82 FR 50909 - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 211 (November 2, 2017)

Page Range		50909-50910
FR Document		2017-23837

Applicant, a closed-end investment company, seeks an order declaring that it has ceased to be an investment company. On May 3, 2017, July 31, 2017, and September 19, 2017, applicant made liquidating distributions to its shareholders, based on net asset value. Expenses of $8,000 incurred in connection with the liquidation were paid by applicant's investment adviser. Filing Date: The application was filed on September 28, 2017. Applicant's Address: 100 Park Avenue, Suite 1635, New York, New York 10017.

Federal Register, Volume 82 Issue 211 (Thursday, November 2, 2017)

[Federal Register Volume 82, Number 211 (Thursday, November 2, 2017)]
[Notices]
[Pages 50909-50910]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-23837]



[[Page 50909]]

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SECURITIES AND EXCHANGE COMMISSION

[Investment Company Act Release No. 32886]


Notice of Applications for Deregistration Under Section 8(f) of 
the Investment Company Act of 1940

October 27, 2017.
    The following is a notice of applications for deregistration under 
section 8(f) of the Investment Company Act of 1940 for the month of 
October 2017. A copy of each application may be obtained via the 
Commission's Web site by searching for the file number, or for an 
applicant using the Company name box, at http://www.sec.gov/search/search.htm or by calling (202) 551-8090. An order granting each 
application will be issued unless the SEC orders a hearing. Interested 
persons may request a hearing on any application by writing to the 
SEC's Secretary at the address below and serving the relevant applicant 
with a copy of the request, personally or by mail. Hearing requests 
should be received by the SEC by 5:30 p.m. on November 21, 2017, and 
should be accompanied by proof of service on applicants, in the form of 
an affidavit or, for lawyers, a certificate of service. Pursuant to 
Rule 0-5 under the Act, hearing requests should state the nature of the 
writer's interest, any facts bearing upon the desirability of a hearing 
on the matter, the reason for the request, and the issues contested. 
Persons who wish to be notified of a hearing may request notification 
by writing to the Commission's Secretary.

ADDRESSES: The Commission: Secretary, U.S. Securities and Exchange 
Commission, 100 F Street NE., Washington, DC 20549-1090.

FOR FURTHER INFORMATION CONTACT: Brad Gude, Senior Counsel, at (202) 
551-5590 or Chief Counsel's Office at (202) 551-6821; SEC, Division of 
Investment Management, Chief Counsel's Office, 100 F Street NE., 
Washington, DC 20549-8010.

Archstone Alternative Solutions Fund

[File No. 811-23042]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On May 3, 
2017, July 31, 2017, and September 19, 2017, applicant made liquidating 
distributions to its shareholders, based on net asset value. Expenses 
of $8,000 incurred in connection with the liquidation were paid by 
applicant's investment adviser.
    Filing Date: The application was filed on September 28, 2017.
    Applicant's Address: 100 Park Avenue, Suite 1635, New York, New 
York 10017.

New Century Portfolios

[File No. 811-05646]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On September 
29, 2017, applicant made a liquidating distribution to its 
shareholders, based on net asset value. Expenses of $60,886 incurred in 
connection with the liquidation were paid by applicant's investment 
adviser.
    Filing Dates: The application was filed on September 29, 2017 and 
amended on October 11, 2017.
    Applicant's Address: 100 William Street, Suite 200, Wellesley, MA 
02481.

Northeast Investors Growth Fund Inc.

[File No. 811-03074]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 29, 
2017, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $74,109 incurred in connection 
with the liquidation were paid by applicant and applicant's investment 
adviser.
    Filing Dates: The application was filed on September 29, 2017 and 
amended on October 13, 2017.
    Applicant's Address: 100 High Street, Boston, MA 02110.

Hays Series Trust

[File No. 811-23049]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On September 
28, 2017, applicant made a liquidating distribution to its 
shareholders, based on net asset value. Expenses of $15,500 incurred in 
connection with the liquidation were paid by applicant and reimbursed 
by applicant's investment adviser.
    Filing Dates: The application was filed on October 3, 2017 and 
amended on October 16, 2017.
    Applicant's Address: 105 Continental Place, Suite 150, Brentwood, 
TN 37027.

Dreyfus Institutional Cash Advantage Funds

[File No. 811-21075]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to Dreyfus Institutional Preferred Money 
Market Funds and, on October 4, 2016, made a final distribution to its 
shareholders based on net asset value. Expenses of $209,497 incurred in 
connection with the reorganization were paid by applicant's investment 
adviser.
    Filing Dates: The application was filed on August 29, 2017 and 
amended on September 28, 2017.
    Applicant's Address: c/o The Dreyfus Corporation, 200 Park Ave., 
New York, NY 10166.

Pointbreak ETF Trust

[File No. 811-23068]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On September 
21, 2017, applicant made a liquidating distribution to its 
shareholders, based on net asset value. Expenses of $2,000 incurred in 
connection with the liquidation were paid by applicant's investment 
adviser.
    Filing Dates: The application was filed on September 22, 2017 and 
amended on September 29, 2017.
    Applicant's Address: 915 Creed Road, Oakland, CA 94610.

Horizons ETF Trust

[File No. 811-22918]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On May 7, 
2016, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $13,577 incurred in connection 
with the liquidation were paid by applicant's investment adviser.
    Filing Dates: The application was filed on August 22, 2017 and 
amended on October 2, 2017.
    Applicant's Address: 625 Madison Avenue, 3d Floor, New York, NY 
10022.

E.I.I. Realty Securities Trust

[File No. 811-08649]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 7, 
2017, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses incurred in connection with the 
liquidation were paid by applicant's investment adviser.
    Filing Dates: The application was filed on September 12, 2017 and 
amended on October 2, 2017 and October 12, 2017.
    Applicant's Address: 640 Fifth Avenue, New York, NY 10019.

[[Page 50910]]

Legg Mason Tax Free Income Fund

[File No. 811-06223]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to 1919 Maryland Tax-Free Income Fund, a 
series of Trust for Advised Portfolios and, on November 7, 2014, made a 
final distribution to its shareholders based on net asset value. 
Expenses of $114,628 incurred in connection with the reorganization 
were paid by applicant's investment adviser, the acquiring fund's 
investment adviser, or their respective affiliates.
    Filing Date: The application was filed on October 6, 2017.
    Applicant's Address: 100 International Drive, 7th Floor, Baltimore, 
MD 21202.

BlackRock Defined Opportunity Credit Trust

[File No. 811-22126]

    Summary: Applicant, a closed-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On August 18, 
2017, applicant made a final distribution to its shareholders, based on 
net asset value. Applicant's remaining assets were transferred to a 
liquidating trust in which shareholders have a pro rata beneficial 
interests. Expenses of $61,860 incurred in connection with the 
liquidation were paid by applicant.
    Filing Date: The application was filed on August 22, 2017.
    Applicant's Address: 100 Bellevue Parkway, Wilmington, DE 19809.

The Motley Fool Funds Trust

[File No. 811-22264]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. The applicant 
has transferred its assets to corresponding series of RBB Fund, Inc. 
and, on December 21, 2016, made a final distribution to its 
shareholders based on net asset value. Expenses of $427,902 incurred in 
connection with the reorganization were paid by applicant's investment 
adviser.
    Filing Dates: The application was filed on August 24, 2017 and 
amended on October 10, 2017.
    Applicant's Address: 2000 Duke Street, Suite 175, Alexandria, VA 
22314.

UBS Managed Municipal Trust

[File No. 811-03946]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 24, 
2016, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $38,791 incurred in connection 
with the liquidation were paid by applicant's investment adviser.
    Filing Date: The application was filed on October 13, 2017.
    Applicant's Address: c/o UBS Asset Management (Americas) Inc., 
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New 
York, NY 10019-6028.

UBS RMA Money Fund Inc.

[File No. 811-03503]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 24, 
2016, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $108,867 incurred in connection 
with the liquidation were paid by applicant's investment adviser.
    Filing Date: The application was filed on October 13, 2017.
    Applicant's Address: c/o UBS Asset Management (Americas) Inc., 
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New 
York, NY 10019-6028.

UBS RMA Tax Free Fund Inc.

[File No. 811-03504]

    Summary: Applicant, an open-end investment company, seeks an order 
declaring that it has ceased to be an investment company. On June 24, 
2016, applicant made a liquidating distribution to its shareholders, 
based on net asset value. Expenses of $51,286 incurred in connection 
with the liquidation were paid by applicant's investment adviser.
    Filing Date: The application was filed on October 13, 2017.
    Applicant's Address: c/o UBS Asset Management (Americas) Inc., 
Attn: Keith A. Weller, 1285 Avenue of the Americas, 12th Floor, New 
York, NY 10019-6028.

    For the Commission, by the Division of Investment Management, 
pursuant to delegated authority.
Eduardo A. Aleman,
Assistant Secretary.
[FR Doc. 2017-23837 Filed 11-1-17; 8:45 am]
 BILLING CODE 8011-01-P

50910 Federal Register / Vol. 82, No. 211 / Thursday, November 2, 2017 / Notices

Legg Mason Tax Free Income Fund declaring that it has ceased to be an SECURITIES AND EXCHANGE
[File No. 811–06223] investment company. On June 24, 2016, COMMISSION
Summary: Applicant, an open-end applicant made a liquidating
investment company, seeks an order distribution to its shareholders, based [Release No. 34–81970; File No. SR–GEMX–
declaring that it has ceased to be an on net asset value. Expenses of $38,791 2017–50]
investment company. The applicant has incurred in connection with the
transferred its assets to 1919 Maryland liquidation were paid by applicant’s Self-Regulatory Organizations; Nasdaq
Tax-Free Income Fund, a series of Trust investment adviser. GEMX, LLC; Notice of Filing and
for Advised Portfolios and, on Filing Date: The application was filed Immediate Effectiveness of Proposed
November 7, 2014, made a final on October 13, 2017. Rule Change Relating to an Optional
distribution to its shareholders based on Kill Switch Protection
Applicant’s Address: c/o UBS Asset
net asset value. Expenses of $114,628
Management (Americas) Inc., Attn: October 27, 2017.
incurred in connection with the
Keith A. Weller, 1285 Avenue of the Pursuant to Section 19(b)(1) of the
reorganization were paid by applicant’s
investment adviser, the acquiring fund’s Americas, 12th Floor, New York, NY Securities Exchange Act of 1934
investment adviser, or their respective 10019–6028. (‘‘Act’’),1 and Rule 19b–4 thereunder,2
affiliates. UBS RMA Money Fund Inc. notice is hereby given that on October
Filing Date: The application was filed 18, 2017, Nasdaq GEMX, LLC (‘‘GEMX’’
on October 6, 2017. [File No. 811–03503] or ‘‘Exchange’’) filed with the Securities
Applicant’s Address: 100 Summary: Applicant, an open-end and Exchange Commission (‘‘SEC’’ or
International Drive, 7th Floor, investment company, seeks an order ‘‘Commission’’) the proposed rule
Baltimore, MD 21202. declaring that it has ceased to be an change as described in Items I and II
BlackRock Defined Opportunity Credit investment company. On June 24, 2016, below, which Items have been prepared
Trust applicant made a liquidating by the Exchange. The Commission is
distribution to its shareholders, based publishing this notice to solicit
[File No. 811–22126] comments on the proposed rule change
on net asset value. Expenses of $108,867
Summary: Applicant, a closed-end from interested persons.
investment company, seeks an order incurred in connection with the
declaring that it has ceased to be an liquidation were paid by applicant’s I. Self-Regulatory Organization’s
investment company. On August 18, investment adviser. Statement of the Terms of the Substance
2017, applicant made a final Filing Date: The application was filed of the Proposed Rule Change
distribution to its shareholders, based on October 13, 2017. The Exchange proposes to
on net asset value. Applicant’s Applicant’s Address: c/o UBS Asset memorialize an optional Kill Switch
remaining assets were transferred to a Management (Americas) Inc., Attn: protection.3 The Kill Switch allows
liquidating trust in which shareholders Keith A. Weller, 1285 Avenue of the Members to cancel open orders and
have a pro rata beneficial interests. Americas, 12th Floor, New York, NY prevent new order submission.
Expenses of $61,860 incurred in
10019–6028. The text of the proposed rule change
connection with the liquidation were
paid by applicant. UBS RMA Tax Free Fund Inc. is available on the Exchange’s Web site
Filing Date: The application was filed at www.ise.com, at the principal office
on August 22, 2017. [File No. 811–03504] of the Exchange, and at the
Applicant’s Address: 100 Bellevue Summary: Applicant, an open-end Commission’s Public Reference Room.
Parkway, Wilmington, DE 19809. investment company, seeks an order II. Self-Regulatory Organization’s
The Motley Fool Funds Trust declaring that it has ceased to be an Statement of the Purpose of, and
investment company. On June 24, 2016, Statutory Basis for, the Proposed Rule
[File No. 811–22264]
applicant made a liquidating Change
Summary: Applicant, an open-end distribution to its shareholders, based
investment company, seeks an order on net asset value. Expenses of $51,286 In its filing with the Commission, the
declaring that it has ceased to be an Exchange included statements
incurred in connection with the
investment company. The applicant has concerning the purpose of and basis for
liquidation were paid by applicant’s
transferred its assets to corresponding the proposed rule change and discussed
investment adviser.
series of RBB Fund, Inc. and, on any comments it received on the
December 21, 2016, made a final Filing Date: The application was filed proposed rule change. The text of these
distribution to its shareholders based on on October 13, 2017. statements may be examined at the
net asset value. Expenses of $427,902 Applicant’s Address: c/o UBS Asset places specified in Item IV below. The
incurred in connection with the Management (Americas) Inc., Attn: Exchange has prepared summaries, set
reorganization were paid by applicant’s Keith A. Weller, 1285 Avenue of the forth in sections A, B, and C below, of
investment adviser. Americas, 12th Floor, New York, NY the most significant aspects of such
Filing Dates: The application was 10019–6028. statements.
asabaliauskas on DSKBBXCHB2PROD with NOTICES

filed on August 24, 2017 and amended
on October 10, 2017. For the Commission, by the Division of 1 15 U.S.C. 78s(b)(1).
Applicant’s Address: 2000 Duke Investment Management, pursuant to 2 17 CFR 240.19b–4.
Street, Suite 175, Alexandria, VA 22314. delegated authority. 3 Today, this feature is offered to Members. GEMX

Eduardo A. Aleman, transitioned from its legacy trading system to INET,
UBS Managed Municipal Trust the current technology, in 2017. While GEMX
Assistant Secretary.
[File No. 811–03946] offered this feature on its legacy system, the feature
[FR Doc. 2017–23837 Filed 11–1–17; 8:45 am] was not codified in the GEMX Rulebook. At this
Summary: Applicant, an open-end time, the Exchange is codifying the Kill Switch
BILLING CODE 8011–01–P
investment company, seeks an order feature to reflect the functionality.

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Document Created: 2017-11-02 02:41:43
Document Modified: 2017-11-02 02:41:43

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
Dates		The application was filed on September 28, 2017.
Contact		Brad Gude, Senior Counsel, at (202) 551-5590 or Chief Counsel's Office at (202) 551-6821; SEC, Division of Investment Management, Chief Counsel's Office, 100 F Street NE., Washington, DC 20549-8010.
FR Citation		82 FR 50909