82_FR_49302 82 FR 49098 - Medical Devices; Immunology and Microbiology Devices; Classification of the Device To Detect and Measure Non-Microbial Analyte(s) in Human Clinical Specimens To Aid in Assessment of Patients With Suspected Sepsis

82 FR 49098 - Medical Devices; Immunology and Microbiology Devices; Classification of the Device To Detect and Measure Non-Microbial Analyte(s) in Human Clinical Specimens To Aid in Assessment of Patients With Suspected Sepsis

DEPARTMENT OF HEALTH AND HUMAN SERVICES
Food and Drug Administration

Federal Register Volume 82, Issue 204 (October 24, 2017)

Page Range49098-49100
FR Document2017-22994

The Food and Drug Administration (FDA or we) is classifying the device to detect and measure non-microbial analyte(s) in human clinical specimens to aid in assessment of patients with suspected sepsis into class II (special controls). The special controls that apply to the device type are identified in this order and will be part of the codified language for the device to detect and measure non- microbial analyte(s) in human clinical specimens to aid in assessment of patients with suspected sepsis's classification. We are taking this action because we have determined that classifying the device into class II (special controls) will provide a reasonable assurance of safety and effectiveness of the device. We believe this action will also enhance patients' access to beneficial innovative devices, in part by reducing regulatory burdens.

Federal Register, Volume 82 Issue 204 (Tuesday, October 24, 2017)
[Federal Register Volume 82, Number 204 (Tuesday, October 24, 2017)]
[Rules and Regulations]
[Pages 49098-49100]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-22994]



[[Page 49098]]

-----------------------------------------------------------------------

DEPARTMENT OF HEALTH AND HUMAN SERVICES

Food and Drug Administration

21 CFR Part 866

[Docket No. FDA-2017-N-5657]


Medical Devices; Immunology and Microbiology Devices; 
Classification of the Device To Detect and Measure Non-Microbial 
Analyte(s) in Human Clinical Specimens To Aid in Assessment of Patients 
With Suspected Sepsis

AGENCY: Food and Drug Administration, HHS.

ACTION: Final order.

-----------------------------------------------------------------------

SUMMARY: The Food and Drug Administration (FDA or we) is classifying 
the device to detect and measure non-microbial analyte(s) in human 
clinical specimens to aid in assessment of patients with suspected 
sepsis into class II (special controls). The special controls that 
apply to the device type are identified in this order and will be part 
of the codified language for the device to detect and measure non-
microbial analyte(s) in human clinical specimens to aid in assessment 
of patients with suspected sepsis's classification. We are taking this 
action because we have determined that classifying the device into 
class II (special controls) will provide a reasonable assurance of 
safety and effectiveness of the device. We believe this action will 
also enhance patients' access to beneficial innovative devices, in part 
by reducing regulatory burdens.

DATES: This order is effective October 24, 2017. The classification was 
applicable on February 20, 2016.

FOR FURTHER INFORMATION CONTACT: Ryan Lubert, Center for Devices and 
Radiological Health, Food and Drug Administration, 10903 New Hampshire 
Ave., Bldg. 66, Rm. 4545, Silver Spring, MD 20993-0002, 240-402-6357, 
[email protected].

SUPPLEMENTARY INFORMATION:

I. Background

    Upon request, FDA has classified the device to detect and measure 
non-microbial analyte(s) in human clinical specimens to aid in 
assessment of patients with suspected sepsis as class II (special 
controls), which we have determined will provide a reasonable assurance 
of safety and effectiveness. In addition, we believe this action will 
enhance patients' access to beneficial innovation, in part by reducing 
regulatory burdens by placing the device into a lower device class than 
the automatic class III assignment.
    The automatic assignment of class III occurs by operation of law 
and without any action by FDA, regardless of the level of risk posed by 
the new device. Any device that was not in commercial distribution 
before May 28, 1976, is automatically classified as, and remains 
within, class III and requires premarket approval unless and until FDA 
takes an action to classify or reclassify the device (see 21 U.S.C. 
360c(f)(1)). We refer to these devices as ``postamendments devices'' 
because they were not in commercial distribution prior to the date of 
enactment of the Medical Device Amendments of 1976, which amended the 
Federal Food, Drug, and Cosmetic Act (the FD&C Act).
    FDA may take a variety of actions in appropriate circumstances to 
classify or reclassify a device into class I or II. We may issue an 
order finding a new device to be substantially equivalent under section 
513(i) of the FD&C Act to a predicate device that does not require 
premarket approval (see 21 U.S.C. 360c(i)). We determine whether a new 
device is substantially equivalent to a predicate by means of the 
procedures for premarket notification under section 510(k) of the FD&C 
Act and part 807 (21 U.S.C. 360(k) and 21 CFR part 807, respectively).
    FDA may also classify a device through ``De Novo'' classification, 
a common name for the process authorized under section 513(f)(2) of the 
FD&C Act. Section 207 of the Food and Drug Administration Modernization 
Act of 1997 established the first procedure for De Novo classification 
(Pub. L. 105-115). Section 607 of the Food and Drug Administration 
Safety and Innovation Act modified the De Novo application process by 
adding a second procedure (Pub. L. 112-144). A device sponsor may 
utilize either procedure for De Novo classification.
    Under the first procedure, the person submits a 510(k) for a device 
that has not previously been classified. After receiving an order from 
FDA classifying the device into class III under section 513(f)(1) of 
the FD&C Act, the person then requests a classification under section 
513(f)(2).
    Under the second procedure, rather than first submitting a 510(k) 
and then a request for classification, if the person determines that 
there is no legally marketed device upon which to base a determination 
of substantial equivalence, that person requests a classification under 
section 513(f)(2) of the FD&C Act.
    Under either procedure for De Novo classification, FDA is required 
to classify the device by written order within 120 days. The 
classification will be according to the criteria under section 
513(a)(1) of the FD&C Act. Although the device was automatically within 
class III, the De Novo classification is considered to be the initial 
classification of the device.
    We believe this De Novo classification will enhance patients' 
access to beneficial innovation, in part by reducing regulatory 
burdens. When FDA classifies a device into class I or II via the De 
Novo process, the device can serve as a predicate for future devices of 
that type, including for 510(k)s (see 21 U.S.C. 360c(f)(2)(B)(i)). As a 
result, other device sponsors do not have to submit a De Novo request 
or premarket approval application in order to market a substantially 
equivalent device (see 21 U.S.C. 360c(i), defining ``substantial 
equivalence''). Instead, sponsors can use the less burdensome 510(k) 
process, when necessary, to market their device.

II. De Novo Classification

    On March 4, 2015, B[middot]R[middot]A[middot]H[middot]M[middot]S 
GmbH, part of Thermo Fisher Scientific, submitted a request for De Novo 
classification of the B[middot]R[middot]A[middot]H[middot]M[middot]S 
PCT sensitive KRYPTOR. FDA reviewed the request in order to classify 
the device under the criteria for classification set forth in section 
513(a)(1) of the FD&C Act. We classify devices into class II if general 
controls by themselves are insufficient to provide reasonable assurance 
of safety and effectiveness, but there is sufficient information to 
establish special controls that, in combination with the general 
controls, provide reasonable assurance of the safety and effectiveness 
of the device for its intended use (see 21 U.S.C. 360c(a)(1)(B)). After 
review of the information submitted in the request, we determined that 
the device can be classified into class II with the establishment of 
special controls. FDA has determined that these special controls, in 
addition to general controls, will provide reasonable assurance of the 
safety and effectiveness of the device.
    Therefore, on February 20, 2016, FDA issued an order to the 
requestor classifying the device into class II. FDA is codifying the 
classification of the device by adding 21 CFR 866.3215. We have named 
the generic type of device, device to detect and measure non-microbial 
analyte(s) in human clinical specimens to aid in assessment of patients 
with suspected sepsis, and it is identified as an in vitro device 
intended for the detection and qualitative and/or quantitative 
measurement of one or more non-microbial analytes in human clinical 
specimens to aid in the

[[Page 49099]]

assessment of patients with suspected sepsis when used in conjunction 
with clinical signs and symptoms and other clinical and laboratory 
findings.
    FDA has identified the following risks to health associated 
specifically with this type of device and the measures required to 
mitigate these risks in table 1.

 Table 1--Device To Detect and Measure Non-Microbial Analyte(s) in Human
   Clinical Specimens To Aid in Assessment of Patients With Suspected
                  Sepsis Risks and Mitigation Measures
------------------------------------------------------------------------
                                            Mitigation measures/21 CFR
            Identified risks                         section
------------------------------------------------------------------------
Incorrect determination of               Special Controls (2), (3), and
 procalcitonin (PCT) value, including     (7) (21 CFR 866.3215(b)(2); 21
 false positives and false negatives,     CFR 866.3215(b)(3); and 21 CFR
 by the device can lead to improper       866.3215(b)(7)).
 patient management.
Incorrect interpretation of device       Special Controls (1), (4), (5),
 results by end user can lead to          (6), and (7) (21 CFR
 improper patient management.             866.3215(b)(1); 21 CFR
                                          866.3215(b)(4); 21 CFR
                                          866.3215(b)(5); 21 CFR
                                          866.3215(b)(6); and 21 CFR
                                          866.3215(b)(7)).
Manual calculation error of final        Special Control (7) (21 CFR
 results.                                 866.3215(b)(7)).
------------------------------------------------------------------------

    FDA has determined that special controls, in combination with the 
general controls, address these risks to health and provide reasonable 
assurance of safety and effectiveness. In order for a device to fall 
within this classification, and thus avoid automatic classification in 
class III, it would have to comply with the special controls named in 
this final order. The necessary special controls appear in the 
regulation codified by this order. This device is subject to premarket 
notification requirements under section 510(k) of the FD&C Act.

III. Analysis of Environmental Impact

    The Agency has determined under 21 CFR 25.34(b) that this action is 
of a type that does not individually or cumulatively have a significant 
effect on the human environment. Therefore, neither an environmental 
assessment nor an environmental impact statement is required.

IV. Paperwork Reduction Act of 1995

    This final order establishes special controls that refer to 
previously approved collections of information found in other FDA 
regulations. These collections of information are subject to review by 
the Office of Management and Budget (OMB) under the Paperwork Reduction 
Act of 1995 (44 U.S.C. 3501-3520). The collections of information in 
part 807, subpart E, regarding premarket notification submissions have 
been approved under OMB control number 0910-0120, the collections of 
information in part 820 have been approved under OMB control number 
0910-0073, and the collections of information in 21 CFR parts 801 and 
809 regarding labeling have been approved under OMB control number 
0910-0485.

List of Subjects in 21 CFR Part 866

    Biologics, Laboratories, Medical devices.

    Therefore, under the Federal Food, Drug, and Cosmetic Act and under 
authority delegated to the Commissioner of Food and Drugs, 21 CFR part 
866 is amended as follows:

PART 866--IMMUNOLOGY AND MICROBIOLOGY DEVICES

0
1. The authority citation for part 866 continues to read as follows:

    Authority:  21 U.S.C. 351, 360, 360c, 360e, 360j, 360l, 371.


0
2. Add Sec.  866.3215 to subpart D to read as follows:


Sec.  866.3215   Device to detect and measure non-microbial analyte(s) 
in human clinical specimens to aid in assessment of patients with 
suspected sepsis.

    (a) Identification. A device to detect and measure non-microbial 
analyte(s) in human clinical specimens to aid in assessment of patients 
with suspected sepsis is identified as an in vitro device intended for 
the detection and qualitative and/or quantitative measurement of one or 
more non-microbial analytes in human clinical specimens to aid in the 
assessment of patients with suspected sepsis when used in conjunction 
with clinical signs and symptoms and other clinical and laboratory 
findings.
    (b) Classification. Class II (special controls). The special 
controls for this device are:
    (1) Premarket notification submissions must include the device's 
detailed Indications for Use statement describing what the device 
detects and measures, the results provided to the user, whether the 
measure is qualitative and/or quantitative, the clinical indications 
for which the test is to be used, and the specific population(s) for 
which the device use is intended.
    (2) Premarket notification submissions must include detailed 
documentation of the device description, including (as applicable), all 
device components, software, ancillary reagents required but not 
provided, explanation of the device principle and methodology, and for 
molecular devices include detailed documentation of the primer/probe 
sequence, design, and rationale for sequence selection.
    (3) Premarket notification submissions must include detailed 
documentation of applicable analytical studies, such as, analytical 
sensitivity (Limit of Detection, Limit of Blank, and Limit of 
Quantitation), precision, reproducibility, analytical measuring range, 
interference, cross-reactivity, and specimen stability.
    (4) Premarket notification submissions must include detailed 
documentation of a prospective clinical study or, if appropriate, 
results from an equivalent sample set. This detailed documentation must 
include the following information:
    (i) Results must demonstrate adequate device performance relative 
to a well-accepted comparator.
    (ii) Clinical sample results must demonstrate consistency of device 
output throughout the device measuring range likely to be encountered 
in the Intended Use population.
    (iii) Clinical study documentation must include the original study 
protocol (including predefined statistical analysis plan), study report 
documenting support for the Indications for Use(s), and results of all 
statistical analyses.
    (5) Premarket notification submissions must include evaluation of 
the level of the non-microbial analyte in asymptomatic patients with 
demographic characteristics (e.g., age, racial, ethnic, and gender 
distribution) similar to the Intended Use population.
    (6) As part of the risk management activities performed under 21 
CFR 820.30 design controls, you must document an appropriate end user 
device training program that will be

[[Page 49100]]

offered as part of your efforts to mitigate the risk of failure to 
correctly operate the instrument.
    (7) A detailed explanation of the interpretation of results and 
acceptance criteria must be included in the device's 21 CFR 
809.10(b)(9) compliant labeling, and a detailed explanation of the 
interpretation of the limitations of the samples (e.g., collected on 
day of diagnosis) must be included in the device's 21 CFR 809.10(b)(10) 
compliant labeling.

    Dated: October 18, 2017.
Leslie Kux,
Associate Commissioner for Policy.
[FR Doc. 2017-22994 Filed 10-23-17; 8:45 am]
 BILLING CODE 4164-01-P



                                             49098            Federal Register / Vol. 82, No. 204 / Tuesday, October 24, 2017 / Rules and Regulations

                                             DEPARTMENT OF HEALTH AND                                device into a lower device class than the             classify the device by written order
                                             HUMAN SERVICES                                          automatic class III assignment.                       within 120 days. The classification will
                                                                                                        The automatic assignment of class III              be according to the criteria under
                                             Food and Drug Administration                            occurs by operation of law and without                section 513(a)(1) of the FD&C Act.
                                                                                                     any action by FDA, regardless of the                  Although the device was automatically
                                             21 CFR Part 866                                         level of risk posed by the new device.                within class III, the De Novo
                                                                                                     Any device that was not in commercial                 classification is considered to be the
                                             [Docket No. FDA–2017–N–5657]
                                                                                                     distribution before May 28, 1976, is                  initial classification of the device.
                                             Medical Devices; Immunology and                         automatically classified as, and remains                 We believe this De Novo classification
                                             Microbiology Devices; Classification of                 within, class III and requires premarket              will enhance patients’ access to
                                             the Device To Detect and Measure                        approval unless and until FDA takes an                beneficial innovation, in part by
                                             Non-Microbial Analyte(s) in Human                       action to classify or reclassify the device           reducing regulatory burdens. When FDA
                                             Clinical Specimens To Aid in                            (see 21 U.S.C. 360c(f)(1)). We refer to               classifies a device into class I or II via
                                             Assessment of Patients With                             these devices as ‘‘postamendments                     the De Novo process, the device can
                                             Suspected Sepsis                                        devices’’ because they were not in                    serve as a predicate for future devices of
                                                                                                     commercial distribution prior to the                  that type, including for 510(k)s (see 21
                                             AGENCY:    Food and Drug Administration,                date of enactment of the Medical Device               U.S.C. 360c(f)(2)(B)(i)). As a result, other
                                             HHS.                                                    Amendments of 1976, which amended                     device sponsors do not have to submit
                                             ACTION:   Final order.                                  the Federal Food, Drug, and Cosmetic                  a De Novo request or premarket
                                                                                                     Act (the FD&C Act).                                   approval application in order to market
                                             SUMMARY:    The Food and Drug                              FDA may take a variety of actions in               a substantially equivalent device (see 21
                                             Administration (FDA or we) is                           appropriate circumstances to classify or              U.S.C. 360c(i), defining ‘‘substantial
                                             classifying the device to detect and                    reclassify a device into class I or II. We            equivalence’’). Instead, sponsors can use
                                             measure non-microbial analyte(s) in                     may issue an order finding a new device               the less burdensome 510(k) process,
                                             human clinical specimens to aid in                      to be substantially equivalent under                  when necessary, to market their device.
                                             assessment of patients with suspected                   section 513(i) of the FD&C Act to a
                                                                                                     predicate device that does not require                II. De Novo Classification
                                             sepsis into class II (special controls).
                                             The special controls that apply to the                  premarket approval (see 21 U.S.C.                        On March 4, 2015, B·R·A·H·M·S
                                             device type are identified in this order                360c(i)). We determine whether a new                  GmbH, part of Thermo Fisher Scientific,
                                             and will be part of the codified language               device is substantially equivalent to a               submitted a request for De Novo
                                             for the device to detect and measure                    predicate by means of the procedures                  classification of the B·R·A·H·M·S PCT
                                             non-microbial analyte(s) in human                       for premarket notification under section              sensitive KRYPTOR. FDA reviewed the
                                             clinical specimens to aid in assessment                 510(k) of the FD&C Act and part 807 (21               request in order to classify the device
                                             of patients with suspected sepsis’s                     U.S.C. 360(k) and 21 CFR part 807,                    under the criteria for classification set
                                             classification. We are taking this action               respectively).                                        forth in section 513(a)(1) of the FD&C
                                             because we have determined that                            FDA may also classify a device                     Act. We classify devices into class II if
                                             classifying the device into class II                    through ‘‘De Novo’’ classification, a                 general controls by themselves are
                                             (special controls) will provide a                       common name for the process                           insufficient to provide reasonable
                                             reasonable assurance of safety and                      authorized under section 513(f)(2) of the             assurance of safety and effectiveness,
                                             effectiveness of the device. We believe                 FD&C Act. Section 207 of the Food and                 but there is sufficient information to
                                             this action will also enhance patients’                 Drug Administration Modernization Act                 establish special controls that, in
                                             access to beneficial innovative devices,                of 1997 established the first procedure               combination with the general controls,
                                             in part by reducing regulatory burdens.                 for De Novo classification (Pub. L. 105–              provide reasonable assurance of the
                                                                                                     115). Section 607 of the Food and Drug                safety and effectiveness of the device for
                                             DATES: This order is effective October
                                                                                                     Administration Safety and Innovation                  its intended use (see 21 U.S.C.
                                             24, 2017. The classification was                                                                              360c(a)(1)(B)). After review of the
                                                                                                     Act modified the De Novo application
                                             applicable on February 20, 2016.                                                                              information submitted in the request,
                                                                                                     process by adding a second procedure
                                             FOR FURTHER INFORMATION CONTACT:                        (Pub. L. 112–144). A device sponsor                   we determined that the device can be
                                             Ryan Lubert, Center for Devices and                     may utilize either procedure for De                   classified into class II with the
                                             Radiological Health, Food and Drug                      Novo classification.                                  establishment of special controls. FDA
                                             Administration, 10903 New Hampshire                        Under the first procedure, the person              has determined that these special
                                             Ave., Bldg. 66, Rm. 4545, Silver Spring,                submits a 510(k) for a device that has                controls, in addition to general controls,
                                             MD 20993–0002, 240–402–6357,                            not previously been classified. After                 will provide reasonable assurance of the
                                             Ryan.Lubert@fda.hhs.gov.                                receiving an order from FDA classifying               safety and effectiveness of the device.
                                             SUPPLEMENTARY INFORMATION:                              the device into class III under section                  Therefore, on February 20, 2016, FDA
                                                                                                     513(f)(1) of the FD&C Act, the person                 issued an order to the requestor
                                             I. Background                                                                                                 classifying the device into class II. FDA
                                                                                                     then requests a classification under
                                                Upon request, FDA has classified the                 section 513(f)(2).                                    is codifying the classification of the
                                             device to detect and measure non-                          Under the second procedure, rather                 device by adding 21 CFR 866.3215. We
                                             microbial analyte(s) in human clinical                  than first submitting a 510(k) and then               have named the generic type of device,
                                             specimens to aid in assessment of                       a request for classification, if the person           device to detect and measure non-
                                             patients with suspected sepsis as class                 determines that there is no legally                   microbial analyte(s) in human clinical
pmangrum on DSK3GDR082PROD with RULES




                                             II (special controls), which we have                    marketed device upon which to base a                  specimens to aid in assessment of
                                             determined will provide a reasonable                    determination of substantial                          patients with suspected sepsis, and it is
                                             assurance of safety and effectiveness. In               equivalence, that person requests a                   identified as an in vitro device intended
                                             addition, we believe this action will                   classification under section 513(f)(2) of             for the detection and qualitative and/or
                                             enhance patients’ access to beneficial                  the FD&C Act.                                         quantitative measurement of one or
                                             innovation, in part by reducing                            Under either procedure for De Novo                 more non-microbial analytes in human
                                             regulatory burdens by placing the                       classification, FDA is required to                    clinical specimens to aid in the


                                        VerDate Sep<11>2014   15:12 Oct 23, 2017   Jkt 244001   PO 00000   Frm 00012   Fmt 4700   Sfmt 4700   E:\FR\FM\24OCR1.SGM   24OCR1


                                                                 Federal Register / Vol. 82, No. 204 / Tuesday, October 24, 2017 / Rules and Regulations                                                   49099

                                             assessment of patients with suspected                          clinical signs and symptoms and other                     this type of device and the measures
                                             sepsis when used in conjunction with                           clinical and laboratory findings.                         required to mitigate these risks in table
                                                                                                               FDA has identified the following risks                 1.
                                                                                                            to health associated specifically with
                                                TABLE 1—DEVICE TO DETECT AND MEASURE NON-MICROBIAL ANALYTE(S) IN HUMAN CLINICAL SPECIMENS TO AID IN
                                                           ASSESSMENT OF PATIENTS WITH SUSPECTED SEPSIS RISKS AND MITIGATION MEASURES
                                                                                  Identified risks                                                              Mitigation measures/21 CFR section

                                             Incorrect determination of procalcitonin (PCT) value, including false                           Special Controls (2), (3), and (7) (21 CFR 866.3215(b)(2); 21 CFR
                                               positives and false negatives, by the device can lead to improper pa-                           866.3215(b)(3); and 21 CFR 866.3215(b)(7)).
                                               tient management.
                                             Incorrect interpretation of device results by end user can lead to im-                          Special Controls (1), (4), (5), (6), and (7) (21 CFR 866.3215(b)(1); 21
                                               proper patient management.                                                                      CFR 866.3215(b)(4); 21 CFR 866.3215(b)(5); 21 CFR
                                                                                                                                               866.3215(b)(6); and 21 CFR 866.3215(b)(7)).
                                             Manual calculation error of final results ...................................................   Special Control (7) (21 CFR 866.3215(b)(7)).



                                                FDA has determined that special                               Therefore, under the Federal Food,                      all device components, software,
                                             controls, in combination with the                              Drug, and Cosmetic Act and under                          ancillary reagents required but not
                                             general controls, address these risks to                       authority delegated to the Commissioner                   provided, explanation of the device
                                             health and provide reasonable assurance                        of Food and Drugs, 21 CFR part 866 is                     principle and methodology, and for
                                             of safety and effectiveness. In order for                      amended as follows:                                       molecular devices include detailed
                                             a device to fall within this classification,                                                                             documentation of the primer/probe
                                             and thus avoid automatic classification                        PART 866—IMMUNOLOGY AND                                   sequence, design, and rationale for
                                             in class III, it would have to comply                          MICROBIOLOGY DEVICES                                      sequence selection.
                                             with the special controls named in this                                                                                     (3) Premarket notification
                                                                                                            ■ 1. The authority citation for part 866                  submissions must include detailed
                                             final order. The necessary special
                                                                                                            continues to read as follows:                             documentation of applicable analytical
                                             controls appear in the regulation
                                             codified by this order. This device is                           Authority: 21 U.S.C. 351, 360, 360c, 360e,              studies, such as, analytical sensitivity
                                             subject to premarket notification                              360j, 360l, 371.                                          (Limit of Detection, Limit of Blank, and
                                             requirements under section 510(k) of the                       ■ 2. Add § 866.3215 to subpart D to read                  Limit of Quantitation), precision,
                                             FD&C Act.                                                      as follows:                                               reproducibility, analytical measuring
                                                                                                                                                                      range, interference, cross-reactivity, and
                                             III. Analysis of Environmental Impact                          § 866.3215 Device to detect and measure                   specimen stability.
                                                The Agency has determined under 21                          non-microbial analyte(s) in human clinical                   (4) Premarket notification
                                             CFR 25.34(b) that this action is of a type                     specimens to aid in assessment of patients
                                                                                                                                                                      submissions must include detailed
                                                                                                            with suspected sepsis.
                                             that does not individually or                                                                                            documentation of a prospective clinical
                                             cumulatively have a significant effect on                        (a) Identification. A device to detect                  study or, if appropriate, results from an
                                             the human environment. Therefore,                              and measure non-microbial analyte(s) in                   equivalent sample set. This detailed
                                             neither an environmental assessment                            human clinical specimens to aid in                        documentation must include the
                                             nor an environmental impact statement                          assessment of patients with suspected                     following information:
                                             is required.                                                   sepsis is identified as an in vitro device                   (i) Results must demonstrate adequate
                                                                                                            intended for the detection and                            device performance relative to a well-
                                             IV. Paperwork Reduction Act of 1995                            qualitative and/or quantitative                           accepted comparator.
                                               This final order establishes special                         measurement of one or more non-                              (ii) Clinical sample results must
                                             controls that refer to previously                              microbial analytes in human clinical                      demonstrate consistency of device
                                             approved collections of information                            specimens to aid in the assessment of                     output throughout the device measuring
                                             found in other FDA regulations. These                          patients with suspected sepsis when                       range likely to be encountered in the
                                             collections of information are subject to                      used in conjunction with clinical signs                   Intended Use population.
                                             review by the Office of Management and                         and symptoms and other clinical and                          (iii) Clinical study documentation
                                             Budget (OMB) under the Paperwork                               laboratory findings.                                      must include the original study protocol
                                             Reduction Act of 1995 (44 U.S.C. 3501–                           (b) Classification. Class II (special                   (including predefined statistical
                                             3520). The collections of information in                       controls). The special controls for this                  analysis plan), study report
                                             part 807, subpart E, regarding premarket                       device are:                                               documenting support for the Indications
                                             notification submissions have been                               (1) Premarket notification                              for Use(s), and results of all statistical
                                             approved under OMB control number                              submissions must include the device’s                     analyses.
                                             0910–0120, the collections of                                  detailed Indications for Use statement                       (5) Premarket notification
                                             information in part 820 have been                              describing what the device detects and                    submissions must include evaluation of
                                             approved under OMB control number                              measures, the results provided to the                     the level of the non-microbial analyte in
                                             0910–0073, and the collections of                              user, whether the measure is qualitative                  asymptomatic patients with
                                             information in 21 CFR parts 801 and                            and/or quantitative, the clinical                         demographic characteristics (e.g., age,
pmangrum on DSK3GDR082PROD with RULES




                                             809 regarding labeling have been                               indications for which the test is to be                   racial, ethnic, and gender distribution)
                                             approved under OMB control number                              used, and the specific population(s) for                  similar to the Intended Use population.
                                             0910–0485.                                                     which the device use is intended.                            (6) As part of the risk management
                                                                                                              (2) Premarket notification                              activities performed under 21 CFR
                                             List of Subjects in 21 CFR Part 866                            submissions must include detailed                         820.30 design controls, you must
                                               Biologics, Laboratories, Medical                             documentation of the device                               document an appropriate end user
                                             devices.                                                       description, including (as applicable),                   device training program that will be


                                        VerDate Sep<11>2014     15:12 Oct 23, 2017     Jkt 244001    PO 00000     Frm 00013     Fmt 4700     Sfmt 4700   E:\FR\FM\24OCR1.SGM   24OCR1


                                             49100            Federal Register / Vol. 82, No. 204 / Tuesday, October 24, 2017 / Rules and Regulations

                                             offered as part of your efforts to mitigate             MD 20993–0002, 301–796–5866,                          receiving an order from FDA classifying
                                             the risk of failure to correctly operate                steven.tjoe@fda.hhs.gov.                              the device into class III under section
                                             the instrument.                                         SUPPLEMENTARY INFORMATION:                            513(f)(1) of the FD&C Act, the person
                                               (7) A detailed explanation of the                                                                           then requests a classification under
                                             interpretation of results and acceptance                I. Background                                         section 513(f)(2).
                                             criteria must be included in the device’s                  Upon request, FDA has classified the                  Under the second procedure, rather
                                             21 CFR 809.10(b)(9) compliant labeling,                 mass spectrometer system for clinical                 than first submitting a 510(k) and then
                                             and a detailed explanation of the                       use for the identification of                         a request for classification, if the person
                                             interpretation of the limitations of the                microorganisms as class II (special                   determines that there is no legally
                                             samples (e.g., collected on day of                      controls), which we have determined                   marketed device upon which to base a
                                             diagnosis) must be included in the                      will provide a reasonable assurance of                determination of substantial
                                             device’s 21 CFR 809.10(b)(10) compliant                 safety and effectiveness. In addition, we             equivalence, that person requests a
                                             labeling.                                               believe this action will enhance                      classification under section 513(f)(2) of
                                                                                                     patients’ access to beneficial innovation,            the FD&C Act.
                                               Dated: October 18, 2017.
                                                                                                     in part by reducing regulatory burdens                   Under either procedure for De Novo
                                             Leslie Kux,                                                                                                   classification, FDA shall classify the
                                                                                                     by placing the device into a lower
                                             Associate Commissioner for Policy.                      device class than the automatic class III             device by written order within 120 days.
                                             [FR Doc. 2017–22994 Filed 10–23–17; 8:45 am]            assignment.                                           The classification will be according to
                                             BILLING CODE 4164–01–P                                     The automatic assignment of class III              the criteria under section 513(a)(1) of
                                                                                                     occurs by operation of law and without                the FD&C Act. Although the device was
                                                                                                     any action by FDA, regardless of the                  automatically placed within class III,
                                             DEPARTMENT OF HEALTH AND                                level of risk posed by the new device.                the De Novo classification is considered
                                             HUMAN SERVICES                                          Any device that was not in commercial                 to be the initial classification of the
                                                                                                     distribution before May 28, 1976, is                  device.
                                             Food and Drug Administration                            automatically classified as, and remains                 We believe this De Novo classification
                                                                                                     within, class III and requires premarket              will enhance patients’ access to
                                             21 CFR Part 866                                         approval unless and until FDA takes an                beneficial innovation, in part by
                                                                                                     action to classify or reclassify the device           reducing regulatory burdens. When FDA
                                             [Docket No. FDA–2017–N–5290]                            (see 21 U.S.C. 360c(f)(1)). We refer to               classifies a device into class I or II via
                                                                                                     these devices as ‘‘postamendments                     the De Novo process, the device can
                                             Medical Devices; Immunology and                         devices’’ because they were not in                    serve as a predicate for future devices of
                                             Microbiology Devices; Classification of                 commercial distribution prior to the                  that type, including for 510(k)s (see 21
                                             the Mass Spectrometer System for                        date of enactment of the Medical Device               U.S.C. 360c(f)(2)(B)(i)). As a result, other
                                             Clinical Use for the Identification of                  Amendments of 1976, which amended                     device sponsors do not have to submit
                                             Microorganisms                                          the Federal Food, Drug, and Cosmetic                  a De Novo request or premarket
                                             AGENCY:    Food and Drug Administration,                Act (the FD&C Act).                                   approval application (PMA) in order to
                                             HHS.                                                       FDA may take a variety of actions in               market a substantially equivalent device
                                                                                                     appropriate circumstances to classify or              (see 21 U.S.C. 360c(i), defining
                                             ACTION:   Final order.                                  reclassify a device into class I or II. We            ‘‘substantial equivalence’’). Instead,
                                             SUMMARY:    The Food and Drug                           may issue an order finding a new device               sponsors can use the less-burdensome
                                             Administration (FDA or we) is                           to be substantially equivalent under                  510(k) process, when necessary, to
                                             classifying the mass spectrometer                       section 513(i) of the FD&C Act to a                   market their device.
                                             system for clinical use for the                         predicate device that does not require
                                                                                                                                                           II. De Novo Classification
                                             identification of microorganisms into                   premarket approval (see 21 U.S.C.
                                                                                                     360c(i)). We determine whether a new                     On January 3, 2013, bioMérieux, Inc.
                                             class II (special controls). The special                                                                      submitted a request for De Novo
                                             controls that apply to the device type                  device is substantially equivalent to a
                                                                                                     predicate by means of the procedures                  classification of the Vitek® MS. FDA
                                             are identified in this order and will be                                                                      reviewed the request in order to classify
                                             part of the codified language for the                   for premarket notification under section
                                                                                                     510(k) of the FD&C Act and part 807 (21               the device under the criteria for
                                             mass spectrometer system for clinical                                                                         classification set forth in section
                                             use for the identification of                           U.S.C. 360(k) and 21 CFR part 807,
                                                                                                     respectively).                                        513(a)(1) of the FD&C Act. We classify
                                             microorganisms’ classification. We are                                                                        devices into class II if general controls
                                                                                                        FDA may also classify a device
                                             taking this action because we have                                                                            by themselves are insufficient to
                                                                                                     through ‘‘De Novo’’ classification, a
                                             determined that classifying the device                                                                        provide reasonable assurance of safety
                                                                                                     common name for the process
                                             into class II (special controls) will                                                                         and effectiveness, but there is sufficient
                                                                                                     authorized under section 513(f)(2) of the
                                             provide a reasonable assurance of safety                                                                      information to establish special controls
                                                                                                     FD&C Act. Section 207 of the Food and
                                             and effectiveness of the device. We                                                                           that, in combination with the general
                                                                                                     Drug Administration Modernization Act
                                             believe this action will also enhance                                                                         controls, provide reasonable assurance
                                                                                                     of 1997 established the first procedure
                                             patients’ access to beneficial innovative                                                                     of the safety and effectiveness of the
                                                                                                     for De Novo classification (Pub. L. 105–
                                             devices, in part by reducing regulatory                                                                       device for its intended use (see 21
                                                                                                     115). Section 607 of the Food and Drug
                                             burdens.                                                                                                      U.S.C. 360c(a)(1)(B)). After review of the
                                                                                                     Administration Safety and Innovation
                                             DATES: This order is effective October                  Act modified the De Novo application                  information submitted in the request,
pmangrum on DSK3GDR082PROD with RULES




                                             24, 2017. The classification was                        process by adding a second procedure                  we determined that the device can be
                                             applicable on August 21, 2013.                          (Pub. L. 112–144). A device sponsor                   classified into class II with the
                                             FOR FURTHER INFORMATION CONTACT:                        may utilize either procedure for De                   establishment of special controls. FDA
                                             Steven Tjoe, Center for Devices and                     Novo classification.                                  has determined that these special
                                             Radiological Health, Food and Drug                         Under the first procedure, the person              controls, in addition to general controls,
                                             Administration, 10903 New Hampshire                     submits a 510(k) for a device that has                will provide reasonable assurance of the
                                             Ave., Bldg. 66, Rm. 4550, Silver Spring,                not previously been classified. After                 safety and effectiveness of the device.


                                        VerDate Sep<11>2014   15:12 Oct 23, 2017   Jkt 244001   PO 00000   Frm 00014   Fmt 4700   Sfmt 4700   E:\FR\FM\24OCR1.SGM   24OCR1



Document Created: 2018-10-25 10:10:00
Document Modified: 2018-10-25 10:10:00
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionRules and Regulations
ActionFinal order.
DatesThis order is effective October 24, 2017. The classification was applicable on February 20, 2016.
ContactRyan Lubert, Center for Devices and Radiological Health, Food and Drug Administration, 10903 New Hampshire Ave., Bldg. 66, Rm. 4545, Silver Spring, MD 20993-0002, 240-402-6357, [email protected]
FR Citation82 FR 49098 
CFR AssociatedBiologics; Laboratories and Medical Devices

2025 Federal Register | Disclaimer | Privacy Policy
USC | CFR | eCFR