve threshold reference above.
    For ICEX18 unclassified sources (i.e. Autonomous Reverberation 
Measurement System and MIT/Lincoln Labs continuous wave/chirp), the 
Navy models calculated a propagation loss measurement of 13.5 km from 
the source to the 120 dB re 1 [micro]Pa SPL isopleth; 1.5 km from the 
source to the 130 dB re 1 [micro]Pa SPL isopleth; and 400 m from the 
source to the 140 dB dB re 1 [micro]Pa SPL isopleth. Propagation loss 
measurements cannot be provided for classified sources. However, the 
ranges

[[Page 48698]]

in Table 4 provide realistic maximum distances over which the specific 
effects from the use of all active acoustic sources during the proposed 
action would be possible. Based on the information provided, NMFS is 
confident that the 10km zone safely encompasses the area in which Level 
B harassment can be expected from all active acoustic sources.

  Table 4--Range to Temporary Threshold Shift and Behavioral Effects in
                          the ICEX18 Study Area
------------------------------------------------------------------------
                                          Maximum range to Level B takes
                                                  cold season (m)
             Source/exercise             -------------------------------
                                            Behavioral          TTS
------------------------------------------------------------------------
Submarine Exercise......................          10,000             100
Autonomous Reverberation Measurement              10,000             <50
 System.................................
Massachusetts Institute of Technology/            10,000             <50
 Lincoln Labs Continuous Wave/chirp.....
Naval Research Laboratory Synthetic               10,000              90
 Aperture Sonar.........................
------------------------------------------------------------------------

    As discussed above, within NAEMO animats do not move horizontally 
or react in any way to avoid sound. Furthermore, mitigation measures 
that are implemented during training or testing activities that reduce 
the likelihood of physiological impacts are not considered in 
quantitative analysis. Therefore, the current model overestimates 
acoustic impacts, especially physiological impacts near the sound 
source. The behavioral criteria used as a part of this analysis 
acknowledges that a behavioral reaction is likely to occur at levels 
below those required to cause hearing loss (TTS or PTS). At close 
ranges and high sound levels approaching those that could cause PTS, 
avoidance of the area immediately around the sound source is the 
assumed behavioral response for most cases.
    In previous environmental analyses, the Navy has implemented 
analytical factors to account for avoidance behavior and the 
implementation of mitigation measures. The application of avoidance and 
mitigation factors has only been applied to model-estimated PTS 
exposures given the short distance over which PTS is estimated. Given 
that no PTS exposures were estimated during the modeling process for 
this proposed action, the implementation of avoidance and mitigation 
factors were not included in this analysis.
    Utilizing the NAEMO model, the Navy projected that there will be 
1,665 behavioral Level B harassment takes and an additional 11 Level B 
takes due to TTS for a total of 1,676 takes of ringed seals. All takes 
would be underwater. Note that these quantitative results should be 
regarded as conservative estimates that are strongly influenced by 
limited marine mammal population data.

Proposed Mitigation

    In order to issue an IHA under Section 101(a)(5)(D) of the MMPA, 
NMFS must set forth the permissible methods of taking pursuant to such 
activity, ``and other means of effecting the least practicable impact 
on such species or stock and its habitat, paying particular attention 
to rookeries, mating grounds, and areas of similar significance, and on 
the availability of such species or stock for taking'' for certain 
subsistence uses. NMFS' regulations require applicants for incidental 
take authorizations to include information about the availability and 
feasibility (economic and technological) of equipment, methods, and 
manner of conducting such activity or other means of effecting the 
least practicable adverse impact upon the affected species or stocks 
and their habitat (50 CFR 216.104(a)(11)). The NDAA for FY 2004 amended 
the MMPA as it relates to military readiness activities and the 
incidental take authorization process such that ``least practicable 
adverse impact'' shall include consideration of personnel safety, 
practicality of implementation, and impact on the effectiveness of the 
military readiness activity.
    In evaluating how mitigation may or may not be appropriate to 
ensure the least practicable adverse impact on species or stocks and 
their habitat, we carefully weigh two primary factors:
    (1) The manner in which, and the degree to which, implementation of 
the measure(s) is expected to reduce impacts to marine mammal species 
or stocks, their habitat, and their availability for subsistence uses 
(where relevant). This analysis will consider such things as the nature 
of the potential adverse impact (such as likelihood, scope, and range), 
the likelihood that the measure will be effective if implemented, and 
the likelihood of successful implementation; and
    (2) The practicability of the measures for applicant 
implementation. Practicability of implementation may consider such 
things as cost, impact on operations, and, in the case of a military 
readiness activity, specifically considers personnel safety, 
practicality of implementation, and impact on the effectiveness of the 
military readiness activity (16 U.S.C. 1371(a)(5)(A)(ii)).

Mitigation for Marine Mammals and Their Habitat

    The following general mitigation actions are proposed for ICEX18 to 
avoid any take of ringed seals on the ice floe:
     Camp deployment would begin in mid-February and would be 
completed by March 15, which is well before ringed seal pupping season 
begins. Pups are weaned and then mating occurs in April and May. 
Completing camp deployment before ringed seal pupping begins will allow 
ringed seals to avoid the camp area prior to pupping and mating 
seasons, reducing potential impacts.
     Camp location will not be in proximity to pressure ridges 
in order to allow camp deployment and operation of an aircraft runway. 
This will minimize physical impacts to subnivean lairs.
     Camp deployment will gradually increase over five days, 
allowing seals to relocate to lairs that are not in the immediate 
vicinity of the camp.
     Passengers on all on-ice vehicles would observe for marine 
and terrestrial animals; any marine or terrestrial animal observed on 
the ice would be avoided by 328 ft (100 m). On-ice vehicles would not 
be used to follow any animal, with the exception of actively deterring 
polar bears if the situation requires.
     Personnel operating on-ice vehicles would avoid areas of 
deep snowdrifts near pressure ridges, which are preferred areas for 
subnivean lair development.
     All material (e.g., tents, unused food, excess fuel) and 
wastes (e.g., solid waste, hazardous waste) would be removed from the 
ice floe upon completion of ICEX18.

[[Page 48699]]

    The following mitigation actions are proposed for ICEX18 activities 
involving acoustic transmissions:
     For activities involving active acoustic transmissions 
from submarines and torpedoes, passive acoustic sensors on the 
submarines will listen for vocalizing marine mammals prior to the 
initiation of exercise activities. If a marine mammal is detected, the 
submarine will delay active transmissions, including the launching of 
torpedoes, and not restart until after 15 minutes have passed with no 
marine mammal detections. If there are no animal detections, it is 
assumed that the vocalizing animal is no longer in the immediate area 
and is unlikely to be subject to harassment. Ramp up procedures will 
not be required as they would result in an unacceptable impact on 
readiness and on the realism of training.
    Based on our evaluation of the applicant's proposed measures, NMFS 
has preliminarily determined that the proposed mitigation measures 
provide the means effecting the least practicable impact on the 
affected species or stocks and their habitat, paying particular 
attention to rookeries, mating grounds, and areas of similar 
significance.

Proposed Monitoring and Reporting

    In order to issue an IHA for an activity, Section 101(a)(5)(D) of 
the MMPA states that NMFS must set forth, ``requirements pertaining to 
the monitoring and reporting of such taking.'' The MMPA implementing 
regulations at 50 CFR 216.104(a)(13) indicate that requests for 
authorizations must include the suggested means of accomplishing the 
necessary monitoring and reporting that will result in increased 
knowledge of the species and of the level of taking or impacts on 
populations of marine mammals that are expected to be present in the 
proposed action area. Effective reporting is critical both to 
compliance as well as to ensuring that the most value is obtained from 
the required monitoring.
    Monitoring and reporting requirements prescribed by NMFS should 
contribute to improved understanding of one or more of the following:
     Occurrence of marine mammal species or stocks in the area 
in which take is anticipated (e.g., presence, abundance, distribution, 
density);
     Nature, scope, or context of likely marine mammal exposure 
to potential stressors/impacts (individual or cumulative, acute or 
chronic), through better understanding of: (1) Action or environment 
(e.g., source characterization, propagation, ambient noise); (2) 
affected species (e.g., life history, dive patterns); (3) co-occurrence 
of marine mammal species with the action; or (4) biological or 
behavioral context of exposure (e.g., age, calving or feeding areas);
     Individual marine mammal responses (behavioral or 
physiological) to acoustic stressors (acute, chronic, or cumulative), 
other stressors, or cumulative impacts from multiple stressors;
     How anticipated responses to stressors impact either: (1) 
Long-term fitness and survival of individual marine mammals; or (2) 
populations, species, or stocks;
     Effects on marine mammal habitat (e.g., marine mammal prey 
species, acoustic habitat, or other important physical components of 
marine mammal habitat); and
     Mitigation and monitoring effectiveness.
    The U.S. Navy has coordinated with NMFS to develop an overarching 
program plan in which specific monitoring would occur. This plan is 
called the Integrated Comprehensive Monitoring Program (ICMP) (U.S. 
Department of the Navy 2011). The ICMP has been created in direct 
response to Navy permitting requirements established in various MMPA 
Final Rules, ESA consultations, Biological Opinions, and applicable 
regulations. As a framework document, the ICMP applies by regulation to 
those activities on ranges and operating areas for which the Navy is 
seeking or has sought incidental take authorizations. The ICMP is 
intended to coordinate monitoring efforts across all regions and to 
allocate the most appropriate level and type of effort based on set of 
standardized research goals, and in acknowledgement of regional 
scientific value and resource availability.
    The ICMP is focused on Navy training and testing ranges where the 
majority of Navy activities occur regularly as those areas have the 
greatest potential for being impacted. ICEX18 in comparison is a short 
duration exercise that occurs approximately every other year. Due to 
the location and expeditionary nature of the ice camp, the number of 
personnel onsite is extremely limited and is constrained by the 
requirement to be able to evacuate all personnel in a single day with 
small planes. As such, a dedicated monitoring project would not be 
feasible as it would require additional personnel and equipment to 
locate, tag and monitor the seals.
    The Navy is committed to documenting and reporting relevant aspects 
of training and research activities to verify implementation of 
mitigation, comply with current permits, and improve future 
environmental assessments. All sonar usage will be collected via the 
Navy's Sonar Positional Reporting System database and reported. If any 
injury or death of a marine mammal is observed during the ICEX18 
activity, the Navy will immediately halt the activity and report the 
incident consistent with the stranding and reporting protocol in the 
Atlantic Fleet Training and Testing stranding response plan (Navy 
2013). This approach is also consistent with other Navy documents 
including the Atlantic Fleet Training and Testing Environmental Impact 
Statement/Overseas Environmental Impact Statement.
    The Navy will provide NMFS with a draft exercise monitoring report 
within 90 days of the conclusion of the proposed activity. The draft 
exercise monitoring report will include data regarding sonar use and 
any mammal sightings or detection will be documented. The report will 
also include information on the number of sonar shutdowns recorded. If 
no comments are received from NMFS within 30 days of submission of the 
draft final report, the draft final report will constitute the final 
report. If comments are received, a final report must be submitted 
within 30 days after receipt of comments.

Negligible Impact Analysis and Determination

    NMFS has defined negligible impact as ``an impact resulting from 
the specified activity that cannot be reasonably expected to, and is 
not reasonably likely to, adversely affect the species or stock through 
effects on annual rates of recruitment or survival'' (50 CFR 216.103). 
A negligible impact finding is based on the lack of likely adverse 
effects on annual rates of recruitment or survival (i.e., population-
level effects). An estimate of the number of takes alone is not enough 
information on which to base an impact determination. In addition to 
considering estimates of the number of marine mammals that might be 
``taken'' through harassment, NMFS considers other factors, such as the 
likely nature of any responses (e.g., intensity, duration), the context 
of any responses (e.g., critical reproductive time or location, 
migration), as well as effects on habitat, and the likely effectiveness 
of the mitigation. We also assess the number, intensity, and context of 
estimated takes by evaluating this information relative to population 
status. Consistent with the 1989 preamble for NMFS's implementing

[[Page 48700]]

regulations (54 FR 40338; September 29, 1989), the impacts from other 
past and ongoing anthropogenic activities are incorporated into this 
analysis via their impacts on the environmental baseline (e.g., as 
reflected in the regulatory status of the species, population size and 
growth rate where known, ongoing sources of human-caused mortality, or 
ambient noise levels).
    Underwater acoustic transmissions associated with ICEX18, as 
outlined previously, have the potential to result in Level B harassment 
of ringed seals in the form of TTS and behavioral disturbance. No 
serious injury, mortality or Level A takes are anticipated to result 
from this activity. At close ranges and high sound levels approaching 
those that could cause PTS, avoidance of the area immediately around 
the sound source would be ringed seals' likely behavioral response. 
NMFS anticipates that there will be 11 Level B takes due to TTS and 
1,665 behavioral Level B harassment takes, for a total of 1,676 ringed 
seal takes.
    Note that there are only 11 Level B takes due to TTS since the TTS 
range to effects is small at only 100 meters or less while the 
behavioral effects range is significantly larger extending up to 10 km. 
TTS is a temporary impairment of hearing and TTS can last from minutes 
or hours to days (in cases of strong TTS). In many cases, however, 
hearing sensitivity recovers rapidly after exposure to the sound ends. 
Though TTS may occur in up to 11 animals, the overall fitness of these 
individuals is unlikely to be affected and negative impacts to the 
entire stock are not anticipated.
    Effects on individuals that are taken by Level B harassment could 
include alteration of dive behavior, alteration of foraging behavior, 
effects to breathing, interference with or alteration of vocalization, 
avoidance, and flight. More severe behavioral responses are not 
anticipated due to the localized, intermittent use of active acoustic 
sources and mitigation by passive acoustic monitoring which will limit 
exposure to sound sources. Most likely, individuals will simply be 
temporarily displaced by moving away from the sound source. As 
described previously in the behavioral effects section seals exposed to 
non-impulsive sources with a received sound pressure level within the 
range of calculated exposures, (142-193 dB re 1 [micro]Pa), have been 
shown to change their behavior by modifying diving activity and 
avoidance of the sound source (G[ouml]tz et al., 2010; Kvadsheim et 
al., 2010). Although a minor change to a behavior may occur as a result 
of exposure to the sound sources associated with the proposed action, 
these changes would be within the normal range of behaviors for the 
animal (e.g., the use of a breathing hole further from the source, 
rather than one closer to the source, would be within the normal range 
of behavior). Thus, even repeated Level B harassment of some small 
subset of the overall stock is unlikely to result in any significant 
realized decrease in fitness for the affected individuals, and would 
not result in any adverse impact to the stock as a whole.
    The Navy's proposed activities are localized and of relatively 
short duration. While the total project area is large, the Navy expects 
that most activities will occur within the ice camp action area in 
relatively close proximity to the ice camp. The larger study area 
depicts the range where submarines may maneuver during the exercise. 
The ice camp will be in existence for up to six weeks with acoustic 
transmission occurring intermittently over four weeks. The Autonomous 
Reverberation Measurement System would be active for up to 30 days; the 
vertical line array would be active for up to four hours per day for no 
more than eight days, and; the unmanned underwater vehicle used for the 
deployment of a synthetic aperture source would transmit for 24 hours 
per day for up to eight days.
    The project is not expected to have significant adverse effects on 
marine mammal habitat. The project activities are limited in time and 
would not modify physical marine mammal habitat. While the activities 
may cause some fish to leave the area of disturbance, temporarily 
impacting marine mammals' foraging opportunities, this would encompass 
a relatively small area of habitat leaving large areas of existing fish 
and marine mammal foraging habitat unaffected. As such, the impacts to 
marine mammal habitat are not expected to cause significant or long-
term negative consequences.
    For on-ice activity, neither take nor mortality of seals are 
expected due to measures followed during the exercise. Foot and 
snowmobile movement on the ice will be designed to avoid pressure 
ridges, where ringed seals build their lairs; runways will be built in 
areas without pressure ridges; snowmobiles will follow established 
routes; and camp buildup is gradual, with activity increasing over the 
first five days providing seals the opportunity to move to a different 
lair outside the ice camp area. The Navy will also employ its standard 
100-meter avoidance distance from any arctic animals. Implementation of 
these measures should ensure that ringed seal lairs are not crushed or 
damaged during ICEX18 activities.
    The ringed seal pupping season on the ice lasts for five to nine 
weeks during late winter and spring. Ice camp deployment would begin in 
mid-February and be completed by March 15, before the pupping season. 
This will allow ringed seals to avoid the ice camp area once the 
pupping season begins, thereby reducing potential impacts to nursing 
mothers and pups. Furthermore, ringed seal mothers are known to 
physically move pups from the birth lair to an alternate lair to avoid 
predation. If a ringed seal mother perceives the acoustic transmissions 
as a threat, the local network of multiple birth and haul-out lairs 
would allow the mother and pup to move to a new lair.
    The estimated population of the Alaska stock of ringed seals in the 
Bering Sea is 170,000 animals (Muto et al., 2016). The estimated 
population in the Alaska Chukchi and Beaufort Seas is at least 300,000 
ringed seals, which is likely an underestimate since the Beaufort Sea 
surveys were limited to within 40 km from shore (Kelly et al., 2010). 
Given these population estimates, only a limited percent of the stock 
affected would be taken (i.e. between 0.98 and 0.56 percent).
    In summary and as described above, the following factors primarily 
support our preliminary determination that the impacts resulting from 
this activity are not expected to adversely affect the species or stock 
through effects on annual rates of recruitment or survival:
     No serious injury or mortality is anticipated or 
authorized;
     Impacts will be limited to Level B harassment;
     A small percentage (<1 percent) of the Alaska stock of 
ringed seals would be subject to Level B harassment;
     TTS is expected to affect only a limited number of 
animals;
     There will be no loss or modification of ringed seal prey 
or habitat;
     Physical impacts to ringed seal subnivean lairs will be 
avoided; and
     Ice camp activities would not affect animals during the 
pupping season.
    Based on the analysis contained herein of the likely effects of the 
specified activity on marine mammals and their habitat, and taking into 
consideration the implementation of the proposed monitoring and 
mitigation measures, NMFS preliminarily finds that the total marine 
mammal take from the proposed activity will have a negligible impact on 
all affected marine mammal species or stocks.

[[Page 48701]]

Unmitigable Adverse Impact Analysis and Determination

    Impacts to subsistence uses of marine mammals resulting from the 
proposed action are not anticipated. The proposed action would occur 
outside of the primary subsistence use season (i.e., summer months), 
and the study area is 100-200 nmi seaward of known subsistence use 
areas. Harvest locations for ringed seals extend up to 80 nmi from 
shore during the summer months while winter harvest of ringed seals 
typically occurs closer to shore. Based on this information, NMFS has 
preliminarily determined that there will not be an unmitigable adverse 
impact on subsistence uses from the Navy's proposed activities.

Endangered Species Act (ESA)

    Section 7(a)(2) of the ESA of 1973 (16 U.S.C. 1531 et seq.) 
requires that each Federal agency insure that any action it authorizes, 
funds, or carries out is not likely to jeopardize the continued 
existence of any endangered or threatened species or result in the 
destruction or adverse modification of designated critical habitat. To 
ensure ESA compliance for the issuance of IHAs, NMFS consults 
internally with our ESA Interagency Cooperation Division whenever we 
propose to authorize take for endangered or threatened species.
    No incidental take of ESA-listed species is proposed for 
authorization or expected to result from this activity. Therefore, NMFS 
has determined that formal consultation under section 7 of the ESA is 
not required for this action.

Proposed Authorization

    As a result of these preliminary determinations, NMFS proposes to 
issue an IHA to the Navy for conducting submarine training and testing 
provided the previously mentioned mitigation, monitoring, and reporting 
requirements are incorporated. This section contains a draft of the IHA 
itself. The wording contained in this section is proposed for inclusion 
in the IHA (if issued).
    1. This Authorization is valid from February 1, 2018 through May 1, 
2018.
    2. This Authorization is valid only for activities associated with 
submarine training and testing in the Beaufort Sea and Arctic Ocean.
    3. General Conditions.
    (a) A copy of this IHA must be in the possession of the Navy, its 
designees, and work crew personnel operating under the authority of 
this IHA.
    (b) The number of animals and species authorized for taking by 
Level B harassment is 1,676 ringed seals.
    4. Prohibitions.
    (a) The taking, by incidental harassment only, is limited to the 
species and number listed under condition 3(b). The taking by death of 
these species or the taking by harassment, injury or death of any other 
species of marine mammal is prohibited and may result in the 
modification, suspension, or revocation of this Authorization.
    5. Mitigation Measures.
    The holder of this Authorization is required to implement the 
following mitigation measures.
    (a) Shutdown Measures.
    (i) The Navy shall implement shutdown measures if a marine mammal 
is detected by submarines via passive acoustics during use of active 
sonar transmissions from submarines and torpedoes.
    (ii) The Navy shall not restart acoustic transmissions until after 
15 minutes have passed with no marine mammal detections.
    (b) The Navy shall avoid on-ice take by implementing the following:
    (i) Foot and snowmobile movement shall avoid pressure ridges;
    (ii) The ice camp, including runway, shall be built on multi-year 
ice without pressure ridges;
    (iii) Snowmobiles shall follow established routes;
    (iv) Camp deployment shall be gradual with activity increasing over 
the first five days and shall be completed by March 15, 2018.
    (vi) Implementation of 100-meter avoidance distance of all marine 
mammals.
    6. Reporting.
    The holder of this Authorization is required to:
    (a) Submit a draft exercise monitoring report within 90 days of the 
completion of proposed training and testing activities.
    (b) The draft exercise monitoring report will include data 
regarding sonar use and any marine mammal sightings or detection. It 
will also include information on the number of sonar-related shutdowns 
recorded.
    (c) If no comments are received from NMFS within 30 days of 
submission of the draft final report, the draft final report will 
constitute the final report. If comments are received, a final report 
must be submitted within 30 days after receipt of comments.
    (d) Reporting injured or dead marine mammals:
    (i) In the unanticipated event that the specified activity clearly 
causes the take of a marine mammal in a manner prohibited by this IHA, 
such as an injury (Level A harassment), serious injury, or mortality, 
the Navy shall immediately cease the specified activities and report 
the incident to the Office of Protected Resources, NMFS, and the Alaska 
Regional Stranding Coordinator, NMFS. The Navy shall adhere to 
protocols outlined in the Stranding Response Plan for Atlantic Fleet 
Training and Testing (AFTT) Study Area (November 2013).
    7. This Authorization may be modified, suspended or withdrawn if 
the holder fails to abide by the conditions prescribed herein, or if 
NMFS determines the authorized taking is having more than a negligible 
impact on the species or stock of affected marine mammals.

Request for Public Comments

    We request comment on our analyses, the draft authorization, and 
any other aspect of this Notice of Proposed IHA for the Navy's proposed 
ICEX18 training and testing activities. Please include with your 
comments any supporting data or literature citations to help inform our 
final decision on the request for MMPA authorization.

    Dated: October 13, 2017.
Catherine Marzin,
Acting Deputy Director, Office of Protected Resources, National Marine 
Fisheries Service.
[FR Doc. 2017-22637 Filed 10-18-17; 8:45 am]
 BILLING CODE 3510-22-P



                                                                            Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices                                          48683

                                               2016.1 On July 31, 2017, the Department                  Notification Regarding Administrative                Navy’s activities are considered a
                                               received a timely request from                           Protection Order                                     military readiness activity pursuant to
                                               Zekelman Industries (the petitioner) to                    This notice serves as a reminder to                the Marine Mammal Protection Act
                                               conduct an administrative review of this                 parties subject to administrative                    (MMPA), as amended by the National
                                               CVD order.2 Pursuant to this request                                                                          Defense Authorization Act for Fiscal
                                                                                                        protective order (APO) of their
                                               and in accordance with section 751(a) of                                                                      Year 2004 (NDAA).
                                                                                                        responsibility concerning the return or
                                               the Tariff Act of 1930, as amended (the                  destruction of proprietary information               DATES: Comments and information must
                                               Act), on September 13, 2017, the                         disclosed under APO, in accordance                   be received no later than November 20,
                                               Department published in the Federal                      with 19 CFR 351.305(a)(3). Timely                    2017.
                                               Register a notice of initiation of an                    written notification of the return or                ADDRESSES: Comments should be
                                               administrative review of the CVD order                   destruction of APO materials or the                  addressed to Jolie Harrison, Chief,
                                               on CWP covering the period of January                    conversion to judicial protective order is           Permits and Conservation Division,
                                               1, 2016, through December 31, 2016,                      hereby requested. Failure to comply                  Office of Protected Resources, National
                                               with respect to 20 individually-named                    with the regulations and the terms of an             Marine Fisheries Service. Physical
                                               companies.3 No other party requested                     APO is a sanctionable violation.                     comments should be sent to 1315 East-
                                                                                                          This notice is issued and published in             West Highway, Silver Spring, MD 20910
                                               an administrative review. On September
                                                                                                        accordance with sections 751 of the Act,             and electronic comments should be sent
                                               29, 2017, the petitioner withdrew its                                                                         to ITP.Pauline@noaa.gov.
                                               request for an administrative review.4                   and 19 CFR 351.213(d)(4).
                                                                                                                                                                Instructions: NMFS is not responsible
                                                                                                          Dated: October 13, 2017.                           for comments sent by any other method,
                                               Rescission of Administrative Review
                                                                                                        Gary Taverman,                                       to any other address or individual, or
                                                 Pursuant to 19 CFR 351.213(d)(1), the                  Deputy Assistant Secretary for Antidumping           received after the end of the comment
                                               Secretary will rescind an administrative                 and Countervailing Duty Operations,                  period. Comments received
                                               review, in whole or in part, if a party                  performing the non-exclusive functions and           electronically, including all
                                                                                                        duties of the Assistant Secretary for                attachments, must not exceed a 25-
                                               who requested the review withdraws                       Enforcement and Compliance.
                                               the request within 90 days of the date                                                                        megabyte file size. Attachments to
                                                                                                        [FR Doc. 2017–22685 Filed 10–18–17; 8:45 am]
                                               of publication of notice of initiation of                                                                     electronic comments will be accepted in
                                                                                                        BILLING CODE 3510–DS–P                               Microsoft Word or Excel or Adobe PDF
                                               the requested review. The petitioner
                                               timely withdrew its request for an                                                                            file formats only. All comments
                                               administrative review by the 90-day                                                                           received are a part of the public record
                                                                                                        DEPARTMENT OF COMMERCE                               and will generally be posted online at
                                               deadline. No other parties requested an
                                               administrative review of the order.                      National Oceanic and Atmospheric                     www.nmfs.noaa.gov/pr/permits/
                                                                                                        Administration                                       incidental/military.htm without change.
                                               Therefore, in accordance with 19 CFR
                                                                                                                                                             All personal identifying information
                                               351.213(d)(1), we are rescinding the                     RIN 0648–XF470                                       (e.g., name, address) voluntarily
                                               administrative review of the CVD order
                                                                                                                                                             submitted by the commenter may be
                                               on CWP from the PRC covering the                         Takes of Marine Mammals Incidental to                publicly accessible. Do not submit
                                               period January 1, 2016, through                          Specified Activities; Taking Marine                  confidential business information or
                                               December 31, 2016.                                       Mammals Incidental to U.S. Navy 2018                 otherwise sensitive or protected
                                                                                                        Ice Exercise Activities in the Beaufort              information.
                                               Assessment
                                                                                                        Sea and Arctic Ocean
                                                                                                                                                             FOR FURTHER INFORMATION CONTACT: Rob
                                                 The Department will instruct U.S.                      AGENCY:  National Marine Fisheries                   Pauline, Office of Protected Resources,
                                               Customs and Border Protection (CBP) to                   Service (NMFS), National Oceanic and                 NMFS, (301) 427–8408. Electronic
                                               assess countervailing duties on all                      Atmospheric Administration (NOAA),                   copies of the application and supporting
                                               appropriate entries at rates equal to the                Commerce.                                            documents, as well as a list of the
                                               cash deposit of estimated countervailing                 ACTION: Proposed incidental harassment               references cited in this document, may
                                               duties required at the time of entry, or                 authorization (IHA); request for                     be obtained online at:
                                               withdrawal from warehouse, for                           comments.                                            www.nmfs.noaa.gov/pr/permits/
                                               consumption, in accordance with 19                                                                            incidental/military.htm. In case of
                                               CFR 351.212(c)(1)(i). The Department                     SUMMARY:    NMFS has received a request              problems accessing these documents,
                                               intends to issue appropriate assessment                  from the United States Department of                 please call the contact listed above.
                                               instructions to CBP 15 days after                        the Navy (Navy) for authorization to                 SUPPLEMENTARY INFORMATION:
                                               publication of this notice in the Federal                take marine mammals incidental to Ice
                                                                                                        Exercise 2018 (ICEX18) activities                    Background
                                               Register.
                                                                                                        proposed within the Beaufort Sea and                   Sections 101(a)(5)(A) and (D) of the
                                                  1 See Antidumping or Countervailing Duty Order,       Arctic Ocean north of Prudhoe Bay,                   MMPA (16 U.S.C. 1361 et seq.) direct
                                               Finding, or Suspended Investigation: Opportunity         Alaska. Pursuant to the Marine Mammal                the Secretary of Commerce (as delegated
                                               to Request Administrative Review, 82 FR 30833            Protection Act (MMPA), NMFS is                       to NMFS) to allow, upon request, the
                                               (July 3, 2017).                                          requesting comments on its proposal to               incidental, but not intentional, taking of
                                                  2 See Letter from the petitioner, ‘‘Circular Welded
                                                                                                        issue an incidental harassment                       small numbers of marine mammals by
                                               Carbon Quality Steel Pipe from the People’s
                                                                                                        authorization (IHA) to incidentally take             U.S. citizens who engage in a specified
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                                               Republic of China: Request for Administrative
                                               Review,’’ dated July 31, 2017.                           marine mammals during the specified                  activity (other than commercial fishing)
                                                  3 See Initiation of Antidumping and                   activities. NMFS will consider public                within a specified geographical region if
                                               Countervailing Duty Administrative Reviews, 82 FR        comments prior to making any final                   certain findings are made and either
                                               42974 (September 13, 2017).                              decision on the issuance of the                      regulations are issued or, if the taking is
                                                  4 See Letter from the petitioner, ‘‘Circular Welded

                                               Carbon Quality Steel Pipe from the People’s
                                                                                                        requested MMPA authorizations and                    limited to harassment, a notice of a
                                               Republic of China: Withdrawal of Request for             agency responses will be summarized in               proposed authorization is provided to
                                               Administrative Review,’’ dated September 29, 2017.       the final notice of our decision. The                the public for review.


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                                               48684                       Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices

                                                  An authorization for incidental                         The Navy is currently preparing an                 action area is comprised of 27,171
                                               takings shall be granted if NMFS finds                  environmental assessment (EA) titled                  square miles (mi2) or 70,374 square
                                               that the taking will have a negligible                  Environmental Assessment/Overseas                     kilometers (km2) of ice and open water.
                                               impact on the species or stock(s), will                 Environmental Assessment for Ice                      However, limited submarine training
                                               not have an unmitigable adverse impact                  Exercise. Once the EA is finalized,                   and testing may occur intermittently
                                               on the availability of the species or                   NMFS plans to adopt the Navy’s EA,                    throughout the deep Arctic Ocean basin
                                               stock(s) for subsistence uses (where                    provided our independent evaluation of                near the North Pole, within the total
                                               relevant), and if the permissible                       the document finds that it includes                   study area of 1,109,858 mi2 (2,874,520
                                               methods of taking and requirements                      adequate information analyzing the                    km2) as shown in Figure 2–1 in the
                                               pertaining to the mitigation, monitoring                effects on the human environment of                   Application). The ice camp itself will be
                                               and reporting of such takings are set                   issuing the IHA.                                      no more than 1 mi (1.6 km) in diameter
                                               forth.                                                     We will review all comments                        and 0.77 mi2 (2 km2) in area.
                                                  NMFS has defined ‘‘negligible                        submitted in response to this notice
                                                                                                       prior to concluding our NEPA process                  Detailed Description of Specific
                                               impact’’ in 50 CFR 216.103 as an impact                                                                       Activities
                                               resulting from the specified activity that              or making a final decision on the IHA
                                               cannot be reasonably expected to, and is                request.                                                 ICEX18 includes the deployment of a
                                               not reasonably likely to, adversely affect                                                                    temporary camp situated on an ice floe.
                                                                                                       Summary of Request                                    The camp will consist of a series of
                                               the species or stock through effects on
                                                                                                         On April 12, 2017, NMFS received a                  portable tents. In the past, the Navy
                                               annual rates of recruitment or survival.
                                                                                                       request from the Navy for the taking of               would construct temporary wooden
                                                  The MMPA states that the term ‘‘take’’               marine mammals incidental to                          structures at ICEX camps, but they no
                                               means to harass, hunt, capture, kill or                 submarine training and testing activities             longer do so. A portable tracking range
                                               attempt to harass, hunt, capture, or kill               including establishment of a tracking                 for submarine training and testing
                                               any marine mammal.                                      range on an ice floe in the Beaufort Sea              would be installed near the ice camp.
                                                  The MMPA defines ‘‘harassment’’ as:                  and Arctic Ocean north of Prudhoe Bay,                Eight hydrophones, located on the ice
                                               Any act of pursuit, torment, or                         Alaska. The Navy’s request is for take of             and extending to 30 meters (m) below
                                               annoyance which (i) has the potential to                ringed seals (Pusa hispida hispida) by                the ice, would be deployed by drilling
                                               injure a marine mammal or marine                        Level B harassment. Neither the Navy                  holes in the ice and lowering the cable
                                               mammal stock in the wild (Level A                       nor NMFS expects Level A take or                      down into the water column. Four
                                               harassment); or (ii) has the potential to               mortality to result from this activity                hydrophones would be physically
                                               disturb a marine mammal or marine                       and, therefore, an IHA is appropriate.                connected to the command hut via
                                               mammal stock in the wild by causing                                                                           cables (Figure 1–2 in Application) while
                                               disruption of behavioral patterns,                      Description of Proposed Activity
                                                                                                                                                             the remaining four would transmit data
                                               including, but not limited to, migration,               Overview                                              via radio frequencies. Additionally,
                                               breathing, nursing, breeding, or                                                                              tracking pingers would be configured
                                                                                                          The Navy proposes to conduct
                                               sheltering (Level B harassment).The                                                                           aboard each submarine to continuously
                                                                                                       submarine training and testing activities
                                               NDAA (Pub. L. 108–136) removed the                                                                            monitor the location of the submarines.
                                                                                                       from an ice camp stationed on an ice
                                               ‘‘small numbers’’ and ‘‘specified                                                                             Acoustic communications with the
                                                                                                       floe in the Beaufort Sea and Arctic
                                               geographical region’’ limitations                                                                             submarines would be used to coordinate
                                                                                                       Ocean for six weeks between February
                                               indicated above and amended the                                                                               the training and testing schedule with
                                                                                                       and April 2018. Active acoustic
                                               definition of ‘‘harassment’’ as it applies              transmissions (low, mid, and high-                    the submarines; an underwater
                                               to a ‘‘military readiness activity’’ to read            frequency) may result in the occurrence               telephone would be used as a backup to
                                               as follows (Section 3(18)(B) of the                     of temporary hearing impairment                       the acoustic communications.
                                               MMPA): (i) Any act that injures or has                  (temporary threshold shift (TTS)) and                    Submarine activities associated with
                                               the significant potential to injure a                   behavioral harassment of ringed seals.                ICEX18 are classified, but generally
                                               marine mammal or marine mammal                                                                                entail safety maneuvers, active sonar
                                               stock in the wild (Level A Harassment);                 Dates and Duration                                    use and exercise torpedo use. These
                                               or (ii) Any act that disturbs or is likely                The proposed action would occur                     maneuvers and sonar use are similar to
                                               to disturb a marine mammal or marine                    over approximately a six-week period                  submarine activities conducted in other
                                               mammal stock in the wild by causing                     from February through April 2018,                     undersea environments. They are being
                                               disruption of natural behavioral                        including deployment and                              conducted in the Arctic to test their
                                               patterns, including, but not limited to,                demobilization of the ice camp. The                   performance in a cold environment.
                                               migration, surfacing, nursing, breeding,                submarine training and testing activities                Submarine training and testing
                                               feeding, or sheltering, to a point where                would occur over approximately four                   activities generate acoustic
                                               such behavioral patterns are abandoned                  weeks during the six-week period. The                 transmissions that may impact marine
                                               or significantly altered (Level B                       proposed IHA would be valid from                      mammals. Some acoustic sources either
                                               Harassment).                                            February 1, 2018 through May 1, 2018.                 are above the known hearing range of
                                                                                                                                                             marine species or have narrow beam
                                               National Environmental Policy Act                       Specific Geographic Region                            widths and short pulse lengths that
                                                 To comply with the National                             The ice camp would be established                   would not result in effects to marine
                                               Environmental Policy Act of 1969                        approximately 100–200 nmi (185–370                    species. Potential effects from these de
                                               (NEPA; 42 U.S.C. §§ 4321 et seq.) and                   kilometers (km)) north of Prudhoe Bay,                minimis sources are analyzed
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                                               NOAA Administrative Order (NAO)                         Alaska. The exact location cannot be                  qualitatively in accordance with current
                                               216–6A, NMFS must review our                            identified ahead of time as required                  Navy policy. Navy acoustic sources are
                                               proposed action (i.e., the issuance of an               conditions (e.g., ice cover) cannot be                categorized into ‘‘bins’’ based on
                                               incidental harassment authorization)                    forecasted until exercises are expected               frequency, source level, and mode of
                                               with respect to environmental                           to commence. The vast majority of                     usage, as previously established by the
                                               consequences on the human                               submarine training and testing would                  Navy (Department of the Navy 2015).
                                               environment.                                            occur near the ice camp. The ice camp                 The acoustic transmissions associated


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                                                                                   Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices                                                                                    48685

                                               with submarine training fall within bins                                   which would be attached to the bottom                              on and 45 seconds off for 4 hours, and
                                               HF1 (hull-mounted submarine sonars                                         of the ice and may be active for up to                             the sources will then be silent for 16
                                               that produce high-frequency (greater                                       30 days of ICEX18. Additionally, a                                 hours.
                                               than 10 kilohertz (kHz) but less than 200                                  Massachusetts Institute of Technology/                               The Naval Research Laboratory would
                                               kHz) signals)), M3 (mid-frequency (1–10                                    Lincoln Lab vertical line array would be                           also utilize an unmanned underwater
                                               kHz) acoustic modems greater than 190                                      deployed through a hole in the ice to a                            vehicle for the deployment of a
                                               decibel (dB) re 1micropascal (mPa)), and                                   source depth of 150 meters (m). This
                                               TORP2 (heavyweight torpedo). As,                                                                                                              synthetic aperture source (SAS), which
                                                                                                                          array would have continuous wave and                               would transmit for 24 hours per day for
                                               described below, transmissions are                                         chirp transmission capability. The
                                               associated with discrete events that may                                                                                                      up to 4 days. The SAS would be used
                                                                                                                          continuous wave and chirp                                          to make measurements of the acoustic
                                               last up to 24 hours. Time between
                                                                                                                          transmissions would both be active for                             interaction with the ice/water interface.
                                               events would not have acoustic
                                               transmissions.                                                             no more than 8 days during ICEX18.                                 Source parameters, including active
                                                  Active buoys and moored sources                                         Over one day of testing (i.e., 24-hour                             sonar transmissions from submarines
                                               would be used during ICEX18. One                                           period), he continuous wave source will                            and torpedoes, are classified. Additional
                                               active buoy would be the Autonomous                                        continuously transmit for 4 hours, the                             details for the active sources described
                                               Reverberation Measurement System,                                          chirp will then transmit for 15 seconds                            above can be found in Table 1.
                                                                         TABLE 1—ACTIVE ACOUSTIC PARAMETERS FOR ICEX18 TRAINING AND TESTING ACTIVITIES
                                                                                                                                                                                     Pulse
                                                                                                                                                     Frequency     Source level     length            Duty cycle
                                                Command or research institution                              Source name                                                                                                           Source type
                                                                                                                                                    range (kHz)       (dB)           (milli-          (percent)
                                                                                                                                                                                   seconds)

                                               U.S. Fleet Forces ..........................   Exercise Torpedo .........................                                                           Classified.

                                               Office of Naval Research ..............        Autonomous Reverberation Meas-                              3 to 6            200   1,000 ........                 1.67   Moored.
                                                                                                urement System.

                                               Naval Research Laboratory ..........           SAS ..............................................                           Classified                                   Unmanned    Underwater    Vehicle
                                                                                                                                                                                                                          (UUV).

                                               Massachusetts Institute of Tech-               Continuous Wave * .......................              0.20 to 1.2            190   continuous                     100    Moored.
                                                nology/Lincoln Labs.                          Chirp * ...........................................    0.25 to 1.2            190   15,000 ......                   25    Moored.
                                                 * Both sources are located on the Massachusetts Institute of Technology/Lincoln Labs deployed vertical line array.


                                                  Proposed mitigation, monitoring, and                                    and migrate north to the eastern                                   population or stock, including
                                               reporting measures are described in                                        Beaufort Sea during the summer                                     regulatory status under the MMPA and
                                               detail later in this document (please see                                  months. In the fall and winter, Bearded                            the Endangered Species Act (ESA) and
                                               ‘‘Proposed Mitigation’’ and ‘‘Proposed                                     seals also move south with the                                     potential biological removal (PBR). Only
                                               Monitoring and Reporting’’).                                               advancing ice edge through the Bering                              the ringed seal, however, is expected to
                                                                                                                          Strait into the Bering Sea where they                              occur in the project area during the time
                                               Description of Marine Mammals in the                                       spend the winter (Muto et al. 2016).                               of year when project activities would
                                               Area of Specified Activities                                               While these species are often observed                             take place. For taxonomy, we follow
                                                 Sections 3 and 4 of the application                                      in areas of sea ice, they require access                           Committee on Taxonomy (2016). PBR is
                                               summarize available information                                            to some open water (e.g. leads,                                    defined by the MMPA as the maximum
                                               regarding status and trends, distribution                                  polynyas) in order to breath. The Navy                             number of animals, not including
                                               and habitat preferences, and behavior                                      proposes to establish its ice camp and                             natural mortalities, that may be removed
                                               and life history, of ringed seals (Pusa                                    conduct operations in late winter when                             from a marine mammal stock while
                                               hispida hispida), which is the only                                        the extent and thickness of the Arctic                             allowing that stock to reach or maintain
                                               potentially affected species. Other                                        ice pack is peaking. The ice camp will                             its optimum sustainable population (as
                                               marine mammal species that may occur                                       be located on a multi-year ice floe                                described in NMFS’s SARs). While no
                                               in the study area include bowhead                                          without cracks or leads that can support                           mortality is anticipated or authorized
                                               whales (Balaena mysticetus), beluga                                        a runway for aircraft. Only ringed seals                           here, PBR and annual serious injury and
                                               whales (Delphinapterus leucas), and                                        are able to create and maintain their                              mortality from anthropogenic sources
                                               bearded seals (Erignathus barbatus).                                       own breathing holes and, therefore, may                            are included here as gross indicators of
                                               Bowhead whales migrate annually from                                       inhabit areas featuring thick multi-year                           the status of the species and other
                                               wintering areas (December to March) in                                     ice. Additional information regarding                              threats.
                                               the northern Bering Sea, through the                                       population trends and threats may be                                  The marine mammal abundance
                                               Chukchi Sea in the spring (April                                           found in NMFS’s Stock Assessment                                   estimates presented in this document
                                               through May), to the eastern Beaufort                                      Reports (SAR; www.nmfs.noaa.gov/pr/                                represents the total number of
                                               Sea, where they spend much of the                                          sars/) and more general information                                individuals that make up a given stock
                                               summer (June through early to mid-                                         about this species (e.g., physical and                             or the total number estimated within a
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                                               October) before returning again to the                                     behavioral descriptions) may be found                              particular study or survey area. NMFS’s
                                               Bering Sea (Muto et al., 2017). They are                                   on NMFS’s Web site                                                 stock abundance estimates for most
                                               unlikely to be found in the ICEX18                                         (www.nmfs.noaa.gov/pr/species/                                     species represent the total estimate of
                                               study area during the February through                                     mammals/).                                                         individuals within the geographic area,
                                               April ICEX18 timeframe. Beluga whales                                         Table 2 lists all of the species that                           if known, that comprises that stock. For
                                               follow a similar pattern, as they tend to                                  could occur in the project area and                                some species, this geographic area may
                                               spend winter months in the Bering Sea                                      summarizes information related to the                              extend beyond U.S. waters. The


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                                               48686                                Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices

                                               managed stocks in this region are                                   2017) (available online at:                                      precludes the presence of other arctic
                                               assessed in NMFS’s U.S. Alaska SARs                                 www.nmfs.noaa.gov/pr/sars/)                                      marine mammal species. As described
                                               (Muto et al., 2017). All values presented                             The only species that could                                    below, ringed seals temporally and
                                               in Table 2 are the most recent available                            potentially occur in the proposed survey                         spatially co-occur with the activity to
                                               at the time of publication and are                                  area is the ringed seal. Total sea ice                           the degree that take is reasonably likely
                                               available in the 2016 SARs (Muto et al.,                            coverage is expected across the study                            to occur, and therefore we have
                                                                                                                   area during the study period which                               proposed authorizing take.
                                                                                TABLE 2—MARINE MAMMAL SPECIES POTENTIALLY PRESENT IN THE PROJECT AREA
                                                                                                                                                           ESA/MMPA          Stock abundance
                                                                                                                                                             status;                                                                         Annual
                                                      Common name                        Scientific name                         Stock                                     (CV, Nmin, most recent                  PBR
                                                                                                                                                            strategic                                                                        M/SI 3
                                                                                                                                                                            abundance survey) 2
                                                                                                                                                             (Y/N) 1

                                                                                                     Order Cetartiodactyla—Cetacea—Superfamily Mysticeti (baleen whales)

                                                                                                                                         Family Balaenidai

                                               Bowhead whale ................       Balaena mysticetus .........   Western Arctic .................        E/D;Y         16,982 (0.058, 16,091,     161 ..................................       44
                                                                                                                                                                           2011).

                                                                                                       Superfamily Odontoceti (toothed whales, dolphins, and porpoises)

                                                                                                                                        Family Delphinidae

                                               Beluga whale ...................     Delphinapterus leucas ....     Beaufort Sea ...................        -/-;N         39,258 (0.229, 32,453,     649 ..................................      166
                                                                                                                                                                           1992).

                                                                                                                        Order Carnivora—Superfamily Pinnipedia

                                                                                                                               Family Phocidae (earless seals)

                                               Ringed seal ......................   Pusa hispida hispida .......   Alaska .............................    -/-;N         170,000 (Bering Sea and    5,100 (Bearing Sea-U.S.                   1,054
                                                                                                                                                                           Sea of Okhotsk only)—      portion only).
                                                                                                                                                                           2013).
                                               Bearded seal ....................    Erignathus barbatus            Alaska .............................    -/-;N         299,174 (–,273,676,        8,210 ...............................        1.4
                                                                                      nauticus.                                                                            2012) (Bearing Sea—      (Bearing Sea—U.S. por-
                                                                                                                                                                           U.S. portion only).        tion only).
                                                 1 Endangered Species Act (ESA) status: Endangered (E), Threatened (T)/MMPA status: Depleted (D). A dash (-) indicates that the species is not listed under the
                                               ESA or designated as depleted under the MMPA. Under the MMPA, a strategic stock is one for which the level of direct human-caused mortality exceeds PBR or
                                               which is determined to be declining and likely to be listed under the ESA within the foreseeable future. Any species or stock listed under the ESA is automatically
                                               designated under the MMPA as depleted and as a strategic stock.
                                                 2 NMFS marine mammal stock assessment reports online at: www.nmfs.noaa.gov/pr/sars/. CV is coefficient of variation; N
                                                                                                                                                                            min is the minimum estimate of stock
                                               abundance. In some cases, CV is not applicable [explain if this is the case]
                                                 3 These values, found in NMFS’s SARs, represent annual levels of human-caused mortality plus serious injury from all sources combined (e.g., commercial fish-
                                               eries, ship strike). Annual M/SI often cannot be determined precisely and is in some cases presented as a minimum value or range. A CV associated with estimated
                                               mortality due to commercial fisheries is presented in some cases.
                                                 Note: Italicized species are not expected to be taken or proposed for authorization.



                                               Ringed Seal                                                         availability bias, and did not include                           mortality is considerably less than the
                                                                                                                   ringed seals in the shorefast ice zone,                          PBR, the stock is not likely to be
                                                  Ringed seals are found in seasonally                             which were surveyed using a different                            declining due to direct human actions
                                               and permanently ice-covered waters of                               method. Thus, the actual number of                               (e.g. subsistence hunting) and the stock
                                               the Northern Hemisphere (North                                      ringed seals in the U.S. sector of the                           is not listed under the MMPA as
                                               Atlantic Marine Mammal Commission                                   Bering Sea is likely much higher,                                strategic. Note, however, that other non-
                                               2004). The Alaska stock of ringed seals                             perhaps by a factor of two or more.                              anthropogenic factors (e.g. disease,
                                               is found in the study area. Though a                                Using data from surveys by Bengtson et                           decline is sea ice coverage) may
                                               reliable population estimate for the                                al. (2005) and Frost et al. (2004) in the                        influence overall stock abundance and
                                               entire Alaska stock is not available,                               late 1990s and 2000, Kelly et al. (2010)                         population trends.
                                               research programs have recently                                     estimated the total population in the                               Throughout their range, ringed seals
                                               developed new survey methods and                                    Alaska Chukchi and Beaufort seas to be                           have an affinity for ice-covered waters
                                               partial, but useful, abundance estimates.                           at least 300,000 ringed seals (Muto et al.,                      and are well adapted to occupying both
                                               In spring of 2012 and 2013, U.S. and                                2017). This is likely an underestimate                           shore-fast and pack ice (Kelly 1988b).
                                               Russian researchers conducted aerial                                since the Beaufort Sea surveys were                              Ringed seals can be found further
                                               abundance and distribution surveys of                               limited to within 40 km of shore.                                offshore than other pinnipeds since they
                                               the entire Bering Sea and Sea of                                    Current and reliable data on trends in                           can maintain breathing holes in ice
                                               Okhotsk (Moreland et al., 2013). The                                population abundance for the Alaska                              thickness greater than 2 m (Smith and
                                               data from these image-based surveys are                             stock of ringed seals are unavailable. A                         Stirling 1975). Breathing holes are
                                               still being analyzed, but Conn et al.                               minimum population estimate (Nmin)                               maintained by ringed seals’ sharp teeth
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                                               (2014), using a very limited sub-sample                             and PBR value are also unavailable. A                            and claws on their fore flippers. They
                                               of the data collected from the U.S.                                 PBR for only those ringed seals in the                           remain in contact with ice most of the
                                               portion of the Bering Sea in 2012,                                  U.S. portion of the Bering Sea is 5,100                          year and use it as a platform for molting
                                               calculated an abundance estimate of                                 ringed seals. The total estimated annual                         in late spring to early summer, for
                                               about 170,000 ringed seals in the U.S.                              level of human-caused mortality and                              pupping and nursing in late winter to
                                               EEZ of the Bering Sea in late April. This                           serious injury is 1,062 (Muto et al.,                            early spring, and for resting at other
                                               estimate does did not account for                                   2016). Since the level of human-caused                           times of the year.


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                                                                           Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices                                         48687

                                                  Ringed seals have at least two distinct              for ringed seals in the subnivean period              behavioral response data, audiograms
                                               types of subnivean lairs: haul-out lairs                (using shorefast ice); the size of the                derived using auditory evoked potential
                                               and birthing lairs (Smith and Stirling                  home ranges varied from less than 1 up                techniques, anatomical modeling, and
                                               1975). Haul-out lairs are typically                     to 27.9 km2; (median is 0.62 km2 for                  other data. Note that no direct
                                               single-chambered and offer protection                   adult males and 0.65 km2 for adult                    measurements of hearing ability have
                                               from predators and cold weather.                        females). Most (94 percent) of the home               been successfully completed for
                                               Birthing lairs are larger, multi-                       ranges were less than 3 km2 during the                mysticetes (i.e., low-frequency
                                               chambered areas that are used for                       subnivean period (Kelly et al., 2010).                cetaceans). Subsequently, NMFS (2016)
                                               pupping in addition to protection from                  Near large polynyas, ringed seals                     described generalized hearing ranges for
                                               predators. Ringed seal populations pup                  maintain ranges up to 7,000 km2 during                these marine mammal hearing groups.
                                               on both land-fast ice as well as stable                 winter and 2,100 km2 during spring                    Generalized hearing ranges were chosen
                                               pack ice. Lentfer (1972) found that                     (Born et al., 2004). Some adult ringed                based on the approximately 65 dB
                                               ringed seals north of Barrow, Alaska                    seals return to the same small home                   threshold from the normalized
                                               (west of the ice camp), build their                     ranges they occupied during the                       composite audiograms, with the
                                               subnivean lairs on the pack ice near                    previous winter (Kelly et al., 2010). The             exception for lower limits for low-
                                               pressure ridges. Since subnivean lairs                  size of winter home ranges can,                       frequency cetaceans where the lower
                                               were found north of Barrow, Alaska, in                  however, vary by up to a factor of 10                 bound was deemed to be biologically
                                               pack ice, they are also assumed to be                   depending on the amount of fast ice;                  implausible and the lower bound from
                                               found within the sea ice in the ice camp                seal movements were more restricted                   Southall et al. (2007) retained. The
                                               proposed action area. Ringed seals                      during winters with extensive fast ice,               functional groups and the associated
                                               excavate subnivean lairs in drifts over                 and were much less restricted where                   frequencies are indicated below (note
                                               their breathing holes in the ice, in                    fast ice did not form at high levels.                 that these frequency ranges correspond
                                               which they rest, give birth, and nurse                  Ringed seals may occur within the study               to the range for the composite group,
                                               their pups for 5–9 weeks during late                    area throughout the year and during the               with the entire range not necessarily
                                               winter and spring (Chapskii 1940;                       proposed action.                                      reflecting the capabilities of every
                                               McLaren 1958; Smith and Stirling                           In general, ringed seals prey on fish              species within that group):
                                               1975). Snow depths of at least 50–65                    and crustaceans. Ringed seals are                        • Low-frequency cetaceans
                                               centimeters (cm) are required for                       known to consume up to 72 different                   (mysticetes): Generalized hearing is
                                               functional birth lairs (Kelly 1988a;                    species in their diet; their preferred prey           estimated to occur between
                                               Lydersen 1998; Lydersen and Gjertz                      species is the polar cod (Jefferson et al.,           approximately 7 Hz and 35 kHz, with
                                               1986; Smith and Stirling 1975), and                     2008). Ringed seals also prey upon a                  best hearing estimated to be from 100
                                               such depths typically are found only                    variety of other members of the cod                   Hz to 8 kHz;
                                               where 20–30 cm or more of snow has                      family, including Arctic cod (Holst et                   • Mid-frequency cetaceans (larger
                                               accumulated on flat ice and then drifted                al., 2001) and saffron cod, with the latter           toothed whales, beaked whales, and
                                               along pressure ridges or ice hummocks                   being particularly important during the               most delphinids): Generalized hearing is
                                               (Hammill 2008; Lydersen et al., 1990;                   summer months in Alaskan waters                       estimated to occur between
                                               Lydersen and Ryg 1991; Smith and                        (Lowry et al., 1980). Invertebrate prey               approximately 150 Hz and 160 kHz,
                                               Lydersen 1991). Ringed seals are born                   seems to become prevalent in the ringed               with best hearing from 10 to less than
                                               beginning in March, but the majority of                 seals diet during the open-water season               100 kHz;
                                                                                                       and often dominates the diet of young                    • High-frequency cetaceans
                                               births occur in early April. About a
                                                                                                       animals (Holst et al., 2001; Lowry et al.,            (porpoises, river dolphins, and members
                                               month after parturition, mating begins
                                                                                                       1980). Large amphipods (e.g., Themisto                of the genera Kogia and
                                               in late April and early May.
                                                                                                       libellula), krill (e.g., Thysanoessa                  Cephalorhynchus; including two
                                                  In Alaskan waters, during winter and                 inermis), mysids (e.g., Mysis oculata),               members of the genus Lagenorhynchus,
                                               early spring when sea ice is at its                     shrimps (e.g., Pandalus spp., Eualus                  on the basis of recent echolocation data
                                               maximal extent, ringed seals are                        spp., Lebbeus polaris, and Crangon                    and genetic data): Generalized hearing is
                                               abundant in the northern Bering Sea,                    septemspinosa), and cephalopods (e.g.,                estimated to occur between
                                               Norton and Kotzebue Sounds, and                         Gonatus spp.) are also consumed by                    approximately 275 Hz and 160 kHz;
                                               throughout the Chukchi and Beaufort                     ringed seals.                                            • Pinnipeds in water; Phocidae (true
                                               Seas (Frost 1985; Kelly 1988b) and,                                                                           seals): Generalized hearing is estimated
                                               therefore, are found in the study area                  Marine Mammal Hearing
                                                                                                                                                             to occur between approximately 50 Hz
                                               (Figure 2–1 in Application). Passive                      Hearing is the most important sensory               to 86 kHz, with best hearing between 1–
                                               acoustic monitoring of ringed seals from                modality for marine mammals                           50 kHz;
                                               a high frequency recording package                      underwater, and exposure to                              • Pinnipeds in water; Otariidae (eared
                                               deployed at a depth of 240 m in the                     anthropogenic sound can have                          seals): Generalized hearing is estimated
                                               Chukchi Sea 120 km north- northwest of                  deleterious effects. To appropriately                 to occur between 60 Hz and 39 kHz,
                                               Barrow, Alaska, detected ringed seals in                assess the potential effects of exposure              with best hearing between 2–48 kHz.
                                               the area between mid- December and                      to sound, it is necessary to understand                  The pinniped functional hearing
                                               late May over the four year study (Jones                the frequency ranges marine mammals                   group was modified from Southall et al.
                                               et al., 2014). With the onset of the fall               are able to hear. Current data indicate               (2007) on the basis of data indicating
                                               freeze, ringed seal movements become                    that not all marine mammal species                    that phocid species have consistently
                                               increasingly restricted and seals will                  have equal hearing capabilities (e.g.,                demonstrated an extended frequency
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                                               either move west and south with the                     Richardson et al., 1995; Wartzok and                  range of hearing compared to otariids,
                                               advancing ice pack with many seals                      Ketten, 1999; Au and Hastings, 2008).                 especially in the higher frequency range
                                               dispersing throughout the Chukchi and                   To reflect this, Southall et al. (2007)               (Hemilä et al., 2006; Kastelein et al.,
                                               Bering Seas, or remain in the Beaufort                  recommended that marine mammals be                    2009b; Reichmuth and Holt, 2013).
                                               Sea (Crawford et al., 2012; Frost and                   divided into functional hearing groups                   For more detail concerning these
                                               Lowry 1984; Harwood et al., 2012).                      based on directly measured or estimated               groups and associated frequency ranges,
                                               Kelly et al, (2010) tracked home ranges                 hearing ranges on the basis of available              please see NMFS (2016) for a review of


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                                               48688                       Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices

                                               available information. As noted                         (referenced to 1 mPa). The received level             caused by thermal, wind, drift and
                                               previously a single phocid species,                     is the sound level at the listener’s                  current stresses (Roth et al., 2012).
                                               ringed seal, has the reasonable potential               position. Note that all underwater sound                 • Precipitation: Sound from rain and
                                               to co-occur with the proposed survey                    levels in this document are referenced                hail impacting the water surface can
                                               activities.                                             to a pressure of 1 mPa and all airborne               become an important component of total
                                               Potential Effects of Specified Activities               sound levels in this document are                     noise at frequencies above 500 Hz, and
                                               on Marine Mammals and Their Habitat                     referenced to a pressure of 20 mPa.                   possibly down to 100 Hz during quiet
                                                                                                          Root mean square (rms) is the                      times. In the ice-covered study area,
                                                  This section includes a summary and                  quadratic mean sound pressure over the                precipitation is unlikely to impact
                                               discussion of the ways that components                  duration of an impulse. RMS is                        ambient sound.
                                               of the specified activity may impact                    calculated by squaring all of the sound                  • Biological: Marine mammals can
                                               marine mammals and their habitat. The                   amplitudes, averaging the squares, and                contribute significantly to ambient noise
                                               ‘‘Estimated Take by Incidental                          then taking the square root of the                    levels, as can some fish and shrimp. The
                                               Harassment’’ section later in this                      average (Urick 1983). Rms accounts for                frequency band for biological
                                               document will include a quantitative                    both positive and negative values;                    contributions is from approximately 12
                                               analysis of the number of individuals                   squaring the pressures makes all values               Hz to over 100 kHz.
                                               that are expected to be taken by this                   positive so that they may be accounted                   • Anthropogenic: Sources of ambient
                                               activity. The ‘‘Negligible Impact                       for in the summation of pressure levels               noise related to human activity include
                                               Analysis and Determination’’ section                    (Hastings and Popper 2005). This                      transportation (surface vessels and
                                               considers the content of this section, the              measurement is often used in the                      aircraft), dredging and construction, oil
                                               ‘‘Estimated Take by Incidental                          context of discussing behavioral effects,             and gas drilling and production, seismic
                                               Harassment’’ section, and the ‘‘Proposed                in part because behavioral effects,                   surveys, sonar, explosions, and ocean
                                               Mitigation’’ section, to draw                           which often result from auditory cues,                acoustic studies. Shipping noise
                                               conclusions regarding the likely impacts                may be better expressed through                       typically dominates the total ambient
                                               of these activities on the reproductive
                                                                                                       averaged units than by peak pressures.                noise for frequencies between 20 and
                                               success or survivorship of individuals
                                                                                                          When underwater objects vibrate or                 300 Hz. In general, the frequencies of
                                               and how those impacts on individuals
                                                                                                       activity occurs, sound-pressure waves                 anthropogenic sounds are below 1 kHz
                                               are likely to impact marine mammal
                                                                                                       are created. These waves alternately                  and, if higher frequency sound levels
                                               species or stocks.
                                                                                                       compress and decompress the water as                  are created, they attenuate rapidly
                                               Description of Sound Sources                            the sound wave travels. Underwater                    (Richardson et al., 1995). Sound from
                                                  Here, we first provide background                    sound waves radiate in all directions                 identifiable anthropogenic sources other
                                               information on marine mammal hearing                    away from the source (similar to ripples              than the activity of interest (e.g., a
                                               before discussing the potential effects of              on the surface of a pond), except in                  passing vessel) is sometimes termed
                                               the use of active acoustic sources on                   cases where the source is directional.                background sound, as opposed to
                                               marine mammals.                                         The compressions and decompressions                   ambient sound. Anthropogenic sources
                                                  Sound travels in waves, the basic                    associated with sound waves are                       are unlikely to significantly contribute
                                               components of which are frequency,                      detected as changes in pressure by                    to ambient underwater noise during the
                                               wavelength, velocity, and amplitude.                    aquatic life and man-made sound                       late winter and early spring in the study
                                               Frequency is the number of pressure                     receptors such as hydrophones.                        area as most anthropogenic activities
                                               waves that pass by a reference point per                   Even in the absence of sound from the              will not be active due to ice cover (e.g.
                                               unit of time and is measured in hertz                   specified activity, the underwater                    seismic surveys, shipping) (Roth et al.,
                                               (Hz) or cycles per second. Wavelength is                environment is typically loud due to                  2012).
                                               the distance between two peaks of a                     ambient sound. Ambient sound is                          The sum of the various natural and
                                               sound wave; lower frequency sounds                      defined as environmental background                   anthropogenic sound sources at any
                                               have longer wavelengths than higher                     sound levels lacking a single source or               given location and time—which
                                               frequency sounds and attenuate                          point (Richardson et al.,1995), and the               comprise ‘‘ambient’’ or ‘‘background’’
                                               (decrease) more rapidly in shallower                    sound level of a region is defined by the             sound—depends not only on the source
                                               water. Amplitude is the height of the                   total acoustical energy being generated               levels (as determined by current
                                               sound pressure wave or the ‘loudness’                   by known and unknown sources. These                   weather conditions and levels of
                                               of a sound and is typically measured                    sources may include physical (e.g.,                   biological and shipping activity) but
                                               using the decibel (dB) scale. A dB is the               waves, earthquakes, ice, atmospheric                  also on the ability of sound to propagate
                                               ratio between a measured pressure (with                 sound), biological (e.g., sounds                      through the environment. In turn, sound
                                               sound) and a reference pressure (sound                  produced by marine mammals, fish, and                 propagation is dependent on the
                                               at a constant pressure, established by                  invertebrates), and anthropogenic sound               spatially and temporally varying
                                               scientific standards). It is a logarithmic              (e.g., vessels, dredging, aircraft,                   properties of the water column and sea
                                               unit that accounts for large variations in              construction). A number of sources                    floor, and is frequency-dependent. As a
                                               amplitude; therefore, relatively small                  contribute to ambient sound, including                result of the dependence on a large
                                               changes in dB ratings correspond to                     the following (Richardson et al., 1995):              number of varying factors, ambient
                                               large changes in sound pressure. When                      • Wind and waves: The complex                      sound levels can be expected to vary
                                               referring to sound pressure levels (SPLs;               interactions between wind and water                   widely over both coarse and fine spatial
                                               the sound force per unit area), sound is                surface, including processes such as                  and temporal scales. Sound levels at a
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                                               referenced in the context of underwater                 breaking waves and wave-induced                       given frequency and location can vary
                                               sound pressure to 1 microPascal (mPa).                  bubble oscillations and cavitation, are a             by 10–20 dB from day to day
                                               One pascal is the pressure resulting                    main source of naturally occurring                    (Richardson et al., 1995). The result is
                                               from a force of one newton exerted over                 ambient noise for frequencies between                 that, depending on the source type and
                                               an area of one square meter. The source                 200 Hz and 50 kHz (Mitson, 1995).                     its intensity, sound from the specified
                                               level (SL) represents the sound level at                Under sea ice, noise generated by ice                 activity may be a negligible addition to
                                               a distance of 1 m from the source                       deformation and ice fracturing may be                 the local environment or could form a


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                                                                           Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices                                          48689

                                               distinctive signal that may affect marine               advanced sonar systems use multiple                   TTS could cause PTS. In severe cases of
                                               mammals.                                                receivers to listen to echoes from several            PTS, there can be total or partial
                                                  Underwater sounds fall into one of                   directions simultaneously and provide                 deafness, while in most cases the animal
                                               two general sound types: Pulsed and                     efficient detection of both direction and             has an impaired ability to hear sounds
                                               non-pulsed (defined in the following                    distance. In general, when sonar is in                in specific frequency ranges (Kryter
                                               paragraphs). The distinction between                    use, the sonar ‘pings’ occur at intervals,            1985).
                                               these two sound types is important                      referred to as a duty cycle, and the                     When PTS occurs, there is physical
                                               because they have differing potential to                signals themselves are very short in                  damage to the sound receptors in the ear
                                               cause physical effects, particularly with               duration. For example, sonar that emits               (i.e., tissue damage), whereas TTS
                                               regard to hearing (e.g., Ward, 1997 in                  a 1-second ping every 10 seconds has a                represents primarily tissue fatigue and
                                               Southall et al., 2007). Please see                      10 percent duty cycle. The Navy’s most                is reversible (Southall et al., 2007). In
                                               Southall et al., (2007) for an in-depth                 powerful hull-mounted mid-frequency                   addition, other investigators have
                                               discussion of these concepts.                           sonar source typically emits a 1-second               suggested that TTS is within the normal
                                                  Pulsed sound sources (e.g.,                          ping every 50 seconds representing a 2                bounds of physiological variability and
                                               explosions, gunshots, sonic booms,                      percent duty cycle. The Navy utilizes                 tolerance and does not represent
                                               impact pile driving) produce signals                    sonar systems and other acoustic                      physical injury (e.g., Ward, 1997).
                                               that are brief (typically considered to be              sensors in support of a variety of                    Therefore, NMFS does not consider TTS
                                               less than one second), broadband, atonal                mission requirements.                                 to constitute auditory injury.
                                               transients (ANSI 1986; Harris 1998;                                                                              Relationships between TTS and PTS
                                               NIOSH 1998; ISO 2003; ANSI 2005) and                    Acoustic Impacts                                      thresholds have not been studied in
                                               occur either as isolated events or                         Please refer to the information given              marine mammals—PTS data exists only
                                               repeated in some succession. Pulsed                     previously regarding sound,                           for a single harbor seal (Kastak et al.,
                                               sounds are all characterized by a                       characteristics of sound types, and                   2008)—but are assumed to be similar to
                                               relatively rapid rise from ambient                      metrics used in this document.                        those in humans and other terrestrial
                                               pressure to a maximal pressure value                    Anthropogenic sounds cover a broad                    mammals. PTS typically occurs at
                                               followed by a rapid decay period that                   range of frequencies and sound levels                 exposure levels at least several decibels
                                               may include a period of diminishing,                    and can have a range of highly variable               above (a 40-dB threshold shift
                                               oscillating maximal and minimal                         impacts on marine life, from none or                  approximates PTS onset; e.g., Kryter et
                                               pressures, and generally have an                        minor to potentially severe responses,                al., 1966; Miller, 1974) that inducing
                                               increased capacity to induce physical                   depending on received levels, duration                mild TTS (a 6-dB threshold shift
                                               injury as compared with sounds that                     of exposure, behavioral context, and                  approximates TTS onset; e.g., Southall
                                               lack these features. There are no pulsed                various other factors. The potential                  et al., 2007). Based on data from
                                               sound sources associated with any                       effects of underwater sound from active               terrestrial mammals, a precautionary
                                               planned ICEX18 activities.                              acoustic sources can potentially result               assumption is that the PTS thresholds
                                                  Non-pulsed sounds can be tonal,                      in one or more of the following:                      for impulse sounds (such as impact pile
                                               narrowband, or broadband, brief or                      temporary or permanent hearing                        driving pulses as received close to the
                                               prolonged, and may be either                            impairment, non-auditory physical or                  source) are at least six dB higher than
                                               continuous or non-continuous (ANSI                      physiological effects, behavioral                     the TTS threshold on a peak-pressure
                                               1995; NIOSH 1998). Some of these non-                   disturbance, stress, and masking                      basis and PTS cumulative sound
                                               pulsed sounds can be transient signals                  (Richardson et al., 1995; Gordon et al.,              exposure level thresholds are 15 to 20
                                               of short duration but without the                       2004; Nowacek et al., 2007; Southall et               dB higher than TTS cumulative sound
                                               essential properties of pulses (e.g., rapid             al., 2007; Gotz et al., 2009). The degree             exposure level thresholds (Southall et
                                               rise time). Examples of non-pulsed                      of effect is intrinsically related to the             al., 2007).
                                               sounds include those produced by                        signal characteristics, received level,                  Temporary threshold shift—TTS is
                                               vessels, aircraft, machinery operations                 distance from the source, and duration                the mildest form of hearing impairment
                                               such as drilling or dredging, vibratory                 of the sound exposure. In general,                    that can occur during exposure to sound
                                               pile driving, and active sonar systems                  sudden, high level sounds can cause                   (Kryter, 1985). While experiencing TTS,
                                               such as those planned for use by the                    hearing loss, as can longer exposures to              the hearing threshold rises, and a sound
                                               U.S. Navy as part of the proposed                       lower level sounds. Temporary or                      must be at a higher level in order to be
                                               action. The duration of such sounds, as                 permanent loss of hearing will occur                  heard. In terrestrial and marine
                                               received at a distance, can be greatly                  almost exclusively for noise within an                mammals, TTS can last from minutes or
                                               extended in a highly reverberant                        animal’s hearing range. In this section,              hours to days (in cases of strong TTS).
                                               environment.                                            we first describe specific manifestations             In many cases, hearing sensitivity
                                                  Modern sonar technology includes a                   of acoustic effects before providing                  recovers rapidly after exposure to the
                                               variety of sonar sensor and processing                  discussion specific to the proposed                   sound ends.
                                               systems. In concept, the simplest active                activities in the next section.                          Marine mammal hearing plays a
                                               sonar emits sound waves, or ‘‘pings,’’                     Permanent Threshold Shift—Marine                   critical role in communication with
                                               sent out in multiple directions, and the                mammals exposed to high-intensity                     conspecifics, and interpretation of
                                               sound waves then reflect off of the target              sound, or to lower-intensity sound for                environmental cues for purposes such
                                               object in multiple directions. The sonar                prolonged periods, can experience                     as predator avoidance and prey capture.
                                               source calculates the time it takes for                 hearing threshold shift (TS), which is                Depending on the degree (elevation of
                                               the reflected sound waves to return; this               the loss of hearing sensitivity at certain            threshold in dB), duration (i.e., recovery
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                                               calculation determines the distance to                  frequency ranges (Finneran 2015). TS                  time), and frequency range of TTS, and
                                               the target object. More sophisticated                   can be permanent (PTS), in which case                 the context in which it is experienced,
                                               active sonar systems emit a ping and                    the loss of hearing sensitivity is not                TTS can have effects on marine
                                               then rapidly scan or listen to the sound                fully recoverable, or (TTS, in which case             mammals ranging from discountable to
                                               waves in a specific area. This provides                 the animal’s hearing threshold would                  serious. For example, a marine mammal
                                               both distance to the target and                         recover over time (Southall et al., 2007).            may be able to readily compensate for
                                               directional information. Even more                      Repeated sound exposure that leads to                 a brief, relatively small amount of TTS


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                                               48690                       Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices

                                               in a non-critical frequency range that                  involving marine mammal behavioral                       Changes in dive behavior can vary
                                               occurs during a time where ambient                      responses to sound.                                   widely, and may consist of increased or
                                               noise is lower and there are not as many                   Habituation can occur when an                      decreased dive times and surface
                                               competing sounds present.                               animal’s response to a stimulus wanes                 intervals as well as changes in the rates
                                               Alternatively, a larger amount and                      with repeated exposure, usually in the                of ascent and descent during a dive (e.g.,
                                               longer duration of TTS sustained during                 absence of unpleasant associated events               Frankel and Clark 2000; Costa et al.,
                                               time when communication is critical for                 (Wartzok et al., 2003). Animals are most              2003; Ng and Leung, 2003; Nowacek et
                                               successful mother/calf interactions                     likely to habituate to sounds that are                al., 2004; Goldbogen et al., 2013).
                                               could have more serious impacts.                        predictable and unvarying. It is                      Variations in dive behavior may reflect
                                                  Currently, TTS data only exist for four              important to note that habituation is                 interruptions in biologically significant
                                               species of cetaceans (bottlenose dolphin                appropriately considered as a                         activities (e.g., foraging) or they may be
                                               (Tursiops truncatus), beluga whale                      ‘‘progressive reduction in response to                of little biological significance. The
                                               (Delphinapterus leucas), harbor                         stimuli that are perceived as neither                 impact of an alteration to dive behavior
                                               porpoise, and Yangtze finless porpoise                  aversive nor beneficial,’’ rather than as,            resulting from an acoustic exposure
                                               (Neophocoena asiaeorientalis)) and                      more generally, moderation in response                depends on what the animal is doing at
                                               three species of pinnipeds (northern                    to human disturbance (Bejder et al.,                  the time of the exposure and the type
                                               elephant seal (Mirounga angustirostris),                2009). The opposite process is                        and magnitude of the response.
                                               harbor seal, and California sea lion                    sensitization, when an unpleasant                        Disruption of feeding behavior can be
                                               (Zalophus californianus)) exposed to a                  experience leads to subsequent                        difficult to correlate with anthropogenic
                                               limited number of sound sources (i.e.,                  responses, often in the form of                       sound exposure, so it is usually inferred
                                               mostly tones and octave-band noise) in                  avoidance, at a lower level of exposure.              by observed displacement from known
                                               laboratory settings (Finneran 2015). In                 As noted, behavioral state may affect the             foraging areas, the appearance of
                                               general, harbor seals and harbor                        type of response. For example, animals                secondary indicators (e.g., bubble nets
                                               porpoises have a lower TTS onset than                   that are resting may show greater                     or sediment plumes), or changes in dive
                                               other measured pinniped or cetacean                     behavioral change in response to                      behavior. As for other types of
                                               species. Additionally, the existing                     disturbing sound levels than animals                  behavioral response, the frequency,
                                               marine mammal TTS data come from a                      that are highly motivated to remain in                duration, and temporal pattern of signal
                                               limited number of individuals within                    an area for feeding (Richardson et al.                presentation, as well as differences in
                                               these species. There are no data                                                                              species sensitivity, are likely
                                                                                                       1995; NRC 2003; Wartzok et al. 2003).
                                               available on noise-induced hearing loss                                                                       contributing factors to differences in
                                                                                                       Controlled experiments with captive
                                               for mysticetes. For summaries of data on                                                                      response in any given circumstance
                                                                                                       marine mammals have showed
                                               TTS in marine mammals or for further                                                                          (e.g., Croll et al., 2001; Nowacek et al.;
                                                                                                       pronounced behavioral reactions,
                                               discussion of TTS onset thresholds,                                                                           2004; Madsen et al., 2006; Yazvenko et
                                                                                                       including avoidance of loud sound
                                               please see Southall et al. (2007),                                                                            al., 2007). A determination of whether
                                                                                                       sources (Ridgway et al. 1997; Finneran
                                               Finneran and Jenkins (2012), and                                                                              foraging disruptions incur fitness
                                                                                                       et al. 2003). Observed responses of wild
                                               Finneran et al. (2015).                                                                                       consequences would require
                                                  Behavioral effects—Behavioral                        marine mammals to loud pulsed sound
                                                                                                                                                             information on or estimates of the
                                               disturbance may include a variety of                    sources (typically seismic airguns or
                                                                                                                                                             energetic requirements of the affected
                                               effects, including subtle changes in                    acoustic harassment devices) have been                individuals and the relationship
                                               behavior (e.g., minor or brief avoidance                varied but often consist of avoidance                 between prey availability, foraging effort
                                               of an area or changes in vocalizations),                behavior or other behavioral changes                  and success, and the life history stage of
                                               more conspicuous changes in similar                     suggesting discomfort (Morton and                     the animal.
                                               behavioral activities, and more                         Symonds 2002; see also Richardson et                     Variations in respiration naturally
                                               sustained and/or potentially severe                     al., 1995; Nowacek et al., 2007).                     vary with different behaviors and
                                               reactions, such as displacement from or                    Available studies show wide variation              alterations to breathing rate as a
                                               abandonment of high-quality habitat.                    in response to underwater sound;                      function of acoustic exposure can be
                                               Behavioral responses to sound are                       therefore, it is difficult to predict                 expected to co-occur with other
                                               highly variable and context-specific and                specifically how any given sound in a                 behavioral reactions, such as a flight
                                               any reactions depend on numerous                        particular instance might affect marine               response or an alteration in diving.
                                               intrinsic and extrinsic factors (e.g.,                  mammals perceiving the signal. If a                   However, respiration rates in and of
                                               species, state of maturity, experience,                 marine mammal does react briefly to an                themselves may be representative of
                                               current activity, reproductive state,                   underwater sound by changing its                      annoyance or an acute stress response.
                                               auditory sensitivity, time of day), as                  behavior or moving a small distance, the              Various studies have shown that
                                               well as the interplay between factors                   impacts of the change are unlikely to be              respiration rates may either be
                                               (e.g., Richardson et al., 1995; Wartzok et              significant to the individual, let alone              unaffected or could increase, depending
                                               al., 2003; Southall et al., 2007; Weilgart,             the stock or population. However, if a                on the species and signal characteristics,
                                               2007; Archer et al., 2010). Behavioral                  sound source displaces marine                         again highlighting the importance in
                                               reactions can vary not only among                       mammals from an important feeding or                  understanding species differences in the
                                               individuals but also within an                          breeding area for a prolonged period,                 tolerance of underwater noise when
                                               individual, depending on previous                       impacts on individuals and populations                determining the potential for impacts
                                               experience with a sound source,                         could be significant (e.g., Lusseau and               resulting from anthropogenic sound
                                               context, and numerous other factors                     Bejder 2007; Weilgart 2007; NRC 2003).                exposure (e.g., Kastelein et al., 2001,
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                                               (Ellison et al., 2012), and can vary                    However, there are broad categories of                2005b, 2006; Gailey et al., 2007).
                                               depending on characteristics associated                 potential response, which we describe                    Marine mammals vocalize for
                                               with the sound source (e.g., whether it                 in greater detail here, that include                  different purposes and across multiple
                                               is moving or stationary, number of                      alteration of dive behavior, alteration of            modes, such as whistling, echolocation
                                               sources, distance from the source).                     foraging behavior, effects to breathing,              click production, calling, and singing.
                                               Please see Appendices B–C of Southall                   interference with or alteration of                    Changes in vocalization behavior in
                                               et al. (2007) for a review of studies                   vocalization, avoidance, and flight.                  response to anthropogenic noise can


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                                               occur for any of these modes and may                       Behavioral disturbance can also                    moderate change in movement, brief
                                               result from a need to compete with an                   impact marine mammals in more subtle                  shift in group distribution, or moderate
                                               increase in background noise or may                     ways. Increased vigilance may result in               change in vocal behavior) or lower; the
                                               reflect increased vigilance or a startle                costs related to diversion of focus and               remaining response was ranked as a 6
                                               response. For example, in the presence                  attention (i.e., when a response consists             (defined as minor or moderate
                                               of potentially masking signals,                         of increased vigilance, it may come at                avoidance of the sound source).
                                               humpback whales and killer whales                       the cost of decreased attention to other              Additional data on hooded seals
                                               have been observed to increase the                      critical behaviors such as foraging or                (Cystophora cristata) indicate avoidance
                                               length of their songs (Miller et al., 2000;             resting). These effects have generally not            responses to signals above 160–170 dB
                                               Fristrup et al., 2003; Foote et al., 2004),             been demonstrated for marine                          re 1 mPa (Kvadsheim et al., 2010), and
                                               while right whales have been observed                   mammals, but studies involving fish                   data on grey (Halichoerus grypus) and
                                               to shift the frequency content of their                 and terrestrial animals have shown that               harbor seals indicate avoidance
                                               calls upward while reducing the rate of                 increased vigilance may substantially                 response at received levels of 135–144
                                               calling in areas of increased                           reduce feeding rates (e.g., Beauchamp                 dB re 1 mPa (Götz et al., 2010). In each
                                               anthropogenic noise (Parks et al.,                      and Livoreil,1997; Fritz et al., 2002;                instance where food was available,
                                               2007b). In some cases, animals may                      Purser and Radford 2011). In addition,                which provided the seals motivation to
                                               cease sound production during                           chronic disturbance can cause                         remain near the source, habituation to
                                               production of aversive signals (Bowles                  population declines through reduction                 the signals occurred rapidly. In the same
                                               et al., 1994).                                          of fitness (e.g., decline in body                     study, it was noted that habituation was
                                                  Avoidance is the displacement of an                  condition) and subsequent reduction in                not apparent in wild seals where no
                                               individual from an area or migration                    reproductive success, survival, or both               food source was available (Götz et al.
                                               path as a result of the presence of a                   (e.g., Harrington and Veitch 1992; Daan               2010). This implies that the motivation
                                               sound or other stressors, and is one of                 et al., 1996; Bradshaw et al., 1998).                 of the animal is necessary to consider in
                                               the most obvious manifestations of                      However, Ridgway et al. (2006) reported               determining the potential for a reaction.
                                               disturbance in marine mammals                           that increased vigilance in bottlenose                In one study aimed to investigate the
                                               (Richardson et al., 1995). For example,                 dolphins exposed to sound over a five-                under-ice movements and sensory cues
                                               gray whales are known to change                         day period did not cause any sleep                    associated with under-ice navigation of
                                               direction—deflecting from customary                     deprivation or stress effects.                        ice seals, acoustic transmitters (60–69
                                                                                                          Many animals perform vital functions,              kHz at 159 dB re 1 mPa at 1 m) were
                                               migratory paths—in order to avoid noise
                                                                                                       such as feeding, resting, traveling, and              attached to ringed seals (Wartzok et al.,
                                               from seismic surveys (Malme et al.,
                                                                                                       socializing, on a diel cycle (24-hour                 1992a; Wartzok et al., 1992b). An
                                               1984). Avoidance may be short-term,
                                                                                                       cycle). Disruption of such functions                  acoustic tracking system then was
                                               with animals returning to the area once
                                                                                                       resulting from reactions to stressors                 installed in the ice to receive the
                                               the noise has ceased (e.g., Bowles et al.,
                                                                                                       such as sound exposure are more likely                acoustic signals and provide real-time
                                               1994; Goold, 1996; Morton and
                                                                                                       to be significant if they last more than              tracking of ice seal movements.
                                               Symonds, 2002; Gailey et al., 2007).
                                                                                                       one diel cycle or recur on subsequent                 Although the frequencies used in this
                                               Longer-term displacement is possible,
                                                                                                       days (Southall et al., 2007).                         study are at the upper limit of ringed
                                               however, which may lead to changes in
                                                                                                       Consequently, a behavioral response                   seal hearing, the ringed seals appeared
                                               abundance or distribution patterns of                   lasting less than one day and not                     unaffected by the acoustic
                                               the affected species in the affected                    recurring on subsequent days is not                   transmissions, as they were able to
                                               region if habituation to the presence of                considered particularly severe unless it              maintain normal behaviors (e.g., finding
                                               the sound does not occur (e.g.,                         could directly affect reproduction or                 breathing holes).
                                               Blackwell et al., 2004; Bejder et al.,                  survival (Southall et al., 2007). Note that              Seals exposed to non-impulsive
                                               2006).                                                  there is a difference between multi-day               sources with a received sound pressure
                                                  A flight response is a dramatic change               substantive behavioral reactions and                  level within the range of calculated
                                               in normal movement to a directed and                    multi-day anthropogenic activities. For               exposures, (142–193 dB re 1 mPa), have
                                               rapid movement away from the                            example, just because an activity lasts               been shown to change their behavior by
                                               perceived location of a sound source.                   for multiple days does not necessarily                modifying diving activity and avoidance
                                               The flight response differs from other                  mean that individual animals are either               of the sound source (Götz et al., 2010;
                                               avoidance responses in the intensity of                 exposed to activity-related stressors for             Kvadsheim et al., 2010). Although a
                                               the response (e.g., directed movement,                  multiple days or, further, exposed in a               minor change to a behavior may occur
                                               rate of travel). Relatively little                      manner resulting in sustained multi-day               as a result of exposure to the sources in
                                               information on flight responses of                      substantive behavioral responses.                     the Proposed Action, these changes
                                               marine mammals to anthropogenic                            For non-impulsive sounds (i.e.,                    would be within the normal range of
                                               signals exist, although observations of                 similar to the sources used during the                behaviors for the animal (e.g., the use of
                                               flight responses to the presence of                     proposed action), data suggest that                   a breathing hole further from the source,
                                               predators have occurred (Connor and                     exposures of pinnipeds to sources                     rather than one closer to the source,
                                               Heithaus 1996). The result of a flight                  between 90 and 140 dB re 1 mPa do not                 would be within the normal range of
                                               response could range from brief,                        elicit strong behavioral responses; no                behavior) (Kelly et al. 1988).
                                               temporary exertion and displacement                     data were available for exposures at                     Adult ringed seals spend up to 20
                                               from the area where the signal provokes                 higher received levels for Southall et al.            percent of the time in subnivean lairs
                                               flight to, in extreme cases, marine                     (2007) to include in the severity scale               during the timeframe of the proposed
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                                               mammal strandings (Evans and England                    analysis. Reactions of harbor seals were              action (Kelly et al., 2010a). Ringed seal
                                               2001). However, it should be noted that                 the only available data for which the                 pups spend about 50 percent of their
                                               response to a perceived predator does                   responses could be ranked on the                      time in the lair during the nursing
                                               not necessarily invoke flight (Ford and                 severity scale. For reactions that were               period (Lydersen and Hammill 1993).
                                               Reeves 2008), and whether individuals                   recorded, the majority (17 of 18                      Ringed seal lairs are typically used by
                                               are solitary or in groups may influence                 individuals/groups) were ranked on the                individual seals (haul-out lairs) or by a
                                               the response.                                           severity scale as a 4 (defined as                     mother with a pup (birthing lairs); large


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                                               lairs used by many seals for hauling out                relatively easily without impacting their             and, more rarely, studied in wild
                                               are rare (Smith and Stirling 1975).                     normal behavior patterns.                             populations (e.g., Romano et al., 2002a).
                                               Although the exact amount of                               Stress responses—An animal’s                       These and other studies lead to a
                                               transmission loss of sound traveling                    perception of a threat may be sufficient              reasonable expectation that some
                                               through ice and snow is unknown, it is                  to trigger stress responses consisting of             marine mammals will experience
                                               clear that sound attenuation would                      some combination of behavioral                        physiological stress responses upon
                                               occur due to the environment itself. Due                responses, autonomic nervous system                   exposure to acoustic stressors and that
                                               to the significant attenuation of sound                 responses, neuroendocrine responses, or               it is possible that some of these would
                                               through the water (ice)/air interface, any              immune responses (e.g., Seyle 1950;                   be classified as ‘‘distress.’’ In addition,
                                               potential sound entering a lair would be                Moberg 2000). In many cases, an                       any animal experiencing TTS would
                                               below the behavioral threshold and                      animal’s first and sometimes most                     likely also experience stress responses
                                               would not result in take. In-air (i.e., in              economical (in terms of energetic costs)              (NRC, 2003).
                                               the subnivean lair), the best hearing                   response is behavioral avoidance of the                  Auditory masking—Sound can
                                               sensitivity for ringed seals has been                   potential stressor. Autonomic nervous                 disrupt behavior through masking, or
                                               documented between 3 and 5 kHz; at                      system responses to stress typically                  interfering with, an animal’s ability to
                                               higher frequencies, the hearing                         involve changes in heart rate, blood                  detect, recognize, or discriminate
                                               threshold rapidly increases (Sills et al.,              pressure, and gastrointestinal activity.              between acoustic signals of interest (e.g.,
                                               2015).                                                  These responses have a relatively short               those used for intraspecific
                                                  If the acoustic transmissions are heard              duration and may or may not have a                    communication and social interactions,
                                               and are perceived as a threat, ringed                   significant long-term effect on an                    prey detection, predator avoidance,
                                               seals within subnivean lairs could react                animal’s fitness.                                     navigation) (Richardson et al., 1995).
                                               to the sound in a similar fashion to their                 Neuroendocrine stress responses often              Masking occurs when the receipt of a
                                               reaction to other threats, such as polar                involve the hypothalamus-pituitary-                   sound is interfered with by another
                                               bears (Ursus maritimus) and Arctic                      adrenal system. Virtually all                         coincident sound at similar frequencies
                                               foxes (Vulpes lagopus), although the                    neuroendocrine functions that are                     and at similar or higher intensity, and
                                               type of sound would be novel to them.                   affected by stress—including immune                   may occur whether the sound is natural
                                               Responses of ringed seals to a variety of               competence, reproduction, metabolism,                 (e.g., snapping shrimp, wind, waves,
                                               human-induced noises (e.g., helicopter                  and behavior—are regulated by pituitary               precipitation) or anthropogenic (e.g.,
                                               noise, snowmobiles, dogs, people, and                   hormones. Stress-induced changes in                   shipping, sonar, seismic exploration) in
                                               seismic activity) have been variable;                   the secretion of pituitary hormones have              origin. The ability of a noise source to
                                               some seals entered the water and some                   been implicated in failed reproduction,               mask biologically important sounds
                                               seals remained in the lair (Kelly et al.,               altered metabolism, reduced immune                    depends on the characteristics of both
                                               1988). However, in all instances in                     competence, and behavioral disturbance                the noise source and the signal of
                                               which observed seals departed lairs in                  (e.g., Moberg, 1987; Blecha, 2000).                   interest (e.g., signal-to-noise ratio,
                                               response to noise disturbance, they                     Increases in the circulation of                       temporal variability, direction), in
                                               subsequently reoccupied the lair (Kelly                 glucocorticoids are also equated with                 relation to each other and to an animal’s
                                               et al., 1988).                                          stress (Romano et al., 2004).                         hearing abilities (e.g., sensitivity,
                                                  Ringed seal mothers have a strong                       The primary distinction between                    frequency range, critical ratios,
                                               bond with their pups and may                            stress (which is adaptive and does not                frequency discrimination, directional
                                               physically move their pups from the                     normally place an animal at risk) and                 discrimination, age or TTS hearing loss),
                                               birth lair to an alternate lair to avoid                ‘‘distress’’ is the cost of the response.             and existing ambient noise and
                                               predation, sometimes risking their lives                During a stress response, an animal uses              propagation conditions.
                                               to defend their pups from potential                     glycogen stores that can be quickly                      Under certain circumstances, marine
                                               predators (Smith 1987). Additionally, it                replenished once the stress is alleviated.            mammals experiencing significant
                                               is not unusual to find up to three birth                In such circumstances, the cost of the                masking could also be impaired from
                                               lairs within 100 m of each other,                       stress response would not pose serious                maximizing their performance fitness in
                                               probably made by the same female seal,                  fitness consequences. However, when                   survival and reproduction. Therefore,
                                               as well as one or more haul-out lairs in                an animal does not have sufficient                    when the coincident (masking) sound is
                                               the immediate area (Smith et al., 1991).                energy reserves to satisfy the energetic              man-made, it may be considered
                                               If a ringed seal mother perceives the                   costs of a stress response, energy                    harassment when disrupting or altering
                                               acoustic transmissions as a threat, the                 resources must be diverted from other                 critical behaviors. It is important to
                                               network of multiple birth and haul-out                  functions. This state of distress will last           distinguish TTS and PTS, which persist
                                               lairs allows the mother and pup to move                 until the animal replenishes its                      after the sound exposure, from masking,
                                               to a new lair (Smith and Hammill 1981;                  energetic reserves sufficient to restore              which occurs during the sound
                                               Smith and Stirling 1975). However, the                  normal function.                                      exposure. Because masking (without
                                               acoustic transmissions are unlike the                      Relationships between these                        resulting in TS) is not associated with
                                               low frequency sounds and vibrations                     physiological mechanisms, animal                      abnormal physiological function, it is
                                               felt from approaching predators.                        behavior, and the costs of stress                     not considered a physiological effect,
                                               Additionally, the acoustic transmissions                responses are well-studied through                    but rather a potential behavioral effect.
                                               are not likely to impede a ringed seal                  controlled experiments and for both                      The frequency range of the potentially
                                               from finding a breathing hole or lair, as               laboratory and free-ranging animals                   masking sound is important in
                                               captive seals have been found to                        (e.g., Holberton et al., 1996; Hood et al.,           determining any potential behavioral
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                                               primarily use vision to locate breathing                1998; Jessop et al., 2003; Krausman et                impacts. For example, low-frequency
                                               holes and no effect to ringed seal vision               al., 2004; Lankford et al., 2005). Stress             signals may have less effect on high-
                                               would occur from the acoustic                           responses due to exposure to                          frequency echolocation sounds
                                               transmissions (Elsner et al., 1989;                     anthropogenic sounds or other stressors               produced by odontocetes but are more
                                               Wartzok et al., 1992a). It is anticipated               and their effects on marine mammals                   likely to affect detection of mysticete
                                               that a ringed seal would be able to                     have also been reviewed (Fair and                     communication calls and other
                                               relocate to a different breathing hole                  Becker, 2000; Romano et al., 2002b)                   potentially important natural sounds


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                                               such as those produced by surf and                      (Edmonds et al., 2016). While data are                frequencies up to 1,500 Hz (Hu et al.,
                                               some prey species. The masking of                       limited, research suggests that some of               2009).
                                               communication signals by                                the major cephalopods and decapods                       It is expected that most marine
                                               anthropogenic noise may be considered                   may have limited hearing capabilities                 invertebrates would not sense the
                                               as a reduction in the communication                     (Hanlon 1987; Offutt 1970), and may                   frequencies of the sonar associated with
                                               space of animals (e.g., Clark et al., 2009)             hear only low-frequency (less than 1                  the proposed action. Most marine
                                               and may result in energetic or other                    kHz) sources (Offutt 1970), which is                  invertebrates would not be close enough
                                               costs as animals change their                           most likely within the frequency band                 to active sonar systems to potentially
                                               vocalization behavior (e.g., Miller et al.,             of biological signals (Hill 2009). In a               experience impacts to sensory
                                               2000; Foote et al., 2004; Parks et al.,                 review of crustacean sensitivity of high              structures. Any marine invertebrate
                                               2007b; Di Iorio and Clark, 2009; Holt et                amplitude underwater noise by                         capable of sensing sound may alter its
                                               al., 2009). Masking can be reduced in                   Edmonds et al. (2016), crustaceans may                behavior if exposed to sonar. Although
                                               situations where the signal and noise                   be able to hear the frequencies at which              acoustic transmissions produced during
                                               come from different directions                          they produce sound, but it remains                    the proposed action may briefly impact
                                               (Richardson et al., 1995), through                      unclear which noises are incidentally                 individuals, intermittent exposures to
                                               amplitude modulation of the signal, or                  produced and if there are any negative                sonar are not expected to impact
                                               through other compensatory behaviors                    effects from masking them. Acoustic                   survival, growth, recruitment, or
                                               (Houser and Moore, 2014). Masking can                   signals produced by crustaceans range                 reproduction of widespread marine
                                               be tested directly in captive species                   from low frequency rumbles (20–60 Hz)                 invertebrate populations.
                                               (e.g., Erbe, 2008), but in wild                         to high frequency signals (20–55 kHz)                    The fish species located in the study
                                               populations it must be either modeled                   (Henninger and Watson 2005; Patek and                 area include those that are closely
                                               or inferred from evidence of masking                    Caldwell 2006; Staaterman et al., 2016).              associated with the deep ocean habitat
                                               compensation. There are few studies                     Aquatic invertebrates that can sense                  of the Beaufort Sea. Nearly 250 marine
                                               addressing real-world masking sounds                    local water movements with ciliated                   fish species have been described in the
                                               likely to be experienced by marine                      cells include cnidarians, flatworms,                  Arctic, excluding the larger parts of the
                                               mammals in the wild (e.g., Branstetter et               segmented worms, urochordates                         sub-Arctic Bering, Barents, and
                                               al., 2013).                                             (tunicates), mollusks, and arthropods                 Norwegian Seas (Mecklenburg et al.,
                                                  Masking affects both senders and                     (Budelmann 1992a, 1992b; Popper et al.,               2011). However, only about 30 are
                                               receivers of acoustic signals and can                   2001). Some aquatic invertebrates have                known to occur in the Arctic waters of
                                               potentially have long-term chronic                      specialized organs called statocysts for              the Beaufort Sea (Christiansen and Reist
                                               effects on marine mammals at the                        determination of equilibrium and, in                  2013). Largely because of the difficulty
                                               population level as well as at the                                                                            of sampling in remote, ice-covered seas,
                                                                                                       some cases, linear or angular
                                               individual level. Low-frequency                                                                               many high-Arctic fish species are
                                                                                                       acceleration. Statocysts allow an animal
                                               ambient sound levels have increased by                                                                        known only from rare or geographically
                                                                                                       to sense movement and may enable
                                               as much as 20 dB (more than three times                                                                       patchy records (Mecklenburg et al.,
                                                                                                       some species, such as cephalopods and
                                               in terms of SPL) in the world’s ocean                                                                         2011). Aquatic systems of the Arctic
                                                                                                       crustaceans, to be sensitive to water
                                               from pre-industrial periods, with most                                                                        undergo extended seasonal periods of
                                                                                                       particle movements associated with
                                               of the increase from distant commercial                                                                       ice cover and other harsh environmental
                                                                                                       sound (Goodall et al., 1990; Hu et al.,
                                               shipping (Hildebrand 2009). All                                                                               conditions. Fish inhabiting such
                                                                                                       2009; Kaifu et al., 2008; Montgomery et
                                               anthropogenic sound sources, but                                                                              systems must be biologically and
                                                                                                       al., 2006; Popper et al., 2001; Roberts
                                               especially chronic and lower-frequency                                                                        ecologically adapted to surviving such
                                                                                                       and Breithaupt 2016; Salmon 1971).                    conditions. Important environmental
                                               signals (e.g., from vessel traffic),
                                                                                                       Because any acoustic sensory                          factors that Arctic fish must contend
                                               contribute to elevated ambient sound
                                                                                                       capabilities, if present at all, are limited          with include reduced light, seasonal
                                               levels, thus intensifying masking.
                                                  Potential Effects of Sonar on Prey—                  to detecting water motion, and water                  darkness, ice cover, low biodiversity,
                                               Ringed seals feed on marine                             particle motion near a sound source                   and low seasonal productivity.
                                               invertebrates and fish. Marine                          falls off rapidly with distance, aquatic                 All fish have two sensory systems to
                                               invertebrates occur in the world’s                      invertebrates are probably limited to                 detect sound in the water: The inner ear,
                                               oceans, from warm shallow waters to                     detecting nearby sound sources rather                 which functions very much like the
                                               cold deep waters, and are the dominant                  than sound caused by pressure waves                   inner ear in other vertebrates, and the
                                               animals in all habitats of the study area.              from distant sources.                                 lateral line, which consists of a series of
                                               Although most species are found within                     Studies of sound energy effects on                 receptors along the fish’s body (Popper
                                               the benthic zone, marine invertebrates                  invertebrates are few, and identify only              and Fay 2010; Popper et al., 2014). The
                                               can be found in all zones (sympagic                     behavioral responses. Non-auditory                    inner ear generally detects relatively
                                               (within the sea ice), pelagic (open                     injury, permanent threshold shift,                    higher-frequency sounds, while the
                                               ocean), or benthic (bottom dwelling)) of                temporary threshold shift, and masking                lateral line detects water motion at low
                                               the Beaufort Sea (Josefson et al., 2013).               studies have not been conducted for                   frequencies (below a few hundred Hz)
                                               The diverse range of species include                    invertebrates. Both behavioral and                    (Hastings and Popper 2005). Lateral line
                                               oysters, crabs, worms, ghost shrimp,                    auditory brainstem response studies                   receptors respond to the relative motion
                                               snails, sponges, sea fans, isopods, and                 suggest that crustaceans may sense                    between the body surface and
                                               stony corals (Chess and Hobson 1997;                    frequencies up to 3 kHz, but best                     surrounding water; this relative motion,
                                               Dugan et al., 2000; Proctor et al., 1980).              sensitivity is likely below 200 Hz                    however, only takes place very close to
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                                                  Hearing capabilities of invertebrates                (Goodall et al., 1990; Lovell et al., 2005;           sound sources and most fish are unable
                                               are largely unknown (Lovell et al., 2005;               Lovell et al., 2006). Most cephalopods                to detect this motion at more than one
                                               Popper and Schilt 2008). Outside of                     likely sense low-frequency sound below                to two body lengths distance away
                                               studies conducted to test the sensitivity               1 kHz, with best sensitivities at lower               (Popper et al., 2014). Although hearing
                                               of invertebrates to vibrations, very little             frequencies (Budelmann 2010; Mooney                   capability data only exist for fewer than
                                               is known on the effects of anthropogenic                et al., 2010; Offutt 1970). A few                     100 of the 32,000 fish species, current
                                               underwater noise on invertebrates                       cephalopods may sense higher                          data suggest that most species of fish


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                                               48694                       Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices

                                               detect sounds from 50 to 1,000 Hz, with                 transmissions, they are expected to                   areas with pressure ridges and seals will
                                               few fish hearing sounds above 4 kHz                     exhibit short-term behavioral reactions,              have opportunity to move away from
                                               (Popper 2008). It is believed that most                 when initially exposed to acoustic                    disturbances associated with human
                                               fish have their best hearing sensitivity                transmissions, which would not                        activity. Furthermore, camp personnel
                                               from 100 to 400 Hz (Popper 2003).                       significantly alter breeding, foraging, or            will maintain a 100-meter avoidance
                                               Permanent hearing loss has not been                     populations. Overall effects to fish from             distance for all marine mammals on the
                                               documented in fish. A study by                          active sonar sources would be localized,              ice. Based on this information, we do
                                               Halvorsen et al. (2012) found that for                  temporary, and infrequent.                            not believe the presence of humans on
                                               temporary hearing loss or similar                          Effects to Physical and Foraging                   ice will result in take.
                                               negative impacts to occur, the noise                    Habitat—Unless the sound source is                       Our preliminary determination of
                                               needed to be within the fish’s                          stationary and/or continuous over a long              effects to the physical environment
                                               individual hearing frequency range;                     duration in one area, neither of which                includes minimal possible impacts to
                                               external factors, such as developmental                 applies to ICEX18 activities, the effects             ringed seals and ringed seal habitat from
                                               history of the fish or environmental                    of the introduction of sound into the                 camp operation or deployment
                                               factors, may result in differing impacts                environment are generally considered to               activities. In summary, given the
                                               to sound exposure in fish of the same                   have a less severe impact on marine                   relatively short duration of submarine
                                               species. The sensory hair cells of the                  mammal habitat compared to any                        testing and training activities, relatively
                                               inner ear in fish can regenerate after                  physical alteration of the habitat.                   small area that would be affected, and
                                               they are damaged, unlike in mammals                     Acoustic exposures are not expected to                lack of physical impacts to habitat, the
                                               where sensory hair cells loss is                        result in long-term physical alteration of            proposed actions are not likely to have
                                               permanent (Lombarte et al., 1993; Smith                 the water column or bottom topography                 a permanent, adverse effect on
                                               et al., 2006). As a consequence, any                    as the occurrences are of limited                     populations of prey species or marine
                                               hearing loss in fish may be as temporary                duration and would occur                              mammal habitat. Therefore, any impacts
                                               as the timeframe required to repair or                  intermittently. Acoustic transmissions                to marine mammal habitat are not
                                               replace the sensory cells that were                     also would have no structural impact to               expected to cause significant or long-
                                               damaged or destroyed (Smith et al.,                     subnivean lairs in the ice. Furthermore,              term consequences for individual ringed
                                               2006), and no permanent loss of hearing                 since ice dampens acoustic                            seals or their populations.
                                               in fish would result from exposure to                   transmissions (Richardson et al., 1995)
                                                                                                                                                             Estimated Take
                                               sound.                                                  the level of sound energy that reaches
                                                                                                       the interior of a subnivean lair will be                 This section provides an estimate of
                                                  Fish species in the study area are                   less than that ensonifying water under                the number of incidental takes proposed
                                               expected to hear the low-frequency                      surrounding ice.                                      for authorization through this IHA,
                                               sources associated with the proposed                       Non-acoustic Impacts—Deployment                    which will inform the negligible impact
                                               action, but most are not expected to                    of the ice camp could potentially affect              determination.
                                               detect sounds above this threshold.                     ringed seal habitat by physically                        Harassment is the only type of take
                                               Only a few fish species are able to detect              damaging or crushing subnivean lairs.                 expected to result from these activities.
                                               mid-frequency sonar above 1 kHz and                     These non-acoustic impacts could result               For this military readiness activity, the
                                               could have behavioral reactions or                      in ringed seal injury or mortality.                   MMPA defines ‘‘harassment’’ as: (i) Any
                                               experience auditory masking during                      However, seals usually choose to locate               act that injures or has the significant
                                               these activities. These effects are                     lairs near pressure ridges and the ice                potential to injure a marine mammal or
                                               expected to be transient and long-term                  camp will be deployed in an area                      marine mammal stock in the wild (Level
                                               consequences for the population are not                 without pressure ridges in order to                   A Harassment); or (ii) Any act that
                                               expected. Fish with hearing                             allow operation of an aircraft runway.                disturbs or is likely to disturb a marine
                                               specializations capable of detecting                    Further, portable tents will be erected               mammal or marine mammal stock in the
                                               high-frequency sounds are not expected                  for lodging and operations purposes.                  wild by causing disruption of natural
                                               to be within the study area. If hearing                 Tents do not require building materials               behavioral patterns, including, but not
                                               specialists were present, they would                    or typical construction methods. The                  limited to, migration, surfacing, nursing,
                                               have to be in close vicinity to the source              tents are relatively easy to mobilize and             breeding, feeding, or sheltering, to a
                                               to experience effects from the acoustic                 will not be situated near areas featuring             point where such behavioral patterns
                                               transmission. Human-generated sound                     pressure ridges. Finally, the camp                    are abandoned or significantly altered
                                               could alter the behavior of a fish in a                 buildup will be gradual, with activity                (Level B Harassment).
                                               manner that would affect its way of                     increasing over the first five days. This                Authorized takes would be by Level B
                                               living, such as where it tries to locate                approach allows seals to move to                      harassment only, in the form of
                                               food or how well it can locate a                        different lair locations outside the ice              disruption of behavioral patterns and
                                               potential mate; behavioral responses to                 camp area. Based on this information,                 TTS, for individual marine mammals
                                               loud noise could include a startle                      we do not anticipate any damage to                    resulting from exposure to acoustic
                                               response, such as the fish swimming                     subnivean lairs that could result in                  transmissions. Based on the nature of
                                               away from the source, the fish                          ringed seal injury or mortality.                      the activity, Level A harassment is
                                               ‘‘freezing’’ and staying in place, or                      ICEX18 personnel will be actively                  neither anticipated nor proposed to be
                                               scattering (Popper 2003). Auditory                      conducting testing and training                       authorized. However, as described
                                               masking could also interfere with a                     operations on the sea ice and will travel             previously, no serious injury or
                                               fish’s ability to hear biologically                     around the camp area, including the                   mortality is anticipated or proposed to
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                                               relevant sounds, inhibiting the ability to              runway, on snowmobiles. Although the                  be authorized for this activity. Below we
                                               detect both predators and prey, and                     Navy does not anticipate observing any                describe how the take is estimated.
                                               impacting schooling, mating, and                        seals on the ice, it is possible that the                Described in the most basic way, we
                                               navigating (Popper 2003). If an                         presence of active humans could                       estimate take by considering: (1)
                                               individual fish comes into contact with                 behaviorally disturb ringed seals that                Acoustic thresholds above which NMFS
                                               low-frequency acoustic transmissions                    are in lairs or on the ice. As discussed              believes the best available science
                                               and is able to perceive the                             above, the camp will not be deployed in               indicates marine mammals will be


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                                                                           Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices                                         48695

                                               behaviorally harassed or incur some                     response curve based on passive                       clustered, the Bayesian biphasic
                                               degree of permanent hearing                             acoustic monitoring of beaked whales                  Behavioral Response Function for
                                               impairment; (2) the area or volume of                   during U.S. Navy training activity at                 pinnipeds most closely resembles a
                                               water that will be ensonified above                     Atlantic Underwater Test and                          traditional sigmoidal dose-response
                                               these levels in a day; (3) the density or               Evaluation Center during actual Anti-                 function at the upper received levels
                                               occurrence of marine mammals within                     Submarine Warfare exercises. This new                 and has a 50% probability of response
                                               these ensonified areas; and, (4) and the                information necessitated the update of                at 166 dB re 1 mPa. Additional details
                                               number of days of activities. For the                   the Navy’s behavioral response criteria               regarding the Phase III criteria may be
                                               proposed IHA, the Navy employed a                       for the Phase III environmental analyses.             found in the technical report, Criteria
                                               sophisticated model known as the Navy                      Southall et al. (2007) synthesized data            and Thresholds for U.S. Navy Acoustic
                                               Acoustic Effects Model (NAEMO) for                      from many past behavioral studies and                 and Explosive Effects Analysis (2017a)
                                               assessing the impacts of underwater                     observations to determine the likelihood              which may be found at: http://
                                               sound.                                                  of behavioral reactions at specific sound             aftteis.com/Portals/3/docs/newdocs/
                                                                                                       levels. While in general, the louder the              Criteria%20and%20Thresholds_TR_
                                               Acoustic Thresholds                                     sound source the more intense the                     Submittal_05262017.pdf. This technical
                                                  Using the best available science,                    behavioral response, it was clear that                report was as part of the Navy’s Atlantic
                                               NMFS recommends acoustic thresholds                     the proximity of a sound source and the               Fleet Training and Testing Draft
                                               that identify the received level of                     animal’s experience, motivation, and                  Environmental Impact Statement/
                                               underwater sound above which exposed                    conditioning were also critical factors               Overseas Environmental Impact
                                               marine mammals would be reasonably                      influencing the response (Southall et al.             Statement (EIS/OEIS) (Navy 2017b)
                                               expected to incur PTS of some degree                    2007). After examining all of the                     which is located at: http://
                                               (equated to Level A harassment), TTS,                   available data, the authors felt that the             www.aftteis.com/. NMFS is proposing
                                               or behavioral harassment (Level B                       derivation of thresholds for behavioral               the use of this dose response function to
                                               harassment). The thresholds used to                     response based solely on exposure level               predict behavioral harassment of
                                               predict occurrences of each type of take                was not supported because context of                  pinnipeds for this activity.
                                               are described below.                                    the animal at the time of sound                          Level A harassment and TTS—NMFS’
                                                  Behavioral harassment—In                             exposure was an important factor in                   Technical Guidance for Assessing the
                                               coordination with NMFS, the Navy                        estimating response. Nonetheless, in                  Effects of Anthropogenic Sound on
                                               developed behavioral harassment                         some conditions, consistent avoidance                 Marine Mammal Hearing (Technical
                                               thresholds to support Phase III                         reactions were noted at higher sound                  Guidance, 2016) identifies dual criteria
                                               environmental analyses and MMPA                         levels depending on the marine                        to assess auditory injury (Level A
                                               Letter of Authorization renewals for the                mammal species or group allowing                      harassment) to five different marine
                                               Navy’s testing and training military                    conclusions to be drawn. Phocid seals                 mammal groups (based on hearing
                                               readiness activities; these behavioral                  showed avoidance reactions at or below                sensitivity) as a result of exposure to
                                               harassment thresholds are being                         190 dB re 1 mPa @1m; thus, seals may                  noise from two different types of
                                               proposed for use here to evaluate the                   actually receive levels adequate to                   sources (impulsive or non-impulsive).
                                               potential effects of this proposed action.              produce TTS before avoiding the source.                  These thresholds were developed by
                                               The response of a marine mammal to an                      The Navy’s Phase III proposed                      compiling and synthesizing the best
                                               anthropogenic sound will depend on                      pinniped behavioral threshold has been                available science and soliciting input
                                               the frequency, duration, temporal                       updated based on controlled exposure                  multiple times from both the public and
                                               pattern and amplitude of the sound as                   experiments on the following captive                  peer reviewers to inform the final
                                               well as the animal’s prior experience                   animals: Hooded seal, gray seal, and                  product. The references, analysis, and
                                               with the sound and the context in                       California sea lion (Götz et al. 2010;               methodology used in the development
                                               which the sound is encountered (i.e.,                   Houser et al. 2013a; Kvadsheim et al.                 of the thresholds are described in NMFS
                                               what the animal is doing at the time of                 2010). Overall exposure levels were                   2016 Technical Guidance, which may
                                               the exposure). The distance from the                    110–170 dB re 1 mPa for hooded seals,                 be accessed at: http://www.nmfs.noaa.
                                               sound source and whether it is                          140–180 dB re 1 mPa for gray seals and                gov/pr/acoustics/guidelines.htm.
                                               perceived as approaching or moving                      125–185 dB re 1 mPa for California sea                   The PTS/TTS analyses begins with
                                               away can also affect the way an animal                  lions; responses occurred at received                 mathematical modeling to predict the
                                               responds to a sound (Wartzok et al.                     levels ranging from 125 to 185 dB re 1                sound transmission patterns from Navy
                                               2003). For marine mammals, a review of                  mPa. However, the means of the                        sources, including sonar. These data are
                                               responses to anthropogenic sound was                    response data were between 159 and                    then coupled with marine species
                                               first conducted by Richardson et al.                    170 dB re 1 mPa. Hooded seals were                    distribution and abundance data to
                                               (1995). Reviews by Nowacek et al.                       exposed to increasing levels of sonar                 determine the sound levels likely to be
                                               (2007) and Southall et al. (2007) address               until an avoidance response was                       received by various marine species.
                                               studies conducted since 1995 and focus                  observed, while the grey seals were                   These criteria and thresholds are
                                               on observations where the received                      exposed first to a single received level              applied to estimate specific effects that
                                               sound level of the exposed marine                       multiple times, then an increasing                    animals exposed to Navy-generated
                                               mammal(s) was known or could be                         received level. Each individual                       sound may experience. For weighting
                                               estimated. Multi-year research efforts                  California sea lion was exposed to the                function derivation, the most critical
                                               have conducted sonar exposure studies                   same received level ten times. These                  data required are TTS onset exposure
                                               for odontocetes and mysticetes (Miller                  exposure sessions were combined into a                levels as a function of exposure
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                                               et al. 2012; Sivle et al. 2012). Several                single response value, with an overall                frequency. These values can be
                                               studies with captive animals have                       response assumed if an animal                         estimated from published literature by
                                               provided data under controlled                          responded in any single session.                      examining TTS as a function of sound
                                               circumstances for odontocetes and                       Because these data represent a dose-                  exposure level (SEL) for various
                                               pinnipeds (Houser et al. 2013a; Houser                  response type relationship between                    frequencies.
                                               et al. 2013b). Moretti et al. (2014)                    received level and a response, and                       To estimate TTS onset values, only
                                               published a beaked whale dose-                          because the means were all tightly                    TTS data from behavioral hearing tests


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                                               48696                          Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices

                                               were used. To determine TTS onset for                         intermittent noise, since the quiet                  A difference of 20 dB between TTS
                                               each subject, the amount of TTS                               periods between noise exposures will                 onset and PTS onset is used for all
                                               observed after exposures with different                       allow some recovery of hearing                       marine mammals including pinnipeds.
                                               SPLs and durations were combined to                           compared to noise that is continuously               This is based on estimates of exposure
                                               create a single TTS growth curve as a                         present with the same total SEL (Ward                levels actually required for PTS (i.e., 40
                                               function of SEL. The use of (cumulative)                      1997). For continuous exposures with                 dB of TTS) from the marine mammal
                                               SEL is a simplifying assumption to                            the same SEL but different durations,                TTS growth curves, which show
                                               accommodate sounds of various SPLs,                           the exposure with the longer duration                differences of 13 to 37 dB between TTS
                                               durations, and duty cycles. This is                           will also tend to produce more TTS                   and PTS onset in marine mammals.
                                               referred to as an ‘‘equal energy’’                            (Finneran et al., 2010; Kastak et al.,               Details regarding these criteria and
                                               approach, since SEL is related to the                         2007; Mooney et al., 2009a).                         thresholds can be found in NMFS’
                                               energy of the sound and this approach                            As in previous acoustic effects                   Technical Guidance (NMFS 2016).
                                               assumes exposures with equal SEL                              analysis (Finneran and Jenkins 2012;                    Table 3 below provides the weighted
                                               result in equal effects, regardless of the                    Southall et al., 2007), the shape of the             criteria and thresholds used in this
                                               duration or duty cycle of the sound. It                       PTS exposure function for each species               analysis for estimating quantitative
                                               is well known that the equal energy rule                      group is assumed to be identical to the              acoustic exposures of marine mammals
                                               will over-estimate the effects of                             TTS exposure function for each group.                from the proposed action.

                                                          TABLE 3—INJURY (PTS) AND DISTURBANCE (TTS, BEHAVIORAL) THRESHOLDS FOR UNDERWATER SOUNDS
                                                                                                                                                                            Physiological criteria
                                                              Group                               Species                       Behavioral criteria
                                                                                                                                                                   Onset TTS                    Onset PTS

                                               Phocid (in water) ....................   Ringed seal ....................   Pinniped Dose Response            181 dB SEL cumulative      201 dB SEL cumulative.
                                                                                                                             Function.



                                               Quantitative Modeling                                         environment. A fitted model that                     0.77 seals per km2).The proposed action
                                                 The Navy performed a quantitative                           quantitatively describes the relationship            area where acoustic transmissions
                                               analysis to estimate the number of                            of occurrence with the environmental                 would occur is 3,000 to 4,000 m deep
                                               mammals that could be harassed by the                         variables can be used to estimate                    (International Bathymetric Chart of the
                                               underwater acoustic transmissions                             unknown occurrence in conjunction                    Arctic Ocean 2015), which makes the
                                               during the proposed action. Inputs to                         with known habitat suitability.                      bathymetric nature of the areas different
                                               the quantitative analysis included                            Abundance can thus be estimated for                  enough to be non-comparable.
                                               marine mammal density estimates,                              each RES value based on the values of                Furthermore, the ice camp is located on
                                               marine mammal depth occurrence                                the environmental variables, providing a             multi-year ice and would not be located
                                               distributions (Navy 2017a),                                   means to estimate density for areas that             near the ice edge. Frost et al. (2004), and
                                               oceanographic and environmental data,                         have not been surveyed. Use of the                   Bengston et al. (2005) both had a high
                                               marine mammal hearing data, and                               Kaschner’s RES model resulted in a                   percentage of fast or pack ice in their
                                               criteria and thresholds for levels of                         value of 0.3957 animals per km2 in the               survey area which would not be present
                                               potential effects.                                            cold season (defined as December                     in the proposed action area.
                                                 The density estimate used to estimate                       through May). The density numbers are                Additionally, there were areas of
                                               take is derived from habitat-based                            assumed static throughout the ice camp               cracked ice that were part of the
                                               modeling by Kaschner et al., (2006) and                       proposed action area for this species.               surveys. As previously noted, the ice
                                               Kaschner (2004). The area of the Arctic                       The density data generated for this                  camp needs to be situated in an area
                                               where the proposed action will occur                          species was based on environmental                   without cracks in the ice. After
                                               (100–200 nm north of Prudhoe Bay,                             variables known to exist within the                  reviewing both Frost et al. (2004) and
                                               Alaska) has not been surveyed in a                            proposed ice camp action area during                 Bengston et al. (2005) NMFS agrees with
                                               manner that supports quantifiable                             the late winter/early springtime period.             the Navy that the density data from the
                                               density estimation of marine mammals.                            Note that while other surveys by Frost            RES model provides the most
                                               In the absence of empirical survey data,                      et al. (2004) and Bengston et al. (2005)             appropriate density values to be
                                               information on known or inferred                              provided ringed seal density estimates               assessed for acoustic transmissions
                                               associations between marine habitat                           for areas near or within the Beaufort                during ICEX18.
                                               features and (the likelihood of) the                          Sea, the Navy felt that those findings                  The quantitative analysis consists of
                                               presence of specific species have been                        were not applicable to the proposed                  computer modeled estimates and a post-
                                               used to predict densities using model-                        action area. Frost et al. (2004) only                model analysis to determine the number
                                               based approaches. These habitat                               surveyed ringed seals out to 40 km from              of potential animal exposures. The
                                               suitability models include relative                           shore in the Beaufort Sea. A small                   model calculates sound energy
                                               environmental suitability (RES) models.                       portion of the surveys from Bengston et              propagation from the proposed active
                                               Habitat suitability models can be used                        al. (2005) were out to a maximum extent              acoustic sources, the sound received by
                                               to understand the possible extent and                         of 185 km (100 nm) from shore, but the               animat (virtual animal) dosimeters
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                                               relative expected concentration of a                          surveys were located within the                      representing marine mammals
                                               marine species distribution. These                            Chukchi Sea, not the Beaufort Sea. Frost             distributed in the area around the
                                               models are derived from an assessment                         et al. (2004) also stated the highest                modeled activity, and whether the
                                               of the species occurrence in association                      densities of ringed seals were in water              sound received by a marine mammal
                                               with evaluated environmental                                  depths from 5–25 m (1–1.33 seals per                 exceeds the thresholds for effects.
                                               explanatory variables that results in                         km2). Lower densities were seen in                      The Navy developed a set of software
                                               defining the RES suitability of a given                       waters greater than 35 m in depth (0–                tools and compiled data for estimating


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                                                                           Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices                                         48697

                                               acoustic effects on marine mammals                      as hearing loss, especially for slow                  the PTS threshold. The number of TTS
                                               without consideration of behavioral                     moving or stationary sound sources in                 exposures represents the cumulative
                                               avoidance or Navy’s standard                            the model;                                            number of animats exposed at or above
                                               mitigations. These tools and data sets                     • Animats are stationary horizontally              the TTS threshold and below the PTS
                                               serve are integral components of                        and therefore do not avoid the sound                  threshold. Animats exposed below the
                                               NAEMO. In NAEMO, animats are                            source, unlike in the wild where                      TTS threshold were grouped in the SPL
                                               distributed nonuniformly based on                       animals would most often avoid                        category.
                                               species-specific density, depth                         exposures at higher sound levels,                        Platforms such as a submarine using
                                               distribution, and group size information                especially those exposures that may                   one or more sound sources are modeled
                                               and animats record energy received at                   result in PTS;                                        in accordance with relevant vehicle
                                               their location in the water column. A                      • Multiple exposures within any 24-                dynamics and time durations by moving
                                               fully three-dimensional environment is                  hour period are considered one                        them across an area whose size is
                                               used for calculating sound propagation                  continuous exposure for the purposes of               representative of the training event’s
                                               and animat exposure in NAEMO. Site-                     calculating the temporary or permanent                operational area. For analysis purposes,
                                               specific bathymetry, sound speed                        hearing loss, because there are not                   the Navy uses distance cutoffs, which is
                                               profiles, wind speed, and bottom                        sufficient data to estimate a hearing                 the maximum distance a Level B take
                                               properties are incorporated into the                    recovery function for the time between                would occur, beyond which the
                                               propagation modeling process. NAEMO                     exposures; and                                        potential for significant behavioral
                                               calculates the likely propagation for                      • Mitigation measures that are                     responses is considered unlikely. For
                                               various levels of energy (sound or                      implemented were not considered in the                animals located beyond the range to
                                               pressure) resulting from each source                    model. In reality, sound-producing                    effects, no significant behavioral
                                               used during the training event.                         activities would be reduced, stopped, or              responses are predicted. This is based
                                                  NAEMO then records the energy                        delayed if marine mammals are detected                on the Navy’s Phase III environmental
                                               received by each animat within the                      by submarines via passive acoustic                    analysis (Navy 2017a). The Navy
                                               energy footprint of the event and                       monitoring.                                           referenced Southall et al. (2007) who
                                               calculates the number of animats having                    Because of these inherent model                    reported that pinnipeds do not exhibit
                                               received levels of energy exposures that                limitations and simplifications, model-               strong reactions to SPLs up to 140 dB
                                               fall within defined impact thresholds.                  estimated results must be further                     re 1 mPa from steady state (non-
                                               Predicted effects on the animats within                 analyzed, considering such factors as                 impulsive) sources. In some cases,
                                               a scenario are then tallied and the                     the range to specific effects, avoidance,             pinnipeds tolerate impulsive exposures
                                               highest order effect (based on severity of              and the likelihood of successfully                    up to 180 dB re 1 mPa with limited
                                               criteria; e.g., PTS over TTS) predicted                 implementing mitigation measures. This                avoidance noted (Southall et al., 2007),
                                               for a given animat is assumed. Each                     analysis uses a number of factors in                  and no avoidance noted at distances as
                                               scenario or each 24-hour period for                     addition to the acoustic model results to             close as 42 m (Jacobs & Terhune 2002).
                                               scenarios lasting greater than 24 hours                 predict acoustic effects on marine                    While limited data exists on pinniped
                                               is independent of all others, and                       mammals.                                              behavioral responses beyond 3 km in
                                               therefore, the same individual marine                      For non-impulsive sources, NAEMO                   the water, the data that is available
                                               animal could be impacted during each                    calculates the sound pressure level                   suggest that most pinnipeds likely do
                                               independent scenario or 24-hour period.                 (SPL) and SEL for each active emission                not exhibit significant behavioral
                                               In few instances, although the activities               over the entire duration of an event.                 reactions to sonar and other transducers
                                               themselves all occur within the study                   These data are then processed using a                 beyond a few kilometers, independent
                                               area, sound may propagate beyond the                    bootstrapping routine to compute the                  of received levels of sound (Navy
                                               boundary of the study area. Any                         number of animats exposed to SPL and                  2017a). Therefore, in the Navy’s Phase
                                               exposures occurring outside the                         SEL in 1 dB bins across all track                     III environmental analysis, the range to
                                               boundary of the study area are counted                  iterations and population draws.                      effects for pinnipeds is set at 5 km for
                                               as if they occurred within the study area               (Bootstrapping is a type of resampling                moderate source level, single platform
                                               boundary. NAEMO provides the initial                    where large numbers of smaller samples                training and testing events and 10 km
                                               estimated impacts on marine species                     of the same size are repeatedly drawn,                for all other events with multiple sonar
                                               with a static horizontal distribution.                  with replacement, from a single original              platforms or sonar with source levels at
                                                  There are limitations to the data used               sample.) SEL is checked during this                   or exceeding 215 dB re 1 mPa @1 m.
                                               in the acoustic effects model, and the                  process to ensure that all animats are                Regardless of the source level, take
                                               results must be interpreted within these                grouped in either an SPL or SEL                       beyond 10 km is not anticipated. These
                                               context. While the most accurate data                   category. A mean number of SPL and                    ranges are expected to reasonably
                                               and input assumptions have been used                    SEL exposures are computed for each 1                 contain the anticipated effects predicted
                                               in the modeling, when there is a lack of                dB bin. The mean value is based on the                by the behavioral response dose curve
                                               definitive data to support an aspect of                 number of animats exposed at that dB                  threshold reference above.
                                               the modeling, modeling assumptions                      level from each track iteration and                      For ICEX18 unclassified sources (i.e.
                                               believed to overestimate the number of                  population draw. The behavioral risk                  Autonomous Reverberation
                                               exposures have been chosen:                             function curve is applied to each 1 dB                Measurement System and MIT/Lincoln
                                                  • Animats are modeled as being                       bin to compute the number of                          Labs continuous wave/chirp), the Navy
                                               underwater, stationary, and facing the                  behaviorally exposed animats per bin.                 models calculated a propagation loss
                                               source and therefore always predicted to                The number of behaviorally exposed                    measurement of 13.5 km from the
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                                               receive the maximum sound level (i.e.,                  animats per bin is summed to produce                  source to the 120 dB re 1 mPa SPL
                                               no porpoising or pinnipeds’ heads                       the total number of behavior exposures.               isopleth; 1.5 km from the source to the
                                               above water);                                              Mean 1 dB bin SEL exposures are                    130 dB re 1 mPa SPL isopleth; and 400
                                                  • Animats do not move horizontally                   then summed to determine the number                   m from the source to the 140 dB dB re
                                               (but change their position vertically                   of PTS and TTS exposures. PTS                         1 mPa SPL isopleth. Propagation loss
                                               within the water column), which may                     exposures represent the cumulative                    measurements cannot be provided for
                                               overestimate physiological effects such                 number of animats exposed at or above                 classified sources. However, the ranges


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                                               48698                               Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices

                                               in Table 4 provide realistic maximum                                    would be possible. Based on the                                          harassment can be expected from all
                                               distances over which the specific effects                               information provided, NMFS is                                            active acoustic sources.
                                               from the use of all active acoustic                                     confident that the 10km zone safely
                                               sources during the proposed action                                      encompasses the area in which Level B

                                                         TABLE 4—RANGE TO TEMPORARY THRESHOLD SHIFT AND BEHAVIORAL EFFECTS IN THE ICEX18 STUDY AREA
                                                                                                                                                                                                                      Maximum range to Level B
                                                                                                                                                                                                                       takes cold season (m)
                                                                                                                     Source/exercise
                                                                                                                                                                                                                      Behavioral        TTS

                                               Submarine Exercise .................................................................................................................................................        10,000             100
                                               Autonomous Reverberation Measurement System .................................................................................................                               10,000             <50
                                               Massachusetts Institute of Technology/Lincoln Labs Continuous Wave/chirp .......................................................                                            10,000             <50
                                               Naval Research Laboratory Synthetic Aperture Sonar ...........................................................................................                              10,000              90



                                                  As discussed above, within NAEMO                                     methods of taking pursuant to such                                       readiness activity, specifically considers
                                               animats do not move horizontally or                                     activity, ‘‘and other means of effecting                                 personnel safety, practicality of
                                               react in any way to avoid sound.                                        the least practicable impact on such                                     implementation, and impact on the
                                               Furthermore, mitigation measures that                                   species or stock and its habitat, paying                                 effectiveness of the military readiness
                                               are implemented during training or                                      particular attention to rookeries, mating                                activity (16 U.S.C. 1371(a)(5)(A)(ii)).
                                               testing activities that reduce the                                      grounds, and areas of similar
                                               likelihood of physiological impacts are                                 significance, and on the availability of                                 Mitigation for Marine Mammals and
                                               not considered in quantitative analysis.                                such species or stock for taking’’ for                                   Their Habitat
                                               Therefore, the current model                                            certain subsistence uses. NMFS’                                             The following general mitigation
                                               overestimates acoustic impacts,                                         regulations require applicants for                                       actions are proposed for ICEX18 to
                                               especially physiological impacts near                                   incidental take authorizations to include                                avoid any take of ringed seals on the ice
                                               the sound source. The behavioral                                        information about the availability and                                   floe:
                                               criteria used as a part of this analysis                                feasibility (economic and technological)                                    • Camp deployment would begin in
                                               acknowledges that a behavioral reaction                                 of equipment, methods, and manner of                                     mid-February and would be completed
                                               is likely to occur at levels below those                                conducting such activity or other means                                  by March 15, which is well before
                                               required to cause hearing loss (TTS or                                  of effecting the least practicable adverse                               ringed seal pupping season begins. Pups
                                               PTS). At close ranges and high sound                                    impact upon the affected species or                                      are weaned and then mating occurs in
                                               levels approaching those that could                                     stocks and their habitat (50 CFR                                         April and May. Completing camp
                                               cause PTS, avoidance of the area                                        216.104(a)(11)). The NDAA for FY 2004                                    deployment before ringed seal pupping
                                               immediately around the sound source is                                  amended the MMPA as it relates to                                        begins will allow ringed seals to avoid
                                               the assumed behavioral response for                                     military readiness activities and the                                    the camp area prior to pupping and
                                               most cases.                                                             incidental take authorization process                                    mating seasons, reducing potential
                                                  In previous environmental analyses,                                  such that ‘‘least practicable adverse                                    impacts.
                                               the Navy has implemented analytical                                     impact’’ shall include consideration of                                     • Camp location will not be in
                                               factors to account for avoidance                                        personnel safety, practicality of                                        proximity to pressure ridges in order to
                                               behavior and the implementation of                                      implementation, and impact on the                                        allow camp deployment and operation
                                               mitigation measures. The application of                                 effectiveness of the military readiness                                  of an aircraft runway. This will
                                               avoidance and mitigation factors has                                    activity.                                                                minimize physical impacts to subnivean
                                               only been applied to model-estimated                                       In evaluating how mitigation may or                                   lairs.
                                               PTS exposures given the short distance                                  may not be appropriate to ensure the                                        • Camp deployment will gradually
                                               over which PTS is estimated. Given that                                 least practicable adverse impact on                                      increase over five days, allowing seals to
                                               no PTS exposures were estimated                                         species or stocks and their habitat, we                                  relocate to lairs that are not in the
                                               during the modeling process for this                                    carefully weigh two primary factors:                                     immediate vicinity of the camp.
                                               proposed action, the implementation of                                     (1) The manner in which, and the                                         • Passengers on all on-ice vehicles
                                               avoidance and mitigation factors were                                   degree to which, implementation of the                                   would observe for marine and terrestrial
                                               not included in this analysis.                                          measure(s) is expected to reduce                                         animals; any marine or terrestrial
                                                  Utilizing the NAEMO model, the                                       impacts to marine mammal species or                                      animal observed on the ice would be
                                               Navy projected that there will be 1,665                                 stocks, their habitat, and their                                         avoided by 328 ft (100 m). On-ice
                                               behavioral Level B harassment takes and                                 availability for subsistence uses (where                                 vehicles would not be used to follow
                                               an additional 11 Level B takes due to                                   relevant). This analysis will consider                                   any animal, with the exception of
                                               TTS for a total of 1,676 takes of ringed                                such things as the nature of the                                         actively deterring polar bears if the
                                               seals. All takes would be underwater.                                   potential adverse impact (such as                                        situation requires.
                                               Note that these quantitative results                                    likelihood, scope, and range), the                                          • Personnel operating on-ice vehicles
                                               should be regarded as conservative                                      likelihood that the measure will be                                      would avoid areas of deep snowdrifts
                                               estimates that are strongly influenced by                               effective if implemented, and the                                        near pressure ridges, which are
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                                               limited marine mammal population                                        likelihood of successful                                                 preferred areas for subnivean lair
                                               data.                                                                   implementation; and                                                      development.
                                                                                                                          (2) The practicability of the measures                                   • All material (e.g., tents, unused
                                               Proposed Mitigation                                                     for applicant implementation.                                            food, excess fuel) and wastes (e.g., solid
                                                 In order to issue an IHA under                                        Practicability of implementation may                                     waste, hazardous waste) would be
                                               Section 101(a)(5)(D) of the MMPA,                                       consider such things as cost, impact on                                  removed from the ice floe upon
                                               NMFS must set forth the permissible                                     operations, and, in the case of a military                               completion of ICEX18.


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                                                                           Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices                                           48699

                                                  The following mitigation actions are                 noise); (2) affected species (e.g., life              mitigation, comply with current
                                               proposed for ICEX18 activities involving                history, dive patterns); (3) co-occurrence            permits, and improve future
                                               acoustic transmissions:                                 of marine mammal species with the                     environmental assessments. All sonar
                                                  • For activities involving active                    action; or (4) biological or behavioral               usage will be collected via the Navy’s
                                               acoustic transmissions from submarines                  context of exposure (e.g., age, calving or            Sonar Positional Reporting System
                                               and torpedoes, passive acoustic sensors                 feeding areas);                                       database and reported. If any injury or
                                               on the submarines will listen for                          • Individual marine mammal                         death of a marine mammal is observed
                                               vocalizing marine mammals prior to the                  responses (behavioral or physiological)               during the ICEX18 activity, the Navy
                                               initiation of exercise activities. If a                 to acoustic stressors (acute, chronic, or             will immediately halt the activity and
                                               marine mammal is detected, the                          cumulative), other stressors, or                      report the incident consistent with the
                                               submarine will delay active                             cumulative impacts from multiple                      stranding and reporting protocol in the
                                               transmissions, including the launching                  stressors;                                            Atlantic Fleet Training and Testing
                                               of torpedoes, and not restart until after                  • How anticipated responses to                     stranding response plan (Navy 2013).
                                               15 minutes have passed with no marine                   stressors impact either: (1) Long-term                This approach is also consistent with
                                               mammal detections. If there are no                      fitness and survival of individual                    other Navy documents including the
                                               animal detections, it is assumed that the               marine mammals; or (2) populations,                   Atlantic Fleet Training and Testing
                                               vocalizing animal is no longer in the                   species, or stocks;                                   Environmental Impact Statement/
                                               immediate area and is unlikely to be                       • Effects on marine mammal habitat                 Overseas Environmental Impact
                                               subject to harassment. Ramp up                          (e.g., marine mammal prey species,                    Statement.
                                               procedures will not be required as they                 acoustic habitat, or other important                     The Navy will provide NMFS with a
                                               would result in an unacceptable impact                  physical components of marine                         draft exercise monitoring report within
                                               on readiness and on the realism of                      mammal habitat); and                                  90 days of the conclusion of the
                                               training.                                                  • Mitigation and monitoring                        proposed activity. The draft exercise
                                                  Based on our evaluation of the                       effectiveness.                                        monitoring report will include data
                                               applicant’s proposed measures, NMFS                        The U.S. Navy has coordinated with                 regarding sonar use and any mammal
                                               has preliminarily determined that the                   NMFS to develop an overarching                        sightings or detection will be
                                               proposed mitigation measures provide                    program plan in which specific                        documented. The report will also
                                               the means effecting the least practicable               monitoring would occur. This plan is                  include information on the number of
                                               impact on the affected species or stocks                called the Integrated Comprehensive                   sonar shutdowns recorded. If no
                                               and their habitat, paying particular                    Monitoring Program (ICMP) (U.S.                       comments are received from NMFS
                                               attention to rookeries, mating grounds,                 Department of the Navy 2011). The                     within 30 days of submission of the
                                               and areas of similar significance.                      ICMP has been created in direct                       draft final report, the draft final report
                                                                                                       response to Navy permitting                           will constitute the final report. If
                                               Proposed Monitoring and Reporting                       requirements established in various                   comments are received, a final report
                                                  In order to issue an IHA for an                      MMPA Final Rules, ESA consultations,                  must be submitted within 30 days after
                                               activity, Section 101(a)(5)(D) of the                   Biological Opinions, and applicable                   receipt of comments.
                                               MMPA states that NMFS must set forth,                   regulations. As a framework document,
                                               ‘‘requirements pertaining to the                        the ICMP applies by regulation to those               Negligible Impact Analysis and
                                               monitoring and reporting of such                        activities on ranges and operating areas              Determination
                                               taking.’’ The MMPA implementing                         for which the Navy is seeking or has                     NMFS has defined negligible impact
                                               regulations at 50 CFR 216.104(a)(13)                    sought incidental take authorizations.                as ‘‘an impact resulting from the
                                               indicate that requests for authorizations               The ICMP is intended to coordinate                    specified activity that cannot be
                                               must include the suggested means of                     monitoring efforts across all regions and             reasonably expected to, and is not
                                               accomplishing the necessary monitoring                  to allocate the most appropriate level                reasonably likely to, adversely affect the
                                               and reporting that will result in                       and type of effort based on set of                    species or stock through effects on
                                               increased knowledge of the species and                  standardized research goals, and in                   annual rates of recruitment or survival’’
                                               of the level of taking or impacts on                    acknowledgement of regional scientific                (50 CFR 216.103). A negligible impact
                                               populations of marine mammals that are                  value and resource availability.                      finding is based on the lack of likely
                                               expected to be present in the proposed                     The ICMP is focused on Navy training               adverse effects on annual rates of
                                               action area. Effective reporting is critical            and testing ranges where the majority of              recruitment or survival (i.e., population-
                                               both to compliance as well as to                        Navy activities occur regularly as those              level effects). An estimate of the number
                                               ensuring that the most value is obtained                areas have the greatest potential for                 of takes alone is not enough information
                                               from the required monitoring.                           being impacted. ICEX18 in comparison                  on which to base an impact
                                                  Monitoring and reporting                             is a short duration exercise that occurs              determination. In addition to
                                               requirements prescribed by NMFS                         approximately every other year. Due to                considering estimates of the number of
                                               should contribute to improved                           the location and expeditionary nature of              marine mammals that might be ‘‘taken’’
                                               understanding of one or more of the                     the ice camp, the number of personnel                 through harassment, NMFS considers
                                               following:                                              onsite is extremely limited and is                    other factors, such as the likely nature
                                                  • Occurrence of marine mammal                        constrained by the requirement to be                  of any responses (e.g., intensity,
                                               species or stocks in the area in which                  able to evacuate all personnel in a single            duration), the context of any responses
                                               take is anticipated (e.g., presence,                    day with small planes. As such, a                     (e.g., critical reproductive time or
                                               abundance, distribution, density);                      dedicated monitoring project would not                location, migration), as well as effects
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                                                  • Nature, scope, or context of likely                be feasible as it would require                       on habitat, and the likely effectiveness
                                               marine mammal exposure to potential                     additional personnel and equipment to                 of the mitigation. We also assess the
                                               stressors/impacts (individual or                        locate, tag and monitor the seals.                    number, intensity, and context of
                                               cumulative, acute or chronic), through                     The Navy is committed to                           estimated takes by evaluating this
                                               better understanding of: (1) Action or                  documenting and reporting relevant                    information relative to population
                                               environment (e.g., source                               aspects of training and research                      status. Consistent with the 1989
                                               characterization, propagation, ambient                  activities to verify implementation of                preamble for NMFS’s implementing


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                                               48700                       Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices

                                               regulations (54 FR 40338; September 29,                 sources associated with the proposed                  should ensure that ringed seal lairs are
                                               1989), the impacts from other past and                  action, these changes would be within                 not crushed or damaged during ICEX18
                                               ongoing anthropogenic activities are                    the normal range of behaviors for the                 activities.
                                               incorporated into this analysis via their               animal (e.g., the use of a breathing hole                The ringed seal pupping season on
                                               impacts on the environmental baseline                   further from the source, rather than one              the ice lasts for five to nine weeks
                                               (e.g., as reflected in the regulatory status            closer to the source, would be within                 during late winter and spring. Ice camp
                                               of the species, population size and                     the normal range of behavior). Thus,                  deployment would begin in mid-
                                               growth rate where known, ongoing                        even repeated Level B harassment of                   February and be completed by March
                                               sources of human-caused mortality, or                   some small subset of the overall stock is             15, before the pupping season. This will
                                               ambient noise levels).                                  unlikely to result in any significant                 allow ringed seals to avoid the ice camp
                                                  Underwater acoustic transmissions                    realized decrease in fitness for the                  area once the pupping season begins,
                                               associated with ICEX18, as outlined                     affected individuals, and would not                   thereby reducing potential impacts to
                                               previously, have the potential to result                result in any adverse impact to the stock             nursing mothers and pups. Furthermore,
                                               in Level B harassment of ringed seals in                as a whole.                                           ringed seal mothers are known to
                                               the form of TTS and behavioral                             The Navy’s proposed activities are                 physically move pups from the birth lair
                                               disturbance. No serious injury, mortality               localized and of relatively short                     to an alternate lair to avoid predation.
                                               or Level A takes are anticipated to result              duration. While the total project area is             If a ringed seal mother perceives the
                                               from this activity. At close ranges and                 large, the Navy expects that most                     acoustic transmissions as a threat, the
                                               high sound levels approaching those                     activities will occur within the ice camp             local network of multiple birth and
                                               that could cause PTS, avoidance of the                  action area in relatively close proximity             haul-out lairs would allow the mother
                                               area immediately around the sound                       to the ice camp. The larger study area                and pup to move to a new lair.
                                               source would be ringed seals’ likely                    depicts the range where submarines                       The estimated population of the
                                               behavioral response. NMFS anticipates                   may maneuver during the exercise. The                 Alaska stock of ringed seals in the
                                               that there will be 11 Level B takes due                 ice camp will be in existence for up to               Bering Sea is 170,000 animals (Muto et
                                               to TTS and 1,665 behavioral Level B                     six weeks with acoustic transmission                  al., 2016). The estimated population in
                                               harassment takes, for a total of 1,676                  occurring intermittently over four                    the Alaska Chukchi and Beaufort Seas is
                                               ringed seal takes.                                      weeks. The Autonomous Reverberation                   at least 300,000 ringed seals, which is
                                                  Note that there are only 11 Level B                  Measurement System would be active                    likely an underestimate since the
                                               takes due to TTS since the TTS range to                 for up to 30 days; the vertical line array            Beaufort Sea surveys were limited to
                                               effects is small at only 100 meters or                  would be active for up to four hours per              within 40 km from shore (Kelly et al.,
                                               less while the behavioral effects range is              day for no more than eight days, and;                 2010). Given these population estimates,
                                               significantly larger extending up to 10                 the unmanned underwater vehicle used                  only a limited percent of the stock
                                               km. TTS is a temporary impairment of                    for the deployment of a synthetic                     affected would be taken (i.e. between
                                               hearing and TTS can last from minutes                   aperture source would transmit for 24                 0.98 and 0.56 percent).
                                               or hours to days (in cases of strong                    hours per day for up to eight days.
                                                                                                                                                                In summary and as described above,
                                               TTS). In many cases, however, hearing                      The project is not expected to have
                                               sensitivity recovers rapidly after                      significant adverse effects on marine                 the following factors primarily support
                                               exposure to the sound ends. Though                      mammal habitat. The project activities                our preliminary determination that the
                                               TTS may occur in up to 11 animals, the                  are limited in time and would not                     impacts resulting from this activity are
                                               overall fitness of these individuals is                 modify physical marine mammal                         not expected to adversely affect the
                                               unlikely to be affected and negative                    habitat. While the activities may cause               species or stock through effects on
                                               impacts to the entire stock are not                     some fish to leave the area of                        annual rates of recruitment or survival:
                                               anticipated.                                            disturbance, temporarily impacting                       • No serious injury or mortality is
                                                  Effects on individuals that are taken                marine mammals’ foraging                              anticipated or authorized;
                                               by Level B harassment could include                     opportunities, this would encompass a                    • Impacts will be limited to Level B
                                               alteration of dive behavior, alteration of              relatively small area of habitat leaving              harassment;
                                               foraging behavior, effects to breathing,                large areas of existing fish and marine                  • A small percentage (<1 percent) of
                                               interference with or alteration of                      mammal foraging habitat unaffected. As                the Alaska stock of ringed seals would
                                               vocalization, avoidance, and flight.                    such, the impacts to marine mammal                    be subject to Level B harassment;
                                               More severe behavioral responses are                    habitat are not expected to cause                        • TTS is expected to affect only a
                                               not anticipated due to the localized,                   significant or long-term negative                     limited number of animals;
                                               intermittent use of active acoustic                     consequences.                                            • There will be no loss or
                                               sources and mitigation by passive                          For on-ice activity, neither take nor              modification of ringed seal prey or
                                               acoustic monitoring which will limit                    mortality of seals are expected due to                habitat;
                                               exposure to sound sources. Most likely,                 measures followed during the exercise.                   • Physical impacts to ringed seal
                                               individuals will simply be temporarily                  Foot and snowmobile movement on the                   subnivean lairs will be avoided; and
                                               displaced by moving away from the                       ice will be designed to avoid pressure                   • Ice camp activities would not affect
                                               sound source. As described previously                   ridges, where ringed seals build their                animals during the pupping season.
                                               in the behavioral effects section seals                 lairs; runways will be built in areas                    Based on the analysis contained
                                               exposed to non-impulsive sources with                   without pressure ridges; snowmobiles                  herein of the likely effects of the
                                               a received sound pressure level within                  will follow established routes; and camp              specified activity on marine mammals
                                               the range of calculated exposures, (142–                buildup is gradual, with activity                     and their habitat, and taking into
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                                               193 dB re 1 mPa), have been shown to                    increasing over the first five days                   consideration the implementation of the
                                               change their behavior by modifying                      providing seals the opportunity to move               proposed monitoring and mitigation
                                               diving activity and avoidance of the                    to a different lair outside the ice camp              measures, NMFS preliminarily finds
                                               sound source (Götz et al., 2010;                       area. The Navy will also employ its                   that the total marine mammal take from
                                               Kvadsheim et al., 2010). Although a                     standard 100-meter avoidance distance                 the proposed activity will have a
                                               minor change to a behavior may occur                    from any arctic animals.                              negligible impact on all affected marine
                                               as a result of exposure to the sound                    Implementation of these measures                      mammal species or stocks.


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                                                                           Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices                                               48701

                                               Unmitigable Adverse Impact Analysis                        4. Prohibitions.                                   injury, or mortality, the Navy shall
                                               and Determination                                          (a) The taking, by incidental                      immediately cease the specified
                                                                                                       harassment only, is limited to the                    activities and report the incident to the
                                                  Impacts to subsistence uses of marine
                                                                                                       species and number listed under                       Office of Protected Resources, NMFS,
                                               mammals resulting from the proposed
                                                                                                       condition 3(b). The taking by death of                and the Alaska Regional Stranding
                                               action are not anticipated. The proposed
                                                                                                       these species or the taking by                        Coordinator, NMFS. The Navy shall
                                               action would occur outside of the
                                                                                                       harassment, injury or death of any other              adhere to protocols outlined in the
                                               primary subsistence use season (i.e.,
                                                                                                       species of marine mammal is prohibited                Stranding Response Plan for Atlantic
                                               summer months), and the study area is
                                                                                                       and may result in the modification,                   Fleet Training and Testing (AFTT)
                                               100–200 nmi seaward of known
                                                                                                       suspension, or revocation of this                     Study Area (November 2013).
                                               subsistence use areas. Harvest locations
                                                                                                       Authorization.                                           7. This Authorization may be
                                               for ringed seals extend up to 80 nmi
                                                                                                          5. Mitigation Measures.                            modified, suspended or withdrawn if
                                               from shore during the summer months                        The holder of this Authorization is                the holder fails to abide by the
                                               while winter harvest of ringed seals                    required to implement the following                   conditions prescribed herein, or if
                                               typically occurs closer to shore. Based                 mitigation measures.                                  NMFS determines the authorized taking
                                               on this information, NMFS has                              (a) Shutdown Measures.                             is having more than a negligible impact
                                               preliminarily determined that there will                   (i) The Navy shall implement                       on the species or stock of affected
                                               not be an unmitigable adverse impact on                 shutdown measures if a marine mammal                  marine mammals.
                                               subsistence uses from the Navy’s                        is detected by submarines via passive
                                               proposed activities.                                    acoustics during use of active sonar                  Request for Public Comments
                                               Endangered Species Act (ESA)                            transmissions from submarines and                       We request comment on our analyses,
                                                                                                       torpedoes.                                            the draft authorization, and any other
                                                  Section 7(a)(2) of the ESA of 1973 (16                  (ii) The Navy shall not restart acoustic           aspect of this Notice of Proposed IHA
                                               U.S.C. 1531 et seq.) requires that each                 transmissions until after 15 minutes                  for the Navy’s proposed ICEX18 training
                                               Federal agency insure that any action it                have passed with no marine mammal                     and testing activities. Please include
                                               authorizes, funds, or carries out is not                detections.                                           with your comments any supporting
                                               likely to jeopardize the continued                         (b) The Navy shall avoid on-ice take               data or literature citations to help
                                               existence of any endangered or                          by implementing the following:                        inform our final decision on the request
                                               threatened species or result in the                        (i) Foot and snowmobile movement                   for MMPA authorization.
                                               destruction or adverse modification of                  shall avoid pressure ridges;
                                               designated critical habitat. To ensure                                                                          Dated: October 13, 2017.
                                                                                                          (ii) The ice camp, including runway,
                                               ESA compliance for the issuance of                      shall be built on multi-year ice without              Catherine Marzin,
                                               IHAs, NMFS consults internally with                     pressure ridges;                                      Acting Deputy Director, Office of Protected
                                               our ESA Interagency Cooperation                            (iii) Snowmobiles shall follow                     Resources, National Marine Fisheries Service.
                                               Division whenever we propose to                         established routes;                                   [FR Doc. 2017–22637 Filed 10–18–17; 8:45 am]
                                               authorize take for endangered or                           (iv) Camp deployment shall be                      BILLING CODE 3510–22–P
                                               threatened species.                                     gradual with activity increasing over the
                                                  No incidental take of ESA-listed                     first five days and shall be completed by
                                               species is proposed for authorization or                March 15, 2018.                                       DEPARTMENT OF COMMERCE
                                               expected to result from this activity.                     (vi) Implementation of 100-meter
                                               Therefore, NMFS has determined that                     avoidance distance of all marine                      National Oceanic and Atmospheric
                                               formal consultation under section 7 of                  mammals.                                              Administration
                                               the ESA is not required for this action.                   6. Reporting.                                      RIN 0648–XF745
                                               Proposed Authorization                                     The holder of this Authorization is
                                                                                                       required to:                                          Pacific Fishery Management Council;
                                                  As a result of these preliminary                        (a) Submit a draft exercise monitoring             Public Meeting
                                               determinations, NMFS proposes to issue                  report within 90 days of the completion
                                               an IHA to the Navy for conducting                                                                             AGENCY:  National Marine Fisheries
                                                                                                       of proposed training and testing
                                               submarine training and testing provided                                                                       Service (NMFS), National Oceanic and
                                                                                                       activities.
                                               the previously mentioned mitigation,                                                                          Atmospheric Administration (NOAA),
                                                                                                          (b) The draft exercise monitoring
                                               monitoring, and reporting requirements                                                                        Commerce.
                                                                                                       report will include data regarding sonar
                                               are incorporated. This section contains                 use and any marine mammal sightings                   ACTION: Notice of public meeting
                                               a draft of the IHA itself. The wording                  or detection. It will also include                    (webinar).
                                               contained in this section is proposed for               information on the number of sonar-                   SUMMARY:   The Pacific Fishery
                                               inclusion in the IHA (if issued).                       related shutdowns recorded.                           Management Council’s (Pacific Council)
                                                  1. This Authorization is valid from                     (c) If no comments are received from               Coastal Pelagic Species Management
                                               February 1, 2018 through May 1, 2018.                   NMFS within 30 days of submission of                  Team (CPSMT) and Coastal Pelagic
                                                  2. This Authorization is valid only for              the draft final report, the draft final               Species Advisory Subpanel (CPSAS)
                                               activities associated with submarine                    report will constitute the final report. If           will hold a webinar meeting that is open
                                               training and testing in the Beaufort Sea                comments are received, a final report                 to the public.
                                               and Arctic Ocean.                                       must be submitted within 30 days after
                                                  3. General Conditions.                                                                                     DATES: The webinar will be held
                                                                                                       receipt of comments.
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                                                  (a) A copy of this IHA must be in the                   (d) Reporting injured or dead marine               Tuesday, November 7, 2017, from 1 p.m.
                                               possession of the Navy, its designees,                  mammals:                                              to 4 p.m., or until business has been
                                               and work crew personnel operating                          (i) In the unanticipated event that the            completed.
                                               under the authority of this IHA.                        specified activity clearly causes the take            ADDRESSES:   The meeting will be held
                                                  (b) The number of animals and                        of a marine mammal in a manner                        via webinar. A public listening station
                                               species authorized for taking by Level B                prohibited by this IHA, such as an                    is available at the Pacific Council office
                                               harassment is 1,676 ringed seals.                       injury (Level A harassment), serious                  (address below). To attend the webinar,


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Document Created: 2017-10-19 02:56:50
Document Modified: 2017-10-19 02:56:50
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
ActionProposed incidental harassment authorization (IHA); request for comments.
DatesComments and information must be received no later than November 20, 2017.
ContactRob Pauline, Office of Protected Resources, NMFS, (301) 427-8408. Electronic copies of the application and supporting documents, as well as a list of the references cited in this document, may be obtained online at: www.nmfs.noaa.gov/pr/permits/ incidental/military.htm. In case of problems accessing these documents, please call the contact listed above.
FR Citation82 FR 48683 
RIN Number0648-XF47

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