82_FR_49770 82 FR 49564 - Mercury; Reporting Requirements for the TSCA Mercury Inventory

82 FR 49564 - Mercury; Reporting Requirements for the TSCA Mercury Inventory

ENVIRONMENTAL PROTECTION AGENCY

Federal Register Volume 82, Issue 206 (October 26, 2017)

Page Range49564-49585
FR Document2017-23225

As required under section 8(b)(10)(D) of the Toxic Substances Control Act (TSCA), EPA is proposing reporting requirements for applicable persons to provide information to assist in the preparation of an ``inventory of mercury supply, use, and trade in the United States,'' where ``mercury'' is defined as ``elemental mercury'' and ``a mercury compound.'' The requirements would be applicable to any person who manufactures (including imports) mercury or mercury-added products, or otherwise intentionally uses mercury in a manufacturing process. Based on the inventory of information collected, the Agency is directed to ``identify any manufacturing processes or products that intentionally add mercury; and . . . recommend actions, including proposed revisions of Federal law or regulations, to achieve further reductions in mercury use.'' At this time, EPA is not making such identifications or recommendations.

Federal Register, Volume 82 Issue 206 (Thursday, October 26, 2017)
[Federal Register Volume 82, Number 206 (Thursday, October 26, 2017)]
[Proposed Rules]
[Pages 49564-49585]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-23225]


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ENVIRONMENTAL PROTECTION AGENCY

40 CFR Part 713

[EPA-HQ-OPPT-2017-0421; FRL-9970-07]
RIN 2070-AK22


Mercury; Reporting Requirements for the TSCA Mercury Inventory

AGENCY: Environmental Protection Agency (EPA).

ACTION: Proposed rule.

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SUMMARY: As required under section 8(b)(10)(D) of the Toxic Substances 
Control Act (TSCA), EPA is proposing reporting requirements for 
applicable persons to provide information to assist in the preparation 
of an ``inventory of mercury supply, use, and trade in the United 
States,'' where ``mercury'' is defined as ``elemental mercury'' and ``a 
mercury compound.'' The requirements would be applicable to any person 
who manufactures (including imports) mercury or mercury-added products, 
or otherwise intentionally uses mercury in a manufacturing process. 
Based on the inventory of information collected, the Agency is directed 
to ``identify any manufacturing processes or products that 
intentionally add mercury; and . . . recommend actions, including 
proposed revisions of Federal law or regulations, to achieve further 
reductions in mercury use.'' At this time, EPA is not making such 
identifications or recommendations.

DATES: Comments must be received on or before December 26, 2017.

ADDRESSES: Submit your comments, identified by docket identification 
(ID) number EPA-HQ-OPPT-2017-0421, by one of the following methods:
     Federal eRulemaking Portal: http://www.regulations.gov. 
Follow the online instructions for submitting comments. Do not submit 
electronically any information you consider to be Confidential Business 
Information (CBI) or other information whose disclosure is restricted 
by statute.
     Mail: Document Control Office (7407M), Office of Pollution 
Prevention and Toxics (OPPT), Environmental Protection Agency, 1200 
Pennsylvania Ave. NW., Washington, DC 20460-0001.
     Hand Delivery: To make special arrangements for hand 
delivery or delivery of boxed information, please follow the 
instructions at http://www.epa.gov/dockets/contacts.html.
    Additional instructions on commenting or visiting the docket, along 
with more information about dockets generally, is available at http://www.epa.gov/dockets.

FOR FURTHER INFORMATION CONTACT: 
    For technical information contact: Thomas Groeneveld, National 
Program Chemicals Division, Office of Pollution Prevention and Toxics, 
Environmental Protection Agency, 1200 Pennsylvania Ave. NW., 
Washington, DC 20460-0001; telephone number: (202) 566-1188; email 
address: groeneveld.thomas@epa.gov.
    For general information contact: The TSCA-Hotline, ABVI-Goodwill, 
422 South Clinton Ave. Rochester, NY 14620; telephone number: (202) 
554-1404; email address: TSCA-Hotline@epa.gov.

SUPPLEMENTARY INFORMATION:

I. Executive Summary

A. Does this action apply to me?

    You may be potentially affected by this action if you manufacture 
(including import) mercury or mercury-added products, or if you 
otherwise intentionally use mercury in a manufacturing process. The 
following list of North American Industrial Classification System 
(NAICS) codes is not intended to be exhaustive, but rather provides a 
guide to help readers determine whether this document applies to them. 
Potentially affected entities may include:
     Gold ore mining (NAICS code 212221)
     Lead ore and zinc ore mining (NAICS code 212231)
     All other metal ore mining (NAICS code 212299)
     Asphalt shingle and coating materials manufacturing (NAICS 
code 324122)
     Synthetic dye and pigment manufacturing (NAICS code 
325130)
     Other basic inorganic chemical manufacturing (NAICS code 
325180)
     All other basic organic chemical manufacturing (NAICS code 
325199)
     Plastics material and resin manufacturing (NAICS code 
325211)
     Pesticide and other agricultural chemical manufacturing 
(NAICS code 325320)
     Medicinal and botanical manufacturing (NAICS code 325411)
     Pharmaceutical preparation manufacturing (NAICS code 
325412)
     Biological product (except diagnostic) manufacturing 
(NAICS code 325414)
     Paint and coating manufacturing (NAICS code 325510)
     Adhesive manufacturing (NAICS code 325520)
     Custom compounding of purchased resins (NAICS code 325991)
     Photographic film, paper, plate, and chemical 
manufacturing (NAICS code 325992)
     All other miscellaneous chemical product and preparation 
manufacturing (NAICS code 325998)
     Unlaminated plastics film and sheet (except packaging) 
manufacturing (NAICS code 326113)
     Unlaminated plastics profile shape manufacturing (NAICS 
code 326121)
     Urethane and other foam product (except polystyrene) 
manufacturing (NAICS code 326150)

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     All other plastics product manufacturing (NAICS code 
326199)
     Tire manufacturing (NAICS code 326211)
     All other rubber product manufacturing (NAICS code 326299)
     Iron and steel mills and ferroalloy manufacturing (NAICS 
code 331110)
     Rolled steel shape manufacturing (NAICS code 331221)
     Alumina refining and primary aluminum production (NAICS 
code 331313)
     Secondary smelting and alloying of aluminum (NAICS code 
331314)
     Nonferrous metal (except aluminum) smelting and refining 
(NAICS code 331410)
     Secondary smelting, refining, and alloying of nonferrous 
metal (except copper and aluminum) (NAICS code 331492)
     Iron foundries (NAICS code 331511)
     Steel foundries (except investment) (NAICS code 331513)
     Fabricated structural metal manufacturing (NAICS code 
332312)
     Industrial valve manufacturing (NAICS code 332911)
     Ammunition except small arms manufacturing (NAICS code 
332993)
     Small arms, ordnance, and ordnance accessories 
manufacturing (NAICS code 332994)
     All other miscellaneous fabricated metal product 
manufacturing (NAICS code 332999)
     Food product machinery manufacturing (NAICS code 333294)
     Office machinery manufacturing (NAICS code 333313)
     Other commercial and service industry machinery 
manufacturing (NAICS code 333319)
     Heating equipment (except warm air furnaces) manufacturing 
(NAICS code 333414)
     Air-conditioning and warm air heating equipment and 
commercial and industrial refrigeration equipment manufacturing (NAICS 
code 333415)
     Pump and pumping equipment manufacturing (NAICS code 
333911)
     Bare printed circuit board manufacturing (NAICS code 
334412)
     Semiconductor and related device manufacturing (NAICS code 
334413)
     Other electronic component manufacturing (NAICS code 
334419)
     Electromedical and electrotherapeutic apparatus 
manufacturing (NAICS code 334510)
     Search, detection, navigation, guidance, aeronautical, and 
nautical system and instrument manufacturing (NAICS code 334511)
     Automatic environmental control manufacturing for 
residential, commercial, and appliance use (NAICS code 334512)
     Instruments and related products manufacturing for 
measuring, displaying, and controlling industrial process variables 
(NAICS code 334513)
     Totalizing fluid meter and counting device manufacturing 
(NAICS code 334514)
     Instrument manufacturing for measuring and testing 
electricity and electrical signals (NAICS code 334515)
     Analytical laboratory instrument manufacturing (NAICS code 
334516)
     Watch, clock, and part manufacturing (NAICS code 334518)
     Other measuring and controlling device manufacturing 
(NAICS code 334519)
     Electric lamp bulb and part manufacturing (NAICS code 
335110)
     Commercial, industrial, and institutional electric 
lighting fixture manufacturing (NAICS code 335122)
     Other lighting equipment manufacturing (NAICS code 335129)
     Electric house wares and household fan manufacturing 
(NAICS code 335211)
     Household vacuum cleaner manufacturing (NAICS code 335212)
     Household cooking appliance manufacturing (NAICS code 
335221)
     Household refrigerator and home freezer manufacturing 
(NAICS code 335222)
     Household laundry equipment manufacturing (NAICS code 
335224)
     Other major household appliance manufacturing (NAICS code 
335228)
     Switchgear and switchboard apparatus manufacturing (NAICS 
code 335313)
     Relay and industrial control manufacturing (NAICS code 
335314)
     Primary battery manufacturing (NAICS code 335912)
     Current-carrying wiring device manufacturing (NAICS code 
335931)
     All other miscellaneous electrical equipment and component 
manufacturing (NAICS code 335999)
     Light truck and utility vehicle manufacturing (NAICS code 
336112)
     Heavy duty truck manufacturing (NAICS code 336120)
     Motor home manufacturing (NAICS code 336213)
     Travel trailer and camper manufacturing (NAICS code 
336214)
     Other aircraft parts and auxiliary equipment manufacturing 
(NAICS code 336413)
     Boat building (NAICS code 336612)
     Motorcycles and parts manufacturing (NAICS code 336991)
     Surgical and medical instrument manufacturing (NAICS code 
339112)
     Costume jewelry and novelty manufacturing (NAICS code 
339914)
     Game, toy, and children's vehicle manufacturing (NAICS 
code 339932)
     Sign manufacturing (NAICS code 339950)
     Other chemical and allied products merchant wholesalers 
(NAICS code 424690)
     Research and development in the physical, engineering, and 
life sciences (except biotechnology) (NAICS code 541712)
     Hazardous waste treatment and disposal (NAICS code 562211)
     Other nonhazardous waste treatment and disposal (NAICS 
code 562219)
     Materials recovery facilities (NAICS code 562920)
     National security (NAICS code 928110)

B. What action is the Agency taking?

    EPA is issuing a proposed rule under TSCA section 8(b)(10) to 
require reporting to assist in the preparation of ``an inventory of 
mercury supply, use, and trade in the United States,'' where 
``mercury'' is defined as ``elemental mercury'' and ``a mercury 
compound.'' Hereinafter ``mercury'' will refer to both elemental 
mercury and mercury compounds collectively, except where separately 
identified. This proposed rule would require reporting from any person 
who manufactures (including imports) mercury or mercury-added products, 
or otherwise intentionally uses mercury in a manufacturing process. EPA 
published its initial inventory report in the Federal Register on March 
29, 2017 (Ref. 1), which noted data gaps and limitations encountered by 
the Agency in its historic reliance on publicly available data on the 
mercury market in the United States. As stated in the initial inventory 
report, ``[f]uture triennial inventories of mercury supply, use, and 
trade are expected to include data collected directly from persons who 
manufacture or import mercury or mercury-added products, or otherwise 
intentionally use mercury in a manufacturing process'' (Ref. 1). These 
proposed reporting requirements would help the Agency narrow such data 
gaps, as well as to prepare subsequent, triennial publications of the 
inventory, and to execute the mandate to ``identify any manufacturing 
processes or products that intentionally add mercury; and . . . 
recommend actions, including proposed revisions of Federal law or 
regulations, to achieve further reductions in mercury use'' (15 U.S.C. 
2607(b)(10)(C)).
    In addition, this information could be used by the U.S. Government 
to assist in its national reporting regarding its implementation of the 
Minamata

[[Page 49566]]

Convention on Mercury (Minamata Convention), to which the United States 
is a Party (Ref. 2). The Minamata Convention is an international 
environmental agreement that has as its objective the protection of 
human health and the environment from anthropogenic emissions and 
releases of elemental mercury and mercury compounds. Article 21 of the 
Convention requires Parties to include in their national reports, among 
other information, information demonstrating that the Party has met the 
requirements of Article 3 on Mercury Supply Sources and Trade and of 
Article 5 on Manufacturing Processes in Which Mercury or Mercury 
Compounds Are Used. As proposed, the reporting requirements of the 
proposed rule will further enhance the understanding of the use of 
mercury in the United States, in particular with respect to mercury 
supply sources and trade, mercury-added products, and manufacturing 
processes, thus providing a body of information that will assist the 
United States in its implementation of the reporting requirements of 
the Minamata Convention. EPA intends to use the collected information 
to implement TSCA and shape the Agency's efforts to reduce the use of 
mercury in commerce. In so doing, the Agency would conduct a timely 
evaluation and refinement of these reporting requirements so that they 
are efficient and non-duplicative for reporters.
    EPA is proposing that supply, use, and trade of mercury include 
reporting requirements for activities comparable to established TSCA 
terms: Manufacture, import, distribution in commerce, storage, and 
export. The reporting requirements also would apply to otherwise 
intentional use of mercury in a manufacturing process. Persons who 
manufacture (including import) mercury or mercury-added products, or 
otherwise intentionally use mercury in a manufacturing process, would 
report amounts of mercury in pounds (lbs.) used in such activities 
during a designated reporting year. Reporters also would identify 
specific mercury compounds, mercury-added products, manufacturing 
processes, and how mercury is used in manufacturing processes, as 
applicable, from pre-selected lists. For certain activities, reporters 
would provide additional, contextual data (e.g., country(ies) of 
origin/destination for imports/exports and NAICS codes for mercury or 
mercury-added products distributed in commerce).
    The proposed reporting requirements would not apply to persons 
engaged in the generation, handling, or management of mercury-
containing waste, unless that person manufactures or recovers mercury 
in the management of that waste with the intent to use the recovered 
mercury or store it for use. In addition, persons engaged in trade 
(e.g., brokering, selling wholesale, shipping, warehousing, 
repackaging, or retail sale), but who do not first manufacture mercury 
or mercury-added products, or otherwise intentionally use mercury in a 
manufacturing process, are not required to report. Finally, in an 
effort to avoid reporting that is unnecessary or duplicative, the 
Agency is proposing certain exemptions for persons who already report 
for mercury and mercury-added products to the TSCA section 8(a) 
Chemical Data Reporting (CDR) rule and the Interstate Mercury Education 
and Reduction Clearinghouse (IMERC).
    In addition to topics where EPA notes that we are seeking specific 
comment, the Agency also encourages comment on all aspects of this 
proposal.

C. Why is the Agency taking this action?

    EPA is issuing a proposed rule under TSCA section 8(b)(10) to 
require reporting to assist in the preparation of the statutorily-
required inventory of mercury supply, use, and trade in the United 
States. This proposed rule would require reporting from any person who 
manufactures (including imports) mercury or mercury-added products, or 
otherwise intentionally uses mercury in a manufacturing process. After 
the publication of its initial inventory report in the Federal Register 
on March 29, 2017 (Ref. 1), the Agency is proposing this rule to 
support future, triennial publications of the mercury inventory. In 
administering this mercury inventory, the Agency would ``identify any 
manufacturing processes or products that intentionally add mercury; and 
. . . recommend actions, including proposed revisions of Federal law or 
regulations, to achieve further reductions in mercury use'' (15 U.S.C. 
2607(b)(10)(C)).

D. What is the Agency's authority for taking this action?

    EPA is issuing this proposed rule pursuant to TSCA section 
8(b)(10)(D) to implement the direction at TSCA section 8(b)(10)(B) that 
``[n]ot later than April 1, 2017, and every 3 years thereafter, the 
Administrator shall carry out and publish in the Federal Register an 
inventory of mercury supply, use, and trade in the United States'' (15 
U.S.C. 2607(b)(10)(B)). TSCA section 8(b)(10)(D) requires EPA to 
promulgate a final rule by June 22, 2018 that establishes reporting 
requirements applicable to any person who manufactures mercury or 
mercury-added products or otherwise intentionally uses mercury in a 
manufacturing process to assist in the preparation of the inventory (15 
U.S.C. 2607(b)(10)(D)). However, persons ``engaged in the generation, 
handling, or management of mercury-containing waste, unless that person 
manufactures or recovers mercury in the management of that waste'' are 
not required to report to the mercury inventory (15 U.S.C. 
2607(b)(10)(D)(iii)).
    In addition, the Paperwork Reduction Act (PRA) requires Federal 
agencies to manage information resources to reduce information 
collection burdens on the public; increase program efficiency and 
effectiveness; and improve the integrity, quality, and utility of 
information to all users within and outside an agency, including 
capabilities for ensuring dissemination of public information, public 
access to Federal Government information, and protections for privacy 
and security (44 U.S.C. 3506).
    Section 2 of TSCA expresses the intent of Congress that EPA carry 
out TSCA in a reasonable and prudent manner, and in consideration of 
the impacts that any action taken under TSCA may have on the 
environment, the economy, and society (15 U.S.C. 2601). EPA is 
proposing to manage and leverage its information resources, including 
information technology, to require the use of electronic reporting in 
order to implement the mercury inventory reporting requirements of TSCA 
section 8(b)(10)(D) in a reasonable and prudent manner.

E. What are the estimated incremental impacts of the proposed rule?

    EPA has prepared an economic analysis of the potential impacts 
associated with this rulemaking (Ref. 3). The chief benefit of the 
proposed rule is the collection of detailed data on mercury, which will 
serve as a basis to recommend actions to further reduce mercury use in 
the United States, as required at TSCA section 8(b)(10)(C). Another 
benefit is the use of information collected under the proposed rule to 
help the United States implement its obligations under the Minamata 
Convention. There are no quantified benefits for the proposed rule. The 
statutory mandate specifically calls for and authorizes a rule to 
support an inventory of mercury supply, use, and trade in the United 
States, in order to identify any manufacturing processes or products 
that intentionally add mercury and recommend actions to achieve further 
reductions in mercury use. As described in the Agency's economic 
analysis, unquantified

[[Page 49567]]

benefits include providing increased information on mercury and 
assisting in the reduction of mercury use (Ref. 3). To the extent that 
the information gathered through this rule is used to reduce mercury 
use, benefits to society will result from a reduction in exposure. EPA 
seeks public comment on all aspects of the economic analysis.

           Table 1--Summary of Costs and Benefits of Proposal
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             Category                            Description
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Benefits..........................  The proposed rule would provide
                                     information on mercury and mercury-
                                     added products to which the Agency
                                     (and the public) does not currently
                                     have access. To the extent that the
                                     information gathered through this
                                     proposed rule is used to reduce
                                     mercury use, benefits to society
                                     will result from a reduction in
                                     risk.
Costs.............................  Estimated industry costs and burden
                                     total $5.96 million and 74,000
                                     hours (for up to 750 respondents)
                                     for the first year of reporting,
                                     with an individual estimate of
                                     $7,900 and 99 hours. For future
                                     triennial reporting cycles,
                                     industry costs and burden would be
                                     $4.37 million and 54,300 hours,
                                     with an individual estimate of
                                     $5,800 and 72 hours. These
                                     estimates include compliance
                                     determination, rule
                                     familiarization, CBI
                                     substantiation, electronic
                                     reporting, and recordkeeping, in
                                     addition to completing reporting
                                     requirements.
Effects on State, Local, and        Government entities are not expected
 Tribal Governments.                 to be subject to the rule's
                                     requirements, which apply to
                                     entities that manufacture
                                     (including import) mercury or
                                     mercury-added products, or
                                     otherwise intentionally use mercury
                                     in a manufacturing process. The
                                     proposed rule does not have a
                                     significant intergovernmental
                                     mandate, significant or unique
                                     effect on small governments, or
                                     have Federalism implications.
Small Entity Impacts..............  The proposed rule would impact 211
                                     companies that meet the U.S. Small
                                     Business Administration (SBA)
                                     definitions for their respective
                                     NAICS classifications: 4 small
                                     entities (1.85%) are expected to
                                     incur impacts of 1% percent or
                                     greater, and 1 of the small
                                     entities assessed is expected to
                                     incur impacts of greater than 3%.
                                     Furthermore, even if the entities
                                     whose status is ``undetermined''
                                     were assumed to be impacted small
                                     entities, this would result in only
                                     9 entities (4.17%). Therefore, EPA
                                     certifies that this action will not
                                     have a significant economic impact
                                     on a substantial number of small
                                     entities.
Environmental Justice and           The information obtained from the
 Protection of Children.             reporting required by this proposed
                                     rule would be used to inform the
                                     Agency's decision-making process
                                     regarding chemicals to which
                                     minority or low-income populations
                                     or children may be
                                     disproportionately exposed. This
                                     information would also assist the
                                     Agency and others in determining
                                     whether elemental mercury and
                                     mercury compounds addressed in this
                                     proposed rule present potential
                                     risks, allowing the Agency and
                                     others to take appropriate action
                                     to investigate and mitigate those
                                     risks.
------------------------------------------------------------------------

F. What should I consider as I prepare my comments for EPA?

    1. Submitting CBI. Do not submit this information to EPA through 
regulations.gov or email. Clearly mark the part or all of the 
information that you claim to be CBI. For CBI information in a disk or 
CD-ROM that you mail to EPA, mark the outside of the disk or CD-ROM as 
CBI and then identify electronically within the disk or CD-ROM the 
specific information that is claimed as CBI. In addition to one 
complete version of the comment that includes information claimed as 
CBI, a copy of the comment that does not contain the information 
claimed as CBI must be submitted for inclusion in the public docket. 
Information so marked will not be disclosed except in accordance with 
procedures set forth in 40 CFR part 2.
    2. Tips for preparing your comments. When preparing and submitting 
your comments, see the commenting tips at http://www.epa.gov/dockets/comments.html.

II. Background

A. Background on Mercury

    Mercury is a naturally occurring element that originates in the 
earth's crust and can be found in air, water, fish, and other biota. 
Mercury exists in three forms: Elemental, organic compounds, and 
inorganic compounds.
    Elemental mercury (Chemical Abstracts Service Registry Number 
(CASRN) 7439-97-6) is a shiny, silver-white metal that is liquid at 
room temperature. Mercury compounds are formed when elemental mercury 
reacts with another substance, either in nature or intentionally by 
humans. Organic mercury compounds are formed in the environment when 
mercury combines with carbon. Inorganic mercury compounds take the form 
of mercury salts. EPA's TSCA Chemical Substance Inventory lists 69 
mercury compounds (Ref. 4).
    In the United States, elemental mercury and mercury compounds are 
used in the manufacture of mercury-added products and certain 
manufacturing processes. The typical lifecycle of products includes 
manufacture, distribution in commerce (including transport and 
storage), use, and waste management (landfilling or recycling). At any 
point in the product lifecycle, there is potential for mercury to be 
released. Globally, the major anthropogenic sources of released 
elemental mercury are the combustion of coal and use of elemental 
mercury in artisanal gold mining (Ref. 5). Emitted elemental mercury 
can be transported in the atmosphere on local, regional, and global 
scales as it cycles through air, land, and water (Ref. 6). Some of the 
emitted elemental mercury following deposition and transformation into 
divalent mercury can be biotransformed into methylmercury (Ref. 6).
    Methylmercury is a persistent and bioaccumulative neurotoxicant. 
Exposure to methylmercury most commonly occurs when people eat kinds of 
fish and shellfish that have high levels of methylmercury in their 
tissues (Ref. 7). Almost all people have at least small amounts of 
methylmercury in their bodies, reflecting the widespread presence of 
methylmercury in the environment (Ref. 7). People exposed to high 
levels of methylmercury may experience adverse health effects (Ref. 7). 
Generally, the subtlest indicators of methylmercury toxicity are 
neurological changes (Ref. 7). Neurotoxic effects at comparatively low 
doses include subtle decrements in motor skills and sensory ability, 
while extremely high exposures can cause tremors, inability to walk, 
convulsions, and death (Ref. 7). Exposure to mercury can also cause 
adverse ecological effects

[[Page 49568]]

in plants, birds, fish, and mammals (Ref. 6).

B. Recent Amendments to TSCA

    The Frank R. Lautenberg Chemical Safety for the 21st Century Act 
(Lautenberg Act) (Pub. L. 114-182, 130 Stat. 448), enacted on June 22, 
2016, implemented reforms to TSCA. Among other changes to TSCA, the 
Lautenberg Act amended TSCA section 8(b) to require EPA to establish: 
(1) An inventory of mercury supply, use, and trade in the United 
States; and (2) reporting requirements by rule applicable to any person 
who manufactures mercury or mercury-added products or otherwise 
intentionally uses mercury in a manufacturing process not later than 
June 22, 2018. (15 U.S.C. 2607(b)(10)). Information collected per the 
proposed reporting requirements would be used to periodically update 
the mercury inventory; identify any manufacturing processes or products 
that intentionally add mercury; and recommend actions, including 
proposed revisions of federal law or regulations, to achieve further 
reductions in mercury use (15 U.S.C. 2607(b)(10)). The Lautenberg Act 
also added certain mercury compounds to the TSCA section 12(c) ban on 
exporting of elemental mercury and authorized EPA to ban the export of 
additional mercury compounds by rule (15 U.S.C. 2611(c)). The 
Lautenberg Act also implemented other changes to the Mercury Export Ban 
Act of 2008 (MEBA) (Pub. L. 110-414, 122 Stat. 4341). Additional 
information on the Lautenberg Act is available on EPA's Web site at 
https://www.epa.gov/assessing-and-managing-chemicals-under-tsca/frank-r-lautenberg-chemical-safety-21st-century-act.

C. Trends in Mercury Supply, Use, and Trade in the United States

    Humans have mined, refined, and used mercury for a wide variety of 
purposes over thousands of years. In the United States, mercury was 
mined until 1991, but today is produced only as a byproduct of metals 
mining or by recovering mercury from waste (Ref. 8). In recent decades, 
mercury served as a catalyst in the chlor-alkali industry and in a 
variety of industrial, commercial, and consumer products (Ref. 8). Due 
to its toxicity and replacement by new technologies, many uses of 
mercury have been discontinued in the United States, and the overall 
quantity used has fallen dramatically in recent decades. For example, 
over the past three decades there has been a strong downward trend of 
more than 97 percent in the use of mercury in mercury-added products 
sold in the United States. In 1980, the United States used more than 
1,800 metric tons of mercury in mercury-added products annually (Ref. 
8). As described in the initial inventory conducted by EPA in 2017, by 
2013, only approximately 40 metric tons of mercury in products were 
sold in the United States (Ref. 1). Many of these products sold have 
cost-effective, non-mercury substitutes (Ref. 1). The United States 
also has traded elemental mercury and mercury compounds worldwide, 
although MEBA prohibited the export of elemental mercury as of January 
1, 2013 and prohibits the export of certain mercury compounds as of 
January 1, 2020.
    Prior to developing its initial inventory, EPA reviewed federal and 
state reports and databases, among other sources, in order to assemble 
a collection of available information on mercury, mercury-added 
products, and manufacturing processes involving mercury (Ref. 1). In 
reviewing data obtained, the Agency found that its baseline of data 
lacked the specificity and level of detail required to develop a 
mercury inventory responsive to TSCA section 8(b)(10)(D) or to be 
useful to inform mercury use reduction efforts for both the public and 
private sectors (Ref. 1). For example, in 2015, to develop its 
understanding of domestic mercury supply and trade, the Agency 
collected information on the quantity of mercury sold in the United 
States for the years 2010 and 2013 from five companies identified as 
the primary recyclers and distributors of mercury in the United States 
(Ref. 9). Comparing totals for mercury sold in products and the amount 
of bulk mercury sold in the United States in 2013 revealed a 
significant data gap of approximately 26 metric tons. IMERC data showed 
approximately 40 metric tons of mercury in mercury-added products sold 
in the United States in 2013. The information collected by the Agency 
for bulk elemental mercury manufactured and processed in the United 
States in the same year was approximately 66 metric tons. In this 
instance, EPA determined that mercury may be used in manufacturing 
processes, including as a reactant or formulation component, which may 
not be reflected in the amount of mercury reported as sold in products. 
An additional data gap identified was the amount of mercury in exported 
mercury-added products. The Agency is also seeking to be able to 
differentiate between the amount of mercury in imported mercury-added 
products and the amount in mercury-added products manufactured in the 
United States. For example, importation or domestic manufacture of 
mercury-added products may or may not be reflected in data reported as 
domestic sale of mercury-added products. EPA is committed to further 
addressing such data gaps and considers the national mercury inventory 
mandated by Congress to be an instrumental means to establish the 
requisite body of information to support achievement of that goal.

D. Stakeholder Involvement

    In developing the proposed rule, the agency coordinated with the 
Northeast Waste Management Officials' Association, which administers 
the IMERC database, as directed by TSCA section 8(b)(10)(D)(ii), to 
avoid duplication.

III. Summary of Proposed Rule

    This proposed rule, when finalized, would provide for the 
collection of information that allows EPA to implement statutory 
requirements at TSCA section 8(b)(10)(B), which directs that ``[n]ot 
later than April 1, 2017, and every 3 years thereafter, the 
Administrator shall carry out and publish in the Federal Register an 
inventory of mercury supply, use, and trade in the United States'' (15 
U.S.C. 2607(b)(10)(B)). TSCA section 8(b)(10)(D) directs the Agency to 
promulgate this reporting rule no later than two years after the date 
of enactment of the June 2016 TSCA amendments. Based on the inventory, 
the Agency is directed to ``identify any manufacturing processes or 
products that intentionally add mercury; and . . . recommend actions, 
including proposed revisions of Federal law or regulations, to achieve 
further reductions in mercury use.'' At this time, EPA is not making 
such identifications or recommendations. EPA's proposal for fulfilling 
specific statutory provisions and terms are set forth by topic as 
follows.

A. Definition of Mercury

    TSCA section 8(b)(10)(A) states ``notwithstanding [TSCA] section 
3(2)(B), the term `mercury' means . . . elemental mercury; and . . . a 
mercury compound'' (15 U.S.C. 2607(b)(10)(A)). As such, the definition 
for mercury at TSCA section 8(b)(10)(A) supersedes the exclusions for 
``chemical substances'' described in TSCA section 3(2)(B) that would 
otherwise apply to mercury, mercury-added products, or otherwise 
intentional uses of mercury in manufacturing processes. For example, 
any ``drug, cosmetic, or device'' as described in TSCA section 
3(2)(B)(vi),

[[Page 49569]]

should such items contain mercury, would not be excluded from reporting 
under the proposed rule.
    For purposes of the proposed rule, the Agency proposes that where 
EPA distinguishes between elemental mercury and mercury compounds, 
elemental mercury be limited to elemental mercury (CASRN 7439-97-6) and 
mercury compounds be inclusive of all instances where elemental mercury 
or a mercury compound is reacted with another chemical substance. 
Examples of mercury compounds from the TSCA Chemical Substance 
Inventory are listed in Table 2.

                   Table 2--List of Mercury Compounds
------------------------------------------------------------------------
  Chemical Abstracts Registry No.             Mercury compound
------------------------------------------------------------------------
10045-94-0........................  Nitric acid, mercury(2+) salt (2:1).
100-57-2..........................  Mercury, hydroxyphenyl-.
10112-91-1........................  Mercury chloride (Hg2Cl2).
10124-48-8........................  Mercury amide chloride (Hg(NH2)Cl).
103-27-5..........................  Mercury, phenyl(propanoato-
                                     .kappa.O.)-.
10415-75-5........................  Nitric acid, mercury(1+) salt (1:1).
104-60-9..........................  Mercury, (9-octadecenoato-
                                     .kappa.O)phenyl-.
1191-80-6.........................  9-Octadecenoic acid (9Z)-,
                                     mercury(2+) salt (2:1).
12068-90-5........................  Mercury telluride (HgTe).
13170-76-8........................  Hexanoic acid, 2-ethyl-, mercury(2+)
                                     salt (2:1).
13302-00-6........................  Mercury, (2-ethylhexanoato-
                                     .kappa.O)phenyl-.
1335-31-5.........................  Mercury cyanide oxide (Hg2(CN)2O).
1344-48-5.........................  Mercury sulfide (HgS).
1345-09-1.........................  Cadmium mercury sulfide.
13876-85-2........................  Mercurate(2-), tetraiodo-,
                                     copper(1+) (1:2), (T-4)-.
138-85-2..........................  Mercurate(1-), (4-
                                     carboxylatophenyl)hydroxy-, sodium
                                     (1:1).
141-51-5..........................  Mercury, iodo(iodomethyl)-.
14783-59-6........................  Mercury, bis[(2-
                                     phenyldiazenecarbothioic acid-
                                     .kappa.S) 2-phenylhydrazidato-
                                     .kappa.N2]-, (T-4)-.
15385-58-7........................  Mercury, dibromodi-, (Hg-Hg).
15785-93-0........................  Mercury, chloro[4-[(2,4-
                                     dinitrophenyl)amino]phenyl]-.
15829-53-5........................  Mercury oxide (Hg2O).
1600-27-7.........................  Acetic acid, mercury(2+) salt (2:1).
1785-43-9.........................  Mercury, chloro(ethanethiolato)-.
19447-62-2........................  Mercury, (acetato-.kappa.O)[4-[2-[4-
                                     (dimethylamino)phenyl]diazenyl]phen
                                     yl]-.
20582-71-2........................  Mercurate(2-), tetrachloro-,
                                     potassium (1:2), (T-4)-.
20601-83-6........................  Mercury selenide (HgSe).
21908-53-2........................  Mercury oxide (HgO).
22450-90-4........................  Mercury(1+), amminephenyl-, acetate
                                     (1:1).
24579-90-6........................  Mercury, chloro(2-hydroxy-5-
                                     nitrophenyl)-.
24806-32-4........................  Mercury, [.mu.-[2-
                                     dodecylbutanedioato(2-)-
                                     .kappa.O1:.kappa.O4]]diphenyldi-.
26545-49-3........................  Mercury, (neodecanoato-
                                     .kappa.O)phenyl-.
27685-51-4........................  Cobaltate(2-), tetrakis(thiocyanato-
                                     .kappa.N)-, mercury(2+) (1:1), (T-
                                     4)-.
29870-72-2........................  Cadmium mercury telluride
                                     ((Cd,Hg)Te).
3294-57-3.........................  Mercury, phenyl(trichloromethyl)-.
33770-60-4........................  Mercury, [3,6-dichloro-4,5-
                                     di(hydroxy-.kappa.O)-3,5-
                                     cyclohexadiene-1,2-dionato(2-)]-.
3570-80-7.........................  Mercury, bis(acetato-.kappa.O)[.mu.-
                                     (3',6'-dihydroxy-3-
                                     oxospiro[isobenzofuran-1(3H),9'-
                                     [9H]xanthene]-2',7'-diyl)]di-.
537-64-4..........................  Mercury, bis(4-methylphenyl)-.
539-43-5..........................  Mercury, chloro(4-methylphenyl)-.
54-64-8...........................  Mercurate(1-), ethyl[2-(mercapto-
                                     .kappa.S)benzoato(2-)-.kappa.O]-,
                                     sodium (1:1).
55-68-5...........................  Mercury, (nitrato-.kappa.O)phenyl-.
56724-82-4........................  Mercury, phenyl[(2-
                                     phenyldiazenecarbothioic acid-
                                     .kappa.S) 2-phenylhydrazidato-
                                     .kappa.N2]-.
587-85-9..........................  Mercury, diphenyl-.
592-04-1..........................  Mercury cyanide (Hg(CN)2).
592-85-8..........................  Thiocyanic acid, mercury(2+) salt
                                     (2:1).
593-74-8..........................  Mercury, dimethyl-.
59-85-8...........................  Mercurate(1-), (4-
                                     carboxylatophenyl)chloro-,
                                     hydrogen.
623-07-4..........................  Mercury, chloro(4-hydroxyphenyl)-.
62-38-4...........................  Mercury, (acetato-.kappa.O)phenyl-.
62638-02-2........................  Cyclohexanebutanoic acid,
                                     mercury(2+) salt (2:1).
627-44-1..........................  Mercury, diethyl-.
6283-24-5.........................  Mercury, (acetato-.kappa.O)(4-
                                     aminophenyl)-.
628-86-4..........................  Mercury, bis(fulminato-.kappa.C)-.
629-35-6..........................  Mercury, dibutyl-.
63325-16-6........................  Mercurate(2-), tetraiodo-, (T-4)-,
                                     hydrogen, compd. with 5-iodo-2-
                                     pyridinamine (1:2:2).
63468-53-1........................  Mercury, (acetato-.kappa.O)(2-
                                     hydroxy-5-nitrophenyl)-.
63549-47-3........................  Mercury, bis(acetato-
                                     .kappa.O)(benzenamine)-.
68201-97-8........................  Mercury, (acetato-
                                     .kappa.O)diamminephenyl-, (T-4)-.
72379-35-2........................  Mercurate(1-), triiodo-, hydrogen,
                                     compd. with 3-methyl-2(3H)-
                                     benzothiazolimine (1:1:1).
7439-97-6.........................  Mercury.
7487-94-7.........................  Mercury chloride (HgCl2).
7546-30-7.........................  Mercury chloride (HgCl).
7616-83-3.........................  Perchloric acid, mercury(2+) salt
                                     (2:1).
7774-29-0.........................  Mercury iodide (HgI2).
7783-33-7.........................  Mercurate(2-), tetraiodo-, potassium
                                     (1:2), (T-4)-.

[[Page 49570]]

 
7783-35-9.........................  Sulfuric acid, mercury(2+) salt
                                     (1:1).
7783-39-3.........................  Mercury fluoride (HgF2).
7789-47-1.........................  Mercury bromide (HgBr2).
90-03-9...........................  Mercury, chloro(2-hydroxyphenyl)-.
94070-93-6........................  Mercury, [.mu.-[(oxydi-2,1-
                                     ethanediyl 1,2-benzenedicarboxylato-
                                     .kappa.O2)(2-)]]diphenyldi-.
------------------------------------------------------------------------

B. Explanation of Supply, Use, and Trade

    Pursuant to TSCA section 8(b)(10)(B), EPA interprets the scope of 
the mercury inventory to include activities within the domestic and 
global commodity mercury market that would fall under ``supply, use, 
and trade of mercury in the United States.'' An inventory that 
adequately accounts for mercury in supply, use, and trade includes 
activities of persons who must report as described in TSCA section 
8(b)(10)(d)(i): Manufacture, import, and otherwise intentionally use 
mercury in a manufacturing process. In addition, the Agency proposes 
that persons required to report to the mercury inventory also include 
information on distribution in commerce, storage, and export in order 
to provide for the requisite inventory of mercury supply, use, and 
trade in the United States. EPA proposes that reporting to cover 
``supply'' include manufacture and storage of mercury, reporting to 
cover ``use'' include use of mercury to manufacture a mercury-added 
product or otherwise intentional use of mercury in a manufacturing 
process, and reporting to cover ``trade'' include import, export, and 
distribution in commerce of mercury or mercury-added products. EPA 
proposes that obtaining information related to such activities, 
including reporting quantities of mercury, as well as qualitative 
information related to supply, use, and trade, is necessary to create 
the inventory described at TSCA section 8(b)(10)(B). Examples of such 
qualitative information include: Country of origin (for imports of 
mercury or mercury-added products), destination country (for exported 
mercury-added products or certain mercury compounds), and 
identification of purchasing or receiving industry sectors via NAICS 
codes (for mercury or mercury-added products distributed in domestic 
commerce).
    In addition to using this information for the mercury inventory, 
this information would be used by the U.S. Government to assist in its 
implementation of the Minamata Convention (Ref. 2), in particular with 
respect to mercury supply sources and trade, mercury-added products, 
manufacturing processes in which mercury is used, and reporting. The 
United States is a Party to the Minamata Convention, which is a 
multilateral environmental agreement that addresses the supply, use, 
and trade in mercury by, among other actions, not allowing the 
introduction of new mercury mines and the phasing out of existing ones, 
phasing out and phasing down the use of mercury in a number of products 
and industrial processes, placing control measures on emissions to air 
and on releases to land and water, and taking action to reduce the use 
of mercury in the informal sector of artisanal and small-scale gold 
mining. EPA seeks comment on the proposed limited data collection 
requirements, such as the identification of countries that manufacture, 
import, or export mercury-added products (i.e., countries of origin and 
destination), as well as the identification of purchasing or receiving 
industry sectors via NAICS codes, to inform activities under the 
Minamata Convention.
    In regard to certain exports of mercury, the Agency notes that the 
export of elemental mercury has been prohibited since January 1, 2013 
(15 U.S.C. 2611(c)(1)) and therefore the Agency is not proposing to 
require reporting on the export of elemental mercury from the United 
States. TSCA, as of January 1, 2020, will also prohibit the export of 
certain mercury compounds: Mercury (I) chloride or calomel; mercury 
(II) oxide; mercury (II) sulfate; mercury (II) nitrate; and cinnabar or 
mercury sulphide (the statute uses the term ``mercury sulphide'' which 
is an alternative spelling of ``mercury sulfide'' as found in the table 
above) (15 U.S.C. 2611(c)(7)). EPA recognizes that a complete inventory 
would include at least one cycle of reporting prior to the effective 
date of the prohibition for export of the five mercury compounds 
subject to 15 U.S.C. 2611(c)(7). As such, the inventory would benefit 
from the recent totals of at least one cycle of reporting prior to the 
effective date of the prohibition for export of mercury compounds 
subject to 15 U.S.C. 2611(c)(7) to (1) measure trends in supply, use, 
and trade; and (2) provide a baseline for comparison of the changes in 
the amounts of other mercury compounds exported after the 2020 
effective date. The Agency also recognizes that the 2020 effective date 
of 15 U.S.C. 2611(c)(7) is such that any reporting on those five 
compounds will not assist the Agency in recommending further actions to 
achieve further reductions in mercury use because the export ban will 
be in effect as of 2020. Therefore, EPA requests public comment on 
whether to require one-time reporting for exports of the mercury 
compounds prohibited from export by 15 U.S.C. 2611(c)(7). It should be 
noted that reporting for exports of mercury compounds that are not 
prohibited from export by 15 U.S.C. 2611(c)(7), as well as products 
that contain intentionally-added elemental mercury and/or any mercury 
compounds (including the compounds prohibited from export) will be 
required.
    In order to obtain information for the mercury inventory with the 
necessary level of detail, EPA is proposing to require reporting on 
activities that are subsets of defined terms. For example, 
``manufacture'' is defined in TSCA section 3(9) to mean: ``import into 
the customs territory of the United States (as defined in general note 
2 of the Harmonized Tariff Schedule of the United States), produce, or 
manufacture'' (15 U.S.C. 2602(9)). While both manufacture and import 
are described in the statutory definition of ``manufacture,'' the 
Agency proposes to separate reporting for these activities of the 
mercury market in order to capture distinct actions by persons who 
handle and trade mercury. As such, EPA is proposing that persons 
required to report specify distinct amounts, if any, of imported or 
otherwise manufactured mercury, as well as amounts of mercury in 
imported or otherwise manufactured mercury-added products.
    Conversely, the activity ``otherwise intentionally uses mercury in 
a manufacturing process'' is not defined under TSCA. The Agency 
considers this activity to be similar, but not identical to the 
definition for ``process'' at TSCA section 3(13): ``preparation of a 
chemical substance or mixture, after its

[[Page 49571]]

manufacture, for distribution in commerce . . . in the same form or 
physical state as, or in a different form or physical state from, that 
in which it was received by the person so preparing such substance or 
mixture, or . . . as part of an article containing the chemical 
substance or mixture'' (15 U.S.C. 2602(13)). EPA proposes to require 
reporting on both the otherwise intentional use of mercury in a 
manufacturing process, as well as manufacture of mercury or a mercury-
added product, distinguished by focusing on how the mercury came to be 
present in a final product. For manufacture of mercury or a mercury-
added product, the Agency views such activities to be the intentional 
addition of mercury where mercury remains present in the final product 
for a particular purpose. For otherwise intentional use of mercury in a 
manufacturing process, the Agency views such activities to be the 
intentional use of mercury, but where no mercury remains or any mercury 
present in the final product exists only as an impurity.
    Finally, TSCA section 8(f) states ``[f]or purposes of [TSCA section 
8], the terms `manufacture' and `process' mean manufacture or process 
for commercial purposes'' (15 U.S.C. 2607(f)). Under a TSCA section 
8(a) reporting rule, EPA has previously defined ``manufacture for 
commercial purposes'' for the purposes of other information gathering 
rules to include ``import, produce, or manufacture with the purpose of 
obtaining an immediate or eventual commercial advantage for the 
manufacturer'' and ``substances that are produced coincidentally during 
the manufacture, processing, use, or disposal of another substance or 
mixture, including both byproducts that are separated from that other 
substance or mixture and impurities that remain in that substance or 
mixture . . . [that] may, or may not, in themselves have commercial 
value'' (40 CFR 704.3). In the same rule, similarly, EPA has defined 
``process for commercial purposes'' as ``the preparation of a chemical 
substance or mixture after its manufacture for distribution in commerce 
with the purpose of obtaining an immediate or eventual commercial 
advantage for the processor. Processing of any amount of a chemical 
substance or mixture is included in this definition. If a chemical 
substance or mixture containing impurities is processed for commercial 
purposes, then the impurities also are processed for commercial 
purposes'' (40 CFR 704.3). EPA notes that there is a separate 
definition for ``import for commercial purposes'' at 40 CFR 704.3, but 
finds it to be substantially similar to germane portions of 
``manufacture for commercial purposes.''
    EPA is proposing that the terms ``manufacture,'' ``import,'' and 
``otherwise intentional use of mercury in a manufacturing process'' be 
interpreted for the purposes of mercury inventory reporting based on 
the aforementioned definitions in 40 CFR 704.3 and the statutory text 
at TSCA section 8(f). In regard to the manufacture (including import) 
of mercury as a byproduct, impurity, or similar occurrence, EPA 
considered whether such chemical substances are intentionally generated 
and whether such substances are used for commercial purposes. To 
synthesize these concepts, EPA is proposing to require reporting on 
mercury or mercury-containing byproducts manufactured for commercial 
purposes. Mercury generated as a byproduct not used for commercial 
purposes would not be subject to the proposed rule.
    In addition, EPA is proposing that mercury that exists as an 
impurity would not be subject to the proposed rule, except where such 
impurities are present in a final product produced by persons who 
otherwise intentionally use mercury in a manufacturing process. EPA is 
distinguishing between the manufacture of mercury-added products versus 
the final products containing mercury that result from the intentional 
use of mercury in a manufacturing process. First, EPA considers the 
addition and presence of mercury in the final products of the former 
process to be intentional and, therefore, not an impurity. Conversely, 
EPA considers the presence of mercury in the final product resulting 
from the intentional use of mercury during the manufacturing processes 
identified in this proposed rule (see Unit III.D.5.) to be 
unintentional (i.e., present as an impurity). Second, the Agency has 
less detailed institutional knowledge of this category of uses and is 
proposing to collect information on mercury that exists as an 
unintended impurity in products in such cases to better identify 
mercury use in manufacturing processes, as directed in TSCA section 
8(b)(10)(C).
    EPA determined that actions described in the definition of 
``distribution in commerce'' at TSCA section 3(5): ``to sell, or the 
sale of, the substance, mixture, or article in commerce; to introduce 
or deliver for introduction into commerce, or the introduction or 
delivery for introduction into commerce of, the substance, mixture, or 
article; or to hold, or the holding of, the substance, mixture, or 
article after its introduction into commerce'' (15 U.S.C. 2602(5)), are 
adequate to describe both distribution in commerce and storage for the 
proposed rule. In particular, the Agency is interested in quantities of 
mercury sold or transferred between facilities in the United States. As 
such, EPA is proposing to incorporate the concept of ``domestic'' as 
defined at 40 CFR 704.3 to activities considered to be distribution in 
commerce, as opposed to international import and export, which would be 
covered separately. Where ``to hold'' or ``holding of'' (i.e., storage) 
is concerned, EPA is proposing to require reporting for quantities of 
mercury stored, if any, by persons who manufacture (including import) 
mercury, as well as those who otherwise intentionally use mercury in a 
manufacturing process. Mercury stored by persons who only produce 
mercury-added products would not be required to be reported. Moreover, 
the Agency is not proposing to require reporting for quantities of 
mercury within mercury-added products that are stored after manufacture 
and prior to distribution in commerce. EPA assumes the quantity of 
mercury that manufacturers of mercury-added products store for later 
use or keep within product inventories is likely to be too small to 
help explain the information gap between sold and used mercury. The 
expected value of the information is likely to be low considering the 
burden and cost on reporters.
    The Agency considered ``export'' in the context of ``exporter'' as 
defined in the TSCA section 12(b) export notification rule at 40 CFR 
part 707 Subpart D: ``determining and controlling the sending of the 
chemical substance or mixture to a destination out of the customs 
territory of the United States'' 40 CFR 707.63(b). For purposes of the 
proposed rule, however, the Agency believes that it is necessary to 
collect export data not only on certain mercury compounds, but also 
mercury-added products that are exported from the United States. As 
such, EPA would include articles in the reporting required for export.
    Therefore, in summary, the Agency proposes to require reporting for 
the following activities:
     Import of mercury or a mercury-added product with the 
purpose of obtaining an immediate or eventual commercial advantage for 
the importer, except where such mercury is generated as a byproduct not 
used for commercial purposes or an impurity.

[[Page 49572]]

     Manufacture (other than import) of mercury or a mercury-
added product with the purpose of obtaining an immediate or eventual 
commercial advantage for the manufacturer, except where such mercury is 
generated as a byproduct not used for commercial purposes or an 
impurity. In this context, EPA considers manufacture to be the 
intentional production of mercury, a mercury compound, or a mercury-
added product, as opposed to the uses described for ``otherwise 
intentionally uses mercury in a manufacturing process.'' Incidental 
manufacture of mercury (e.g., burning of coal or similar) would not be 
subject to the proposed rule.
     Otherwise intentional use of mercury in a manufacturing 
process, other than the manufacture of a mercury compound or a mercury-
added product, with the purpose of obtaining an immediate or eventual 
commercial advantage for the user, except where such mercury is 
generated as a byproduct not used for commercial purposes.
     Distribution in commerce, including domestic sale or 
transfer, of mercury or a mercury-added product.
     Storage of mercury after manufacture (including import).
     Export of mercury or a mercury-added product, including 
the determining and controlling the sending of mercury (unless 
specifically prohibited) or a mercury-added product to a destination 
out of the customs territory of the United States.
    These proposed interpretations of terms are intended to align with 
the structure and logical flow of reporting requirements described in 
Unit III.E. Nonetheless, EPA requests comment on the proposed 
interpretations of activities to be considered as part of supply, use, 
and trade of mercury in the United States.

C. Coordination With Existing Reporting Programs

    TSCA section 8(b)(10)(D)(ii) directs the Agency to ``coordinate the 
reporting . . . with the Interstate Mercury Education and Reduction 
Clearinghouse'' to avoid duplication (15 U.S.C. 2607(b)(10)(D)(ii)). 
Furthermore, TSCA section 8(a)(5)(a) states ``[i]n carrying out [TSCA 
section 8], the Administrator shall, to the extent feasible . . . not 
require reporting which is unnecessary or duplicative'' (15 U.S.C. 
2607(a)(5)(a)). The Agency seeks to avoid collecting data on mercury 
that would duplicate information already reported to existing state and 
federal programs, and to coordinate with and complement those reporting 
programs as much as possible. While developing this proposed rule, EPA 
reviewed four data collection systems applicable to supply, use, and 
trade of mercury (including mercury-added products and mercury used in 
manufacturing processes): IMERC, the TSCA section 8(a) Chemical Data 
Reporting rule, the Toxics Release Inventory (TRI) program, and the 
U.S. International Trade Commission Interactive Trade DataWeb (USITC 
DataWeb).
    1. IMERC. IMERC is an online reporting database managed by the 
Northeast Waste Management Officials' Association (NEWMOA), which 
provides publicly available, national data on mercury used in products. 
Laws in certain states (Connecticut, Louisiana, Maine, Massachusetts, 
New Hampshire, New York, North Carolina, Rhode Island, and Vermont--
hereinafter ``IMERC Notification states'') require companies that 
manufacture, distribute, or import mercury-added products to identify 
the mercury-added products they sell and the volume of mercury in them. 
The volume information is reported at a national level, although only 
companies selling mercury products within those states need to report. 
The IMERC database houses the information that is reported to IMERC 
Notification states on a triennial basis and provides a detailed 
picture of some aspects of the mercury product market. There are, 
however, some concerns about whether all nationwide sales are captured 
(i.e., no reporting requirement for a company that sells mercury-added 
products exclusively outside of IMERC Notification states). Despite 
such concerns and given the statutory direction to coordinate both 
programs, EPA recognizes that the proposed rule and IMERC reporting 
requirements for mercury-added products should be harmonized to the 
greatest extent practicable.
    While developing this proposed rule, the Agency coordinated with 
IMERC and NEWMOA to ensure that data collected in accordance with the 
proposed reporting requirements and existing IMERC reporting 
requirements would not be duplicative and that information collected 
would be shared to the greatest extent practicable. The Agency is 
designing the electronic reporting application for the mercury 
inventory that would automatically skip certain reporting requirement 
fields when users indicate they report to the IMERC Mercury-Added 
Products Database. Such users would automatically bypass mercury 
inventory reporting requirements that are comparable to those reported 
to IMERC. Specifically, those that report to IMERC would not be 
required to report the amount of mercury distributed in commerce under 
this proposed rule because EPA believes that information is captured by 
IMERC as national sales data. However, those that report to IMERC would 
still be required to provide qualitative data--NAICS codes related to 
sales data--as part of the distribution in commerce reporting 
requirement (see Table 4--Information to Report--Mercury-Added 
Products).
    2. TSCA Chemical Data Reporting Rule. EPA also sought to avoid 
duplicating the mercury reporting requirements of its own CDR rule 
(Ref. 10) and reporting to the TRI program (Ref. 11). The CDR rule 
collects manufacturing, processing, and use information on certain 
chemical substances manufactured (including imported) in the United 
States. Persons required to report include those that manufacture 
(including import) for commercial purposes in excess of 2,500 lbs. for 
a specific reporting year for substances meeting certain criteria, 
which include elemental mercury; or in excess of 25,000 lbs. for a 
specific reporting year for most other substances, which include 
mercury compounds.
    In general, CDR reporters do not report information on chemical 
substances in articles, unless they first import or domestically 
manufacture the chemical substance that they then incorporate into an 
article or product (Ref. 12). As discussed in regard to coordinating 
with IMERC to avoid duplicative reporting, the Agency's intended design 
for the reporting application for the mercury inventory would allow a 
CDR reporter to automatically skip certain reporting requirement fields 
that would be considered duplicative. As an example, those that report 
to CDR would not be required to provide the amount of mercury imported, 
however, they would be required to provide qualitative information--in 
this example the country of origin--as part of the reporting 
requirement (see Table 3--Information to Report--Mercury).
    3. Toxics Release Inventory. The TRI program collects data on toxic 
chemical releases to air, water and land from industrial facilities and 
pollution prevention activities in the United States. The TRI program 
requires reporting when covered facilities in covered industrial 
sectors manufacture, process, or otherwise use more than 10 lbs. of 
elemental mercury and/or mercury compounds per year. However, while the 
TRI program requires reporters to specify whether mercury is 
manufactured, processed, or otherwise

[[Page 49573]]

used in activities comparable to the proposed rule (e.g., article 
component, formulation component, reactant, chemical processing aid, 
manufacturing aid), it does not require reporting of quantitative data 
on amounts of mercury used for such activities or the kind of article 
involved.
    4. USITC DataWeb. Additionally, EPA reviewed the USITC DataWeb, 
which provides U.S. international trade statistics and U.S. tariff data 
to the public (Ref. 13). All trade data are compiled from official data 
retrieved from the U.S. Bureau of the Census (Census). Data on U.S. 
exports of merchandise from the United States to all countries, except 
Canada, are compiled from the Electronic Export Information filed by 
the U.S. Principal Party in Interest or their agents through the 
Automated Export System. Published data on U.S. imports of merchandise 
are compiled primarily from automated data submitted through the 
Automated Commercial System of U.S. Customs and Border Protection 
(CBP). Data are also compiled from import entry summary forms, 
warehouse withdrawal forms and Foreign Trade Zone documents as required 
by law to be filed with CBP.
    After reviewing these reporting programs, EPA has sought to design 
the proposed reporting requirements to be least burdensome for 
reporters already familiar with IMERC, CDR, TRI, and USITC DataWeb 
protocol. Therefore, the Agency is proposing to incorporate comparable 
reporting concepts and tools from each program, as well as propose some 
exemptions, in an attempt to increase the efficacy of while decreasing 
the burden to the greatest extent practicable for reporting to a 
national mercury inventory. EPA is seeking comment on the incorporation 
of the reporting concepts and tools from each program, as well as the 
proposed exemptions.

D. Persons Who Must Report

    TSCA section 8(b)(10)(D)(i) states ``any person who manufactures 
mercury or mercury-added products or otherwise intentionally uses 
mercury in a manufacturing process shall make periodic reports to the 
Administrator'' (15 U.S.C. 2607(b)(10)(D)(i)). As explained in Unit 
III.B., EPA interprets the statutory text at TSCA sections 8(b)(10)(B), 
8(b)(10)(D)(i), and 8(b)(10)(D)(iii) as applying to intentional acts 
that introduce mercury into supply, use, and trade in the United 
States. Furthermore, EPA reads TSCA section 8(b)(10)(D)(i) to narrow 
potential reporters to persons who first manufacture mercury or 
mercury-added products or otherwise intentionally use mercury in a 
manufacturing process. As such, EPA determined that persons who merely 
trade (e.g., brokering, selling wholesale, shipping, warehousing, 
repackaging, or retail sale), but do not manufacture or import mercury 
or mercury-added products, should not be subject to the proposed 
reporting requirements. Aside from its reading of TSCA section 
8(b)(10)(D)(i), the Agency is concerned that requiring reporting from 
such entities risks: (1) Double-counting of mercury as it moves through 
supply chains; and (2) undue burden or liability on entities that are 
not likely to be aware if or how mercury is present in products that 
they trade.
    1. Exemption for Persons Who Generate, Handle, or Manage Mercury-
containing Waste. Persons ``engaged in the generation, handling, or 
management of mercury-containing waste, unless that person manufactures 
or recovers mercury in the management of that waste'' are not required 
to report to the mercury inventory (15 U.S.C. 2607(b)(10)(D)(iii)). 
There are generally four sources of mercury-containing waste: (1) 
Industrial processes, which often generate a mixture of elemental 
mercury or mercury compounds combined with other substances; (2) the 
discard of mercury-added products such as fluorescent lamps; (3) the 
discard of elemental mercury (e.g. surplus commodity mercury); and (4) 
mercury-contaminated environmental media that are excavated as part of 
a contaminated site clean-up. Mercury-containing waste that is 
hazardous is regulated by the Resource Conservation and Recovery Act 
(RCRA).
    EPA considers the following examples of persons and waste types to 
be exempt from reporting to the proposed rule:
     Hazardous waste treatment facilities that stabilize and 
landfill low-concentration mercury-containing waste.
     Manufacturing facilities that:

--Generate a mercury-containing waste and send it to a waste management 
facility.
--Use mercury to manufacture products or otherwise intentionally use 
mercury in a manufacturing process, and also generate a mercury-
containing waste from that use or another process. The exemption 
applies to the mercury in the facility's waste but not to the quantity 
it uses. Under the proposed rule, the facility would report on the 
quantity it uses.
--Discard mercury-added products, such as fluorescent light bulbs, 
switches, and thermometers, unless the facility also intentionally uses 
mercury in a manufacturing process. In that case, the facility would 
report the mercury it uses, but not the mercury in the products it 
discards because the products and the mercury within them are waste.

     A person who uses a mercury-added product but does not 
manufacture mercury or mercury-added products and does not 
intentionally use mercury in a manufacturing process.
     Hazardous waste treatment facilities that recover 
elemental mercury from mercury-containing waste and manage that 
elemental mercury as a waste. There are currently two primary ways in 
which recovered elemental mercury can be managed as a waste: Placed in 
long-term storage at a facility with a RCRA permit as allowed under 
Section 5(g) of MEBA, or converted to mercury sulfide and exported for 
disposal.
     A generator producing mercury incidentally from the 
beneficiation or processing of ore or related pollution control 
activities, who accumulates this mercury on-site.
     A generator who temporarily stores waste elemental mercury 
for up to 90 or 180 days pending shipment for long-term storage or for 
treatment and disposal. The elemental mercury in all of these cases is 
not subject to the proposed rule.
    EPA seeks comments on the examples provided and requests input on 
other relevant examples that may be useful.
    The exemption at 15 U.S.C. 2607(b)(10)(D)(iii) does not apply to 
persons who manufacture or recover elemental mercury in the management 
of mercury-containing waste with the intent to use it or store it for 
use. For example, if a waste treatment facility retorts or distills 
mercury-containing waste to recover elemental mercury and then sells or 
stores the mercury for later sale, that person is considered to be a 
manufacturer of mercury and must report to the proposed rule for the 
amount of elemental mercury it sells or stores. If any manufacturer 
covered by the proposed rule decides at any time to manage the 
elemental mercury as a waste, that mercury is subject to the RCRA, but 
not to the proposed rule. Elemental mercury that is stored under MEBA 
or converted to a mercury compound and disposed of remains a waste, 
that is, its status cannot change from waste to commodity mercury.
    2. Reporting Threshold. As discussed in Unit III.C., the Agency 
compared existing state and federal reporting databases applicable to 
the supply, use, and trade of mercury. EPA conducted this review in an 
attempt not only to eliminate duplicative reporting

[[Page 49574]]

requirements, but also to incorporate applicable features of such 
programs, including the consideration of respective reporting 
thresholds.
    The statutory text at TSCA section 8(b)(10) is silent on a 
reporting threshold; however, TSCA section 8(b)(10)(C) directs the 
Agency to ``identify any manufacturing processes or products that 
intentionally add mercury'' (15 U.S.C. 2607(10)(b)(C)). The Agency 
interprets the direction to ``identify any'' to apply to any amount of 
mercury in a manufacturing process or product. When considered in light 
of the statutory text at TSCA section 8(b)(10)(C), as well as concerns 
related to the potential adverse effects on human health and the 
environment resulting from releases of mercury, the Agency finds that 
it would be inappropriate to propose a threshold under which reporting 
would not be required. Therefore, EPA proposes to apply the proposed 
reporting requirements to any person who manufactures (including 
imports) mercury, mercury-added products or otherwise intentionally 
uses mercury in a manufacturing process regardless of the amount of 
mercury at issue. EPA seeks comment on this approach.
    The absence of a reporting threshold is consistent with IMERC 
reporting requirements, which apply to the intentional addition of 
mercury to a product, including where ``mercury is intentionally added 
for any reason or that incorporates a component to which mercury was 
intentionally added'' (Ref. 14). Because of the similarities in the 
intentional addition of mercury to manufacture a product and otherwise 
intentional use of mercury in a manufacturing process, EPA determined 
that all quantities of mercury used in both activities should be 
reported without a reporting threshold. EPA seeks comment on this 
approach.
    By comparison, the CDR rule contains reporting thresholds for 
chemical substances, including elemental mercury and mercury compounds. 
EPA interprets the mandate in TSCA section 8(b)(10)(B) to call for a 
comprehensive inventory such that existing data gaps would be 
eliminated, where feasible. The Agency also seeks as much as possible 
to complement amounts of quantitative mercury data already collected 
by, but without overlapping with, reporting requirements of the CDR 
rule. In general, the Agency seeks to require reporting for persons who 
manufacture (including import) mercury in quantities less than the CDR 
thresholds for elemental mercury (2,500 lbs.) and mercury compounds 
(25,000 lbs.). The coordination between additional, proposed reporting 
requirements and the CDR rule are discussed in ``Persons Who 
Manufacture (Including Import) Mercury.''
    3. Persons Who Manufacture (Including Import) Mercury. As described 
in Unit III.B., manufacture and import for the purpose of the proposed 
rule would include the manufacture (including import) of mercury. 
Although not exhaustive, persons who engage in the following activities 
would be required to report under the proposed rule (see Table 3. 
Information to Report--Mercury):
     Mining (including extraction and beneficiation processes) 
mercury;
     Generating or isolating mercury during ore, petroleum, or 
natural gas refining;
     Retorting, recovering, or recycling (including purifying) 
mercury from waste streams;
     Chemical manufacturing of mercury;
     Importing mercury; or
     Capturing mercury using methods to reduce emissions of 
hazardous air pollutants, unless the captured mercury is generated, 
handled, or managed as a waste or is identified as an impurity.
    As described in Unit III.C., the Agency is seeking to decrease the 
burden of reporting to the greatest extent practicable by, among other 
things, complementing without overlapping existing reporting 
requirements related to mercury and mercury-added products. As such, 
EPA proposes that persons who manufacture (including import) for 
commercial purposes in excess of 2,500 lbs. for elemental mercury or in 
excess of 25,000 lbs. for mercury compounds for a specific reporting 
year would not be required to report amounts manufactured (including 
imported) or exported that are already reported per the CDR rule. Such 
persons would, however, be required to provide quantitative data on 
storage and distribution in commerce, as well as qualitative and 
contextual information related to all applicable data elements under 
the proposed rule. In further efforts to decrease reporting burdens, 
the Agency intends to provide pre-selected lists of mercury compounds 
to streamline reporting requirements as much as possible.

                 Table 3--Information to Report--Mercury
------------------------------------------------------------------------
                                               Potential reporting
        Persons who must report                    requirements
------------------------------------------------------------------------
Persons who manufacture (including       --Country(ies) of origin for
 import) mercury in amounts greater       imported mercury.
 than or equal to 2,500 lbs. for         --Country(ies) of destination
 elemental mercury or greater than or     for exported mercury.
 equal to 25,000 lbs. for mercury        --Amount of mercury stored
 compounds for a specific reporting       (lbs.).
 year (i.e., current CDR reporters).     --Amount of mercury distributed
                                          in commerce (lbs.).
                                         --NAICS code(s) for mercury
                                          distributed in commerce.
                                         --As applicable, specific
                                          mercury compound(s) from pre-
                                          selected list.
All other persons who manufacture        --Amount of mercury
 (including import) mercury.              manufactured (lbs.).
                                         --Amount of mercury imported
                                          (lbs.).
                                         --Country(ies) of origin for
                                          imported mercury.
                                         --Amount of mercury exported
                                          (lbs.), except mercury
                                          prohibited from export at 15
                                          U.S.C. 2611(c)(1) and (7).
                                         --Country(ies) of destination
                                          for exported mercury.
                                         --Amount of mercury stored
                                          (lbs.).
                                         --Amount of mercury distributed
                                          in commerce (lbs.).
                                         --NAICS code(s) for mercury
                                          distributed in commerce.
                                         --As applicable, specific
                                          mercury compound(s) from pre-
                                          selected list.
------------------------------------------------------------------------

    4. Persons Who Manufacture or Import Mercury-added Products. As 
described in Unit III.B., EPA is proposing to require reporting for 
manufacture (including import) mercury-added products, except import of 
a product that contains mercury solely as a component that is a 
mercury-added product. The Agency proposes that a person who imports a 
product that contains a component that is a mercury-added product 
(e.g., toy or

[[Page 49575]]

novelty item containing a mercury-added battery) would not be required 
to report under the proposed rule. EPA determined that this distinction 
was appropriate after reviewing the data reported to the IMERC Mercury-
Added Products Database and comparing the companies that reported 
national sales data for individual mercury-added products (including 
components), as well as items that would be considered to contain a 
component that is a mercury-added product (Ref. 15). For example, 
companies that report to IMERC for sales of appliances and vehicles 
list lamps as a mercury-added component. The Agency is interested in 
collecting data on original manufacturers (including importers) and 
users of mercury and believes that requiring certain contextual data 
(e.g., NAICS codes) would sufficiently describe the use of mercury-
added components by companies who do not first manufacture, import, or 
otherwise intentionally use mercury. Based on its review of the 
companies who report to IMERC and the types of mercury-added products 
reported, the Agency is concerned that requiring reporting for products 
where mercury is present solely within a previously manufactured 
component poses risks of double-counting and thereby could negatively 
affect the reliability of future mercury inventory updates.
    EPA also is concerned that requiring reporting for a product that 
contains a mercury-added component could create undue burden for 
certain importers. For example, the Agency concluded that it is more 
likely that an importer of batteries would know if the specific kind of 
battery contained mercury, as opposed to an importer of toys that may 
or may not contain a mercury-added battery. However, EPA requests 
comment on whether persons who manufacture (including import) items 
that contain components that are mercury-added products should also 
report under the proposed rule.
    In addition, the Agency is aware of transactions where a consumer 
directly orders mercury-added drugs (e.g., hemorrhoid ointments, 
lotions, contact-lens solutions, and nasal sprays) and medical devices 
(e.g., thermometers and blood pressure devices) from foreign vendors. 
These parcels typically enter the United States via international mail 
and are processed at international mail facilities by the U.S. Postal 
Service, U.S. Customs and Border Protection, or the U.S. Food and Drug 
Administration. The addressee on the parcel is considered to be the 
importer of record. If an express courier is used, the express courier 
may assume the role of the importer of record. In the case where an 
individual consumer is purchasing and importing a mercury-added product 
for personal use, the Agency believes that the proposed rule does not 
apply to such persons. Furthermore, the proposed rule would not apply 
to persons engaged in the delivery of such mercury-added products to an 
individual consumer, even if the delivery service constitutes import 
and distribution in commerce. In both scenarios, the persons who are 
importing the mercury-added product are not doing so ``with the purpose 
of obtaining an immediate or eventual commercial advantage for the 
importer.'' However, if a delivery service intentionally specialized in 
part or whole in the import and distribution in commerce of mercury-
added products, then that person (or company) would be required to 
report to the mercury inventory.
    Although not exhaustive, persons who engage in the following 
activities would be required to report under the proposed rule (see 
Table 4. Information to Report--Mercury-Added Products):
     Importing mercury-added products (except the import of a 
product that contains a component that is a mercury-added product); or
     Producing mercury-added products (e.g., inserting mercury 
into a switch or battery, or mixing a mercury compound with other 
substances to formulate a topical antiseptic).
    Examples of persons who would not be required to report to this 
proposed rule include:
     Manufacturers of concrete made from coal ash that contains 
mercury, but where such mercury originated from coal burned as a fuel 
source (i.e., mercury was not intentionally added to the coal ash or 
the concrete);
     Fuel blenders who combine materials that might contain 
mercury, but are not chosen for blending because they contain mercury;
     Consumers who purchase and import mercury-added products 
for personal use from a foreign vendor; or,
     Persons engaged in the delivery of mercury-added products 
to an individual consumer, unless the delivery service intentionally 
specializes in part or whole in the import and distribution in commerce 
of mercury-added products.
    For mercury-added products, the Agency seeks not only to balance 
efforts to increase the efficacy of reporting while decreasing the 
burden to the greatest extent practicable, but also to fully describe 
applicable sectors of the mercury market. As described in Unit III.C., 
persons who report to IMERC identify the amount of mercury sold in 
mercury-added products that may be manufactured, distributed, or 
imported. The Agency considers the amount of mercury reported to IMERC 
as sold to be comparable to the amount of mercury to be reported under 
the proposed rule as distributed in commerce. As such, EPA proposes 
that persons reporting to IMERC would not need to report amounts of 
mercury distributed in commerce under the proposed rule. However, those 
persons would need to report quantitative and qualitative information 
for other applicable data elements. Under the proposed rule, such 
persons also would be required to report contextual information 
applicable to amounts, if any, of mercury manufactured, imported, 
distributed in commerce, or exported. In further efforts to decrease 
reporting burdens, the Agency intends to provide pre-selected lists of 
mercury-added product categories to streamline reporting requirements 
as much as possible.

         Table 4--Information to Report--Mercury-Added Products
------------------------------------------------------------------------
                                               Potential reporting
        Persons who must report                    requirements
------------------------------------------------------------------------
Persons who manufacture (including       --Amount of mercury in
 import) mercury-added products, except   manufactured products (lbs.).
 a product that contains a component     --Amount of mercury in imported
 that is a mercury-added product, who     products (lbs.).
 currently report to IMERC.              --Country(ies) of origin for
                                          imported products.
                                         --Amount of mercury in exported
                                          products (lbs.).
                                         --Country(ies) of destination
                                          for exported products.
                                         --NAICS code(s) for products
                                          distributed in commerce.
                                         --As applicable, specific
                                          product category(ies) and
                                          subcategory(ies) from pre-
                                          selected list.

[[Page 49576]]

 
All other persons who manufacture        --Amount of mercury in
 (including import) mercury-added         manufactured products (lbs.).
 products, except a product that         --Amount of mercury in imported
 contains a component that is a mercury-  products (lbs.).
 added product.                          --Country(ies) of origin for
                                          imported products.
                                         --Amount of mercury in exported
                                          products (lbs.).
                                         --Country(ies) of destination
                                          for exported products.
                                         --Amount of mercury in products
                                          distributed in commerce
                                          (lbs.).
                                         --NAICS code(s) for products
                                          distributed in commerce.
                                         --As applicable, specific
                                          product category(ies) and
                                          subcategory(ies) from pre-
                                          selected list.
------------------------------------------------------------------------

    5. Persons Who Otherwise Intentionally Use Mercury in a 
Manufacturing Process. As described in Unit III.B., TSCA section 
8(b)(10)(d)(i) includes persons who intentionally use mercury in a 
manufacturing process amongst those who must report. Examples of 
persons who otherwise intentionally use mercury in a manufacturing 
process that would be required to report under the proposed rule 
include, but are not limited to (see Table 5. Information to Report--
Otherwise Intentional Use of Mercury in a Manufacturing Process):
     Producers of chlorine (e.g., mercury-cell chlor-alkali 
process);
     Producers of polyurethane elastomer; or
     Producers of other commercial chemicals (except mercury 
compounds).
    Unlike manufacturers (including importers) of mercury and mercury-
added products, the Agency believes that persons who otherwise 
intentionally use mercury in a manufacturing process may currently 
report to existing data collection programs in the United States; 
however, the reporting requirements for those programs cover only some 
of the data elements that would be required of EPA for the mercury 
inventory. As such, the general, specific, and contextual reporting 
requirements proposed by EPA are intended to provide a complete picture 
of uses for which little information is currently available. In further 
efforts to decrease reporting burdens, the Agency intends to provide 
pre-selected lists of manufacturing processes and attendant uses of 
mercury to streamline reporting requirements as much as possible.

 Table 5--Information to Report--Otherwise Intentional Use of Mercury in
                         a Manufacturing Process
------------------------------------------------------------------------
                                               Potential reporting
        Persons who must report                    requirements
------------------------------------------------------------------------
Persons who otherwise intentionally use  --Amount of mercury
 mercury in a manufacturing process,      intentionally used (lbs.) in
 other than the manufacture of a          pre-selected list of
 mercury compound or a mercury-added      manufacturing processes.
 product.                                --Amount of mercury stored
                                          (lbs.).
                                         --Amount of mercury in exported
                                          final product(s) (lbs.).
                                         --Country(ies) of destination
                                          for exported final product(s).
                                         --Amount of mercury in final
                                          product(s) distributed in
                                          commerce (lbs.).
                                         --NAICS code(s) for mercury in
                                          final product(s) distributed
                                          in commerce.
                                         --As applicable, specific
                                          manufacturing process from pre-
                                          selected list.
                                         --As applicable, specific use
                                          of mercury in manufacturing
                                          process from pre-selected
                                          list.
------------------------------------------------------------------------

    To the extent that the proposed persons who must report and 
descriptions and examples of the kinds of information to be reported 
can be clarified, the Agency welcomes comment on the aforementioned 
discussion and tables. In addition, the Agency requests comment on 
whether other persons should be required to report or, in the 
alternative, if any of the proposed persons should not report.
    6. Consideration of Small Entities. Based on EPA's economic 
assessment of the proposed rule (Ref. 3), approximately 40 percent of 
the respondents will be small entities. However, small businesses are 
not exempt from reporting requirements because, unlike the exemption 
for small manufacturers and processors provided under TSCA 8(a)(1)(A) 
and (B), reporting and recordkeeping requirements associated with TSCA 
section 8(b) are applicable to all affected entities. EPA is striving 
to minimize the burden on all respondents, including small entities, as 
much as possible by developing the reporting application and database 
to be user-friendly and dynamic, consisting of straightforward 
questions that are to include fill-in-the-blank (numbers) fields, check 
boxes, and drop down menus.
    In addition, the Agency is considering the development of 
compliance guides tailored to small entities that will be required to 
comply with the reporting requirements. EPA requests public comment on 
what kinds of information would be particularly important to address 
for small entities in such compliance guides. EPA expects to conduct 
outreach and webinars for small businesses to introduce the reporting 
database, explain requirements, and offer Q&A and other support. Under 
TSCA section 26(d), EPA also provides specialized assistance to 
respondents, particularly to small entities, including technical and 
other non-financial assistance to manufacturers and processors of 
chemical substances. EPA's TSCA Hotline assists small businesses 
complying with TSCA rules and provides various materials such as copies 
of Federal Register notices, advisories, and other information upon 
request. Contact information for the TSCA Hotline is listed under FOR 
FURTHER INFORMATION CONTACT.

E. Reporting Requirements

    TSCA section 8(b)(10)(B) sets the general scope of the inventory as 
the ``mercury supply, use, and trade in the

[[Page 49577]]

United States'' (15 U.S.C. 2607(b)(10)(B)). EPA interprets the core 
elements to be covered in the mercury inventory to be the amount of 
mercury used in the activities within the mercury market described in 
Unit III.B. (i.e., manufacture, import, export, storage, distribution 
in commerce, and otherwise intentional use of mercury in a 
manufacturing process). EPA also determined that, for certain elements, 
requiring reporting of more specific information would help to better 
contextualize reported quantities of mercury used in domestic and, 
where appropriate, global supply, use, and trade. The proposed general, 
specific, and contextual reporting requirements are described in this 
section.
    1. General Reporting Requirements. EPA considers ``supply'' to 
include manufacture and storage, ``use'' to include otherwise 
intentional use of mercury in a manufacturing process, and ``trade'' to 
include import, export, and distribution in commerce. The Agency is 
proposing that accounting for such activities is necessary to fulfill 
statutory mandates at TSCA sections 8(b)(10)(B) and (C). Therefore, for 
persons required to report (as described in Unit III.D.), EPA proposes 
reporting quantitative data for mercury, mercury-added products, and 
otherwise intentional use of mercury in a manufacturing process (as 
qualified from existing terms as discussed in Unit III.B.) as follows:
    a. Importers of mercury: Amount of mercury imported per year 
(lbs.); Amount of mercury stored per year (lbs.); Amount of mercury 
distributed in commerce per year (lbs.); Amount of mercury exported per 
year (lbs.).
    b. Manufacturers (other than importers) of mercury: Amount of 
mercury manufactured (other than imported) per year (lbs.); Amount of 
mercury stored per year (lbs.); Amount of mercury distributed in 
commerce per year (lbs.).
    c. Importers of any mercury-added product other than a product that 
contains a component that is a mercury-added product (NOTE--see Unit 
III.D.): Amount of mercury in imported products per year (lbs.); Amount 
of mercury in products distributed in domestic commerce per year 
(lbs.); Amount of mercury in exported products per year (lbs.).
    d. Manufacturers (other than importers) of any mercury-added 
product other than a product that contains a component that is a 
mercury-added product (NOTE--see Unit III.D.): Amount of mercury in 
manufactured (other than imported) products per year (lbs.); Amount of 
mercury in products distributed in commerce per year (lbs.); Amount of 
mercury in exported products per year (lbs.).
    e. Persons who intentionally use mercury in manufacturing 
processes, other than the manufacture of a mercury compound or a 
mercury-added product: Amount of mercury used in a manufacturing 
process per year (lbs.); Amount of mercury stored per year (lbs.); 
Amount of mercury distributed in commerce in final product(s) of 
manufacturing process per year (lbs.); Amount of mercury exported in 
final product(s) of manufacturing process per year (lbs.).
    EPA understands that certain persons may report for multiple 
activities associated with supply, use, and trade of mercury. For 
example, a person may import mercury and manufacture mercury-added 
products. As such, the Agency attempted to design the proposed 
quantitative data elements for reporting requirements such that a 
person could report both as an ``importer of mercury'' and 
``manufacturer of mercury-added products,'' but only report for the 
specific activity in which they engage. The Agency expects there may be 
certain persons engaged in the supply, use, and trade of mercury who 
might not be accounted for in the inventory, but EPA views this 
omission of prospective reporters as an opportunity to limit undue 
burden and avoid double-counting. Thus, the Agency is proposing to 
limit the persons who must report at TSCA section 8(b)(10)(D)(i) to 
only those persons described in Unit III.D. However, EPA requests 
comment on whether the proposed reporting requirements should apply to 
persons who do not manufacture or import mercury or mercury-added 
products, or otherwise intentionally use mercury in a manufacturing 
process, but engage in the supply, use, and trade of mercury in the 
United States.
    2. Specific Reporting Requirements. To better understand the 
categories of mercury-added products and otherwise intentional use of 
mercury in a manufacturing process, the Agency also proposes to require 
reporters to identify the specific categories and subcategories of 
products and functional uses for which quantitative data is reported. 
The Agency believes this is an appropriate interpretation of the 
direction to ``identify any manufacturing processes or products that 
intentionally add mercury,'' which, in turn, could inform how to 
``recommend actions, including proposed revisions of Federal law or 
regulations, to achieve further reductions in mercury use'' (15 U.S.C. 
2607(b)(10)(C)). Persons required to report would provide the total 
amount of mercury used during the reporting year in pounds for general 
reporting activities associated with supply, use, and trade, rather 
than per category and subcategory. EPA based this decision on issues 
concerning burden and confidential business information that could be 
created by reporting quantitative information for increasingly specific 
categories and subcategories. Nonetheless, EPA requests comment on 
whether quantitative information should be required for such specific 
reporting categories and subcategories, as well as on the reporting 
categories and subcategories.
    a. Mercury-added products. Based on the current knowledge of 
mercury-added products available in the marketplace, including skin 
products manufactured abroad and sold illegally in the United States 
(Ref. 16), EPA proposes the following list of categories and 
subcategories of mercury-added products:
     Batteries: Button cell, silver; Button cell, zinc-air; 
Button cell, alkaline; Stacked button cell batteries; Manganese oxide; 
Silver oxide; Mercuric oxide, non-button cell; Button cell, mercuric 
oxide; Button cell, zinc carbon; Other (specify).
     Dental amalgam.
     Formulated products (includes uses in cosmetics, 
pesticides, and laboratory chemicals): Skin-lightening creams; Lotions; 
Soaps and sanitizers; Topical antiseptics; Bath oils and salts; 
Preservatives (e.g., for use in vaccines and eye-area cosmetics when no 
preservative alternatives are available); Pharmaceuticals (including 
prescription and over-the-counter drug products); Cleaning products 
(not registered as pesticides under the Federal Insecticide, Fungicide, 
and Rodenticide Act); Pesticides; Paints; Dyes; Reagents (e.g., 
catalysts, buffers, fixatives); Other (specify).
     Lighting, lamps, bulbs: Linear fluorescent; Compact 
fluorescent; U-tube and circular fluorescent; Cold cathode fluorescent; 
External electrode fluorescent; Mercury vapor; Metal halide; High 
pressure sodium; Mercury short arc; Neon; Other (specify).
     Measuring instruments: Barometer; Fever thermometer; Flow 
meter; Hydrometer; Hygrometer/psychrometer; Manometer; Non-fever 
thermometer; Pyrometer; Sphygmomanometer; Other (specify).
     Pump seals.
     Switches, relays, sensors, valves: Tilt switch; Vibration 
switch; Float switch; Pressure switch; Temperature switch; Displacement 
relay; Wetted reed

[[Page 49578]]

relay; Contact relay; Flame sensor; Thermostat; Other (specify).
     Miscellaneous mercury-added products: Wheel weights; Wheel 
rotation balancers/stabilizers; Firearm recoil suppressors; Carburetor 
synchronizers; Joint support/shock absorption bands; Other (specify).
    b. Intentional mercury use in manufacturing processes. Based on the 
current knowledge of manufacturing processes involving the otherwise 
intentional use of mercury, EPA proposes the following manufacturing 
processes for which mercury may be intentionally used: Chlorine 
production (e.g., mercury-cell chlor-alkali process); Acetaldehyde 
production; Vinyl chloride monomer production; Sodium/potassium 
methylate/ethylate production; Polyurethane/plastic production; Other 
(specify).
    EPA proposes the following list of uses of mercury in the 
aforementioned manufacturing processes: Catalyst; Reactant; Reagent; 
Other (specify).
    3. Contextual Reporting Requirements. Within certain sectors of the 
mercury market, the Agency determined that additional data requirements 
are important to provide context to the quantitative data reported. 
While the individual quantities and overarching, categorical sums can 
help to fulfill the statutory mandate to identify manufacturing 
processes or products that intentionally add mercury, EPA seeks to 
collect information to more thoroughly describe such activities and 
enhance efforts to recommend actions to achieve further reductions in 
mercury use, as mandated in TSCA section 8(b)(10)(C). Examples of such 
data requirements include descriptions of countries of origin or 
destination for reported import and export quantities, as well as NAICS 
codes for purchasing or receiving industries for mercury or mercury-
added products distributed in commerce. In order to fully understand 
the supply, use, and trade or mercury in the United States, EPA 
proposes the following reporting requirements:
    a. For imports of mercury or mercury-added products: Country of 
origin.
    b. For mercury or mercury-added products distributed in commerce: 
Identify the applicable purchasing or receiving industry sectors via 
NAICS codes.
    c. For exported mercury or mercury-added products: Destination 
country.
    The Agency determined that the combination of general, specific, 
and contextual reporting requirements provides for the body of 
information required to fulfill statutory mandates of TSCA sections 
8(b)(10)(B) and (C). As much as possible, the Agency would design all 
requirements to be answered only where a reporter engages in the 
specific activity from the inclusive list of options. In fact, EPA 
believes that it is unlikely that the typical reporter would be engaged 
in and, as a result, be required to answer all, or even many, of the 
proposed reporting requirements. Nonetheless, to the extent that the 
proposed reporting process can be streamlined, the Agency welcomes 
comment on the proposed general, specific, and contextual reporting 
requirements. In addition, the Agency requests comment on whether such 
reporting requirements should be added or eliminated.

F. Frequency of Inventory Publication

    TSCA section 8(b)(10)(B) sets the date for publication of initial 
and subsequent, triennial iterations of the mercury inventory to 
commence on April 1, 2017 (15 U.S.C. 8(b)(10)(B)). Therefore, EPA 
expects to publish the first mercury inventory supported by the 
proposed reporting requirements by April 1, 2020 and every three years 
thereafter.

G. Frequency of Data Collection and Reporting Deadline

    TSCA section 8(b)(10)(D) provides the authority to promulgate the 
rule being proposed here to assist in the preparation of the triennial 
inventory publication (15 U.S.C. 8(b)(10)(D)), but TSCA offers no 
guidance on the frequency of collection or reporting deadline. To 
attempt to minimize reporting obligations, the Agency compared the 
respective collection frequencies and reporting deadlines for IMERC, 
the CDR rule, and the TRI program to when EPA is required to publish 
the mercury inventory. TSCA section 8(b)(10)(B), (15 U.S.C. 
8(b)(10)(B)), sets a publication date for the mercury inventory that 
falls on the reporting deadline for IMERC: April 1 in a triennial cycle 
starting in April 2017. Data collected under the CDR rule is submitted 
to the Agency on a quadrennial cycle; the next reporting cycle will 
occur in 2020, with a reporting deadline of September 2020. The TRI 
program collects and publishes data on an annual cycle with a reporting 
deadline of July 1 of each year.
    EPA recognizes that the mercury inventory reporting deadline would 
need to allow for an appropriate amount of time for quality control and 
assurance to be performed by EPA staff before the inventory is 
published. As such, the Agency concluded that the proposed reporting 
deadline would need to occur at least several months in advance of the 
publication deadline (April 1). The Agency then considered whether it 
was feasible to select a date and reporting frequency that would 
coincide with the IMERC, CDR rule, and TRI program reporting deadlines, 
so as not to impose an additional date for those that might be required 
to report to multiple systems. Due to the incongruities of frequency of 
collection among the proposed rule (triennial cycle--publication date 
of April 1), IMERC (triennial cycle--reporting deadline of April 1), 
the CDR rule (quadrennial cycle--reporting deadline of September 30), 
and TRI program (annual cycle--reporting deadline of July 1), the 
Agency determined that attempting to coordinate with each program would 
be more confusing for reporters, would not allow for ample time to 
review and coordinate similar data (e.g., mismatched dates for 
reporting deadline and inventory publication between CDR rule and the 
proposed rule), and could result in gaps of up to several years between 
the availability of most applicable information (e.g., principal 
reporting year data for the CDR rule).
    Based on such considerations, the Agency determined that coinciding 
with the triennial IMERC frequency of collection is appropriate given 
the mercury inventory publication schedule is also triennial. In 
addition, the Agency is proposing to set the mercury inventory 
reporting deadline to coincide with the TRI program deadline in an 
effort to align with a date with which certain, potential reporters 
might already be familiar. Therefore, EPA proposes to establish a July 
1st reporting deadline for 2019 and every three years thereafter. Data 
submitted should cover only the calendar year preceding the year in 
which the reporting deadline occurs (e.g., data for calendar year 
January 1 to December 31, 2018 reported on or before July 1, 2019). The 
Agency notes that IMERC ``Product Notification'' requirements are 
intended to inform consumers, recyclers, policy makers, and others 
about the total amount of mercury in the specific products that were 
sold in the United States in a given year. EPA seeks comment on the 
proposed timelines and reporting deadlines proposed.
    EPA notes that there would be some discrepancies between the 
proposed rule and IMERC deadlines (e.g., the Agency's inventory 
publishing deadline is the same day as IMERC reporting deadline). 
However, the Agency would look to statutory provisions calling for 
coordination with IMERC to reconcile such concerns. In addition, the 
Agency's intent to avoid duplicative reporting of quantitative data 
could result in reliance

[[Page 49579]]

on information reported to other data collection systems in differing 
reporting years (i.e., current reporters to IMERC and the CDR rule). 
For the reasons described above, EPA believes the proposed reporting 
parameters would provide for the most convenience and least burden to 
potential reporters and the Agency. Nonetheless, EPA requests comment 
on the proposed frequency of data collection, reporting deadline, and 
timeline.

H. Recordkeeping

    Consistent with the proposed triennial reporting and publication 
cycle for the mercury inventory, EPA proposes that each person who is 
subject to the reporting requirements must retain records that document 
any information reported to EPA. Records relevant to reporting during a 
submission period must be retained for a period of 3 years beginning on 
the last day of the submission period. Submitters are encouraged to 
retain their records longer than 3 years to ensure that past records 
are available as a reference when new submissions are being generated.

I. Reporting Requirements and Confidential Business Information

    Reporters to the information collection of the proposed rule may 
claim that their submitted information is CBI. The statutory provisions 
for CBI under TSCA are at Section 14 of the law (15 U.S.C. 2613).

J. Electronic Reporting

    EPA is proposing to require electronic reporting of the mercury 
inventory data, using an Agency-provided, web-based reporting software 
to submit mercury inventory reports through the Internet to EPA's 
Central Data Exchange (CDX). CDX provides the capability for submitters 
to access their data through the use of web services. For more 
information about CDX, go to http://epa.gov/cdx.
    Should EPA adopt a mandatory electronic reporting requirement, 
submitters would be required to register with EPA's CDX, complete an 
electronic signature agreement, and to prepare a data file for 
submission. To submit electronically to EPA via CDX, individuals must 
first register with that system at http://cdx.epa.gov/epa_home.asp. To 
register in CDX, the CDX registrant agrees to the Terms and Conditions, 
provides information about the submitter and organization, selects a 
user name and password, and follows the procedures outlined in the 
guidance document for CDX available at https://cdx.epa.gov/TSCA/eTSCA-RegistrationGuide.pdf. The registrant would also select a role and 
complete an electronic signature agreement either through electronic 
validation using the LexisNexis services or through wet ink signature. 
Once registration and the electronic signature agreement are complete, 
the user would prepare a submission. EPA is proposing mandatory 
electronic reporting because such a requirement would streamline the 
reporting process and reduce the administrative costs associated with 
information submission and recordkeeping. The effort to eliminate 
paper-based submissions in favor of CDX reporting is part of broader 
government efforts to move to modern, electronic methods of information 
gathering. Electronic reporting allows for more efficient data 
transmittal and a reduction in errors with the built-in validation 
procedures. EPA determined the adoption of electronic reporting reduces 
the reporting burden for submitters by reducing the cost and time 
required to review. Nonetheless, the Agency requests comment on its 
proposal to require mandatory electronic reporting.

IV. Request for Comment

    In addition to the areas where EPA has specifically requested 
comment, EPA requests comment on all other aspects of this proposed 
rule.

V. References

    The following is a listing of the documents that are specifically 
referenced in this document. The docket includes these documents and 
other information considered by EPA, including documents that are 
referenced within the documents that are included in the docket, even 
if the referenced document is not physically located in the docket. For 
assistance in locating these other documents, please consult the 
technical person listed under FOR FURTHER INFORMATION CONTACT.

1. EPA. Mercury; Initial Inventory Report of Supply, Use, and Trade. 
(82 FR. 15522; March 29, 2017).
2. UNEP. Minamata Convention on Mercury. (No date). Available at 
http://www.mercuryconvention.org. [Accessed August 4, 2017].
3. EPA. Economic Analysis for the Proposed Reporting Requirements 
for the TSCA Mercury Inventory. August 2, 2017.
4. EPA. TSCA Chemical Substance Inventory. (No date). Available at 
https://www.epa.gov/tsca-inventory. [Accessed August 4, 2017].
5. AMAP/UNEP. Technical Background Report for the Global Mercury 
Assessment 2013. 2013. Arctic Monitoring and Assessment Programme, 
Oslo, Norway/UNEP Chemicals Branch, Geneva, Switzerland. vi + 263 
pp. Available at http://apps.unep.org/piwik/download.php?file=/publications/pmtdocuments/-Technical%20background%20report%20for%20the%20global%20mercury%20assessment%20-2013TechBackRepGMA2013.pdf.
6. EPA. Basic Information about Mercury. (No date). Available at 
https://www.epa.gov/mercury/basic-information-about-mercury. 
[Accessed August 4, 2017].
7. EPA. Health Effects of Exposures to Mercury. (No date). Available 
at https://www.epa.gov/mercury/health-effects-exposures-mercury. 
[Accessed August 4, 2017].
8. EPA. EPA's Roadmap for Mercury, EPA-747R-06-001. July 2006. 
Available at http://www.epa.gov/hg/roadmap.htm.
9. EPA. Subpoena and Information Request. March 20, 2015. Available 
at https://www.epa.gov/mercury/2015-subpoena-and-information-request-epa-mercury-recyclers.
10. EPA. Chemical Data Reporting under the Toxic Substances Control 
Act. (No date). Available at https://www.epa.gov/chemical-data-reporting. [Accessed August 4, 2017].
11. EPA. Toxics Release Inventory (TRI) Program. (No date). 
Available at https://www.epa.gov/toxics-release-inventory-tri-program. [Accessed August 4, 2017].
12. EPA. TSCA Chemical Data Reporting Fact Sheet: Articles. 2012. 
Available at https://www.epa.gov/sites/production/files/documents/articlesfactsheetforcdr_reporting_080312.pdf.
13. USITC. Guide to Foreign Trade Statistics--Description of the 
Foreign Trade Statistical Program. (No date). Available at https://www.census.gov/foreign-trade/guide/sec2.html. [Accessed August 4, 
2017].
14. NEWMOA. Instructions--Mercury-added Product Notification Form, 
Version for Use by a Single Manufacturer, Distributor/Wholesaler, or 
Importer. August 2011. Available at www.newmoa.org/prevention/mercury/imerc/InstructionsMultiple.doc.
15. NEWMOA. Mercury-Added Products Database. (No date). Available at 
http://www.newmoa.org/prevention/mercury/imerc/notification/. 
[Accessed August 4, 2017].
16. U.S. Food and Drug Administration. Mercury Poisoning Linked to 
Skin Products. (July 26, 2016). Available at https://www.fda.gov/forconsumers/consumerupdates/ucm294849.htm. [Accessed October 3, 
2017].
17. EPA. Collection of Information for Mercury Inventory Reporting 
Rule; EPA ICR No. 2567.01; OMB Control No.: 2070-NEW. [Month DD], 
2017.

[[Page 49580]]

VI. Statutory and Executive Order Reviews

A. Executive Order 12866: Regulatory Planning and Review and Executive 
Order 13563: Improving Regulation and Regulatory Review

    This action is a significant regulatory action that was submitted 
to the Office of Management and Budget (OMB) for review under Executive 
Orders 12866 (58 FR 51735, October 4, 1993) and 13563 (76 FR 3821, 
January 21, 2011). Any changes made in response to OMB recommendations 
have been documented in the docket for this action.

B. Executive Order 13771: Reducing Regulations and Controlling 
Regulatory Costs

    This action is expected to be subject to the requirements for 
regulatory actions specified in Executive Order 13771 (82 FR 9339, 
February 3, 2017). EPA prepared an analysis of the estimated costs and 
benefits associated with this action. This analysis, ``Economic 
Analysis for the Proposed Reporting Requirements for the TSCA Mercury 
Inventory'' (Economic Analysis, Ref. 3) is available in the docket and 
is summarized in Unit I.E.

C. Paperwork Reduction Act (PRA)

    The information collection activities in this proposed rule have 
been submitted for approval to the Office of Management and Budget 
(OMB) under the PRA, 44 U.S.C. 3501 et seq. The Information Collection 
Request (ICR) document that the EPA prepared has been assigned EPA ICR 
number 2567.01 (Ref. 17). You can find a copy of the ICR in the docket 
for this rule, and it is briefly summarized here.
    The reporting requirements identified in the proposed rule would 
provide EPA with information necessary to prepare and periodically 
update an inventory of mercury supply, use, and trade in the United 
States, as required by TSCA section 8(b)(10)(D). These proposed 
reporting requirements would help the Agency to prepare subsequent, 
triennial publications of the inventory, as well as to carry out the 
requirement of TSCA section 8(b)(10)(C) to identify any manufacturing 
processes or products that intentionally add mercury and recommend 
actions, including proposed revisions of Federal law or regulations, to 
achieve further reductions in mercury use. EPA intends to use 
information collected under the rule to assist in efforts to reduce the 
use of mercury in products and processes and to facilitate reporting on 
implementation of the Minamata Convention by the United States. 
Respondents may claim some of the information reported to EPA under the 
proposed rule as CBI under TSCA section 14. TSCA section 14(c) requires 
a supporting statement and certification for confidentiality claims 
asserted after June 22, 2016.
    EPA estimated total burden and costs to industry associated with 
the proposed rule over the first three years of its promulgation (Ref. 
3). For the 750 companies anticipated to be subject to the proposed 
reporting requirements, the average per respondent burden hours for 
Year 1 (of a triennial cycle for submitting information) was estimated 
to be 98.94 hours (Ref. 3). Years 2 and 3 are not data collection 
years, so there is no cost associated with the proposed rule during 
these years (Ref. 3). Therefore, the average for total burden hours per 
the three-year reporting cycle is 32.94 hours per year (Ref. 3).
    Respondents/affected entities: Manufacturers, importers, and 
processors of mercury.
    Respondent's obligation to respond: Mandatory (15 U.S.C. 
2607(b)(10)(D)).
    Estimated number of respondents: 750.
    Frequency of response: Triennially.
    Total estimated annual burden: 24,734 hours (averaged over 3 
years). Burden is defined at 5 CFR 1320.3(b).
    Total estimated annual cost: $1,985,446 (averaged over 3 years), 
includes $0 annualized capital or operation and maintenance costs.
    An agency may not conduct or sponsor, and a person is not required 
to respond to, a collection of information unless it displays a 
currently valid OMB control number. The OMB control numbers for the 
EPA's regulations in 40 CFR are listed in 40 CFR part 9.
    Submit your comments on the Agency's need for this information, the 
accuracy of the provided burden estimates and any suggested methods for 
minimizing respondent burden to the EPA using the docket identified at 
the beginning of this rule. You may also send your ICR-related comments 
to OMB's Office of Information and Regulatory Affairs via email to 
oira_submissions@omb.eop.gov, Attention: Desk Officer for the EPA. 
Since OMB is required to make a decision concerning the ICR between 30 
and 60 days after receipt, OMB must receive comments no later than 
November 27, 2017. The EPA will respond to any ICR-related comments in 
the final rule.

D. Regulatory Flexibility Act (RFA)

    Pursuant to section 605(b) of the RFA, 5 U.S.C. 601 et seq., I 
certify that this action will not have a significant economic impact on 
a substantial number of small entities under the RFA. The small 
entities subject to the requirements of this action include those that 
manufactures, including imports, mercury or mercury-added products 
(manufacturers), or otherwise intentionally uses mercury in a 
manufacturing process (processors). To identify the number of firms 
that are subject to the rule and considered small under SBA size 
standards, EPA compared the appropriate SBA size definition to the 
company's revenue or number of employees, as identified using Dun and 
Bradstreet or other market research Web sites. Of the 506 parent 
companies that are subject to the rule, 211 companies (42 percent) meet 
the SBA small business definitions for their respective NAICS 
classifications.
    The small entity analysis estimated that 1 parent company (0.46 
percent of total entities) would incur an impact of 3 percent or 
greater, and 3 parent companies (1.39 percent of total entities) would 
incur an impact of 1 to 3 percent. Details of this analysis are 
included in the accompanying Economic Analysis for this Rule (Ref. 3).

E. Unfunded Mandates Reform Act (UMRA)

    This action does not contain an unfunded mandate of $100 million or 
more as described in UMRA, 2 U.S.C. 1531 through 1538, and does not 
significantly or uniquely affect small governments. As such, the 
requirements of sections 202, 203, 204, or 205 of UMRA do not apply to 
this action.

F. Executive Order 13132: Federalism

    This action does not have federalism implications, as specified in 
Executive Order 13132 (64 FR 43255, August 10, 1999). It will not have 
substantial direct effects on the States, on the relationship between 
the national government and the States, or on the distribution of power 
and responsibilities among the various levels of government.

G. Executive Order 13175: Consultation and Coordination With Indian 
Tribal Governments

    This action does not have tribal implications as specified in 
Executive Order 13175 (65 FR 67249, November 9, 2000). It will not have 
any effect on tribal governments, on the relationship between the 
Federal government and the Indian tribes, or on the distribution of 
power and responsibilities between the Federal government and Indian 
tribes, as specified in the Order. Thus, EO 13175 does not apply to 
this action.

[[Page 49581]]

H. Executive Order 13045: Protection of Children From Environmental 
Health Risks and Safety Risks

    EPA interprets Executive Order 13045 (62 FR 19885, April 23, 1997) 
as applying only to those regulatory actions that concern environmental 
health or safety risks that EPA has reason to believe may 
disproportionately affect children, per the definition of ``covered 
regulatory action'' in section 2-202 of the Executive Order. This 
action is not subject to Executive Order 13045 because it does not 
concern an environmental health risk or safety risk, nor is this action 
economically significant as the impact of this action will be less than 
$100 million.

I. Executive Order 13211: Actions Concerning Regulations That 
Significantly Affect Energy Supply, Distribution, or Use

    This proposed rule is not subject to Executive Order 13211 (66 FR 
28355, May 22, 2001) because it is not expected to affect energy 
supply, distribution, or use.

J. National Technology Transfer and Advancement Act (NTTAA)

    Since this action does not involve any technical standards, section 
12(d) of NTTAA, 15 U.S.C. 272 note, does not apply to this section.

K. Executive Order 12898: Federal Actions To Address Environmental 
Justice in Minority Populations and Low-Income Populations

    This action is not subject to Executive Order 12898 (59 FR 7629, 
February 16, 1994) because it does not establish an environmental 
health or safety standard. This action establishes an information 
requirement and does not affect the level of protection provided to 
human health or the environment.

List of Subjects in 40 CFR Part 713

    Environmental protection, Mercury, Elemental mercury, Mercury 
compounds, Inventory, Supply, Use, Trade, Manufacture, Import, Export.

    Dated: October 19, 2017.
E. Scott Pruitt,
Administrator.
    Therefore, it is proposed that 40 CFR chapter I, subchapter R, be 
amended by adding a new part 713 to read as follows:

PART 713--REPORTING REQUIREMENTS FOR THE TSCA INVENTORY OF MERCURY 
SUPPLY, USE, AND TRADE

Sec.
713.1 Purpose, scope, and compliance.
713.5 Mercury for which information must be reported.
713.7 Mercury for which reporting is not required.
713.9 General requirements for which information must be reported.
713.11 Specific requirements for which information must be reported.
713.13 Contextual requirements for which information must be 
reported.
713.15 Persons who must report.
713.17 Persons not subject to this part.
713.19 Reporting information to EPA.
713.21 When to report.
713.23 Recordkeeping requirements.
713.25 Electronic filing.


    Authority:  15 U.S.C. 2607(b)(10)(D).


Sec.  713.1  Purpose, scope, and compliance.

    (a) This part specifies reporting and recordkeeping procedures 
under section 8(b)(10) of the Toxic Substances Control Act (TSCA) (15 
U.S.C. 2607(b)(10)) for certain manufacturers (including importers) and 
processers of mercury as defined in section 8(b)(10)(A) to include 
elemental mercury and mercury compounds. Section 8(b)(10)(D) of TSCA 
authorizes the EPA Administrator to require reporting from any person 
who manufactures mercury or mercury-added products or otherwise 
intentionally uses mercury in a manufacturing process to carry out and 
publish in the Federal Register an inventory of mercury supply, use, 
and trade in the United States. In administering this mercury 
inventory, EPA will identify any manufacturing processes or products 
that intentionally add mercury and recommend actions, including 
proposed revisions of Federal law or regulations, to achieve further 
reductions in mercury use. EPA intends to use the collected information 
to implement TSCA and shape the Agency's efforts to recommend actions, 
both voluntary and regulatory, to reduce the use of mercury in 
commerce. In so doing, the Agency will conduct timely evaluation and 
refinement of these reporting requirements so that they are efficient 
and non-duplicative for reporters.
    (b) This part applies to the activities associated with the 
periodic publication of information on mercury supply, use, and trade 
in the United States.
    (c) For purposes of this part, the reporting for mercury supply, 
use, and trade includes the following activities:
    (1) Import of mercury or a mercury-added product with the purpose 
of obtaining an immediate or eventual commercial advantage for the 
importer, except:
    (A) Mercury generated as a byproduct not used for commercial 
purposes or an impurity; or
    (B) A product that contains a component that is a mercury-added 
product.
    (2) Manufacture (other than import) of mercury or a mercury-added 
product with the purpose of obtaining an immediate or eventual 
commercial advantage for the manufacturer, except a product that 
contains a component that is a mercury-added product.
    (3) Intentional use of mercury in a manufacturing process, other 
than the manufacture of a mercury compound or a mercury-added product, 
with the purpose of obtaining an immediate or eventual commercial 
advantage for the processor, except mercury generated as a byproduct 
not used for commercial purposes.
    (4) Distribution in commerce, including domestic sale or transfer, 
of mercury or a mercury-added product.
    (5) Storage of mercury after manufacture (including import).
    (6) Export of mercury or a mercury-added product, including the 
determining and controlling the sending of mercury (unless specifically 
prohibited) or a mercury-added product to a destination out of the 
customs territory of the United States.
    (d) Section 15(3) of TSCA makes it unlawful for any person to fail 
or refuse to submit information required under this part. In addition, 
TSCA section 15(3) makes it unlawful for any person to fail to keep, 
and permit access to, records required by this part. Section 16 of TSCA 
provides that any person who violates a provision of TSCA section 15 is 
liable to the United States for a civil penalty and may be criminally 
prosecuted. Pursuant to TSCA section 17, the Federal Government may 
seek judicial relief to compel submission of TSCA section 8 information 
and to otherwise restrain any violation of TSCA section 15.
    (e) Each person who reports under this part must certify the 
accuracy of its information and maintain records that document 
information reported under this part and, in accordance with TSCA, 
permit access to, and the copying of, such records by EPA officials.


Sec.  713.5  Mercury for which information must be reported.

    (a) Elemental mercury (Chemical Abstracts Registry Number 7439-97-
6); or
    (b) A mercury compound, including but not limited to the mercury

[[Page 49582]]

compounds listed in Table 1 of this part by Chemical Abstracts Registry 
Number:

                       Table 1--Mercury Compounds
------------------------------------------------------------------------
 Chemical abstracts  registry No.             Mercury compound
------------------------------------------------------------------------
10045-94-0........................  Nitric acid, mercury(2+) salt (2:1).
100-57-2..........................  Mercury, hydroxyphenyl-.
10112-91-1........................  Mercury chloride (Hg2Cl2).
10124-48-8........................  Mercury amide chloride (Hg(NH2)Cl).
103-27-5..........................  Mercury, phenyl(propanoato-.kappa.O)-
                                     .
10415-75-5........................  Nitric acid, mercury(1+) salt (1:1).
104-60-9..........................  Mercury, (9-octadecenoato-
                                     .kappa.O)phenyl-.
1191-80-6.........................  9-Octadecenoic acid (9Z)-,
                                     mercury(2+) salt (2:1).
12068-90-5........................  Mercury telluride (HgTe).
13170-76-8........................  Hexanoic acid, 2-ethyl-, mercury(2+)
                                     salt (2:1).
13302-00-6........................  Mercury, (2-ethylhexanoato-
                                     .kappa.O)phenyl-.
1335-31-5.........................  Mercury cyanide oxide (Hg2(CN)2O).
1344-48-5.........................  Mercury sulfide (HgS).
1345-09-1.........................  Cadmium mercury sulfide.
13876-85-2........................  Mercurate(2-), tetraiodo-,
                                     copper(1+) (1:2), (T-4)-.
138-85-2..........................  Mercurate(1-), (4-
                                     carboxylatophenyl)hydroxy-, sodium
                                     (1:1).
141-51-5..........................  Mercury, iodo(iodomethyl)-.
14783-59-6........................  Mercury, bis[(2-
                                     phenyldiazenecarbothioic acid-
                                     .kappa.S) 2-phenylhydrazidato-
                                     .kappa.N2]-, (T-4)-.
15385-58-7........................  Mercury, dibromodi-, (Hg-Hg).
15785-93-0........................  Mercury, chloro[4-[(2,4-
                                     dinitrophenyl)amino]phenyl]-.
15829-53-5........................  Mercury oxide (Hg2O).
1600-27-7.........................  Acetic acid, mercury(2+) salt (2:1).
1785-43-9.........................  Mercury, chloro(ethanethiolato)-.
19447-62-2........................  Mercury, (acetato-.kappa.O)[4-[2-[4-
                                     (dimethylamino)phenyl]diazenyl]phen
                                     yl]-.
20582-71-2........................  Mercurate(2-), tetrachloro-,
                                     potassium (1:2), (T-4)-.
20601-83-6........................  Mercury selenide (HgSe).
21908-53-2........................  Mercury oxide (HgO).
22450-90-4........................  Mercury(1+), amminephenyl-, acetate
                                     (1:1).
24579-90-6........................  Mercury, chloro(2-hydroxy-5-
                                     nitrophenyl)-.
24806-32-4........................  Mercury, [.mu.-[2-
                                     dodecylbutanedioato(2-)-
                                     .kappa.O1:.kappa.O4]]diphenyldi-.
26545-49-3........................  Mercury, (neodecanoato-
                                     .kappa.O)phenyl-.
27685-51-4........................  Cobaltate(2-), tetrakis(thiocyanato-
                                     .kappa.N)-, mercury(2+) (1:1), (T-
                                     4)-.
29870-72-2........................  Cadmium mercury telluride
                                     ((Cd,Hg)Te).
3294-57-3.........................  Mercury, phenyl(trichloromethyl)-.
33770-60-4........................  Mercury, [3,6-dichloro-4,5-
                                     di(hydroxy-.kappa.O)-3,5-
                                     cyclohexadiene-1,2-dionato(2-)]-.
3570-80-7.........................  Mercury, bis(acetato-.kappa.O)[.mu.-
                                     (3',6'-dihydroxy-3-
                                     oxospiro[isobenzofuran-1(3H),9'-
                                     [9H]xanthene]-2',7'-diyl)]di-.
537-64-4..........................  Mercury, bis(4-methylphenyl)-.
539-43-5..........................  Mercury, chloro(4-methylphenyl)-.
54-64-8...........................  Mercurate(1-), ethyl[2-(mercapto-
                                     .kappa.S)benzoato(2-)-.kappa.O]-,
                                     sodium (1:1).
55-68-5...........................  Mercury, (nitrato-.kappa.O)phenyl-.
56724-82-4........................  Mercury, phenyl[(2-
                                     phenyldiazenecarbothioic acid-
                                     .kappa.S) 2-phenylhydrazidato-
                                     .kappa.N2]-.
587-85-9..........................  Mercury, diphenyl-.
592-04-1..........................  Mercury cyanide (Hg(CN)2).
592-85-8..........................  Thiocyanic acid, mercury(2+) salt
                                     (2:1).
593-74-8..........................  Mercury, dimethyl-.
59-85-8...........................  Mercurate(1-), (4-
                                     carboxylatophenyl)chloro-,
                                     hydrogen.
623-07-4..........................  Mercury, chloro(4-hydroxyphenyl)-.
62-38-4...........................  Mercury, (acetato-.kappa.O)phenyl-.
62638-02-2........................  Cyclohexanebutanoic acid,
                                     mercury(2+) salt (2:1).
627-44-1..........................  Mercury, diethyl-.
6283-24-5.........................  Mercury, (acetato-.kappa.O)(4-
                                     aminophenyl)-.
628-86-4..........................  Mercury, bis(fulminato-.kappa.C)-.
629-35-6..........................  Mercury, dibutyl-.
63325-16-6........................  Mercurate(2-), tetraiodo-, (T-4)-,
                                     hydrogen, compd. with 5-iodo-2-
                                     pyridinamine (1:2:2).
63468-53-1........................  Mercury, (acetato-.kappa.O)(2-
                                     hydroxy-5-nitrophenyl)-.
63549-47-3........................  Mercury, bis(acetato-
                                     .kappa.O)(benzenamine)-.
68201-97-8........................  Mercury, (acetato-
                                     .kappa.O)diamminephenyl-, (T-4)-.
72379-35-2........................  Mercurate(1-), triiodo-, hydrogen,
                                     compd. with 3-methyl-2(3H)-
                                     benzothiazolimine (1:1:1).
7439-97-6.........................  Mercury.
7487-94-7.........................  Mercury chloride (HgCl2).
7546-30-7.........................  Mercury chloride (HgCl).
7616-83-3.........................  Perchloric acid, mercury(2+) salt
                                     (2:1).
7774-29-0.........................  Mercury iodide (HgI2).
7783-33-7.........................  Mercurate(2-), tetraiodo-, potassium
                                     (1:2), (T-4)-.
7783-35-9.........................  Sulfuric acid, mercury(2+) salt
                                     (1:1).
7783-39-3.........................  Mercury fluoride (HgF2).
7789-47-1.........................  Mercury bromide (HgBr2).

[[Page 49583]]

 
90-03-9...........................  Mercury, chloro(2-hydroxyphenyl)-.
94070-93-6........................  Mercury, [.mu.-[(oxydi-2,1-
                                     ethanediyl 1,2-benzenedicarboxylato-
                                     .kappa.O2)(2-)]]diphenyldi-.
------------------------------------------------------------------------

Sec.  713.7  Mercury for which reporting is not required.

    (a) Mercury that is generated as a byproduct not used for 
commercial purposes; or
    (b) Mercury-containing waste.


Sec.  713.9  General requirements for which information must be 
reported.

    (a) Persons who manufacture (including import) mercury in amounts 
greater than or equal to 2,500 pounds (lbs.) for elemental mercury or 
greater than or equal to 25,000 lbs. for mercury compounds for a 
specific reporting year shall report, as applicable:
    (1) Amount of mercury stored (lbs.); or
    (2) Amount of mercury distributed in commerce (lbs.)
    (b) All other persons who manufacture (including import) mercury 
shall report, as applicable:
    (1) Amount of mercury manufactured (other than imported) (lbs.);
    (2) Amount of mercury imported (lbs.);
    (3) Amount of mercury exported (lbs.), except mercury prohibited 
from export at 15 U.S.C. 2611(c)(1) and (7);
    (4) Amount of mercury stored (lbs.); or
    (5) Amount of mercury distributed in commerce (lbs.).
    (c) Persons who sell mercury-added products, except a product that 
contains a component that is a mercury-added product, in IMERC 
Notification states shall report, as applicable:
    (1) Amount of mercury in manufactured (other than imported) 
products (lbs.);
    (2) Amount of mercury in imported products (lbs.); or
    (3) Amount of mercury in exported products (lbs.).
    (d) All other persons who manufacture (including import) mercury-
added products, except a product that contains a component that is a 
mercury-added product, shall report, as applicable:
    (1) Amount of mercury in manufactured (other than imported) 
products (lbs.);
    (2) Amount of mercury in imported products (lbs.);
    (3) Amount of mercury in exported products (lbs.);
    (4) Amount of mercury in products distributed in commerce (lbs.); 
or
    (e) Persons who otherwise intentionally use mercury in a 
manufacturing process, other than the manufacture of a mercury compound 
or a mercury-added product, shall report, as applicable:
    (1) Amount of mercury otherwise intentionally used (lbs.) in a 
manufacturing process;
    (2) Amount of mercury stored (lbs.);
    (3) Amount of mercury in exported final product(s) (lbs.); or
    (4) Amount of mercury in final product(s) distributed in commerce 
(lbs.).


Sec.  713.11  Specific requirements for which information must be 
reported.

    (a) Any person who manufactures (including imports) mercury shall 
specify, as applicable, the specific mercury compound(s) from a pre-
selected list (as listed in Table 1 of this part).
    (b) Any person who manufactures (including imports) a mercury-added 
product, except manufacture (including import) of a product that 
contains a component that is a mercury-added product, shall specify as 
applicable, the specific category(ies) and subcategory(ies) from a pre-
selected list, as listed in Table 2 of this part:

     Table 2--Categories and Subcategories of Mercury-Added Products
------------------------------------------------------------------------
                Category                           Subcategory
------------------------------------------------------------------------
Batteries..............................  --Button cell, silver.
                                         --Button cell, zinc-air.
                                         --Button cell, alkaline.
                                         --Stacked button cell
                                          batteries.
                                         --Manganese oxide.
                                         --Silver oxide.
                                         --Mercuric oxide, non-button
                                          cell.
                                         --Button cell, mercuric oxide.
                                         --Button cell, zinc carbon.
                                         --Other (specify).
Dental amalgam.........................  [No subcategories].
Formulated products (includes uses in    --Skin-lightening creams.
 cosmetics, pesticides, and laboratory   --Lotions.
 chemicals).
                                         --Soaps and sanitizers.
                                         --Bath oils and salts.
                                         --Topical antiseptics.
                                         --Preservatives (e.g., for use
                                          in vaccines and eye-area
                                          cosmetics when no preservative
                                          alternatives are available).
                                         --Pharmaceuticals (including
                                          prescription and over-the-
                                          counter drug products).
                                         --Cleaning products (not
                                          registered as pesticides under
                                          the Federal Insecticide,
                                          Fungicide, and Rodenticide
                                          Act).
                                         --Pesticides.
                                         --Paints.
                                         --Dyes.
                                         --Reagents (e.g., catalysts,
                                          buffers, fixatives).

[[Page 49584]]

 
                                         --Other (specify).
Lighting, lamps, bulbs.................  --Linear fluorescent.
                                         --Compact fluorescent.
                                         --U-tube and circular
                                          fluorescent.
                                         --Cold cathode fluorescent.
                                         --External electrode
                                          fluorescent.
                                         --Mercury vapor.
                                         --Metal halide.
                                         --High pressure sodium.
                                         --Mercury short arc.
                                         --Neon.
                                         --Other (specify).
Measuring instruments..................  --Barometer.
                                         --Fever thermometer.
                                         --Flow meter.
                                         --Hydrometer.
                                         --Hygrometer/psychrometer.
                                         --Manometer.
                                         --Non-fever thermometer.
                                         --Pyrometer.
                                         --Sphygmomanometer.
                                         --Other (specify).
Pump seals.............................  [No subcategories].
Switches, relays, sensors, valves......  --Tilt switch.
                                         --Vibration switch.
                                         --Float switch.
                                         --Pressure switch.
                                         --Temperature switch.
                                         --Displacement relay.
                                         --Wetted reed relay.
                                         --Contact relay.
                                         --Flame sensor.
                                         --Thermostat.
                                         --Other (specify).
Miscellaneous/novelty mercury-added      --Wheel weights.
 products.
                                         --Wheel rotation balancers/
                                          stabilizers.
                                         --Firearm recoil suppressors.
                                         --Carburetor synchronizers.
                                         --Joint support/shock
                                          absorption bands.
                                         --Other (specify).
------------------------------------------------------------------------

    (c) Any person who otherwise intentionally uses mercury in a 
manufacturing process, other than the manufacture of a mercury compound 
or a mercury-added product, shall specify, as applicable:
    (1) The specific manufacturing process for which mercury is 
otherwise intentionally added from a pre-selected list, as listed in 
Table 3 of this part:

      Table 3--Manufacturing Process for Which Mercury Is Otherwise
                           Intentionally Added
------------------------------------------------------------------------
 
-------------------------------------------------------------------------
Chlorine production (e.g., mercury-cell chlor-alkali process).
Acetaldehyde production.
Vinyl chloride monomer production.
Sodium/potassium methylate/ethylate production.
Polyurethane/plastic production.
Other (specify).
------------------------------------------------------------------------

    (2) The specific use of mercury in a manufacturing process from a 
pre-selected list, as listed in Table 4 of this part:

       Table 4--Specific Use of Mercury in a Manufacturing Process
------------------------------------------------------------------------
 
-------------------------------------------------------------------------
Catalyst.
Reactant.
Reagent.
Other (specify).
------------------------------------------------------------------------

Sec.  713.13  Contextual requirements for which information must be 
reported.

    (a) Persons who manufacture (including import) mercury in amounts 
greater than or equal to 2,500 lbs. for elemental mercury or greater 
than or equal to 25,000 lbs. for mercury compounds for a specific 
reporting year shall report, as applicable:
    (1) Country(ies) of origin for imported mercury;
    (2) Country(ies) of destination for exported mercury;
    (3) NAICS code(s) for mercury distributed in commerce.
    (b) All other persons who manufacture (including import) mercury 
shall report, as applicable:
    (1) Country(ies) of origin for imported mercury;
    (2) Country(ies) of destination for exported mercury;
    (3) NAICS code(s) for mercury distributed in commerce.
    (c) Persons who sell mercury-added products, except a product that 
contains a component that is a mercury-added product, in IMERC 
Notification states shall report, as applicable:
    (1) Country(ies) of origin for imported products;
    (2) Country(ies) of destination for exported products; or
    (3) NAICS code(s) for products distributed in commerce.
    (d) All other persons who manufacture (including import) mercury-
added products, except a product that contains a component that is a 
mercury-added product, shall report, as applicable:

[[Page 49585]]

    (1) Country(ies) of origin for imported products;
    (2) Country(ies) of destination for exported products; or
    (3) NAICS code(s) for products distributed in commerce.
    (e) Persons who otherwise intentionally use mercury in a 
manufacturing process, other than the manufacture of a mercury compound 
or a mercury-added product, shall report, as applicable:
    (1) Country(ies) of destination for exported final product(s); or
    (2) NAICS code(s) for mercury in final product(s) distributed in 
commerce.


Sec.  713.15   Persons who must report.

    (a) Any person who manufactures (including imports) mercury;
    (b) Any person who manufactures (including imports) a mercury-added 
product, except a product that contains a component that is a mercury-
added product; or
    (c) Any person who otherwise intentionally uses mercury in a 
manufacturing process, other than the manufacture of a mercury compound 
or a mercury-added product.


Sec.  713.17  Persons not subject to this part.

    (a) Any person engaged in the generation, handling, or management 
of mercury-containing waste, unless that person manufactures or 
recovers mercury in the management of that waste.
    (b) Any person who engaged in trade (e.g., brokering, selling 
wholesale, shipping, warehousing, repackaging, or retail sale), but 
does not first manufacture (including import) mercury or mercury-added 
products or otherwise intentionally use mercury in a manufacturing 
process.


Sec.  713.19  Reporting information to EPA.

    Any person who must report under this part shall report for the 
submission period described at Sec.  713.21:
    (a) Quantities of mercury in pounds per applicable activity listed 
under the general requirements for which information must be reported 
described at Sec.  713.9;
    (b) Specific requirements for which information must be reported 
described at Sec.  713.11;
    (c) Contextual requirements for which information must be reported 
described at Sec.  713.13; and
    (d) According to the procedures described at Sec.  713.25.


Sec.  713.21  When to report.

    (a) Any person who must report under this part shall report for the 
reporting year described as follows. The 2020 reporting year is from 
January 1 to December 31, 2018. Subsequent recurring reporting years 
are from January 1 to December 31 at 3-year intervals, beginning in 
2021.
    (b) All information reported for an applicable reporting year must 
be submitted on or before the first day of July following the reporting 
year. The 2020 submission deadline is July 1, 2019. Subsequent 
recurring submission deadlines are from July 1, in 3-year intervals, 
beginning in 2022.


Sec.  713.23  Recordkeeping requirements.

    Each person who is subject to the reporting requirements of this 
part must retain records that document any information reported to EPA. 
Records relevant to a reporting year must be retained for a period of 3 
years beginning on the last day of the reporting year. Submitters are 
encouraged to retain their records longer than 3 years to ensure that 
past records are available as a reference when new submissions are 
being generated.


Sec.  713.25  Electronic filing.

    (a) You must use [xxx name of application xxx] to complete and 
submit [xxx form? xxx]. Submissions may only be made as set forth in 
this section.
    (b) Submissions must be sent electronically to EPA via CDX.
    (c) Access [xxx name of application xxx] and instructions, as 
follows:
    (1) By Web site. Go to the EPA [xxx name of application xxx] 
homepage at http://www.epa.gov/[xxxURLxxx] and follow the appropriate 
links.
    (2) By phone or email. Contact the EPA TSCA Hotline at (202) 554-
1404 or TSCA-Hotline@epa.gov for a CD-ROM containing the instructions.

[FR Doc. 2017-23225 Filed 10-25-17; 8:45 am]
 BILLING CODE 6560-50-P



                                                 49564                 Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                 online instructions for submitting                      ACTION:   Proposed rule.                              South Clinton Ave. Rochester, NY
                                                 comments. Once submitted, comments                                                                            14620; telephone number: (202) 554–
                                                 cannot be edited or removed from                        SUMMARY:    As required under section                 1404; email address: TSCA-Hotline@
                                                 Regulations.gov. For either manner of                   8(b)(10)(D) of the Toxic Substances                   epa.gov.
                                                 submission, the EPA may publish any                     Control Act (TSCA), EPA is proposing
                                                                                                         reporting requirements for applicable                 SUPPLEMENTARY INFORMATION:
                                                 comment received to its public docket.
                                                 Do not submit electronically any                        persons to provide information to assist              I. Executive Summary
                                                 information you consider to be                          in the preparation of an ‘‘inventory of
                                                                                                         mercury supply, use, and trade in the                 A. Does this action apply to me?
                                                 confidential business information (CBI)
                                                 or other information whose disclosure is                United States,’’ where ‘‘mercury’’ is                    You may be potentially affected by
                                                 restricted by statute. Multimedia                       defined as ‘‘elemental mercury’’ and ‘‘a              this action if you manufacture
                                                 submissions (audio, video, etc.) must be                mercury compound.’’ The requirements                  (including import) mercury or mercury-
                                                 accompanied by a written comment.                       would be applicable to any person who                 added products, or if you otherwise
                                                 The written comment is considered the                   manufactures (including imports)                      intentionally use mercury in a
                                                 official comment and should include                     mercury or mercury-added products, or                 manufacturing process. The following
                                                 discussion of all points you wish to                    otherwise intentionally uses mercury in               list of North American Industrial
                                                 make. EPA will generally not consider                   a manufacturing process. Based on the                 Classification System (NAICS) codes is
                                                 comments or comment contents located                    inventory of information collected, the               not intended to be exhaustive, but rather
                                                 outside of the primary submission (i.e.                 Agency is directed to ‘‘identify any                  provides a guide to help readers
                                                 on the web, cloud, or other file sharing                manufacturing processes or products                   determine whether this document
                                                 system). For additional submission                      that intentionally add mercury; and . . .             applies to them. Potentially affected
                                                 methods, please contact the person                      recommend actions, including proposed                 entities may include:
                                                 identified in the FOR FURTHER                           revisions of Federal law or regulations,                 • Gold ore mining (NAICS code
                                                 INFORMATION CONTACT section. For the                    to achieve further reductions in mercury              212221)
                                                 full EPA public comment policy,                         use.’’ At this time, EPA is not making                   • Lead ore and zinc ore mining
                                                 information about CBI or multimedia                     such identifications or                               (NAICS code 212231)
                                                 submissions, and general guidance on                    recommendations.                                         • All other metal ore mining (NAICS
                                                 making effective comments, please visit                 DATES:  Comments must be received on                  code 212299)
                                                 https://www2.epa.gov/dockets/                           or before December 26, 2017.                             • Asphalt shingle and coating
                                                 commenting-epa-dockets.                                                                                       materials manufacturing (NAICS code
                                                                                                         ADDRESSES: Submit your comments,
                                                                                                                                                               324122)
                                                 FOR FURTHER INFORMATION CONTACT:                        identified by docket identification (ID)                 • Synthetic dye and pigment
                                                 Michael Gordon, (215) 814–2039, or by                   number EPA–HQ–OPPT–2017–0421, by                      manufacturing (NAICS code 325130)
                                                 email at gordon.mike@epa.gov.                           one of the following methods:                            • Other basic inorganic chemical
                                                 SUPPLEMENTARY INFORMATION: For                             • Federal eRulemaking Portal: http://              manufacturing (NAICS code 325180)
                                                 further information regarding the                       www.regulations.gov. Follow the online                   • All other basic organic chemical
                                                 negative declaration submitted by                       instructions for submitting comments.                 manufacturing (NAICS code 325199)
                                                 Philadelphia AMS for SSI units, please                  Do not submit electronically any                         • Plastics material and resin
                                                 see the information provided in the                     information you consider to be                        manufacturing (NAICS code 325211)
                                                 technical support document in the                       Confidential Business Information (CBI)                  • Pesticide and other agricultural
                                                 rulemaking docket and in the direct                     or other information whose disclosure is              chemical manufacturing (NAICS code
                                                 final action, with the same title, that is              restricted by statute.                                325320)
                                                 located in the ‘‘Rules and Regulations’’                   • Mail: Document Control Office                       • Medicinal and botanical
                                                 section of this issue of the Federal                    (7407M), Office of Pollution Prevention               manufacturing (NAICS code 325411)
                                                 Register. The negative declaration letter               and Toxics (OPPT), Environmental                         • Pharmaceutical preparation
                                                 submitted by Philadelphia AMS and                       Protection Agency, 1200 Pennsylvania                  manufacturing (NAICS code 325412)
                                                 technical support document in support                   Ave. NW., Washington, DC 20460–0001.                     • Biological product (except
                                                 of this action are also available online                   • Hand Delivery: To make special                   diagnostic) manufacturing (NAICS code
                                                 at www.regulations.gov.                                 arrangements for hand delivery or                     325414)
                                                   Dated: October 11, 2017.
                                                                                                         delivery of boxed information, please                    • Paint and coating manufacturing
                                                                                                         follow the instructions at http://                    (NAICS code 325510)
                                                 Cecil Rodrigues,                                        www.epa.gov/dockets/contacts.html.                       • Adhesive manufacturing (NAICS
                                                 Acting Regional Administrator, Region III.                 Additional instructions on                         code 325520)
                                                 [FR Doc. 2017–23231 Filed 10–25–17; 8:45 am]            commenting or visiting the docket,                       • Custom compounding of purchased
                                                 BILLING CODE 6560–50–P                                  along with more information about                     resins (NAICS code 325991)
                                                                                                         dockets generally, is available at http://               • Photographic film, paper, plate, and
                                                                                                         www.epa.gov/dockets.                                  chemical manufacturing (NAICS code
                                                 ENVIRONMENTAL PROTECTION                                FOR FURTHER INFORMATION CONTACT:                      325992)
                                                 AGENCY                                                     For technical information contact:                    • All other miscellaneous chemical
                                                                                                         Thomas Groeneveld, National Program                   product and preparation manufacturing
                                                 40 CFR Part 713
                                                                                                         Chemicals Division, Office of Pollution               (NAICS code 325998)
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                                                 [EPA–HQ–OPPT–2017–0421; FRL–9970–07]                    Prevention and Toxics, Environmental                     • Unlaminated plastics film and sheet
                                                                                                         Protection Agency, 1200 Pennsylvania                  (except packaging) manufacturing
                                                 RIN 2070–AK22
                                                                                                         Ave. NW., Washington, DC 20460–0001;                  (NAICS code 326113)
                                                 Mercury; Reporting Requirements for                     telephone number: (202) 566–1188;                        • Unlaminated plastics profile shape
                                                 the TSCA Mercury Inventory                              email address: groeneveld.thomas@                     manufacturing (NAICS code 326121)
                                                                                                         epa.gov.                                                 • Urethane and other foam product
                                                 AGENCY: Environmental Protection                           For general information contact: The               (except polystyrene) manufacturing
                                                 Agency (EPA).                                           TSCA-Hotline, ABVI-Goodwill, 422                      (NAICS code 326150)


                                            VerDate Sep<11>2014   16:45 Oct 25, 2017   Jkt 244001   PO 00000   Frm 00024   Fmt 4702   Sfmt 4702   E:\FR\FM\26OCP1.SGM   26OCP1


                                                                       Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                         49565

                                                    • All other plastics product                         commercial, and appliance use (NAICS                     • Game, toy, and children’s vehicle
                                                 manufacturing (NAICS code 326199)                       code 334512)                                          manufacturing (NAICS code 339932)
                                                    • Tire manufacturing (NAICS code                        • Instruments and related products                    • Sign manufacturing (NAICS code
                                                 326211)                                                 manufacturing for measuring,                          339950)
                                                    • All other rubber product                           displaying, and controlling industrial                   • Other chemical and allied products
                                                 manufacturing (NAICS code 326299)                       process variables (NAICS code 334513)                 merchant wholesalers (NAICS code
                                                    • Iron and steel mills and ferroalloy                   • Totalizing fluid meter and counting              424690)
                                                 manufacturing (NAICS code 331110)                       device manufacturing (NAICS code                         • Research and development in the
                                                    • Rolled steel shape manufacturing                   334514)                                               physical, engineering, and life sciences
                                                 (NAICS code 331221)                                        • Instrument manufacturing for                     (except biotechnology) (NAICS code
                                                    • Alumina refining and primary                       measuring and testing electricity and                 541712)
                                                 aluminum production (NAICS code                         electrical signals (NAICS code 334515)                   • Hazardous waste treatment and
                                                 331313)                                                    • Analytical laboratory instrument                 disposal (NAICS code 562211)
                                                    • Secondary smelting and alloying of                 manufacturing (NAICS code 334516)                        • Other nonhazardous waste
                                                 aluminum (NAICS code 331314)                               • Watch, clock, and part                           treatment and disposal (NAICS code
                                                    • Nonferrous metal (except                           manufacturing (NAICS code 334518)                     562219)
                                                 aluminum) smelting and refining                            • Other measuring and controlling                     • Materials recovery facilities (NAICS
                                                 (NAICS code 331410)                                     device manufacturing (NAICS code                      code 562920)
                                                    • Secondary smelting, refining, and                  334519)                                                  • National security (NAICS code
                                                 alloying of nonferrous metal (except                       • Electric lamp bulb and part                      928110)
                                                 copper and aluminum) (NAICS code                        manufacturing (NAICS code 335110)                     B. What action is the Agency taking?
                                                 331492)                                                    • Commercial, industrial, and
                                                                                                                                                                  EPA is issuing a proposed rule under
                                                    • Iron foundries (NAICS code                         institutional electric lighting fixture
                                                                                                                                                               TSCA section 8(b)(10) to require
                                                 331511)                                                 manufacturing (NAICS code 335122)
                                                    • Steel foundries (except investment)                                                                      reporting to assist in the preparation of
                                                                                                            • Other lighting equipment
                                                 (NAICS code 331513)                                                                                           ‘‘an inventory of mercury supply, use,
                                                                                                         manufacturing (NAICS code 335129)
                                                    • Fabricated structural metal                           • Electric house wares and household               and trade in the United States,’’ where
                                                 manufacturing (NAICS code 332312)                       fan manufacturing (NAICS code 335211)                 ‘‘mercury’’ is defined as ‘‘elemental
                                                    • Industrial valve manufacturing                        • Household vacuum cleaner                         mercury’’ and ‘‘a mercury compound.’’
                                                 (NAICS code 332911)                                     manufacturing (NAICS code 335212)                     Hereinafter ‘‘mercury’’ will refer to both
                                                    • Ammunition except small arms                          • Household cooking appliance                      elemental mercury and mercury
                                                 manufacturing (NAICS code 332993)                       manufacturing (NAICS code 335221)                     compounds collectively, except where
                                                    • Small arms, ordnance, and                             • Household refrigerator and home                  separately identified. This proposed
                                                 ordnance accessories manufacturing                      freezer manufacturing (NAICS code                     rule would require reporting from any
                                                 (NAICS code 332994)                                     335222)                                               person who manufactures (including
                                                    • All other miscellaneous fabricated                    • Household laundry equipment                      imports) mercury or mercury-added
                                                 metal product manufacturing (NAICS                      manufacturing (NAICS code 335224)                     products, or otherwise intentionally
                                                 code 332999)                                               • Other major household appliance                  uses mercury in a manufacturing
                                                    • Food product machinery                             manufacturing (NAICS code 335228)                     process. EPA published its initial
                                                 manufacturing (NAICS code 333294)                          • Switchgear and switchboard                       inventory report in the Federal Register
                                                    • Office machinery manufacturing                     apparatus manufacturing (NAICS code                   on March 29, 2017 (Ref. 1), which noted
                                                 (NAICS code 333313)                                     335313)                                               data gaps and limitations encountered
                                                    • Other commercial and service                          • Relay and industrial control                     by the Agency in its historic reliance on
                                                 industry machinery manufacturing                        manufacturing (NAICS code 335314)                     publicly available data on the mercury
                                                 (NAICS code 333319)                                        • Primary battery manufacturing                    market in the United States. As stated in
                                                    • Heating equipment (except warm                     (NAICS code 335912)                                   the initial inventory report, ‘‘[f]uture
                                                 air furnaces) manufacturing (NAICS                         • Current-carrying wiring device                   triennial inventories of mercury supply,
                                                 code 333414)                                            manufacturing (NAICS code 335931)                     use, and trade are expected to include
                                                    • Air-conditioning and warm air                         • All other miscellaneous electrical               data collected directly from persons
                                                 heating equipment and commercial and                    equipment and component                               who manufacture or import mercury or
                                                 industrial refrigeration equipment                      manufacturing (NAICS code 335999)                     mercury-added products, or otherwise
                                                 manufacturing (NAICS code 333415)                          • Light truck and utility vehicle                  intentionally use mercury in a
                                                    • Pump and pumping equipment                         manufacturing (NAICS code 336112)                     manufacturing process’’ (Ref. 1). These
                                                 manufacturing (NAICS code 333911)                          • Heavy duty truck manufacturing                   proposed reporting requirements would
                                                    • Bare printed circuit board                         (NAICS code 336120)                                   help the Agency narrow such data gaps,
                                                 manufacturing (NAICS code 334412)                          • Motor home manufacturing (NAICS                  as well as to prepare subsequent,
                                                    • Semiconductor and related device                   code 336213)                                          triennial publications of the inventory,
                                                 manufacturing (NAICS code 334413)                          • Travel trailer and camper                        and to execute the mandate to ‘‘identify
                                                    • Other electronic component                         manufacturing (NAICS code 336214)                     any manufacturing processes or
                                                 manufacturing (NAICS code 334419)                          • Other aircraft parts and auxiliary               products that intentionally add
                                                    • Electromedical and                                 equipment manufacturing (NAICS code                   mercury; and . . . recommend actions,
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                                                 electrotherapeutic apparatus                            336413)                                               including proposed revisions of Federal
                                                 manufacturing (NAICS code 334510)                          • Boat building (NAICS code 336612)                law or regulations, to achieve further
                                                    • Search, detection, navigation,                        • Motorcycles and parts                            reductions in mercury use’’ (15 U.S.C.
                                                 guidance, aeronautical, and nautical                    manufacturing (NAICS code 336991)                     2607(b)(10)(C)).
                                                 system and instrument manufacturing                        • Surgical and medical instrument                     In addition, this information could be
                                                 (NAICS code 334511)                                     manufacturing (NAICS code 339112)                     used by the U.S. Government to assist
                                                    • Automatic environmental control                       • Costume jewelry and novelty                      in its national reporting regarding its
                                                 manufacturing for residential,                          manufacturing (NAICS code 339914)                     implementation of the Minamata


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                                                 49566                 Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                 Convention on Mercury (Minamata                         management of mercury-containing                      manufactures mercury or mercury-
                                                 Convention), to which the United States                 waste, unless that person manufactures                added products or otherwise
                                                 is a Party (Ref. 2). The Minamata                       or recovers mercury in the management                 intentionally uses mercury in a
                                                 Convention is an international                          of that waste with the intent to use the              manufacturing process to assist in the
                                                 environmental agreement that has as its                 recovered mercury or store it for use. In             preparation of the inventory (15 U.S.C.
                                                 objective the protection of human health                addition, persons engaged in trade (e.g.,             2607(b)(10)(D)). However, persons
                                                 and the environment from                                brokering, selling wholesale, shipping,               ‘‘engaged in the generation, handling, or
                                                 anthropogenic emissions and releases of                 warehousing, repackaging, or retail                   management of mercury-containing
                                                 elemental mercury and mercury                           sale), but who do not first manufacture               waste, unless that person manufactures
                                                 compounds. Article 21 of the                            mercury or mercury-added products, or                 or recovers mercury in the management
                                                 Convention requires Parties to include                  otherwise intentionally use mercury in                of that waste’’ are not required to report
                                                 in their national reports, among other                  a manufacturing process, are not                      to the mercury inventory (15 U.S.C.
                                                 information, information demonstrating                  required to report. Finally, in an effort             2607(b)(10)(D)(iii)).
                                                 that the Party has met the requirements                 to avoid reporting that is unnecessary or                In addition, the Paperwork Reduction
                                                 of Article 3 on Mercury Supply Sources                  duplicative, the Agency is proposing                  Act (PRA) requires Federal agencies to
                                                 and Trade and of Article 5 on                           certain exemptions for persons who                    manage information resources to reduce
                                                 Manufacturing Processes in Which                        already report for mercury and mercury-               information collection burdens on the
                                                 Mercury or Mercury Compounds Are                        added products to the TSCA section 8(a)               public; increase program efficiency and
                                                 Used. As proposed, the reporting                        Chemical Data Reporting (CDR) rule and                effectiveness; and improve the integrity,
                                                 requirements of the proposed rule will                  the Interstate Mercury Education and                  quality, and utility of information to all
                                                 further enhance the understanding of                    Reduction Clearinghouse (IMERC).                      users within and outside an agency,
                                                 the use of mercury in the United States,                   In addition to topics where EPA notes              including capabilities for ensuring
                                                 in particular with respect to mercury                   that we are seeking specific comment,                 dissemination of public information,
                                                 supply sources and trade, mercury-                      the Agency also encourages comment on                 public access to Federal Government
                                                 added products, and manufacturing                       all aspects of this proposal.                         information, and protections for privacy
                                                 processes, thus providing a body of                                                                           and security (44 U.S.C. 3506).
                                                                                                         C. Why is the Agency taking this action?                 Section 2 of TSCA expresses the
                                                 information that will assist the United
                                                 States in its implementation of the                       EPA is issuing a proposed rule under                intent of Congress that EPA carry out
                                                 reporting requirements of the Minamata                  TSCA section 8(b)(10) to require                      TSCA in a reasonable and prudent
                                                 Convention. EPA intends to use the                      reporting to assist in the preparation of             manner, and in consideration of the
                                                 collected information to implement                      the statutorily-required inventory of                 impacts that any action taken under
                                                 TSCA and shape the Agency’s efforts to                  mercury supply, use, and trade in the                 TSCA may have on the environment,
                                                 reduce the use of mercury in commerce.                  United States. This proposed rule would               the economy, and society (15 U.S.C.
                                                 In so doing, the Agency would conduct                   require reporting from any person who                 2601). EPA is proposing to manage and
                                                 a timely evaluation and refinement of                   manufactures (including imports)                      leverage its information resources,
                                                 these reporting requirements so that                    mercury or mercury-added products, or                 including information technology, to
                                                 they are efficient and non-duplicative                  otherwise intentionally uses mercury in               require the use of electronic reporting in
                                                 for reporters.                                          a manufacturing process. After the                    order to implement the mercury
                                                    EPA is proposing that supply, use,                   publication of its initial inventory report           inventory reporting requirements of
                                                 and trade of mercury include reporting                  in the Federal Register on March 29,                  TSCA section 8(b)(10)(D) in a reasonable
                                                 requirements for activities comparable                  2017 (Ref. 1), the Agency is proposing                and prudent manner.
                                                 to established TSCA terms:                              this rule to support future, triennial
                                                                                                                                                               E. What are the estimated incremental
                                                 Manufacture, import, distribution in                    publications of the mercury inventory.
                                                                                                                                                               impacts of the proposed rule?
                                                 commerce, storage, and export. The                      In administering this mercury
                                                 reporting requirements also would                       inventory, the Agency would ‘‘identify                  EPA has prepared an economic
                                                 apply to otherwise intentional use of                   any manufacturing processes or                        analysis of the potential impacts
                                                 mercury in a manufacturing process.                     products that intentionally add                       associated with this rulemaking (Ref. 3).
                                                 Persons who manufacture (including                      mercury; and . . . recommend actions,                 The chief benefit of the proposed rule is
                                                 import) mercury or mercury-added                        including proposed revisions of Federal               the collection of detailed data on
                                                 products, or otherwise intentionally use                law or regulations, to achieve further                mercury, which will serve as a basis to
                                                 mercury in a manufacturing process,                     reductions in mercury use’’ (15 U.S.C.                recommend actions to further reduce
                                                 would report amounts of mercury in                      2607(b)(10)(C)).                                      mercury use in the United States, as
                                                 pounds (lbs.) used in such activities                                                                         required at TSCA section 8(b)(10)(C).
                                                                                                         D. What is the Agency’s authority for                 Another benefit is the use of
                                                 during a designated reporting year.
                                                                                                         taking this action?                                   information collected under the
                                                 Reporters also would identify specific
                                                 mercury compounds, mercury-added                           EPA is issuing this proposed rule                  proposed rule to help the United States
                                                 products, manufacturing processes, and                  pursuant to TSCA section 8(b)(10)(D) to               implement its obligations under the
                                                 how mercury is used in manufacturing                    implement the direction at TSCA                       Minamata Convention. There are no
                                                 processes, as applicable, from pre-                     section 8(b)(10)(B) that ‘‘[n]ot later than           quantified benefits for the proposed
                                                 selected lists. For certain activities,                 April 1, 2017, and every 3 years                      rule. The statutory mandate specifically
                                                 reporters would provide additional,                     thereafter, the Administrator shall carry             calls for and authorizes a rule to support
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                                                 contextual data (e.g., country(ies) of                  out and publish in the Federal Register               an inventory of mercury supply, use,
                                                 origin/destination for imports/exports                  an inventory of mercury supply, use,                  and trade in the United States, in order
                                                 and NAICS codes for mercury or                          and trade in the United States’’ (15                  to identify any manufacturing processes
                                                 mercury-added products distributed in                   U.S.C. 2607(b)(10)(B)). TSCA section                  or products that intentionally add
                                                 commerce).                                              8(b)(10)(D) requires EPA to promulgate                mercury and recommend actions to
                                                    The proposed reporting requirements                  a final rule by June 22, 2018 that                    achieve further reductions in mercury
                                                 would not apply to persons engaged in                   establishes reporting requirements                    use. As described in the Agency’s
                                                 the generation, handling, or                            applicable to any person who                          economic analysis, unquantified


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                                                                              Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                                    49567

                                                 benefits include providing increased                                  the extent that the information gathered             result from a reduction in exposure.
                                                 information on mercury and assisting in                               through this rule is used to reduce                  EPA seeks public comment on all
                                                 the reduction of mercury use (Ref. 3). To                             mercury use, benefits to society will                aspects of the economic analysis.

                                                                                                      TABLE 1—SUMMARY OF COSTS AND BENEFITS OF PROPOSAL
                                                                        Category                                                                                   Description

                                                 Benefits ...................................................    The proposed rule would provide information on mercury and mercury-added products to which the
                                                                                                                   Agency (and the public) does not currently have access. To the extent that the information gath-
                                                                                                                   ered through this proposed rule is used to reduce mercury use, benefits to society will result from a
                                                                                                                   reduction in risk.
                                                 Costs .......................................................   Estimated industry costs and burden total $5.96 million and 74,000 hours (for up to 750 respondents)
                                                                                                                   for the first year of reporting, with an individual estimate of $7,900 and 99 hours. For future triennial
                                                                                                                   reporting cycles, industry costs and burden would be $4.37 million and 54,300 hours, with an indi-
                                                                                                                   vidual estimate of $5,800 and 72 hours. These estimates include compliance determination, rule fa-
                                                                                                                   miliarization, CBI substantiation, electronic reporting, and recordkeeping, in addition to completing
                                                                                                                   reporting requirements.
                                                 Effects on State, Local, and Tribal Gov-                        Government entities are not expected to be subject to the rule’s requirements, which apply to entities
                                                   ernments.                                                       that manufacture (including import) mercury or mercury-added products, or otherwise intentionally
                                                                                                                   use mercury in a manufacturing process. The proposed rule does not have a significant intergov-
                                                                                                                   ernmental mandate, significant or unique effect on small governments, or have Federalism implica-
                                                                                                                   tions.
                                                 Small Entity Impacts ...............................            The proposed rule would impact 211 companies that meet the U.S. Small Business Administration
                                                                                                                   (SBA) definitions for their respective NAICS classifications: 4 small entities (1.85%) are expected to
                                                                                                                   incur impacts of 1% percent or greater, and 1 of the small entities assessed is expected to incur
                                                                                                                   impacts of greater than 3%. Furthermore, even if the entities whose status is ‘‘undetermined’’ were
                                                                                                                   assumed to be impacted small entities, this would result in only 9 entities (4.17%). Therefore, EPA
                                                                                                                   certifies that this action will not have a significant economic impact on a substantial number of
                                                                                                                   small entities.
                                                 Environmental Justice and Protection of                         The information obtained from the reporting required by this proposed rule would be used to inform
                                                   Children.                                                       the Agency’s decision-making process regarding chemicals to which minority or low-income popu-
                                                                                                                   lations or children may be disproportionately exposed. This information would also assist the Agen-
                                                                                                                   cy and others in determining whether elemental mercury and mercury compounds addressed in this
                                                                                                                   proposed rule present potential risks, allowing the Agency and others to take appropriate action to
                                                                                                                   investigate and mitigate those risks.



                                                 F. What should I consider as I prepare                                crust and can be found in air, water,                of coal and use of elemental mercury in
                                                 my comments for EPA?                                                  fish, and other biota. Mercury exists in             artisanal gold mining (Ref. 5). Emitted
                                                                                                                       three forms: Elemental, organic                      elemental mercury can be transported in
                                                    1. Submitting CBI. Do not submit this
                                                                                                                       compounds, and inorganic compounds.                  the atmosphere on local, regional, and
                                                 information to EPA through
                                                                                                                          Elemental mercury (Chemical                       global scales as it cycles through air,
                                                 regulations.gov or email. Clearly mark
                                                                                                                       Abstracts Service Registry Number                    land, and water (Ref. 6). Some of the
                                                 the part or all of the information that
                                                                                                                       (CASRN) 7439–97–6) is a shiny, silver-               emitted elemental mercury following
                                                 you claim to be CBI. For CBI
                                                                                                                       white metal that is liquid at room                   deposition and transformation into
                                                 information in a disk or CD–ROM that
                                                                                                                       temperature. Mercury compounds are                   divalent mercury can be biotransformed
                                                 you mail to EPA, mark the outside of the
                                                                                                                       formed when elemental mercury reacts                 into methylmercury (Ref. 6).
                                                 disk or CD–ROM as CBI and then
                                                 identify electronically within the disk or                            with another substance, either in nature                Methylmercury is a persistent and
                                                 CD–ROM the specific information that                                  or intentionally by humans. Organic                  bioaccumulative neurotoxicant.
                                                 is claimed as CBI. In addition to one                                 mercury compounds are formed in the                  Exposure to methylmercury most
                                                 complete version of the comment that                                  environment when mercury combines                    commonly occurs when people eat
                                                 includes information claimed as CBI, a                                with carbon. Inorganic mercury                       kinds of fish and shellfish that have
                                                 copy of the comment that does not                                     compounds take the form of mercury                   high levels of methylmercury in their
                                                 contain the information claimed as CBI                                salts. EPA’s TSCA Chemical Substance                 tissues (Ref. 7). Almost all people have
                                                 must be submitted for inclusion in the                                Inventory lists 69 mercury compounds                 at least small amounts of
                                                 public docket. Information so marked                                  (Ref. 4).                                            methylmercury in their bodies,
                                                 will not be disclosed except in                                          In the United States, elemental                   reflecting the widespread presence of
                                                 accordance with procedures set forth in                               mercury and mercury compounds are                    methylmercury in the environment (Ref.
                                                 40 CFR part 2.                                                        used in the manufacture of mercury-                  7). People exposed to high levels of
                                                                                                                       added products and certain                           methylmercury may experience adverse
                                                    2. Tips for preparing your comments.
                                                                                                                       manufacturing processes. The typical                 health effects (Ref. 7). Generally, the
                                                 When preparing and submitting your
                                                                                                                       lifecycle of products includes                       subtlest indicators of methylmercury
                                                 comments, see the commenting tips at
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                                                                                                                       manufacture, distribution in commerce                toxicity are neurological changes (Ref.
                                                 http://www.epa.gov/dockets/
                                                                                                                       (including transport and storage), use,              7). Neurotoxic effects at comparatively
                                                 comments.html.
                                                                                                                       and waste management (landfilling or                 low doses include subtle decrements in
                                                 II. Background                                                        recycling). At any point in the product              motor skills and sensory ability, while
                                                                                                                       lifecycle, there is potential for mercury            extremely high exposures can cause
                                                 A. Background on Mercury
                                                                                                                       to be released. Globally, the major                  tremors, inability to walk, convulsions,
                                                   Mercury is a naturally occurring                                    anthropogenic sources of released                    and death (Ref. 7). Exposure to mercury
                                                 element that originates in the earth’s                                elemental mercury are the combustion                 can also cause adverse ecological effects


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                                                 49568                 Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                 in plants, birds, fish, and mammals (Ref.               mercury-added products sold in the                    United States. For example, importation
                                                 6).                                                     United States. In 1980, the United States             or domestic manufacture of mercury-
                                                                                                         used more than 1,800 metric tons of                   added products may or may not be
                                                 B. Recent Amendments to TSCA
                                                                                                         mercury in mercury-added products                     reflected in data reported as domestic
                                                    The Frank R. Lautenberg Chemical                     annually (Ref. 8). As described in the                sale of mercury-added products. EPA is
                                                 Safety for the 21st Century Act                         initial inventory conducted by EPA in                 committed to further addressing such
                                                 (Lautenberg Act) (Pub. L. 114–182, 130                  2017, by 2013, only approximately 40                  data gaps and considers the national
                                                 Stat. 448), enacted on June 22, 2016,                   metric tons of mercury in products were               mercury inventory mandated by
                                                 implemented reforms to TSCA. Among                      sold in the United States (Ref. 1). Many              Congress to be an instrumental means to
                                                 other changes to TSCA, the Lautenberg                   of these products sold have cost-                     establish the requisite body of
                                                 Act amended TSCA section 8(b) to                        effective, non-mercury substitutes (Ref.              information to support achievement of
                                                 require EPA to establish: (1) An                        1). The United States also has traded                 that goal.
                                                 inventory of mercury supply, use, and                   elemental mercury and mercury
                                                 trade in the United States; and (2)                                                                           D. Stakeholder Involvement
                                                                                                         compounds worldwide, although MEBA
                                                 reporting requirements by rule                          prohibited the export of elemental                      In developing the proposed rule, the
                                                 applicable to any person who                            mercury as of January 1, 2013 and                     agency coordinated with the Northeast
                                                 manufactures mercury or mercury-                        prohibits the export of certain mercury               Waste Management Officials’
                                                 added products or otherwise                             compounds as of January 1, 2020.                      Association, which administers the
                                                 intentionally uses mercury in a                                                                               IMERC database, as directed by TSCA
                                                 manufacturing process not later than                       Prior to developing its initial                    section 8(b)(10)(D)(ii), to avoid
                                                 June 22, 2018. (15 U.S.C. 2607(b)(10)).                 inventory, EPA reviewed federal and                   duplication.
                                                 Information collected per the proposed                  state reports and databases, among other
                                                                                                         sources, in order to assemble a                       III. Summary of Proposed Rule
                                                 reporting requirements would be used
                                                 to periodically update the mercury                      collection of available information on                   This proposed rule, when finalized,
                                                 inventory; identify any manufacturing                   mercury, mercury-added products, and                  would provide for the collection of
                                                 processes or products that intentionally                manufacturing processes involving                     information that allows EPA to
                                                 add mercury; and recommend actions,                     mercury (Ref. 1). In reviewing data                   implement statutory requirements at
                                                 including proposed revisions of federal                 obtained, the Agency found that its                   TSCA section 8(b)(10)(B), which directs
                                                 law or regulations, to achieve further                  baseline of data lacked the specificity               that ‘‘[n]ot later than April 1, 2017, and
                                                 reductions in mercury use (15 U.S.C.                    and level of detail required to develop               every 3 years thereafter, the
                                                 2607(b)(10)). The Lautenberg Act also                   a mercury inventory responsive to                     Administrator shall carry out and
                                                 added certain mercury compounds to                      TSCA section 8(b)(10)(D) or to be useful              publish in the Federal Register an
                                                 the TSCA section 12(c) ban on exporting                 to inform mercury use reduction efforts               inventory of mercury supply, use, and
                                                 of elemental mercury and authorized                     for both the public and private sectors               trade in the United States’’ (15 U.S.C.
                                                 EPA to ban the export of additional                     (Ref. 1). For example, in 2015, to                    2607(b)(10)(B)). TSCA section
                                                 mercury compounds by rule (15 U.S.C.                    develop its understanding of domestic                 8(b)(10)(D) directs the Agency to
                                                 2611(c)). The Lautenberg Act also                       mercury supply and trade, the Agency                  promulgate this reporting rule no later
                                                 implemented other changes to the                        collected information on the quantity of              than two years after the date of
                                                 Mercury Export Ban Act of 2008                          mercury sold in the United States for                 enactment of the June 2016 TSCA
                                                 (MEBA) (Pub. L. 110–414, 122 Stat.                      the years 2010 and 2013 from five                     amendments. Based on the inventory,
                                                 4341). Additional information on the                    companies identified as the primary                   the Agency is directed to ‘‘identify any
                                                 Lautenberg Act is available on EPA’s                    recyclers and distributors of mercury in              manufacturing processes or products
                                                 Web site at https://www.epa.gov/                        the United States (Ref. 9). Comparing                 that intentionally add mercury; and . . .
                                                 assessing-and-managing-chemicals-                       totals for mercury sold in products and               recommend actions, including proposed
                                                 under-tsca/frank-r-lautenberg-chemical-                 the amount of bulk mercury sold in the                revisions of Federal law or regulations,
                                                 safety-21st-century-act.                                United States in 2013 revealed a                      to achieve further reductions in mercury
                                                                                                         significant data gap of approximately 26              use.’’ At this time, EPA is not making
                                                 C. Trends in Mercury Supply, Use, and                   metric tons. IMERC data showed                        such identifications or
                                                 Trade in the United States                              approximately 40 metric tons of                       recommendations. EPA’s proposal for
                                                    Humans have mined, refined, and                      mercury in mercury-added products                     fulfilling specific statutory provisions
                                                 used mercury for a wide variety of                      sold in the United States in 2013. The                and terms are set forth by topic as
                                                 purposes over thousands of years. In the                information collected by the Agency for               follows.
                                                 United States, mercury was mined until                  bulk elemental mercury manufactured
                                                 1991, but today is produced only as a                   and processed in the United States in                 A. Definition of Mercury
                                                 byproduct of metals mining or by                        the same year was approximately 66                       TSCA section 8(b)(10)(A) states
                                                 recovering mercury from waste (Ref. 8).                 metric tons. In this instance, EPA                    ‘‘notwithstanding [TSCA] section
                                                 In recent decades, mercury served as a                  determined that mercury may be used in                3(2)(B), the term ‘mercury’ means . . .
                                                 catalyst in the chlor-alkali industry and               manufacturing processes, including as a               elemental mercury; and . . . a mercury
                                                 in a variety of industrial, commercial,                 reactant or formulation component,                    compound’’ (15 U.S.C. 2607(b)(10)(A)).
                                                 and consumer products (Ref. 8). Due to                  which may not be reflected in the                     As such, the definition for mercury at
                                                 its toxicity and replacement by new                     amount of mercury reported as sold in                 TSCA section 8(b)(10)(A) supersedes the
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                                                 technologies, many uses of mercury                      products. An additional data gap                      exclusions for ‘‘chemical substances’’
                                                 have been discontinued in the United                    identified was the amount of mercury in               described in TSCA section 3(2)(B) that
                                                 States, and the overall quantity used has               exported mercury-added products. The                  would otherwise apply to mercury,
                                                 fallen dramatically in recent decades.                  Agency is also seeking to be able to                  mercury-added products, or otherwise
                                                 For example, over the past three                        differentiate between the amount of                   intentional uses of mercury in
                                                 decades there has been a strong                         mercury in imported mercury-added                     manufacturing processes. For example,
                                                 downward trend of more than 97                          products and the amount in mercury-                   any ‘‘drug, cosmetic, or device’’ as
                                                 percent in the use of mercury in                        added products manufactured in the                    described in TSCA section 3(2)(B)(vi),


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                                                                            Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                           49569

                                                 should such items contain mercury,                             mercury and mercury compounds,                         or a mercury compound is reacted with
                                                 would not be excluded from reporting                           elemental mercury be limited to                        another chemical substance. Examples
                                                 under the proposed rule.                                       elemental mercury (CASRN 7439–97–6)                    of mercury compounds from the TSCA
                                                   For purposes of the proposed rule, the                       and mercury compounds be inclusive of                  Chemical Substance Inventory are listed
                                                 Agency proposes that where EPA                                 all instances where elemental mercury                  in Table 2.
                                                 distinguishes between elemental

                                                                                                               TABLE 2—LIST OF MERCURY COMPOUNDS
                                                   Chemical Abstracts Registry No.                                                                       Mercury compound

                                                 10045–94–0 ....................................      Nitric acid, mercury(2+) salt (2:1).
                                                 100–57–2 ........................................    Mercury, hydroxyphenyl-.
                                                 10112–91–1 ....................................      Mercury chloride (Hg2Cl2).
                                                 10124–48–8 ....................................      Mercury amide chloride (Hg(NH2)Cl).
                                                 103–27–5 ........................................    Mercury, phenyl(propanoato-.kappa.O.)-.
                                                 10415–75–5 ....................................      Nitric acid, mercury(1+) salt (1:1).
                                                 104–60–9 ........................................    Mercury, (9-octadecenoato-.kappa.O)phenyl-.
                                                 1191–80–6 ......................................     9-Octadecenoic acid (9Z)-, mercury(2+) salt (2:1).
                                                 12068–90–5 ....................................      Mercury telluride (HgTe).
                                                 13170–76–8 ....................................      Hexanoic acid, 2-ethyl-, mercury(2+) salt (2:1).
                                                 13302–00–6 ....................................      Mercury, (2-ethylhexanoato-.kappa.O)phenyl-.
                                                 1335–31–5 ......................................     Mercury cyanide oxide (Hg2(CN)2O).
                                                 1344–48–5 ......................................     Mercury sulfide (HgS).
                                                 1345–09–1 ......................................     Cadmium mercury sulfide.
                                                 13876–85–2 ....................................      Mercurate(2-), tetraiodo-, copper(1+) (1:2), (T–4)-.
                                                 138–85–2 ........................................    Mercurate(1-), (4-carboxylatophenyl)hydroxy-, sodium (1:1).
                                                 141–51–5 ........................................    Mercury, iodo(iodomethyl)-.
                                                 14783–59–6 ....................................      Mercury, bis[(2-phenyldiazenecarbothioic acid-.kappa.S) 2-phenylhydrazidato-.kappa.N2]-, (T–4)-.
                                                 15385–58–7 ....................................      Mercury, dibromodi-, (Hg-Hg).
                                                 15785–93–0 ....................................      Mercury, chloro[4-[(2,4-dinitrophenyl)amino]phenyl]-.
                                                 15829–53–5 ....................................      Mercury oxide (Hg2O).
                                                 1600–27–7 ......................................     Acetic acid, mercury(2+) salt (2:1).
                                                 1785–43–9 ......................................     Mercury, chloro(ethanethiolato)-.
                                                 19447–62–2 ....................................      Mercury, (acetato-.kappa.O)[4-[2-[4-(dimethylamino)phenyl]diazenyl]phenyl]-.
                                                 20582–71–2 ....................................      Mercurate(2-), tetrachloro-, potassium (1:2), (T–4)-.
                                                 20601–83–6 ....................................      Mercury selenide (HgSe).
                                                 21908–53–2 ....................................      Mercury oxide (HgO).
                                                 22450–90–4 ....................................      Mercury(1+), amminephenyl-, acetate (1:1).
                                                 24579–90–6 ....................................      Mercury, chloro(2-hydroxy-5-nitrophenyl)-.
                                                 24806–32–4 ....................................      Mercury, [.mu.-[2-dodecylbutanedioato(2-)-.kappa.O1:.kappa.O4]]diphenyldi-.
                                                 26545–49–3 ....................................      Mercury, (neodecanoato-.kappa.O)phenyl-.
                                                 27685–51–4 ....................................      Cobaltate(2-), tetrakis(thiocyanato-.kappa.N)-, mercury(2+) (1:1), (T–4)-.
                                                 29870–72–2 ....................................      Cadmium mercury telluride ((Cd,Hg)Te).
                                                 3294–57–3 ......................................     Mercury, phenyl(trichloromethyl)-.
                                                 33770–60–4 ....................................      Mercury, [3,6-dichloro-4,5-di(hydroxy-.kappa.O)-3,5-cyclohexadiene-1,2-dionato(2-)]-.
                                                 3570–80–7 ......................................     Mercury, bis(acetato-.kappa.O)[.mu.-(3’,6’-dihydroxy-3-oxospiro[isobenzofuran-1(3H),9’-[9H]xanthene]-2’,7’-
                                                                                                        diyl)]di-.
                                                 537–64–4 ........................................    Mercury, bis(4-methylphenyl)-.
                                                 539–43–5 ........................................    Mercury, chloro(4-methylphenyl)-.
                                                 54–64–8 ..........................................   Mercurate(1-), ethyl[2-(mercapto-.kappa.S)benzoato(2-)-.kappa.O]-, sodium (1:1).
                                                 55–68–5 ..........................................   Mercury, (nitrato-.kappa.O)phenyl-.
                                                 56724–82–4 ....................................      Mercury, phenyl[(2-phenyldiazenecarbothioic acid-.kappa.S) 2-phenylhydrazidato-.kappa.N2]-.
                                                 587–85–9 ........................................    Mercury, diphenyl-.
                                                 592–04–1 ........................................    Mercury cyanide (Hg(CN)2).
                                                 592–85–8 ........................................    Thiocyanic acid, mercury(2+) salt (2:1).
                                                 593–74–8 ........................................    Mercury, dimethyl-.
                                                 59–85–8 ..........................................   Mercurate(1-), (4-carboxylatophenyl)chloro-, hydrogen.
                                                 623–07–4 ........................................    Mercury, chloro(4-hydroxyphenyl)-.
                                                 62–38–4 ..........................................   Mercury, (acetato-.kappa.O)phenyl-.
                                                 62638–02–2 ....................................      Cyclohexanebutanoic acid, mercury(2+) salt (2:1).
                                                 627–44–1 ........................................    Mercury, diethyl-.
                                                 6283–24–5 ......................................     Mercury, (acetato-.kappa.O)(4-aminophenyl)-.
                                                 628–86–4 ........................................    Mercury, bis(fulminato-.kappa.C)-.
                                                 629–35–6 ........................................    Mercury, dibutyl-.
                                                 63325–16–6 ....................................      Mercurate(2-), tetraiodo-, (T–4)-, hydrogen, compd. with 5-iodo-2-pyridinamine (1:2:2).
                                                 63468–53–1 ....................................      Mercury, (acetato-.kappa.O)(2-hydroxy-5-nitrophenyl)-.
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                                                 63549–47–3 ....................................      Mercury, bis(acetato-.kappa.O)(benzenamine)-.
                                                 68201–97–8 ....................................      Mercury, (acetato-.kappa.O)diamminephenyl-, (T–4)-.
                                                 72379–35–2 ....................................      Mercurate(1-), triiodo-, hydrogen, compd. with 3-methyl-2(3H)-benzothiazolimine (1:1:1).
                                                 7439–97–6 ......................................     Mercury.
                                                 7487–94–7 ......................................     Mercury chloride (HgCl2).
                                                 7546–30–7 ......................................     Mercury chloride (HgCl).
                                                 7616–83–3 ......................................     Perchloric acid, mercury(2+) salt (2:1).
                                                 7774–29–0 ......................................     Mercury iodide (HgI2).
                                                 7783–33–7 ......................................     Mercurate(2-), tetraiodo-, potassium (1:2), (T–4)-.



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                                                 49570                      Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                                                                       TABLE 2—LIST OF MERCURY COMPOUNDS—Continued
                                                   Chemical Abstracts Registry No.                                                                       Mercury compound

                                                 7783–35–9 ......................................     Sulfuric acid, mercury(2+) salt (1:1).
                                                 7783–39–3 ......................................     Mercury fluoride (HgF2).
                                                 7789–47–1 ......................................     Mercury bromide (HgBr2).
                                                 90–03–9 ..........................................   Mercury, chloro(2-hydroxyphenyl)-.
                                                 94070–93–6 ....................................      Mercury, [.mu.-[(oxydi-2,1-ethanediyl 1,2-benzenedicarboxylato-.kappa.O2)(2-)]]diphenyldi-.



                                                 B. Explanation of Supply, Use, and                              manufacturing processes in which                      a baseline for comparison of the changes
                                                 Trade                                                           mercury is used, and reporting. The                   in the amounts of other mercury
                                                                                                                 United States is a Party to the Minamata              compounds exported after the 2020
                                                    Pursuant to TSCA section 8(b)(10)(B),
                                                                                                                 Convention, which is a multilateral                   effective date. The Agency also
                                                 EPA interprets the scope of the mercury
                                                                                                                 environmental agreement that addresses                recognizes that the 2020 effective date of
                                                 inventory to include activities within
                                                                                                                 the supply, use, and trade in mercury                 15 U.S.C. 2611(c)(7) is such that any
                                                 the domestic and global commodity                               by, among other actions, not allowing                 reporting on those five compounds will
                                                 mercury market that would fall under                            the introduction of new mercury mines                 not assist the Agency in recommending
                                                 ‘‘supply, use, and trade of mercury in                          and the phasing out of existing ones,                 further actions to achieve further
                                                 the United States.’’ An inventory that                          phasing out and phasing down the use                  reductions in mercury use because the
                                                 adequately accounts for mercury in                              of mercury in a number of products and                export ban will be in effect as of 2020.
                                                 supply, use, and trade includes                                 industrial processes, placing control                 Therefore, EPA requests public
                                                 activities of persons who must report as                        measures on emissions to air and on                   comment on whether to require one-
                                                 described in TSCA section 8(b)(10)(d)(i):                       releases to land and water, and taking                time reporting for exports of the
                                                 Manufacture, import, and otherwise                              action to reduce the use of mercury in                mercury compounds prohibited from
                                                 intentionally use mercury in a                                  the informal sector of artisanal and                  export by 15 U.S.C. 2611(c)(7). It should
                                                 manufacturing process. In addition, the                         small-scale gold mining. EPA seeks                    be noted that reporting for exports of
                                                 Agency proposes that persons required                           comment on the proposed limited data                  mercury compounds that are not
                                                 to report to the mercury inventory also                         collection requirements, such as the                  prohibited from export by 15 U.S.C.
                                                 include information on distribution in                          identification of countries that                      2611(c)(7), as well as products that
                                                 commerce, storage, and export in order                          manufacture, import, or export mercury-               contain intentionally-added elemental
                                                 to provide for the requisite inventory of                       added products (i.e., countries of origin             mercury and/or any mercury
                                                 mercury supply, use, and trade in the                           and destination), as well as the                      compounds (including the compounds
                                                 United States. EPA proposes that                                identification of purchasing or receiving             prohibited from export) will be
                                                 reporting to cover ‘‘supply’’ include                           industry sectors via NAICS codes, to                  required.
                                                 manufacture and storage of mercury,                             inform activities under the Minamata                     In order to obtain information for the
                                                 reporting to cover ‘‘use’’ include use of                       Convention.                                           mercury inventory with the necessary
                                                 mercury to manufacture a mercury-                                  In regard to certain exports of                    level of detail, EPA is proposing to
                                                 added product or otherwise intentional                          mercury, the Agency notes that the                    require reporting on activities that are
                                                 use of mercury in a manufacturing                               export of elemental mercury has been                  subsets of defined terms. For example,
                                                 process, and reporting to cover ‘‘trade’’                       prohibited since January 1, 2013 (15                  ‘‘manufacture’’ is defined in TSCA
                                                 include import, export, and distribution                        U.S.C. 2611(c)(1)) and therefore the                  section 3(9) to mean: ‘‘import into the
                                                 in commerce of mercury or mercury-                              Agency is not proposing to require                    customs territory of the United States
                                                 added products. EPA proposes that                               reporting on the export of elemental                  (as defined in general note 2 of the
                                                 obtaining information related to such                           mercury from the United States. TSCA,                 Harmonized Tariff Schedule of the
                                                 activities, including reporting quantities                      as of January 1, 2020, will also prohibit             United States), produce, or
                                                 of mercury, as well as qualitative                              the export of certain mercury                         manufacture’’ (15 U.S.C. 2602(9)). While
                                                 information related to supply, use, and                         compounds: Mercury (I) chloride or                    both manufacture and import are
                                                 trade, is necessary to create the                               calomel; mercury (II) oxide; mercury (II)             described in the statutory definition of
                                                 inventory described at TSCA section                             sulfate; mercury (II) nitrate; and                    ‘‘manufacture,’’ the Agency proposes to
                                                 8(b)(10)(B). Examples of such qualitative                       cinnabar or mercury sulphide (the                     separate reporting for these activities of
                                                 information include: Country of origin                          statute uses the term ‘‘mercury                       the mercury market in order to capture
                                                 (for imports of mercury or mercury-                             sulphide’’ which is an alternative                    distinct actions by persons who handle
                                                 added products), destination country                            spelling of ‘‘mercury sulfide’’ as found              and trade mercury. As such, EPA is
                                                 (for exported mercury-added products                            in the table above) (15 U.S.C.                        proposing that persons required to
                                                 or certain mercury compounds), and                              2611(c)(7)). EPA recognizes that a                    report specify distinct amounts, if any,
                                                 identification of purchasing or receiving                       complete inventory would include at                   of imported or otherwise manufactured
                                                 industry sectors via NAICS codes (for                           least one cycle of reporting prior to the             mercury, as well as amounts of mercury
                                                 mercury or mercury-added products                               effective date of the prohibition for                 in imported or otherwise manufactured
                                                 distributed in domestic commerce).                              export of the five mercury compounds                  mercury-added products.
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                                                    In addition to using this information                        subject to 15 U.S.C. 2611(c)(7). As such,                Conversely, the activity ‘‘otherwise
                                                 for the mercury inventory, this                                 the inventory would benefit from the                  intentionally uses mercury in a
                                                 information would be used by the U.S.                           recent totals of at least one cycle of                manufacturing process’’ is not defined
                                                 Government to assist in its                                     reporting prior to the effective date of              under TSCA. The Agency considers this
                                                 implementation of the Minamata                                  the prohibition for export of mercury                 activity to be similar, but not identical
                                                 Convention (Ref. 2), in particular with                         compounds subject to 15 U.S.C.                        to the definition for ‘‘process’’ at TSCA
                                                 respect to mercury supply sources and                           2611(c)(7) to (1) measure trends in                   section 3(13): ‘‘preparation of a
                                                 trade, mercury-added products,                                  supply, use, and trade; and (2) provide               chemical substance or mixture, after its


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                                                                       Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                          49571

                                                 manufacture, for distribution in                        definition for ‘‘import for commercial                mixture, or article; or to hold, or the
                                                 commerce . . . in the same form or                      purposes’’ at 40 CFR 704.3, but finds it              holding of, the substance, mixture, or
                                                 physical state as, or in a different form               to be substantially similar to germane                article after its introduction into
                                                 or physical state from, that in which it                portions of ‘‘manufacture for                         commerce’’ (15 U.S.C. 2602(5)), are
                                                 was received by the person so preparing                 commercial purposes.’’                                adequate to describe both distribution in
                                                 such substance or mixture, or . . . as                     EPA is proposing that the terms                    commerce and storage for the proposed
                                                 part of an article containing the                       ‘‘manufacture,’’ ‘‘import,’’ and                      rule. In particular, the Agency is
                                                 chemical substance or mixture’’ (15                     ‘‘otherwise intentional use of mercury                interested in quantities of mercury sold
                                                 U.S.C. 2602(13)). EPA proposes to                       in a manufacturing process’’ be                       or transferred between facilities in the
                                                 require reporting on both the otherwise                 interpreted for the purposes of mercury               United States. As such, EPA is
                                                 intentional use of mercury in a                         inventory reporting based on the                      proposing to incorporate the concept of
                                                 manufacturing process, as well as                       aforementioned definitions in 40 CFR                  ‘‘domestic’’ as defined at 40 CFR 704.3
                                                 manufacture of mercury or a mercury-                    704.3 and the statutory text at TSCA                  to activities considered to be
                                                 added product, distinguished by                         section 8(f). In regard to the                        distribution in commerce, as opposed to
                                                 focusing on how the mercury came to be                  manufacture (including import) of                     international import and export, which
                                                 present in a final product. For                         mercury as a byproduct, impurity, or                  would be covered separately. Where ‘‘to
                                                 manufacture of mercury or a mercury-                    similar occurrence, EPA considered                    hold’’ or ‘‘holding of’’ (i.e., storage) is
                                                 added product, the Agency views such                    whether such chemical substances are                  concerned, EPA is proposing to require
                                                 activities to be the intentional addition               intentionally generated and whether                   reporting for quantities of mercury
                                                 of mercury where mercury remains                        such substances are used for                          stored, if any, by persons who
                                                 present in the final product for a                      commercial purposes. To synthesize                    manufacture (including import)
                                                 particular purpose. For otherwise                       these concepts, EPA is proposing to                   mercury, as well as those who otherwise
                                                 intentional use of mercury in a                         require reporting on mercury or                       intentionally use mercury in a
                                                 manufacturing process, the Agency                       mercury-containing byproducts                         manufacturing process. Mercury stored
                                                 views such activities to be the                         manufactured for commercial purposes.                 by persons who only produce mercury-
                                                 intentional use of mercury, but where                   Mercury generated as a byproduct not                  added products would not be required
                                                 no mercury remains or any mercury                       used for commercial purposes would                    to be reported. Moreover, the Agency is
                                                 present in the final product exists only                not be subject to the proposed rule.                  not proposing to require reporting for
                                                 as an impurity.                                            In addition, EPA is proposing that                 quantities of mercury within mercury-
                                                                                                         mercury that exists as an impurity                    added products that are stored after
                                                    Finally, TSCA section 8(f) states ‘‘[f]or            would not be subject to the proposed
                                                 purposes of [TSCA section 8], the terms                                                                       manufacture and prior to distribution in
                                                                                                         rule, except where such impurities are                commerce. EPA assumes the quantity of
                                                 ‘manufacture’ and ‘process’ mean                        present in a final product produced by
                                                 manufacture or process for commercial                                                                         mercury that manufacturers of mercury-
                                                                                                         persons who otherwise intentionally use
                                                 purposes’’ (15 U.S.C. 2607(f)). Under a                                                                       added products store for later use or
                                                                                                         mercury in a manufacturing process.
                                                 TSCA section 8(a) reporting rule, EPA                                                                         keep within product inventories is
                                                                                                         EPA is distinguishing between the
                                                 has previously defined ‘‘manufacture for                                                                      likely to be too small to help explain the
                                                                                                         manufacture of mercury-added products
                                                 commercial purposes’’ for the purposes                                                                        information gap between sold and used
                                                                                                         versus the final products containing
                                                 of other information gathering rules to                                                                       mercury. The expected value of the
                                                                                                         mercury that result from the intentional
                                                 include ‘‘import, produce, or                                                                                 information is likely to be low
                                                                                                         use of mercury in a manufacturing
                                                 manufacture with the purpose of                                                                               considering the burden and cost on
                                                                                                         process. First, EPA considers the
                                                 obtaining an immediate or eventual                                                                            reporters.
                                                                                                         addition and presence of mercury in the
                                                 commercial advantage for the                            final products of the former process to                  The Agency considered ‘‘export’’ in
                                                 manufacturer’’ and ‘‘substances that are                be intentional and, therefore, not an                 the context of ‘‘exporter’’ as defined in
                                                 produced coincidentally during the                      impurity. Conversely, EPA considers the               the TSCA section 12(b) export
                                                 manufacture, processing, use, or                        presence of mercury in the final product              notification rule at 40 CFR part 707
                                                 disposal of another substance or                        resulting from the intentional use of                 Subpart D: ‘‘determining and controlling
                                                 mixture, including both byproducts that                 mercury during the manufacturing                      the sending of the chemical substance or
                                                 are separated from that other substance                 processes identified in this proposed                 mixture to a destination out of the
                                                 or mixture and impurities that remain in                rule (see Unit III.D.5.) to be                        customs territory of the United States’’
                                                 that substance or mixture . . . [that]                  unintentional (i.e., present as an                    40 CFR 707.63(b). For purposes of the
                                                 may, or may not, in themselves have                     impurity). Second, the Agency has less                proposed rule, however, the Agency
                                                 commercial value’’ (40 CFR 704.3). In                   detailed institutional knowledge of this              believes that it is necessary to collect
                                                 the same rule, similarly, EPA has                       category of uses and is proposing to                  export data not only on certain mercury
                                                 defined ‘‘process for commercial                        collect information on mercury that                   compounds, but also mercury-added
                                                 purposes’’ as ‘‘the preparation of a                    exists as an unintended impurity in                   products that are exported from the
                                                 chemical substance or mixture after its                 products in such cases to better identify             United States. As such, EPA would
                                                 manufacture for distribution in                         mercury use in manufacturing                          include articles in the reporting
                                                 commerce with the purpose of obtaining                  processes, as directed in TSCA section                required for export.
                                                 an immediate or eventual commercial                     8(b)(10)(C).                                             Therefore, in summary, the Agency
                                                 advantage for the processor. Processing                    EPA determined that actions                        proposes to require reporting for the
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                                                 of any amount of a chemical substance                   described in the definition of                        following activities:
                                                 or mixture is included in this definition.              ‘‘distribution in commerce’’ at TSCA                     • Import of mercury or a mercury-
                                                 If a chemical substance or mixture                      section 3(5): ‘‘to sell, or the sale of, the          added product with the purpose of
                                                 containing impurities is processed for                  substance, mixture, or article in                     obtaining an immediate or eventual
                                                 commercial purposes, then the                           commerce; to introduce or deliver for                 commercial advantage for the importer,
                                                 impurities also are processed for                       introduction into commerce, or the                    except where such mercury is generated
                                                 commercial purposes’’ (40 CFR 704.3).                   introduction or delivery for introduction             as a byproduct not used for commercial
                                                 EPA notes that there is a separate                      into commerce of, the substance,                      purposes or an impurity.


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                                                 49572                 Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                    • Manufacture (other than import) of                 reporting programs as much as possible.               Specifically, those that report to IMERC
                                                 mercury or a mercury-added product                      While developing this proposed rule,                  would not be required to report the
                                                 with the purpose of obtaining an                        EPA reviewed four data collection                     amount of mercury distributed in
                                                 immediate or eventual commercial                        systems applicable to supply, use, and                commerce under this proposed rule
                                                 advantage for the manufacturer, except                  trade of mercury (including mercury-                  because EPA believes that information
                                                 where such mercury is generated as a                    added products and mercury used in                    is captured by IMERC as national sales
                                                 byproduct not used for commercial                       manufacturing processes): IMERC, the                  data. However, those that report to
                                                 purposes or an impurity. In this context,               TSCA section 8(a) Chemical Data                       IMERC would still be required to
                                                 EPA considers manufacture to be the                     Reporting rule, the Toxics Release                    provide qualitative data—NAICS codes
                                                 intentional production of mercury, a                    Inventory (TRI) program, and the U.S.                 related to sales data—as part of the
                                                 mercury compound, or a mercury-added                    International Trade Commission                        distribution in commerce reporting
                                                 product, as opposed to the uses                         Interactive Trade DataWeb (USITC                      requirement (see Table 4—Information
                                                 described for ‘‘otherwise intentionally                 DataWeb).                                             to Report—Mercury-Added Products).
                                                 uses mercury in a manufacturing                            1. IMERC. IMERC is an online                          2. TSCA Chemical Data Reporting
                                                 process.’’ Incidental manufacture of                    reporting database managed by the                     Rule. EPA also sought to avoid
                                                 mercury (e.g., burning of coal or similar)              Northeast Waste Management Officials’                 duplicating the mercury reporting
                                                 would not be subject to the proposed                    Association (NEWMOA), which                           requirements of its own CDR rule (Ref.
                                                 rule.                                                   provides publicly available, national                 10) and reporting to the TRI program
                                                    • Otherwise intentional use of                       data on mercury used in products. Laws                (Ref. 11). The CDR rule collects
                                                 mercury in a manufacturing process,                     in certain states (Connecticut,                       manufacturing, processing, and use
                                                 other than the manufacture of a mercury                 Louisiana, Maine, Massachusetts, New                  information on certain chemical
                                                 compound or a mercury-added product,                    Hampshire, New York, North Carolina,                  substances manufactured (including
                                                 with the purpose of obtaining an                        Rhode Island, and Vermont—hereinafter                 imported) in the United States. Persons
                                                 immediate or eventual commercial                        ‘‘IMERC Notification states’’) require                required to report include those that
                                                 advantage for the user, except where                    companies that manufacture, distribute,               manufacture (including import) for
                                                 such mercury is generated as a                          or import mercury-added products to                   commercial purposes in excess of 2,500
                                                 byproduct not used for commercial                       identify the mercury-added products                   lbs. for a specific reporting year for
                                                 purposes.                                               they sell and the volume of mercury in                substances meeting certain criteria,
                                                    • Distribution in commerce,                          them. The volume information is                       which include elemental mercury; or in
                                                 including domestic sale or transfer, of                 reported at a national level, although                excess of 25,000 lbs. for a specific
                                                 mercury or a mercury-added product.                     only companies selling mercury                        reporting year for most other substances,
                                                    • Storage of mercury after                           products within those states need to                  which include mercury compounds.
                                                 manufacture (including import).                         report. The IMERC database houses the                    In general, CDR reporters do not
                                                    • Export of mercury or a mercury-                    information that is reported to IMERC                 report information on chemical
                                                 added product, including the                            Notification states on a triennial basis              substances in articles, unless they first
                                                 determining and controlling the sending                 and provides a detailed picture of some               import or domestically manufacture the
                                                 of mercury (unless specifically                         aspects of the mercury product market.                chemical substance that they then
                                                 prohibited) or a mercury-added product                  There are, however, some concerns                     incorporate into an article or product
                                                 to a destination out of the customs                     about whether all nationwide sales are                (Ref. 12). As discussed in regard to
                                                 territory of the United States.                         captured (i.e., no reporting requirement              coordinating with IMERC to avoid
                                                    These proposed interpretations of                    for a company that sells mercury-added                duplicative reporting, the Agency’s
                                                 terms are intended to align with the                    products exclusively outside of IMERC                 intended design for the reporting
                                                 structure and logical flow of reporting                 Notification states). Despite such                    application for the mercury inventory
                                                 requirements described in Unit III.E.                   concerns and given the statutory                      would allow a CDR reporter to
                                                 Nonetheless, EPA requests comment on                    direction to coordinate both programs,                automatically skip certain reporting
                                                 the proposed interpretations of activities              EPA recognizes that the proposed rule                 requirement fields that would be
                                                 to be considered as part of supply, use,                and IMERC reporting requirements for                  considered duplicative. As an example,
                                                 and trade of mercury in the United                      mercury-added products should be                      those that report to CDR would not be
                                                 States.                                                 harmonized to the greatest extent                     required to provide the amount of
                                                                                                         practicable.                                          mercury imported, however, they would
                                                 C. Coordination With Existing Reporting
                                                                                                            While developing this proposed rule,               be required to provide qualitative
                                                 Programs
                                                                                                         the Agency coordinated with IMERC                     information—in this example the
                                                    TSCA section 8(b)(10)(D)(ii) directs                 and NEWMOA to ensure that data                        country of origin—as part of the
                                                 the Agency to ‘‘coordinate the reporting                collected in accordance with the                      reporting requirement (see Table 3—
                                                 . . . with the Interstate Mercury                       proposed reporting requirements and                   Information to Report—Mercury).
                                                 Education and Reduction                                 existing IMERC reporting requirements                    3. Toxics Release Inventory. The TRI
                                                 Clearinghouse’’ to avoid duplication (15                would not be duplicative and that                     program collects data on toxic chemical
                                                 U.S.C. 2607(b)(10)(D)(ii)). Furthermore,                information collected would be shared                 releases to air, water and land from
                                                 TSCA section 8(a)(5)(a) states ‘‘[i]n                   to the greatest extent practicable. The               industrial facilities and pollution
                                                 carrying out [TSCA section 8], the                      Agency is designing the electronic                    prevention activities in the United
                                                 Administrator shall, to the extent                      reporting application for the mercury                 States. The TRI program requires
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                                                 feasible . . . not require reporting                    inventory that would automatically skip               reporting when covered facilities in
                                                 which is unnecessary or duplicative’’                   certain reporting requirement fields                  covered industrial sectors manufacture,
                                                 (15 U.S.C. 2607(a)(5)(a)). The Agency                   when users indicate they report to the                process, or otherwise use more than 10
                                                 seeks to avoid collecting data on                       IMERC Mercury-Added Products                          lbs. of elemental mercury and/or
                                                 mercury that would duplicate                            Database. Such users would                            mercury compounds per year. However,
                                                 information already reported to existing                automatically bypass mercury inventory                while the TRI program requires
                                                 state and federal programs, and to                      reporting requirements that are                       reporters to specify whether mercury is
                                                 coordinate with and complement those                    comparable to those reported to IMERC.                manufactured, processed, or otherwise


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                                                                       Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                         49573

                                                 used in activities comparable to the                    products or otherwise intentionally use                  mercury in a manufacturing process.
                                                 proposed rule (e.g., article component,                 mercury in a manufacturing process. As                   In that case, the facility would report
                                                 formulation component, reactant,                        such, EPA determined that persons who                    the mercury it uses, but not the
                                                 chemical processing aid, manufacturing                  merely trade (e.g., brokering, selling                   mercury in the products it discards
                                                 aid), it does not require reporting of                  wholesale, shipping, warehousing,                        because the products and the mercury
                                                 quantitative data on amounts of mercury                 repackaging, or retail sale), but do not                 within them are waste.
                                                 used for such activities or the kind of                 manufacture or import mercury or                         • A person who uses a mercury-
                                                 article involved.                                       mercury-added products, should not be                 added product but does not
                                                    4. USITC DataWeb. Additionally, EPA                  subject to the proposed reporting                     manufacture mercury or mercury-added
                                                 reviewed the USITC DataWeb, which                       requirements. Aside from its reading of               products and does not intentionally use
                                                 provides U.S. international trade                       TSCA section 8(b)(10)(D)(i), the Agency               mercury in a manufacturing process.
                                                 statistics and U.S. tariff data to the                  is concerned that requiring reporting                    • Hazardous waste treatment facilities
                                                 public (Ref. 13). All trade data are                    from such entities risks: (1) Double-                 that recover elemental mercury from
                                                 compiled from official data retrieved                   counting of mercury as it moves through               mercury-containing waste and manage
                                                 from the U.S. Bureau of the Census                      supply chains; and (2) undue burden or                that elemental mercury as a waste.
                                                 (Census). Data on U.S. exports of                       liability on entities that are not likely to          There are currently two primary ways in
                                                 merchandise from the United States to                   be aware if or how mercury is present                 which recovered elemental mercury can
                                                 all countries, except Canada, are                       in products that they trade.                          be managed as a waste: Placed in long-
                                                 compiled from the Electronic Export                        1. Exemption for Persons Who                       term storage at a facility with a RCRA
                                                 Information filed by the U.S. Principal                 Generate, Handle, or Manage Mercury-                  permit as allowed under Section 5(g) of
                                                 Party in Interest or their agents through               containing Waste. Persons ‘‘engaged in                MEBA, or converted to mercury sulfide
                                                 the Automated Export System.                            the generation, handling, or                          and exported for disposal.
                                                 Published data on U.S. imports of                       management of mercury-containing                         • A generator producing mercury
                                                 merchandise are compiled primarily                      waste, unless that person manufactures                incidentally from the beneficiation or
                                                 from automated data submitted through                   or recovers mercury in the management                 processing of ore or related pollution
                                                 the Automated Commercial System of                      of that waste’’ are not required to report            control activities, who accumulates this
                                                 U.S. Customs and Border Protection                      to the mercury inventory (15 U.S.C.                   mercury on-site.
                                                 (CBP). Data are also compiled from                      2607(b)(10)(D)(iii)). There are generally                • A generator who temporarily stores
                                                 import entry summary forms,                             four sources of mercury-containing                    waste elemental mercury for up to 90 or
                                                 warehouse withdrawal forms and                          waste: (1) Industrial processes, which
                                                 Foreign Trade Zone documents as                                                                               180 days pending shipment for long-
                                                                                                         often generate a mixture of elemental                 term storage or for treatment and
                                                 required by law to be filed with CBP.                   mercury or mercury compounds
                                                    After reviewing these reporting                                                                            disposal. The elemental mercury in all
                                                                                                         combined with other substances; (2) the               of these cases is not subject to the
                                                 programs, EPA has sought to design the
                                                                                                         discard of mercury-added products such                proposed rule.
                                                 proposed reporting requirements to be
                                                                                                         as fluorescent lamps; (3) the discard of                 EPA seeks comments on the examples
                                                 least burdensome for reporters already
                                                                                                         elemental mercury (e.g. surplus                       provided and requests input on other
                                                 familiar with IMERC, CDR, TRI, and
                                                                                                         commodity mercury); and (4) mercury-                  relevant examples that may be useful.
                                                 USITC DataWeb protocol. Therefore, the
                                                                                                         contaminated environmental media that                    The exemption at 15 U.S.C.
                                                 Agency is proposing to incorporate
                                                                                                         are excavated as part of a contaminated               2607(b)(10)(D)(iii) does not apply to
                                                 comparable reporting concepts and tools
                                                                                                         site clean-up. Mercury-containing waste               persons who manufacture or recover
                                                 from each program, as well as propose
                                                                                                         that is hazardous is regulated by the                 elemental mercury in the management
                                                 some exemptions, in an attempt to
                                                 increase the efficacy of while decreasing               Resource Conservation and Recovery                    of mercury-containing waste with the
                                                 the burden to the greatest extent                       Act (RCRA).                                           intent to use it or store it for use. For
                                                 practicable for reporting to a national                    EPA considers the following examples               example, if a waste treatment facility
                                                 mercury inventory. EPA is seeking                       of persons and waste types to be exempt               retorts or distills mercury-containing
                                                 comment on the incorporation of the                     from reporting to the proposed rule:                  waste to recover elemental mercury and
                                                 reporting concepts and tools from each                     • Hazardous waste treatment facilities             then sells or stores the mercury for later
                                                 program, as well as the proposed                        that stabilize and landfill low-                      sale, that person is considered to be a
                                                 exemptions.                                             concentration mercury-containing                      manufacturer of mercury and must
                                                                                                         waste.                                                report to the proposed rule for the
                                                 D. Persons Who Must Report                                 • Manufacturing facilities that:                   amount of elemental mercury it sells or
                                                    TSCA section 8(b)(10)(D)(i) states                   —Generate a mercury-containing waste                  stores. If any manufacturer covered by
                                                 ‘‘any person who manufactures mercury                      and send it to a waste management                  the proposed rule decides at any time to
                                                 or mercury-added products or otherwise                     facility.                                          manage the elemental mercury as a
                                                 intentionally uses mercury in a                         —Use mercury to manufacture products                  waste, that mercury is subject to the
                                                 manufacturing process shall make                           or otherwise intentionally use                     RCRA, but not to the proposed rule.
                                                 periodic reports to the Administrator’’                    mercury in a manufacturing process,                Elemental mercury that is stored under
                                                 (15 U.S.C. 2607(b)(10)(D)(i)). As                          and also generate a mercury-                       MEBA or converted to a mercury
                                                 explained in Unit III.B., EPA interprets                   containing waste from that use or                  compound and disposed of remains a
                                                 the statutory text at TSCA sections                        another process. The exemption                     waste, that is, its status cannot change
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                                                 8(b)(10)(B), 8(b)(10)(D)(i), and                           applies to the mercury in the facility’s           from waste to commodity mercury.
                                                 8(b)(10)(D)(iii) as applying to intentional                waste but not to the quantity it uses.                2. Reporting Threshold. As discussed
                                                 acts that introduce mercury into supply,                   Under the proposed rule, the facility              in Unit III.C., the Agency compared
                                                 use, and trade in the United States.                       would report on the quantity it uses.              existing state and federal reporting
                                                 Furthermore, EPA reads TSCA section                     —Discard mercury-added products,                      databases applicable to the supply, use,
                                                 8(b)(10)(D)(i) to narrow potential                         such as fluorescent light bulbs,                   and trade of mercury. EPA conducted
                                                 reporters to persons who first                             switches, and thermometers, unless                 this review in an attempt not only to
                                                 manufacture mercury or mercury-added                       the facility also intentionally uses               eliminate duplicative reporting


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                                                 49574                 Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                 requirements, but also to incorporate                   intentional use of mercury in a                          • Generating or isolating mercury
                                                 applicable features of such programs,                   manufacturing process, EPA determined                 during ore, petroleum, or natural gas
                                                 including the consideration of                          that all quantities of mercury used in                refining;
                                                 respective reporting thresholds.                        both activities should be reported                       • Retorting, recovering, or recycling
                                                    The statutory text at TSCA section                   without a reporting threshold. EPA                    (including purifying) mercury from
                                                 8(b)(10) is silent on a reporting                       seeks comment on this approach.                       waste streams;
                                                 threshold; however, TSCA section                           By comparison, the CDR rule contains                  • Chemical manufacturing of
                                                 8(b)(10)(C) directs the Agency to                       reporting thresholds for chemical                     mercury;
                                                 ‘‘identify any manufacturing processes                  substances, including elemental                          • Importing mercury; or
                                                 or products that intentionally add                      mercury and mercury compounds. EPA                       • Capturing mercury using methods
                                                 mercury’’ (15 U.S.C. 2607(10)(b)(C)).                   interprets the mandate in TSCA section                to reduce emissions of hazardous air
                                                 The Agency interprets the direction to                  8(b)(10)(B) to call for a comprehensive               pollutants, unless the captured mercury
                                                 ‘‘identify any’’ to apply to any amount                 inventory such that existing data gaps                is generated, handled, or managed as a
                                                 of mercury in a manufacturing process                   would be eliminated, where feasible.                  waste or is identified as an impurity.
                                                 or product. When considered in light of                 The Agency also seeks as much as                         As described in Unit III.C., the
                                                 the statutory text at TSCA section                      possible to complement amounts of                     Agency is seeking to decrease the
                                                 8(b)(10)(C), as well as concerns related                quantitative mercury data already                     burden of reporting to the greatest
                                                 to the potential adverse effects on                     collected by, but without overlapping                 extent practicable by, among other
                                                 human health and the environment                        with, reporting requirements of the CDR               things, complementing without
                                                 resulting from releases of mercury, the                 rule. In general, the Agency seeks to                 overlapping existing reporting
                                                 Agency finds that it would be                           require reporting for persons who                     requirements related to mercury and
                                                 inappropriate to propose a threshold                    manufacture (including import) mercury                mercury-added products. As such, EPA
                                                 under which reporting would not be                      in quantities less than the CDR                       proposes that persons who manufacture
                                                 required. Therefore, EPA proposes to                    thresholds for elemental mercury (2,500               (including import) for commercial
                                                 apply the proposed reporting                            lbs.) and mercury compounds (25,000                   purposes in excess of 2,500 lbs. for
                                                 requirements to any person who                          lbs.). The coordination between                       elemental mercury or in excess of
                                                 manufactures (including imports)                        additional, proposed reporting                        25,000 lbs. for mercury compounds for
                                                 mercury, mercury-added products or                      requirements and the CDR rule are                     a specific reporting year would not be
                                                 otherwise intentionally uses mercury in                 discussed in ‘‘Persons Who Manufacture                required to report amounts
                                                 a manufacturing process regardless of                   (Including Import) Mercury.’’                         manufactured (including imported) or
                                                 the amount of mercury at issue. EPA                        3. Persons Who Manufacture                         exported that are already reported per
                                                 seeks comment on this approach.                         (Including Import) Mercury. As                        the CDR rule. Such persons would,
                                                    The absence of a reporting threshold                 described in Unit III.B., manufacture                 however, be required to provide
                                                 is consistent with IMERC reporting                      and import for the purpose of the                     quantitative data on storage and
                                                 requirements, which apply to the                        proposed rule would include the                       distribution in commerce, as well as
                                                 intentional addition of mercury to a                    manufacture (including import) of                     qualitative and contextual information
                                                 product, including where ‘‘mercury is                   mercury. Although not exhaustive,                     related to all applicable data elements
                                                 intentionally added for any reason or                   persons who engage in the following                   under the proposed rule. In further
                                                 that incorporates a component to which                  activities would be required to report                efforts to decrease reporting burdens,
                                                 mercury was intentionally added’’ (Ref.                 under the proposed rule (see Table 3.                 the Agency intends to provide pre-
                                                 14). Because of the similarities in the                 Information to Report—Mercury):                       selected lists of mercury compounds to
                                                 intentional addition of mercury to                         • Mining (including extraction and                 streamline reporting requirements as
                                                 manufacture a product and otherwise                     beneficiation processes) mercury;                     much as possible.

                                                                                                    TABLE 3—INFORMATION TO REPORT—MERCURY
                                                                           Persons who must report                                                         Potential reporting requirements

                                                 Persons who manufacture (including import) mercury in amounts great-                 —Country(ies) of origin for imported mercury.
                                                   er than or equal to 2,500 lbs. for elemental mercury or greater than               —Country(ies) of destination for exported mercury.
                                                   or equal to 25,000 lbs. for mercury compounds for a specific report-               —Amount of mercury stored (lbs.).
                                                   ing year (i.e., current CDR reporters).                                            —Amount of mercury distributed in commerce (lbs.).
                                                                                                                                      —NAICS code(s) for mercury distributed in commerce.
                                                                                                                                      —As applicable, specific mercury compound(s) from pre-selected list.
                                                 All other persons who manufacture (including import) mercury ..............          —Amount of mercury manufactured (lbs.).
                                                                                                                                      —Amount of mercury imported (lbs.).
                                                                                                                                      —Country(ies) of origin for imported mercury.
                                                                                                                                      —Amount of mercury exported (lbs.), except mercury prohibited from
                                                                                                                                       export at 15 U.S.C. 2611(c)(1) and (7).
                                                                                                                                      —Country(ies) of destination for exported mercury.
                                                                                                                                      —Amount of mercury stored (lbs.).
                                                                                                                                      —Amount of mercury distributed in commerce (lbs.).
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                                                                                                                                      —NAICS code(s) for mercury distributed in commerce.
                                                                                                                                      —As applicable, specific mercury compound(s) from pre-selected list.



                                                   4. Persons Who Manufacture or                         manufacture (including import)                        added product. The Agency proposes
                                                 Import Mercury-added Products. As                       mercury-added products, except import                 that a person who imports a product
                                                 described in Unit III.B., EPA is                        of a product that contains mercury                    that contains a component that is a
                                                 proposing to require reporting for                      solely as a component that is a mercury-              mercury-added product (e.g., toy or


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                                                                       Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                         49575

                                                 novelty item containing a mercury-                      hemorrhoid ointments, lotions, contact-                  • Manufacturers of concrete made
                                                 added battery) would not be required to                 lens solutions, and nasal sprays) and                 from coal ash that contains mercury, but
                                                 report under the proposed rule. EPA                     medical devices (e.g., thermometers and               where such mercury originated from
                                                 determined that this distinction was                    blood pressure devices) from foreign                  coal burned as a fuel source (i.e.,
                                                 appropriate after reviewing the data                    vendors. These parcels typically enter                mercury was not intentionally added to
                                                 reported to the IMERC Mercury-Added                     the United States via international mail              the coal ash or the concrete);
                                                 Products Database and comparing the                     and are processed at international mail                  • Fuel blenders who combine
                                                 companies that reported national sales                  facilities by the U.S. Postal Service, U.S.           materials that might contain mercury,
                                                 data for individual mercury-added                       Customs and Border Protection, or the                 but are not chosen for blending because
                                                 products (including components), as                     U.S. Food and Drug Administration.                    they contain mercury;
                                                 well as items that would be considered                  The addressee on the parcel is                           • Consumers who purchase and
                                                 to contain a component that is a                        considered to be the importer of record.              import mercury-added products for
                                                 mercury-added product (Ref. 15). For                    If an express courier is used, the express            personal use from a foreign vendor; or,
                                                 example, companies that report to                       courier may assume the role of the
                                                 IMERC for sales of appliances and                                                                                • Persons engaged in the delivery of
                                                                                                         importer of record. In the case where an
                                                 vehicles list lamps as a mercury-added                                                                        mercury-added products to an
                                                                                                         individual consumer is purchasing and
                                                 component. The Agency is interested in                                                                        individual consumer, unless the
                                                                                                         importing a mercury-added product for
                                                 collecting data on original                                                                                   delivery service intentionally
                                                                                                         personal use, the Agency believes that
                                                 manufacturers (including importers)                                                                           specializes in part or whole in the
                                                                                                         the proposed rule does not apply to
                                                 and users of mercury and believes that                                                                        import and distribution in commerce of
                                                                                                         such persons. Furthermore, the
                                                 requiring certain contextual data (e.g.,                                                                      mercury-added products.
                                                                                                         proposed rule would not apply to
                                                 NAICS codes) would sufficiently                         persons engaged in the delivery of such                  For mercury-added products, the
                                                 describe the use of mercury-added                       mercury-added products to an                          Agency seeks not only to balance efforts
                                                 components by companies who do not                      individual consumer, even if the                      to increase the efficacy of reporting
                                                 first manufacture, import, or otherwise                 delivery service constitutes import and               while decreasing the burden to the
                                                 intentionally use mercury. Based on its                 distribution in commerce. In both                     greatest extent practicable, but also to
                                                 review of the companies who report to                   scenarios, the persons who are                        fully describe applicable sectors of the
                                                 IMERC and the types of mercury-added                    importing the mercury-added product                   mercury market. As described in Unit
                                                 products reported, the Agency is                        are not doing so ‘‘with the purpose of                III.C., persons who report to IMERC
                                                 concerned that requiring reporting for                  obtaining an immediate or eventual                    identify the amount of mercury sold in
                                                 products where mercury is present                       commercial advantage for the importer.’’              mercury-added products that may be
                                                 solely within a previously manufactured                 However, if a delivery service                        manufactured, distributed, or imported.
                                                 component poses risks of double-                        intentionally specialized in part or                  The Agency considers the amount of
                                                 counting and thereby could negatively                   whole in the import and distribution in               mercury reported to IMERC as sold to be
                                                 affect the reliability of future mercury                commerce of mercury-added products,                   comparable to the amount of mercury to
                                                 inventory updates.                                      then that person (or company) would be                be reported under the proposed rule as
                                                    EPA also is concerned that requiring                 required to report to the mercury                     distributed in commerce. As such, EPA
                                                 reporting for a product that contains a                 inventory.                                            proposes that persons reporting to
                                                 mercury-added component could create                       Although not exhaustive, persons                   IMERC would not need to report
                                                 undue burden for certain importers. For                 who engage in the following activities                amounts of mercury distributed in
                                                 example, the Agency concluded that it                   would be required to report under the                 commerce under the proposed rule.
                                                 is more likely that an importer of                      proposed rule (see Table 4. Information               However, those persons would need to
                                                 batteries would know if the specific                    to Report—Mercury-Added Products):                    report quantitative and qualitative
                                                 kind of battery contained mercury, as                      • Importing mercury-added products                 information for other applicable data
                                                 opposed to an importer of toys that may                 (except the import of a product that                  elements. Under the proposed rule, such
                                                 or may not contain a mercury-added                      contains a component that is a mercury-               persons also would be required to report
                                                 battery. However, EPA requests                          added product); or                                    contextual information applicable to
                                                 comment on whether persons who                             • Producing mercury-added products                 amounts, if any, of mercury
                                                 manufacture (including import) items                    (e.g., inserting mercury into a switch or             manufactured, imported, distributed in
                                                 that contain components that are                        battery, or mixing a mercury compound                 commerce, or exported. In further efforts
                                                 mercury-added products should also                      with other substances to formulate a                  to decrease reporting burdens, the
                                                 report under the proposed rule.                         topical antiseptic).                                  Agency intends to provide pre-selected
                                                    In addition, the Agency is aware of                     Examples of persons who would not                  lists of mercury-added product
                                                 transactions where a consumer directly                  be required to report to this proposed                categories to streamline reporting
                                                 orders mercury-added drugs (e.g.,                       rule include:                                         requirements as much as possible.

                                                                                       TABLE 4—INFORMATION TO REPORT—MERCURY-ADDED PRODUCTS
                                                                           Persons who must report                                                         Potential reporting requirements

                                                 Persons who manufacture (including import) mercury-added products,                   —Amount of mercury in manufactured products (lbs.).
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                                                   except a product that contains a component that is a mercury-added                 —Amount of mercury in imported products (lbs.).
                                                   product, who currently report to IMERC.                                            —Country(ies) of origin for imported products.
                                                                                                                                      —Amount of mercury in exported products (lbs.).
                                                                                                                                      —Country(ies) of destination for exported products.
                                                                                                                                      —NAICS code(s) for products distributed in commerce.
                                                                                                                                      —As applicable, specific product category(ies) and subcategory(ies)
                                                                                                                                       from pre-selected list.




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                                                 49576                 Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                                            TABLE 4—INFORMATION TO REPORT—MERCURY-ADDED PRODUCTS—Continued
                                                                           Persons who must report                                                         Potential reporting requirements

                                                 All other persons who manufacture (including import) mercury-added                   —Amount of mercury in manufactured products (lbs.).
                                                    products, except a product that contains a component that is a mer-               —Amount of mercury in imported products (lbs.).
                                                    cury-added product.                                                               —Country(ies) of origin for imported products.
                                                                                                                                      —Amount of mercury in exported products (lbs.).
                                                                                                                                      —Country(ies) of destination for exported products.
                                                                                                                                      —Amount of mercury in products distributed in commerce (lbs.).
                                                                                                                                      —NAICS code(s) for products distributed in commerce.
                                                                                                                                      —As applicable, specific product category(ies) and subcategory(ies)
                                                                                                                                       from pre-selected list.



                                                   5. Persons Who Otherwise                                • Producers of chlorine (e.g.,                      programs cover only some of the data
                                                 Intentionally Use Mercury in a                          mercury-cell chlor-alkali process);                   elements that would be required of EPA
                                                 Manufacturing Process. As described in                    • Producers of polyurethane                         for the mercury inventory. As such, the
                                                 Unit III.B., TSCA section 8(b)(10)(d)(i)                elastomer; or                                         general, specific, and contextual
                                                 includes persons who intentionally use                    • Producers of other commercial                     reporting requirements proposed by
                                                 mercury in a manufacturing process                      chemicals (except mercury compounds).                 EPA are intended to provide a complete
                                                 amongst those who must report.                            Unlike manufacturers (including                     picture of uses for which little
                                                 Examples of persons who otherwise                       importers) of mercury and mercury-                    information is currently available. In
                                                 intentionally use mercury in a                          added products, the Agency believes                   further efforts to decrease reporting
                                                 manufacturing process that would be                     that persons who otherwise                            burdens, the Agency intends to provide
                                                 required to report under the proposed                   intentionally use mercury in a
                                                                                                                                                               pre-selected lists of manufacturing
                                                 rule include, but are not limited to (see               manufacturing process may currently
                                                                                                                                                               processes and attendant uses of mercury
                                                 Table 5. Information to Report—                         report to existing data collection
                                                 Otherwise Intentional Use of Mercury in                 programs in the United States; however,               to streamline reporting requirements as
                                                 a Manufacturing Process):                               the reporting requirements for those                  much as possible.

                                                      TABLE 5—INFORMATION TO REPORT—OTHERWISE INTENTIONAL USE OF MERCURY IN A MANUFACTURING PROCESS
                                                                           Persons who must report                                                         Potential reporting requirements

                                                 Persons who otherwise intentionally use mercury in a manufacturing                   —Amount of mercury intentionally used (lbs.) in pre-selected list of
                                                   process, other than the manufacture of a mercury compound or a                      manufacturing processes.
                                                   mercury-added product.                                                             —Amount of mercury stored (lbs.).
                                                                                                                                      —Amount of mercury in exported final product(s) (lbs.).
                                                                                                                                      —Country(ies) of destination for exported final product(s).
                                                                                                                                      —Amount of mercury in final product(s) distributed in commerce (lbs.).
                                                                                                                                      —NAICS code(s) for mercury in final product(s) distributed in com-
                                                                                                                                       merce.
                                                                                                                                      —As applicable, specific manufacturing process from pre-selected list.
                                                                                                                                      —As applicable, specific use of mercury in manufacturing process from
                                                                                                                                       pre-selected list.



                                                   To the extent that the proposed                       requirements associated with TSCA                     reporting database, explain
                                                 persons who must report and                             section 8(b) are applicable to all affected           requirements, and offer Q&A and other
                                                 descriptions and examples of the kinds                  entities. EPA is striving to minimize the             support. Under TSCA section 26(d),
                                                 of information to be reported can be                    burden on all respondents, including                  EPA also provides specialized
                                                 clarified, the Agency welcomes                          small entities, as much as possible by                assistance to respondents, particularly
                                                 comment on the aforementioned                           developing the reporting application                  to small entities, including technical
                                                 discussion and tables. In addition, the                 and database to be user-friendly and                  and other non-financial assistance to
                                                 Agency requests comment on whether                      dynamic, consisting of straightforward                manufacturers and processors of
                                                 other persons should be required to                     questions that are to include fill-in-the-            chemical substances. EPA’s TSCA
                                                 report or, in the alternative, if any of the            blank (numbers) fields, check boxes,                  Hotline assists small businesses
                                                 proposed persons should not report.                     and drop down menus.                                  complying with TSCA rules and
                                                   6. Consideration of Small Entities.                      In addition, the Agency is considering             provides various materials such as
                                                 Based on EPA’s economic assessment of                   the development of compliance guides                  copies of Federal Register notices,
                                                 the proposed rule (Ref. 3),                             tailored to small entities that will be               advisories, and other information upon
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                                                 approximately 40 percent of the                         required to comply with the reporting                 request. Contact information for the
                                                 respondents will be small entities.                     requirements. EPA requests public                     TSCA Hotline is listed under FOR
                                                 However, small businesses are not                       comment on what kinds of information                  FURTHER INFORMATION CONTACT.
                                                 exempt from reporting requirements                      would be particularly important to                    E. Reporting Requirements
                                                 because, unlike the exemption for small                 address for small entities in such
                                                 manufacturers and processors provided                   compliance guides. EPA expects to                       TSCA section 8(b)(10)(B) sets the
                                                 under TSCA 8(a)(1)(A) and (B),                          conduct outreach and webinars for                     general scope of the inventory as the
                                                 reporting and recordkeeping                             small businesses to introduce the                     ‘‘mercury supply, use, and trade in the


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                                                                       Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                          49577

                                                 United States’’ (15 U.S.C.                              distributed in commerce per year (lbs.);              report would provide the total amount
                                                 2607(b)(10)(B)). EPA interprets the core                Amount of mercury in exported                         of mercury used during the reporting
                                                 elements to be covered in the mercury                   products per year (lbs.).                             year in pounds for general reporting
                                                 inventory to be the amount of mercury                      e. Persons who intentionally use                   activities associated with supply, use,
                                                 used in the activities within the                       mercury in manufacturing processes,                   and trade, rather than per category and
                                                 mercury market described in Unit III.B.                 other than the manufacture of a                       subcategory. EPA based this decision on
                                                 (i.e., manufacture, import, export,                     mercury compound or a mercury-added                   issues concerning burden and
                                                 storage, distribution in commerce, and                  product: Amount of mercury used in a                  confidential business information that
                                                 otherwise intentional use of mercury in                 manufacturing process per year (lbs.);                could be created by reporting
                                                 a manufacturing process). EPA also                      Amount of mercury stored per year                     quantitative information for increasingly
                                                 determined that, for certain elements,                  (lbs.); Amount of mercury distributed in              specific categories and subcategories.
                                                 requiring reporting of more specific                    commerce in final product(s) of                       Nonetheless, EPA requests comment on
                                                 information would help to better                        manufacturing process per year (lbs.);                whether quantitative information
                                                 contextualize reported quantities of                    Amount of mercury exported in final                   should be required for such specific
                                                 mercury used in domestic and, where                     product(s) of manufacturing process per               reporting categories and subcategories,
                                                 appropriate, global supply, use, and                    year (lbs.).                                          as well as on the reporting categories
                                                 trade. The proposed general, specific,                     EPA understands that certain persons               and subcategories.
                                                 and contextual reporting requirements                   may report for multiple activities                       a. Mercury-added products. Based on
                                                 are described in this section.                          associated with supply, use, and trade                the current knowledge of mercury-
                                                    1. General Reporting Requirements.                   of mercury. For example, a person may                 added products available in the
                                                 EPA considers ‘‘supply’’ to include                     import mercury and manufacture                        marketplace, including skin products
                                                 manufacture and storage, ‘‘use’’ to                     mercury-added products. As such, the                  manufactured abroad and sold illegally
                                                 include otherwise intentional use of                    Agency attempted to design the                        in the United States (Ref. 16), EPA
                                                 mercury in a manufacturing process,                     proposed quantitative data elements for               proposes the following list of categories
                                                 and ‘‘trade’’ to include import, export,                reporting requirements such that a                    and subcategories of mercury-added
                                                 and distribution in commerce. The                       person could report both as an                        products:
                                                 Agency is proposing that accounting for                 ‘‘importer of mercury’’ and
                                                                                                                                                                  • Batteries: Button cell, silver; Button
                                                 such activities is necessary to fulfill                 ‘‘manufacturer of mercury-added
                                                                                                                                                               cell, zinc-air; Button cell, alkaline;
                                                 statutory mandates at TSCA sections                     products,’’ but only report for the
                                                                                                                                                               Stacked button cell batteries; Manganese
                                                 8(b)(10)(B) and (C). Therefore, for                     specific activity in which they engage.
                                                                                                                                                               oxide; Silver oxide; Mercuric oxide,
                                                 persons required to report (as described                The Agency expects there may be
                                                                                                                                                               non-button cell; Button cell, mercuric
                                                 in Unit III.D.), EPA proposes reporting                 certain persons engaged in the supply,
                                                                                                                                                               oxide; Button cell, zinc carbon; Other
                                                 quantitative data for mercury, mercury-                 use, and trade of mercury who might
                                                                                                                                                               (specify).
                                                 added products, and otherwise                           not be accounted for in the inventory,
                                                                                                         but EPA views this omission of                           • Dental amalgam.
                                                 intentional use of mercury in a
                                                                                                         prospective reporters as an opportunity                  • Formulated products (includes uses
                                                 manufacturing process (as qualified
                                                                                                         to limit undue burden and avoid                       in cosmetics, pesticides, and laboratory
                                                 from existing terms as discussed in Unit
                                                 III.B.) as follows:                                     double-counting. Thus, the Agency is                  chemicals): Skin-lightening creams;
                                                    a. Importers of mercury: Amount of                   proposing to limit the persons who must               Lotions; Soaps and sanitizers; Topical
                                                 mercury imported per year (lbs.);                       report at TSCA section 8(b)(10)(D)(i) to              antiseptics; Bath oils and salts;
                                                 Amount of mercury stored per year                       only those persons described in Unit                  Preservatives (e.g., for use in vaccines
                                                 (lbs.); Amount of mercury distributed in                III.D. However, EPA requests comment                  and eye-area cosmetics when no
                                                 commerce per year (lbs.); Amount of                     on whether the proposed reporting                     preservative alternatives are available);
                                                 mercury exported per year (lbs.).                       requirements should apply to persons                  Pharmaceuticals (including prescription
                                                    b. Manufacturers (other than                         who do not manufacture or import                      and over-the-counter drug products);
                                                 importers) of mercury: Amount of                        mercury or mercury-added products, or                 Cleaning products (not registered as
                                                 mercury manufactured (other than                        otherwise intentionally use mercury in                pesticides under the Federal Insecticide,
                                                 imported) per year (lbs.); Amount of                    a manufacturing process, but engage in                Fungicide, and Rodenticide Act);
                                                 mercury stored per year (lbs.); Amount                  the supply, use, and trade of mercury in              Pesticides; Paints; Dyes; Reagents (e.g.,
                                                 of mercury distributed in commerce per                  the United States.                                    catalysts, buffers, fixatives); Other
                                                 year (lbs.).                                               2. Specific Reporting Requirements.                (specify).
                                                    c. Importers of any mercury-added                    To better understand the categories of                   • Lighting, lamps, bulbs: Linear
                                                 product other than a product that                       mercury-added products and otherwise                  fluorescent; Compact fluorescent; U-
                                                 contains a component that is a mercury-                 intentional use of mercury in a                       tube and circular fluorescent; Cold
                                                 added product (NOTE—see Unit III.D.):                   manufacturing process, the Agency also                cathode fluorescent; External electrode
                                                 Amount of mercury in imported                           proposes to require reporters to identify             fluorescent; Mercury vapor; Metal
                                                 products per year (lbs.); Amount of                     the specific categories and subcategories             halide; High pressure sodium; Mercury
                                                 mercury in products distributed in                      of products and functional uses for                   short arc; Neon; Other (specify).
                                                 domestic commerce per year (lbs.);                      which quantitative data is reported. The                 • Measuring instruments: Barometer;
                                                 Amount of mercury in exported                           Agency believes this is an appropriate                Fever thermometer; Flow meter;
                                                 products per year (lbs.).                               interpretation of the direction to                    Hydrometer; Hygrometer/psychrometer;
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                                                    d. Manufacturers (other than                         ‘‘identify any manufacturing processes                Manometer; Non-fever thermometer;
                                                 importers) of any mercury-added                         or products that intentionally add                    Pyrometer; Sphygmomanometer; Other
                                                 product other than a product that                       mercury,’’ which, in turn, could inform               (specify).
                                                 contains a component that is a mercury-                 how to ‘‘recommend actions, including                    • Pump seals.
                                                 added product (NOTE—see Unit III.D.):                   proposed revisions of Federal law or                     • Switches, relays, sensors, valves:
                                                 Amount of mercury in manufactured                       regulations, to achieve further                       Tilt switch; Vibration switch; Float
                                                 (other than imported) products per year                 reductions in mercury use’’ (15 U.S.C.                switch; Pressure switch; Temperature
                                                 (lbs.); Amount of mercury in products                   2607(b)(10)(C)). Persons required to                  switch; Displacement relay; Wetted reed


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                                                 49578                 Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                 relay; Contact relay; Flame sensor;                     much as possible, the Agency would                    publication deadline (April 1). The
                                                 Thermostat; Other (specify).                            design all requirements to be answered                Agency then considered whether it was
                                                    • Miscellaneous mercury-added                        only where a reporter engages in the                  feasible to select a date and reporting
                                                 products: Wheel weights; Wheel                          specific activity from the inclusive list             frequency that would coincide with the
                                                 rotation balancers/stabilizers; Firearm                 of options. In fact, EPA believes that it             IMERC, CDR rule, and TRI program
                                                 recoil suppressors; Carburetor                          is unlikely that the typical reporter                 reporting deadlines, so as not to impose
                                                 synchronizers; Joint support/shock                      would be engaged in and, as a result, be              an additional date for those that might
                                                 absorption bands; Other (specify).                      required to answer all, or even many, of              be required to report to multiple
                                                    b. Intentional mercury use in                        the proposed reporting requirements.                  systems. Due to the incongruities of
                                                 manufacturing processes. Based on the                   Nonetheless, to the extent that the                   frequency of collection among the
                                                 current knowledge of manufacturing                      proposed reporting process can be                     proposed rule (triennial cycle—
                                                 processes involving the otherwise                       streamlined, the Agency welcomes                      publication date of April 1), IMERC
                                                 intentional use of mercury, EPA                         comment on the proposed general,                      (triennial cycle—reporting deadline of
                                                 proposes the following manufacturing                    specific, and contextual reporting                    April 1), the CDR rule (quadrennial
                                                 processes for which mercury may be                      requirements. In addition, the Agency                 cycle—reporting deadline of September
                                                 intentionally used: Chlorine production                 requests comment on whether such                      30), and TRI program (annual cycle—
                                                 (e.g., mercury-cell chlor-alkali process);              reporting requirements should be added                reporting deadline of July 1), the Agency
                                                 Acetaldehyde production; Vinyl                          or eliminated.                                        determined that attempting to
                                                 chloride monomer production; Sodium/                                                                          coordinate with each program would be
                                                 potassium methylate/ethylate                            F. Frequency of Inventory Publication
                                                                                                                                                               more confusing for reporters, would not
                                                 production; Polyurethane/plastic                           TSCA section 8(b)(10)(B) sets the date             allow for ample time to review and
                                                 production; Other (specify).                            for publication of initial and                        coordinate similar data (e.g.,
                                                    EPA proposes the following list of                   subsequent, triennial iterations of the               mismatched dates for reporting deadline
                                                 uses of mercury in the aforementioned                   mercury inventory to commence on                      and inventory publication between CDR
                                                 manufacturing processes: Catalyst;                      April 1, 2017 (15 U.S.C. 8(b)(10)(B)).                rule and the proposed rule), and could
                                                 Reactant; Reagent; Other (specify).                     Therefore, EPA expects to publish the                 result in gaps of up to several years
                                                    3. Contextual Reporting                              first mercury inventory supported by                  between the availability of most
                                                 Requirements. Within certain sectors of                 the proposed reporting requirements by                applicable information (e.g., principal
                                                 the mercury market, the Agency                          April 1, 2020 and every three years                   reporting year data for the CDR rule).
                                                 determined that additional data                         thereafter.                                              Based on such considerations, the
                                                 requirements are important to provide                                                                         Agency determined that coinciding with
                                                                                                         G. Frequency of Data Collection and
                                                 context to the quantitative data                                                                              the triennial IMERC frequency of
                                                                                                         Reporting Deadline
                                                 reported. While the individual                                                                                collection is appropriate given the
                                                 quantities and overarching, categorical                    TSCA section 8(b)(10)(D) provides the              mercury inventory publication schedule
                                                 sums can help to fulfill the statutory                  authority to promulgate the rule being                is also triennial. In addition, the Agency
                                                 mandate to identify manufacturing                       proposed here to assist in the                        is proposing to set the mercury
                                                 processes or products that intentionally                preparation of the triennial inventory                inventory reporting deadline to coincide
                                                 add mercury, EPA seeks to collect                       publication (15 U.S.C. 8(b)(10)(D)), but              with the TRI program deadline in an
                                                 information to more thoroughly describe                 TSCA offers no guidance on the                        effort to align with a date with which
                                                 such activities and enhance efforts to                  frequency of collection or reporting                  certain, potential reporters might
                                                 recommend actions to achieve further                    deadline. To attempt to minimize                      already be familiar. Therefore, EPA
                                                 reductions in mercury use, as mandated                  reporting obligations, the Agency                     proposes to establish a July 1st reporting
                                                 in TSCA section 8(b)(10)(C). Examples                   compared the respective collection                    deadline for 2019 and every three years
                                                 of such data requirements include                       frequencies and reporting deadlines for               thereafter. Data submitted should cover
                                                 descriptions of countries of origin or                  IMERC, the CDR rule, and the TRI                      only the calendar year preceding the
                                                 destination for reported import and                     program to when EPA is required to                    year in which the reporting deadline
                                                 export quantities, as well as NAICS                     publish the mercury inventory. TSCA                   occurs (e.g., data for calendar year
                                                 codes for purchasing or receiving                       section 8(b)(10)(B), (15 U.S.C.                       January 1 to December 31, 2018 reported
                                                 industries for mercury or mercury-                      8(b)(10)(B)), sets a publication date for             on or before July 1, 2019). The Agency
                                                 added products distributed in                           the mercury inventory that falls on the               notes that IMERC ‘‘Product
                                                 commerce. In order to fully understand                  reporting deadline for IMERC: April 1 in              Notification’’ requirements are intended
                                                 the supply, use, and trade or mercury in                a triennial cycle starting in April 2017.             to inform consumers, recyclers, policy
                                                 the United States, EPA proposes the                     Data collected under the CDR rule is                  makers, and others about the total
                                                 following reporting requirements:                       submitted to the Agency on a                          amount of mercury in the specific
                                                    a. For imports of mercury or mercury-                quadrennial cycle; the next reporting                 products that were sold in the United
                                                 added products: Country of origin.                      cycle will occur in 2020, with a                      States in a given year. EPA seeks
                                                    b. For mercury or mercury-added                      reporting deadline of September 2020.                 comment on the proposed timelines and
                                                 products distributed in commerce:                       The TRI program collects and publishes                reporting deadlines proposed.
                                                 Identify the applicable purchasing or                   data on an annual cycle with a reporting                 EPA notes that there would be some
                                                 receiving industry sectors via NAICS                    deadline of July 1 of each year.                      discrepancies between the proposed
                                                 codes.                                                     EPA recognizes that the mercury                    rule and IMERC deadlines (e.g., the
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                                                    c. For exported mercury or mercury-                  inventory reporting deadline would                    Agency’s inventory publishing deadline
                                                 added products: Destination country.                    need to allow for an appropriate amount               is the same day as IMERC reporting
                                                    The Agency determined that the                       of time for quality control and assurance             deadline). However, the Agency would
                                                 combination of general, specific, and                   to be performed by EPA staff before the               look to statutory provisions calling for
                                                 contextual reporting requirements                       inventory is published. As such, the                  coordination with IMERC to reconcile
                                                 provides for the body of information                    Agency concluded that the proposed                    such concerns. In addition, the Agency’s
                                                 required to fulfill statutory mandates of               reporting deadline would need to occur                intent to avoid duplicative reporting of
                                                 TSCA sections 8(b)(10)(B) and (C). As                   at least several months in advance of the             quantitative data could result in reliance


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                                                                       Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                            49579

                                                 on information reported to other data                   Guide.pdf. The registrant would also                       Geneva, Switzerland. vi + 263 pp.
                                                 collection systems in differing reporting               select a role and complete an electronic                   Available at http://apps.unep.org/piwik/
                                                 years (i.e., current reporters to IMERC                 signature agreement either through                         download.php?file=/publications/
                                                 and the CDR rule). For the reasons                      electronic validation using the                            pmtdocuments/-Technical%20
                                                 described above, EPA believes the                       LexisNexis services or through wet ink                     background%20report%20for
                                                 proposed reporting parameters would                     signature. Once registration and the                       %20the%20global%20mercury%20
                                                 provide for the most convenience and                    electronic signature agreement are                         assessment%20-2013TechBackRep
                                                 least burden to potential reporters and                 complete, the user would prepare a                         GMA2013.pdf.
                                                 the Agency. Nonetheless, EPA requests                   submission. EPA is proposing                          6. EPA. Basic Information about Mercury.
                                                 comment on the proposed frequency of                    mandatory electronic reporting because                     (No date). Available at https://
                                                 data collection, reporting deadline, and                such a requirement would streamline                        www.epa.gov/mercury/basic-
                                                 timeline.                                               the reporting process and reduce the                       information-about-mercury. [Accessed
                                                                                                         administrative costs associated with                       August 4, 2017].
                                                 H. Recordkeeping                                                                                              7. EPA. Health Effects of Exposures to
                                                                                                         information submission and
                                                    Consistent with the proposed                         recordkeeping. The effort to eliminate                     Mercury. (No date). Available at https://
                                                 triennial reporting and publication cycle               paper-based submissions in favor of                        www.epa.gov/mercury/health-effects-
                                                 for the mercury inventory, EPA                                                                                     exposures-mercury. [Accessed August 4,
                                                                                                         CDX reporting is part of broader
                                                 proposes that each person who is                                                                                   2017].
                                                                                                         government efforts to move to modern,
                                                 subject to the reporting requirements                                                                         8. EPA. EPA’s Roadmap for Mercury, EPA–
                                                                                                         electronic methods of information
                                                 must retain records that document any                                                                              747R–06–001. July 2006. Available at
                                                                                                         gathering. Electronic reporting allows
                                                 information reported to EPA. Records                                                                               http://www.epa.gov/hg/roadmap.htm.
                                                                                                         for more efficient data transmittal and a
                                                 relevant to reporting during a                                                                                9. EPA. Subpoena and Information Request.
                                                                                                         reduction in errors with the built-in
                                                 submission period must be retained for                                                                             March 20, 2015. Available at https://
                                                                                                         validation procedures. EPA determined                      www.epa.gov/mercury/2015-subpoena-
                                                 a period of 3 years beginning on the last               the adoption of electronic reporting
                                                 day of the submission period.                                                                                      and-information-request-epa-mercury-
                                                                                                         reduces the reporting burden for                           recyclers.
                                                 Submitters are encouraged to retain                     submitters by reducing the cost and
                                                 their records longer than 3 years to                                                                          10. EPA. Chemical Data Reporting under the
                                                                                                         time required to review. Nonetheless,                      Toxic Substances Control Act. (No date).
                                                 ensure that past records are available as               the Agency requests comment on its
                                                 a reference when new submissions are                                                                               Available at https://www.epa.gov/
                                                                                                         proposal to require mandatory                              chemical-data-reporting. [Accessed
                                                 being generated.                                        electronic reporting.                                      August 4, 2017].
                                                 I. Reporting Requirements and                           IV. Request for Comment                               11. EPA. Toxics Release Inventory (TRI)
                                                 Confidential Business Information                                                                                  Program. (No date). Available at https://
                                                                                                           In addition to the areas where EPA                       www.epa.gov/toxics-release-inventory-
                                                    Reporters to the information                         has specifically requested comment,
                                                 collection of the proposed rule may                                                                                tri-program. [Accessed August 4, 2017].
                                                                                                         EPA requests comment on all other                     12. EPA. TSCA Chemical Data Reporting Fact
                                                 claim that their submitted information                  aspects of this proposed rule.
                                                 is CBI. The statutory provisions for CBI                                                                           Sheet: Articles. 2012. Available at
                                                 under TSCA are at Section 14 of the law                 V. References                                              https://www.epa.gov/sites/production/
                                                 (15 U.S.C. 2613).                                                                                                  files/documents/articlesfactsheetforcdr_
                                                                                                           The following is a listing of the                        reporting_080312.pdf.
                                                 J. Electronic Reporting                                 documents that are specifically                       13. USITC. Guide to Foreign Trade
                                                                                                         referenced in this document. The docket                    Statistics—Description of the Foreign
                                                    EPA is proposing to require electronic               includes these documents and other
                                                 reporting of the mercury inventory data,                                                                           Trade Statistical Program. (No date).
                                                                                                         information considered by EPA,                             Available at https://www.census.gov/
                                                 using an Agency-provided, web-based                     including documents that are referenced
                                                 reporting software to submit mercury                                                                               foreign-trade/guide/sec2.html. [Accessed
                                                                                                         within the documents that are included                     August 4, 2017].
                                                 inventory reports through the Internet to               in the docket, even if the referenced
                                                 EPA’s Central Data Exchange (CDX).                                                                            14. NEWMOA. Instructions—Mercury-added
                                                                                                         document is not physically located in                      Product Notification Form, Version for
                                                 CDX provides the capability for                         the docket. For assistance in locating
                                                 submitters to access their data through                                                                            Use by a Single Manufacturer,
                                                                                                         these other documents, please consult                      Distributor/Wholesaler, or Importer.
                                                 the use of web services. For more                       the technical person listed under FOR
                                                 information about CDX, go to http://                                                                               August 2011. Available at
                                                                                                         FURTHER INFORMATION CONTACT.                               www.newmoa.org/prevention/mercury/
                                                 epa.gov/cdx.
                                                    Should EPA adopt a mandatory                         1. EPA. Mercury; Initial Inventory Report of               imerc/InstructionsMultiple.doc.
                                                 electronic reporting requirement,                           Supply, Use, and Trade. (82 FR. 15522;            15. NEWMOA. Mercury-Added Products
                                                 submitters would be required to register                    March 29, 2017).                                       Database. (No date). Available at http://
                                                                                                         2. UNEP. Minamata Convention on Mercury.                   www.newmoa.org/prevention/mercury/
                                                 with EPA’s CDX, complete an electronic                      (No date). Available at http://                        imerc/notification/. [Accessed August 4,
                                                 signature agreement, and to prepare a                       www.mercuryconvention.org. [Accessed                   2017].
                                                 data file for submission. To submit                         August 4, 2017].                                  16. U.S. Food and Drug Administration.
                                                 electronically to EPA via CDX,                          3. EPA. Economic Analysis for the Proposed
                                                                                                                                                                    Mercury Poisoning Linked to Skin
                                                 individuals must first register with that                   Reporting Requirements for the TSCA
                                                                                                             Mercury Inventory. August 2, 2017.                     Products. (July 26, 2016). Available at
                                                 system at http://cdx.epa.gov/epa_
                                                                                                                                                                    https://www.fda.gov/forconsumers/
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                                                 home.asp. To register in CDX, the CDX                   4. EPA. TSCA Chemical Substance Inventory.
                                                                                                             (No date). Available at https://                       consumerupdates/ucm294849.htm.
                                                 registrant agrees to the Terms and                                                                                 [Accessed October 3, 2017].
                                                 Conditions, provides information about                      www.epa.gov/tsca-inventory. [Accessed
                                                                                                             August 4, 2017].                                  17. EPA. Collection of Information for
                                                 the submitter and organization, selects a               5. AMAP/UNEP. Technical Background                         Mercury Inventory Reporting Rule; EPA
                                                 user name and password, and follows                         Report for the Global Mercury                          ICR No. 2567.01; OMB Control No.:
                                                 the procedures outlined in the guidance                     Assessment 2013. 2013. Arctic                          2070–NEW. [Month DD], 2017.
                                                 document for CDX available at https://                      Monitoring and Assessment Programme,
                                                 cdx.epa.gov/TSCA/eTSCA-Registration                         Oslo, Norway/UNEP Chemicals Branch,



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                                                 49580                 Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                 VI. Statutory and Executive Order                       States. Respondents may claim some of                 number of small entities under the RFA.
                                                 Reviews                                                 the information reported to EPA under                 The small entities subject to the
                                                                                                         the proposed rule as CBI under TSCA                   requirements of this action include
                                                 A. Executive Order 12866: Regulatory
                                                                                                         section 14. TSCA section 14(c) requires               those that manufactures, including
                                                 Planning and Review and Executive
                                                                                                         a supporting statement and certification              imports, mercury or mercury-added
                                                 Order 13563: Improving Regulation and
                                                 Regulatory Review                                       for confidentiality claims asserted after             products (manufacturers), or otherwise
                                                                                                         June 22, 2016.                                        intentionally uses mercury in a
                                                   This action is a significant regulatory                  EPA estimated total burden and costs               manufacturing process (processors). To
                                                 action that was submitted to the Office                 to industry associated with the                       identify the number of firms that are
                                                 of Management and Budget (OMB) for                      proposed rule over the first three years              subject to the rule and considered small
                                                 review under Executive Orders 12866                     of its promulgation (Ref. 3). For the 750             under SBA size standards, EPA
                                                 (58 FR 51735, October 4, 1993) and                      companies anticipated to be subject to                compared the appropriate SBA size
                                                 13563 (76 FR 3821, January 21, 2011).                   the proposed reporting requirements,                  definition to the company’s revenue or
                                                 Any changes made in response to OMB                     the average per respondent burden
                                                 recommendations have been                                                                                     number of employees, as identified
                                                                                                         hours for Year 1 (of a triennial cycle for            using Dun and Bradstreet or other
                                                 documented in the docket for this                       submitting information) was estimated
                                                 action.                                                                                                       market research Web sites. Of the 506
                                                                                                         to be 98.94 hours (Ref. 3). Years 2 and               parent companies that are subject to the
                                                 B. Executive Order 13771: Reducing                      3 are not data collection years, so there             rule, 211 companies (42 percent) meet
                                                 Regulations and Controlling Regulatory                  is no cost associated with the proposed               the SBA small business definitions for
                                                 Costs                                                   rule during these years (Ref. 3).                     their respective NAICS classifications.
                                                                                                         Therefore, the average for total burden
                                                    This action is expected to be subject                hours per the three-year reporting cycle                The small entity analysis estimated
                                                 to the requirements for regulatory                      is 32.94 hours per year (Ref. 3).                     that 1 parent company (0.46 percent of
                                                 actions specified in Executive Order                       Respondents/affected entities:                     total entities) would incur an impact of
                                                 13771 (82 FR 9339, February 3, 2017).                   Manufacturers, importers, and                         3 percent or greater, and 3 parent
                                                 EPA prepared an analysis of the                         processors of mercury.                                companies (1.39 percent of total
                                                 estimated costs and benefits associated                    Respondent’s obligation to respond:                entities) would incur an impact of 1 to
                                                 with this action. This analysis,                        Mandatory (15 U.S.C. 2607(b)(10)(D)).                 3 percent. Details of this analysis are
                                                 ‘‘Economic Analysis for the Proposed                       Estimated number of respondents:                   included in the accompanying
                                                 Reporting Requirements for the TSCA                     750.                                                  Economic Analysis for this Rule (Ref. 3).
                                                 Mercury Inventory’’ (Economic                              Frequency of response: Triennially.
                                                 Analysis, Ref. 3) is available in the                      Total estimated annual burden:                     E. Unfunded Mandates Reform Act
                                                 docket and is summarized in Unit I.E.                   24,734 hours (averaged over 3 years).                 (UMRA)
                                                 C. Paperwork Reduction Act (PRA)                        Burden is defined at 5 CFR 1320.3(b).
                                                                                                            Total estimated annual cost:                         This action does not contain an
                                                    The information collection activities                $1,985,446 (averaged over 3 years),                   unfunded mandate of $100 million or
                                                 in this proposed rule have been                         includes $0 annualized capital or                     more as described in UMRA, 2 U.S.C.
                                                 submitted for approval to the Office of                 operation and maintenance costs.                      1531 through 1538, and does not
                                                 Management and Budget (OMB) under                          An agency may not conduct or                       significantly or uniquely affect small
                                                 the PRA, 44 U.S.C. 3501 et seq. The                     sponsor, and a person is not required to              governments. As such, the requirements
                                                 Information Collection Request (ICR)                    respond to, a collection of information               of sections 202, 203, 204, or 205 of
                                                 document that the EPA prepared has                      unless it displays a currently valid OMB              UMRA do not apply to this action.
                                                 been assigned EPA ICR number 2567.01                    control number. The OMB control
                                                 (Ref. 17). You can find a copy of the ICR                                                                     F. Executive Order 13132: Federalism
                                                                                                         numbers for the EPA’s regulations in 40
                                                 in the docket for this rule, and it is                  CFR are listed in 40 CFR part 9.                         This action does not have federalism
                                                 briefly summarized here.                                   Submit your comments on the                        implications, as specified in Executive
                                                    The reporting requirements identified                Agency’s need for this information, the               Order 13132 (64 FR 43255, August 10,
                                                 in the proposed rule would provide EPA                  accuracy of the provided burden                       1999). It will not have substantial direct
                                                 with information necessary to prepare                   estimates and any suggested methods                   effects on the States, on the relationship
                                                 and periodically update an inventory of                 for minimizing respondent burden to                   between the national government and
                                                 mercury supply, use, and trade in the                   the EPA using the docket identified at                the States, or on the distribution of
                                                 United States, as required by TSCA                      the beginning of this rule. You may also              power and responsibilities among the
                                                 section 8(b)(10)(D). These proposed                     send your ICR-related comments to
                                                 reporting requirements would help the                                                                         various levels of government.
                                                                                                         OMB’s Office of Information and
                                                 Agency to prepare subsequent, triennial                 Regulatory Affairs via email to oira_                 G. Executive Order 13175: Consultation
                                                 publications of the inventory, as well as               submissions@omb.eop.gov, Attention:                   and Coordination With Indian Tribal
                                                 to carry out the requirement of TSCA                    Desk Officer for the EPA. Since OMB is                Governments
                                                 section 8(b)(10)(C) to identify any                     required to make a decision concerning
                                                 manufacturing processes or products                     the ICR between 30 and 60 days after                     This action does not have tribal
                                                 that intentionally add mercury and                      receipt, OMB must receive comments no                 implications as specified in Executive
                                                 recommend actions, including proposed                   later than November 27, 2017. The EPA                 Order 13175 (65 FR 67249, November 9,
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                                                 revisions of Federal law or regulations,                will respond to any ICR-related                       2000). It will not have any effect on
                                                 to achieve further reductions in mercury                comments in the final rule.                           tribal governments, on the relationship
                                                 use. EPA intends to use information                                                                           between the Federal government and
                                                 collected under the rule to assist in                   D. Regulatory Flexibility Act (RFA)                   the Indian tribes, or on the distribution
                                                 efforts to reduce the use of mercury in                   Pursuant to section 605(b) of the RFA,              of power and responsibilities between
                                                 products and processes and to facilitate                5 U.S.C. 601 et seq., I certify that this             the Federal government and Indian
                                                 reporting on implementation of the                      action will not have a significant                    tribes, as specified in the Order. Thus,
                                                 Minamata Convention by the United                       economic impact on a substantial                      EO 13175 does not apply to this action.


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                                                                       Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                         49581

                                                 H. Executive Order 13045: Protection of                 PART 713—REPORTING                                    obtaining an immediate or eventual
                                                 Children From Environmental Health                      REQUIREMENTS FOR THE TSCA                             commercial advantage for the importer,
                                                 Risks and Safety Risks                                  INVENTORY OF MERCURY SUPPLY,                          except:
                                                                                                         USE, AND TRADE                                           (A) Mercury generated as a byproduct
                                                   EPA interprets Executive Order 13045                                                                        not used for commercial purposes or an
                                                 (62 FR 19885, April 23, 1997) as                        Sec.                                                  impurity; or
                                                 applying only to those regulatory                       713.1 Purpose, scope, and compliance.                    (B) A product that contains a
                                                 actions that concern environmental                      713.5 Mercury for which information must              component that is a mercury-added
                                                 health or safety risks that EPA has                          be reported.                                     product.
                                                 reason to believe may                                   713.7 Mercury for which reporting is not                 (2) Manufacture (other than import) of
                                                                                                              required.                                        mercury or a mercury-added product
                                                 disproportionately affect children, per                 713.9 General requirements for which
                                                 the definition of ‘‘covered regulatory                       information must be reported.                    with the purpose of obtaining an
                                                 action’’ in section 2–202 of the                        713.11 Specific requirements for which                immediate or eventual commercial
                                                 Executive Order. This action is not                          information must be reported.                    advantage for the manufacturer, except
                                                 subject to Executive Order 13045                        713.13 Contextual requirements for which              a product that contains a component
                                                                                                              information must be reported.                    that is a mercury-added product.
                                                 because it does not concern an                          713.15 Persons who must report.                          (3) Intentional use of mercury in a
                                                 environmental health risk or safety risk,               713.17 Persons not subject to this part.              manufacturing process, other than the
                                                 nor is this action economically                         713.19 Reporting information to EPA.                  manufacture of a mercury compound or
                                                 significant as the impact of this action                713.21 When to report.
                                                                                                                                                               a mercury-added product, with the
                                                 will be less than $100 million.                         713.23 Recordkeeping requirements.
                                                                                                         713.25 Electronic filing.                             purpose of obtaining an immediate or
                                                 I. Executive Order 13211: Actions                                                                             eventual commercial advantage for the
                                                 Concerning Regulations That                               Authority: 15 U.S.C. 2607(b)(10)(D).                processor, except mercury generated as
                                                 Significantly Affect Energy Supply,                                                                           a byproduct not used for commercial
                                                                                                         § 713.1    Purpose, scope, and compliance.
                                                 Distribution, or Use                                                                                          purposes.
                                                                                                            (a) This part specifies reporting and                 (4) Distribution in commerce,
                                                   This proposed rule is not subject to                  recordkeeping procedures under section                including domestic sale or transfer, of
                                                 Executive Order 13211 (66 FR 28355,                     8(b)(10) of the Toxic Substances Control              mercury or a mercury-added product.
                                                                                                         Act (TSCA) (15 U.S.C. 2607(b)(10)) for                   (5) Storage of mercury after
                                                 May 22, 2001) because it is not expected
                                                                                                         certain manufacturers (including                      manufacture (including import).
                                                 to affect energy supply, distribution, or
                                                                                                         importers) and processers of mercury as                  (6) Export of mercury or a mercury-
                                                 use.
                                                                                                         defined in section 8(b)(10)(A) to include             added product, including the
                                                 J. National Technology Transfer and                     elemental mercury and mercury                         determining and controlling the sending
                                                 Advancement Act (NTTAA)                                 compounds. Section 8(b)(10)(D) of                     of mercury (unless specifically
                                                                                                         TSCA authorizes the EPA Administrator                 prohibited) or a mercury-added product
                                                   Since this action does not involve any                to require reporting from any person                  to a destination out of the customs
                                                 technical standards, section 12(d) of                   who manufactures mercury or mercury-                  territory of the United States.
                                                 NTTAA, 15 U.S.C. 272 note, does not                     added products or otherwise                              (d) Section 15(3) of TSCA makes it
                                                 apply to this section.                                  intentionally uses mercury in a                       unlawful for any person to fail or refuse
                                                                                                         manufacturing process to carry out and                to submit information required under
                                                 K. Executive Order 12898: Federal                       publish in the Federal Register an
                                                 Actions To Address Environmental                                                                              this part. In addition, TSCA section
                                                                                                         inventory of mercury supply, use, and                 15(3) makes it unlawful for any person
                                                 Justice in Minority Populations and                     trade in the United States. In                        to fail to keep, and permit access to,
                                                 Low-Income Populations                                  administering this mercury inventory,                 records required by this part. Section 16
                                                   This action is not subject to Executive               EPA will identify any manufacturing                   of TSCA provides that any person who
                                                                                                         processes or products that intentionally              violates a provision of TSCA section 15
                                                 Order 12898 (59 FR 7629, February 16,
                                                                                                         add mercury and recommend actions,                    is liable to the United States for a civil
                                                 1994) because it does not establish an
                                                                                                         including proposed revisions of Federal               penalty and may be criminally
                                                 environmental health or safety standard.
                                                                                                         law or regulations, to achieve further                prosecuted. Pursuant to TSCA section
                                                 This action establishes an information                  reductions in mercury use. EPA intends
                                                 requirement and does not affect the                                                                           17, the Federal Government may seek
                                                                                                         to use the collected information to                   judicial relief to compel submission of
                                                 level of protection provided to human                   implement TSCA and shape the                          TSCA section 8 information and to
                                                 health or the environment.                              Agency’s efforts to recommend actions,                otherwise restrain any violation of
                                                 List of Subjects in 40 CFR Part 713                     both voluntary and regulatory, to reduce              TSCA section 15.
                                                                                                         the use of mercury in commerce. In so                    (e) Each person who reports under
                                                   Environmental protection, Mercury,                    doing, the Agency will conduct timely                 this part must certify the accuracy of its
                                                 Elemental mercury, Mercury                              evaluation and refinement of these                    information and maintain records that
                                                 compounds, Inventory, Supply, Use,                      reporting requirements so that they are               document information reported under
                                                 Trade, Manufacture, Import, Export.                     efficient and non-duplicative for                     this part and, in accordance with TSCA,
                                                                                                         reporters.                                            permit access to, and the copying of,
                                                   Dated: October 19, 2017.
                                                                                                            (b) This part applies to the activities            such records by EPA officials.
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                                                 E. Scott Pruitt,                                        associated with the periodic publication
                                                 Administrator.                                          of information on mercury supply, use,                § 713.5 Mercury for which information
                                                                                                         and trade in the United States.                       must be reported.
                                                   Therefore, it is proposed that 40 CFR
                                                                                                            (c) For purposes of this part, the                    (a) Elemental mercury (Chemical
                                                 chapter I, subchapter R, be amended by
                                                                                                         reporting for mercury supply, use, and                Abstracts Registry Number 7439–97–6);
                                                 adding a new part 713 to read as                                                                              or
                                                                                                         trade includes the following activities:
                                                 follows:                                                   (1) Import of mercury or a mercury-                   (b) A mercury compound, including
                                                                                                         added product with the purpose of                     but not limited to the mercury


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                                                 49582                      Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                 compounds listed in Table 1 of this part
                                                 by Chemical Abstracts Registry Number:

                                                                                                                      TABLE 1—MERCURY COMPOUNDS
                                                            Chemical abstracts                                                                           Mercury compound
                                                               registry No.

                                                 10045–94–0 ....................................      Nitric acid, mercury(2+) salt (2:1).
                                                 100–57–2 ........................................    Mercury, hydroxyphenyl-.
                                                 10112–91–1 ....................................      Mercury chloride (Hg2Cl2).
                                                 10124–48–8 ....................................      Mercury amide chloride (Hg(NH2)Cl).
                                                 103–27–5 ........................................    Mercury, phenyl(propanoato-.kappa.O)-.
                                                 10415–75–5 ....................................      Nitric acid, mercury(1+) salt (1:1).
                                                 104–60–9 ........................................    Mercury, (9-octadecenoato-.kappa.O)phenyl-.
                                                 1191–80–6 ......................................     9-Octadecenoic acid (9Z)-, mercury(2+) salt (2:1).
                                                 12068–90–5 ....................................      Mercury telluride (HgTe).
                                                 13170–76–8 ....................................      Hexanoic acid, 2-ethyl-, mercury(2+) salt (2:1).
                                                 13302–00–6 ....................................      Mercury, (2-ethylhexanoato-.kappa.O)phenyl-.
                                                 1335–31–5 ......................................     Mercury cyanide oxide (Hg2(CN)2O).
                                                 1344–48–5 ......................................     Mercury sulfide (HgS).
                                                 1345–09–1 ......................................     Cadmium mercury sulfide.
                                                 13876–85–2 ....................................      Mercurate(2-), tetraiodo-, copper(1+) (1:2), (T–4)-.
                                                 138–85–2 ........................................    Mercurate(1-), (4-carboxylatophenyl)hydroxy-, sodium (1:1).
                                                 141–51–5 ........................................    Mercury, iodo(iodomethyl)-.
                                                 14783–59–6 ....................................      Mercury, bis[(2-phenyldiazenecarbothioic acid-.kappa.S) 2-phenylhydrazidato-.kappa.N2]-, (T–4)-.
                                                 15385–58–7 ....................................      Mercury, dibromodi-, (Hg-Hg).
                                                 15785–93–0 ....................................      Mercury, chloro[4-[(2,4-dinitrophenyl)amino]phenyl]-.
                                                 15829–53–5 ....................................      Mercury oxide (Hg2O).
                                                 1600–27–7 ......................................     Acetic acid, mercury(2+) salt (2:1).
                                                 1785–43–9 ......................................     Mercury, chloro(ethanethiolato)-.
                                                 19447–62–2 ....................................      Mercury, (acetato-.kappa.O)[4-[2-[4-(dimethylamino)phenyl]diazenyl]phenyl]-.
                                                 20582–71–2 ....................................      Mercurate(2-), tetrachloro-, potassium (1:2), (T–4)-.
                                                 20601–83–6 ....................................      Mercury selenide (HgSe).
                                                 21908–53–2 ....................................      Mercury oxide (HgO).
                                                 22450–90–4 ....................................      Mercury(1+), amminephenyl-, acetate (1:1).
                                                 24579–90–6 ....................................      Mercury, chloro(2-hydroxy-5-nitrophenyl)-.
                                                 24806–32–4 ....................................      Mercury, [.mu.-[2-dodecylbutanedioato(2-)-.kappa.O1:.kappa.O4]]diphenyldi-.
                                                 26545–49–3 ....................................      Mercury, (neodecanoato-.kappa.O)phenyl-.
                                                 27685–51–4 ....................................      Cobaltate(2-), tetrakis(thiocyanato-.kappa.N)-, mercury(2+) (1:1), (T–4)-.
                                                 29870–72–2 ....................................      Cadmium mercury telluride ((Cd,Hg)Te).
                                                 3294–57–3 ......................................     Mercury, phenyl(trichloromethyl)-.
                                                 33770–60–4 ....................................      Mercury, [3,6-dichloro-4,5-di(hydroxy-.kappa.O)-3,5-cyclohexadiene-1,2-dionato(2-)]-.
                                                 3570–80–7 ......................................     Mercury, bis(acetato-.kappa.O)[.mu.-(3′,6′-dihydroxy-3-oxospiro[isobenzofuran-1(3H),9′-[9H]xanthene]-2′,7′-
                                                                                                        diyl)]di-.
                                                 537–64–4 ........................................    Mercury, bis(4-methylphenyl)-.
                                                 539–43–5 ........................................    Mercury, chloro(4-methylphenyl)-.
                                                 54–64–8 ..........................................   Mercurate(1-), ethyl[2-(mercapto-.kappa.S)benzoato(2-)-.kappa.O]-, sodium (1:1).
                                                 55–68–5 ..........................................   Mercury, (nitrato-.kappa.O)phenyl-.
                                                 56724–82–4 ....................................      Mercury, phenyl[(2-phenyldiazenecarbothioic acid-.kappa.S) 2-phenylhydrazidato-.kappa.N2]-.
                                                 587–85–9 ........................................    Mercury, diphenyl-.
                                                 592–04–1 ........................................    Mercury cyanide (Hg(CN)2).
                                                 592–85–8 ........................................    Thiocyanic acid, mercury(2+) salt (2:1).
                                                 593–74–8 ........................................    Mercury, dimethyl-.
                                                 59–85–8 ..........................................   Mercurate(1-), (4-carboxylatophenyl)chloro-, hydrogen.
                                                 623–07–4 ........................................    Mercury, chloro(4-hydroxyphenyl)-.
                                                 62–38–4 ..........................................   Mercury, (acetato-.kappa.O)phenyl-.
                                                 62638–02–2 ....................................      Cyclohexanebutanoic acid, mercury(2+) salt (2:1).
                                                 627–44–1 ........................................    Mercury, diethyl-.
                                                 6283–24–5 ......................................     Mercury, (acetato-.kappa.O)(4-aminophenyl)-.
                                                 628–86–4 ........................................    Mercury, bis(fulminato-.kappa.C)-.
                                                 629–35–6 ........................................    Mercury, dibutyl-.
                                                 63325–16–6 ....................................      Mercurate(2-), tetraiodo-, (T–4)-, hydrogen, compd. with 5-iodo-2-pyridinamine (1:2:2).
                                                 63468–53–1 ....................................      Mercury, (acetato-.kappa.O)(2-hydroxy-5-nitrophenyl)-.
                                                 63549–47–3 ....................................      Mercury, bis(acetato-.kappa.O)(benzenamine)-.
                                                 68201–97–8 ....................................      Mercury, (acetato-.kappa.O)diamminephenyl-, (T–4)-.
                                                 72379–35–2 ....................................      Mercurate(1-), triiodo-, hydrogen, compd. with 3-methyl-2(3H)-benzothiazolimine (1:1:1).
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                                                 7439–97–6 ......................................     Mercury.
                                                 7487–94–7 ......................................     Mercury chloride (HgCl2).
                                                 7546–30–7 ......................................     Mercury chloride (HgCl).
                                                 7616–83–3 ......................................     Perchloric acid, mercury(2+) salt (2:1).
                                                 7774–29–0 ......................................     Mercury iodide (HgI2).
                                                 7783–33–7 ......................................     Mercurate(2-), tetraiodo-, potassium (1:2), (T–4)-.
                                                 7783–35–9 ......................................     Sulfuric acid, mercury(2+) salt (1:1).
                                                 7783–39–3 ......................................     Mercury fluoride (HgF2).
                                                 7789–47–1 ......................................     Mercury bromide (HgBr2).



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                                                                               Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                                               49583

                                                                                                                     TABLE 1—MERCURY COMPOUNDS—Continued
                                                             Chemical abstracts                                                                                               Mercury compound
                                                                registry No.

                                                 90–03–9 ..........................................        Mercury, chloro(2-hydroxyphenyl)-.
                                                 94070–93–6 ....................................           Mercury, [.mu.-[(oxydi-2,1-ethanediyl 1,2-benzenedicarboxylato-.kappa.O2)(2-)]]diphenyldi-.



                                                 § 713.7 Mercury for which reporting is not                                    (5) Amount of mercury distributed in                         manufacture of a mercury compound or
                                                 required.                                                                  commerce (lbs.).                                                a mercury-added product, shall report,
                                                   (a) Mercury that is generated as a                                          (c) Persons who sell mercury-added                           as applicable:
                                                 byproduct not used for commercial                                          products, except a product that contains                           (1) Amount of mercury otherwise
                                                 purposes; or                                                               a component that is a mercury-added                             intentionally used (lbs.) in a
                                                   (b) Mercury-containing waste.                                            product, in IMERC Notification states                           manufacturing process;
                                                                                                                            shall report, as applicable:
                                                 § 713.9 General requirements for which                                        (1) Amount of mercury in                                        (2) Amount of mercury stored (lbs.);
                                                 information must be reported.                                                                                                                 (3) Amount of mercury in exported
                                                                                                                            manufactured (other than imported)
                                                    (a) Persons who manufacture                                             products (lbs.);                                                final product(s) (lbs.); or
                                                 (including import) mercury in amounts                                         (2) Amount of mercury in imported                               (4) Amount of mercury in final
                                                 greater than or equal to 2,500 pounds                                      products (lbs.); or                                             product(s) distributed in commerce
                                                 (lbs.) for elemental mercury or greater                                       (3) Amount of mercury in exported                            (lbs.).
                                                 than or equal to 25,000 lbs. for mercury                                   products (lbs.).
                                                 compounds for a specific reporting year                                       (d) All other persons who                                    § 713.11 Specific requirements for which
                                                 shall report, as applicable:                                               manufacture (including import)                                  information must be reported.
                                                    (1) Amount of mercury stored (lbs.);                                    mercury-added products, except a                                   (a) Any person who manufactures
                                                 or                                                                         product that contains a component that                          (including imports) mercury shall
                                                    (2) Amount of mercury distributed in                                    is a mercury-added product, shall                               specify, as applicable, the specific
                                                 commerce (lbs.)                                                            report, as applicable:
                                                    (b) All other persons who                                                                                                               mercury compound(s) from a pre-
                                                                                                                               (1) Amount of mercury in                                     selected list (as listed in Table 1 of this
                                                 manufacture (including import) mercury                                     manufactured (other than imported)
                                                 shall report, as applicable:                                                                                                               part).
                                                                                                                            products (lbs.);
                                                    (1) Amount of mercury manufactured                                         (2) Amount of mercury in imported                               (b) Any person who manufactures
                                                 (other than imported) (lbs.);                                              products (lbs.);                                                (including imports) a mercury-added
                                                    (2) Amount of mercury imported                                             (3) Amount of mercury in exported                            product, except manufacture (including
                                                 (lbs.);                                                                    products (lbs.);                                                import) of a product that contains a
                                                    (3) Amount of mercury exported                                             (4) Amount of mercury in products                            component that is a mercury-added
                                                 (lbs.), except mercury prohibited from                                     distributed in commerce (lbs.); or                              product, shall specify as applicable, the
                                                 export at 15 U.S.C. 2611(c)(1) and (7);                                       (e) Persons who otherwise                                    specific category(ies) and
                                                    (4) Amount of mercury stored (lbs.);                                    intentionally use mercury in a                                  subcategory(ies) from a pre-selected list,
                                                 or                                                                         manufacturing process, other than the                           as listed in Table 2 of this part:

                                                                                        TABLE 2—CATEGORIES AND SUBCATEGORIES OF MERCURY-ADDED PRODUCTS
                                                                                                Category                                                                                         Subcategory

                                                 Batteries ....................................................................................................   —Button cell, silver.
                                                                                                                                                                  —Button cell, zinc-air.
                                                                                                                                                                  —Button cell, alkaline.
                                                                                                                                                                  —Stacked button cell batteries.
                                                                                                                                                                  —Manganese oxide.
                                                                                                                                                                  —Silver oxide.
                                                                                                                                                                  —Mercuric oxide, non-button cell.
                                                                                                                                                                  —Button cell, mercuric oxide.
                                                                                                                                                                  —Button cell, zinc carbon.
                                                                                                                                                                  —Other (specify).
                                                 Dental amalgam .......................................................................................           [No subcategories].
                                                 Formulated products (includes uses in cosmetics, pesticides, and lab-                                            —Skin-lightening creams.
                                                   oratory chemicals).                                                                                            —Lotions.
                                                                                                                                                                  —Soaps and sanitizers.
                                                                                                                                                                  —Bath oils and salts.
                                                                                                                                                                  —Topical antiseptics.
                                                                                                                                                                  —Preservatives (e.g., for use in vaccines and eye-area cosmetics
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                                                                                                                                                                    when no preservative alternatives are available).
                                                                                                                                                                  —Pharmaceuticals (including prescription and over-the-counter drug
                                                                                                                                                                    products).
                                                                                                                                                                  —Cleaning products (not registered as pesticides under the Federal In-
                                                                                                                                                                    secticide, Fungicide, and Rodenticide Act).
                                                                                                                                                                  —Pesticides.
                                                                                                                                                                  —Paints.
                                                                                                                                                                  —Dyes.
                                                                                                                                                                  —Reagents (e.g., catalysts, buffers, fixatives).



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                                                 49584                        Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules

                                                                           TABLE 2—CATEGORIES AND SUBCATEGORIES OF MERCURY-ADDED PRODUCTS—Continued
                                                                                               Category                                                                                     Subcategory

                                                                                                                                                              —Other (specify).
                                                 Lighting, lamps, bulbs ...............................................................................       —Linear fluorescent.
                                                                                                                                                              —Compact fluorescent.
                                                                                                                                                              —U-tube and circular fluorescent.
                                                                                                                                                              —Cold cathode fluorescent.
                                                                                                                                                              —External electrode fluorescent.
                                                                                                                                                              —Mercury vapor.
                                                                                                                                                              —Metal halide.
                                                                                                                                                              —High pressure sodium.
                                                                                                                                                              —Mercury short arc.
                                                                                                                                                              —Neon.
                                                                                                                                                              —Other (specify).
                                                 Measuring instruments .............................................................................          —Barometer.
                                                                                                                                                              —Fever thermometer.
                                                                                                                                                              —Flow meter.
                                                                                                                                                              —Hydrometer.
                                                                                                                                                              —Hygrometer/psychrometer.
                                                                                                                                                              —Manometer.
                                                                                                                                                              —Non-fever thermometer.
                                                                                                                                                              —Pyrometer.
                                                                                                                                                              —Sphygmomanometer.
                                                                                                                                                              —Other (specify).
                                                 Pump seals ...............................................................................................   [No subcategories].
                                                 Switches, relays, sensors, valves ............................................................               —Tilt switch.
                                                                                                                                                              —Vibration switch.
                                                                                                                                                              —Float switch.
                                                                                                                                                              —Pressure switch.
                                                                                                                                                              —Temperature switch.
                                                                                                                                                              —Displacement relay.
                                                                                                                                                              —Wetted reed relay.
                                                                                                                                                              —Contact relay.
                                                                                                                                                              —Flame sensor.
                                                                                                                                                              —Thermostat.
                                                                                                                                                              —Other (specify).
                                                 Miscellaneous/novelty mercury-added products ......................................                          —Wheel weights.
                                                                                                                                                              —Wheel rotation balancers/stabilizers.
                                                                                                                                                              —Firearm recoil suppressors.
                                                                                                                                                              —Carburetor synchronizers.
                                                                                                                                                              —Joint support/shock absorption bands.
                                                                                                                                                              —Other (specify).



                                                    (c) Any person who otherwise                                         selected list, as listed in Table 4 of this                      (b) All other persons who
                                                 intentionally uses mercury in a                                         part:                                                         manufacture (including import) mercury
                                                 manufacturing process, other than the                                                                                                 shall report, as applicable:
                                                 manufacture of a mercury compound or                                     TABLE 4—SPECIFIC USE OF MERCURY                                 (1) Country(ies) of origin for imported
                                                 a mercury-added product, shall specify,                                     IN A MANUFACTURING PROCESS                                mercury;
                                                 as applicable:                                                                                                                           (2) Country(ies) of destination for
                                                    (1) The specific manufacturing                                        Catalyst.                                                    exported mercury;
                                                 process for which mercury is otherwise                                   Reactant.                                                       (3) NAICS code(s) for mercury
                                                                                                                          Reagent.                                                     distributed in commerce.
                                                 intentionally added from a pre-selected
                                                                                                                          Other (specify).                                                (c) Persons who sell mercury-added
                                                 list, as listed in Table 3 of this part:
                                                                                                                                                                                       products, except a product that contains
                                                   TABLE 3—MANUFACTURING PROCESS                                         § 713.13 Contextual requirements for                          a component that is a mercury-added
                                                                                                                         which information must be reported.                           product, in IMERC Notification states
                                                    FOR WHICH MERCURY IS OTHER-
                                                                                                                            (a) Persons who manufacture                                shall report, as applicable:
                                                    WISE INTENTIONALLY ADDED
                                                                                                                         (including import) mercury in amounts                            (1) Country(ies) of origin for imported
                                                 Chlorine production (e.g., mercury-cell chlor-
                                                                                                                         greater than or equal to 2,500 lbs. for                       products;
                                                   alkali process).                                                      elemental mercury or greater than or                             (2) Country(ies) of destination for
                                                 Acetaldehyde production.                                                equal to 25,000 lbs. for mercury                              exported products; or
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                                                 Vinyl chloride monomer production.                                      compounds for a specific reporting year                          (3) NAICS code(s) for products
                                                 Sodium/potassium methylate/ethylate produc-                             shall report, as applicable:                                  distributed in commerce.
                                                   tion.                                                                    (1) Country(ies) of origin for imported                       (d) All other persons who
                                                 Polyurethane/plastic production.                                        mercury;                                                      manufacture (including import)
                                                 Other (specify).                                                           (2) Country(ies) of destination for                        mercury-added products, except a
                                                                                                                         exported mercury;                                             product that contains a component that
                                                  (2) The specific use of mercury in a                                      (3) NAICS code(s) for mercury                              is a mercury-added product, shall
                                                 manufacturing process from a pre-                                       distributed in commerce.                                      report, as applicable:


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                                                                       Federal Register / Vol. 82, No. 206 / Thursday, October 26, 2017 / Proposed Rules                                              49585

                                                   (1) Country(ies) of origin for imported               shipping, warehousing, repackaging, or                2019. Subsequent recurring submission
                                                 products;                                               retail sale), but does not first                      deadlines are from July 1, in 3-year
                                                   (2) Country(ies) of destination for                   manufacture (including import) mercury                intervals, beginning in 2022.
                                                 exported products; or                                   or mercury-added products or otherwise
                                                   (3) NAICS code(s) for products                        intentionally use mercury in a                        § 713.23   Recordkeeping requirements.
                                                 distributed in commerce.                                manufacturing process.                                  Each person who is subject to the
                                                   (e) Persons who otherwise                                                                                   reporting requirements of this part must
                                                 intentionally use mercury in a                          § 713.19    Reporting information to EPA.
                                                                                                                                                               retain records that document any
                                                 manufacturing process, other than the                      Any person who must report under                   information reported to EPA. Records
                                                 manufacture of a mercury compound or                    this part shall report for the submission             relevant to a reporting year must be
                                                 a mercury-added product, shall report,                  period described at § 713.21:                         retained for a period of 3 years
                                                 as applicable:                                             (a) Quantities of mercury in pounds                beginning on the last day of the
                                                   (1) Country(ies) of destination for                   per applicable activity listed under the              reporting year. Submitters are
                                                 exported final product(s); or                           general requirements for which
                                                   (2) NAICS code(s) for mercury in final                                                                      encouraged to retain their records longer
                                                                                                         information must be reported described                than 3 years to ensure that past records
                                                 product(s) distributed in commerce.                     at § 713.9;                                           are available as a reference when new
                                                 § 713.15   Persons who must report.                        (b) Specific requirements for which                submissions are being generated.
                                                    (a) Any person who manufactures                      information must be reported described
                                                                                                         at § 713.11;                                          § 713.25   Electronic filing.
                                                 (including imports) mercury;
                                                    (b) Any person who manufactures                         (c) Contextual requirements for which                (a) You must use [xxx name of
                                                 (including imports) a mercury-added                     information must be reported described                application xxx] to complete and submit
                                                 product, except a product that contains                 at § 713.13; and                                      [xxx form? xxx]. Submissions may only
                                                 a component that is a mercury-added                        (d) According to the procedures                    be made as set forth in this section.
                                                 product; or                                             described at § 713.25.
                                                                                                                                                                 (b) Submissions must be sent
                                                    (c) Any person who otherwise                         § 713.21    When to report.                           electronically to EPA via CDX.
                                                 intentionally uses mercury in a
                                                 manufacturing process, other than the                     (a) Any person who must report under                  (c) Access [xxx name of application
                                                 manufacture of a mercury compound or                    this part shall report for the reporting              xxx] and instructions, as follows:
                                                 a mercury-added product.                                year described as follows. The 2020                     (1) By Web site. Go to the EPA [xxx
                                                                                                         reporting year is from January 1 to                   name of application xxx] homepage at
                                                 § 713.17   Persons not subject to this part.            December 31, 2018. Subsequent                         http://www.epa.gov/[xxxURLxxx] and
                                                    (a) Any person engaged in the                        recurring reporting years are from                    follow the appropriate links.
                                                 generation, handling, or management of                  January 1 to December 31 at 3-year
                                                 mercury-containing waste, unless that                   intervals, beginning in 2021.                           (2) By phone or email. Contact the
                                                 person manufactures or recovers                           (b) All information reported for an                 EPA TSCA Hotline at (202) 554–1404 or
                                                 mercury in the management of that                       applicable reporting year must be                     TSCA-Hotline@epa.gov for a CD–ROM
                                                 waste.                                                  submitted on or before the first day of               containing the instructions.
                                                    (b) Any person who engaged in trade                  July following the reporting year. The                [FR Doc. 2017–23225 Filed 10–25–17; 8:45 am]
                                                 (e.g., brokering, selling wholesale,                    2020 submission deadline is July 1,                   BILLING CODE 6560–50–P
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Document Created: 2018-10-25 10:14:10
Document Modified: 2018-10-25 10:14:10
CategoryRegulatory Information
CollectionFederal Register
sudoc ClassAE 2.7:
GS 4.107:
AE 2.106:
PublisherOffice of the Federal Register, National Archives and Records Administration
SectionProposed Rules
ActionProposed rule.
DatesComments must be received on or before December 26, 2017.
ContactFor technical information contact: Thomas Groeneveld, National Program Chemicals Division, Office of Pollution Prevention and Toxics, Environmental Protection Agency, 1200 Pennsylvania Ave. NW., Washington, DC 20460-0001; telephone number: (202) 566-1188; email
FR Citation82 FR 49564 
RIN Number2070-AK22
CFR AssociatedEnvironmental Protection; Mercury; Elemental Mercury; Mercury Compounds; Inventory; Supply; Use; Trade; Manufacture; Import and Export

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