82 FR 52762 - Order Scheduling Filing of Statements on Review

SECURITIES AND EXCHANGE COMMISSION

Federal Register Volume 82, Issue 218 (November 14, 2017)

Page Range		52762-52763
FR Document		2017-24629

Federal Register, Volume 82 Issue 218 (Tuesday, November 14, 2017)

[Federal Register Volume 82, Number 218 (Tuesday, November 14, 2017)]
[Notices]
[Pages 52762-52763]
From the Federal Register Online  [www.thefederalregister.org]
[FR Doc No: 2017-24629]


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SECURITIES AND EXCHANGE COMMISSION

[Release No. 34-82034]


Order Scheduling Filing of Statements on Review

November 8, 2017.
In the Matter of the Chicago Stock Exchange, Inc.

For an Order Granting the Approval of Proposed Rule Change to Adopt the 
CHX Liquidity Enhancing Access Delay on a Pilot Basis (File No. SR-CHX-
2017-04)

    On February 10, 2017, the Chicago Stock Exchange, Inc. (``CHX'' or 
``Exchange'') filed with the Securities and Exchange Commission 
(``Commission''), pursuant to Section 19(b)(1) of the Securities 
Exchange Act of 1934 (``Exchange Act'') \1\ and Rule

[[Page 52763]]

19b-4 thereunder,\2\ a proposed rule change to adopt the CHX Liquidity 
Enhancing Access Delay. The proposed rule change was published for 
comment in the Federal Register on February 21, 2017.\3\ On May 22, 
2017, proceedings were instituted under Section 19(b)(2)(B) of the 
Exchange Act \4\ to determine whether to approve or disapprove the 
proposed rule change.\5\ On August 17, 2017, pursuant to Section 
19(b)(2) of the Exchange Act,\6\ a longer period was designated for 
Commission action on proceedings to determine whether to disapprove the 
proposed rule change.\7\ On September 19, 2017, the Exchange filed 
Amendment No. 1 to the proposed rule change,\8\ and on October 18, 
2017, the Exchange filed Amendment No. 2 to the proposed rule 
change.\9\ On October 19, 2017, the Division of Trading and Markets, 
for the Commission pursuant to delegated authority,\10\ approved the 
proposed rule change, as modified by Amendment Nos. 1 and 2.\11\
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    \1\ 15 U.S.C. 78s(b)(1).
    \2\ 17 CFR 240.19b-4.
    \3\ See Securities Exchange Act Release No. 80041 (February 14, 
2017), 82 FR 11252.
    \4\ 15 U.S.C. 78s(b)(2)(B).
    \5\ See Securities Exchange Act Release No. 80740, 82 FR 24412 
(May 26, 2017).
    \6\ 15 U.S.C. 78s(b)(2).
    \7\ See Securities Exchange Act Release No. 81415, 82 FR 40051 
(August 23, 2017).
    \8\ See letter from Albert J. Kim, Vice President and Associate 
General Counsel, CHX, dated September 19, 2017, available at https://www.sec.gov/comments/sr-chx-2017-04/chx201704-2583844-161106.pdf.
    \9\ See letter from Albert J. Kim, Vice President and Associate 
General Counsel, CHX, dated October 18, 2017, available at https://www.sec.gov/comments/sr-chx-2017-04/chx201704-2643435-161294.pdf.
    \10\ 17 CFR 200.30 3(a)(12).
    \11\ See Securities Exchange Act Release No. 81913, 82 FR 49433 
(October 25, 2017).
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    Pursuant to Commission Rule of Practice 431,\12\ the Commission is 
reviewing the delegated action and the October 19, 2017 order is 
stayed.
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    \12\ 17 CFR 201.431.
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    Accordingly, it is ordered, pursuant to Commission Rule of Practice 
431, that by December 8, 2017, any party or other person may file any 
additional statement.
    It is further ordered that the October 19, 2017 order approving the 
proposed rule change, as modified by Amendment Nos. 1 and 2 (File No. 
SR-CHX-2017-04), shall remain stayed pending further order of the 
Commission.

    By the Commission.
Eduardo A. Aleman,
 Assistant Secretary.
[FR Doc. 2017-24629 Filed 11-13-17; 8:45 am]
 BILLING CODE 8011-01-P

52762 Federal Register / Vol. 82, No. 218 / Tuesday, November 14, 2017 / Notices

thereunder. Although there do not inspection and copying at the principal change, or within such longer period up
appear to be any issues relevant to office of the Exchange. All comments to 90 days as the Commission may
approval or disapproval which would received will be posted without change. designate if it finds such longer period
be facilitated by an oral presentation of Persons submitting comments are to be appropriate and publishes its
views, data, and arguments, the cautioned that we do not redact or edit reasons for so finding, or as to which the
Commission will consider, pursuant to personal identifying information from self-regulatory organization consents,
Rule 19b–4, any request for an comment submissions. You should the Commission shall either approve the
opportunity to make an oral submit only information that you wish proposed rule change, disapprove the
presentation.54 to make available publicly. All proposed rule change, or institute
Interested persons are invited to submissions should refer to File proceedings to determine whether the
submit written data, views and Number SR–NYSE–2017–36 and should proposed rule change should be
arguments regarding whether the be submitted on or before December 5, disapproved. The 45th day after
proposal should be disapproved by 2017. Rebuttal comments should be publication of the notice for this
December 5, 2017. Any person who submitted by December 19, 2017. proposed rule change is November 11,
wishes to file a rebuttal to any other For the Commission, by the Division of 2017. The Commission is extending this
person’s submission must file that Trading and Markets, pursuant to delegated 45-day time period.
rebuttal by December 19, 2017. authority.55 The Commission finds that it is
Comments may be submitted by any Eduardo A. Aleman, appropriate to designate a longer period
of the following methods: within which to take action on the
Assistant Secretary.
Electronic Comments [FR Doc. 2017–24577 Filed 11–13–17; 8:45 am] proposed rule change so that it has
sufficient time to consider the proposed
• Use the Commission’s Internet BILLING CODE 8011–01–P
rule change, as modified by Amendment
comment form (http://www.sec.gov/
No. 1. Accordingly, the Commission,
rules/sro.shtml); or
• Send an email to rule-comments@ SECURITIES AND EXCHANGE pursuant to Section 19(b)(2) of the Act,6
sec.gov. Please include File Number SR– COMMISSION designates December 26, 2017, as the
NYSE–2017–36 on the subject line. date by which the Commission should
[Release No. 34–82026; File No. SR–
either approve or disapprove, or
Paper Comments NYSEArca–2017–110]
institute proceedings to determine
• Send paper comments in triplicate Self-Regulatory Organizations; NYSE whether to disapprove, the proposed
to Secretary, Securities and Exchange Arca, Inc.; Notice of Designation of a rule change (File No. SR–NYSEArca–
Commission, 100 F Street NE., Longer Period for Commission Action 2017–110), as modified by Amendment
Washington, DC 20549–1090. on a Proposed Rule Change, as No. 1.
All submissions should refer to File Modified by Amendment No. 1, To List For the Commission, by the Division of
Numbers SR–NYSE–2017–36. The file and Trade Shares of the GraniteShares Trading and Markets, pursuant to delegated
number should be included on the Platinum Trust Under NYSE Arca Rule authority.7
subject line if email is used. To help the 8.201–E Eduardo A. Aleman,
Commission process and review your Assistant Secretary.
November 7, 2017.
comments more efficiently, please use [FR Doc. 2017–24575 Filed 11–13–17; 8:45 am]
only one method. The Commission will On September 12, 2017, NYSE Arca,
BILLING CODE 8011–01–P
post all comments on the Commission’s Inc. (‘‘Exchange’’) filed with the
Internet Web site (http://www.sec.gov/ Securities and Exchange Commission
rules/sro.shtml). Copies of the (‘‘Commission’’), pursuant to Section
SECURITIES AND EXCHANGE
submission, all subsequent 19(b)(1) of the Securities Exchange Act
COMMISSION
amendments, all written statements of 1934 (‘‘Act’’) 1 and Rule 19b–4
with respect to the proposal that are thereunder,2 a proposed rule change to
[Release No. 34–82034]
filed with the Commission, and all list and trade shares of the
written communications relating to the GraniteShares Platinum Trust under Order Scheduling Filing of Statements
proposal between the Commission and NYSE Arca Rule 8.201–E. The proposed on Review
any person, other than those that may be rule change was published for comment
withheld from the public in accordance in the Federal Register on September November 8, 2017.
with the provisions of 5 U.S.C. 552, will 27, 2017.3 On October 24, 2017, the In the Matter of the Chicago Stock
be available for Web site viewing and Exchange filed Amendment No. 1 to the Exchange, Inc.
printing in the Commission’s Public proposed rule change.4 The Commission For an Order Granting the Approval of
Reference Room, 100 F Street NE., has received no comments on the Proposed Rule Change to Adopt the
Washington, DC 20549, on official proposed rule change. CHX Liquidity Enhancing Access
Section 19(b)(2) of the Act 5 provides Delay on a Pilot Basis (File No. SR–
business days between the hours of
that, within 45 days of the publication CHX–2017–04)
10:00 a.m. and 3:00 p.m. Copies of the
of notice of the filing of a proposed rule
filing also will be available for On February 10, 2017, the Chicago
55 17 CFR 200.30–3(a)(57).
Stock Exchange, Inc. (‘‘CHX’’ or
54 Section 19(b)(2) of the Act, as amended by the
1 15 U.S.C. 78s(b)(1). ‘‘Exchange’’) filed with the Securities
Securities Act Amendments of 1975, Public Law 2 17 CFR 240.19b–4. and Exchange Commission
ethrower on DSK3G9T082PROD with NOTICES

94–29 (June 4, 1975), grants the Commission
flexibility to determine what type of proceeding—
3 See Securities Exchange Act Release No. 81675 (‘‘Commission’’), pursuant to Section
either oral or notice and opportunity for written (Sept. 21, 2017) 82 FR 45080. 19(b)(1) of the Securities Exchange Act
4 Amendment No. 1, which amended and
comments—is appropriate for consideration of a of 1934 (‘‘Exchange Act’’) 1 and Rule
particular proposal by a self-regulatory replaced the proposed rule change in its entirety,
organization. See Securities Act Amendments of is available on the Commission’s Web site at:
6 Id.
1975, Senate Comm. on Banking, Housing & Urban https://www.sec.gov/comments/sr-nysearca-2017-
Affairs, S. Rep. No. 75, 94th Cong., 1st Sess. 30 110/nysearca2017110-2653767-161379.pdf. 7 17 CFR 200.30–3(a)(31).
(1975). 5 15 U.S.C. 78s(b)(2). 1 15 U.S.C. 78s(b)(1).

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Federal Register / Vol. 82, No. 218 / Tuesday, November 14, 2017 / Notices 52763

19b–4 thereunder,2 a proposed rule SECURITIES AND EXCHANGE proceedings to determine whether to
change to adopt the CHX Liquidity COMMISSION disapprove the proposed rule change
Enhancing Access Delay. The proposed (File Number SR–BatsBZX–2017–54).
[Release No. 34–82025; File No. SR–
rule change was published for comment BatsBZX–2017–54] For the Commission, by the Division of
in the Federal Register on February 21, Trading and Markets, pursuant to delegated
2017.3 On May 22, 2017, proceedings Self-Regulatory Organizations; Bats authority.6
were instituted under Section BZX Exchange, Inc.; Notice of Eduardo A. Aleman,
19(b)(2)(B) of the Exchange Act 4 to Designation of a Longer Period for Assistant Secretary.
determine whether to approve or Commission Action on a Proposed [FR Doc. 2017–24574 Filed 11–13–17; 8:45 am]
disapprove the proposed rule change.5 Rule Change To List and Trade Shares BILLING CODE 8011–01–P
On August 17, 2017, pursuant to Section of the iShares Inflation Hedged
19(b)(2) of the Exchange Act,6 a longer Corporate Bond ETF, a Series of the
period was designated for Commission iShares U.S. ETF Trust, Under Rule SMALL BUSINESS ADMINISTRATION
action on proceedings to determine 14.11(i), Managed Fund Shares
whether to disapprove the proposed Data Collection Available for Public
rule change.7 On September 19, 2017, November 7, 2017.
Comments
the Exchange filed Amendment No. 1 to On September 7, 2017, Bats BZX
the proposed rule change,8 and on Exchange, Inc. (‘‘BZX’’ or ‘‘Exchange’’) 60-Day notice and request for
ACTION:
October 18, 2017, the Exchange filed filed with the Securities and Exchange comments.
Amendment No. 2 to the proposed rule Commission (‘‘Commission’’), pursuant
change.9 On October 19, 2017, the to Section 19(b)(1) of the Securities SUMMARY: The Small Business
Exchange Act of 1934 (‘‘Act’’) 1 and Rule Administration (SBA) intends to request
Division of Trading and Markets, for the
19b–4 thereunder,2 a proposed rule approval, from the Office of
Commission pursuant to delegated
change to list and trade shares of the Management and Budget (OMB) for the
authority,10 approved the proposed rule
iShares Inflation Hedged Corporate collection of information described
change, as modified by Amendment
Bond ETF, a series of the iShares U.S. below. The Paperwork Reduction Act
Nos. 1 and 2.11
ETF Trust, under BZX Rule 14.11(i). (PRA) of 1995, requires federal agencies
Pursuant to Commission Rule of The proposed rule change was to publish a notice in the Federal
Practice 431,12 the Commission is published for comment in the Federal Register concerning each proposed
reviewing the delegated action and the Register on September 27, 2017.3 The collection of information before
October 19, 2017 order is stayed. Commission received no comments on submission to OMB, and to allow 60
Accordingly, it is ordered, pursuant to the proposed rule change. days for public comment in response to
Commission Rule of Practice 431, that Section 19(b)(2) of the Act 4 provides the notice. This notice complies with
by December 8, 2017, any party or other that, within 45 days of the publication that requirement.
person may file any additional of notice of the filing of a proposed rule DATES: Submit comments on or before
statement. change, or within such longer period up January 16, 2018.
It is further ordered that the October to 90 days as the Commission may ADDRESSES: Send all comments to
19, 2017 order approving the proposed designate if it finds such longer period Andrea Giles, Supervisory Financial
rule change, as modified by Amendment to be appropriate and publishes its Analyst, Office of Credit Risk
Nos. 1 and 2 (File No. SR–CHX–2017– reasons for so finding or as to which the Management, Small Business
04), shall remain stayed pending further self-regulatory organization consents, Administration, 409 3rd Street, 7th
order of the Commission. the Commission shall either approve the Floor, Washington, DC 20416.
proposed rule change, disapprove the FOR FURTHER INFORMATION CONTACT:
By the Commission. proposed rule change, or institute Andrea Giles, Supervisory Financial
Eduardo A. Aleman, proceedings to determine whether the Analyst, 202–205–6301, andrea.giles@
Assistant Secretary. proposed rule change should be sba.gov, or Curtis B. Rich, Management
[FR Doc. 2017–24629 Filed 11–13–17; 8:45 am] disapproved. The 45th day after Analyst, 202–205–7030, curtis.rich@
BILLING CODE 8011–01–P
publication of the notice for this sba.gov.
proposed rule change is November 11,
SUPPLEMENTARY INFORMATION: Small
2017. The Commission is extending this
2 17 CFR 240.19b–4.
45-day time period. Business Lending Companies (SBLCs)
3 See Securities Exchange Act Release No. 80041
The Commission finds that it is and Non-federally regulated lenders
(February 14, 2017), 82 FR 11252. (NFRLs). NFRL’s are non-depository
4 15 U.S.C. 78s(b)(2)(B). appropriate to designate a longer period
5 See Securities Exchange Act Release No. 80740, within which to take action on the lending institutions authorized by SBA
82 FR 24412 (May 26, 2017). proposed rule change so that it has primarily to make loans under section
6 15 U.S.C. 78s(b)(2).
sufficient time to consider the proposed 7(a) of the Small Business Act. As sole
7 See Securities Exchange Act Release No. 81415,
rule change. Accordingly, the regulator of these institutions, SBA
82 FR 40051 (August 23, 2017).
Commission, pursuant to Section requires them to submit audited
8 See letter from Albert J. Kim, Vice President and
19(b)(2) of the Act,5 designates financial statements annually as well as
Associate General Counsel, CHX, dated September
19, 2017, available at https://www.sec.gov/ December 26, 2017, as the date by interim, quarterly financial statements
comments/sr-chx-2017-04/chx201704-2583844- which the Commission shall either and other reports to facilitate the
161106.pdf. Agency’s oversight of these lenders.
ethrower on DSK3G9T082PROD with NOTICES

9 See letter from Albert J. Kim, Vice President and
approve or disapprove or institute
Associate General Counsel, CHX, dated October 18, Solicitation of Public Comments
1 15 U.S.C. 78s(b)(1).
2017, available at https://www.sec.gov/comments/
sr-chx-2017-04/chx201704-2643435-161294.pdf. 2 17 CFR 240.19b–4.
SBA is requesting comments on (a)
10 17 CFR 200.30 3(a)(12). 3 See Securities Exchange Act Release No. 81671 Whether the collection of information is
11 See Securities Exchange Act Release No. 81913, (September 21, 2017), 82 FR 45103. necessary for the agency to properly
82 FR 49433 (October 25, 2017). 4 15 U.S.C. 78s(b)(2).
12 17 CFR 201.431. 5 Id. 6 17 CFR 200.30–3(a)(31).

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Document Created: 2018-10-25 10:31:41
Document Modified: 2018-10-25 10:31:41

Category		Regulatory Information
Collection		Federal Register
sudoc Class		AE 2.7: GS 4.107: AE 2.106:
Publisher		Office of the Federal Register, National Archives and Records Administration
Section		Notices
FR Citation		82 FR 52762