82_FR_48930 82 FR 48729 - Proposed Collection; Comment Request

82 FR 48729 - Proposed Collection; Comment Request

RAILROAD RETIREMENT BOARD

Federal Register Volume 82, Issue 201 (October 19, 2017)

Page Range48729-48730
FR Document2017-22651

In accordance with the requirement of Section 3506 (c)(2)(A) of the Paperwork Reduction Act of 1995 which provides opportunity for public comment on new or revised data collections, the Railroad Retirement Board (RRB) will publish periodic summaries of proposed data collections. Comments are invited on: (a) Whether the proposed information collection is necessary for the proper performance of the functions of the agency, including whether the information has practical utility; (b) the accuracy of the RRB's estimate of the burden of the collection of the information; (c) ways to enhance the quality, utility, and clarity of the information to be collected; and (d) ways to minimize the burden related to the collection of information on respondents, including the use of automated collection techniques or other forms of information technology. 1. Title and purpose of information collection: RUIA Claims Notification and Verification System; OMB 3220-0171. Section 5(b) of the Railroad Unemployment Insurance Act (RUIA), requires that effective January 1, 1990, when a claim for benefits is filed with the Railroad Retirement Board (RRB), the RRB shall provide notice of the claim to the claimant's base year employer(s) to provide them an opportunity to submit information relevant to the claim before making an initial determination. If the RRB determines to pay benefits to the claimant under the RUIA, the RRB shall notify the base-year employer(s). The purpose of the RUIA Claims Notification and Verification System is to provide two notices, pre-payment Form ID-4K, Prepayment Notice of Employees' Applications and Claims for Benefits Under the Railroad Unemployment Insurance Act, and post-payment Form ID-4E, Notice of RUIA Claim Determination. Prepayment Form ID-4K provides notice to a claimant's base-year employer(s), of each unemployment application and unemployment and sickness claim filed for benefits under the RUIA and provides the employer an opportunity to convey information relevant to the proper adjudication of the claim. The railroad employer can elect to receive Form ID-4K by one of three options: A computer-generated paper notice, by Electronic Data Interchange (EDI), or online via the RRB's Employer Reporting System (ERS). The railroad employer can respond to the ID-4K notice by telephone, manually by mailing a completed ID-4K back to the RRB, or electronically via EDI or ERS. Completion is voluntary. The RRB proposes to replace using EDI with the use of secure File Transfer Protocol (FTP), which is the standard network protocol used for transferring files between a railroad employer and the RRB. The RRB proposes no changes to the other versions of the ID-4K. Once the RRB determines to pay a claim post-payment Form Letter ID- 4E, Notice of RUIA Claim Determination, is used to notify the base-year employer(s). This gives the employer a second opportunity to challenge the claim for benefits. The ID-4E mainframe-generated paper notice, EDI, and Internet versions are transmitted on a daily basis, generally on the same day that the claims are approved for payment. Railroad employers who are mailed Form ID-4E are instructed to write if they want a reconsideration of the RRB's determination to pay. Employers who receive the ID-4E electronically, may file a reconsideration request by completing the ID-4E by either EDI or ERS. Completion is voluntary. The RRB proposes to replace using EDI with the use of secure File Transfer Protocol (FTP). The RRB proposes no changes to the other versions of the ID-4E.

Federal Register, Volume 82 Issue 201 (Thursday, October 19, 2017)
[Federal Register Volume 82, Number 201 (Thursday, October 19, 2017)]
[Notices]
[Pages 48729-48730]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-22651]


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RAILROAD RETIREMENT BOARD


Proposed Collection; Comment Request

    Summary: In accordance with the requirement of Section 3506 
(c)(2)(A) of the Paperwork Reduction Act of 1995 which provides 
opportunity for public comment on new or revised data collections, the 
Railroad Retirement Board (RRB) will publish periodic summaries of 
proposed data collections.
    Comments are invited on: (a) Whether the proposed information 
collection is necessary for the proper performance of the functions of 
the agency, including whether the information has practical utility; 
(b) the accuracy of the RRB's estimate of the burden of the collection 
of the information; (c) ways to enhance the quality, utility, and 
clarity of the information to be collected; and (d) ways to minimize 
the burden related to the collection of information on respondents, 
including the use of automated collection techniques or other forms of 
information technology.
    1. Title and purpose of information collection: RUIA Claims 
Notification and Verification System; OMB 3220-0171. Section 5(b) of 
the Railroad Unemployment Insurance Act (RUIA), requires that effective 
January 1, 1990, when a claim for benefits is filed with the Railroad 
Retirement Board (RRB), the RRB shall provide notice of the claim to 
the claimant's base year employer(s) to provide them an opportunity to 
submit information relevant to the claim before making an initial 
determination. If the RRB determines to pay benefits to the claimant 
under the RUIA, the RRB shall notify the base-year employer(s).
    The purpose of the RUIA Claims Notification and Verification System 
is to provide two notices, pre-payment Form ID-4K, Prepayment Notice of 
Employees' Applications and Claims for Benefits Under the Railroad 
Unemployment Insurance Act, and post-payment Form ID-4E, Notice of RUIA 
Claim Determination. Prepayment Form ID-4K provides notice to a 
claimant's base-year employer(s), of each unemployment application and 
unemployment and sickness claim filed for benefits under the RUIA and 
provides the employer an opportunity to convey information relevant to 
the proper adjudication of the claim.
    The railroad employer can elect to receive Form ID-4K by one of 
three options: A computer-generated paper notice, by Electronic Data 
Interchange (EDI), or online via the RRB's Employer Reporting System 
(ERS). The railroad employer can respond to the ID-4K notice by 
telephone, manually by mailing a completed ID-4K back to the RRB, or 
electronically via EDI or ERS. Completion is voluntary. The RRB 
proposes to replace using EDI with the use of secure File Transfer 
Protocol (FTP), which is the standard network protocol used for 
transferring files between a railroad employer and the RRB. The RRB 
proposes no changes to the other versions of the ID-4K.
    Once the RRB determines to pay a claim post-payment Form Letter ID-
4E, Notice of RUIA Claim Determination, is used to notify the base-year 
employer(s). This gives the employer a second

[[Page 48730]]

opportunity to challenge the claim for benefits.
    The ID-4E mainframe-generated paper notice, EDI, and Internet 
versions are transmitted on a daily basis, generally on the same day 
that the claims are approved for payment. Railroad employers who are 
mailed Form ID-4E are instructed to write if they want a 
reconsideration of the RRB's determination to pay. Employers who 
receive the ID-4E electronically, may file a reconsideration request by 
completing the ID-4E by either EDI or ERS. Completion is voluntary. The 
RRB proposes to replace using EDI with the use of secure File Transfer 
Protocol (FTP). The RRB proposes no changes to the other versions of 
the ID-4E.

                                      Estimate of Annual Respondent Burden
----------------------------------------------------------------------------------------------------------------
                                                                      Annual
                            Form No.                                 responses    Time (minutes)  Burden (hours)
----------------------------------------------------------------------------------------------------------------
ID-4K (Manual)..................................................           1,250               2              42
ID-4K (FTP).....................................................          16,500             (*)             210
ID-4K (Internet)................................................          64,000               2           2,133
ID-4E (Manual)..................................................              50               2               2
ID-4E (Internet)................................................             120               2               4
                                                                 -----------------------------------------------
    Total.......................................................          81,920  ..............           2,391
----------------------------------------------------------------------------------------------------------------
* The burden for the 5 participating employers who transmit FTP responses is calculated at 10 minutes each per
  day, 251 workdays a year or 210 total hours of burden.

    2. Title and purpose of information collection: Request for 
Internet Services, OMB 3220-0198. The RRB uses a Personal 
Identification Number (PIN)/Password system that allows RRB customers 
to conduct business with the agency electronically. As part of the 
system, the RRB collects information needed to establish a unique PIN/
Password that allows customer access to RRB Internet-based services. 
The information collected is matched against records of the railroad 
employee that are maintained by the RRB. If the information is 
verified, the request is approved and the RRB mails a Password Request 
Code (PRC) to the requestor. If the information provided cannot be 
verified, the requestor is advised to contact the nearest field office 
of the RRB to resolve the discrepancy. Once a PRC is obtained from the 
RRB, the requestor can apply for a PIN/Password online. Once the PIN/
Password has been established, the requestor has access to RRB 
Internet-based services.
    Completion is voluntary, however, the RRB will be unable to provide 
a PRC or allow a requestor to establish a PIN/Password (thereby denying 
system access), if the requests are not completed. The RRB proposes no 
changes to the PRC screens or the PIN/Password screens.

                                      Estimate of Annual Respondent Burden
----------------------------------------------------------------------------------------------------------------
                                                                      Annual
                            Form No.                                 responses    Time (minutes)  Burden (hours)
----------------------------------------------------------------------------------------------------------------
Request PRC.....................................................          14,000             5.0           1,167
Establish Pin/Password..........................................          17,500             1.5             200
                                                                 -----------------------------------------------
    Total.......................................................          31,500  ..............           1,367
----------------------------------------------------------------------------------------------------------------

    Additional Information or Comments: To request more information or 
to obtain a copy of the information collection justification, forms, 
and/or supporting material, contact Dana Hickman at (312) 751-4981 or 
[email protected]. Comments regarding the information collection 
should be addressed to Brian Foster, Railroad Retirement Board, 844 
North Rush Street, Chicago, Illinois 60611-1275 or emailed to 
[email protected]. Written comments should be received within 60 
days of this notice.

Brian D. Foster,
Clearance Officer.
[FR Doc. 2017-22651 Filed 10-18-17; 8:45 am]
 BILLING CODE 7905-01-P



                                                                           Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices                                         48729

                                               Document Room (PDR) reference staff at                  801–808). However, the Office of                      whether the information has practical
                                               1–800–397–4209, 301–415–4737, or by                     Management and Budget has not found                   utility; (b) the accuracy of the RRB’s
                                               email to pdr.resource@nrc.gov. The                      it to be a major rule as defined in the               estimate of the burden of the collection
                                               ADAMS accession number for each                         Congressional Review Act.                             of the information; (c) ways to enhance
                                               document referenced (if it is available in                                                                    the quality, utility, and clarity of the
                                                                                                       IV. Backfitting and Issue Finality
                                               ADAMS) is provided the first time that                                                                        information to be collected; and (d)
                                               it is mentioned in this document. The                      This RG 1.28 describes methods that                ways to minimize the burden related to
                                               RG is available in ADAMS under                          the NRC considers acceptable for                      the collection of information on
                                               Accession No. ML17207A293.                              establishing and implementing a QA                    respondents, including the use of
                                                  • NRC’s PDR: You may examine and                     program for the design and construction               automated collection techniques or
                                               purchase copies of public documents at                  of nuclear power plants and fuel                      other forms of information technology.
                                               the NRC’s PDR, Room O1–F21, One                         reprocessing plants. Issuance of this RG                1. Title and purpose of information
                                               White Flint North, 11555 Rockville                      does not constitute backfitting as                    collection: RUIA Claims Notification
                                               Pike, Rockville, Maryland 20852.                        defined in § 50.109 of title 10 of the                and Verification System; OMB 3220–
                                                  Regulatory guides are not                            Code of Federal Regulations (10 CFR),                 0171. Section 5(b) of the Railroad
                                               copyrighted, and NRC approval is not                    (the Backfit Rule) and is not otherwise               Unemployment Insurance Act (RUIA),
                                               required to reproduce them.                             inconsistent with the issue finality                  requires that effective January 1, 1990,
                                               FOR FURTHER INFORMATION CONTACT:                        provisions in part 52. As discussed in                when a claim for benefits is filed with
                                               Ashley Ferguson, Office of New                          the ‘‘Implementation’’ section of this                the Railroad Retirement Board (RRB),
                                               Reactors, telephone: 301–415–6638,                      RG, the NRC has no current intention to               the RRB shall provide notice of the
                                               email: Ashley.Ferguson@nrc.gov, and                     impose this guidance on holders of                    claim to the claimant’s base year
                                               Stephen Burton, Office of Nuclear                       current operating licenses or combined                employer(s) to provide them an
                                               Regulatory Research, telephone: 301–                    licenses.                                             opportunity to submit information
                                               415–7000, email: Stephen.Burton@                           This RG may be applied to                          relevant to the claim before making an
                                               nrc.gov. Both are staff of the U.S.                     applications for operating licenses,                  initial determination. If the RRB
                                               Nuclear Regulatory Commission,                          combined licenses, early site permits,                determines to pay benefits to the
                                               Washington, DC 20555–0001.                              and certified design rules docketed by                claimant under the RUIA, the RRB shall
                                               SUPPLEMENTARY INFORMATION:                              the NRC as of the date of issuance of                 notify the base-year employer(s).
                                                                                                       this RG, as well as future applications
                                               I. Discussion                                                                                                   The purpose of the RUIA Claims
                                                                                                       submitted after the issuance of the
                                                                                                                                                             Notification and Verification System is
                                                  The NRC is issuing a revision to an                  regulatory guide. Such action would not
                                                                                                                                                             to provide two notices, pre-payment
                                               existing guide in the NRC’s ‘‘Regulatory                constitute backfitting as defined in the
                                                                                                                                                             Form ID–4K, Prepayment Notice of
                                               Guide’’ series. This series was                         Backfit Rule or be otherwise
                                                                                                                                                             Employees’ Applications and Claims for
                                               developed to describe and make                          inconsistent with the applicable issue
                                                                                                                                                             Benefits Under the Railroad
                                               available to the public information                     finality provision in part 52, inasmuch
                                                                                                                                                             Unemployment Insurance Act, and post-
                                               regarding methods that are acceptable to                as such applicants or potential
                                                                                                                                                             payment Form ID–4E, Notice of RUIA
                                               the NRC staff for implementing specific                 applicants are not within the scope of
                                                                                                                                                             Claim Determination. Prepayment Form
                                               parts of the agency’s regulations,                      entities protected by the Backfit Rule or
                                                                                                                                                             ID–4K provides notice to a claimant’s
                                               techniques that the NRC staff uses in                   the relevant issue finality provisions in
                                                                                                                                                             base-year employer(s), of each
                                               evaluating specific issues or postulated                part 52.
                                                                                                                                                             unemployment application and
                                               events, and data that the NRC staff                       Dated at Rockville, Maryland, this 13th day         unemployment and sickness claim filed
                                               needs in its review of applications for                 of October, 2017.                                     for benefits under the RUIA and
                                               permits and licenses.                                     For the Nuclear Regulatory Commission.              provides the employer an opportunity to
                                                  Revision 5 of RG 1.28 was issued with                Edward O’Donnell,                                     convey information relevant to the
                                               a temporary identification of Draft                     Acting Chief, Regulatory Guidance and                 proper adjudication of the claim.
                                               Regulatory Guide, DG–1326. This                         Generic Issues Branch, Division of                      The railroad employer can elect to
                                               revision of the guide (Revision 5)                      Engineering, Office of Nuclear Regulatory             receive Form ID–4K by one of three
                                               updates the guidance to endorse, with                   Research.
                                                                                                                                                             options: A computer-generated paper
                                               clarification or exceptions, multiple                   [FR Doc. 2017–22670 Filed 10–18–17; 8:45 am]          notice, by Electronic Data Interchange
                                               revisions of the American Society of                    BILLING CODE 7590–01–P                                (EDI), or online via the RRB’s Employer
                                               Mechanical Engineers standard NQA–1
                                                                                                                                                             Reporting System (ERS). The railroad
                                               titled ‘‘Quality Assurance Requirements
                                                                                                                                                             employer can respond to the ID–4K
                                               for Nuclear Facility Applications.’’                    RAILROAD RETIREMENT BOARD                             notice by telephone, manually by
                                               II. Additional Information                                                                                    mailing a completed ID–4K back to the
                                                                                                       Proposed Collection; Comment                          RRB, or electronically via EDI or ERS.
                                                  The NRC published a notice of the                    Request
                                               availability of DG–1326 in the Federal                                                                        Completion is voluntary. The RRB
                                               Register on March 27, 2017 (82 FR                         Summary: In accordance with the                     proposes to replace using EDI with the
                                               15242), for a 60-day public comment                     requirement of Section 3506 (c)(2)(A) of              use of secure File Transfer Protocol
                                               period. The public comment period                       the Paperwork Reduction Act of 1995                   (FTP), which is the standard network
                                               closed on May 26, 2017. Public                          which provides opportunity for public                 protocol used for transferring files
                                               comments on DG–1326 and the staff                       comment on new or revised data                        between a railroad employer and the
rmajette on DSKBCKNHB2PROD with NOTICES




                                               responses to the public comments are                    collections, the Railroad Retirement                  RRB. The RRB proposes no changes to
                                               available in ADAMS under Accession                      Board (RRB) will publish periodic                     the other versions of the ID–4K.
                                               No. ML17207A289.                                        summaries of proposed data collections.                 Once the RRB determines to pay a
                                                                                                         Comments are invited on: (a) Whether                claim post-payment Form Letter ID–4E,
                                               III. Congressional Review Act                           the proposed information collection is                Notice of RUIA Claim Determination, is
                                                  This RG is a rule as defined in the                  necessary for the proper performance of               used to notify the base-year employer(s).
                                               Congressional Review Act (5 U.S.C.                      the functions of the agency, including                This gives the employer a second


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                                               48730                                 Federal Register / Vol. 82, No. 201 / Thursday, October 19, 2017 / Notices

                                               opportunity to challenge the claim for                                      Railroad employers who are mailed                                        completing the ID–4E by either EDI or
                                               benefits.                                                                   Form ID–4E are instructed to write if                                    ERS. Completion is voluntary. The RRB
                                                 The ID–4E mainframe-generated                                             they want a reconsideration of the RRB’s                                 proposes to replace using EDI with the
                                               paper notice, EDI, and Internet versions                                    determination to pay. Employers who                                      use of secure File Transfer Protocol
                                               are transmitted on a daily basis,                                           receive the ID–4E electronically, may                                    (FTP). The RRB proposes no changes to
                                               generally on the same day that the                                          file a reconsideration request by                                        the other versions of the ID–4E.
                                               claims are approved for payment.

                                                                                                                      ESTIMATE OF ANNUAL RESPONDENT BURDEN
                                                                                                                                                                                                      Annual             Time                 Burden
                                                                                                                Form No.                                                                            responses          (minutes)              (hours)

                                               ID–4K     (Manual) ............................................................................................................................            1,250                         2             42
                                               ID–4K     (FTP) .................................................................................................................................         16,500                        (*)           210
                                               ID–4K     (Internet) ...........................................................................................................................          64,000                         2          2,133
                                               ID–4E     (Manual) ............................................................................................................................               50                         2              2
                                               ID–4E     (Internet) ...........................................................................................................................             120                         2              4

                                                     Total ......................................................................................................................................        81,920    ........................        2,391
                                                 * The burden for the 5 participating employers who transmit FTP responses is calculated at 10 minutes each per day, 251 workdays a year or
                                               210 total hours of burden.


                                                 2. Title and purpose of information                                       records of the railroad employee that are                                established, the requestor has access to
                                               collection: Request for Internet Services,                                  maintained by the RRB. If the                                            RRB Internet-based services.
                                               OMB 3220–0198. The RRB uses a                                               information is verified, the request is                                     Completion is voluntary, however, the
                                               Personal Identification Number (PIN)/                                       approved and the RRB mails a Password                                    RRB will be unable to provide a PRC or
                                               Password system that allows RRB                                             Request Code (PRC) to the requestor. If
                                                                                                                                                                                                    allow a requestor to establish a PIN/
                                               customers to conduct business with the                                      the information provided cannot be
                                                                                                                                                                                                    Password (thereby denying system
                                               agency electronically. As part of the                                       verified, the requestor is advised to
                                               system, the RRB collects information                                        contact the nearest field office of the                                  access), if the requests are not
                                               needed to establish a unique PIN/                                           RRB to resolve the discrepancy. Once a                                   completed. The RRB proposes no
                                               Password that allows customer access to                                     PRC is obtained from the RRB, the                                        changes to the PRC screens or the PIN/
                                               RRB Internet-based services. The                                            requestor can apply for a PIN/Password                                   Password screens.
                                               information collected is matched against                                    online. Once the PIN/Password has been

                                                                                                                      ESTIMATE OF ANNUAL RESPONDENT BURDEN
                                                                                                                                                                                                      Annual             Time                 Burden
                                                                                                                Form No.                                                                            responses          (minutes)              (hours)

                                               Request PRC ...............................................................................................................................               14,000                      5.0           1,167
                                               Establish Pin/Password ...............................................................................................................                    17,500                      1.5             200

                                                     Total ......................................................................................................................................        31,500    ........................        1,367



                                                 Additional Information or Comments:                                       RAILROAD RETIREMENT BOARD                                                clarity of the information that is the
                                               To request more information or to                                                                                                                    subject of collection; and (4) ways to
                                               obtain a copy of the information                                            Agency Forms Submitted for OMB                                           minimize the burden of collections on
                                               collection justification, forms, and/or                                     Review, Request for Comments                                             respondents, including the use of
                                               supporting material, contact Dana                                                                                                                    automated collection techniques or
                                                                                                                             Summary: In accordance with the                                        other forms of information technology.
                                               Hickman at (312) 751–4981 or                                                Paperwork Reduction Act of 1995, the
                                               Dana.Hickman@RRB.GOV. Comments                                                                                                                       Comments to the RRB or OIRA must
                                                                                                                           Railroad Retirement Board (RRB) is                                       contain the OMB control number of the
                                               regarding the information collection                                        forwarding an Information Collection
                                               should be addressed to Brian Foster,                                                                                                                 ICR. For proper consideration of your
                                                                                                                           Request (ICR) to the Office of                                           comments, it is best if the RRB and
                                               Railroad Retirement Board, 844 North                                        Information and Regulatory Affairs                                       OIRA receive them within 30 days of
                                               Rush Street, Chicago, Illinois 60611–                                       (OIRA), Office of Management and                                         the publication date.
                                               1275 or emailed to Brian.Foster@rrb.gov.                                    Budget (OMB). Our ICR describes the                                        1. Title and purpose of information
                                               Written comments should be received                                         information we seek to collect from the                                  collection: Certification of Termination
                                               within 60 days of this notice.                                              public. Review and approval by OIRA                                      of Service and Relinquishment of
                                                                                                                           ensures that we impose appropriate                                       Rights; OMB 3220–0016.
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                                               Brian D. Foster,
                                                                                                                           paperwork burdens.                                                         Under Section 2(e)(2) of the Railroad
                                               Clearance Officer.                                                            The RRB invites comments on the                                        Retirement Act (RRA), an age and
                                               [FR Doc. 2017–22651 Filed 10–18–17; 8:45 am]                                proposed collections of information to                                   service annuity, spouse annuity, or
                                               BILLING CODE 7905–01–P                                                      determine (1) the practical utility of the                               divorced spouse annuity cannot be paid
                                                                                                                           collections; (2) the accuracy of the                                     unless the Railroad Retirement Board
                                                                                                                           estimated burden of the collections; (3)                                 (RRB) has evidence that the applicant
                                                                                                                           ways to enhance the quality, utility, and                                has ceased railroad employment and


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Document Created: 2017-10-19 02:56:57
Document Modified: 2017-10-19 02:56:57
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionNotices
FR Citation82 FR 48729 

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