82 FR 52748 - Sunshine Act Meetings
SECURITIES AND EXCHANGE COMMISSION Federal Register Volume 82, Issue 218 (November 14, 2017)
Federal Register Volume 82, Issue 218 (November 14, 2017)
| Page Range | 52748-52749 | |
| FR Document | 2017-24681 |
[Federal Register Volume 82, Number 218 (Tuesday, November 14, 2017)] [Notices] [Pages 52748-52749] From the Federal Register Online [www.thefederalregister.org] [FR Doc No: 2017-24681] ======================================================================= ----------------------------------------------------------------------- SECURITIES AND EXCHANGE COMMISSION Sunshine Act Meetings TIME AND DATE: 12:00 p.m. on Wednesday, November 15, 2017. PLACE: Closed Commission Hearing Room 10800. STATUS: This meeting will be closed to the public. MATTERS TO BE CONSIDERED: Commissioners, Counsel to the Commissioners, the Secretary to the Commission, and recording secretaries will attend the closed meeting. Certain staff members who have an interest in the matters also may be present. The General Counsel of the Commission, or his designee, has certified that, in his opinion, one or more of the exemptions set forth in 5 U.S.C. 552b(c)(3), (5), (7), 9(B) and (10) and 17 CFR 200.402(a)(3), (a)(5), (a)(7), (a)(9)(ii) and (a)(10), permit consideration of the scheduled matters at the closed meeting. Chairman Clayton, as duty officer, voted to consider the items listed for the closed meeting in closed session. The subject matters of the closed meeting will be: Institution and settlement of injunctive actions; Institution and settlement of administrative proceedings; and Other matters relating to enforcement proceedings. At times, changes in Commission priorities require alterations in the scheduling of meeting items. CONTACT PERSON FOR MORE INFORMATION: For further information and to ascertain what, if any, matters have been added, deleted or postponed; please contact Brent J. Fields from the Office of the Secretary at (202) 551-5400. [[Page 52749]] Dated: November 8, 2017. Brent J. Fields, Secretary. [FR Doc. 2017-24681 Filed 11-9-17; 11:15 am] BILLING CODE 8011-01-P
![52748 Federal Register / Vol. 82, No. 218 / Tuesday, November 14, 2017 / Notices
Summary Form Under Review information; the accuracy of OPIC’s development finance with other capital,
Type of Request: Revision of a burden estimate; the quality, practical including philanthropic, socially
currently approved information utility, and clarity of the information to responsible and impact investment, to
collection. be collected; and ways to minimize enable effective deployment of that
Title: Aligned Capital Investee Opt-In. reporting the burden, including capital towards projects in the countries
Form Number: OPIC–255. automated collected techniques and and sectors in which OPIC works. In
Frequency of Use: Once per investor uses of other forms of technology. order to participate, investors must be
per project. DATES: Comments must be received U.S. entities and meet the additional
Type of Respondents: Business or within thirty (30) calendar days of specified criteria.
other institution. publication of this Notice. Dated: November 8, 2017.
Standard Industrial Classification ADDRESSES: Mail all comments and Nichole Skoyles,
Codes: All. requests for copies of the subject form Administrative Counsel, Department of Legal
Description of Affected Public: to OPIC’s Agency Submitting Officer: Affairs.
Companies investing overseas. James Bobbitt, Overseas Private [FR Doc. 2017–24600 Filed 11–13–17; 8:45 am]
Reporting Hours: 37.5 hours (.5 hours Investment Corporation, 1100 New York BILLING CODE 3210–01–P
per project). Avenue NW., Washington, DC 20527.
Number of Responses: 75 per year. See SUPPLEMENTARY INFORMATION for
Federal Cost: $0. other information about filing.
Authority for Information Collection: FOR FURTHER INFORMATION CONTACT: SECURITIES AND EXCHANGE
Sections 231 and 239(d) of the Foreign OPIC Agency Submitting Officer: James COMMISSION
Assistance Act of 1961, as amended. Bobbitt, (202) 336–8558.
Abstract (Needs and Uses): The Sunshine Act Meetings
SUPPLEMENTARY INFORMATION: OPIC
Aligned Capital Investee Opt-In is a
document used by companies seeking received no comments in response to
the sixty (60) day notice published in 12:00 p.m. on
TIME AND DATE:
investments or grant funding to place Wednesday, November 15, 2017.
their information into OPIC’s Aligned Federal Register volume 82 page 42366
Capital Program. The Aligned Capital on September 7, 2017. All mailed PLACE:Closed Commission Hearing
Program is designed to align comments and requests for copies of the Room 10800.
development finance with other capital, subject form should include form STATUS: This meeting will be closed to
including philanthropic, socially number OPIC–253 on both the envelope the public.
responsible and impact investment, to and in the subject line of the letter.
Electronic comments and requests for MATTERS TO BE CONSIDERED:
enable effective deployment of that Commissioners, Counsel to the
capital towards projects in the countries copies of the subject form may be sent
to James.Bobbitt@opic.gov, subject line Commissioners, the Secretary to the
and sectors in which OPIC works. Commission, and recording secretaries
OPIC–253.
Dated: November 8, 2017. will attend the closed meeting. Certain
Nichole Skoyles, Summary Form Under Review staff members who have an interest in
Administrative Counsel, Department of Legal Type of Request: Revision of a the matters also may be present.
Affairs. currently approved information The General Counsel of the
[FR Doc. 2017–24601 Filed 11–13–17; 8:45 am] collection. Commission, or his designee, has
BILLING CODE 3210–01–P Title: Aligned Capital Investor certified that, in his opinion, one or
Screener. more of the exemptions set forth in 5
Form Number: OPIC–253. U.S.C. 552b(c)(3), (5), (7), 9(B) and (10)
OVERSEAS PRIVATE INVESTMENT Frequency of Use: Once per investor. and 17 CFR 200.402(a)(3), (a)(5), (a)(7),
CORPORATION Type of Respondents: Foundations, (a)(9)(ii) and (a)(10), permit
non-profit entities; investment fund consideration of the scheduled matters
[OMB 3420–0034; OPIC–253]
managers, investment companies; US at the closed meeting.
Submission for OMB Review; Government Agencies. Chairman Clayton, as duty officer,
Comments Request Standard Industrial Classification
voted to consider the items listed for the
Codes: All.
closed meeting in closed session.
AGENCY: Overseas Private Investment Description of Affected Public: U.S.
Corporation (OPIC). companies interested in making The subject matters of the closed
ACTION: Notice and request for investments in companies investing meeting will be:
comments. overseas. Institution and settlement of
Reporting Hours: 16.5 hours (.33 injunctive actions;
SUMMARY: Under the provisions of the hours per investor). Institution and settlement of
Paperwork Reduction Act, agencies are Number of Responses: 50 per year. administrative proceedings; and
required to publish a Notice in the Federal Cost: $0. Other matters relating to enforcement
Federal Register notifying the public Authority for Information Collection: proceedings.
that the agency is renewing an existing Sections 231 and 239(d) of the Foreign
information collection for OMB review Assistance Act of 1961, as amended. At times, changes in Commission
and approval and requests public Abstract (Needs and Uses): The priorities require alterations in the
ethrower on DSK3G9T082PROD with NOTICES
review and comment on the submission. Aligned Capital Investor Screener is a scheduling of meeting items.
OPIC received no comments in response document used to screen potential CONTACT PERSON FOR MORE INFORMATION:
to the sixty (60) day notice. The purpose investors interested in participating in For further information and to ascertain
of this notice is to allow an additional OPIC’s Aligned Capital Program and, if what, if any, matters have been added,
thirty (30) days for public comments to they qualify, to place their information deleted or postponed; please contact
be submitted. Comments are being into the program. The Aligned Capital Brent J. Fields from the Office of the
solicited on the need for the Program is designed to align Secretary at (202) 551–5400.
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![Federal Register / Vol. 82, No. 218 / Tuesday, November 14, 2017 / Notices 52749
Dated: November 8, 2017. its entirety.6 The Commission is Rule 980NY(c) by replacing current text
Brent J. Fields, publishing this notice to solicit and adding new paragraphs (ii),
Secretary. comment on Amendment No. 1 to the ‘‘Execution of Electronic Complex
[FR Doc. 2017–24681 Filed 11–9–17; 11:15 am] proposed rule change from interested Orders During Core Trading,’’ and (iii),
BILLING CODE 8011–01–P
persons and is approving the proposed ‘‘Electronic Complex Orders in the
rule change, as modified by Amendment Consolidated Book.’’ 7 The changes to
No. 1, on an accelerated basis. NYSE American Rules 980NY(c)(ii) and
SECURITIES AND EXCHANGE II. Description of the Proposed Rule (iii) are designed to describe the
COMMISSION Change processing of ECOs during Core Trading
[Release No. 34–82027; File No. SR–
in a more concise and logical manner,
NYSE American Rule 980NY governs with NYSE American Rule 980NY(c)(ii)
NYSEAMER–2017–15] the trading of ECOs in the Exchange’s governing the execution of ECOs that
Complex Matching Engine (‘‘CME’’). As are marketable on arrival and NYSE
Self-Regulatory Organizations; NYSE
described more fully in the Notice, American Rule 980NY(c)(iii) governing
American LLC; Notice of Filing of
NYSE American proposes to amend how ECOs would be ranked in the
Amendment No. 1 and Order Granting
NYSE American Rule 980NY to provide
Accelerated Approval of a Proposed Consolidated Book and executed as
additional specificity, transparency, and
Rule Change, as Modified by resting interest on the Consolidated
clarity to its processing of ECOs. The
Amendment No. 1, To Amend NYSE Book.8 New NYSE American Rule
proposal also corrects inaccuracies in
American Rule 980NY To Clarify the 980NY(c)(ii) indicates that the CME
NYSE American Rule 980NY.
Priority of Electronic Complex Orders would accept an incoming marketable
and To Modify Aspects of the Complex Execution of ECOs During Core Trading ECO and automatically execute it
Order Auction Process Hours against the best-priced contra-side
The proposal amends NYSE American interest resting in the Consolidated
November 7, 2017. Book.9 If, at a price, the leg markets can
Rule 980NY(c), ‘‘Execution of Complex
I. Introduction Orders,’’ to indicate that ECOs may be trade against an incoming ECO in full
executed not only without consideration (or in a permissible ratio), and each leg
On September 8, 2017, NYSE
of prices of the same complex order that includes Customer interest, the leg
American LLC (the ‘‘Exchange’’ or
might be available on other exchanges, markets—including both Customer and
‘‘NYSE American’’) filed with the
as the rule currently provides, but also non-Customer interest—would have
Securities and Exchange Commission
without consideration of the prices of first priority at that price to trade with
(the ‘‘Commission’’), pursuant to
single-legged orders that might be the incoming ECO pursuant to NYSE
Section 19(b)(1) 1 of the Securities
available on other exchanges. In American Rule 964NY(b), followed by
Exchange Act of 1934 (the ‘‘Act’’),2 and
addition, the proposal revises and resting ECOs in price/time priority.10
Rule 19b–4 thereunder,3 a proposed rule
change to amend NYSE American Rule reorganizes current NYSE American
7 The title of NYSE American Rule 980NY(c)(ii)
980NY to clarify and provide greater 6 Amendment remains unchanged, except for the addition of the
No. 1 modifies the original filing to
specificity to its rules governing the (1) add specificity to NYSE American Rule
word ‘‘Electronic’’ prior to ‘‘Complex Orders.’’
trading of Electronic Complex Orders NYSE American Rule 900.2NY(15) defines Core
980NY(c)(ii) by indicating that both Customer and
Trading Hours as ‘‘the regular trading hours for
(‘‘ECOs’’), and to correct inaccuracies in non-Customer leg market interest will have first
business set forth in the rules of the primary
those rules.4 The proposed rule change priority to trade with an incoming ECO when the
leg markets can execute against an incoming ECO markets underlying those option classes listed on
was published for comment in the in full (or in a permissible ratio), and each leg the Exchange; provided, however, that transactions
Federal Register on September 27, includes Customer interest; (2) clarify the provision may be effected on the Exchange until the regular
time set for the normal close of trading in the
2017.5 The Commission received no in NYSE American Rule 980NY(e)(2) indicating that
primary markets with respect to equity option
comment letters regarding the proposal. a Complex Order Auction (‘‘COA’’)-eligible order
may trade immediately in full (or in a permissible classes and ETF option classes, and 15 minutes
On October 26, 2017, NYSE American ratio) with a resting ECO priced equal to the contra- after the regular time set for the normal close of
filed Amendment No. 1 to the proposal, side Complex BBO, unless each leg of the contra- trading in the primary markets with respect to
index option classes, or such other hours as may be
which supersedes the original filing in side Complex BBO includes Customer interest; (3)
determined by the Exchange from time to time.’’
add a provision to NYSE American Rule
8 See Notice, 82 FR at 45086.
1 15 980NY(e)(7)(A) indicating that ECOs on behalf of
U.S.C. 78s(b)(1). 9 See id. NYSE American Rule 980NY(c)(ii) states
2 15
Customers will have priority over same-priced
U.S.C. 78a. ECOs for non-Customers when allocating orders at that ‘‘The CME will accept an incoming marketable
3 17 CFR 240.19b–4.
the conclusion of a COA; (4) clarify the requirement Electronic Complex Order and automatically
4 For purposes of NYSE American Rule 980NY, execute it against the best-priced contra-side
NYSE American Rule 980NY, Commentary .02 to
an Electronic Complex Order is any Complex Order, provide price improvement on at least one leg of the interest resting in the Consolidated Book. If, at a
as defined in NYSE American Rule 900.3NY(e) that ECO when each leg of the contra-side Complex BBO price, the leg markets can execute against an
is entered into the Exchange System. See NYSE for the components of the ECO includes Customer incoming Electronic Complex Order in full (or in
American Rule 980NY. The Exchange System interest; (5) remove a superfluous reference in a permissible ratio), and each leg includes Customer
(‘‘System’’) is the Exchange’s electronic order Commentary .02 to Commentary .01; and (6) delete interest, the leg markets (Customer and non-
delivery, execution and reporting system for language in the description section indicating that Customer interest) will have first priority at that
designated option issues through which orders and the proposal removes references to Customer ECO price and will trade with the incoming Electronic
quotes of Users are consolidated for execution and/ priority. To promote transparency of its proposed Complex Order pursuant to Rule 964NY(b) before
or display. Market Makers must submit quotes to amendment, when NYSE American filed Electronic Complex Orders resting in the
the System in their appointed classes electronically. Amendment No. 1 with the Commission, it also Consolidated Book can trade at that price.’’ See
See NYSE American Rule 900.2NY(48). A Complex submitted Amendment No. 1 as a comment letter Amendment No. 1.
Order is any order involving the simultaneous to the file, which the Commission posted on its 10 See Amendment No. 1. See also Notice, 82 FR
ethrower on DSK3G9T082PROD with NOTICES
purchase and/or sale of two or more different Web site and placed in the public comment file for at 45087. The proposal amends NYSE American
option series in the same underlying security, for SR–NYSEAMER–2017–15 (available at https:// Rule 980NY(a) to add a defined term, ‘‘leg markets,’’
the same account, in a ratio that is equal to or www.sec.gov/comments/sr-nyseamer-2017-15/ to refer to individual quotes and orders in the
greater than one-to-three (.333) and less than or nyseamer201715-2656362-161384.pdf). The Consolidated Book. In addition, the proposal
equal to three-to-one (3.00) and for the purpose of Exchange also posted a copy of its Amendment No. revises NYSE American Rule 980NY(c) to add the
executing a particular investment strategy. See 1 on its Web site (available at https:// word ‘‘strategy’’ following the term ‘‘complex
NYSE American Rule 900.3NY(e). www.nyse.com/publicdocs/nyse/markets/nyse- order,’’ and to add references to ‘‘Electronic’’
5 See Securities Exchange Act Release No. 81676 american/rule-filings/filings/2017/NYSEAmer- Complex Orders to the titles of NYSE American
(September 21, 2017), 82 FR 45085 (‘‘Notice’’). 2017-15,%20Am.%201.pdf. Continued
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Document Created: 2018-10-25 10:33:19
Document Modified: 2018-10-25 10:33:19
| Category | Regulatory Information | |
| Collection | Federal Register | |
| sudoc Class | AE 2.7: GS 4.107: AE 2.106: | |
| Publisher | Office of the Federal Register, National Archives and Records Administration | |
| Section | Notices | |
| Dates | 12:00 p.m. on Wednesday, November 15, 2017. | |
| FR Citation | 82 FR 52748 |
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