82 FR 49257 - Sunshine Act Meetings

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 204 (October 24, 2017)

Page Range		49257-49257
FR Document		2017-23123

Federal Register, Volume 82 Issue 204 (Tuesday, October 24, 2017)

[Federal Register Volume 82, Number 204 (Tuesday, October 24, 2017)]
[Notices]
[Page 49257]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-23123]


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SECURITIES AND EXCHANGE COMMISSION


Sunshine Act Meetings

TIME AND DATE: 2:00 p.m. on Thursday, October 26, 2017.

PLACE: Closed Commission Hearing Room 10800.

STATUS: This meeting will be closed to the public.

MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, 
the Secretary to the Commission, and recording secretaries will attend 
the closed meeting. Certain staff members who have an interest in the 
matters also may be present.
    The General Counsel of the Commission, or his designee, has 
certified that, in his opinion, one or more of the exemptions set forth 
in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 
200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit 
consideration of the scheduled matters at the closed meeting.
    Chairman Clayton, as duty officer, voted to consider the items 
listed for the closed meeting in closed session.
    The subject matters of the closed meeting will be:
    Institution and settlement of injunctive actions;
    Institution and settlement of administrative proceedings; and
    Other matters relating to enforcement proceedings.
    At times, changes in Commission priorities require alterations in 
the scheduling of meeting items.

CONTACT PERSON FOR MORE INFORMATION: For further information and to 
ascertain what, if any, matters have been added, deleted or postponed; 
please contact Brent J. Fields from the Office of the Secretary at 
(202) 551-5400.

    Dated: October 19, 2017.
Brent J. Fields,
Secretary.
[FR Doc. 2017-23123 Filed 10-20-17; 11:15 am]
BILLING CODE 8011-01-P

Federal Register / Vol. 82, No. 204 / Tuesday, October 24, 2017 / Notices 49257

the Contributor to immediately obtain a relief will be subject to the following The subject matters of the closed
full refund of the Contribution. conditions: meeting will be:
Applicant submits that the Adviser 1. The Contributor will be prohibited Institution and settlement of
reviewed its Policy and concluded that from discussing the business of the injunctive actions;
it was adequate for preventing Adviser with any ‘‘government entity’’ Institution and settlement of
impermissible contributions. client for which the Official is an administrative proceedings; and
10. Applicant states that after learning ‘‘official,’’ each as defined in Rule Other matters relating to enforcement
of the Contribution, it confirmed that 206(4)–5(f), until October 18, 2018. proceedings.
the although the Contributor’s job 2. The Contributor will receive a At times, changes in Commission
would not ordinarily cause him to written notification of this condition priorities require alterations in the
interact with the Clients, after learning and will provide a quarterly certificate scheduling of meeting items.
of the Contribution, the Adviser, out of of compliance until October 18, 2018. CONTACT PERSON FOR MORE INFORMATION:
an abundance of caution, instructed him Copies of the certifications will be For further information and to ascertain
not to solicit or otherwise communicate maintained and preserved in an easily what, if any, matters have been added,
with the Clients for two years following accessible place for a period of not less deleted or postponed; please contact
the date of the Contribution. than five years, the first two years in an Brent J. Fields from the Office of the
appropriate office of the Adviser, and be Secretary at (202) 551–5400.
11. Applicant asserts that the Clients’
available for inspection by the staff of Dated: October 19, 2017.
decisions to invest with the Adviser
the Commission.
occurred long before the Contribution 3. The Adviser will conduct testing
Brent J. Fields,
was made, in October 2016. reasonably designed to prevent Secretary.
Furthermore, no investments were made violations of the conditions of the Order [FR Doc. 2017–23123 Filed 10–20–17; 11:15 am]
in the month-long period between the and maintain records regarding such BILLING CODE 8011–01–P
date of the Contribution and the day it testing, which will be maintained and
was refunded. Applicant states that, at preserved in an easily accessible place
the time of the Contribution and at the for a period of not less than five years, SELECTIVE SERVICE SYSTEM
time of the investments by the Clients, the first two years in an appropriate
the Official has not had any role in the office of the Adviser, and be available Forms Submitted to the Office of
Clients’ investment decisions. Applicant for inspection by the staff of the Management and Budget for Extension
also submits that the apparent intent in Commission. of Clearance
making the Contribution was not to
influence the selection or retention of For the Commission, by the Division of AGENCY: Selective Service System.
Investment Management, under delegated ACTION: Notice.
the Adviser. Applicant represents that authority.
the Contributor and the Official have a The following forms have been
Eduardo A. Aleman,
long standing friendship as the submitted to the Office of Management
Assistant Secretary.
Contributor worked at the Official’s and Budget (OMB) for extension of
[FR Doc. 2017–22955 Filed 10–23–17; 8:45 am]
restaurant and lived with the Official clearance in compliance with the
and her ex-husband when he was in BILLING CODE 8011–01–P
Paperwork Reduction Act:
college. Applicant finally states that it
was because of that relationship, and SSS Forms 2, 3A, 3B and 3C
SECURITIES AND EXCHANGE
not any desire to influence the award of Title: Selective Service System Change of
COMMISSION
investment advisory business that the Information, Correction/Change Form, and
Contributor made the Contribution to Sunshine Act Meetings Registration Status Forms.
the Official’s campaign. Purpose: To insure the accuracy and
12. Applicant submits that neither the TIME AND DATE: 2:00 p.m. on Thursday, completeness of the Selective Service System
Adviser nor the Contributor sought to October 26, 2017. registration data.
Respondents: Registrants are required to
interfere with the Clients’ merit-based PLACE: Closed Commission Hearing report changes or corrections in data
selection process for advisory services, Room 10800. submitted on the SSS Form 1.
nor did they seek to negotiate higher STATUS: This meeting will be closed to Frequency: When changes in a registrant’s
fees or greater ancillary benefits than the public. name or address occur.
would be achieved in arms’ length MATTERS TO BE CONSIDERED: Burden: A burden of two minutes or less
transactions. Applicant further submits on the individual respondent.
Commissioners, Counsel to the
that there was no violation of the Commissioners, the Secretary to the Copies of the above identified forms
Adviser’s fiduciary duty to deal fairly or Commission, and recording secretaries can be obtained upon written request to
disclose material conflicts given the will attend the closed meeting. Certain the Selective Service System, Reports
absence of any intent or action by the staff members who have an interest in Clearance Officer, 1515 Wilson
Adviser or the Contributor to influence the matters also may be present. Boulevard, Arlington, Virginia 22209–
the selection process. Applicant The General Counsel of the 2425.
contends that in the case of the Commission, or his designee, has Written comments and
Contribution, the imposition of the two- certified that, in his opinion, one or recommendations for the proposed
asabaliauskas on DSKBBXCHB2PROD with NOTICES

year prohibition on compensation does more of the exemptions set forth in 5 extension of clearance of the form
not achieve rule 206(4)–5’s purposes U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) should be sent within 60 days of the
and would result in consequences and 17 CFR 200.402(a)(3), (a)(5), (a)(7), publication of this notice to the
disproportionate to the mistake that was (a)(9)(ii) and (a)(10), permit Selective Service System, Reports
made. consideration of the scheduled matters Clearance Officer, 1515 Wilson
Applicant’s Conditions at the closed meeting. Boulevard, Arlington, Virginia 22209–
Chairman Clayton, as duty officer, 2425.
The Applicant agrees that any order of voted to consider the items listed for the A copy of the comments should be
the Commission granting the requested closed meeting in closed session. sent to the Office of Information and

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Document Created: 2018-10-25 10:08:28
Document Modified: 2018-10-25 10:08:28

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		2:00 p.m. on Thursday, October 26, 2017.
FR Citation		82 FR 49257